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PDF Cognition and Addiction A Researcher S Guide From Mechanisms Towards Interventions 1St Edition Antonio Verdejo Garcia Editor Ebook Full Chapter
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Cognition and Addiction
A Researcher’s Guide from Mechanisms
Towards Interventions
Edited by
Antonio Verdejo-Garcia
Academic Press is an imprint of Elsevier
125 London Wall, London EC2Y 5AS, United Kingdom
525 B Street, Suite 1650, San Diego, CA 92101, United States
50 Hampshire Street, 5th Floor, Cambridge, MA 02139, United States
The Boulevard, Langford Lane, Kidlington, Oxford OX5 1GB, United Kingdom
Merideth A. Addicott, Department of Psychiatry, Uni- Nicolas Cabé, Normandie Univ, UNICAEN, PSL Uni-
versity of Arkansas for Medical Science, Little Rock, versité de Paris, EPHE, INSERM, U1077, CHU de
AR, United States Caen, GIP Cyceron, Neuropsychologie et Imagerie de la
Robin L. Aupperle, Laureate Institute for Brain Research, Mémoire Humaine, Caen, France
Tulsa, OK, United States Zhipeng Cao, School of Psychology, University College
Alex Baldacchino, Division of Populations and Health Dublin, Dublin, Ireland
Science, St Andrews Medical School, University of Adrian Carter, Turner Institute for Brain and Mental
St Andrews, St Andrews, Fife, United Kingdom Health, Monash University, Melbourne, VIC, Australia;
Joël Billieux, Addictive and Compulsive Behaviours UQ Centre for Clinical Research, University of
Laboratory, Institute for Health and Behaviours, Uni- Queensland, Brisbane, QLD, Australia
versity of Luxembourg, Esch-sur-Alzette, Luxembourg Natalie Castellanos-Ryan, Universite de Montreal, CHU
Marilisa Boffo, Addiction Development and Psychopathol- Ste Justine, Montreal, QC, Canada
ogy (ADAPT) Laboratory, Department of Psychology, Luke Clark, Centre for Gambling Research at UBC,
University of Amsterdam, Amsterdam, The Netherlands; Department of Psychology, University of British
Department of Psychology, Education and Child Columbia, Vancouver, BC, Canada
Studies, Erasmus University Rotterdam, Rotterdam, Patricia Conrod, Universite de Montreal, CHU Ste Jus-
The Netherlands tine, Montreal, QC, Canada
Matthias Brand, General Psychology: Cognition and Fleur Davey, Research and Development Department,
Center for Behavioral Addiction Research (CeBAR), NHS Fife, Dunfermline, Fife, United Kingdom
University of Duisburg-Essen, Duisburg, Germany;
Erwin L. Hahn Institute for Magnetic Resonance Imaging, Andrew Dawson, Turner Institute for Brain and Mental
Essen, Germany Health, Monash University, Melbourne, VIC, Australia
Damien Brevers, Laboratory of Psychological Medicine Logan T. Dowdle, Department of Psychiatry and Behav-
and Addictology, Faculty of Medicine, Brugmann- ioral Sciences, College of Medicine, Medical University
Campus, Université Libre de Bruxelles, Brussels, of South Carolina. Charleston, SC, United States
Belgium; Research in Psychology Applied to Motor Timothy C. Durazzo, Stanford University and Palo Alto
Learning, Faculty of Motor Sciences, Erasme Campus, VA Medical Center, Stanford, CA, United States
Université Libre de Bruxelles, Brussels, Belgium Hamed Ekhtiari, Laureate Institute for Brain Research,
Gabriel Brooks, Centre for Gambling Research at UBC, Tulsa, OK, United States
Department of Psychology, University of British Mario Ferrari, Centre for Gambling Research at UBC,
Columbia, Vancouver, BC, Canada Department of Psychology, University of British
S.J. Brooks, School of Natural Sciences and Psychology, Columbia, Vancouver, BC, Canada
Liverpool John Moores University, Liverpool, United Matt Field, Department of Psychology, University of
Kingdom; Department of Neuroscience, Uppsala Uni- Sheffield, Sheffield, South Yorkshire, United Kingdom
versity, Uppsala, Sweden
S. Funk, Department of Psychology, University of Cape
M. Aryana Bryan, Center on Mindfulness and Integrative Town, Cape Town, South Africa
Health Intervention Development, University of Utah,
Salt Lake City, UT, United States
xv
xvi Contributors
Gloria Garcia-Fernandez, School of Psychological Daniel H. Lench, Department of Psychiatry and Behavioral
Sciences and Turner Institute for Brain and Mental Sciences, College of Medicine, Medical University of
Health, Monash University, Melbourne, VIC, Aus- South Carolina. Charleston, SC, United States
tralia; Faculty of Psychology, University of Oviedo, Angéline Maillard, Normandie Univ, UNICAEN, PSL
Oviedo, Spain Université de Paris, EPHE, INSERM, U1077, CHU de
Eric L. Garland, Center on Mindfulness and Integrative Caen, GIP Cyceron, Neuropsychologie et Imagerie de la
Health Intervention Development, University of Utah, Mémoire Humaine, Caen, France
Salt Lake City, UT, United States Pierre Maurage, Laboratory for Experimental Psychopa-
Rita Z. Goldstein, Departments of Psychiatry and Neuro- thology, Psychological Science Research Institute,
science, Icahn School of Medicine at Mount Sinai, New Université Catholique de Louvain, Louvain-la-Neuve,
York, NY, United States Belgium
Raul Gonzalez, Center for Children and Families, Dieter J. Meyerhoff, University of California San Fran-
Department of Psychology, Florida International Uni- cisco and San Francisco VA Medical Center, San
versity, Miami, FL, United States Francisco, CA, United States
Renee D. Goodwin, Department of Epidemiology and Scott J. Moeller, Department of Psychiatry, Stony Brook
Biostatistics, School of Public Health, The City Uni- University School of Medicine, Stony Brook, NY,
versity of New York, New York, NY, United States; United States
Department of Epidemiology, Mailman School of Catharine Montgomery, School of Natural Sciences and
Public Health, Columbia University, New York, NY, Psychology, Liverpool John Moores University,
United States Liverpool, United Kingdom
Anna E. Goudriaan, Amsterdam UMC, Department of Laura O’Halloran, School of Psychology, Trinity College
Psychiatry, University of Amsterdam, the Netherlands; Dublin, Dublin, Ireland
Amsterdam Institute for Addiction Research; Arkin
Mental Health; Department of Quality of Care and Ileana Pacheco-Colón, Center for Children and Families,
Research and Jellinek, Amsterdam, The Netherlands Department of Psychology, Florida International Uni-
versity, Miami, FL, United States
Wayne Hall, UQ Centre for Clinical Research, University
of Queensland, Brisbane, QLD, Australia; Centre for Martin P. Paulus, Laureate Institute for Brain Research,
Youth Substance Abuse Research, University of Tulsa, OK, United States
Queensland, Brisbane, QLD, Australia; National Tomás Paus, Bloorview Research Institute, Holland
Addiction Centre, Kings College London, London, Bloorview Kids Rehabilitation Hospital, Toronto, ON,
WC2R 2LS, United Kingdom Canada; Departments of Psychology and Psychiatry,
Adam W. Hanley, Center on Mindfulness and Integrative University of Toronto, Toronto, ON, Canada
Health Intervention Development, University of Utah, MacKenzie R. Peltier, Yale School of Medicine, Depart-
Salt Lake City, UT, United States ment of Psychiatry, New Haven, CT, United States; VA
Colleen A. Hanlon, Department of Psychiatry and Connecticut Healthcare System, West Haven, CT, United
Behavioral Sciences, College of Medicine, Medical States
University of South Carolina, Charleston, SC, United Brian Pennie, School of Psychology, Trinity College
States Dublin, Dublin, Ireland
Matthew O. Howard, University of North Carolina at Anne Lise Pitel, Normandie Univ, UNICAEN, PSL Uni-
Chapel Hill, Chapel Hill, NC, United States versité de Paris, EPHE, INSERM, U1077, CHU de
Andrew Jones, Department of Psychological Sciences, Caen, GIP Cyceron, Neuropsychologie et Imagerie de la
University of Liverpool, Liverpool, Merseyside, United Mémoire Humaine, Caen, France
Kingdom Marc N. Potenza, Departments of Psychiatry and Neuro-
Daniel L. King, School of Psychology, The University of science and Child Study Center, Yale School of Med-
Adelaide, Adelaide, SA, Australia; College of Educa- icine, New Haven, CT, United States; The Connecticut
tion, Psychology and Social Work, Flinders University, Council on Problem Gambling, Wethersfield, CT,
Adelaide, SA, Australia United States; The Connecticut Mental Health Center,
New Haven, CT, United States
Jacob W. Koudys, University of Toronto, Toronto, ON,
Canada
Contributors xvii
Boris B. Quednow, Experimental and Clinical Pharma- Douglas Steele, Institute of Neuroscience, Ninewells
copsychology, Department of Psychiatry, Psychotherapy Hospital Medical School, University of Dundee,
and Psychosomatics, Psychiatric Hospital, University of Dundee, Tayside, United Kingdom
Zurich, Zurich, Switzerland; Neuroscience Centre Ryan M. Sullivan, Department of Psychiatry, Stony Brook
