Professional Documents
Culture Documents
eBook PDF
Visit to download the full and correct content document:
https://ebooksecure.com/download/circadian-and-visual-neuroscience-ebook-pdf/
Progress in Brain Research
Volume 273
Vincent Walsh
Institute of Cognitive Neuroscience
University College London
17 Queen Square
London WC1N 3AR UK
Editorial Board
Nayantara Santhi
Department of Psychology,
Northumbria University,
Newcastle Upon Tyne, United Kingdom
Manuel Spitschan
Translational Sensory & Circadian Neuroscience, Max Planck
Institute for Biological Cybernetics, Tübingen, Germany
Chronobiology & Health, TUM Department of Sport
and Health Sciences (TUM SG),
Technical University of Munich, Munich;
TUM Institute for Advanced Study (TUM-IAS),
Technical University of Munich, Garching, Germany
Elsevier
Radarweg 29, PO Box 211, 1000 AE Amsterdam, Netherlands
The Boulevard, Langford Lane, Kidlington, Oxford, OX5 1GB, United Kingdom
50 Hampshire Street, 5th Floor, Cambridge, MA 02139, United States
No part of this publication may be reproduced or transmitted in any form or by any means, electronic or
mechanical, including photocopying, recording, or any information storage and retrieval system, without
permission in writing from the publisher. Details on how to seek permission, further information about
the Publisher’s permissions policies and our arrangements with organizations such as the Copyright
Clearance Center and the Copyright Licensing Agency, can be found at our website: www.elsevier.com/
permissions.
This book and the individual contributions contained in it are protected under copyright by the Publisher
(other than as may be noted herein).
Notices
Knowledge and best practice in this field are constantly changing. As new research and experience broaden
our understanding, changes in research methods, professional practices, or medical treatment may
become necessary.
Practitioners and researchers must always rely on their own experience and knowledge in evaluating and
using any information, methods, compounds, or experiments described herein. In using such information
or methods they should be mindful of their own safety and the safety of others, including parties for whom
they have a professional responsibility.
To the fullest extent of the law, neither the Publisher nor the authors, contributors, or editors, assume any
liability for any injury and/or damage to persons or property as a matter of products liability, negligence
or otherwise, or from any use or operation of any methods, products, instructions, or ideas contained in
the material herein.
ISBN: 978-0-323-85945-5
ISSN: 0079-6123
v
vi Contributors
Greg J. Elder
Northumbria Sleep Research, Department of Psychology, Faculty of Health and
Life Sciences, Northumbria University, Newcastle upon Tyne, United Kingdom
Rhea T. Eskew, Jr.
Department of Psychology, Northeastern University, Boston, MA, United States
Dorothee Fischer
Department of Sleep and Human Factors Research, Institute for Aerospace
Medicine, German Aerospace Center, Cologne, Germany
Elisabeth Flo-Groeneboom
Department of Clinical Psychology, Faculty of Psychology, University of Bergen,
Bergen, Norway
Russell G. Foster
Sir Jules Thorn Sleep and Circadian Neuroscience Institute (SCNi), Kavli Institute
for NanoScience Discovery, Nuffield Department of Clinical Neurosciences,
University of Oxford, Oxford, United Kingdom
Jingyi He
Department of Psychology, Northeastern University, Boston, MA, United States
Cassie J. Hilditch
Fatigue Countermeasures Laboratory, Department of Psychology, San Jose State
University, San Jos
e, CA, United States
Anya Hurlbert
Centre for Transformative Neuroscience and Institute of Biosciences, Newcastle
University, Newcastle upon Tyne, United Kingdom
Luis A. Issolio
Instituto de Investigación en Luz, Ambiente y Visión, Consejo Nacional de
Investigaciones Cientı́ficas y T
ecnicas—Universidad Nacional de Tucumán;
Departamento de Luminotecnia, Luz y Visión, Facultad de Ciencias Exactas y
Tecnologı́a, Universidad Nacional de Tucumán, Tucumán, Argentina
Antonin Jandot
Univ Lyon, Universit
e Claude Bernard Lyon 1, Inserm, Stem Cell and Brain
Research Institute, Bron, France
Tara A. LeGates
Department of Biological Sciences, University of Maryland, Baltimore County
(UMBC); Department of Physiology, University of Maryland School of Medicine,
Baltimore, MD, United States
Renske Lok
Department of Psychiatry and Behavioral Sciences, Stanford University, Stanford,
CA, United States
Contributors vii
Takuma Morimoto
Department of Experimental Psychology, University of Oxford, Oxford,
United Kingdom; Department of General Psychology, Justus-Liebig-Universit€at
Gießen, Gießen, Germany
Joshua W. Mouland
Centre for Biological Timing, Faculty of Biology Medicine and Health, University of
Manchester, Manchester, United Kingdom
Ruben Pastilha
Centre for Transformative Neuroscience and Institute of Biosciences, Newcastle
University, Newcastle upon Tyne, United Kingdom
Stuart N. Peirson
Sir Jules Thorn Sleep and Circadian Neuroscience Institute (SCNi), Kavli Institute
for NanoScience Discovery, Nuffield Department of Clinical Neurosciences,
University of Oxford, Oxford, United Kingdom
Carina A. Pothecary
Sir Jules Thorn Sleep and Circadian Neuroscience Institute (SCNi), Kavli Institute
for NanoScience Discovery, Nuffield Department of Clinical Neurosciences,
University of Oxford, Oxford, United Kingdom
Oscar U. Preciado
Instituto de Investigación en Luz, Ambiente y Visión, Consejo Nacional de
Investigaciones Cientı́ficas y T
ecnicas—Universidad Nacional de Tucumán;
Departamento de Luminotecnia, Luz y Visión, Facultad de Ciencias Exactas y
Tecnologı́a, Universidad Nacional de Tucumán, Tucumán, Argentina
Luke L.A. Price
Centre for Radiation, Chemical and Environmental Hazards, Public Health
England, Chilton, Harwell Campus, Didcot, Oxfordshire, United Kingdom;
Secretary of Division 6 for Photobiology and Photochemistry of CIE, Vienna,
Austria
Roshae C. Roberts
Department of Biological Sciences, University of Maryland, Baltimore County
(UMBC), Baltimore, MD, United States
Marı́a L. Sandoval Salinas
Instituto de Investigación en Luz, Ambiente y Visión, Consejo Nacional de
Investigaciones Cientı́ficas y T
