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7, JULY 2009
Abstract—We analyze diversity performance of scalar fixed- constraint at the relays [2]–[6],1 whereas the fixed-gain AF
gain amplify-and-forward (AF) cooperation in multiple-input relays do not require instantaneous CSI at the relays but use
multiple-output (MIMO) relay channels with nS source antennas, the fixed relaying gain with average power constraint at the
nR relay antennas, and nD destination antennas. We first derive
the exact symbol error probability (SEP) for maximum likelihood relays [7]–[9]. The fixed relaying gain can be chosen such
decoding of orthogonal space–time block codes with M -ary that the AF relays both introduce the same gain on average
phase-shift keying modulation over such channels and then and consume the same average output power [7], [8], or
characterize the effect of MIMO cooperative diversity on SEP simply consume the same average power as the adaptive-
behavior in a high signal-to-noise ratio regime. We show that the gain relays [9]. The exact symbol error probability (SEP) was
simple scalar-gain AF cooperation can create the diversity order
analyzed in [3] for cooperative diversity systems with multiple
nS nR nD adaptive-gain AF relays, while the closed-form approximate
dAF ≤ nS nD +
max {nS , nR , nD } SEP was presented in [4] for general multiple-relay, multihop
with the equality if 2 max {nS , nR , nD } ≥ nS + nR + nD − 1. cooperative diversity at asymptotically high signal-to-noise
This finding reveals that the number of relay antennas greater ratio (SNR). In addition, a general framework for maximum
than or equal to nS + nD − 1 is required to achieve the additional likelihood (ML) detection of both AF and decode-and-forward
diversity order nS nD by scalar-gain AF relaying. We also present (DF) relaying was studied in [6] where it has been shown
the asymptotic SEP as the number of relay antennas tends to
infinity. that with the DF protocol, noncoherent signaling loses about
half of the achievable diversity order. Without a direct com-
Index Terms—Amplify-and-forward (AF) relaying, cooperative munication link from source to destination, the performance
diversity, multiple-input multiple-output (MIMO), orthogonal
space–time block code, symbol error probability. of dual-hop AF transmission was analyzed in [7] for fixed-
gain relays. Recently, this analysis was further extended to
multihop environments [5], [8]. More recently, outage-optimal
I. I NTRODUCTION opportunistic relay-selection rules were proposed in [9].
I N cooperative communications, a source broadcasts infor- It is well understood that with nR relay terminals, multiple
mation to relays and a destination. The relays retransmit adaptive-gain AF reception from orthogonal relay channels
the information about the same message to the destination and achieves the diversity order nR + 1 (when all communicating
then, the destination combines the received signals from both terminals have a single antenna) [2]–[4]. However, since this
the source and the relays to enhance communication reliability adaptive-gain AF relaying requires a continuous estimate of
[1], [2]. In this way, multiple terminals in a network cooper- fading at each relay and is not always feasible from a practical
ate to exploit virtual multiple-input multiple-output (MIMO) point of view, we focus on analyzing diversity performance
benefits, and create a distributed form of spatial diversity—the of fixed-gain AF cooperation in a general MIMO setup. More
so-called cooperative diversity or user cooperation diversity. specifically, we consider a MIMO dual-hop cooperative link
Particularly, in a nonregenerative or amplify-and-forward (AF) with nS source antennas, nR AF relay antennas, and nD
relay system, the relays simply amplify the received signal destination antennas—referred to as a (nS , nR , nD )-MIMO AF
from the source, and forward it to the destination without relay channel—where the source employs orthogonal space–
performing any sort of signal regeneration. This operational time block codes (OSTBCs) [10]–[13] to exploit diversity
simplicity of AF relaying has recently motivated much work capability of MIMO channels. We first derive the exact SEP
on its performance analyses (see, e.g., [2]–[9]). for ML decoding of the OSTBC with M -ary phase-shift key-
The adaptive-gain AF relays exploit instantaneous channel ing (M -PSK) modulation over dual-hop (nS , nR , nD )-MIMO
state information (CSI) of the source-to-relay (S → R) link AF relay channels. We then characterize the effect of MIMO
to control the amplification gain with instantaneous power cooperative diversity on SEP behavior in the asymptotic
regimes of the number of relay antennas and SNR. Note that
Paper approved by E. Erkip, the Editor for Cooperation Diversity of the achievable diversity in the dual-hop (nS , nR , nD )-MIMO
the IEEE Communications Society. Manuscript received February 24, 2007; AF relay channel resembles the diversity behavior in a kind
revised February 3, 2008, September 2, 2008, and January 31, 2009.
This research was supported in part by the Korea Research Foundation of cascaded fading channels due to double scattering [13].
Grant funded by the Korean Government (MOEHRD) (KRF-2006-331-
D00336).
