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ADVISORY BOARDS
KEN BUCKLE
University of New South Wales, Australia
RONALD JACKSON
Brock University, Canada
HUUB LELIEVELD
Global Harmonization Initiative, The Netherlands
DARYL B. LUND
University of Wisconsin, USA
CONNIE WEAVER
Purdue University, USA
RONALD WROLSTAD
Oregon State University, USA
SERIES EDITORS
GEORGE F. STEWART (1948–1982)
EMIL M. MRAK (1948–1987)
C. O. CHICHESTER (1959–1988)
BERNARD S. SCHWEIGERT (1984–1988)
JOHN E. KINSELLA (1989–1993)
STEVE L. TAYLOR (1995–2011)
JEYAKUMAR HENRY (2011–2016)
FIDEL TOLDRÁ (2016– )
Academic Press is an imprint of Elsevier
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Notices
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ISBN: 978-0-12-803847-5
ISSN: 1043-4526
L.Y. Chen
School of Life Science and Biotechnology, Dalian University of Technology, Dalian, China
S. Das
Indian Institute of Technology Kharagpur, Kharagpur, India
K. Doriya
Indian Institute of Technology, Hyderabad, Telangana, India
L. Gopalakrishnan
PES University, Bangalore, India
M. Gowda
NITK-Surathkal, Bangalore, India
N. Jose
Indian Institute of Technology, Hyderabad, Telangana, India
U. Kabilan
School of Bioengineering, SRM University, Kattankulattur, Tamil Nadu, India
D. Kezia
Center for Biotechnology, Andhra University, Visakhapatnam, India
D.S. Kumar
Indian Institute of Technology, Hyderabad, Telangana, India
R.N. Lima
Laboratório de Quı́mica Org^anica e Biocatálise, Instituto de Quı́mica de São Carlos,
Universidade de São Paulo, São Carlos, São Paulo, Brazil
H.S. Patnala
Indian Institute of Technology, Hyderabad, Telangana, India
A.L.M. Porto
Laboratório de Quı́mica Org^anica e Biocatálise, Instituto de Quı́mica de São Carlos,
Universidade de São Paulo, São Carlos, São Paulo, Brazil
R.M.D. Rao
Indian Institute of Technology, Hyderabad, Telangana, India
D. Roy
Indian Institute of Technology Kharagpur, Kharagpur, India
T. Sathish
Bioengineering and Environmental Centre, Indian Institute of Chemical Technology,
Hyderabad, India
R. Sen
Indian Institute of Technology Kharagpur, Kharagpur, India
ix
x Contributors
K.B. Uppuluri
Bioprospecting Laboratory, School of Chemical and Biotechnology, SASTRA University,
Thanjavur, India
A.R. Uria
Research and Development Center for Marine and Fisheries Product Processing and
Biotechnology, Central Jakarta, Indonesia
P. Veera Bramha Chari
Krishna University, Machilipatnam, India
V. Venugopal
Seafood Technology Section, Bhabha Atomic Research Centre, Mumbai, India
X.N. Xu
School of Life Science and Biotechnology, Dalian University of Technology, Dalian, China
X.Q. Zhao
State Key Laboratory of Microbial Metabolism and School of Life Science and
Biotechnology, Shanghai Jiao Tong University, Shanghai, China
D.S. Zilda
Research and Development Center for Marine and Fisheries Product Processing and
Biotechnology, Central Jakarta, Indonesia
PREFACE
xi
CHAPTER ONE
Metagenomics-Guided Mining of
Commercially Useful Biocatalysts
from Marine Microorganisms
A.R. Uria1, D.S. Zilda
Research and Development Center for Marine and Fisheries Product Processing and Biotechnology,
Central Jakarta, Indonesia
1
Corresponding author: e-mail address: agustinus.uria@gmail.com
Contents
1. Introduction 1
2. Metagenome Isolation 7
3. Metagenomic Library Construction 9
4. Functional Screening 12
5. Homology Screening 16
6. Conclusions 19
References 21
Abstract
Marine microorganisms are a rich reservoir of highly diverse and unique biocatalysts
that offer potential applications in food, pharmaceutical, fuel, and cosmetic industries.
The fact that only less than 1% of microbes in any marine habitats can be cultured under
standard laboratory conditions has hampered access to their extraordinary biocatalytic
potential. Metagenomics has recently emerged as a powerful and well-established tool
to investigate the vast majority of hidden uncultured microbial diversity for the discov-
ery of novel industrially relevant enzymes from different types of environmental sam-
ples, such as seawater, marine sediment, and symbiotic microbial consortia. We discuss
here in this review about approaches and methods in metagenomics that have been
used and can potentially be used to mine commercially useful biocatalysts from
uncultured marine microbes.
1. INTRODUCTION
Marine microorganisms play various ecological roles in the oceans,
including their involvement in nearly all primary and secondary production
as well as in all biogeochemical cycles (Strom, 2008). The Census of Marine
Life program between 2000 and 2010 estimated that the diversity of marine
microbes accounts for 1 billion with 38,000 species and 5000–9000 species
of microbial bacteria in a liter of seawater and a gram of sand, respectively
(Costello et al., 2010; www.coml.org, 2010). The great microbial diversity
and vital ecological roles suggest that marine microorganisms are a rich res-
ervoir of highly diverse and unique biocatalysts, either as novel enzymes
encoded on discrete single genes or as modular enzymes encoded on gene
clusters (Ferrer, Golyshina, et al., 2005; Ferrer, Martinez-Abarca, &
Golyshin, 2005).