Zurich, University of Zurich and Swiss Federal Institute University School of Medicine, Stony Brook, NY,
of Technology (ETH) Zurich, Zurich, Switzerland United States; Department of Psychology, University of
C. Rabier, Department of Psychology, University of Cape Wisconsin-Milwaukee, Milwaukee, WI, United States
Town, Cape Town, South Africa Serenella Tolomeo, Division of Populations and Health
Kavya Raj, Turner Institute for Brain and Mental Health, Science, St Andrews Medical School, University of St
Monash University, Melbourne, VIC, Australia Andrews, St Andrews, Fife, United Kingdom
Tonisha Kearney Ramos, Department of Psychiatry and Tess den Uyl, Addiction Development and Psychopathol-
Behavioral Sciences, College of Medicine, Medical ogy (ADAPT) Laboratory, Department of Psychology,
University of South Carolina, Charleston, SC, United University of Amsterdam, Amsterdam, The Netherlands
States Alireza Valyan, Allameh Tabataba’i University, Tehran,
Tara Rezapour, Institute for Cognitive Science Studies, Iran
Tehran, Iran; Iranian National Center for Addiction Antonio Verdejo-Garcia, School of Psychological Sci-
Studies, Tehran University of Medical Sciences, ences and Turner Institute for Brain and Mental Health,
Tehran, Iran Monash University, Melbourne, VIC, Australia
Carl A. Roberts, Institute of Psychology, Health and Fausto Viader, Normandie Univ, UNICAEN, PSL Uni-
Society, University of Liverpool, Liverpool, United versité de Paris, EPHE, INSERM, U1077, CHU de
Kingdom Caen, GIP Cyceron, Neuropsychologie et Imagerie de la
Adam J. Rubenis, Turning Point Alcohol and Drug Mémoire Humaine, Caen, France
Centre, Melbourne, VIC, Australia Robert Whelan, School of Psychology, Trinity College
Anthony C. Ruocco, University of Toronto, Toronto, ON, Dublin, Dublin, Ireland
Canada Reinout W. Wiers, Addiction Development and Psychopa-
H.B. Schiöth, Department of Neuroscience, Uppsala thology (ADAPT) Laboratory, Department of Psychology,
University, Uppsala, Sweden University of Amsterdam, Amsterdam, The Netherlands
Ryan Smith, Laureate Institute for Brain Research, Tulsa, Oulmann Zerhouni, UFR Sciences Psychologiques et
OK, United States Sciences de l’Éducation (SPSE), Université Paris Nan-
Mehmet Sofuoglu, Yale School of Medicine, Department terre, Nanterre, France
of Psychiatry, New Haven, CT, United States; VA Anna Zilverstand, Department of Psychiatry, University
Connecticut Healthcare System, West Haven, CT, of Minnesota, Minneapolis, MN, United States
United States
Biographies
Antonio Verdejo-García has a PhD in Psychology research center, and the University of Granada, and he
(Addiction Neuropsychology, University of Granada, is the Chair of the Neuroscience Interest Group of the
2006) and a Masters in Psychological and Biomedical International Society of Addiction Medicine.
Aspects of Health and Illness (University of Granada, Professor Verdejo-García has led numerous studies on
2002). After his PhD, he continued specialized training the cognitive and neural substrates of substance and
in addiction neuroscience in highly prestigious research behavioral addictions, and new cognitive training and
centers: Johns Hopkins Medical Institute (Neurology), remediation interventions for treating substance use dis-
IMIM-Hospital del Mar (Pharmacology) and the University orders. He is internationally recognized as an expert in this
of Cambridge (Behavioural and Clinical Neuroscience field, as evinced by several international Editorial Board
Institute). positions including top-ranked addiction journals. He has
Currently, Antonio Verdejo-García is an Australian published more than 200 peer-reviewed articles, and his
Medical Research Future Fund Fellow and holds a Full work has attracted over 10,000 citations and has been
ProfessoreResearch appointment at the Turner Institute for translated into clinical trials of neurocognitive interventions
Brain and Mental Health (Monash University), where he is and policy recommendations regarding application of
the Deputy Lead of the Addiction and Mental Health neuroscience principles for the prevention and treatment of
Program. He also holds honorary appointments at Turning addictions.
Point, Australia’s leading national addiction treatment and
xix
Foreword
Since the seminal paper of Dr. Leshnerdthen the director variations of this model with new perspectives for treatment.
of the National Institute on Drug Abusedin Science In the Chapters 14e16, similar reviews are presented for
in 1997, addiction is generally regarded to be a bio- gambling and gaming disorders.
psychosocial disorder with strong genetic and neuro- In addition to their role as risk factors in the develop-
biological underpinnings and a chronic-intermittent course ment of addiction, cognitive impairments are often a
with periods of recovery followed by relapse and often with consequence of chronic, excessive drug use with negative
serious psychosocial deterioration. Based on animal studies effects on the course of the disorder and on treatment
and human genetic and neuroimaging studies, Dr. Leshner effectiveness. In the Chapters 8e13, reviews on the
concluded that addiction is a brain disease and that addicted consequences of drug use are presented for the different
people are patients who deserve (reimbursed) treatment. substances of abuse, including alcohol, tobacco, cannabis,
According to the underlying biopsychosocial model, cocaine, MDMA, and opioids. These chapters invariably
addiction is the outcome of a preexisting hyperactive brain show not only that drug use may lead to cognitive
reward system in combination with a deficient cognitive impairments but also that (sustained) abstinence will lead to
control system in combination with neuroplastic changes partial or complete recovery of cognitive functions and
caused by continued drug use. Originally, the model was probably to better long-term outcomes of treatment.
predominantly presented in terms of dysfunctional brain Treatment is the focus of the next part of the book
structures and neurotransmitter abnormalities with rela- (Chapters 17e23). In a series of highly informative reviews,
tively little attention to the cognitive representations of the authors show that there are currently many more treat-
these abnormalities. As a consequence, the link between the ment options than motivational interviewing and cognitive
neurobiological abnormalities and the behavioral mani- behavioral treatment, including cognitive bias modification,
festations of addictions was incomplete, and the search for working memory training, inhibition control training,
new treatments was mainly directed to the discovery of goal management training, mindfulness-based relapse
new medications against relapse. Recent developments in prevention (MBRP), transcranial magnetic stimulation, and
our knowledge about the neurocognitive aspects of the the use of cognition-enhancing medications. With the
development of addictive behaviors, the neurocognitive exception of approach bias modification and MBRP, these
consequences of chronic drug use, and the potential new interventions need to be tested in large-phase III trials,
treatments directed at improvement of preexisting and but most of them show great promise and will redirect
drug-induced neurocognitive deficits have created new treatment from talking to training and from face-to-face
hope for patients with an addiction. interventions to online treatments. In the last two chapters of
This is the first book that provides a comprehensive the book (Chapters 29 and 30), the authors provide an in-
review of what we now know about cognition and addic- tegrated review of both existing and new treatment options
tion. An impressive lineup of experts presents a broad and and a theory-based proposal for optimal combinations of
in-depth overview of what is known about the cognitive cognitive interventions based on a thorough understanding
underpinnings of addiction, neurocognitive approaches to of the underlying cognitive models.
treatment and future research perspectives. Chapters 24e28 are more contemplative in nature and
The book starts with a well-balanced presentation of make the reader think about population neuroscience, the
what we know about preexisting (genetic and learned) use of cognitive information in combination with genetics,
cognitive processes that are responsible for the change from the cognitive effects of reduced consumption versus
recreational drug use to goal-driven, drug seeking and finally complete abstinence, and finally the (limited) impact of
ending in chronic compulsive and habitual addictive scientific knowledge about cognition and addiction on
behaviors leading to physical and/or psychosocial decline policy development.
