Professional Documents
Culture Documents
• New chapter: “Race, Racial Bias, and Health Care,” includes myths about race and racism; race as
a factor in medical treatment; and racial disparities in allocation of medical and health resources.
• New readings, including those from Michael Sandel with Colleen Walsh; Angela Ballantyne;
Michael Root; and Ezekiel J. Emanuel, Govind Persad, and Ross Upshur, et al.
FIFTH EDITION
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Lewis Vaughn
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B R I E F CO N T E N T S
Preface xii
Appendix 749
Glossary 751
Index 755
v
CO N T E N T S
Tis ffh edition of Bioethics embodies all the 6. Writing that strives hard for clarity and
features that have made it a best-selling text- concision to convey both the excitement
book and includes all the most important and complexity of issues without
changes and improvements that dozens of sacrifcing accuracy
teachers have asked for recently and over the
years. Te book is, therefore, better than ever. topics and readings
And if it isn’t, let even more good teachers say so Eleven chapters cover many of the most contro-
and let the corrections and enhancements con- versial issues in bioethics, detailing the main
tinue. And may the book remain, as so many arguments and flling out the discussions with
teachers have said, exactly suitable to their background on the latest medical, legal, and
teaching approach. social developments. Te main issues include
Bioethics provides in-depth discussions of paternalism and patient autonomy, truth-tell-
the philosophical, medical, scientifc, social, and ing, confdentiality, informed consent, research
legal aspects of controversial bioethical issues ethics, clinical trials, abortion, assisted repro-
and combines this material with a varied collec- duction, surrogacy, cloning, genetic testing,
tion of thought-provoking readings. But on this gene therapy, stem cells, euthanasia, physician-
foundation are laid elements that other texts assisted suicide, the just allocation of health
sometimes forgo: care, pandemic ethics, and racial bias in health
and medicine.
1. An extensive introduction to ethics,
Every issues chapter contains one to twelve
bioethics, moral principles, critical
readings, with each selection prefaced by a brief
thinking, and moral reasoning
summary. Te articles—old standards as well as
2. Full coverage of infuential moral theories,
new ones—refect the major arguments and
including criteria and guidelines for
latest thinking in each debate. Tey present a di-
evaluating them (the focus is on
versity of perspectives on each topic, with pro
utilitarianism, Kantian ethics, natural law
and con positions well represented. In most
theory, Rawls’s contract theory,
cases, the relevant court rulings are also
principlism, virtue ethics, the ethics of
included.
care, and feminist ethics)
3. Detailed examinations of the classic cases
special features
that have helped shape debate in major
A two-chapter introduction to bioethics, moral
issues
reasoning, moral theories, and critical think-
4. Collections of current, news-making cases
ing. Tese chapters are designed not only to in-
for evaluation
troduce the subject matter of bioethics but also
5. Many pedagogical features to engage
to add coherence to subsequent chapter material
students and reinforce lessons in the main
and to provide the student with a framework for
text
thinking critically about issues and cases.
Preface xiii
3
4 PA R T 1: P R I N C I P L E S A N D T H E O R I E S
philosophy. Philosophy is a discipline that sys- principles, rules, virtues, and theories, and the
tematically examines life’s big questions through lofy aim of this branch is to establish rationally
critical reasoning, logical argument, and careful some or all of these as proper guides for our ac-
refection. Tus, ethics—also known as moral tions and judgments. In normative ethics, we
philosophy—is a reasoned way of delving into ask questions like these: What moral principles,
the meaning and import of moral concepts and if any, should inform our moral judgments?
issues and of evaluating the merits of moral What role should virtues play in our lives? Is the
judgments and standards. (As with morality and principle of autonomy justifed? Are there any
moral, we may use ethics to say such things as exceptions to the moral principle of “do not
“Kant’s ethics” or may use ethical or unethical to kill”? How should we resolve conficts between
mean right or wrong, good or bad.) Ethics seeks moral norms? Is contractarianism a good moral
to know whether an action is right or wrong, theory? Is utilitarianism a better theory?
what moral standards should guide our con- A branch that deals with much deeper ethical
duct, whether moral principles can be justifed, issues is metaethics. Metaethics is the study of
what moral virtues are worth cultivating and the meaning and justifcation of basic moral be-
why, what ultimate ends people should pursue liefs. In normative ethics we might ask whether
in life, whether there are good reasons for ac- an action is right or whether a person is good,
cepting a particular moral theory, and what the but in metaethics we would more likely ask what
meaning is of such notions as right, wrong, good, it means for an action to be right or for a person
and bad. Whenever we try to reason carefully to be good. For example, does right mean has the
about such things, we enter the realm of ethics: best consequences, or produces the most happi-
We do ethics. ness, or commanded by God? It is the business of
Science ofers another way to study morality, metaethics to explore these and other equally
and we must carefully distinguish this approach fundamental questions: What, if anything, is
from that of moral philosophy. Descriptive the diference between moral and nonmoral be-
ethics is the study of morality using the meth- liefs? Are there such things as moral facts? If so,
odology of science. Its purpose is to investigate what sort of things are they, and how can they
the empirical facts of morality—the actual be- be known? Can moral statements be true or
liefs, behaviors, and practices that constitute false—or are they just expressions of emotions
people’s moral experience. Tose who carry out or attitudes without any truth value? Can moral
these inquiries (usually anthropologists, sociol- norms be justifed or proven?
ogists, historians, and psychologists) want to Te third main branch is applied ethics, the
know, among other things, what moral beliefs a use of moral norms and concepts to resolve
person or group has, what caused the subjects to practical moral issues. Here, the usual challenge
have them, and how the beliefs infuence behav- is to employ moral principles, theories, argu-
ior or social interaction. Very generally, the dif- ments, or analyses to try to answer moral ques-
ference between ethics and descriptive ethics is tions that confront people every day. Many such
this: In ethics we ask, as Socrates did, How ought questions relate to a particular professional feld
we to live? In descriptive ethics we ask, How do such as law, business, or journalism, so we have
we in fact live? specialized subfelds of applied ethics like legal
Ethics is a big subject, so we should not be ethics, business ethics, and journalistic ethics.
surprised that it has three main branches, each Probably the largest and most energetic subfeld
dealing with more or less separate but related is bioethics.
sets of ethical questions. Normative ethics is the Bioethics is applied ethics focused on health
search for, and justifcation of, moral standards, care, medical science, and medical technology.
or norms. Most ofen the standards are moral (Biomedical ethics is ofen used as a synonym,
Chapter 1: Moral Reasoning in Bioethics 5
and medical ethics is a related but narrower term prescribe the form of moral conduct. Tere are,
used most ofen to refer to ethical problems in of course, other sorts of norms we apply in
medical practice.) Ranging far and wide, bio- life—nonmoral norms. Aesthetic norms help us
ethics seeks answers to a vast array of tough eth- make value judgments about art; norms of eti-
ical questions: Is abortion ever morally quette about polite social behavior; grammati-
permissible? Is a woman justifed in having an cal norms about correct use of language;
abortion if prenatal genetic testing reveals that prudential norms about what is in one’s inter-
her fetus has a developmental defect? Should ests; and legal norms about lawful and unlawful
people be allowed to select embryos by the em- acts. But moral norms difer from these non-
bryos’ sex or other genetic characteristics? moral kinds. Some of the features they are
Should human embryos be used in medical re- thought to possess include the following.
search? Should human cloning be prohibited?
Should physicians, nurses, physicians’ assis- Normative Dominance. In our moral practice,
tants, and other health care professionals always moral norms are presumed to dominate other
be truthful with patients whatever the conse- kinds of norms, to take precedence over them.
quences? Should severely impaired newborns be Philosophers call this characteristic of moral
given life-prolonging treatment or be allowed to norms overridingness because moral consider-
die? Should people in persistent vegetative states ations so ofen seem to override other factors. A
be removed from life support? Should physi- maxim of prudence, for example, may suggest
cians help terminally ill patients commit sui- that you should steal if you can avoid getting
cide? Is it morally right to conduct medical caught, but a moral prohibition against stealing
research on patients without their consent if the would overrule such a principle. An aesthetic
research would save lives? Should human stem- (or pragmatic) norm implying that homeless
cell research be banned? How should we decide people should be thrown in jail for blocking the
who gets life-saving organ transplants when view of a beautiful public mural would have to
usable organs are scarce and many patients who yield to moral principles demanding more
do not get transplants will die? Should animals humane treatment of the homeless. A law man-
be used in biomedical research? dating brutal actions against a minority group
Te ethical and technical scope of bioethics is would confict with moral principles of justice
wide. Bioethical questions and deliberations now and would therefore be deemed illegitimate. We
fall to nonexpert and expert alike—to patients, usually think that immoral laws are defective,
families, and others as well as to philosophers, that they need to be changed, or that, in rare
health care professionals, lawyers, judges, scien- cases, they should be defed through acts of civil
tists, clergy, and public policy specialists. Tough disobedience.
the heart of bioethics is moral philosophy, fully
informed bioethics cannot be done without a good Universality. Moral norms (but not exclusively
understanding of the relevant nonmoral facts and moral norms) have universality: Moral princi-
issues, especially the medical, scientifc, techno- ples or judgments apply in all relevantly similar
logical, and legal ones. situations. If it is wrong for you to tell a lie in a
particular circumstance, then it is wrong for ev-
ethics and the moral life eryone in relevantly similar circumstances to
tell a lie. Logic demands this sort of consistency.