Biocatalysts have attracted much attention for various applications in
food, pharmaceutical, fuel, and cosmetic industries, because they are consid-
ered as environmental friendly, economical, and clean catalysts that can pro-
duce a wide variety of chemical substances (Ferrer, Golyshina, et al., 2005;
Ferrer, Martinez-Abarca, et al., 2005). The high efficiency and stereo-
selectivity of enzyme-mediating reactions make biocatalysts suitable for
being applied in various industrial processes, ranging from food-related con-
version, laundry detergent, and paper processing to the production of useful
fine-chemicals and research reagents (Arnold, 2001; Wahler & Reymond,
2001). For such reasons, it is not surprising that the industrial demand for
novel enzymes to improve existing or to establish novel processes has
increased dramatically in the past few years (Schmid et al., 2001). Recent
particular industrial interests have been focused on novel enzymes capable
of mediating new chemical reactions that are difficult or expensive to be
achieved by chemical catalysis or traditional organic synthesis (Ferrer,
Beloqui, Timmis, & Golyshin, 2009).
The general approach of obtaining appropriate microbial biocatalysts
with desired specific properties is screening of natural diversity for hitherto
unknown enzymes based on traditional cultivation-dependent microbiolog-
ical methods. This classical approach includes enrichment of microorgan-
isms from environmental samples, isolation of pure cultures, screening of
microbial isolates expressing desired enzymatic activity, characterization
of the isolated enzymes of interest, and optimizing the enzyme production
and recovery (L€ammle et al., 2007). Recent advances in DNA sequencing
technologies have contributed to the huge accumulation of new fully
sequenced genomes from bacteria and archaea available in the public
databases. Examining genome database, popularly called genome mining,
provides exciting opportunities of discovering genes encoding novel
commercially valuable enzymes with interesting properties (Lee et al.,
2010; Lόpes-Lόpes, Cerdán, Siso, 2014). However, this cultivation-based
Metagenomics-Guided Mining 3
discovery of novel enzymes has so far been limited to only a tiny fraction of
the existing microbial diversity in any given habitat, because less than 1% of
microorganisms in most environments can be cultivated by conventional
methods, as laboratory cultivation conditions do not reflect natural living
conditions (Amann, Ludwig, & Schleifer, 1995).
The limitation to cultivate most microorganisms under standard labora-
tory conditions can be overcome by metagenomics, a powerful cultivation-
independent tool for analysing the genome sequences of an uncultured
microbial community in any given environment (Hugenholtz & Tyson,
2008). In recent years, metagenomics has emerged as a well-established
approach to exploit the biocatalytic potential of the vast majority (>99%)
of hidden uncultured microbial diversity, leading to the discovery of novel
proteins (Lorenz & Eck, 2005). This approach, also called metagenome min-
ing, has been developed to examining metagenome (the collective genomes
of all microorganisms present in a given habitat) for the discovery of novel
biocatalysts without cultivating any particular microbes (Ferrer et al., 2009;
Handelsman, Rondon, Brady, & Clardy, 1998; Steele, Jaeger, Daniel, &
Streit, 2009). Metagenomics-guided searching for enzymes from uncultured
marine microbes involves direct isolation of total DNA from an environ-
mental sample followed with cloning of the DNA obtained into an easily
culturable microbial host. The resulting clones collectively termed as a meta-
genomic library can be screened to obtain genes of interest (Handelsman,
2004; Handelsman et al., 1998). Further gene sequence analysis, over-
expression and characterization of the expression product can provide useful
information on the enzyme properties.
Approaches for metagenomic library screening can be divided into two
general categories, namely, functional screening and homology screening.
Functional screening relies on the heterologous expression of the cloned
genes in a cultured host to generate phenotypes of interest. Homology
screening relies on the use of DNA sequence similarity to identify clones
harboring genes of interest in a metagenomic library (Iqbal, Feng, &
Brady, 2012). Development of metagenomics techniques has allowed the
discovery of an unlimited pool of new potential biocatalysts, genes, and bio-
synthetic pathways from uncultivable marine microorganisms (Arnold,
2001; Daniel, 2001). Some examples of industrially relevant enzymes dis-
covered from marine microorganisms using metagenomics strategies were
listed in Table 1. We describe here common steps in metagenomics that
can be used for discovery of marine biocatalysts (Fig. 1), which include
metagenome isolation, metagenomic library construction, library screening
Table 1 Examples of Biocatalysts Discovered from Uncultured Marine Microorganisms Through Metagenomics
Marine Screening Insert
Biocatalyst Source Vector Approach Size (kp) Σ Clone + Clone References
Chitinases Coastal seawater Phagemid Homology 1.8–4.2 75,000 14 Cottrell, Moore, and Kirchman
(1999)
Coastal and Plasmid Homology 0.9 850,000 1 Cottrell, Wood, Yu, and
estuarine water Kirchman (2000)
Sargasso Sea Plasmid PCR 0.9 – 108 LeCleir, Buchan, and Hollibaugh
Homology (2004)
Amylase Marine sediment Fosmid – 30–40 20,000 1 Liu et al. (2012)
Laccase Surface seawater BAC Homology 50–150 20,000 1 Fang et al. (2011)
Esterases Deep-sea Λ-Phagemid Functional ND ND 5 Ferrer, Golyshina, et al. (2005)
hypersaline basin and Ferrer, Martinez-Abarca,
et al. (2005)
Deep-sea sediment Fosmid Functional 40 ND 1 Park et al. (2007)
Surface seawater BAC Functional 70 20,000 4 Chu, He, Guo, and Sun (2008)
Arctic sediment Fosmid Functional – – 2 Jeon, Kim, Kang, Lee, and Kim
(2009)
Sea sediment Fosmid Functional 36 – 1 Fu et al. (2011)
Deep-sea sediment Fosmid Functional 36 20,000 12 Jiang et al. (2012)
Marine sediment Plasmid Functional 1–8.5 118,000 15 Peng et al. (2011)
Lipases Tidal flat sediment Fosmid Functional 35 386,400 4 Lee, Lee, Oh, Song, and Yoon
(2006)
Deep-sea sediment Fosmid Functional 21–40 8823 1 Jeon et al. (2009)
Baltic sea sediment Fosmid Functional 24–39 >7000 1% of Hårdeman and Sj€
oling (2007)
library
Deep-sea sediment Fosmid Functional 15–33 81,100 6 Jeon et al. (2011)
Marine sediment Plasmid Functional 1–8.5 118,000 1 Peng et al. (2014)
Proteases Antarctic seawater – Genome – – 1 Acevedo et al. (2008)
walking
Deep-sea sediment Fosmid Functional ND ND 1 Lee et al. (2007)
Amidases Marine sediments Plasmid Functional 5.2 25,000 6 Gabor, de Vries, and Janssen
(2004)
Cellulase Sargasso Sea Fosmid Homology – – 1 Cottrell, Yu, and Kirchman
(WGS) (2005)
β-Glucosidase Hydrothermal Plasmid Functional 4–10 ND 1 Schr€
oder, Elleuche, Blank, and
spring Antranikian (2014)
β-1,4- Seaweed- Plasmid Functional 1.5–7 40,000 11 Martin et al. (2014)
Endoglucanase associated
microbiota
Fumarase Seawater Plasmid Homology 1–15 50,000 1 Jiang et al. (2010)
Note: WGS, whole-genome sequencing; ND, not determined.