(Chapters 1e7). In addition to the well-known dual-process This book is a remarkable set of reviews and position
model, the authors present extensions and/or integrated papers presented as chapters edited by one of the best
xxi
xxii Foreword
scientists in the field of cognition and addiction. Thanks to interested in the topic. I therefore highly recommend this
his broad and in-depth knowledge of the field and his book to everybody in the field.
ability to recruit the best experts on such diverse topics; Wim van den Brink, MD PhD
this book is currently by far the best introduction to Em. Professor of Psychiatry and Addiction,
cognition and addiction for neuroscience and psychology Amsterdam University Medical Centers,
students and researchers and for clinical psychologists, Amsterdam, The Netherlands
psychiatrists, neurologists, and for all other people
Acknowledgments
The Editor (Antonio Verdejo-García) is funded by an acknowledge Professor Wim van den Brink, a trailblazer
Australian Medical Research Future Fund, Next Generation addiction researcher and inspirational figure for many (back
Clinical Researchers CDF2 Fellowship (MRFF 1141214) then) young researchers in cognition and addiction and a
and wish to acknowledge this support, trusting that the tireless supporter of early career scientists, for writing the
book will contribute to the fellowship legacy by training a foreword of the book. Last not least, sincere acknowledg-
new generation of addiction researchers. The Editor would ments to the Elsevier editorial team including Joslyn
also like to acknowledge all the contributors for generously Chaiprasert-Paguio, who planted the first seed of this book,
sharing their unique knowledge and limited timedthey and Tracy Tufaga, who has invaluably helped to make it
make up an outstanding cast and are the ones who give true grow.
value to this book. The Editor would also like to specially
xxiii
Introduction
Cognition refers to mental processes and encompasses gambling addictions, and the cognitive sequela asso-
“all forms of knowing and awareness, such as ciated with the chronic use of different substances, such
conceiving, remembering, judging, imagining, and as alcohol, cannabis, stimulants and opioids, and
problem solving” (APA Dictionary of Psychology). gambling modalities. The cognitive profiles associated
Addiction is a mental health condition and, not surp- with different drugs and addictive behaviors are dis-
risingly, is associated with cognitive biases and deficits. cussed in the context of current topics and contro-
The last 20 years have witnessed an unprecedented versies, such as the therapeutic effects of cannabinoids,
expansion in the understanding of the cognitive the aftermath of the synthetic opioid crisis, or the
underpinnings of addiction vulnerability and chronicity. advent of online gambling and gaming activities
This growth has been fueled by theoretical and techno- (Curran et al., 2016; Karilla et al., 2018; Kardefelt-
logical advancement. Neurobehavioral models of addi- Winther et al., 2017). Section (3) introduces novel
ction have shed light on the cognitive mechanisms of neuroscience-informed treatment approaches to
aberrant reward valuation, cognitive control, and rescue cognitive deficits and improve clinical out-
decision-making (Bickel et al., 2018; Everitt and Robbins, comes for people with addictions. These approaches
2016; Goldstein and Volkow, 2002; Verdejo-Garcia and include computerized cognitive training programs to
Bechara, 2009), overcoming old views about addictive retrain salience-related biases and build response
behavior been “self-destructive” or “morally weak” inhibition and working memory capacity, cognitive
(discussed in Hyman, 2007, Am J Bioeth). The advent of remediation therapies focused on executive functions,
automated computerized testing, neuroimaging, mindfulness interventions targeting cognitive control
and other biomedical techniques such as gene and monitoring, and pharmacological enhancement
sequencing and manipulation, and novel intervention and brain-stimulation techniques. Finally, Section (4)
approaches such as cognitive training and remediation, provides unique new vistas on research approaches
neuroscience-informed psychotherapies and neuro- that are pushing the boundaries of the cognition and
modulation have fueled the knowledge gain and addiction field. These exciting new avenues include
revamped the landscape of cognition and addiction population neuroscience, namely, the application of
research (Ekhtiari et al., 2019; Kwako et al., 2016; cutting-edge neuroscience tools to population-based
Mackey et al., 2016). This book attempts to provide a cohorts, neuroepidemiology, i.e., the leverage of
comprehensive view of this renewed landscape. epidemiology data to address neurocognitive ques-
The book is structured in four main sections: (1) tions, neuroethics, and longitudinal brain mapping. In
Cognitive Principles, (2) Cognitive Risk Factors and addition, it provides a pedagogic approach to the use
Consequences, (3) Cognitive Interventions, and (4) of new techniques for “big data” collection and
New Vistas. Section (1) covers updated neurocognitive analysis, and the application of genetic and neuro-
theories of addiction and its evidence base. These imaging techniques to understand the lifespan of
include views on addiction as a disorder that involves addiction pathophysiology, from preterm vulnerability
an aberrant transition from impulsivity to compulsivity, to adult abstinence-based neuroplasticity and recovery.
impaired response inhibition and salience attribution,
The book has been conceived with an inclusive and
decision-making dysfunctions, social cognition and
international perspective and includes contributors
interaction deficits, and personality comorbidities
from Europe, Africa, America, Australia, and the
underpinned by common alterations in executive
Middle East, which provide a truly global viewpoint.
functions. Section (2) reviews the cognitive alterations
The contributors are outstanding researchers and
that underlie vulnerability to substance use and
xxv
xxvi Introduction
clinicians, and the contents are geared towards a broad Biobehav. Rev. 104, 118e140. https://doi.org/10.1016/j.neubiorev.
audience including research students, researchers 2019.06.007. Epub 2019 Jul 2. Review. PubMed PMID: 31271802.
and academics, and frontline clinicians interested Everitt, B.J., Robbins, T.W., 2016. Drug addiction: updating actions to
habits to compulsions ten years on. Annu Rev Psychol 67, 23e50.
in learning and applying cognitive principles and
https://doi.org/10.1146/annurev-psych-122414-033457.
techniques in addiction research, prevention, assess-
Goldstein, R.Z., Volkow, N.D., 2002. Drug addiction and its underlying
ment, treatment, and recovery. We hope to succeed in neurobiological basis: neuroimaging evidence for the involvement of
our main goal, that readers share our enthusiasm about the frontal cortex. Am. J. Psychiatry 159 (10), 1642e1652.
this fascinating field. Hyman, S.E., 2007. The neurobiology of addiction: implications for
voluntary control of behavior. Am. J. Bioeth. 7 (1), 8e11.
Kardefelt-Winther, D., Heeren, A., Schimmenti, A., van Rooij, A.,
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Chapter 1
Cognition to bridge the gap between Translating the key notions of these models into a
cognitive framework can help to broaden their scope and
neurobiological models and social
impact. Essentially, contemporary neurobiological theories
accounts of addiction characterize the “backend” of addiction-related alterations.
Contemporary theories of addiction generally posit neuro- The “frontline” is the complex harmful behavior and the
biological alterations in three systems: the incentive negative social consequences that policy makers and
salience (or reward) system, the stress system, and the preventionists try to counteract and clinicians have to face
executive control system, which map into the striatum, (i.e., uncontrolled drug/gambling use, distress, deterioration
extended amygdala, and prefrontal cortex circuits, respec- of health and quality of life, lack of social support, personal
tively (Koob and Volkow, 2010). Incentive salience and social burden). In between these two, there is a range of
alterations are responsible for reward sensitization cognitive alterations involving reward valuation and
(increased motivation toward drugs/gambling resulting learning, emotion processing and affect regulation, and
from repeated administrationdi.e., instead of the expected executive control and decision-making affecting personal
habituation) and reward prediction errors (i.e., expecting and social domains (e.g., valuation of individual rewards
more reward than what is actually received). Heightened such as salary and career and social rewards such as
motivation toward drugs/gambling also occurs at the cost of friendships and relationships). And these alterations trace
reduced motivation toward natural reinforcers (Goldstein back to specific traits that interact with environmental and
and Volkow, 2002, 2011). Alterations in the stress system social factors before and during the emergence of addiction
account for persistently elevated negative affect, which can and can potentially cooperate with contextual factors in the
manifest as chronic stress and depression, as well as path to addiction recovery (Celma-Merola et al., 2018).