Morality, then, is a normative, or evaluative, en- It makes no sense to say that Maria’s doing
terprise. It concerns moral norms or standards action A in circumstances C is morally wrong,
that help us decide the rightness of actions, but John’s doing A in circumstances relevantly
judge the goodness of persons or character, and similar to C is morally right. Universality,
6 PA R T 1: P R I N C I P L E S A N D T H E O R I E S
however, is not unique to moral norms; it’s a the director’s “discrimination” would not be arbi-
characteristic of all normative spheres. trary and so would not be open to criticism.1
Reasonableness. To participate in morality—to
Impartiality. Implicit in moral norms is the
engage in the essential, unavoidable practices of
notion of impartiality—the idea that everyone
the moral life—is to do moral reasoning. If our
should be considered equal, that everyone’s in-
moral judgments are to have any weight at all, if
terests should count the same. From the per-
they are to be anything more than mere per-
spective of morality, no person is any better
sonal taste or knee-jerk emotional response,
than any other. Everyone should be treated the
they must be backed by the best of reasons. Tey
same unless there is a morally relevant difer-
must be the result of careful refection in which
ence between persons. We probably would be
we arrive at good reasons for accepting them,
completely bafed if someone seriously said
reasons that could be acknowledged as such by
something like “murder is wrong . . . except
any other reasoning persons.
when committed by myself,” when there was no
Both logic and our commonsense moral ex-
morally relevant diference between that person
perience demand that the thorough sifing of
and the rest of the world. If we took such a state-
reasons constitutes the main work of our moral
ment seriously at all, we would likely not only
deliberations—regardless of our particular
reject it but also would not even consider it a
moral outlook or theory. We would think it odd,
bona fde moral statement.
perhaps even perverse, if someone asserted that
Te requirement of moral impartiality pro-
physician-assisted suicide is always morally
hibits discrimination against people merely be-
wrong—and then said she has no reasons at all
cause they are diferent—diferent in ways that
for believing such a judgment but just does.
are not morally relevant. Two people can be dif-
Whatever our views on physician-assisted sui-
ferent in many ways: skin color, weight, gender,
cide, we would be justifed in ignoring her judg-
income, age, occupation, and so forth. But these
ment, for we would have no way to distinguish it
are not diferences relevant to the way they
from personal whim or wishful thinking. Like-
should be treated as persons. However, if there
wise she herself (if she genuinely had no good
are morally relevant diferences between people,
reasons for her assertion) would be in the same
then we may have good reasons to treat them
boat, adrif with a frm opinion moored to noth-
diferently, and this treatment would not be a
ing solid.
violation of impartiality. Tis is how philoso-
Our feelings, of course, are also part of our
pher James Rachels explains the point:
moral experience. When we ponder a moral
Te requirement of impartiality, then, is at bottom issue we care about (abortion, for example), we
nothing more than a proscription against arbi- may feel anger, sadness, disgust, fear, irritation,
trariness in dealing with people. It is a rule that or sympathy. Such strong emotions are normal
forbids us from treating one person diferently and ofen useful, helping us empathize with
from another when there is no good reason to do so. others, deepening our understanding of human
But if this explains what is wrong with racism, it sufering, and sharpening our insight into the
also explains why, in some special kinds of cases, consequences of our moral decisions. But our
it is not racist to treat people diferently. Suppose a feelings can mislead us by refecting not moral
flm director was making a movie about the life of truth but our own psychological needs, our own
Martin Luther King, Jr. He would have a perfectly personal or cultural biases, or our concern for
good reason for ruling out Tom Cruise for the star- personal advantage. Troughout history, some
ring role. Obviously, such casting would make no people’s feelings led them to conclude that
sense. Because there would be a good reason for it, women should be burned for witchcraf, that
Chapter 1: Moral Reasoning in Bioethics 7
whole races should be exterminated, that Black Moral obligations concern our duty, what we
men should be lynched, and that adherents of a are obligated to do. Tat is, obligations are about
diferent religion were evil. Critical reasoning conduct, how we ought or ought not to behave.
can help restrain such terrible impulses. It can In this sphere, we talk primarily about actions.
help us put our feelings in proper perspective We may look to moral principles or rules to
and achieve a measure of impartiality. Most of guide our actions, or study a moral theory that
all, it can guide us to moral judgments that are purports to explain right actions, or make judg-
trustworthy because they are supported by the ments about right or wrong actions.
best of reasons. Moral values, however, generally concern
Te moral life, then, is about grappling with a those things that we judge to be morally good,
distinctive class of norms marked by normative bad, praiseworthy, or blameworthy. Normally
dominance, universality, impartiality, and rea- we use such words to describe persons (as in “He
sonableness. As we saw earlier, these norms can is a good person” or “She is to blame for hurting
include moral principles, rules, theories, and them”), their character (“He is virtuous”; “She is
judgments. We should notice that we commonly honest”), or their motives (“She did wrong but
apply these norms to two distinct spheres of our did not mean to”). Note that we also attribute
moral experience—to both moral obligations nonmoral value to things. If we say that a book
and moral values. or bicycle or vacation is good, we mean good in
8 PA R T 1: P R I N C I P L E S A N D T H E O R I E S
a nonmoral sense. Such things in themselves said about moral theories, which we explore in
cannot have moral value. the next chapter.) Certainly to be useful, moral
Strictly speaking, only actions are morally principles must be interpreted, ofen flled out
right or wrong, but persons are morally good or with specifcs, and balanced with other moral
bad (or some degree of goodness or badness). concerns. But both in everyday life and in bio-
With this distinction we can acknowledge a ethics, moral principles are widely thought to be
simple fact of the moral life: A good person can indispensable to moral decision-making.
do something wrong, and a bad person can do We can see appeals to moral principles in
something right. A Gandhi can tell a lie, and a countless cases. Confronted by a pain-racked,
Hitler can save a drowning man. terminally ill patient who demands to have his
In addition, we may judge an action right or life ended, his physician refuses to comply, rely-
wrong depending on the motive behind it. If ing on the principle that “it is wrong to inten-
John knocks a stranger down in the street to pre- tionally take a life.” Another physician makes a
vent her from being hit by a car, we would deem diferent choice in similar circumstances, insist-
his action right (and might judge him a good ing that the relevant principle is “ending the suf-
person). But if he knocks her down because he fering of a hopelessly ill patient is morally
dislikes the color of her skin, we would believe permissible.” An infant is born anencephalic
his action wrong (and likely think him evil). (without a brain); it will never have a conscious
Te general meaning of right and wrong life and will die in a few days. Te parents decide
seems clear to just about everyone. But we should to donate the infant’s organs to other children
be careful to diferentiate degrees of meaning in so they might live, which involves taking the
these moral terms. Right can mean either “oblig- organs right away before they deteriorate. A
atory” or “permissible.” An obligatory action is critic of the parents’ decision argues that “it is
one that would be wrong not to perform. We are unethical to kill in order to save.” But someone
obligated or required to do it. A permissible else appeals to the principle “save as many chil-
action is one that is permitted. It is not wrong to dren as possible.”2 In such ways moral principles
perform it. Wrong means “prohibited.” A help guide our actions and inform our judg-
prohibited action is one that would be wrong to ments about right and wrong, good and evil.
perform. We are obligated or required not to do As discussed in Chapter 2, moral principles
it. A supererogatory action is one that is “above are ofen drawn from a moral theory, which is a
and beyond” our duty. It is praiseworthy—a moral standard on the most general level. Te
good thing to do—but not required. Giving all principles are derived from or supported by the
your possessions to the poor is generally consid- theory. Many times we simply appeal directly to
ered a supererogatory act. a plausible moral principle without thinking
much about its theoretical underpinnings.
moral principles in bioethics Philosophers make a distinction between ab-
solute and prima facie principles (or duties). An
As noted earlier, the main work of bioethics is absolute principle applies without exceptions.
trying to solve bioethical problems using the An absolute principle that we should not lie de-
potent resources and methods of moral philoso- mands that we never lie regardless of the cir-
phy, which include, at a minimum, critical rea- cumstances or the consequences. In contrast, a
soning, logical argument, and conceptual prima facie principle applies in all cases unless
analysis. Many, perhaps most, moral philoso- an exception is warranted. Exceptions are justi-
phers would be quick to point out that beyond fed when the principle conficts with other
these tools of reason we also have the consider- principles and is thereby overridden. W. D. Ross
able help of moral principles. (Te same could be is given credit for drawing this distinction in his
Chapter 1: Moral Reasoning in Bioethics 9
1930 book Te Right and the Good.3 It is essen- general we are not permitted to violate people’s
tial to his account of ethics, which has a core of autonomy just because we disagree with their
several moral principles or duties, any of which decisions, or because society might beneft, or
might come into confict. because the violation is for their own good. We
Physicians have a prima facie duty to be cannot legitimately impair someone’s autonomy
truthful to their patients as well as a prima facie without strong justifcation for doing so. Con-
duty to promote their welfare. But if these duties ducting medical experiments on patients with-
come in confict—if, for example, telling a pa- out their consent, treating competent patients
tient the truth about his condition would some- against their will, physically restraining or con-
how result in his death—a physician might fning patients for no medical reason—such
decide that the duty of truthfulness should yield practices constitute obvious violations of per-
to the weightier duty to do good for the patient. sonal autonomy.