ecnicas—Universidad Nacional de Tucumán;
Instituto de Investigaciones en Biodiversidad Argentina, Facultad de Ciencias
Naturales e Instituto Miguel Lillo, Universidad Nacional de Tucumán, Tucumán,
Argentina
Ma’ayan Semo
Sir Jules Thorn Sleep and Circadian Neuroscience Institute (SCNi), Kavli Institute
for NanoScience Discovery, Nuffield Department of Clinical Neurosciences,
University of Oxford, Oxford, United Kingdom
viii Contributors
Keizo Shinomori
School of Information/Research Institute, Kochi University of Technology, Kochi,
Japan
Melissa A. St. Hilaire
Division of Sleep and Circadian Disorders, Brigham and Women’s Hospital;
Division of Sleep Medicine, Harvard Medical School, Boston, MA, United States
Laura C.E. Steel
Sir Jules Thorn Sleep and Circadian Neuroscience Institute (SCNi), Kavli Institute
for NanoScience Discovery, Nuffield Department of Clinical Neurosciences,
University of Oxford, Oxford, United Kingdom
S.K.E. Tam
Sir Jules Thorn Sleep and Circadian Neuroscience Institute (SCNi), Kavli Institute
for NanoScience Discovery, Nuffield Department of Clinical Neurosciences,
University of Oxford, Oxford, United Kingdom
Yesenia Taveras-Cruz
Department of Psychology, Northeastern University, Boston, MA, United States
Selma Tir
Sir Jules Thorn Sleep and Circadian Neuroscience Institute (SCNi), Kavli Institute
for NanoScience Discovery, Nuffield Department of Clinical Neurosciences,
University of Oxford, Oxford, United Kingdom
Vladyslav V. Vyazovskiy
Sir Jules Thorn Sleep and Circadian Neuroscience Institute (SCNi), Kavli Institute
for NanoScience Discovery, Department of Physiology, Anatomy and Genetics,
University of Oxford, Oxford, United Kingdom
Brian A. Wandell
Psychology Department and the Stanford Center for Image Systems Engineering,
Stanford University, Stanford, CA, United States
John S. Werner
Department of Ophthalmology & Vision Science, University of California Davis,
Sacramento, CA, United States
Jamie M. Zeitzer
Department of Psychiatry and Behavioral Sciences, Stanford University, Stanford;
Mental Illness Research Education and Clinical Center, VA Palo Alto Health Care
System, Palo Alto, CA, United States
Contents
Contributors .............................................................................................................. v
Foreword ............................................................................................................... xvii
Introduction ........................................................................................................... xxi
ix
x Contents
One who kindles the light of awareness within gets true light.
—Rig Veda, circa 1500–1000 BCE
And God said, Let there be light: and there was light.
—Genesis, circa 550 BCE
All the fifty years of conscious brooding have brought me no closer to answer the
question, ’What are light quanta?’ Of course, today every rascal thinks he knows
the answer, but he is deluding himself.
—Albert Einstein, 1951 CE
Light is miraculous. Light sustains our food chain, illuminates our world, and quietly
controls the chemical tides in our bodies. Humans are predominantly a visual spe-
cies; our moment-to-moment waking consciousness is filled with the sense of vision.
It has been estimated that more than half of the central nervous system is involved in
the primary and secondary processing of vision and visual reflexes. It is no wonder,
then, that exploring the nature of light and color has been a passion for prophets, mys-
tics, philosophers, and scientists across the millennia. Brilliant minds, from Plato to
Goethe and from Newton to Einstein, have puzzled over the mystery of light and its
interaction with the human eye (Zajonc, 1993).
The central thread of this book is the interaction of light and the eye. It synthe-
sizes light both as a stimulus for the sensory capacity of vision and for the regulation
of circadian, neuroendocrine, and neurobehavioral physiology. Dr. Spitschan and
Dr. Santhi are to be congratulated for fostering the diverse voices responsible for
the collected chapters comprising this volume. Importantly, they opened the door
to many investigators in the earlier stages of their careers for contributing most of
the manuscripts. The future of any field of empirical research always depends
on an emerging cadre of investigators who bring fresh questions, innovative
approaches, and novel insights. To bring balance and diversity of perspectives,
Dr. Santhi and Dr. Spitschan have judiciously included contributions from some
more senior investigators. Astonishingly, this field of light research is founded on
frogs and swimming ghosts.
More than a century ago, studies on the Northern leopard frog, Rana pipiens,
ultimately led to the isolation and chemical characterization of the pineal hormone,
melatonin. In 1915, Carey McCord, MD, and his assistant Floyd Allen conducted
groundbreaking experiments feeding R. pipiens tadpoles with various bovine tissues.
To their surprise, tadpoles fed with a mixture of fresh plant food and desiccated
pineal tissue lost their dark pigmentation. In an interview, McCord recounted how
xvii
xviii Foreword
Allen excitedly reported: “They looked like ghosts swimming around in the water
with very black eyes!” Working from this stunning observation, McCord and Allen
conducted controlled studies on 12,000 tadpoles, thereby establishing the influence
of the pineal gland tissue on frog pigmentation (McCord and Allen, 1917). Progress
halted abruptly when McCord joined the National Guard to serve in a coordinated
mission between the United States and Mexico to stop the notorious rebel Pancho
Villa. After completing his military service, McCord returned to have a prominent
career in industrial medicine.
After retirement, McCord had a chance encounter with dermatologist Aaron
Lerner, MD, PhD, at the University of Michigan in 1952. They happened to sit to-
gether for lunch in the school cafeteria. McCord captivated Lerner’s attention when
their discussion turned to McCord’s earlier frog skin studies. The two scientists met
several times to discuss the possibility of isolating the active skin-lightening agent
from the pineal gland. Lerner later moved to Yale University where he and his
colleagues embarked on that very project.