predominance of negative reinforcement mechanisms in the As addictions take time to develop, we can chronologically
control of behavior. That is, negative affective states map the unfolding of cognitive drivers and their interaction
become the norm, behaviors are mostly energized to try to with environmental and social factors. Cognitive-affective
get rid of unpleasant feelings, and this behavior results in traits, such as reward sensitivity, negative affectivity, and
short-term relief but long-term augmentation of the stress impulsivity/self-control, influence child and adolescent
response. Finally, executive alterations are responsible for learning and academic and social development. The inter-
the tendency to focus on immediate responses and short- action between these traits and environmental/social
term outcomes, neglecting goals and long-term conse- influences (socioeconomic disadvantage, trauma, poor
quences. Different theories emphasize two or more of these parenting, academic failure, peer pressure or social isola-
alterations and related brain systems. For example, “dual tion) predicts the onset of addictive behaviors. Once
models” focus on the imbalance between incentive salience initiated, drug use and gambling contribute to exacerbate
(ventral striatum) and executive control (dorsolateral preexisting traits, for example, they sensitize reward
prefrontal cortex [DLPFC] and anterior cingulate cortex) learning and stress responses and deteriorate cognitive
(McClure and Bickel, 2014). Stress models emphasize the control, fostering impulsive decisions and compulsive
link between negative affect (hypothalamicepituitarye behaviors. These changes contribute to worsen the
adrenal axis, amygdala, hippocampus) and poor control contextual milieu (i.e., loss of productivity, income, social
over stress-related responses (dorsal striatum, DLPFC), capital, and support) and foster a spiral of distress and
which has been ascribed to impulsivity (e.g., negative impoverishment of quality of life. Although this scenario
urgencydthe tendency to act impulsively under negative describes the “typical” developmental course of addictive
affect) or compulsivity (e.g., repetitive behaviors that “fly behaviors across adolescence and young adulthood, it can
under the radar” of top-down executive supervision) also apply to late-onset addiction, in which interpersonal
(Figee et al., 2016; Verdejo-García et al., 2007). Executive and social factors (e.g., trauma, relationship problems,
control and decision-making models highlight the unemployment) interact with cognitive characteristics
misalignment between goal-related systems (ventromedial (e.g., emotion regulation and resilience against negative
prefrontal cortex) and motivational, emotional, and affect, self-control, cognitive flexibility) as well as drug-
contextual drivers (striatum, insula, amygdala/hippocam- and gambling-related effects to generate protection against,
pus) (Bechara, 2005; Redish et al., 2008; Verdejo-García or escalation toward, addiction problems. Therefore,
and Bechara, 2009). Although the significance of these cognitive traits predict the onset of addictive behaviors via
models dwells in the way they characterize the drivers of direct and indirect pathways (e.g., interaction with
addictive behaviors, while acknowledging that these drivers academic and social factors and stressful life events). At the
are shaped by and operate in social contexts, they often same time, drug use and gambling deteriorate or exacerbate
come across as reductionist biological accounts of cognitive traits and their underlying neural processes,
behavior. giving rise to abnormal cognitive states or cognitive
Cognition: the interface between nature and nurture in addiction Chapter | 1 3
deficits, as well as contextual and social factors adolescence) and overlapping brain underpinnings
(i.e., disordered states), leading to the vicious cycle of involving lateral prefrontal cortex and anterior cingulate
addiction. regions (Vijayakumar et al., 2014a,b). Moreover, consci-
entiousness and cognitive control are strongly correlated
with intelligence quotient (IQ) and particularly fluid intel-
Evidence for the double role of ligence, probably reflecting meaningful interactions
cognition in addiction vulnerability and between trait characteristics and cognitive skills, as well as
consequences between these two and some of the social-contextual
determinants of IQ (e.g., social disadvantage correlates
The view that cognition may be the key to unlock the with low conscientiousness, poorer cognitive control and
nature and the course of addiction stands on evidence from low IQ) (Yücel et al., 2012). It could be argued that more
longitudinal studies, endophenotype-based approaches, and “affective” traits such as reward sensitivity or negative
“neurotoxicity-controlled designs” comparing people with emotionality do not fit in this pattern, but there are good
addiction versus nonaddicted recreational users and people reasons to think they do. For example, the trait of reward
with substance versus behavioral addictions. Longitudinal sensitivity overlaps with the ability to learn from reward
designs enable researchers to identify cognitive traits as feedback, which is critical for cognitive and social devel-
well as other factors that predate the onset of addictive opment as well as academic achievement (Telzer, 2016).
behaviors and to track the changes that result from drug/ In this context, longitudinal evidence has established
gambling use once initiated. It is worth noting that animal that lower general cognitive skills, lower conscientiousness
studies can also successfully address this transition (from (or higher disinhibition/impulsivity), and higher negative
trait characteristics to disorder-related states) but this affectivity predate and predict the onset of substance use/
approach will be covered in Chapter 2, and thus here I will gambling and the development of addictive disorders.
only focus on human research. Endophenotype studies rely In population-based cohorts within the general population,
on the assumption that cognition is an intermediate feature lower cognitive ability (IQ) measured in late adolescence
between the biological drivers and the complex behavioral predicts the risk of subsequent substance addiction during
manifestations of addictive disorders (Verdejo-García et al., adult life (Latvala et al., 2016). Although the association
2008). As such, the cognitive traits that predispose certain seems primarily due to genetic influences, these influences
people to addiction can be identified in their first-degree are indirectly inferred from behavioral genetic analyses,
relatives, and the cognitive differences between people which can slightly overestimate genetic versus environ-
with addiction and their unaffected relatives reflect drug mental effects (Joseph, 2002; Kendler et al., 2016). Inter-
use/gambling-related changes. Similarly, studies comparing estingly, the most predictive aspects of IQ in relation to
people with addiction and recreational users, or people with addiction are the inductive and verbal domains (strongly
substance versus behavioral addictions, can contribute to associated with cognitive control) versus the visuospatial
disentangling addiction-related traits and addiction- and technical domains. Within high-risk cohorts, which
resulting deficits. In the following sections, I summarize target individuals at greater risk of developing addiction
relevant evidence from each of these approaches. problems by virtue of family history or personality, studies
have consistently found that high levels of impulsivity/
disinhibition (or low levels of conscientiousness and
Longitudinal studies
cognitive control) measured in childhood predict the onset
A key assumption of the cognitive framework articulated in of addictive behaviors in adolescence and the development
this chapter is that certain cognitive traits and skills predate of addictive disorders (substance use disorders and
and influence onset of addictive behaviors. Before discus- gambling disorder) during young adulthood (Acheson
sing the evidence, it is important to note that although et al., 2011; Lovallo et al., 2013; Slutske et al., 2012; Tarter
“traits” and “skills” have been traditionally approached et al., 2004; Tarter et al., 2003). This association is direct
from different disciplines, i.e., personality versus cognitive and significant after controlling for other environmental and
sciences, respectively, now we know that they are mean- social factors (e.g., background, socioeconomic status,
ingfully intertwined and underpinned by common neural parenting), although it is possible that some of these factors
circuits and processes. As an example, the construct of conflate into impulsivity measures within the high-risk
“conscientiousness,” which has a long tradition in person- samples. Recently, longitudinal studies have focused on
ality science, is very similar to the concept of “cognitive adolescence as a natural model of risk within the general
control” or “disinhibition” within modern cognitive population and have incorporated multisite designs and
neuroscience (Nigg, 2017). In support of this view, these imaging measures as part of multimodal assessment
two constructs have similar developmental trajectories protocols including history (i.e., background characteris-
(peaking between 12 and 16 years during childhood and tics), personality, and cognitive/brain measures. One of
4 Cognition and Addiction
these studies, the IMAGEN consortium, found that a siblings. In the executive tests of working memory and
combination of background characteristics, the personality planning, stimulant users performed poorer than siblings
facets of conscientiousness and anxiety sensitivity, and and controls, and siblings poorer than controls. Conversely,
structural (GM:WM ratio; parenchymal volume) and inhibitory control measured with the Stop-Signal Task
cognitive-evoked functional brain features (right precentral (a motor impulsivity task) differed between the sibling pairs
gyrus activation during reward outcome and inhibition and controls but not between stimulant users and their
failure and bilateral superior frontal gyrus during reward siblings, suggesting that inhibitory control deficits are more
outcome) predict future binge drinking (a proxy of prob- of a vulnerability for and less of a consequence of addic-
lematic alcohol use and addictive behaviors) (Whelan et al., tion. Interestingly as well, there were no significant
2014). Conversely, ventromedial prefrontal cortex activa- differences between the groups on tests of memory or
tion during emotional reactivity and face recognition was a attention, suggesting that only certain cognitive functions,
better predictor of current binge drinking, probably i.e., those related to cognitive control/executive functions,
reflecting alcohol-related neuroadaptations. play a crucial role in the nature and course of addiction.