6 A.R. Uria and D.S. Zilda
Seawater
Marine sponge
Small and middle-
sized DNA fragments
(1–50 kb)
Single cells
Metagenome
cloning
MDA
Agar plate format Microplate format 3D format
Metagenome
sequencing
Indicator media Hybridization Pooling-PCR-dilution
Single-cell
Clone sequencing sequencing
Metagenomic datasets
2. METAGENOME ISOLATION
In metagenome preparation, three things should be taken into consid-
eration depending on the requirement for downstream steps: DNA yield,
length/size, and purity. Metagenomic DNA from an environmental sample
can directly be isolated without prior cultivation of microorganisms or cell
isolation. This direct metagenome isolation approach usually relies on deter-
gents and enzymes to break and process samples, followed with phenol/
chloroform extraction and isopropanol/ethanol precipitation. This
approach results in relatively high DNA yield, but it usually generates small
DNA fragments (1–50 kb) due to the shearing or mechanical forces during
the extraction process (Desai & Madamwar, 2007; Xing, Zhang, & Huang,
2012). The DNA obtained using this direct approach can be used for the
construction of plasmid-based small insert libraries and cosmid/fosmid-
based intermediate insert libraries. An example of direct DNA isolation is
based on a lysis buffer containing lauryl sarcosyl and urea at high concentra-
tion to break microbial cell walls, as reported by Piel et al. (2004). This
method is applicable not only for a marine sponge known to harbor the asso-
ciated complex symbiotic microbes, but also for fish gut sample and marine
sediment sample. This method may involve grinding a sample using liquid
nitrogen followed with phenol and chloroform extractions. If a sample con-
tains huge amount of polysaccharides as found in many sponges, the
cetyltrimethylammonium bromide (CTAB) treatment can be included for
polysaccharide removal prior to isopropanol and ethanol precipitation
(Gurgui & Piel, 2010; Hrvatin & Piel, 2007).
In metagenomics, it is sometimes very important to obtain larger DNA
fragments of more than 50 kb, especially for the purpose of generating large
insert libraries based on bacterial artificial chromosome (BAC) vector.
Avoiding intensive DNA shearing to get larger DNA fragments can be car-
ried out through mechanical separation of prokaryotic or bacterial cells prior
to cell lysis and DNA preparation. The drawback of these indirect isolation
approach is the relatively low yield, which is 10–100 times lower compared
with the direct approach (Parachin, Schelin, Norling, Radstrom, & Gorwa-
Grauslund, 2010). A simple way to separate prokaryotic cells from a marine
8 A.R. Uria and D.S. Zilda
Cell separation
Sponge
sample Bacterial fraction
DNA DNA
isolation isolation
4. FUNCTIONAL SCREENING
Functional screening is generally based on detection of the expression
products encoded on the individual genes of interest, and therefore it relies
Metagenomics-Guided Mining 13
lipolytic activity using the tributyrin agar diffusion assay. This led to the iso-
lation of a positive clone harboring a 36-kb insert fragment. Subcloning of
the insert and subsequent sequencing of the positive subclones enabled iden-
tification of an esterase gene, designated as EstF. Further phylogenetic anal-
ysis, overexpression, and characterization revealed that EstF was active at
very low temperatures with the preference for the short acyl chain substrate,
suggesting it was a cold-active “true” esterase (Fu et al., 2011). A lipase gene,
designated as Est_p6, was isolated by Peng et al. (2014) through functional
screening of a marine sediment metagenomic library. Subsequent gene over-
expression and protein characterization revealed that this lipase showed a
high hydrolytic specificity toward myristate and palmitate as well as a distinc-
tive and desirable flavor and odor in milkfat flavor production, suggesting its
potential application for commercial lipolyzed milkfat flavor production and
manufacturing processes (Peng et al., 2014). Lipases have been applied in
various industries for food, cosmetics, pharmaceutical, chemical, and deter-
gent productions (Kim et al., 2007). Lee et al. (2006) constructed a meta-
genomic fosmid library from tidal flat sediment and screened for lipolytic
activity using LB media containing emulsified tricaprylin. This led to the
identification of four clone exhibiting lipolytic activity as shown by a halo
surrounding the colonies. Phylogenetic analysis indicated that enzymes
expressed by the clones belong to a new family of bacterial lipases (Lee
et al., 2006).