Over a 4-year period, Lerner’s team fractioned and tested more than 250,000 cow
pineal glands in an in vitro assay system of R. pipiens frog skin cells. After 3 years,
they hit a significant roadblock. The team was in upheaval as they realized they
would need a million more glands to isolate a pure hormone from the pineal gland.
Discouraged, they gave the project one more month to provide a good lead before
ceasing the work entirely. One week before shutting down the project, Lerner had
an intuitive flash about the exact structure of the pineal hormone. His insight led
them to isolate a miniscule batch of melatonin—an invisible layer in the bottom
of an otherwise empty flask. In their frog skin assay, however, it was 100,000 times
more potent than other known skin-lightening agents such as noradrenaline and ace-
tylcholine. This crowning achievement brought the arduous, 4-year project to a suc-
cessful conclusion (Lerner et al., 1958).
Decades later, the discovery of melanopsin was also predicated on results from
studies on the frog skin. Mark Rollag, PhD, and his colleagues chose to work with a
bioassay developed from the frog Xenopus laevis, commonly named the African
clawed frog. Rollag’s team was interested in identifying the melatonin receptor
and melatonin’s capacity to regulate cell physiology (White et al., 1987). Those stud-
ies employed an in vitro Xenopus melanophore assay. A chance observation noted
that this assay responded to very subtle differences of light and shadow on their
lab bench, thus highlighting its utility in the study of extra-retinal photoreception.
In 1996, Ignacio Provencio, PhD, a scientist with a background in circadian photo-
reception, joined Drs. Rollag and Guisen Jiang as a postdoctoral fellow. They set out
to identify the active photopigment in frog skin melanophores. This quest was
facilitated by employing a Xenopus melanophore cDNA library screen, which
proved invaluable for narrowing the search for the active photopigment in tadpole
skin cells. After 2 years of intensive work, the project successfully culminated in
the identification and molecular characterization of the photopigment melanopsin.
In a collaboration with William Par Hayes, PhD, the team demonstrated through
in situ hybridization that melanopsin was localized in frog skin melanophore cells
Foreword xix
as well as in the frog retina, iris, and hypothalamic nuclei. Those results suggested
that melanopsin played a role in circadian physiology as well as in the photic control
of frog skin pigmentation (Provencio et al., 1998).
Ultimately, photosensitive frog skin was pivotal in the discovery of two key
molecules, the hormone melatonin and the photopigment melanopsin. Each of these
molecules is cited numerous times across the chapters in this volume.
Dr. Santhi and Dr. Spitschan have curated a collection of contributions woven
from both fresh and familiar voices. This book is an invaluable tool for understanding
our present view of how light stimulates the retina to support vision and physiolog-
ical regulation. It is also a portal to the future of this rapidly developing field.
George C. Brainard, PhD
Professor of Neurology
Director, Light Research Program
Thomas Jefferson University
Philadelphia, Pennsylvania
References
Lerner, A.B., Case, J.D., Takahashi, Y., Lee, Y., Mori, W., 1958. Isolation of melatonin, the
pineal gland factor that lightens melanocytes. J. Am. Chem. Soc. 80, 2587.
McCord, C.P., Allen, F.B., 1917. Evidence associating pineal gland function with alterations
in pigmentation. J. Exp. Zool. 23, 207–224.
Provencio, I., Jiang, G., De Grip, W.J., Hayes, W.P., Rollag, M.D., 1998. Melanopsin: an opsin
in melanophores, brain, and eye. PNAS 95, 340–345.
White, B.H., Sekura, R.D., Rollag, M.D., 1987. Pertussis toxin blocks melatonin-induced pig-
ment aggregation in Xenopus dermal melanophores. J. Comp. Physiol. B 157, 153–159.
Zajonc, A., 1993. Catching the Light: The Entwined History of Light and Mind. Oxford
University Press, New York.
This page intentionally left blank
Introduction
Quite apart from vision, light exerts a potent nonvisual influence on physiological
and behavioral functions including sleep, circadian rhythms, mood, and alertness.
Until the late 1990s, rods and cones were considered to be the eye’s sole light
detectors, with the former considered to predominate nighttime vision and the latter
color vision. The early challenge to the idea that rods and cones account for all of the
eye’s light functions came from the intriguing observations that the sleep-wake
cycle of some functionally blind individuals tracked the solar day and that these
individuals also exhibited light-induced effects on the melatonin section. At the same
time, animal studies showed similar results, where mice engineered to have no rods
or cones exhibited circadian entrainment just as the visually blind humans did. These
converging lines of evidence finally led to the seminal discovery of a third photore-
ceptor system, the intrinsically photosensitive retinal ganglion cells (ipRGCs), capa-
ble of producing light-induced physiological effects. We now know that the visual
and nonvisual influences of light on physiology and behavior are mediated through
complex interactions between the rods, cones, and ipRGCs. Yet, explorations of the
visual and nonvisual effects of light proceed independently. In this volume, we bring
together researchers from these diverse areas to showcase the landscape of light
effects on our physiology and behavior.
In his foreword to this volume, George Bud Brainard eloquently lays out our
motivation and rationale for putting together this collection. Drs. Blattner and Price
discuss the current standards for both circadian and visual photometry, explaining
the definitions and rationale behind the computation involved in these standards.
Investigations of the visual and nonvisual effects of light require exacting and precise
methodologies, particularly with regard to stimulating the light receptors in the eye.
Drs. Barrionuevo, Preciado, Sandoval Salinas, and Issolio walk us through the com-
plex arrangements required to achieve optical stimulation of the visual and nonvisual
receptors and pathways. Recent explorations of light and physiology and behavior
have expanded to consider our ambient light environment and daily light exposure
patterns, beyond the laboratory milieu. In his chapter, Dr. Morimoto discusses the
intricacies of characterizing light in real-world environments.