Altogether, longitudinal results support the dynamic Finally, structural neuroimaging measures revealed a set of
model sketched in the previous sections, whereby cognitive regions displaying overlapping abnormalities in both
traits and difficulties associated with cognitive control/ stimulant users and their siblings, compared with healthy
disinhibition and negative affectivity contribute to addic- controls: the putamen and the amygdala had both signifi-
tion vulnerability and are subsequently exacerbated by cantly larger volumes, while the posterior insula, the left
addictive behaviors. postcentral gyrus, and the superior temporal gyrus had
lower volumes (Ersche et al., 2012a).
Endophenotype studies Altogether, endophenotype studies support the notion
that specific trait characteristics, including heightened
In a series of studies including sibling pairs with the same impulsivity and negative affectivity and related neural
biological parents, one affected and one unaffected with systems, confer vulnerability to addiction and are subse-
stimulant use disorders, Ersche and colleagues identified quently exacerbated by drug use, leading to greater deficits
cognitive and brain features associated with addiction in executive functions and further behavioral dysregulation.
vulnerability (i.e., shared by affected and unaffected
siblings) and changes associated with stimulant use. With
Neurotoxicity-controlled studies
regard to trait impulsivity, indicated by self-reports
reflecting different aspects of impulsiveness and novelty This section summarizes the findings from two approaches:
seeking, stimulant users showed greater impulsivity than (i) comparing dependent versus recreational cocaine users
both sibling and controls, but there were also sizable and (ii) comparing substance users and gamblers. The first
differences between siblings and controls (Ersche et al., approach offers insights into which aspects of cognition
2010). Therefore, this approach shows that impulsivity is a deteriorate as a function of addiction progression (i.e., those
vulnerability factor for addiction, but crucially it is also observable in dependent vs. recreational users and
exacerbated by substance use. Interestingly, the main controls). The second approach offers insights into which
differences between siblings and controls were in the aspects of cognition are more sensitive to substance-
nonplanning aspect of impulsivity (theoretically associated induced neuroadaptations (i.e., those observable in
with the construct of conscientiousness) (Whiteside and substance users vs. gamblers) and which aspects are related
Lynam, 2001), whereas the main difference between to common vulnerability factors (overlapping between
stimulant users and siblings was in the disinhibition aspect substance users and gamblers and different from healthy
of novelty seeking, which reflects behavioral dysregulation, controls).
as manifested, for example, in uncontrolled drug use and/or
gambling. In a subsequent study that included trait Dependent versus recreational users
measures of impulsivity and compulsivity, emotional
sensitivity (negative affectivity and stress) and self- In a series of studies by Quednow and colleagues, people
evaluation (self-efficacy, locus of control, and social with cocaine addiction (meeting Diagnostic and Statistical
comparison), and cognitive measures of executive control Manual of Mental Disorders [DSM] criteria for depen-
and disinhibition, results showed that stimulant users, dence) and those with recreational cocaine use (but not
siblings, and controls differed in most of these measures dependence) underwent trait and neuropsychological
(Ersche et al., 2012b). Both sibling pairs differed from assessments. Both groups used cocaine as their primary
controls on impulsivityecompulsivity, negative affectivity, drug (>40 g per month) and were currently abstinent, but
and self-evaluation, suggesting that stimulant use exacer- critically cocaine exposure was eight times higher in the
bates the traits that are already elevated in nonaffected dependent versus the recreational group, as indicated by
Cognition: the interface between nature and nurture in addiction Chapter | 1 5
hair toxicology analyses. With regard to trait and cognitive measures of cognitive flexibility (reversal learning perfor-
aspects of impulsivity, findings showed significant differ- mance and related brain activation) (Verdejo-Garcia et al.,
ences between the two cocaine groups and controls in 2015). The perseveration error rate (an index of cognitive
general impulsiveness and novelty seeking. However, only inflexibility) was higher in cocaine users versus gamblers
attentional-impulsive traits differed between dependent and and controls. In addition, cocaine users showed less
recreational usersdthey were higher in the dependent DLPFC activation during reversal shifting (i.e., the “flexi-
group. In addition, there were no differences between the bility” trials) versus gamblers and controls, whereas both
groups on cognitive measures of disinhibition, including cocaine users and gamblers showed reduced ventrolateral
attentional and motor impulsivity tasks (Rapid Visual prefrontal cortex (VLPFC) activation compared with
Processing or Stop-Signal Task) (Vonmoos et al., 2013b). controls and no differences between each other. The
When examining executive functions, findings showed DLPFC is strongly and generally implicated in executive
significant differences between dependent users, recrea- control and seems to be specifically affected by cocaine
tional users, and controls in tests of working memory and use, whereas the VLPFC is more specifically implicated in
recall consistency (an index of strategic retrieval). goal-related cognitive control and seems to be similarly
In addition, sustained attention was affected in recreational associated with cocaine and gambling use.
users and correlated with cumulative cocaine exposure Altogether, these studies suggest that positive urgency
(Vonmoos et al., 2013a). A subsequent study in this cohort and reduced response inhibition represent vulnerability
incorporated measures of decision-making, involving both factors for substance use and behavioral addictive disor-
individual rewards and social rewards. Both dependent and ders, whereas working memory and cognitive flexibility
recreational cocaine users exhibited social decision-making deficits are specific consequences of substance use.
deficits (more self-serving behavior in social economic
exchange games). However, only dependent users showed
deficits in tasks involving individual-based rewards, Cognition at the interface between
including the Iowa Gambling Task and Delay Discounting, nature and nurture
which also correlated with cocaine dose and duration
(Hulka et al., 2014). Here, I started by proposing that cognition sits at the
Altogether, these studies suggest that impulsivity and interface between the vulnerability for and the conse-
related cognitive constructs (sustained attention) represent quences of addiction and that it is pivotal to understand the
vulnerability factors or early signs of exposure to drug use, interplay between individual-based factors (genetics,
whereas working memory and executive-memory retrieval neuroadaptations) and environmental and social drivers.
deficits are specific consequences of substance use. The evidence reviewed suggests that an array of
cognitive traits and skills, which encompasses “personal-
ity” concepts of conscientiousness and negative affectivity
Stimulant users versus gamblers
(as manifested in emotional sensitivity or negative urgency)
These studies compared the trait characteristics and the and “cognitive” constructs associated with fluid intelli-
cognitive performance of people with cocaine addiction gence, attention, (dis)inhibition, and social decision-
versus those with gambling disorder and minimal exposure making, are part of the vulnerability to substance use and
to substance use, which was restricted to alcohol abuse behavioral addictive disorders, whereas traits associated
(as per DSM-IV-TR) and smoking. In an initial study with behavioral dysregulation and cognitive deficits in
examining trait impulsivity and executive functions, working memory, cognitive flexibility, and reward-based
findings showed that the negative urgency trait (acting decision-making are associated with the consequences of
impulsively under negative affect) was higher in cocaine substance and behavioral addictions. Of note, there is an
users versus gamblers and controls and higher in gamblers important overlap and continuity between premorbid traits
than controls. Conversely, positive urgency (acting impul- and “disordered states,” given conceptual similarities and
sively under negative affect) was elevated in cocaine users shared variance between, e.g., fluid intelligence, conscien-
and gamblers versus controls (showing no differences tiousness, and executive functions.
between each other) (Albein-Urios et al., 2012). The anal- The relevance of social cognition processes in the
ysis of executive function tests showed that cocaine users vulnerability to addiction (revealed by endophenotype and
had poorer working memory than both gamblers and neurotoxicity-controlled studies) also illustrates the inter-
controls, whereas response inhibition performance active nature of cognitionedrugs/addictive productse
(measured with an attentional inhibition task, the Stroop environment relationships, as faulty social decision-making
Test) was similar among cocaine users and gamblers and in processes can facilitate deviant social behavior (reduced
both cases poorer than in controls. A subsequent study social integration or heightened sensitivity to peer pressure)
examined the same cohort using the brain and behavioral and drug/gambling use, which can ultimately exacerbate
6 Cognition and Addiction
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Chapter 2
instrumental responding for alcohol at early stages of (Letchworth et al., 2001; Porrino et al., 2004). In rats with
training is goal-directed, after 8 week of training, behav- well-established habitual cocaine-seeking behavior,
ioral control over alcohol seeking shifts to S-R habit presentation of drug-related cues during cocaine seeking
mechanisms and is no longer sensitive to devaluation results in marked increases of extracellular dopamine in the
(Corbit et al., 2012). These findings illustrate how escala- dorsal striatum but not in the nucleus accumbens core or
tion of drug use results in resistance of drug seeking to shell (Ito et al., 2002). Moreover, dopamine receptor
outcome devaluation, and thus habitual S-R behaviors. antagonist infusion into this region of the dorsal striatum in
While habitual drug-seeking and -taking behavior alone which elevated extracellular dopamine is detected signifi-
cannot provide a comprehensive explanation for addiction, cantly reduces S-R driven, cocaine-seeking behavior
it provides the foundation for compulsive drug use (Everitt (Belin and Everitt, 2008; Vanderschuren et al., 2005). The
and Robbins, 2016). Perseveration of habitual drug-seeking same infusion in the nucleus accumbens, however,
behavior despite drastically negative outcomes, such as produces no effect on habitual cocaine seeking (Vander-
deterioration of health and family bonds or loss of social schuren et al., 2005), indicating that once behavior has
support and employment, is a core aspect of addiction become S-R dominant, ventral striatal regions that are
(Ersche et al., 2011). Aversive conditioning studies in rats entwined with A-O mechanisms lose influence over actions
show that, after sufficient training and exposure, respond- that have become compulsive.