Functional screening of a metagenomic library for clones capable of
secreting cellulase can be based on a colorimetric assay. This assay involves
the use of carboxymethylcellulose in the growing media and staining with
the dye congo red (Kasana, Salwan, Dhar, Dutt, & Gulati, 2008). The dye
interacts with β-D-glucans resulting in the dye–glucan complex indicated
with the formation of a yellow halo surrounding of cellulase is the clones
expressing cellulase activity (Teather & Wood, 1982). Cellulase has attracted
increasing attention in recent years due its great future potential in biofuel
production through biodegradation of plant biomass containing lignocellu-
lose (Maki, Leung, & Qin, 2009). Functional screening based on chromo-
genic or fluorogenic substrates has been used to detect clones expressing
certain enzymes that convert the substrates selectively into products which
can visually be detected in vivo (Wahler & Reymond, 2001). This screening
approach has successfully been developed to identify oxidoreductases,
which is applicable for marine metagenomic libraries. For example, clones
expressing dioxygenase activity can be screened using horseradish peroxi-
dase (HRP). In this screening, a fluorogenic aromatic substrate is hydrolyzed
Metagenomics-Guided Mining 15
5. HOMOLOGY SCREENING
Homology-driven screening can be based on PCR using degenerate
primers designed specifically to target genes coding for new members of a
known enzyme family in an environmental sample. Cloning and sequencing
of the PCR product resulted from the degenerate primers can provide
insight into the sequence diversity of partial genes with the same function.
The sequence information of an amplified partial gene can then be used as
the basis for designing new specific primers to recover an entire gene from a
metagenomic library. Subsequent heterologous expression of the entire
gene may lead to the discovery and overproduction of the encoded biocat-
alyst. This PCR-based screening is best exemplified by identification of a
laccase from the surface water of the South China Sea, as has recently been
reported by Fang et al. (2011). The DNA fragments of 50–150 kb prepared
from the surface water were cloned into E. coli using a BAC. The resulting
clones placed in 385-well plates were screened using degenerate primers
designed based on the conserved region of laccases in copper-binding sites.
Subsequently, the full-length laccase gene obtained was expressed using
the pET expression system. Interestingly, the resulting recombinant laccase
(439 amino acids) harboring three conserved copper-binding domains shares
less than 40% of sequence identities with known bacterial multicopper
oxidases. The unusual properties possessed by this new laccase, such as
alkalescence-dependent activity, high chloride tolerance, and dye decolor-
ization ability, makes it an alternative for specific industrial applications
(Fang et al., 2011).
PCR-based identification of chitinase genes in a seawater sample
reported by Cottrell et al. (2000) involved the use of the degenerate
primers designed based on deduced amino acid sequences of chitinases in
four γ-proteobacteria (Alteromonas sp., Aeromonas caviae, Serratia marcescens,
Enterobacter agglomerans). First, bacterial cells were collected from seawater
Metagenomics-Guided Mining 17
Library screening
Production of
A positive pool
recombinant
(~4000 cfus/mL)
biocatalyst
+
4 x dilution PCR
Gene cloning and
overexpression
Subpools x 10
(~1000 cfus/mL)
+ PCR-amplification
5 x dilution PCR of a target gene
Sub-subpools
(~200 cfus/mL) x 10
Subcloning and
10 x dilution + Sequencing
PCR
Sub-sub-subpools x 10
(~20 cfus/mL)
+
PCR
Construct
Plating
preparation
6. CONCLUSIONS
The enormous abundance and diversity of marine microorganisms
offer exciting opportunities and challenges in discovery of highly diverse
and unique novel biocatalysts that are commercially useful or industrially rel-
evant. The fact that less than 1% of microorganisms in any given environ-
ment cannot be cultivated under traditional laboratory conditions has
20 A.R. Uria and D.S. Zilda
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[120] Gesta Regum, i. 4.
[121] Haddan and Stubbs, Councils, iii. 483. The names stand
as follows: “+ Ego Offa Rex Dei dono propriam donationis
libertatem signo sanctæ crucis confirmo. + Ego Ecgferth, filius
Regis, consensi. + Signum Hygeberhti Archiepiscopi. + Signum
Ceolulfi Episcopi. + Signum Æthelheardi Archiepiscopi.” Followed
by eight bishops and three abbats.
[122] It has already been noted that Alcuin found it very difficult
to shed tears.
[123] “Ceolmund the duke,” “Ceolmund the minister,” often
appears in the Mercian documents of the time.
[124] Simeon of Durham, under the year 779, has the entry,
Duke Aldred, the slayer of King Ethelred, was slain by Duke
Thorhtmund in revenge for his lord.
[125] This amounts to an official representation of the three
great powers, the West Saxons, the Mercians, and the
Northumbrians.
[126] Haddan and Stubbs, iii. 486.
[127] An Irishman.
[128] From 784 to 819.
[129] Haddan and Stubbs, iii. 487.
[130] We know nothing certain of this person.
[131] We cannot trace his pedigree.
[132] Simeon of Durham says that he committed suicide.
[133] In theory, at least, we know better now.
[134] a.d. 779 to 788.
[135] James ii. 13.
[136] Pet. iv. 17.
[137] He died in 703.
[138] He resigned in 716, and took from the library of
Wearmouth the Codex Amiatinus as a present to the Pope. This
huge and noble codex is now in the Laurenziana, in Florence.
See my Lessons from Early English Church History, pp. 72-75.
[139] See my Theodore and Wilfrith, pp. 106, 124, and for
Acca’s Cross, pp. 257-61.
[140] Bishop of Whithern (Candentis-Casae, Ep. 20, usually
Candidae Casae), 777-789; of Hexham, 789-797.
[141] Writing to an Englishman, Alcuin gives his Anglian name
in its Anglian spelling and without a Latin termination.
[142] See p. 123. The full story is given by Simeon of Durham
under the year 790, meaning 791: “In the second year of Ethelred
(i. e. of his restored sovereignty) Duke Eardulf was captured and
taken to Ripon, and was ordered by the said king to be put to
death outside the gate of the monastery. The brethren carried the
body to the church with Gregorian chants, and placed it in a shed
outside the door. He was found after midnight in the church,
alive.”