Animal models have provided the initial insights into the neural pathways and
networks underpinning the influences of light, visual and nonvisual, on physiology
and behavior. Drs. Dkhissi-Benyahya, Jandot, and Calligaro discuss the molecular
machinery and retinal clocks that lie at the heart of circadian photoentrainment. Cir-
cadian rhythmicity is not the only nonvisual function of light. Light appears to have
independent effects on other aspects of biology including mood and alertness. The
chapter by Drs. LeGates, Copenhaver, and Roberts provides a comprehensive discus-
sion on the neuronal mechanisms underlying the direct effect of light on mood.
Drs. Peirson, Steel, and Tir explain how animal models have informed our under-
standing of light effects in humans. At the heart of the nonvisual effect of light lies
the melanopsin-driven role of ipRGCs, which is discussed in detail in the chapter by
xxi
xxii Introduction
Drs. Allen and Baño-Otalora. While the ipRGCs are vital to circadian photoentrain-
ment, they do convey signals from the rods and cones to the circadian clock, as
shown and discussed by Drs. Mouland and Brown in their chapter.
Moving onto human studies, the characteristics of the light stimulus including its
timing, duration, intensity, and spectral composition modulate the strength of the
nonvisual effect of light. Drs. Zeitzer and Lok present a comprehensive summary
of the decades of research on how these aspects of light influence circadian photo-
entrainment and other aspects of physiology and behavior. The efficacy of practical
and clinical applications of light interventions rests on our ability to accurately model
findings in the literature. Dr. St. Hilaire, in her chapter, focuses on the mathematical
models of circadian rhythms that incorporate light as a stimulus. Dr. Wandell, in his
chapter, discusses the principles and parameters of optics and visual encoding and
presents an open-source toolbox that estimates these parameters. Drs. Taveras-Cruz,
He, and Eskew Jr. present an eloquent discussion on the visual psychophysics, a
chapter complementary to the circadian photoreception chapter by Drs. Zeitzer
and Lok. Precision medicine depends on the discovery of factors contributing to
individual differences in physiology and behavior. Age is one of the strongest con-
tributors to individual variation in physiology. Drs. Werner, Barbur, and Shinomori
review our current understanding of the aging of visual mechanisms. We conclude
this volume with three chapters that elucidate the light influences and applications in
the real world. Drs. Pastilha and Hurlbert discuss how the eye senses changes in
natural illumination and how this shapes our physiology.
Drs. Fischer and Hilditch take this thinking a step further in their chapter by
showing us how our daily light exposure in the real world leads to circadian disrup-
tion and how we can use light as a countermeasure against it. As we age, our sleep
and circadian rhythms are affected. Drs. Elder and Flo-Groeneboom provide insights
into the state-of-the-art development in light interventions and strategies to optimize
sleep and circadian rhythms in older adults, both in health and in disease.
It has been a great delight to bring together such an exciting and diverse group of
researchers to present their work and understanding of how light influences our daily
lives constantly. We hope this volume will serve in bringing together the ideas and
discoveries of vision science and circadian physiology to develop novel hypotheses
and new questions. We thank all the authors for their invaluable contributions to this
volume and the publishing team for their patience and help. And last but not least, we
thank George Brainard for the very poetic foreword to this volume.
Nayantara Santhi
Manuel Spitschan
CHAPTER
Abstract
Photometry is the metrology of light—optical radiation seen by the human eye due to its
action on retinal photoreceptors. Its origins are closely tied to the International Commission
on Illumination (CIE), which remains responsible for photometry standards and the language
of light used in science and technology.
When in 1931 it had become possible to model the response to light of the human eye based
on reliable spectroradiometry data, the CIE published standard formulae for predicting the
luminance of a stimulus. These and related colorimetry formulae are still in use, having been
internationally agreed and adopted. Both fields continue to be the subject of active research
and increasing accuracy.
CIE S 026:2018 represents another milestone for the metrology of light (CIE, 2018a). It is
the first standard where light is considered for its ability to evoke circadian and neurophysi-
ological responses, and includes the spectral sensitivity of melanopsin—a retinal photopig-
ment discovered, and shown to be contributing to and influencing responses from human
intrinsically-photosensitive retinal ganglion cells (ipRGCs), only 20 years ago (Berson
et al., 2002; Hattar et al., 2002; Provencio et al., 1998). These accessory visual functions also
depend to some extent on inputs from the rods and three types of cones; until very recently,
rods and cones (or “classical photoreceptors”) were the only photoreceptors in visual models.
If photometry standards are replaced with modern physiological data, consistent changes
should be expected in the photometry of these accessory functions.
This chapter outlines the current standards, their definitions and calculations, and how the
main elements are related.
Keywords
Photometry, Colorimetry, Circadian, Melanopsin, Non-visual, Photobiology, Spectroradio-
metry, Standards
The spectral luminous efficiency function most relevant in practice was pub-
lished in 1931 by the International Commission on Illumination CIE (CIE, 2019a)
and applies to a “typical” observer adapted to daylight (photopic vision, Eq. (2)),
with a narrow field of view (about 4° or less). In addition, CIE has published several
other standard observers, including for scotopic (Eq. (3), with K’m substituting for
1 The basis of physical photometry 3
1000
500
250
0
400 450 500 550 600 650 700
wavelength, λ / nm
FIG. 1
The CIE photopic and scotopic spectral luminous efficacies of radiation, K(λ) and
K0 (λ)—dashed black and light gray lines—and their respective maxima as diamonds.
Luminous efficacies agree exactly at the frequency of 540 1012 Hz (SI definition),
corresponding to λcd, approximately 555.017 nm in standard air (close to the photopic
maximum, λmax 555 nm). Rhodopsin is solely responsible for the scotopic spectral luminous
efficacy, so that srh(λ) ¼ V 0 (λ) ¼ K0 (λ)/K0 (λmax), where λmax 507 nm.
Km in Eq. (1)), mesopic vision (see CIE, 2010) and for situations where the visual
target has an angular subtense larger than 4° or is seen off-axis (CIE, 2005). These
“observers” relate to different visual conditions and visual fields (e.g., see the
additional notes below), and all represent a person with typical visual responses
at approximately 32 years of age. Fig. 1 shows the dependence on wavelength of
the luminous efficacy functions for vision in photopic and scotopic conditions,
K(λ) and K0 (λ), i.e., Km V(λ) and K0 m V0 (λ), respectively.