Moral principles are many and varied, but in Not all restrictions on autonomy, however,
bioethics the following have traditionally been are of the physical kind. Autonomy involves the
extremely infuential and particularly relevant capacity to make personal choices, but choices
to the kinds of moral issues that arise in health cannot be considered entirely autonomous
care, medical research, and biotechnology. In unless they are fully informed. When we make
fact, many—perhaps most—of the thorniest decisions in ignorance—without relevant infor-
issues in bioethics arise from conficts among mation or blinded by misinformation—our au-
these basic principles. In one formulation or an- tonomy is diminished just as surely as if someone
other, each one has been integral to major moral physically manipulated us. If this is correct,
theories, providing evidence that the principles then we have a plausible explanation of why
capture something essential in our moral expe- lying is generally prohibited: Lying is wrong be-
rience. Te principles are (1) autonomy, (2) non- cause it undermines personal autonomy. En-
malefcence, (3) benefcence, (4) utility, and (5) shrined in bioethics and in the law, then, is the
justice.4 precept of informed consent, which demands
that patients be allowed to freely consent to or
Autonomy decline treatments and that they receive the in-
Autonomy refers to a person’s rational capacity formation they need to make informed judg-
for self-governance or self-determination—the ments about them.
ability to direct one’s own life and choose for In many ways, autonomy is a delicate thing,
oneself. Te principle of autonomy insists on easily compromised and readily thwarted. Ofen
full respect for autonomy. One way to express a person’s autonomy is severely undermined not
the principle is: Autonomous persons should be by other people but by nature, nurture, or his or
allowed to exercise their capacity for self-deter- her own actions. Some drug addicts and alco-
mination. According to one major ethical tradi- holics, people with serious psychiatric illness,
tion, autonomous persons have intrinsic worth and those with severe mental impairment are
precisely because they have the power to make thought to have drastically diminished auton-
rational decisions and moral choices. Tey omy (or to be essentially nonautonomous). Bio-
therefore must be treated with respect, which ethical questions then arise about what is
means not violating their autonomy by ignoring permissible to do to them and who will repre-
or thwarting their ability to choose their own sent their interests or make decisions regarding
paths and make their own judgments. their care. Infants and children are also not fully
Te principle of respect for autonomy places autonomous, and the same sorts of questions
severe restraints on what can be done to an au- are forced on parents, guardians, and health
tonomous person. Tere are exceptions, but in care workers.
10 PA R T 1: P R I N C I P L E S A N D T H E O R I E S
Like all the other major principles discussed widely recognized moral principle. Its aphoris-
here, respect for autonomy is thought to be tic expression has been embraced by practi-
prima facie. It can sometimes be overridden by tioners of medicine for centuries: “Above all, do
considerations that seem more important or no harm.” A more precise formulation of the
compelling—considerations that philosophers principle is: We should not cause unnecessary
and other thinkers have formulated as princi- injury or harm to those in our care. In whatever
ples of autonomy restriction. Te principles are form, nonmalefcence is the bedrock precept of
articulated in various ways, are applied widely countless codes of professional conduct, institu-
to all sorts of social and moral issues, and are tional regulations, and governmental rules and
themselves the subject of debate. Chief among laws designed to protect the welfare of patients.
these is the harm principle: a person’s autonomy A health care professional violates this prin-
may be curtailed to prevent harm to others. To ciple if he or she deliberately performs an action
prevent people from being victimized by thieves that harms or injures a patient. If a physician in-
and murderers, we have a justice system that tentionally administers a drug that she knows
prosecutes and imprisons the perpetrators. To will induce a heart attack in a patient, she obvi-
discourage hospitals and health care workers ously violates the principle—she clearly does
from hurting patients through carelessness or something that is morally (and legally) wrong.
fraud, laws and regulations limit what they can But she also violates it if she injures a patient
do to people in their care. To stop someone from through recklessness, negligence, or inexcusable
spreading a deadly, contagious disease, health ignorance. She may not intend to hurt anyone,
ofcials may quarantine him against his will. but she is guilty of the violation just the same.
Another principle of autonomy restriction is Implicit in the principle of nonmalefcence is
paternalism. Paternalism is the overriding of a the notion that health professionals must exer-
person’s actions or decision-making for her own cise “due care.” Te possibility of causing some
good. Some cases of paternalism (sometimes pain, sufering, or injury is inherent in the care
called weak paternalism) seem permissible to and treatment of patients, so we cannot realisti-
many people—when, for example, seriously de- cally expect health professionals never to harm
pressed or psychotic patients are temporarily anyone. But we do expect them to use due care—
restrained to prevent them from injuring or kill- to act reasonably and responsibly to minimize
ing themselves. Other cases are more controver- the harm or the chances of causing harm. If a
sial. Researchers hoping to develop a life-saving physician must cause patients some harm to
treatment give an experimental drug to some- efect a cure, we expect her to try to produce the
one without his knowledge or consent. Or a least amount of harm possible to achieve the re-
physician tries to spare the feelings of a compe- sults. And even if her treatments cause no actual
tent, terminally ill patient by telling her that she pain or injury in a particular instance, we expect
will eventually get better, even though she in- her not to use treatments that have a higher
sists on being told the truth. Te paternalism in chance of causing harm than necessary. By the
such scenarios (known as strong paternalism) is lights of the nonmalefcence principle, subject-
usually thought to be morally objectionable. ing patients to unnecessary risks is wrong even
Many controversies in bioethics center on the if no damage is done.
morality of strong paternalism.
Benefcence
Nonmalefcence Te principle of benefcence has seemed to many
Te principle of nonmalefcence asks us not to to constitute the very soul of morality—or very
intentionally or unintentionally infict harm on close to it. In its most general form, it says that
others. In bioethics, nonmalefcence is the most we should do good to others. (Benevolence is
Chapter 1: Moral Reasoning in Bioethics 11
diferent, referring more to an attitude of good- substitute for, the principles of autonomy, benef-
will toward others than to a principle of right icence, and justice.
action.) Benefcence enjoins us to advance the In ethics this maxim comes into play in sev-
welfare of others and prevent or remove harm eral ways. Most famously it is the defning pre-
to them. cept of the moral theory known as utilitarianism
Benefcence demands that we do more than (discussed in Chapter 2). But it is also a stand-
just avoid inficting pain and sufering. It says alone moral principle applied everywhere in
that we should actively promote the well-being of bioethics to help resolve the kind of dilemmas
others and prevent or remove harm to them. In just mentioned. A physician, for example, must
bioethics, there is little doubt that physicians, decide whether a treatment is right for a patient,
nurses, researchers, and other professionals and that decision ofen hinges on whether the
have such a duty. Afer all, helping others, pro- possible benefts of the treatment outweigh its
moting their good, is a large part of what these risks by an acceptable margin. Suppose a man’s
professionals are obliged to do. clogged artery can be successfully treated with
But not everyone thinks that we all have a open-heart surgery, a procedure that carries a
duty of active benefcence. Some argue that considerable risk of injury and death. But imag-
though there is a general (applicable to all) duty ine that the artery can also be successfully
not to harm others, there is no general duty to opened with a regimen of cholesterol-lowering
help others. Tey say we are not obligated to aid drugs and a low-fat diet, both of which have a
the poor, feed the hungry, or tend to the sick. much lower chance of serious complications.