[143] In April, 796, the Patrician Osbald was made king by
certain leading men of the nation. But after twenty-seven days he
was deserted by the whole of the royal family and the chief men,
and was put to flight and banished from the kingdom. He escaped
with a few followers to the Isle of Lindisfarne, and thence went by
sea with some of the brethren to the king of the Picts. Sim. Dur.
795.
[144] Slain at Cobre (Corbridge has been suggested), April 18,
796.
[145] The Picts of the east of Scotland.
[146] Matt. xviii. 15, “Go and tell him his fault between thee and
him alone.”
[147] John viii. 34.
[148] Cant. viii. 7.
[149] 1 Tim. v. 20.
[150] Matt. xii. 50. It will be seen that Alcuin does not quote
exactly. The Vulgate has frater et soror et mater.
[151] Insula Sanctorum et Doctorum, p. 272.
[152] No doubt oil specially pure, and vegetable; we may safely
say olive oil, for purposes of chrism. Theodore of Canterbury
informs us (Theodore and Wilfrith, S.P.C.K. p. 180) that
“according to the Greeks a presbyter can ... make the oil for
exorcism and the chrism for the sick, if necessary; but according
to the Romans only a bishop can do so”. Hence the mention of
bishops in the letter of Alcuin. See also page 245, note 2.
[153] In this case Alcuin writes Karli regis; in other cases he
uses the full form Carolus, which comes from rolling the r in
Karlus.
[154] Shekels. On the argument that the didrachma was the
shekel in the New Testament the sicle may be put at 1s. 7½d., but
that gives no idea of its purchasing power then, which was
probably nearer £1. It will be seen that in a later sentence sicles
of pure gold are specified.
[155] See p. 79.
[156] As in year the Anglo-Saxon g was pronounced as y,
hence the name Mayo. In east Yorkshire a gate is still called a
yet.
[157] See Appendix B.
[158] The passage is incomplete, but this is the sense of it.
[159] This is not Lull of Malmesbury, who was so great a help to
Boniface; he died an archbishop in 787.
[160] A presbyter, who succeeded his namesake in the
archbishopric.
[161] We cannot imagine another dignity open to an aged
Archbishop of York to be preferred to that which he already held.
But it is evident that Alcuin referred to his retirement upon an
abbacy, which would set him comparatively free from calls for
exertion.
[162] Eph. v. 23.
[163] It has been supposed that Alcuin refers to some purpose
of bequeathing the library of York to Eanbald II.
[164] Ecclus. vi. 6.
[165] Ethelred of Northumbria was killed and Offa of Mercia
died in this year 796.
[166] James v. 11. Our version would have suited the occasion
better than the Vulgate, “Ye have heard of the patience of Job.”
[167] In the older MSS. in Deo, which has a subtle unintentional
bearing on the controversy with which we are dealing;
unintentional if, as seems certain, we possess MSS. of the
Athanasian symbol of a date earlier than the beginning of the
heresy of Felix.
[168] The punctuation is that of Wattenbach and Dümmler.
Migne puts a full stop after the Pope and another after the
Patriarch: this would seem to make singuli refer to two persons
only, the two bishops. The Roman controversialist makes a
different punctuation, putting a full stop after the Pope and
running the three others together. The whole passage ought to be
read in the Latin without any punctuation. See Appendix C, p.
319.
[169] Ep. 30, a.d. 793.
[170] But see p. 283.
[171] Bede i. 25, “Imaginem Domini salvatoris in tabula
depictam.”
[172] The historian-monk of St. Gallen says that his new eyes
were better than his old ones, both for use and to look at.
[173] Ep. 120, to Arno.
[174] The account which follows is taken from the
contemporary annals of Eginhart.
[175] Under the year 800.
[176] The actual words are given by Baronius, but with a vague
reference to his authority. They are given at length by Milman,
Hist. of Lat. Christianity, ii. 205.
[177] The ordinary word for the crypt or other receptacle of the
body of a saint.
[178] Stephen I was Pope 252 to 257. Another Stephen was
elected on March 14, 752, but died before his consecration. On
March 26, 752, the Stephen here spoken of was elected. He is
thus more properly called Stephen II than Stephen III; and
Stephen IV, who appears in Karl’s time, should be called Stephen
III. Many writers, however, call them Stephen III and Stephen IV.
[179] Labbe, Concil. xii. 539.
[180] Labbe, Concil. xii. 543.
[181] See p. 26.
[182] The district was rich in wine, fruit, flowers, and honey.
[183] Archbishop Albert of York; see p. 84.
[184] Solomon’s Song, iv. 12—v. 2.
[185] Isaiah, lv. 1.
[186] But see p. 209.
[187] There are great difficulties in the way of accepting this
statement of a mission by Karl in 773. The passage calls Albinus
deliciosus ipsius regis, and is quoted by Ducange as an evidence
of the use of the word. It appears to imply a more intimate
acquaintance than at that early date there can have been.
[188] In modern times, better wine is grown near Tours than
near Orleans. The wines of Vouvray, for example, beyond
Marmoutier, are much esteemed. A waiter at Tours concedes that
wine is still grown at Orleans, mais pas de spécialité comme ici.
[189] The spellings of ordinary names are varied in those times
almost at will, and it is interesting to note how often the letter h
plays a part in the variation.
[190] 1 Chron. xxvii. 27.
[191] Song of Songs, ii. 4. Alcuin takes on the whole the
Vulgate version. It will be seen by reference to the text and
margin of the Authorised and the Revised Versions that there is
much variety in the rendering of the Hebrew, especially as
regards the word here rendered “flowers”. The Septuagint gives a
sixth meaning, “perfumes” or “unguents”.