ing for oral cocaine (Miles et al., 2003) and alcohol In addition to the ventral striatum progressively losing
(Dickinson et al., 2002) perseveres even after devaluation control over drug-seeking behavior, the transition from
through nausea-inducing lithium chloride injections voluntary to compulsive drug use is further underpinned by
(Nachman, 1963). Recent evidence suggests that as few as a transition within competing regions of the dorsal striatum:
16 training sessions are sufficient to render alcohol-seeking from the posterior dorsomedial striatum (pDMS, early
behavior unresponsive to devaluation through aversive acquisition) to the anterior dorsolateral striatum (aDLS,
conditioning (López et al., 2016). Drug reinforcers are habitual drug seeking) (Balleine et al., 2009; Murray et al.,
significantly more resistant to aversive conditioning than 2012; Yin et al., 2004). Electrophysiological evidence from
natural foodebased reinforcers, for which responding is rodents performing motivational tasks shows that early
more readily reverted to an A-O process, perhaps due to acquisition correlates with DMS activity, but as training
evolutionary reasons (Dickinson et al., 2002; Miles et al., extends and behavior becomes S-R dominant, DLS activity
2003). This indicates that drug reinforcers induce an S-R increases (Thorn et al., 2010). At early stages of cocaine
habit process far more rapidly than natural rewards. self-administration, pharmacologically disabling the pDMS
Moreover, drug-induced difficulty to shift between S-R and by infusing that region with a D2 agonist infusion reduces
A-O processes suggests that a dominant habit system may initial cocaine seeking (Murray et al., 2012). At the same
become “compulsive” and trigger automatic drug-seeking time point, deactivating the aDLS with the same D2 agonist
behaviors under aversive conditions. infusion has no effect on cocaine seeking, indicating that
early A-Oedriven, drug seeking is dependent on the DMS
Neural circuits: transitioning from the and not the DLS. However, once self-administration is
well-established and S-R driven, cocaine-seeking behavior
ventral to dorsal striatum can only be reduced by disabling the aDLS, whereas
Converging evidence from animal research shows that the disabling the pDMS had no effect on behavior (Murray
transition from voluntary to habitual and eventually et al., 2012). A similar study utilizing microinjections of
compulsive use is neurally underpinned by a progression lidocaine to deactivate striatal regions has shown that
from the ventral to the dorsal striatum, via dopaminergic disabling the DLS in cocaine-seeking rats can successfully
circuits (Belin and Everitt, 2008; Everitt and Robbins, renew A-O control over compulsive cocaine-seeking
2005; Vanderschuren et al., 2005; Vanderschuren and behavior (Zapata et al., 2010), signifying that, within the
Everitt, 2005). This transition has been neatly revealed in dorsal striatum, the DMS relinquishes control to the DLS as
animal models of stimulant addiction. Early acquisition of drug use becomes S-R driven. Similar findings are reported
cocaine seeking depends on the nucleus accumbens core, a for alcohol seeking (Corbit et al., 2012). Deactivating the
region of the ventral striatum; lesions to this area disrupt DMS at early stages of alcohol exposure shifts control to
establishment of drug-seeking behavior (Ito et al., 2004). the habit system, preventing behavior from being sensitive
Yet, as cocaine exposure escalates and becomes chronic, to devaluation. However, after prolonged alcohol exposure,
drug-related neuroadaptationsdsuch as changes in meta- deactivation of the DLS (yet not DMS) is needed to reen-
bolic activity and density of dopamine transporter binding gage the goal-directed system. Moreover, this rich body of
sitesdincreasingly extend from the ventral striatum to research suggests that control over actions occurs through
encompass dorsal striatal regions, the caudate and putamen competing goal-directed (DMS) and habit (DLS) systems,
From impulses to compulsions Chapter | 2 11
and that while typically the DMS and DLS are simulta- cocaine despite electric foot shocks, extended cocaine
neously able to control the same behavior (Renteria et al., self-administration induced substantial hypoactivity in the
2018; Yin et al., 2006), this competition may be repeatedly prelimbic cortex. Furthermore, in vivo optogenetic stimu-
dominated by the DLS in substance use disorders, lation of the prelimbic cortex significantly diminished
ultimately resulting in compulsive drug use. cocaine-seeking responses. In contrast, in vivo optogenetic
It is important to note that while control of behavior inhibition of the prelimbic cortex during cocaine
may devolve to the DLS, ventral regions of the striatum self-administration significantly increased cocaine-seeking
may continue to influence and interact with the dorsal responses. More recent work by Limpens et al. (2014)
striatum. Belin and Everitt (2008) showed that combining a provides comparable findings and directly implicates the
unilateral lesion of the nucleus accumbens core with prelimbic cortex in loss of executive control. Inactivation of
contralateral dorsolateral striatum dopamine receptor the prelimbic cortex significantly reduces a previously
blockade reduces habitual cocaine intake, yet leaving newly conditioned suppression of cocaine seeking in rats, thereby
learned instrumental-seeking responses unaffected (Belin enabling the expression of compulsive drug-seeking
and Everitt, 2008; Everitt and Robbins, 2016). Therefore, behavior. Hypofunction of the prelimbic cortex has also
notwithstanding the progressive transition from ventral to been reported in opiate reward learning, wherein down-
dorsal striatal regions, ongoing interactions between the regulation of prefrontal-excitatory N-methyl D-aspartate
nucleus accumbens core and DLS will have a critical role in receptors substantially increases sensitivity to the
the formation and persistence of compulsive drug-seeking rewarding effects of opiate administration (Bishop et al.,
behavior. 2010). Together, these results not only indicate that
extended drug use induces marked neuroplastic changes in
Devolving from prefrontal to striatal prefrontal excitability but also that these changes are
critically involved in the expression of compulsive drug-
control seeking behavior. Moreover, when considered alongside
Along with the progressive strengthening of DLS-driven previous animal research (Belin and Everitt, 2008; Zapata
S-R habit processes, compulsive drug use is concurrently et al., 2010), these findings support the hypothesis that
mediated by weakened prefrontal control over striatal compulsive drug-seeking behavior may be driven by
regions (Koob and Volkow, 2010; Renteria et al., 2018). a combination of DLS hyperactivation and prelimbic/
Habitual behavior that occurs in the face of aversive con- frontal hypoactivation, whereby weakened prefrontal
ditions would typically promote the transition back to A-O activity enables the striatum and habit system to maintain
processes and encourage ventral striatal regions to regain control.