Such acts are not required, but are supereroga- Te principle of utility seems to suggest that the
tory, beyond the call of duty. Others contend latter course is best and that the former is mor-
that though we do not have a general duty of ally impermissible.
active benefcence, we are at least sometimes ob- Te principle also plays a major role in the
ligated to look to the welfare of people we care creation and evaluation of the health policies of
about most—such as our parents, children, institutions and society. In these large arenas,
spouses, and friends. In any case, it is clear that most people aspire to fulfll the requirements of
in certain professions—particularly medicine, benefcence and malefcence, but they recognize
law, and nursing—benefting others is ofen not that perfect benefcence or malefcence is im-
just supererogatory but obligatory and basic. possible: Trade-ofs and compromises must be
made, scarce resources must be allotted, help
Utility and harm must be balanced, life and death must
Te principle of utility says that we should pro- be weighed—tasks almost always informed by
duce the most favorable balance of good over bad the principle of utility.
(or beneft over harm) for all concerned. Te Suppose, for example, we want to mandate
principle acknowledges that in the real world, the immunization of all schoolchildren to pre-
we cannot always just beneft others or just avoid vent the spread of deadly communicable dis-
harming them. Ofen we cannot do good for eases. Te cost in time and money will be great,
people without also bringing them some harm, but such a program could save many lives. Tere
or we cannot help everyone who needs to be is a down side, however: A small number of
helped, or we cannot help some without also children—perhaps as many as 2 for every
hurting or neglecting others. In such situations, 400,000 immunizations—will die because of a
the principle says, we should do what yields the rare allergic reaction to the vaccine. It is impos-
best overall outcome—the maximum good and sible to predict who will have such a reaction
minimum evil, everyone considered. Te utility (and impossible to prevent it), but it is almost
principle, then, is a supplement to, not a certain to occur in a few cases. If our goal is
12 PA R T 1: P R I N C I P L E S A N D T H E O R I E S
social benefcence, what should we do? Children will deter further unacceptable behavior.
are likely to die whether we institute the pro- Distributive justice concerns the fair distribu-
gram or not. Guided by the principle of utility tion of society’s advantages and disadvantages—
(as well as other principles), we may decide to for example, jobs, income, welfare aid, health
proceed with the program since many more care, rights, taxes, and public service. Distribu-
lives would likely be saved by it than lost be- tive justice is a major issue in bioethics, where
cause of its implementation. many of the most intensely debated questions
Again, suppose governmental health agen- are about who gets health care, what or how
cies have enough knowledge and resources to much they should get, and who should pay for it.
develop fully a cure for only one disease—either Distributive justice is a vast topic, and many
a rare heart disorder or a common form of skin theories have been proposed to identify and jus-
cancer. Trying to split resources between these tify the properties, or traits, of just distributions.
two is sure to prevent development of any cure A basic precept of most of these theories is what
at all. Te heart disorder kills 200 adults each may plausibly be regarded as the core of the
year; the cancer occurs in thousands of people, principle of justice: Equals should be treated
causing them great pain and distress, but it is equally. (Recall that this is one of the defning
rarely fatal. How best to maximize the good? On elements of ethics itself, impartiality.) Te idea
which disease should the government spend its is that people should be treated the same unless
time and treasure? Answering this question there is a morally relevant reason for treating
(and others like it) requires trying to apply the them diferently. We would think it unjust for a
utility principle—a job ofen involving complex physician or nurse to treat his White diabetic
calculations of costs and benefts and frequently patients more carefully than he does his Black
generating controversy. diabetic patients—and to do so without a sound
medical reason. We would think it unfair to
Justice award the only available kidney to the trans-
In its broadest sense, justice refers to people get- plant candidate who belongs to the “right” polit-
ting what is fair or what is their due. In practice, ical party or has the best personal relationship
most of us seem to have a rough idea of what with hospital administrators.
justice entails in many situations, even if we Te principle of justice has been at the heart
cannot articulate exactly what it is. We know, of debates about just distribution of benefts and
for example, that it is unjust for a bus driver to burdens (including health care) for society as a
make a woman sit in the back of the bus because whole. Te disagreements have generally not
of her religious beliefs, or for a judicial system to been about the legitimacy of the principle, but
arbitrarily treat one group of citizens more about how it should be interpreted. Diferent
harshly than others, or for a doctor to care for theories of justice try to explain in what respects
some patients but refuse to treat others just be- equals should be treated equally.
cause he dislikes them. Libertarian theories emphasize personal
Questions of justice arise in diferent spheres freedoms and the right to pursue one’s own
of human endeavor. Retributive justice, for ex- social and economic well-being in a free market
ample, concerns the fair meting out of punish- without interference from others. Ideally
ment for wrongdoing. On this matter, some the role of government is limited to
argue that justice is served only when people are night-watchman functions—the protection of
punished for past wrongs, when they get their society and free economic systems from coer-
just deserts. Others insist that justice demands cion and fraud. All other social or economic
that people be punished not because they de- benefts are the responsibility of individuals.
serve punishment, but because the punishment Government should not be in the business of
Chapter 1: Moral Reasoning in Bioethics 13
helping the socially or economically disadvan- idea that at least some moral standards are ob-
taged, for that would require violating people’s jective. Moral objectivism, however, is distinct
liberty by taking resources from the haves to from moral absolutism, the belief that objective
give to the have-nots. So universal health care moral principles allow no exceptions or must be
is out of the question. For the libertarian, then, applied the same way in all cases and cultures. A
people have equal intrinsic worth, but this does moral objectivist can be absolutist about moral
not entitle them to an equal distribution of principles, or she can avoid absolutism by ac-
economic advantages. Individuals are entitled cepting that moral principles are prima facie. In
only to what they can acquire through their any case, most people probably assume some
own hard work and ingenuity. form of moral objectivism and would not take
Egalitarian theories maintain that a just dis- seriously any claim implying that valid moral
tribution is an equal distribution. Ideally, social norms can be whatever we want them to be.
benefts—whether jobs, food, health care, or But moral objectivism is directly challenged
something else—should be allotted so that ev- by a doctrine that some fnd extremely appeal-
eryone has an equal share. Treating people ing and that, if true, would undermine ethics
equally means making sure everyone has equal itself: ethical relativism. According to this view,
access to certain minimal goods and services. moral standards are not objective but are rela-
To achieve this level of equality, individual lib- tive to what individuals or cultures believe.
erties will have to be restricted, measures that Tere simply are no objective moral truths, only
libertarians would never countenance. In a pure relative ones. An action is morally right if en-
egalitarian society, universal health care would dorsed by a person or culture and morally wrong
be guaranteed. if condemned by a person or culture. So eutha-
Between strict libertarian and egalitarian nasia is right for person A if he approves of it but
views of justice lie some theories that try to wrong for person B if she disapproves of it, and
achieve a plausible fusion of both perspectives. the same would go for cultures with similarly
With a nod toward libertarianism, these theo- diverging views on the subject. In this way,
ries may exhibit a healthy respect for individual moral norms are not discovered but made; the
liberty and limit governmental interference in individual or culture makes right and wrong.
economic enterprises. But leaning toward egali- Ethical relativism pertaining to individuals is
tarianism, they may also mandate that the basic known as subjective relativism, more precisely
needs of the least well-of citizens be met. stated as the view that right actions are those
In bioethics, the principle of justice and the sanctioned by a person. Ethical relativism re-
theories used to explain it are constantly being garding cultures is called cultural relativism,
marshaled to support or reject health care poli- the view that right actions are those sanctioned
cies of all kinds. Tey are frequently used— by one’s culture.
along with other moral principles—to evaluate, In some ways, subjective relativism is a com-
design, and challenge a wide range of health forting position. It relieves individuals of the
care programs and strategies. Tey are, in other burden of serious critical reasoning about mo-
words, far from being merely academic. rality. Afer all, determining right and wrong is
a matter of inventorying one’s beliefs, and any
ethical relativism sincerely held beliefs will do. Morality is essen-
tially a matter of personal taste, which is an
Te commonsense view of morality and moral extremely easy thing to establish. Determining
standards is this: Tere are moral norms or what one’s moral views are may indeed in-
principles that are valid or true for everyone. volve deliberation and analysis—but neither of
Tis claim is known as moral objectivism, the these is a necessary requirement for the job.
