SUPPLIER RISK ASSESSMENT CHECKLIST TEMPLATE

GENERAL INFORMATION
DATE OF ASSESSMENT MM/DD/YY

SUPPLIER NAME Name

ASSESSOR NAME Name

FINANCIAL STABILITY
LIST CATEGORY RISK RATING ASSESSMENT DESCRIPTION TASK ASSIGNED TO STATUS MITIGATION / RESPONSE PLAN START DATE END DATE REVISIT DATE NOTES

Refer to vendor-specific regulations and

X CREDIT RATING LOW Description of assessment …
guidelines
Petrus N. IN PROGRESS MM/DD/YY MM/DD/YY MM/DD/YY Share findings with Annora at Q1 meeting

REVENUE STABILITY MEDIUM Description of assessment … ON HOLD MM/DD/YY MM/DD/YY MM/DD/YY

LIQUIDITY HIGH Description of assessment … COMPLETE MM/DD/YY MM/DD/YY MM/DD/YY

OTHER N/A Description of assessment … OVERDUE

LEGAL COMPLIANCE
LIST CATEGORY RISK RATING ASSESSMENT DESCRIPTION TASK ASSIGNED TO STATUS MITIGATION / RESPONSE PLAN START DATE END DATE REVISIT DATE NOTES

RELEVANT LAWS AND

X LOW Description of assessment … Define controls and requirements in agreement Brennan G. COMPLETE
REGULATIONS

X OTHER N/A Description of assessment … OVERDUE

QUALITY MANAGEMENT SYSTEMS

LIST CATEGORY RISK RATING ASSESSMENT DESCRIPTION TASK ASSIGNED TO STATUS MITIGATION / RESPONSE PLAN START DATE END DATE REVISIT DATE NOTES

X INDUSTRY STANDARDS HIGH Description of assessment … IN PROGRESS

X OTHER N/A Description of assessment … IN PROGRESS

SUPPLY CHAIN MANAGEMENT

LIST CATEGORY RISK RATING ASSESSMENT DESCRIPTION TASK ASSIGNED TO STATUS MITIGATION / RESPONSE PLAN START DATE END DATE REVISIT DATE NOTES

OVERVIEW OF THE
X LOW Description of assessment … IN PROGRESS
SUPPLIER'S SUPPLY CHAIN

ASSESSMENT OF KEY
X SUPPLIERS IN THE SUPPLY LOW Description of assessment … COMPLETE
CHAIN

X OTHER LOW Description of assessment … IN PROGRESS

OPERATIONAL RISKS
LIST CATEGORY RISK RATING ASSESSMENT DESCRIPTION TASK ASSIGNED TO STATUS MITIGATION / RESPONSE PLAN START DATE END DATE REVISIT DATE NOTES

X BUSINESS CONTINUITY HIGH Description of assessment … IN PROGRESS

X DATA SECURITY HIGH Description of assessment … ON HOLD

ENVIRONMENTAL
X MEDIUM Description of assessment … ON HOLD
SUSTAINABILITY

X OTHER N/A Description of assessment … IN PROGRESS

REPUTATION RISKS
LIST CATEGORY RISK RATING ASSESSMENT DESCRIPTION TASK ASSIGNED TO STATUS MITIGATION / RESPONSE PLAN START DATE END DATE REVISIT DATE NOTES

X PUBLIC PERCEPTION MEDIUM Description of assessment … COMPLETE

X INDUSTRY REPUTATION MEDIUM Description of assessment … COMPLETE

X OTHER N/A Description of assessment … IN PROGRESS

CONCLUSION
OVERALL RISK ASSESSMENT

RECOMMENDATIONS
SUPPLIER RISK ASSESSMENT CHECKLIST TEMPLATE
GENERAL INFORMATION
DATE OF ASSESSMENT MM/DD/YY

SUPPLIER NAME Name

ASSESSOR NAME Name

FINANCIAL STABILITY
LIST CATEGORY RISK RATING ASSESSMENT DESCRIPTION TASK ASSIGNED TO STATUS MITIGATION / RESPONSE PLAN START DATE END DATE REVISIT DATE NOTES

X CREDIT RATING LOW Description of assessment … IN PROGRESS MM/DD/YY MM/DD/YY MM/DD/YY

REVENUE STABILITY MEDIUM ON HOLD

LIQUIDITY HIGH COMPLETE

OTHER N/A OVERDUE

LEGAL COMPLIANCE
LIST CATEGORY RISK RATING ASSESSMENT DESCRIPTION TASK ASSIGNED TO STATUS MITIGATION / RESPONSE PLAN START DATE END DATE REVISIT DATE NOTES

RELEVANT LAWS AND LOW COMPLETE

REGULATIONS

OTHER N/A OVERDUE

QUALITY MANAGEMENT SYSTEMS

LIST CATEGORY RISK RATING ASSESSMENT DESCRIPTION TASK ASSIGNED TO STATUS MITIGATION / RESPONSE PLAN START DATE END DATE REVISIT DATE NOTES

INDUSTRY STANDARDS HIGH IN PROGRESS

OTHER N/A IN PROGRESS

SUPPLY CHAIN MANAGEMENT

LIST CATEGORY RISK RATING ASSESSMENT DESCRIPTION TASK ASSIGNED TO STATUS MITIGATION / RESPONSE PLAN START DATE END DATE REVISIT DATE NOTES

OVERVIEW OF THE LOW IN PROGRESS

SUPPLIER'S SUPPLY CHAIN

ASSESSMENT OF KEY
SUPPLIERS IN THE SUPPLY LOW COMPLETE
CHAIN

OTHER LOW IN PROGRESS

OPERATIONAL RISKS
LIST CATEGORY RISK RATING ASSESSMENT DESCRIPTION TASK ASSIGNED TO STATUS MITIGATION / RESPONSE PLAN START DATE END DATE REVISIT DATE NOTES
 BUSINESS CONTINUITY HIGH IN PROGRESS

DATA SECURITY HIGH ON HOLD

ENVIRONMENTAL MEDIUM ON HOLD

SUSTAINABILITY

OTHER N/A IN PROGRESS

REPUTATION RISKS
LIST CATEGORY RISK RATING ASSESSMENT DESCRIPTION TASK ASSIGNED TO STATUS MITIGATION / RESPONSE PLAN START DATE END DATE REVISIT DATE NOTES

PUBLIC PERCEPTION MEDIUM COMPLETE

INDUSTRY REPUTATION MEDIUM COMPLETE

OTHER N/A IN PROGRESS

CONCLUSION
OVERALL RISK ASSESSMENT

RECOMMENDATIONS
DROPDOWN KEYS - DO NOT DELETE
RISK RATING KEY STATUS KEY

LOW COMPLETE

MEDIUM IN PROGRESS

HIGH ON HOLD

N/A OVERDUE

NOT STARTED
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