control of behavior (Everitt and Robbins, 2016; Murray In addition to the prelimbic cortex, hypoactivation of
et al., 2012); however, in substance use disorders, drug- the orbitofrontal cortex (OFC) (key region for decision-
seeking behavior perseveres despite harmful outcomes making in humans) has also been implicated in compul-
(Ersche et al., 2011). Dorsomedial and ventral striatal sive drug-seeking behavior (Renteria et al., 2018). Habitual
regions that are integral to the functioning of the ethanol use in mice induces marked reductions in OFC
goal-directed system receive prefrontal cortical projections, excitability (Renteria et al., 2018). The OFC directly
and prefrontal cortex (PFC) hypofunction has been reported projects onto the DMS and is critically involved in excit-
across substance use disorders (Goldstein and Volkow, atory circuits of the goal-directed system (Renteria et al.,
2011). Thus, a contributing factor to the development and 2018). Ethanol-induced suppression of OFC excitability
maintenance of compulsive drug seeking may be hypo- reduces glutamatergic transmission from the OFC to the
function of prefrontal regions and weakened cortical DMS via the direct output pathway and thus disrupts
projections to the striatum, which enables the DLS habit goal-directed control over ethanol-seeking behavior
system to remain dominant in controlling behavior (Renteria et al., 2018). Importantly, stimulating the OFC to
(Limpens et al., 2014). increase excitatory activity in the OFC-striatal circuit
Animal studies indicate that hypofunction of the notably reinstates goal-directed control over previous S-R
prelimbic cortexdwhich is homologous to the dorsolateral ethanol-seeking behavior (Renteria et al., 2018). Yet
prefrontal cortex (DLPFC) in humans (Bizon et al., 2012; again, these findings indicate that habit-driven drug seeking
Koob and Volkow, 2016)dmay be tightly linked to may stem from drug-induced OFC hypoactivation and
compulsive drug seeking (Chen et al., 2013; Bishop et al., subsequent disruption of communication to striatal regions
2010; Limpens et al., 2014). In fact, lesions to the prelimbic critical for goal-directed control. Collectively, animal
area enable the formation of inflexible S-R habits (Killcross research across models of various substance use disorders
and Coutureau, 2003). A seminal study by Chen et al. indicates that compulsive drug-seeking behavior may arise
(2013) demonstrated that, in rats that compulsively seek from a complex interaction between an intrastriatal shift
12 Cognition and Addiction
toward dorsolateral control and PFC hypoactivation, which which may suggest that greater dorsal striatal volume
together enable rigid S-R habit processes to continue con- increases risk for drug-related S-R conditioning and
trolling and perpetuating drug-seeking behavior under substance use disorders (Everitt and Robbins, 2016).
harmful or aversive conditions. Together, these findings suggest that dorsal striatal regions
(the putamen and caudate) are crucial to S-R driven
habitual craving responses in cocaine users, and that
Translating animal models to dopamine dysfunction within these regions may play a
understand compulsivity in people with fundamental role in the severity of drug use.
Similar findings have been reported in alcohol-
substance use disorders dependent individuals (Sjoerds et al., 2013, 2014;
Advancing from animal research, human studies also Vollstädt-Klein et al., 2010). Alcohol-related cues provoke
indicate that compulsive drug use may be underpinned by greater cue-induced activation in the left dorsal striatum in
an over reliance on S-R mechanisms as well as prefrontal- heavy drinkers (Schulte et al., 2012; Vollstädt-Klein et al.,
striatal adaptations (Ersche et al., 2011; Sjoerds et al., 2013; 2010). In addition, Vollstädt-Klein et al. (2010) found that
Vollstädt-Klein et al., 2010). In this section, we focus on while heavy drinkers show more cue-evoked activation in
cue-reactivity studies, in which drug-related cues are used the dorsal striatum, light drinkers show a stronger response
to provoke a conditioned craving response analogous to in the ventral striatum. Moreover, they showed a significant
habitual S-R behaviors (Koob and Volkow, 2010; Pickens positive relationship between activation of the dorsal
et al., 2011; Sinha and Li, 2007; Tricomi et al., 2009; Yoder striatum and scores on an obsessive-compulsive scale
et al., 2009). Craving (a compelling desire to use the drug) (a proxy of compulsivity), whereas ventral striatal activa-
is a paramount clinical phenomenon and a proxy of tion had a negative relationship with the same scale. This
compulsive drug use in clinical studies (Skinner and Aubin, study provides persuasive support for the notion of a
2010; Tiffany et al., 2012). The cue-reactivity procedure ventral to dorsal striatal control shift as alcohol use
enables researchers to observe behavioral and neural becomes more severe and compulsive (Vollstädt-Klein
responses to drug-related cues, providing an indirect et al., 2010). More recent work by Sjoerds et al. (2013,
measure of the severity of compulsive and automatic 2014) has shown that, during an instrumental learning task
responding in drug users (Carter and Tiffany, 1999; designed to explore potential imbalances between goal-
Tricomi et al., 2009). directed and habit learning processes, alcohol-dependent
A consistent finding that emerges in cue-reactivity individuals demonstrate a significant overreliance on S-R
studies across various substance use populations is the habit learning, resulting in poor task performance
importance of the dorsal striatum (caudate and putamen in outcomes. Additionally, poor task performance coincides
humans) in the transition from recreational to compulsive with decreased activation of brain regions implicated in
use (Ersche et al., 2011, 2012a,b; Sjoerds et al., 2013; goal-directed processes and increased activation in habit
Volkow et al., 2006; Wong et al., 2006; Zhou et al., 2018). learning brain regions, namely the posterior putamen
Early functional magnetic resonance imaging (MRI) and (analogous to the DLS in rodents). These results provide
positron emission tomography studies in cocaine users considerable evidence to indicate an overactive and
established that cue-induced craving is associated with inflexible habit system in alcohol-dependent individuals,
increased metabolic activity, dopamine release, and dopa- which appears to heavily depend on dorsal striatal regions
mine receptor occupancy in the dorsal striatum (Garavan (Sjoerds et al., 2013). Furthermore, duration of alcohol
et al., 2000; Volkow et al., 2006; Wong et al., 2006). dependence was strongly associated with greater
Interestingly, the caudate (which is the human homologue cue-induced activation of the posterior putamen (Sjoerds
of the DMS in rodents; Balleine and O’Doherty, 2009) et al., 2014), further supporting the hypothesized ventral to
response to sexually explicit stimuli is blunted in cocaine dorsal striatal shift as behavior advances toward addiction.
users, suggesting that S-R tendencies are sensitized to drug As the putamen is analogous to the DLS in rodents and the
cues and relatively insensitive to natural reinforcers caudate analogous to the DMS, this is a crucial detail for
(Garavan et al., 2000). Furthermore, increases in dopamine the S-R habit hypothesis first proposed by Everitt and
receptor occupancy (Wong et al., 2006) and dopamine Robbins (2005), which would predict greater putamen
release (Volkow et al., 2006) in the dorsal striatum are adaptations as seen in rodent studies (Everitt and Robbins,
proportionate to increases in cue-induced cocaine cravings 2016).
and also corresponded with addiction severity (Volkow Changes in neural activation and adaptations in the
et al., 2006). In addition to functional differences, structural dorsal striatum are also observed in nicotine- (McClernon
MRI studies indicate that, when compared with their et al., 2009) and cannabis-use disorder groups (Zhou et al.,
noncocaine using siblings, cocaine-dependent individuals 2018, 2019). Following a 24-h period of abstinence in adult
have enlarged putamen volumes (Ersche et al., 2011, 2013), tobacco smokers, smoking cues elicited greater activation
From impulses to compulsions Chapter | 2 13
in the dorsal striatum, specifically the putamen, relative to hypoactivation may strongly contribute to the perpetuation
neutral cues (McClernon et al., 2009). Participants with of compulsive drug-seeking behavior, wherein multiple
cannabis dependence, compared with drug-naïve controls, prefrontal regions are critically involved in enabling dor-
show an aberrant pattern of functional connectivity sostriatal S-R control of behavior.
involving less efficient communication between both
ventral and dorsal striatum and the PFC (Zhou et al., 2018). Recommendations for future research
More specifically, when comparing dependent versus
nondependent cannabis users exposed to a cue-reactivity Animal experiments and cross-sectional human neuro-
paradigm, dependent users alone demonstrated heightened imaging studies strongly support the role of dorsal striatal
dorsal striatal activation during cue exposure (Zhou et al., control and weakened prefrontal regulation in compulsive
2019). drug use. However, human studies have not yet fully
Cumulatively, the results of human imaging cue- demonstrated the proposed dynamic shift between im-
reactivity studies support the consensus within animal pulses and compulsions or ventral to dorsal striatal control
literature and suggest that dorsostriatal adaptations are that putatively occurs in each individual over time. We
involved in compulsive drug use. In addition to evidence of propose two ways to trace this dynamic shift in the future.
dorsostriatal changes, human studies also implicate hypo- One is through longitudinal studies. Assessing PFC-
activation in multiple prefrontal regions across substance striatal function and related phenotypes (cue-conditioned
use disorders (Goldstein and Volkow, 2011; Zilverstand craving, impulsivity, and compulsivity) among children
et al., 2018; see Chapter 3 in this book), much the same as and adolescents before exposure to drugs and then
animal research. Individuals with alcohol use disorder throughout adolescence and young/mid adulthood would
exhibit decreased engagement of the ventromedial PFC compellingly tell us if neural and cognitive transitions
(encompassing the OFC), which directly projects to the similar to those observed in animals occur over the course
ventral striatum, indicating OFC-striatal dysfunction of human addiction. The advent of new ambitious and
(Sjoerds et al., 2013). Similarly, individuals with alcohol exciting longitudinal research initiatives, such as the
use disorder who relapse into compulsive use show hypo- Adolescent Brain Cognitive Development (ABCD) study
activation of the medial PFC during a goal-directed (https://abcdstudy.org/), has created a unique opportunity
decision-making task (Sebold et al., 2017), again suggest- to pursue this otherwise incredibly complex challenge.