[192] 1 Chron. xxvii. 32. Alcuin makes here an unusually bold
use of Scripture, first in taking to himself the description of David’s
uncle, Jonathan, and then in putting into his mouth a cento of
phrases from Judges xvi. 4, Jer. xlviii. 33, Prov. v. 16.
[193] This song is built up from Song of Solomon vii. 12, v. 1, 2,
vii. 9, vi. 3, and Isa lv. 1.
[194] Song of Songs v. 3.
[195] Luke xi. 5, 7.
[196] 2 Sam. xxi. 1, 2.
[197] This appears to be going beyond a joke.
[198] Prov. xxv. 24.
[199] This is of course not the usually assigned derivation; but it
sounds the more reasonable of the two.
[200] Plate II.
[201] Plate III.
[202] Plate IV.
[203] Multitudo paganorum idolatriis dedita. Per cryptas et
latibula cum paucis Christianis per eumdem conversis, mysterium
solemnitatis diei Dominici clanculo celebrabat.
[204] See p. 221.
[205] For further extracts from Hadrian’s decree, see p. 228.
[206] His last testament is printed by Migne in the Appendix to
the works of Gregory of Tours, columns 1148-51. “Simul et omnes
libros meos praeter Evangeliorum librum quem scripsit Hilarius
quondam Pictavensis sacerdos quem tibi Eufronio fratri et
consacerdoti dilectissimo cum prefata theca do lego volo statuo.”
This theca was one of silver, containing relics of saints, which he
used to carry about with him. Another theca, gilt, was in his chest,
with two chalices of gold and a gold cross made by Mabuin; these
he left to his church.
[207] Gesta Regum, i. 3.
[208] See p. 203.
[209] But see p. 50.
[210] See p. 217.
[211] Printed in Gallia Christiana under Tours. See p. 228.
[212] See p. 217.
[213] It may be helpful to remember that the abbey was
originally outside the ancient Roman city, and its district was
called Martinopolis. The ancient Gallican bishoprics were
bishoprics of cities rather than of dioceses in our wide sense of
the word. This may conceivably have a bearing on the curious
question raised by Hadrian.
[214] See my Constitution of French Chapters, Proceedings of
St. Paul’s Ecclesiological Society, Vol. III, 1895.
[215] Micah v. 5, 6.
[216] James ii. 13.
[217] We know from other sources that this “&c.” meant Most
Serene Augustus, crowned by God, great peace-making
Emperor, Governor of the Roman Empire, by the mercy of God
King of the Franks and of the Lombards.
[218] The emperor irresistibly reminds us of the Eton master
and the boy who complained that his name was not that called for
punishment:—
A pandect was the whole Bible, Old and New Testament, as its
name, “containing everything,” implies. A bibliotheca, like our
word “library,” meant both a room or case where books were
stored, and also the collection of books in the place; hence it
might be used for the pandect, on the ground that it was a
collection of all the books of the Bible.
[234] Wattenbach and Dümmler, 223-4.
[235] See on this point pp. 86-9.
[236] See my Anglo-Saxon Coronation Forms, and the use of
the word Protestant in the Coronation Oath, S. P. C. K.
[237] That is, if the Pope has recovered from the attempt to
blind him and cut out his tongue.
[238] Presumably, if new charges are made against the Pope.
[239] A reference to Pliny’s Natural History, where wolves are
credited with this power; see also Virgil, Ecl. ix. 53, 54.
[240] A reference to Leo’s denial of the charges against him at
Paderborn, and also to St. Peter’s denial. We must credit Alcuin
with having seen that he would be taken to mean that one was as
true as the other. The denial was renewed at Rome, see p. 189.
[241] See p. 208.
[242] St. Martin’s at Tours.
[243] His pupils.
[244] See p. 72.
[245] It is a curious coincidence that the ivory comb found in St.
Cuthbert’s coffin, provided by Westone after the Norman
Conquest, had—as nearly as we can count—sixty teeth, sixteen
large and forty-four small. Alcuin’s comb may have had the same
double row of teeth, with a knob in the shape of a lion’s head
projecting from the ends of the central ivory.
[246] Monumenta Alcuiniana, Wattenbach and Dümmler, p. 63.
[247] Italian Alps, Longmans, 1875, Appendix D, pp. 371-3.
[248] Kemble, Cod. Dipl. ii. 208-62. Coolidge, Swiss Travel,
160. “Perpessus sit gelidis glacierum (and glaciarum) flatibus, et
pennino exercitu malignorum spirituum.”
[249] Gesta Pontificum, Rolls series, pp. 25, 26, 265.
[250] See my Lessons from Early English Church History, pp.
45, 46.
[251] Written from Rome; not preserved.
[252] Leo III.
[253] See p. 281 note.
[254] Leo III, see p. 188.
[255] There were two monasteries with this dedication. One of
these, Iuvavense, was at Salzburg, and probably it is the one to
which reference is made.
[256] See p. 168.
[257] It is probable that he was called Cuckoo from the refrain
of some favourite song of his. The Teutonic name for the “bird of
spring” was not a likely personal name, any more than cuckoo is
with us.
[258] See also Epistle 186 in Appendix A.
[259] Here, and in Ep. 108, to Arno, Alcuin combines two
phrases from the Song of Solomon, v. 7 and 8: “The watchmen
have wounded me,” “I am sick of love.” In the letter to Arno he
appears to quote the actual words of a text in his possession:
vulnerata karitate ego sum; in the present letter he writes caritatis
calamo vulneratus sum. The Vulgate has vulneraverunt me—
amore langueo. See p. 275.
[260] Eginhart in his life of Karl (ch. 25) states that the king
studied grammar under Peter of Pisa, an aged deacon.
[261] This was Angilbertus.
[262] That is, Eginhart, the man skilled in many arts, as was
Bezaleel, the chief architect of the Tabernacle.
[263] See p. 33.
[264] The Wends.