Photobiological or photochemical responses to optical radiation that are suffi-
ciently distinct from the human image-forming visual sensation are not described
by standard photometry and are instead dealt with using the radiometric system
codified in Appendix III of the SI Brochure (BIPM, 2020). Several photobio-
logical responses have their in vivo spectral sensitivity standardized as an action
spectrum, allowing calculation of weighted radiometric quantities, according to
Eqs. (4) and (5). ð
Φx ¼ Φe,λ ðλÞ sx ðλÞ dλ (4)
λ
ð
Φp,x ¼ Φp,λ ðλÞ sp,x ðλÞ dλ (5)
λ
These equations, (4) and (5), are valid for the two main branches of SI radiom-
etry known as the energy system (see Section 1.1) and the photon system,
4 CHAPTER 1 Circadian and visual photometry
respectively. The existence of two radiometric systems has in the past led to con-
fusion about the difference between the action spectra in each system for the same
photobiological response. This has been resolved in Appendix III that was
released with the 9th Edition of the SI Brochure (see BIPM, 2020). Eq. (6) governs
the relationship between the energy and photon systems’ action spectra for a
response x. Eq. (6) then sets out how to determine the renormalization
constant, γ x. However, a much easier way to renormalize when using a computer
to convert an action spectrum from one system to another, is to divide the con-
verted function throughout by its maximum value (after using any convenient
value for γ x), in terms of the frequency of light, f, and using two of the fundamental
constants of nature h and c also defined in the SI Brochure.
sp,x ðλÞ ¼ γ x sx ðλÞ h f ¼ γ x sx ðλÞ h c=ðnðλÞ λÞ (6)
2 Colorimetry
A concept similar to photometry can be applied for quantifying colour perception:
in colorimetry, colour-matching functions are used to calculate triplets of numbers
(also called tristimulus values) from a measured colour stimulus (CIE, 2018b).
2 Colorimetry 5
The most commonly used system is the CIE XYZ trichromatic system, called the
CIE 1931 standard colorimetric system (CIE, 2006, 2019b). This is based on
the CIE 1931 colour-matching functions, that define the colour-matching properties
of an average observer with normal colour vision when viewing fields of angular
subtense between 1° and 4°, denoted by x(λ), y(λ) and z(λ) the corresponding tris-
timulus values X, Y and Z.
Eq. (8) for X, has corresponding versions for Y and Z that use the same constant k,
the same spectral quantity, here Φe,λ(λ), and substitute functions y (λ) and z (λ),
respectively for x(λ): ð
X ¼ k Φe,λ ðλÞ xðλÞ dλ (8)
λ
By construction of the CIE 1931 system y(λ) equals the V(λ) function, so a typical
choice is to use k ¼ Km and a spectral irradiance Ee,λ(λ) as the spectral quantity,
yielding a value of Y equal to illuminance.
The chromaticity coordinates (x, y) define the chromaticity of a visual stimulus,
which is given by its relative spectral distribution. The coordinates are normalized to
the sum of the tristimulus values:
x ¼ X=ð X + Y + Z Þ (9)
y ¼ Y=ð X + Y + Z Þ (10)
1 L-cone
M-cone
0.8
Relative efficiency
S-cone
0.6
0.4
0.2
0
400 450 500 550 600 650 700
wavelength, λ / nm
FIG. 2
The 2° cone fundamentals for the long-wave sensitive (LWS, light gray line), middle-wave
sensitive (MWS, mid gray line) and short-wave sensitive (SWS, black line) cones, denoted
l (λ), m(λ) and s(λ), respectively.
where α, β and γ are weighting constants. It is however a basic assumption that the
short-wave-cone system does not notably contribute to luminance, thus reducing
Eq. (12) to a linear combination of l(λ) and m(λ). The determination of the weighting
constants is outlined in (CIE, 2015a), the respective values are included in the
reduced equation as follows:
VF ðλÞ ¼ 0:689 902 72 lðλÞ + 0:348 321 89 mðλÞ (13)
VF(λ) is normalized to a peak at 556.1 nm and as redundant is shown in Fig. 3.
An equivalent cone-fundamental system has been defined for a 10° field size, with
corresponding action spectra given by defining corresponding action spectra l10(λ),
m10(λ) and s10(λ) (see CIE, 2015a).
To adopt the CIE cone-fundamental systems as an international standard would
have wide reaching implications for science and industry for both colorimetry and
photometry, and CIE Technical Committee 1-98 was set up to define a
“roadmap” for developing a new self-consistent system of CIE colorimetry. The suc-
cess of this project is likely to depend on whether the improvements are considered
sufficiently important by various stakeholders to justify the costs involved in switch-
ing to a new system of colorimetry and photometry.
Whereas the aforementioned 1964 functions were obtained by asking subjects to
disregard the central 2° field, the current functions allow for the annular sensitivity to
be established at 1° intervals up to 10°.
To ensure consistency within CIE documents governing photometry, colorimetry
and IIL responses (see Section 4 for definition), the action spectra introduced in the
3 IIL responses 7
1
Relative luminous efficiency
0.1
0.01
next section as slc(λ), smc(λ) and ssc(λ) were defined to be identical to l10(λ), m10(λ)
and s10(λ), respectively, and srh(λ) is identical to V0 (λ), which is the scotopic spectral
luminous efficacy described earlier.
3 IIL responses
IIL responses stands for “ipRGC-influenced responses to light,” and are also known as
non-visual or non-image-forming responses to light (CIE, 2018a). Light arriving at the
retina, having passed through the lens and other ocular media, not only stimulates
luminous and colour vision, but influences several circadian and neurophysiological
functions (Berson et al., 2002; Hattar et al., 2002; Provencio et al., 1998; Lucas et al.,
2014). For instance, these so-called non-visual effects include the circadian rhythm
phase-shifting, suppression of pineal nocturnal melatonin secretion and the pupil
reflex. Melanopic phototransduction in the intrinsically-photosensitive retinal gan-
glion cells (ipRGCs) plays a role in addition to the signals from the cones and rods,
often appearing to take the dominant role (e.g., Brown, 2020).