ing disrupted prefrontal control of behavior. Structural The ABCD study will track the neurobiological and
imaging research by Ersche et al. (2013) demonstrates behavioral development of >11,000 children and includes
significant reductions in OFC gray matter volume in detailed measures of cognition, brain function, and drug
compulsive cocaine users, while recreational cocaine users use, providing a unique opportunity to address longitudi-
exhibit increased OFC volume. The increase in gray matter nal research questions. The study also has a remarkable
volume for recreational users may reflect a protective factor open data sharing policy, opening endless possibilities for
or potential resilience against progressing to compulsive early career researchers. Another potential approach is
drug use (Ersche et al., 2013). Lastly, more recent using rapidly evolving epigenetic tools. Discovering
preliminary research aiming to directly translate animal epigenetic markers of ventral and dorsal striatal nuclei
studies on hypoactivation of the prelimbic cortex (which is gene expression and conducting intraindividual analyses
the homolog of the human DLPFC) and optogenetic of changes in these markers over the course of substance
stimulation has utilized repetitive transcranial magnetic use and addiction, paralleled by detailed phenotyping,
stimulant (rTMS) to electrically stimulate the DLPFC in would be another persuasive (although currently futuris-
human cocaine users (Terraneo et al., 2016). rTMS of the tic) approach.
DLPFC significantly improved symptomology in
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Chapter 3
FIGURE 3.1 Evidence from more than 100 neuroimaging studies in drug-addicted individuals supports dual models of addiction, such as the impaired
response inhibition and salience attribution (iRISA) model. Findings demonstrate that abnormal levels in the reward and salience networks can be linked
to a shift in incentive salience, with decreased incentive salience of nondrug-related stimuli and increased salience of drug-related cues, whereas changed
function of the salience and executive networks underlies impaired response inhibition. Additionally, neuroimaging data suggest that altered function of
the habit, memory, and self-directed networks underlie altered learning processes linked to both impaired response inhibition and salience attribution.
Adapted from Zilverstand, A., Huang, A.S., Alia-Klein, N., Goldstein, R.Z., 2018. Neuroimaging impaired response inhibition and salience attribution in
human drug addiction. A systematic review. Neuron 98, 886e903.
Neuroimaging evidence for dual models model. Importantly, this shift in incentive value was
stronger in drug-addicted individuals who had used drugs
The reward network consists of the ventral striatum, sub- more frequently and for longer durations, in general man-
genual/rostral cingulate, and orbitofrontal and anterior ifesting more severe addiction, suggesting that these
prefrontal cortex, which together support the appraisal of changes may be a direct consequence of drug use (Zilver-
incentive value by estimating subjective value based on stand et al., 2018). Stronger abnormalities in the activation
expected reward outcomes. This network has been termed levels of the reward network were also linked to a greater
the “reward network,” as these brain regions show a likelihood of relapse in drug users seeking to remain
consistently strong response during rewarding events (in abstinent (Li et al., 2015; Seo et al., 2013), indicating that
contrast to the “salience network,” which reacts robustly to the incentive value shift toward drug-related stimuli con-
both pleasant and unpleasant events). In task neuroimaging tributes to the maintenance of drug seeking and taking in
studies, the reward network showed enhanced activation human drug addiction. Finally, treatment of individuals
levels when, compared to controls, addicted individuals with drug addiction led to a reduction of abnormalities in
were exposed to drug cues (Filbey et al., 2016; Hong et al., the reward network (Zilverstand et al., 2016), suggesting
2017; Kim et al., 2014; Kober et al., 2016; Li et al., 2012, such behavioral and neural normalizations may be a treat-
2015; Ray et al., 2015; Tabatabaei-Jafari et al., 2014), ment target, potentially reducing drug use and enhancing
providing evidence for an increased incentive value of drug abstinence.
cues to drug users. In contrast, studies that used gambling A second network shown to have abnormal brain
paradigms in drug users as compared with controls found function in drug addiction is the salience network, which
reduced activation levels of the reward network during gain encompasses the insula, dorsal anterior cingulate cortex,
anticipation (Luijten et al., 2017), as well as during loss and inferior parietal cortex. This network integrates inter-
anticipation and realization of monetary loss (Gowin et al., oceptive information with external inputs to detect salient
2017; Gradin et al., 2014; Worhunsky et al., 2017), sug- events, controlling the allocation of attentional control to-
gesting reduced incentive value of monetary rewards and ward them. Similar to the reward network, the salience
losses in drug addiction. Studies employing social- network was found to be hyperengaged when drug users
emotional stimuli to provoke an affective reaction simi- were confronted with drug-related stimuli (Kühn and Gal-
larly demonstrated a blunted reward network response in linat, 2011; Zilverstand et al., 2018) and hypoengaged
addicted individuals (Asensio et al., 2010; Caldwell et al., when drug users were anticipating monetary gains (Luijten
2015; Canterberry et al., 2016; Costumero et al., 2017; et al., 2017) or anticipating or realizing monetary loss in
Hong et al., 2017; Seo et al., 2013; Wesley et al., 2016), gambling tasks (Gowin et al., 2017; Gradin et al., 2014;
further indicating that the incentive value of nondrug- Stewart et al., 2014; Wesley et al., 2011) or when they were
related stimuli may be decreased in drug addiction. Taken confronted with social-emotional stimuli in emotion prov-
together, these findings suggest a shift of incentive value ocation task designs (Asensio et al., 2010; Costumero et al.,
away from nondrug rewards and toward drug-related cues 2017; Gilman et al., 2010; Hong et al., 2017; Landi et al.,
across addicted populations, as proposed by the iRISA 2011; Maurage et al., 2012; Seo et al., 2013). Beyond the
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Haste thee, nymph, and bring with thee
Jest and youthful Jollity,
Quips and cranks and wanton wiles,
Nods and becks and wreathèd smiles
Such as hang on Hebe’s cheek,
And love to live in dimples sleek,—
Sport that wrinkled Care derides,
And Laughter holding both his sides.
Come, and trip it, as ye go,
On the light fantastic toe;
And in thy right hand lead with thee
The mountain nymph, sweet Liberty:
And, if I give thee honor due,
Mirth, admit me of thy crew,
To live with her, and live with thee,
In unreproved pleasures free.
FROM IL PENSEROSO
By John Milton
THE LOTOS-EATERS
By Alfred Tennyson
HOME, WOUNDED
By Sydney Dobell
I heard a guitar
On the blue waters clear,
And knew by its music
That Selim was near!
SPRINGTIME
By Leonard G. Nattkemper
May-time’s Spring-time,
O let us steal away.
Spring-time’s love-time,
So let us go to-day.
So May-time’s Spring-time,
Now let us steal away;
Spring-time’s love-time,
And let us go to-day.
A SINGING LESSON
By Jean Ingelow
MORAL
Never give up, always look up.
Cheer the discouraged.
Strive for heavenly applause.
Care not for the praise of men, but for the praise of God.
OLD IRONSIDES
By Oliver Wendell Holmes
COLUMBUS
By Joaquin Miller
DAYBREAK
By Robert Browning
Day!
Faster and more fast,
O’er night’s brim, day boils at last:
Boils pure gold, o’er the cloud-cup’s brim
Where spurting and suppressed it lay,
For not a froth-flake touched the rim
Of yonder gap in the solid gray
Of the eastern cloud, an hour away;
But forth one wavelet, then another, curled,
Till the whole sunrise, not to be suppressed,
Rose, reddened, and its seething breast
Flickered in bounds, grew gold, then overflowed the world.
MY SWORD SONG
By Richard Realf
—Copyright by Funk & Wagnalls Co., New York, and used by their
kind permission.
LABOR
Anonymous
A WELCOME TO ALEXANDRA
March 7, 1863
By Alfred, Lord Tennyson
CHRISTMAS IN INDIA
By Rudyard Kipling
To each man is given a day and his work for the day;
And once, and no more, he is given to travel this way.
And woe if he flies from the task, whatever the odds;
For the task is appointed to him on the scroll of the gods.