[265] Eginhard tells us under this year 789 that Karl crossed the
Rhine at Cologne with a great army, pushed through Saxony as
far as the Elbe, and brought the Wiltzi to terms. That, he says, is
their name in the Frank tongue. In their own tongue they are
Welatabi.
[266] The Huns, or Avars, had in the previous year invaded Italy
and Bavaria.
[267] See p. 151.
[268] “Amice carissime.”
[269] See my Aldhelm, S.P.C.K., p. 129.
[270] Mansi, Concilia, xiii. 937.
[271] Vienna, 1904.
[272] Cummings, History of Architecture in Italy, ii. 71.
[273] Pertz, Monumenta (Scriptores), ii. 665, 6.
[274] de ista die.
[275] savoir et pouvoir me donne.
[276] chacune.
[277] comme homme.
[278] droit.
[279] faciet.
[280] secundum meum velle.
[281] Concilium Liptinense.
[282] A photograph of this inscription is reproduced at p. 209 of
my Conversion of the Heptarchy.
[283] This must have come very near to being an umbrella.
[284] Dan. xiv. 35, Vulgate.
[285] Bonefatii. This was, of course, the great English
missionary Archbishop of Maintz, martyred at Dorkum in 755.
[286] 1 Cor. xv. 58.
[287] Rom. xii. 2.
[288] Based on 1 Pet. ii. 1.
[289] He was Abbat of Fulda from 780 to 802, when he
resigned the office.
[290] This, no doubt, is the origin of the tradition that Alcuin
wrote the Office for Trinity Sunday. See pp. 20, 173.
[291] Rom. xiv. 5.
[292] It will be observed that no mention is made of a king of
Kent. See p. 91.
[293] See the list on the next pages.
[294] This would indicate that the aula at which they had met
the king and held the council was one of Offa’s outlying manors,
and not his central royal residence.
[295] Supposed, on slight reasoning, to have been held at
Corbridge, see p. 216.
[296] Besides those in the Pope’s list.
[297] Sacerdos. It is uncertain to how late a date sacerdos is to
be rendered bishop.
[298] Wattenbach and Dümmler give only the headings of the
chapters, as here. The chapters themselves will be found in
Haddan and Stubbs, iii. 448-58.
[299] There are many injunctions that priests and others
serving at the altar must wear drawers. There is quite a large
literature on the subject of these garments (femoralia), in which
such of the early fathers as are given to symbolism find symbolic
meanings. They were an essential part of the dress of the
Levitical priesthood (Exod. xxviii. 42, 43).
[300] Probably referring to the practice of tattooing.
[301] Prudentius (Dipt. i. 3) has “Adam” not “humum”.
[302] This was Tilbert, Bishop of Hexham (Augustald) 781-789.
There is no reason of seniority or priority that should make him
sign above the Archbishop. If, as is probable, the Council was
held at Corbridge, in his diocese, he might sign first as bishop of
the place.
[303] Praesul. In the other signatures episcopus is used.
[304] Candens-casa, usually Candida-casa, so named from its
being the first church built of white stone in that region.
[305] Myensis. see p. 156. Aldulf was consecrated in 786, the
year of this Council, by Eanbald, Tilberht, and Hygbald, at
Corbridge. It is on this account that the Germans think the Council
was held at Corbridge. Hexham would equally meet the case, and
better meets the suggestion of a previous note.
[306] Not as yet identified.
[307] It is rather quaint that Sigha should have chosen placido
mente as the phrase to describe his manner of assent to No. 12
above, for two years later he killed King Aelfwald, and he
eventually died by his own hand.
[308] Of Ripon, 786-787.
[309] Some read Alquinum here, and make Alcuin one of the
two lectores.
[310] The text has two forms of this variously spelled name.
[311] Higbert of Lichfield 779-802.
[312] Lindsey 767-796. The Lindisfaras had nothing to do with
Lindisfarne.
[313] Leicester 781-802.
[314] Elmham 786-811, see p. 159.
[315] London 794-801.
[316] Kinbert of Winchester 785-801.
[317] Hendred of Dunwich, 781-789.
[318] Esne of Hereford 781-789.
[319] Tolta of Selsey 781-789.
[320] Rochester 785-803.
[321] Sherborn 766-793.
[322] Worcester 781-798.
[323] “Aimoini monachi, qui antea Annonii nomine editus est,
Historiae Francorum” Lib. V. Parisiis. 1567.
[324] Omitted in the quotation.
INDEX
A
Abrenuntiatio diaboli, 295.
Abulabaz, 289, 324.
Acca, 137.
Adalbert, 2, 27.
Adoptionism, 24, 174.
Adoration of Charlemagne, 190, 191.
Aigulf, 32.
Aimoin, 322.
Albert (York), 16, 53, 80.
Albinus (Alcuin), 15.
Alchfrith, 8.
Alchred, 122.
Alcuin, called Flaccus, 1;
Albinus, 15;
studies Virgil, 2, 11;
conversion, 11;
trained by Ecgbert, 12,
by Albert, 16;
a vision, 18;
ordained deacon, 19;
master of the School of York, 20;
joins Karl, 22;
revisits England, 24;
returns to France, 24;
refutes Felix, 25, 176, 299;
wishes to retire to Fulda, 26;
manner of life, 26;
knowledge of secrets, 2, 29, 30, 33, 34, 223;
extinguishes fire, 37;
writings, 42, 51-3,
poem on York, ch. iv,
lesser poems, 268, 277, 298,
a riddle, 268;
drinks wine, 45,
beer (not English, 267), 45 n.;
interview with the devil, 43;
death, 46, 303;
miracles, 49;
alms for his soul, 224;
his chief dates, 52, 85, 172;
the pallium, 77;
inherits the library of York, 84;
a fisherman, 268;
liturgical work, 260, 308;
singing, 260;
interest in missions, 285-9;
Bibles, 257;
advises reference to Hadrian, 177-9;
settles at Tours, 202;
his styles, 264-9;
mentions Eginhart, 283;
is mentioned by Eginhart, 284;
praised by William of Malmesbury, 52;
described by Theodulf, 45 n., 245.