14 PA R T 1: P R I N C I P L E S A N D T H E O R I E S
Subjective relativism also helps people short- of it. If he endorses infanticide as a method of
circuit the unpleasantness of moral debate. Te population control, then infanticide is morally
subjective relativist’s familiar refrain—“Tat permissible. His sincere approval settles the
may be your truth, but it’s not my truth”—has a issue, and he cannot be in error. But our com-
way of stopping conversations and putting an monsense moral experience suggests that this
end to reasoned arguments. relativist account is absurd. Our judgments
Te doctrine, however, is difcult to main- about moral matters—actions, principles, and
tain consistently. On issues that the relativist people—are ofen wide of the mark. We are
cares little about (the moral rightness of gam- morally fallible, and we are rightly suspicious of
bling, say), she may be content to point out that anyone who claims to be otherwise.
moral norms are relative to each individual and Tere is a more disturbing way to frame this
that “to each his own.” But on more momentous point. Suppose former Iraqi leader Saddam
topics (such as genocide in Africa or the Middle Hussein approved of slaughtering thousands of
East), she may slip back into objectivism and de- Iraqis during his reign. Suppose Hitler approved
clare that genocide is morally wrong—not just of killing millions of Jews during World War II.
wrong for her but wrong period. Suppose American serial killer and cannibal
Such inconsistencies hint that there may be Jefrey Dahmer approved of his murdering 17
something amiss with subjective relativism, and men and boys. Ten by the lights of subjective
indeed there is: It seems to confict violently relativism, all these mass killings were morally
with commonsense realities of the moral life. right because their perpetrators deemed them
For one thing, the doctrine implies that each so. But we would fnd this conclusion almost
person is morally infallible. An action is morally impossible to swallow. We would think these
right for someone if he approves of it—if he sin- actions morally wrong whether the killers ap-
cerely believes it to be right. His approval makes proved of their own actions or not.
the action right, and—if his approval is Subjective relativism also implies that another
genuine—he cannot be mistaken. His believing commonplace of the moral life is an illusion:
it to be right makes it right, and that’s the end moral disagreement. Consider: Hernando tells
Chapter 1: Moral Reasoning in Bioethics 15
Sophia that allowing seriously impaired infants Let us look frst at premise 2. All sorts of em-
to die is morally right. Sophia replies that allow- pirical evidence—including a trove of anthro-
ing seriously impaired infants to die is morally pological and sociological data—show that the
wrong. We may think that Hernando and Sophia premise is in fact true. Clearly, the moral beliefs
are having a straightforward disagreement over of people from diverse cultures ofen do difer
an important moral issue. But according to sub- drastically on the same moral issue. Some soci-
jective relativism, no such disagreement is hap- eties condone infanticide; others condemn it.
pening or could ever happen. In stating his Some approve of the killing of wives and daugh-
approval of the actions in question, Hernando is ters to protect a family’s honor; others think this
essentially expressing his personal taste on the tradition evil. Some bury their dead; others cre-
issue, and Sophia is expressing her personal taste. mate them. Some judge the killing of one’s elders
He is saying he likes something; she says she does to be a kindly act; others say it is cold-hearted
not like it—and they could both be correct. Sub- murder. Some think polygamy morally permis-
jective relativism implies that they are not utter- sible; others believe it deplorable. Some consider
ing conficting claims at all—they are discussing it a solemn duty to surgically remove the clito-
diferent subjects, their own personal feelings or rises of young girls; others say this is immoral
preferences. But this strange dance is not at all and cruel. Some commend the killing of people
what we think we are doing when we have a who practice a diferent religion; others believe
moral disagreement. Because subjective relativ- such intolerance is morally reprehensible. We
ism conficts with what we take to be a basic fact are forced to conclude that diversity of moral
of the moral life, we have good reason to doubt it. judgments among cultures is a reality.
Cultural relativism seems to many to be a But what of premise 1—is it also true? It says
much more plausible doctrine. In fact, many that because cultures have diferent moral be-
people think it obviously true, supported as it is liefs, they must also have diferent moral stan-
by a convincing argument and the common con- dards, which means morality is relative to
viction that it is admirably consistent with social cultures. If diverse moral standards arise from
tolerance and understanding in a pluralistic each culture, then morality cannot be objective,
world. Te argument in its favor goes like this: applying to all people everywhere. Tere is no
objective morality, just moralities.
1. If people’s moral judgments difer from
Premise 1, however, is false. First, from the
culture to culture, moral norms are
fact that cultures have divergent moral beliefs
relative to culture (there are no objective
on an issue, it does not logically follow that there
moral standards).
is no objective moral truth to be sought, that
2. People’s moral judgments do difer from
there is no opinion that is objectively correct.
culture to culture.
People may disagree about the existence of bio-
3. Terefore, moral norms are relative to
logical life on Mars, but the disagreement does
culture (there are no objective moral
not demonstrate that there is no fact of the
standards).
matter or that no statement on the subject could
Is this a good argument? Tat is, does it pro- be objectively true. Disagreements on a moral
vide us with good reason to accept the conclu- question may simply indicate that there is an ob-
sion (statement 3)? For an argument to be good, jective fact of the matter but that someone (or
its conclusion must follow logically from the everyone) is wrong about it.
premises, and the premises must be true. In this Second, a confict between moral beliefs does
case, the conclusion does indeed follow logically not necessarily indicate a fundamental confict
from the premises (statements 1 and 2). Te between basic moral norms. Moral disagree-
truth of the premises is another matter. ments between cultures can arise not just
16 PA R T 1: P R I N C I P L E S A N D T H E O R I E S
because their basic moral principles clash, but cannot legitimately criticize other cultures. If a
because they have difering nonmoral beliefs culture approves of its actions, then those ac-
that put those principles in a very diferent light. tions are morally right—and it does not matter
From the annals of anthropology, for example, one bit whether another culture disapproves of
we have the classic story of a culture that sanc- them. Remember, there is no objective moral
tions the killing of parents when they become code to appeal to. Each society is its own maker
elderly but not yet enfeebled. Our society would of the moral law. It makes no sense for society X
condemn such a practice, no doubt appealing to to accuse society Y of immorality, for what soci-
moral precepts urging respect for parents and ety Y approves of is moral. Some may be willing
for human life. But consider: Tis strange (to us) to accept this consequence of cultural relativ-
culture believes that people enter heaven when ism, but look at what it would mean. What if the
they die and spend eternity in the same physical people of Germany approved of the extermina-
condition they were in when they passed away. tion of millions of Jews, Gypsies, and others
Tose who kill their parents are doing so be- during World War II? Ten the extermination
cause they do not want their elders to spend was morally right. Suppose the people of Libya
eternity in a state of senility but rather in good approved of the terrorist bombing of Pan Am
health. Tis culture’s way is not our way; we are fight 103 over Lockerbie, Scotland, killing 270
unlikely to share these people’s nonmoral be- people (a tragedy for which the Libyan govern-
liefs. But it is probable that they embrace the ment eventually took responsibility). Ten the
same moral principles of respect for parents and bombing was morally right, and those who
life that we do. According to some anthropolo- placed the bomb on board did no wrong. But all
gists, diverse cultures ofen share basic moral this seems very much at odds with our moral
standards while seeming to have little or noth- experience. We think it makes perfect sense
ing in common. sometimes to condemn other cultures for mor-
Te argument we are considering, then, fails ally wrong actions.
to support cultural relativism. Moreover, many Now consider the notion of moral progress.
considerations count strongly against the view. We sometimes compare what people did in the
Specifcally, the logical implications of the doc- past with what they do now, noting that current
trine give us substantial reasons to doubt it. practices are morally better than they used to
Like subjective relativism, cultural relativism be. We no longer countenance such horrors as
implies moral infallibility, a very hard implica- massacres of native peoples, slavery, and lynch-
tion to take seriously. As the doctrine would ings, and we think that these changes are signs
have it, if a culture genuinely approves of an of moral progress. But cultural relativism im-
action, then there can be no question about the plies that there cannot be any such thing as
action’s moral rightness: It is right, and that’s moral progress. To claim legitimately that there
that. Cultures make moral rightness, so they has been moral progress, there must be an ob-
cannot be mistaken about it. But is it at all plau- jective, transcultural standard for comparing
sible that cultures cannot be wrong about moral- cultures of the past and present. But according
ity? Troughout history, cultures have approved to cultural relativism, there are no objective
of ethnic cleansing, slavery, racism, holocausts, moral standards, just norms relative to each cul-
massacres, mass rape, torture of innocents, ture. However, if there is moral progress as we
burning of heretics, and much more. Is it reason- think there is, then there must be objective
able to conclude that the cultures that approved moral standards.
of such deeds could not have been mistaken? Cultural relativism also has a difcult time
Related to the infallibility problem is this dif- explaining the moral status of social reformers.
fculty: Cultural relativism implies that we We tend to believe they are at least sometimes
Chapter 1: Moral Reasoning in Bioethics 17
right and society is wrong. When we contem- tolerance is morally right for that society. But if
plate social reform, we think of such moral ex- a society approves of intolerance, then intoler-
emplars as Martin Luther King, Jr., Mahatma ance is morally right for that society—and the
Gandhi, and Susan B. Anthony, all of whom ag- society cannot be legitimately criticized for en-
itated for justice and moral progress. But one of dorsing such an attitude. According to cultural
the consequences of cultural relativism is that relativism, intolerance can be morally permissi-
social reformers could never be morally right. ble just as tolerance can. In addition, though
By defnition, what society judges to be morally moral relativists may want to advocate universal
right is morally right, and since social reformers tolerance, they cannot consistently do so. To say
disagree with society, they could not be right— that all cultures should be tolerant is to endorse
ever. But surely on occasion it’s the reformers an objective moral norm, but cultural relativists
who are right and society is wrong. insist that there are no objective moral norms.