Photobiological action spectra have been published in the 2018 international
standard “CIE S 026” for the IIL responses to optical radiation in the visible spectrum
that is seen as light (CIE, 2018a). The standard allows for the most agnostic inter-
pretation possible, that any one of the five photoreceptor types—short, medium
8 CHAPTER 1 Circadian and visual photometry
S-cone-opic
1
M-cone-opic
0.8 L-cone-opic
Relative efficiency
Rhodopic
0.6 Melanopic
0.4
0.2
0
400 450 500 550 600 650 700
wavelength, λ / nm
FIG. 4
The five CIE alpha-opic (α-opic) action spectra, sα(λ): the S-cone-opic action spectrum,
ssc(λ)—black line; the M-cone-opic action spectrum, smc(λ)—dark gray; the L-cone-opic
action spectrum, slc(λ)—light gray; the rhodopic action spectrum, srh(λ)—dashed dark gray;
and the melanopic action spectrum, smel(λ)—dashed light gray.
and long wavelength cones, rods and ipRGCs—can contribute to IIL responses, and
they have five different spectral sensitivities, sα(λ), shown in Fig. 4.
The SI versions of Eqs. (6) and (7) follow the example of the irradiance toolboxes
designed for conversions between either radiometry system and a new system of
“equivalence photometry” specifically designed for IIL responses (CIE, 2015b;
Lucas et al., 2014). These early toolboxes were superseded by the online CIE Tool-
box implementing CIE S 026 (CIE, 2018c).
The CIE S 026 Toolbox is primarily designed to support calculations of optical
radiation quantities relating to IIL responses, using calculations and convers-
ions according to Eqs. (14) and (15) for the five α-opic equivalent daylight
(D65) illuminances, ED65
v,α , or “α-opic EDIs” in lx, and the five corresponding efficacy
constants called the α-opic efficacies of luminous radiation (ELR) for daylight D65,
KD65
α,v , or “daylight α-opic ELRs”:
ð
ED65
v,α ¼ Ee,λ ðλÞ sα ðλÞ dλ=K D65
α,v (14)
λ
sc,v , K mc,v , K lc,v , K rh,v , K mel,v ¼
K D65 D65 D65 D65 D65
(15)
ð0:8173, 1:4558, 1:6289, 1:4497, 1:3262Þ mW=lm
It is important to understand that the metrology in CIE S 026 does not give in-
formation about how to predict end-point physiological responses to light, but deals
only with quantifying light for its ability to stimulate the five photoreceptor-types
and their individual sensitivities to light (i.e., for the short, medium and long
4 Conclusions 9
wavelength cones, rods and ipRGCs). The first Manchester Workshop in 2013 led to
the review paper which recommended this type of metrology (Lucas et al., 2014);
however, the second Manchester Workshop in 2019 has recently recommended that
daytime light levels—expressed as melanopic EDI—should satisfy ED65 v,mel > 250 lx,
evening light levels should satisfy ED65
v,mel < 10 lx and at night light levels should sat-
isfy ED65
v,mel < 1 lx, based largely on interpreting the results from a meta-review of
physiological data (Brown et al., 2022).
As well as using melanopic EDI, and thereby following the intrinsic response of
ipRGCs, the measurements for IIL responses and the Brown recommendations
should be made in the vertical plane of the eyes (at the appropriate position, imme-
diately in front of the eye or eyes). For IIL responses in general, the measurement
direction should concur with the direction of view, and ideally should include only
the field of vision, i.e. only light that would enter the pupil(s). This contrasts with
most measurements in visual photometry, where the stimulus is often specified in
terms of the light incident on an object with a known position and spectral properties
(e.g., reflectance). For instance, many traditional interior lighting standards refer to
the photopic illuminance in the horizontal plane of a work surface. Further details of
what researchers and lighting professionals should disclose and/or specify to deter-
mine the potential IIL responses of a given measurement can be found in the CIE and
academic literature (CIE, 2015b, 2018a; Lucas et al., 2014; Spitschan et al., 2019).
The luox Toolbox is a recent additional application designed to calculate α-opic
quantities from spectral data, which helps to generate the disclosures needed in re-
search publications (Spitschan et al., 2021).
4 Conclusions
The success of international standardized metrologies depends on them being both
clear and accurate enough that they can be adopted in as wide a variety of applica-
tions as possible. This depends on achieving sufficient consistency, between systems
and over time, whilst reflecting the underlying phenomenon faithfully. Photometric
and colorimetric standards are an average between individuals, which means
that interindividual variation is particularly important amongst the factors which
limit the need to produce an endless stream of decimal places. Another factor is
10 CHAPTER 1 Circadian and visual photometry
References
Berson, D.M., Dunn, F.A., Takao, M., 2002. Phototransduction by retinal ganglion cells that
set the circadian clock. Science 295 (5557), 1070–1073.
BIPM, 2019a. Le Système International d’unites/the International System of Units (‘the SI
Brochure 9th Edition’). BIPM, Sèvres.
BIPM, 2019b. Mise en Pratique for the Definition of the Candela and Associated Derived
Units for Photometric and Radiometric Quantities in the SI. BIPM, Sèvres.
BIPM, 2020. SI Brochure—9th Edition (2020)—Appendix 3: Units for Photochemical and
Photobiological Quantities. BIPM, Sèvres.
Brown, T.M., 2020. Melanopic illuminance defines the magnitude of human circadian light
responses under a wide range of conditions. J. Pineal Res., e12655.
Brown, T.M., Brainard, G.C., Cajochen, C., Czeisler, C.A., Hanifin, J.P., Lockley, S.W.,
Lucas, R.J., M€unch, M., O’Hagan, J.B., Peirson, S.N., Price, L.L.A., Roenneberg, T.,
Schlangen, L.J.M., Skene, D.J., Spitschan, M., Vetter, C., Zee, P.C., Wright Jr, K.P.,
2022. Recommendations for daytime, evening, and nighttime indoor light exposure to best
support physiology, sleep, and wakefulness in healthy adults. PLoS Biol., 20 (3), e3001571.