Alcuin’s letters to:—
Abbat, an, 285.
Adalhard, 264.
Arno, 170, 235, 268, 270, 271, 273-6, 287, 289, 298, 299,
300.
Athilhard, 94, 115, 116, 117.
Beornwin, 98.
Bishop, a, (sanctuary), 234.
Britain, the pontiffs of, 157.
Candida Casa, 301.
Candidus and Nathanael, 231.
Charles (Karl’s son), 248, 250.
Colcu, 150, 286.
Cuckoo, the, 168, 169.
Dunwich and Elmham, 159, 301.
Eanbald I, 161.
Eanbald II, 164, 166, 167.
Eardulf, 141.
Elmham and Dunwich, 159, 301.
Etheldryth, 146, 148.
Fulda, 305.
Gisla and Rotruda, 253.
Hexham, 137.
Hibernia, 153.
Higbald, 132, 170, 287.
Jarrow, 135.
Joseph, 267.
Karl, 117, 191, 202, 208, 238, 247 (?), 254, 287, 300, 301,
302.
Kenulf, 109.
Leo III, 77.
Lindisfarne, 132, 135.
Mayo, 154.
Megenfrid, 288.
Mercian, a, 107.
Offa, 93, 103.
Osbald, 143.
Paulinus, 270.
Pepin, 252.
Peter of Milan, 270.
Pontiffs of Britain, 157.
Remedius, 270.
Rotruda, 253.
Theodulf, 206.
Uulfhard, 205.
Wearmouth, 135.
York, 162.
Aldhelm, 52, 107.
Aldric, 2.
Alfwold, 123.
Alps, 269-72.
Amalgarius, 242.
Anglo-Saxon, Coronation Forms, 261-3.
Anglo-Saxon, Earliest Examples of, 296, 297.
Archpresbyters, 230.
Areida, 151.
Arno, 47, 276.
Aust, 114.
B
Baldhuninga, 151.
Balther, 79.
Bede, letter to Ecgbert, ch. iii.
Bede, Story of, 70.
Beer, 45 n.
Beer, acid in Northumbria, 267.
Benedict of Aniane, 30.
Beornrad, 7.
Bewcastle Cross, 9, 57, 296.
Bibles, Alcuin’s, 257.
Billfrith, 125.
Biscop, 127.
Bishops, their conduct, 55.
Bishops, dioceses too large, 57.
Bishops, election of, 163.
Boniface, 26, 285, 305.
Boniface, his abrenuntiatio diaboli, 295.
Bouulf, 307.
Bremen, 285.
British Museum, Alcuin’s Bible, 257.
C
Ceolfrith, 78.
Charlemagne, see Karl.
Chur, 269.
Coire, 269.
Colcu, 150-3.
Cold in the Alps, 271-3.
Columba, see Rotruda.
Comb, riddle of, 269.
Constantine Copronymus, 201.
Constantine the Great, Donation by, 195, 320.
Constantine VI, 193.
Cormery, 31, 223-8.
Coronation Forms, Anglo-Saxon, 261-3.
Cuckoo, the (Cuculus), Arno’s letter to, 276.
Cuckoo, Alcuin’s lament on, 277.
D
Danes, 126.
Devil, interview of Alcuin with, 43;
of St. Martin, 44.
Dictated letters, &c., 7.
Donation of Constantine, 195, 320, 321.
Drithelme, vision of, 273.
Dunwich, 159, 301.
E
Eadbert, 76, 122.
Eadfrith, 125.
Eanbald I (York), 21, 161.
Eanbald II, 163-9.
Eanred, 124.
Eardulf, 123.
Eata, 79.
Ecgbert (Ireland), 8.
Ecgbert (York), 12, 13, 53, 54, 76.
Ecgfrith, 106.
Eginhard (Bezaleel), 33, 283, 284.
Elephants, 289-92.
Elfwald, 124.
Elmham, 159, 301.
Epternach, 6.
Ethelred I, 123.
Ethelred II, 124.
Ethelwald, 122, 125.
F
Felix, 174-9, 298.
Ferrières, 1, 28.
Frankfort, Council of, 183.
Fredegisus (Fridugisus), 27, 226, 227, 256.
Fulda, 26, Appendix A.
G
George, legate, 310.
Gisla (Lucia), 253;
letter to Alcuin, 254, 256.
Graduale, 260.
Gregory, Pope, the Pastoral Care, 169-71.
H
Hadrian I, 21;
raises Lichfield to an Archbishopric, ch. v;
fears Offa, 92;
to be consulted on a treatise of Felix, 177;
letter to Karl, 323.
Harun al Raschid, 324.
Hereditary descent, 5-7.
Hexham, 137.
Higbald, 132.
Huguenots, 210.
I
Image-worship, 181-3.
Irene, 193.
Itherius, 217, 224-6.
J
Jaenbert of Canterbury, despoiled, ch. v.
Jarrow, 127, 135.
Joseph, Archbishop of Tours, ch. xiv.
K
Karl, 21, 22;
visits Alcuin at Tours, 31;
loved foreigners, 33;
invites Alcuin, 54;
quarrels with Offa, 98;
letters to Offa, 99, 119;
letter to Athelhard, 120;
his visits to Rome, 186-91;
grants to Cormery, 225;
blames the brethren of St. Martin’s, ch. xiv;
letter to Alcuin (sanctuary), 235;
described by Theodulf, 245;
questions to Alcuin, 280-4;
described by Eginhart, 284.
Kenulf, 93, 111.
L
Languages of Carolingian times, 292-6.
Lectores, 317.