Tere is also the serious difculty of using To endorse universal tolerance is to abandon
cultural relativism to make moral decisions. cultural relativism.
Cultural relativism says that moral rightness is
whatever a culture or society approves of, but ethics and religion
determining which culture or society one truly
belongs to seems almost impossible. Te prob- How is ethics related to religion? One obvious
lem is that we each belong to many social groups, connection is that historically religion has
and there is no fact of the matter regarding always had moral content—mostly in the form
which one is our “true” society. Suppose you are of moral precepts, codes, or commandments to
an African American Catholic Republican guide the conduct of adherents. In Western civ-
living in an artists’ colony in Alabama and en- ilization, this content has been so infuential in
joying the advantages of membership in an ex- moral (and legal) matters that many now take
tremely large extended family. What is your true for granted that religion is the fundamental
society? If you cannot identify your proper soci- basis of morality. Secular or nontheistic systems
ety, you cannot tell which cultural norms apply of ethics (for example, the ethics of Stoicism,
to you. Confucianism, Buddhism, utilitarianism, and
Some people may be willing to overlook these contractarianism) have also shaped how we
problems of cultural relativism because they think about morality. But for millions of people,
believe it promotes cultural tolerance, an atti- religion is the fountainhead of the moral law.
tude that seems both morally praiseworthy and Many religious people, however, do not em-
increasingly necessary in a pluralistic world. brace a moral theory related to a religious tradi-
Afer all, human history has been darkened tion. Tey are comfortable being guided by one
repeatedly by the intolerance of one society of the nontheistic systems. Others prefer the
toward another, engendering vast measures of very infuential moral perspective known as
bloodshed, pain, oppression, injustice, and natural law theory (discussed in Chapter 2)—a
ignorance. Te thought is that because all view that comes in both secular and religious
cultures are morally equal, there is no objective versions but has been nurtured and adopted by
reason for criticizing any of them. Tolerance is the Roman Catholic Church. Still others accept
then the best policy. the pervasive idea that morality itself comes
Cultural relativism, however, does not neces- from God.
sarily lead to tolerance and certainly does not An important query in ethics is whether this
logically entail it. In fact, cultural relativism can latter view of morality is correct: whether mo-
easily justify either tolerance or intolerance. It rality depends fundamentally on religion,
says that if a society sanctions tolerance, then whether—to state the question in its traditional
18 PA R T 1: P R I N C I P L E S A N D T H E O R I E S
form—the moral law is constituted by the will of the traditional religious idea of the goodness of
God. Te view that morality does have this kind God would become an empty notion. If God
of dependence is known as the divine command makes the moral law, then the moral term good
theory. It says that right actions are those com- would mean “commanded by God.” But then
manded by God, and wrong actions are those “God is good” would mean something like “God
forbidden by God. God is the author of the does what God commands” or even “God is
moral law, making right and wrong by his will. what God is,” which tells us nothing about the
But many people—both religious and goodness of God. Likewise, “God’s commands
nonreligious—have found this doctrine trou- are good” would translate as “God’s commands
bling. Philosophers have generally rejected it, are God’s commands.” Tis attempt to escape
including some famous theistic thinkers such as the charge of arbitrariness seems to have intol-
Tomas Aquinas (1225–1274), Gottfried Leibniz erable implications.
(1646–1710), and Immanuel Kant (1724–1804). Teists and nontheists alike fnd this horn of
Te problem is that the theory presents us Socrates’s dilemma—the idea of an arbitrary, di-
with a disconcerting dilemma frst spelled out vinely ordained morality—incredible. Tey
in Plato’s Euthyphro. In this dialogue, Socrates therefore reject the divine command theory and
asks a penetrating question that is ofen ex- embrace the other horn, the view that right and
pressed like this: Are actions morally right be- wrong are independent of God’s will. Moral stan-
cause God commands them, or does God dards are external to God, binding on both God
command them because they are morally right? and mortals. If there are divine commands, they
In the frst option, God creates the moral law will conform to these independent moral norms.
(the divine command theory); in the second, the Te religious may then claim that God is good—
moral law is independent of God’s will so that good because he abides perfectly by the moral law
even God is subject to it. Critics of the divine and guides the conduct of believers accordingly.
command theory have argued that the frst If moral standards are not grounded in the
option implies the moral law is entirely arbi- divine will, if they are logically independent of
trary. Te second option denies the theory. religion, then morality is a legitimate concern
Te arbitrariness is thought to arise like this: for the religious and nonreligious alike, and ev-
If actions are morally right just because God eryone has equal access to moral refection and
commands them to be so, then it is possible that the moral life. Te best evidence for the latter is
any actions whatsoever could be morally right. ethics itself. Te fact is that people do ethics.
Te murder and rape of innocents, the oppres- Tey use critical reasoning and experience to
sion of the weak, the abuse of the poor—these determine moral norms, explore ethical issues,
and many other awful deeds would be morally test moral theories, and live a good life. Te re-
permissible if God so willed. Tere would be no sults of these explorations are moral outlooks
independent standard to judge that these acts and standards founded on good reasons and ar-
are wrong, no moral reasons apart from God’s guments and assented to by refective people
will to suggest that such deeds are evil. God everywhere.
would be free to establish arbitrarily any actions In bioethics, the informed opinions of reli-
whatsoever as morally right. gious people are as relevant as those of secular-
Defenders of the divine command theory ists. But all parties must be willing to submit
have replied to the arbitrariness charge by their views to the tests and criteria of critical
saying that God would never command some- reasoning and evidence.
thing evil because God is all-good. But critics But even if ethics does not have this indepen-
point out that if the theory is true, the assertion dent status, there are still good reasons for reli-
that God is all-good would be meaningless, and gious believers to know how to use the critical
Chapter 1: Moral Reasoning in Bioethics 19
tools that ethics ofers. First, like many secular of arguments. As you may have guessed, here
moral rules, religious moral codes are ofen argument denotes not an altercation but a pat-
vague and difcult to apply to conficts and terned set of assertions: at least one statement
issues, especially in complex felds such as bio- providing support for another statement. We
ethics. Getting around this problem requires have an argument when one or more statements
interpreting the codes, and this task involves give us reasons for believing another one. Te
consideration of broader norms or theories, a supporting statements are premises, and the
typical job for ethics. Second, like everyone else, supported statement is the conclusion. In critical
believers must deal with moral conficts of all reasoning, the term statement also has a techni-
sorts—including clashes between the moral be- cal meaning. A statement (or claim) is an asser-
liefs of religious adherents, religious leaders, tion that something is or is not the case and is
and religious traditions. What is ofen needed is therefore the kind of utterance that is either true
a neutral standard and critical analyses to arrive or false.
at a resolution—tools that ethics can easily pro- You need to understand at the outset that
vide. Tird, public debate on ethical issues in a argument in this sense is not synonymous with
diverse society requires ground rules—chief persuasion. An argument provides us with rea-
among them being that positions must be sons for accepting a claim; it is an attempted
explained and reasons must be given in their “proof ” for an assertion. But persuasion does
support. Unexplained assertions without sup- not necessarily involve giving any reasons at
porting reasons or arguments are likely to be all for accepting a claim. To persuade is to in-
ignored. In this arena, ethics is essential. fuence people’s opinions, which can be accom-
plished by ofering a good argument but also
moral arguments by misleading with logical fallacies, exploiting
emotions and prejudices, dazzling with rhetor-
Critical reasoning is something we employ every ical gimmicks, hiding or distorting the facts,
time we carefully and systematically assess the threatening or coercing people—the list is
truth of a statement or the merits of a logical argu- long. Good arguments prove something
ment. We ask: Are there good reasons for believing whether or not they persuade. Persuasive ploys
this statement? Is this a good argument—does it can change minds but do not necessarily prove
prove its case? Tese sorts of questions are asked anything.
in every academic feld and in every serious So we formulate an argument to try to show
human endeavor. Wherever there is a need to ac- that a particular claim (the conclusion) should be
quire knowledge, to separate truth from falsity, believed, and we analyze an argument to see if it
and to come to a reliable understanding of how really does show what it purports to show. If the
the world works, these questions are asked and argument is good, we are entitled to believe its con-
answers are sought. Ethics is no exception. Criti- clusion. If it is bad, we are not entitled to believe it.
cal reasoning in ethics—called moral reasoning— Consider these two simple arguments:
employs the same general principles of logic and
Argument 1
evidence that guide the search for truth in every
Law enforcement in the city is a complete
other feld. So we need not wonder whether we
failure. Incidents of serious crime have
use critical reasoning in ethics but whether we use
doubled.
it well.
