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Counseling: A Comprehensive Profession

Eighth Edition

Chapter 5
Building Counseling
Relationships

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Learning Objectives
5.1 Discuss factors that influence the counseling process
such as the seriousness of a problem.
5.2 Compare and contrast the battle for initiative and the
battle for structure in counseling.
5.3 Examine how the physical setting of an office and client
qualities can influence a counseling session.
5.4 Compare and contrast different types of counseling
interviews.
5.5 Describe helpful and unhelpful ways of responding to
clients and the importance of goals in directing counseling.

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Building a Counseling Relationship
In the initial stages of rapport building, two struggles take place:
• The battle for structure - involving issues of administrative
control, i.e. scheduling, fees, etc.
• The battle for initiative - concerning the motivation for change
and client responsibility
• It is essential that counselors win the first battle and clients
win the second.
Microskills - counselor responses that can cut across cultural and
theoretical lines to help build a counselor-client relationship.

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Factors that Influence the Counseling
Process (1 of 4)
• Seriousness of the presenting problem
• Structure
– Practical guidelines - time limits, action limits, role limits,
and procedural limits
– Professional disclosure statements - include details
about the nature of counseling, expectations,
responsibilities, methods and ethics of counseling.
• Initiative - the motivation to change
– Reluctant client - one who has been referred by a third
party and is frequently “unmotivated to seek help” (Ritchie,
1986, p. 516).

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Factors that Influence the Counseling
Process (2 of 4)
– Resistant client - a person in counseling who is unwilling,
unready, or opposed to change (Ritchie, 1986).
– Direct persuasion techniques employed in counseling
include “foot in the door” and “door in the face”
– Confrontation - the counselor points out to the client what
the client is doing, i.e. inconsistencies.
– Metaphors - can be used to teach and reduce threat levels.
– Mattering - the belief that as humans we are important and
significant to the world around us and to others in our lives.
• The physical setting
– Eight common characteristics of space and their
potential impact:
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Factors that Influence the Counseling
Process (3 of 4)
 Accessories (e.g., artwork, plants)
 Color (i.e., hue, value, intensity)
 Furniture and room design (i.e., form, line, color, texture, scale)
 Lighting (i.e., artificial, natural)
 Smell (i.e., plants, ambient fragrances, general odors)
 Sound (i.e., loudness, frequency)
 Texture (i.e., floors, walls, ceilings, furniture)
 Thermal conditions (temperature, relative humidity, air velocity)
– Proxemics - the distance between counselor and client
 Average range of comfort is between 30 - 39 inches, with
chairs set at a 90 degree angle.

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Factors that Influence the Counseling
Process (4 of 4)
• Client qualities
– YAVIS - young, attractive, verbal, intelligent, successful.
These tend to be the most successful candidates for
counseling.
– HOUNDs - homely, old, unintelligent, nonverbal, and
disadvantaged; or DUDs - dumb, unintelligent,
disadvantaged. These are usually less successful
candidates for counseling.
• Counselor qualities
– Self-awareness, honesty, congruence, ability to
communicate and knowledge;
– Expertness, attractiveness, trustworthiness.

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Types of Initial Interviews
• Two types of first interview:
– Initiated by clients
– Initiated by counselors
• Information-oriented first interview
– Includes probes, closed questions, requests for
clarification
• Relationship-oriented first interview
– Includes restatement, reflection of feelings, summary of
feelings, and acknowledgement of nonverbal behavior

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Conducting the Initial Interview
• Rapport - a genuine interest in and accepting of the client
• Two important micro skills for rapport building are:
– Attending behavior
– Client-observation skills

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Conducting the Initial Interview: Empathy
• Empathy - the counselor’s ability to enter the client’s
phenomenal world, to experience the client’s world as if it were
the counselor’s own, without ever losing the as if quality
– Culturally sensitive empathy - ability to perceive the
cultural frame of reference from which the client operates.
– Primary empathy - ability to respond in such a way that it is
apparent to both client and counselor that the counselor has
understood the client’s major themes.
– Advanced empathy - a process of helping a client explore
themes, issues, and emotions new to his or her awareness.

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Conducting the Initial Interview: Verbal
and Nonverbal Behavior
• Attentiveness - the amount of verbal and nonverbal behavior shown
to the client
• 5 nonverbal skills involved in initial attending, known as SOLER:
– Face the client squarely
– Adopt an open posture
– Lean toward the client
– Appropriate eye contact
– Relax and be comfortable
• Touch should be appropriately employed, applied briefly and sparingly,
and used to communicate concern. Counselors should use touch
cautiously.

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Conducting the Initial Interview:
Unhelpful Interview Behavior
• Four major actions that usually block counselor-client
communication and should be generally avoided include:
– Advice-giving
– Lecturing
– Excessive questioning
– Storytelling by the counselor

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Unhelpful Interview Behaviors: Advice
Giving and Lecturing
• Advice-giving:
– The most controversial of the 4 behaviors, and ultimately
disempowers the client.
– In emergency situations (crisis counseling), advice giving
can be appropriate for the client’s immediate welfare and
safety - the counselor must observe whether the client is
asking for advice or reflecting through self-questioning.
• Lecturing:
– Known also as preaching; a disguised form of advice-giving
– Sets up a power-struggle between counselor and client that
neither can win

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Unhelpful Interview Behaviors: Excessive
Questioning and Storytelling
• Excessive questioning
– A common mistake of many counselors
– Creates for the client a sense of being interrogated
– The client has little chance to take initiative and may
become guarded.
• Storytelling by the counselor
– Few counselors can use storytelling to benefit clients.
– Most counselors should avoid storytelling because the
story usually focuses attention on the counselor
instead of the client and distracts from problem-solving.

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Exploration and the Identification of Goals
(1 of 2)

• Goals are part of daily living but are often elusive. If not careful,
goals can become unfocused, unrealistic, and uncoordinated.
– Unfocused goals - not identified, too broad, or not
prioritized.
– Unrealistic goals - may include happiness, perfection,
progress, being number one, and self-actualization. They
have merit but are not easily obtained or sustained.
– Uncoordinated goals - fall into either really
uncoordinated (incompatibility between goals and client) or
seemingly uncoordinated (appear to be uncoordinated but
really are not).

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Exploration and the Identification of Goals
(2 of 2)

Dryer and Vriend (1977) emphasize 7 specific criteria for


judging effective goals in counseling:
1. Goals are mutually agreed on by client and counselor.
2. Goals are specific.
3. Goals are relevant to self-defeating behavior.
4. Goals are achievement and success oriented.
5. Goals are quantifiable and measurable.
6. Goals are behavioral and observable.
7. Goals are understandable and can be restated clearly.
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