CIE, 2005. CIE 165:2005 CIE 10 Degree Photopic Photometric Observer. CIE, Vienna.
CIE, 2006. CIE 170–1:2006 Fundamental Chromaticity Diagram with Physiological
Axes—Part 1. CIE, Vienna.
CIE, 2010. CIE 191:2010 Recommended System for Mesopic Photometry Based on Visual
Performance. CIE, Vienna.
CIE, 2015a. CIE 170-2:2015 fundamental chromaticity diagram with physiological axes—part
2: spectral luminous efficiency functions and chromaticity diagrams. CIE, Vienna.
CIE, 2015b. CIE TN 003:2015 Report on the First International Workshop on Circadian
and Neurophysiological Photometry, 2013. CIE, Vienna.
CIE, 2018a. CIE S 026:2018 CIE System for Metrology of Optical Radiation for
ipRGC-Influenced Responses to Light. CIE, Vienna.
References 11
Optical stimulation
systems for studying
human vision
Pablo A. Barrionuevoa,*, Oscar U. Preciadoa,b,
2
Marı́a L. Sandoval Salinasa,c, and Luis A. Issolioa,b
a
Instituto de Investigación en Luz, Ambiente y Visión, Consejo Nacional de Investigaciones
Cientı´ficas y T
ecnicas—Universidad Nacional de Tucumán, Tucumán, Argentina
b
Departamento de Luminotecnia, Luz y Visión, Facultad de Ciencias Exactas y Tecnologı´a,
Universidad Nacional de Tucumán, Tucumán, Argentina
c
Instituto de Investigaciones en Biodiversidad Argentina, Facultad de Ciencias Naturales e
Instituto Miguel Lillo, Universidad Nacional de Tucumán, Tucumán, Argentina
*Corresponding author: e-mail address: pbarrionuevo@herrera.unt.edu.ar
Abstract
This chapter describes the most common setups that scientists use for generating light
stimulation, from lab-made approaches to commercially available technologies. The studied
optical stimulation systems are divided into nonimage-forming and image-forming arrange-
ments. Two classical systems widely used are among the first: the Maxwellian view system
and the Ganzfeld stimulator. Between the image-forming arrangements, the focus is on
approaches that consider off-the-shelf devices and the recent appearance of multi-primary
displays, which allow the inclusion of more primaries and the generation of stimulation for
independent and combined photoreceptor and postreceptoral excitations. Some of the several
limitations that can have important implications in research practice are also examined, such as
those related to color gamut, sampling frequency, light range, and spatial resolution.
Since experimentation on how optical radiation is processed by the human neural system
requires the reliability of the parameters and variables under study to be assured, the charac-
terization and consequent calibration of experimental devices are essential. Therefore the chap-
ter discusses a set of characterization and calibration principles that researchers should consider
when carrying out experiments with the described optical stimulators. Outstanding characteris-
tics are stimulator response curve, primaries’ spectral power distribution, additivity, modulation
transfer function, and temporal stability. Finally, some possible sources of artifacts that re-
searchers should consider when these stimulators are used are presented. Throughout this last
section, data based on different optical stimulator measurements is provided.
Keywords
Calibration principles, Display limitations, Ganzfeld, Maxwellian view, Monitors,
Multi-primary systems, Optical arrangements, Physical characterization, Projectors, Silent
substitution
Progress in Brain Research, Volume 273, ISSN 0079-6123, https://doi.org/10.1016/bs.pbr.2022.04.003
Copyright © 2022 Elsevier B.V. All rights reserved.
13
14 CHAPTER 2 Optical stimulation systems for studying human vision
Abbreviations
CRT Cathode ray tube
DLP Digital light processing
DMD Digital micromirror device
ERG Electroretinography
Fs Sampling frequency
ipRGC intrinsically photosensitive retinal ganglion cell
LC Liquid crystal
LCD Liquid crystal display
LCoS Liquid crystal on silicon
LED Light emitting diode
MTF Modulation transfer function
OLED Organic light emitting diode
PSF Point spread function
SPD Spectral power distribution
1 Introduction
Experimentation in humans to study how optical radiation is processed by the
neural system requires physical characterization and careful control of the radiant
stimulation. Researchers have employed different optical configurations over the
years, depending on the attribute they intended to study and the level of detail they
needed to achieve, but also depending on the technology available. The use of per-
sonal computers together with different display technologies and lab-made optical
arrangements has facilitated the development of this field, although it requires char-
acterization and calibration processes to guarantee the reliability of the parameters
and variables under study.
In this chapter, we describe the most common technologies that scientists cur-
rently use for generating light stimulation, from lab-made approaches to commer-
cially available technologies. We also introduce characterization and calibration
principles that researchers should consider when carrying out experiments with
the described optical stimulators. These arrangements for optical stimulation are
common nowadays in vision research laboratories. Since complex light stimulation
can be useful for studying the circadian system (Spitschan, 2021), chronobiologists
or sleep researchers could also be interested in the arrangements discussed.
To start, we briefly explain silent substitution, which is a method widely used
in the arrangements described in the following sections.
1.1 The silent substitution method
The electrical response of a photoreceptor results from the integration of the total
light quanta absorbed in its spectral sensitivity wavelength range. Therefore this
response is not dependent on the light wavelength. This is called the principle of
univariance (Mitchell and Rushton, 1971). This photoreceptor property, together
with the overlapping nature of photoreceptor spectral sensitivities, has led to the
2 Optical stimulation systems 15
light level produced and the temporal and spectral control makes the five-primary
photostimulator suitable for circadian research.
For a deeper explanation of Maxwellian view arrangements and optical compu-
tation, we encourage the reader to consult the works of Burns and Webb (2010),
Westheimer (1966), and Wyszecki and Stiles (2000).
2.1.2.1 Electrophysiology
These systems are used in electroretinography (ERG), where a full-field stimulation
is needed to produce a significant electrical response of the retina. In electrophysi-
ology, full-field stimulation provides information of the peripheral retina and enables
the differentiation between outer and inner retina function following different testing
protocols according to the stimulus and state of adaptation (McCulloch et al., 2015;
Robson et al., 2018). New protocols including chromatic stimulation have been
proposed to discriminate between photoreceptors: for example, S-cone responses
(Perlman et al., 2020), melanopsin responses (Rabin et al., 2020), and mesopic
rod-cone responses (Barrionuevo et al., 2018b).