Argument 2
Argument Fundamentals It’s wrong to take the life of an innocent per-
Most critical reasoning is concerned in one way son. Abortion takes the life of an innocent
or another with the construction or evaluation person. So abortion is wrong.
20 PA R T 1: P R I N C I P L E S A N D T H E O R I E S
In Argument 1, the conclusion is “Law en- requirements hold for both of them, even though
forcement in the city is a complete failure,” which the logical connections in each type are distinct.
is supported by the premise “Incidents of serious Deductive arguments are intended to give logically
crime have doubled.” Te conclusion of Argu- conclusive support to their conclusions so that if the
ment 2 is “abortion is wrong,” and it is backed by premises are true, the conclusion absolutely must
two premises: “It’s wrong to take the life of an be true.Argument 2 is a deductive argument and is
innocent person” and “Abortion takes the life of therefore supposed to be constructed so that if the
an innocent person.” Despite the diferences be- two premises are true, its conclusion cannot possi-
tween these two passages (diferences in content, bly be false. Here it is with its structure laid bare:
the number of premises, and the order of their
argument 2
parts), they are both arguments because they ex-
1. It’s wrong to take the life of an innocent
emplify basic argument structure: a conclusion
person.
supported by at least one premise.
2. Abortion takes the life of an innocent
Tough the components of an argument
person.
seem clear enough, people ofen fail to distin-
3. Terefore, abortion is wrong.
guish between arguments and strong statements
that contain no arguments at all. Suppose we Do you see that, given the form or structure
change Argument 1 into this: of this argument, if the premises are true, then
the conclusion has to be true? It would be very
Law enforcement in the city is a complete
strange—illogical, in fact—to agree that the two
failure. Nothing seems to work anymore.
premises are true but that the conclusion is false.
Tis situation is intolerable.
Now look at this one:
Now there is no argument, just an expression
argument 3
of annoyance or anger. Tere are no statements
1. All dogs are mammals.
giving us reasons to believe a conclusion. What
2. Rex is a dog.
we have are some unsupported assertions that
3. Terefore, Rex is a mammal.
may merely appear to make a case. If we ignore
the distinction between genuine arguments and Again, there is no way for the premises to be
nonargumentative material, critical reasoning is true while the conclusion is false. Te deductive
undone. form of the argument guarantees this.
Assuming we can recognize an argument So a deductive argument is intended to have
when we see it, how can we tell if it is a good this sort of airtight structure. If it actually does
one? Fortunately, the general criteria for judging have this structure, it is said to be valid. Argu-
the merits of an argument are simple and clear. ment 2 is deductive because it is intended to
A good argument—one that gives us good rea- provide logically conclusive support to its con-
sons for believing a claim—must have (1) solid clusion. It is valid because, as a matter of fact, it
logic and (2) true premises. Requirement (1) does ofer this kind of support. A deductive ar-
means that the conclusion should follow logi- gument that fails to provide conclusive support
cally from the premises, that there must be a to its conclusion is said to be invalid. In such an
proper logical connection between supporting argument, it is possible for the premises to be
statements and the statement supported. true and the conclusion false. Argument 3 is in-
Requirement (2) says that what the premises tended to have a deductive form, and because it
assert must in fact be the case. An argument actually does have this form, the argument is
that fails in either respect is a bad argument. also valid.
Tere are two basic kinds of arguments— An elementary fact about deductive argu-
deductive and inductive—and our two ments is that their validity (or lack thereof) is a
Chapter 1: Moral Reasoning in Bioethics 21
separate issue from the truth of the premises. 2. Sonia is a student at this university.
Validity is a structural matter, depending en- 3. Terefore, Sonia is probably a Republican.
tirely on how an argument is put together. Truth Tis argument is strong. If its premises are
concerns the nature of the claims made in the true, its conclusion is likely to be true. If 85
premises and conclusion. A deductive argument percent of the university’s students are Republi-
is supposed to be built so that if the premises are cans, and Sonia is a university student, she is
true, the conclusion must be true—but in a par- more likely than not to be a Republican, too.
ticular case, the premises might not be true. A When a valid (deductive) argument has true
valid argument can have true or false premises premises, it is a good argument. A good deduc-
and a true or false conclusion. (By defnition, of tive argument is said to be sound. Argument 2 is
course, it cannot have true premises and a false valid, but we cannot say whether it is sound until
conclusion.) In any case, being invalid or having we determine the truth of the premises. Argu-
false premises dooms a deductive argument. ment 3 is valid, and if its premises are true, it is
Inductive arguments are supposed to give sound. When a strong (inductive) argument has
probable support to their conclusions. Unlike true premises, it is also a good argument. A good
deductive arguments, they are not designed to inductive argument is said to be cogent. Argu-
support their conclusions decisively. Tey can ment 1 is weak, so there is no way it can be
establish only that, if their premises are true, cogent. Argument 4 is strong, and if its premises
their conclusions are probably true (more likely are true, it is cogent.
to be true than not). Argument 1 is an inductive Checking the validity or strength of an argu-
argument meant to demonstrate the probable ment is ofen a plain, commonsense undertaking.
truth that “law enforcement in the city is a com- Using our natural reasoning ability, we can ex-
plete failure.” Like all inductive arguments (and amine how the premises are linked to the conclu-
unlike deductive ones), it can have true premises sion and can see quickly whether the conclusion
and a false conclusion. So the sole premise— follows from the premises. We are most likely to
“incidents of serious crime have doubled”—can make an easy job of it when the arguments are
be true while the conclusion is false. simple. Many times, however, we need some help,
If inductive arguments succeed in lending and help is available in the form of methods and
very probable support to their conclusions, they guidelines for evaluating arguments.
are said to be strong. Strong arguments are such Having a familiarity with common argument
that if their premises are true, their conclusions patterns, or forms, is especially useful when as-
are very probably true. If they fail to provide this sessing the validity of deductive arguments. We
very probable support, they are termed weak. are likely to encounter these forms again and
Argument 1 is a weak argument because its again in bioethics as well as in everyday life.
premise, even if true, does not show that more Here is a prime example:
likely than not law enforcement in the city is a
complete failure. Afer all, even if incidents of argument 5
serious crime have doubled, law enforcement 1. If the surgeon operates, then the patient
may be successful in other ways, or incidents of will be cured.
serious crime may be up for reasons unrelated to 2. Te surgeon is operating.
the efectiveness of law enforcement. 3. Terefore, the patient will be cured.
But consider this inductive argument:
Tis argument form contains a conditional
argument 4 premise—that is, a premise consisting of a
1. Eighty-fve percent of the students at this conditional, or if-then, statement (actually a com-
university are Republicans. pound statement composed of two constituent
22 PA R T 1: P R I N C I P L E S A N D T H E O R I E S
Valid Forms
Affrming the Antecedent (Modus Ponens) Denying the Consequent (Modus Tollens)
If p, then q. If p, then q.
p. Not q.
Therefore, q. Therefore, not p.
Example: Example:
If Spot barks, a burglar is in the house. If it’s raining, the park is closed.
Spot is barking. The park is not closed.
Therefore, a burglar is in the house. Therefore, it’s not raining.
Invalid Forms
Affrming the Consequent Denying the Antecedent
If p, then q. If p, then q.
q. Not p.
Therefore, p. Therefore, not q.
Example: Example:
If the cat is on the mat, she is asleep. If the cat is on the mat, she is asleep.
She is asleep. She is not on the mat.
Therefore, she is on the mat. Therefore, she is not asleep.
Recall Argument 2, a simple (and common) action) is wrong, for example, we must provide a
moral argument: reason for this moral judgment. Te natural
(and logical) move is to reach for a general moral
1. It’s wrong to take the life of an innocent
principle that supports the judgment. Why is
person.
performing surgery on Mrs. Johnson without
2. Abortion takes the life of an innocent person.
her consent wrong? Because, we might say,
3. Terefore, abortion is wrong.
treating people without their consent is a viola-
Here, we can see all the standard features of a tion of their autonomy (a moral principle), and
typical moral argument: (1) At least one premise performing surgery on Mrs. Johnson without
(premise 1) is a moral statement asserting a gen- her consent would be an instance of such a vio-
eral moral norm such as a moral principle; (2) at lation (a nonmoral fact).
least one premise (premise 2) is a nonmoral Tis natural way of proceeding refects the
statement describing an action or circumstance; logical realities of moral reasoning. In a moral
and (3) the conclusion is a moral statement ex- argument, we must have at least one moral
pressing a moral judgment about a specifc premise to draw a conclusion about the moral-
action or circumstance. ity of a particular state of afairs. Without a
Notice how natural this pattern seems. If we moral premise, we cannot legitimately arrive at
want to argue that a particular action (or kind of a moral conclusion. Tat is, from a nonmoral
24 PA R T 1: P R I N C I P L E S A N D T H E O R I E S
These arguments are defective because they ask The Bible says that God exists.
us to reject a claim because of a person’s character,
The Bible is true because God wrote it.
background, or circumstances—things that are gen-
erally irrelevant to the truth of claims. A statement Therefore, God exists.
