EARVIN T.

ROSARIO
Unit 2626 East Tower One Archers Place
Taft Avenue, Manila 1004
(02) 367-3902; +639176287300
earvinrosario@gmail.com

OBJECTIVE To further my professional career by seeking to diversify my skills in another

area of the business while contributing to the overall success of the organization

EDUCATION

2008 – 2012 DE LA SALLE UNIVERSITY

Bachelor of Science in Management of Financial Institutions, June 2012.
Consistent Dean’s Lister: AY 2008-2009. Dean’s Lister: 1st term, 3rd term, AY
2009-2010. Dean’s Lister: 2nd term, 3rd term, AY 2010-2011. Consistent Dean’s
Lister: AY 2011-2012. Graduated with Honors.

2004 – 2008 SAINT JOSEPH INSTITUTE

High School Diploma, March 2008. Valedictorian. Awards: Subject Proficiency in
Economics, Accounting, and Religious Education. Excellence in Deportment,
Campus Leadership, Campus Journalism, Loyalty, and Sports.

WORK EXPERIENCE

July 2016 – Present ASSISTANT MANAGER, HSBC SECURITIES SERVICES

Supervises the operations of Service Delivery to ensure trades are settled as per
agreement with clients, timely execution of FX deals with GM, payment to
counterparties are effected, provide high quality of service to clients, and
managing operational risk.

August 2014 – June SERVICE DELIVERY ASSISTANT, HSBC SECURITIES SERVICES

2016 Handles settlement of trades in GHSS upon proper funding, deliver or receipt of
shares from the depository and proper documentation from brokers and
counterparties. Determines and monitors source of funding. Executes FX orders
with the GM. Coordinates pending trades with Client Services and counterparties.

September 2013 – SERVICE DELIVERY PROCESSOR, HSBC SECURITIES SERVICES

July 2014 Ensures timely and accurate settlement of trades for foreign clients investing in
the Philippine Stock Exchange. Handles pre-matching of trades with
counterparties and prepares report to clients for the status of their trades.
Performs operational risk management, including its identification, assesment,
mitigation, and control.
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April – May 2013 FUNDS SERVICES ASSISTANT, HSBC SECURITIES SERVICES

On short-term attachment. Prepares daily valuation of various mutual funds for
different clients. Processed accounting entries for subscriptions, redemptions,
dividends and transfers that affect the fund. Prepared daily cash statements and
cash balancing.

November 2012 – SERVICE DELIVERY SUPPORT STAFF, HSBC SECURITIES SERVICES

August 2013 Tasked to capture, confirm, and match all trades for both equities and fixed
income instruments in various depository and electronic systems. Responsible for
reconciling settlement instructions received and preparing settlement
confirmation reports to clients. Handled broker and counterparty inquiries related
to pending and complex trades.

January – April 2012 RELATIONSHIP SUPPORT (INTERNSHIP), CITIBANK N.A.

Provided support for the commercial banking business of the firm. Assisted
Relationship Managers in handling individual and corporate accounts.
Responsible in giving assistance for the creation, renewal, and financial analysis
of local client accounts and approval and management of credit facilities to
clients.

CO-CURRICULAR ACTIVITIES

2011 – 2012 EXECUTIVE ASSISTANT TEAM HEAD – BUDGET TEAM,

COUNCIL OF STUDENT ORGANIZATIONS (CSO)
Accountable for auditing the financial documents of the thirty six student
organizations under CSO. Oversees the financial activities of these organizations
and ensures that funds are being used for the benefit of the organization and its
members.

2010 – 2011 VICE PRESIDENT FOR FINANCE, DE LA SALLE UNIVERSITY STUDENT

GOVERNMENT OFFICE OF THE EXECUTIVE TREASURER
Responsible for auditing and managing the finances of the different student
government units. Ensuring that the funds are used and utilized well by these
units. And preparation of financial statements by the end of each trimester.

2010 – 2011 ASSITANT VICE PRESIDENT FOR COMMUNICATIONS, DE LA SALLE UNIVERSITY

STUDENT GOVERNMENT OFFICE OF THE EXECUTIVE SECRETARY
In charge of increasing the awareness of the student body in the different
activities held by the student government through electronic mail blasts, proper
distribution of posters, and text messaging.
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2010 – 2011 ASSISTANT VICE PRESIDENT FOR FINANCE, BUSINESS AND ECONOMICS
CONVENTION FOR STUDENTS
Accountable for preparing budget plans, proper allocation of resources, and
preparation of financial statements after the convention.

RESEARCH PAPERS PREPARED

March 2012 ANALYSIS ON THE DEMAND FOR INITTIAL PUBLIC OFFERINGS AND ITS
AFTERMARKET PERFORMANCE: EVIDENCE FROM THE PHILIPPINE STOCK
MARKET FROM 2000-2010
Studied the relationship between an IPO’s pre-offering demand to its short-run
and long-run aftermarket performance. Nominated for Best Thesis Award.

PERSONAL BACKGROUND

Born on October 24, 1991 in Neuilly-sur-Seine, Paris, France. Fluent in English,

Filipino, and Ilocano. Knowledgeable in Microsoft Office Programs. Interests:
traveling, skiing, and cycling. Approachable, fast learner, quality-oriented, and
time-oriented. Willing to travel or relocate if necessary.

REFERENCES

Available upon request.