2.1.2.2 Pupillometry
Ganzfelds are being widely employed in chromatic pupillometry. This technique
consists of the recording and parameterization of the pupillary light reflex under
chromatic stimulation, generally with red and blue stimuli. Full-field stimulation
2 Optical stimulation systems 19
is preferred since the pupil seems to integrate responses over larger areas than
image-forming vision (Lei et al., 2014; Park and McAnany, 2015), and therefore
the pupillary response is much higher with a more extensive stimulation area. It is
possible to generate chromatic stimuli that enhance pupillary responses driven by
activation of cones, rods, and ipRGCs, and therefore to detect anomalies in retinal
function. The technique has reached such maturity that protocols for clinical studies
were proposed (Kelbsch et al., 2019; Rukmini et al., 2019). Full-field stimulators
were used in chromatic pupillometry with promising results to detect pathologies
such as retinitis pigmentosa (Kardon et al., 2011), glaucoma (Duque-Chica et al.,
2018), diabetes (Feigl et al., 2012), and Leber congenital amaurosis (Kawasaki
et al., 2012).
2.2.2 Projectors
In the last decades, projectors have gained portability, efficiency, and image quality,
being a good option to generate visual stimulation in a laboratory setting. Although
there are research-dedicated devices, for many experimental needs an off-the-shelf
projector is enough. A projector is usually composed of a high-intensity light source,
the image generator or imager, and optics to project the image onto the screen.
Here we describe these components, in order to understand the functioning of this
technology.
affected by the speckle noise due to the coherent nature of the lasers (Akram and
Chen, 2016), which is observed as a grainy pattern superposed on the projection
(Pauwels and Verschaffelt, 2017).
2.2.2.2 Imager
Projectors using LCD technology generally include three transmissive LCD panels.
Light from the source is divided by dichroic mirrors into three components corre-
sponding to the RGB primaries, each primary light is processed accordingly by
one LCD panel, and the images generated by the three panels are combined in a
full-color image using a prism (Fig. 2A).
The second kind of LCD-based projector is called a liquid crystal on silicon
(LCoS) system. In LCoS projectors, light is reflected instead of being transmitted.
Light enters the LC layer, which is behind a polarizer and a color filter, and then
the light is reflected on a mirror layer. The LC polarization is commanded by a
CMOS layer behind the mirror (Yang and Wu, 2014).
On the other hand, in digital light processing (DLP) projectors (Fig. 2B), the
image generator is a digital micromirror device (DMD). The DMD is an arrangement
of microscopic mirrors. Each mirror can be tilted between two orientations for
reflecting light to the projecting optics. The different gray levels are achieved when
the mirror is moved at high velocity and the relative time in each position is mod-
ulated; this is called pulse width modulation (Florence and Yoder, 1996). To produce
a colorful image, these projectors contain a spinning color-filter wheel sectioned
with at least three primaries. Light passes through a portion of the wheel and digital
information for each primary is synchronized with the angular position of the wheel.
Since the wheel is rotating at a velocity higher than the temporal fusion frequency of
the eye, color additivity is produced by temporal fusion.
2.2.2.4 Screens
Projection screens are divided into two broad groups, front and rear projecting
screens. Rear projecting screens are transmissive, so part of the light is absorbed
or reflected, which, in general, produces an important reduction of brightness com-
pared to front projecting screens, where the most part of the light is reflected with
small loss by reflection. Also, a rear projecting system needs a room with larger
dimensions. One desirable feature for photometric and radiometric purposes is that
the screen surface has Lambertian diffusion.
22 CHAPTER 2 Optical stimulation systems for studying human vision
FIG. 2
Schematics of optical treatment and components in a top view of (A) LCD and (B) DLP
projectors. (C) Optical arrangement of a multi-primary display. The images of two monitors are
overlapped and using spectral filters the spectral composition of the green primaries is
modified in order to have four primaries at each pixel (the representation is based on the
proposal of Cao’s laboratory).
Another random document with
no related content on Scribd:
To Stop Rattling of Windows
Annoyance from the rattling of windows may be overcome by
attaching a small block to the side of the window casing so that it will
engage the sash and hold it firmly. The block should be of ¹⁄₂-in.
wood, about 3 in. long, 1 in. wide, and have one end rounded off. A
screw is fixed through the block near the rounded end and driven
into the window casing at such a point that when the block is turned
upward on its pivot the rounded end will act like a cam and force the
sash firmly against its grooves.
Practical Bracket for Garden Hose
Care in the storage of a garden hose will pay the owner in the
longer life of it, and the homemade bracket shown in the sketch
suggests a convenient method of caring for the hose. A portion of a
barrel was sawed off at one of the hoops, and after reinforcing it by
nailing the hoops and inserting shelves, it was nailed to the wall. The
hose may be coiled over it in shape to be easily carried to the lawn
or garden, for use. The shelves provide space for an oilcan for the
lawn mower, and other accessories.
Making Filing Envelopes Quickly
Fig. 1 Fig. 2
Fig. 4 Fig. 3
The Brass Plug and Angle Are Convenient Additions to the Yardstick, Which
Forms the Front of the Tool Rack
The Mudguard is Fastened to the Rim of the Wheel and Acts as a Runner
over Ice and Snow
A bicycle may be used with satisfactory results in winter by
arranging a runner under the front wheel, which is lashed to the fork
as indicated in the sketch. The mudguard is used as a runner by
releasing it and dropping it to the position shown. It is then tied
securely to the rim of the wheel and the wheel is tied at the top to the
fork. This idea may be adapted by providing a special runner of
sheet metal, making it unnecessary to wear the mudguard.—C. H.
McCaslin, Portland, Ore.
Homemade Snowshoe Toe Clips
The Uppers of an Old Pair of Shoes were Used to Make a Set of Toe Clips for
Snowshoes
The Strip is Cut into Squares Which are Folded and Driven into the Support,
Binding the Wire