Chapter 1: Moral Reasoning in Bioethics 25
premise alone, a moral conclusion does not premise what we take to be the nonmoral fact
logically follow. For example, from the non- of the matter.
moral fact that abortions are frequently per- Tis discussion underscores a previously
formed, we cannot conclude that abortion is mentioned fact about moral disagreements.
immoral. Nonmoral premises cannot support a When people disagree on a moral issue, they
conclusion expressing a moral judgment. Like- may or may not be disagreeing about moral
wise, we cannot reason from a moral premise principles. Tey may actually share the relevant
alone (one afrming a general moral principle) moral principles but disagree about the non-
to a conclusion about the morality of a particu- moral facts—or vice versa. So when people take
lar action. We need a nonmoral premise af- contradictory stands on the conclusion of a
frming that the particular action in question is moral argument, the source of the confict could
an instance of the general class of actions re- lie with the moral premises or the nonmoral
ferred to in the general moral premise. In Ar- premises or both.
gument 2, the moral premise tells us it’s wrong Unfortunately, in everyday life moral argu-
to take the life of an innocent person, but we ments do not come with their premises clearly
need the nonmoral premise to assert that abor- labeled, so we need to be able to identify the
tion is an instance of taking the life of an inno- premises ourselves. Tis job is made more dif-
cent person. Afer all, that a fetus is a cult by a simple fact of the moral life: Ofen
person—the kind of entity that is deserving of premises (moral and nonmoral) are lef unsaid
full moral rights—is not obviously true and not and are merely implied. Sometimes premises are
assented to by everyone. We must spell out in a unstated because they are obvious assumptions
26 PA R T 1: P R I N C I P L E S A N D T H E O R I E S
that need not be mentioned. But if we are to per- or strong and will be plausible in the context of
form a thorough evaluation of an argument, we the argument. Te most straightforward ap-
must drag the implicit premises into the open so proach, however, is to treat the argument as
they can be fully assessed. Such careful scrutiny deductive and look for a premise that will
is especially important in moral arguments be- make the argument valid, as we did in Argu-
cause the implicit premises are ofen question- ment 9.
able assumptions—the secret, weak links in the
chain of reasoning. For example: Evaluating Premises
As we have seen, good arguments have true
argument 9
premises. But how do we know if the premises
1. In vitro fertilization is an entirely
are true? Fortunately, there are ways to test, or
unnatural process, as far from natural
evaluate, the truth of premises. Te tests difer,
reproduction as one could imagine.
however, depending on whether the premises
2. Terefore, in vitro fertilization should not
are nonmoral or moral.
be used.
Checking the truth of nonmoral premises
As it stands, this is a bad argument; the con- can involve the exploration of either empirical
clusion does not follow from the premise. But or conceptual matters. An empirical belief, or
there is an implied (moral) premise lurking claim, is one that can be confrmed by sense
here, and if we make it explicit, the argument experience—that is, by observation or scientifc
will be valid: investigation. Most nonmoral premises are em-
pirical claims that we can check by examining
1. In vitro fertilization is an entirely
our own experience or that of others or by con-
unnatural process, as far from natural
sulting the relevant scientifc fndings. By these
reproduction as one could imagine.
methods we can test (and support) a wide vari-
2. Any process that is unnatural should not
ety of empirical assertions, such as many of the
be used.
nonmoral premises examined earlier: “Inci-
3. Terefore, in vitro fertilization should not
dents of serious crime have doubled”; “Eighty-
be used.
fve percent of the students at this university are
Now the argument is complete, and we can Republicans”; “If the patient is getting better,
see both the nonmoral premise (premise 1) and then drugs are unnecessary.”
the moral premise (premise 2), which is a moral In bioethics, among the most controversial
principle. But now that we have brought the nonmoral premises are those afrming that a
moral premise into the light of day, we can see medical treatment or program will or will not
that it is false or at least debatable. We use many have a particular efect on people. Te issue is
processes and products that are unnatural (for whether it will help or harm and to what degree.
example, modern pharmaceuticals, intravenous Sometimes reliable data are available to resolve
feeding, surgery, CAT scans, artifcial limbs, the issue. Sometimes no clear evidence exists,
and contact lenses), but we generally do not leaving people to make educated guesses that
regard them as morally impermissible. are ofen in dispute.
Very ofen we can tell that an argument has In any case, critical reasoning in bioethics
an unstated premise because there is a logical demands that we always seek the most reliable
leap between the stated premises and the con- evidence available and try to assess its worth ob-
clusion. Te inference from stated premises to jectively. It requires that our empirical claims be
conclusion does not work unless the missing supported by good empirical evidence and that
premise is supplied. A good candidate for the we expect the same from others who make em-
implicit premise will make the argument valid pirical assertions.
Chapter 1: Moral Reasoning in Bioethics 27
A conceptual matter has to do with the accepted by all parties so that further support
meaning of terms, something we need to pay at- for the principle is not necessary. At other times,
tention to because disputes in bioethics some- the higher principle itself may be controversial
times hinge on the meaning of a concept. For and in need of support.
example, in disagreements about the moral per- Moral premises can also be supported by a
missibility of abortion, the crux of the matter is moral theory, a general explanation of what
ofen how the disputants defne person (as in Ar- makes an action right or a person or motive
gument 2), or human life, or human being. Simi- good. (In Chapter 2 we discuss moral theories in
larly, whether someone supports or opposes depth.) For example, traditional utilitarianism
euthanasia ofen hangs on how it is defned. is a moral theory afrming that right actions are
Some, for example, defne it in the narrow sense those that produce the greatest happiness for all
of taking direct action to kill someone for his concerned. Appealing to utilitarianism, then,
sake (mercy killing), while others insist on a someone might insist that a baby born with
wider sense that encompasses both mercifully severe brain damage who will die within a few
killing and allowing to die. Whether we are de- days should not be allowed to wither slowly
vising our own arguments or evaluating those away in pain but should be given a lethal injec-
of others, being clear on the meaning of terms is tion. Te justifcation for this policy is that it
essential, and any proposed defnition must be would produce the least amount of unhappiness
backed by good reasons. (including pain and sufering) for all concerned,
Moral premises are like nonmoral ones in including baby, parents, and caregivers. Tose
that they, too, should be supported by good rea- who reject this policy would have to argue that
sons and be subjected to serious scrutiny. But there was something wrong with utilitarianism
just how are moral premises supported and or that other considerations (including alterna-
scrutinized? tive theories) outweigh utilitarian concerns.
Support for a moral premise (a moral princi- Another possible source of support for moral
ple or standard) can come from at least three premises is what philosophers call our consid-
sources: other moral principles, moral theories, ered moral judgments. Tese are moral judg-
or our most reliable moral judgments. Probably ments we deem plausible or credible afer careful
the most common way to support a moral prin- refection that is as unbiased as possible. Tey
ciple is to appeal to a higher-level principle may apply to both particular cases and more
(which ofen turns out to be one of the four general moral statements. For example, afer de-
major moral principles discussed earlier). Sup- liberation we might conclude that “inficting
pose the moral premise in question is “Te pa- undeserved and unnecessary pain on someone
tient’s wishes about whether surgery is is wrong,” or that “emergency care for accident
performed on him should not be ignored.” Some victims should be provided regardless of their
would argue that this principle is derived from, race or religion,” or that “amputating a patient’s
or is based on, the higher principle that autono- leg for no good reason is never morally permis-
mous persons should be allowed to exercise sible.” Like moral principles and theories, such
their capacity for self-determination. Or let’s say judgments can vary in how much weight they
the premise is “Individuals in a persistent vege- carry in moral arguments and can be given
tative state should never have their feeding tubes more or less credibility (or undermined com-
removed so they can ‘die with dignity.’” Many pletely) by relevant reasons. (We examine more
would base this assertion on the principle that closely the relationships among theories, princi-
human life is sacred and should be preserved at ples, and considered judgments in Chapter 2.)
all costs. Frequently, the higher principle ap- Moral premises can be called into question
pealed to is plausible, seemingly universal, or by showing that they somehow confict with
28 PA R T 1: P R I N C I P L E S A N D T H E O R I E S
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