The authors are with the Department of Electronics and Radio Engineering,
Kyung Hee University, 1 Seocheon-dong, Giheung-gu, Yongin-si, Gyeonggi- 1 The analysis in [3]–[5] has considered the adaptive-gain AF relaying in
do 446-701, Korea (e-mail: {ysong, hshin, ekhong}@khu.ac.kr). an analytically more tractable form where the noise figure at the relays has
Digital Object Identifier 10.1109/TCOMM.2009.07.070099 been ignored from the relaying gain.
0090-6778/09$25.00
c 2009 IEEE
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SONG et al.: MIMO COOPERATIVE DIVERSITY WITH SCALAR-GAIN AMPLIFY-AND-FORWARD RELAYING 1933
nR antennas
N OTATIONS :
† R
(·) transpose conjugate; second hop
(x)+ positive part of x, defined by max {x, 0}; H1
x largest integer less than or equal to x; H2
. first hop
= exponential equality, namely,
. H0
f (λ) = λx ⇔ limλ→∞ loglogf (λ) λ S D
where x is the exponential order of f (λ);
tr (·) trace; nS antennas nD antennas
AF Frobenius norm = tr AA† ; Fig. 1. Dual-hop (nS , nR , nD )-MIMO AF relay channels with an nR -antenna
In relay. Double circles and lines indicate multiple-antenna terminals and matrix-
n × n identity matrix; propagation links, respectively.
CN μ, σ 2 complex circularly symmetric Gaussian
distribution with mean μ and variance σ 2 ;
W̃m (n, Σ) complex central Wishart matrix with n
the second hop is given by
degrees of freedom and the scale matrix Σ
[14, Definition II.2]. Y2 = H2 GY1 + Z2 (3)
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1934 IEEE TRANSACTIONS ON COMMUNICATIONS, VOL. 57, NO. 7, JULY 2009
We remark that (5) is equivalent to a MIMO channel with {1, 2, . . . , N } [11], the symbol-wise ML decoding in (8) can
nS transmit and 2nD receive antennas in the presence of a be rewritten as
single nR -antenna Gaussian cochannel interferer: the OSTBC
−1/2 2 2
−1/2 2
X received through the compound channel GH2 H1 in the x̂n = arg min Q
H F xn + Z̃ − Q H F x
x∈X
second hop is interfered by the Gaussian noise Z1 relayed via
the link GH2 . (9)
nS
nS 2 2 sΩ1 SNR
Ξij (s) = G Ω2 (Nmax − Nmin + i + j + − 2)! 2 F0 Nmax − Nmin + i + j + − 1, nS ; −G Ω2 1 +
RnS
=0
(12)
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SONG et al.: MIMO COOPERATIVE DIVERSITY WITH SCALAR-GAIN AMPLIFY-AND-FORWARD RELAYING 1935
0
10
by the law of large numbers, leading to (nS, 5, 1)-MIMO analysis
−nS nD simulation
sΩ Ω SNR 10
-1
π −nS nD
1 π− M gMPSK Ω0 SNR -4
lim Pe = 1+ 10 8-PSK
nR →∞ π 0 RnS sin2 θ Ω 0 = 1/16
−nS nD
gMPSK Ω1 Ω2 SNR -5
Ω1 = 1
· 1+ dθ. 10 Ω2 = 1
RnS sin2 θ Ω1 + Ω2 + SNR 1
(15) 10
-6
10 15 20 25 30
SNR (dB)
C. Achievable Diversity Order
Fig. 2. Analytical and simulated SEPs of 8-PSK OSTBC X versus SNR in
The diversity impact of fixed-gain AF cooperation on a (nS , 5, 1)-MIMO AF relay channels: nS = 1 (no space–time block coding),
2, 3, and 4. Ω0 = 1/16, Ω1 = 1, and Ω2 = 1.
high-SNR slope of the SEP curve can be quantified by the
following theorem.
Theorem 1 (Achievable Diversity Order): Let
[13, Theorem 1] for the double-scattering MIMO channel.4
− log Pe However, the noise at the relay is also forwarded to the
dAF lim (16) destination and hence, as in (8), the ML receiver should
SNR→∞ log (SNR)
decorrelate the colored noise vector with the whitening matrix
be the achievable cooperative diversity order in dual-hop Q−1 . In contrast to the diversity behavior of the fixed-gain
(nS , nR , nD )-MIMO AF relay channels. Then, the diversity AF cooperation, the adaptive-gain AF relaying or distributed
order dAF achieved by the fixed-gain AF relaying is given by space-time coding can recover significantly the diversity bene-
nS nR nD fit limitation of the fixed-gain AF cooperation (see, e.g., [17],
dAF = nS nD +
max {nS , nR , nD } [18]).
⎢ 2 ⎥
⎢ ⎥
⎢ (nS + nR + nD − 2 max {nS , nR , nD })+ ⎥
− ⎣ ⎦.
2 IV. N UMERICAL R ESULTS
(17) To illustrate our analytical results, we consider collinear
geometry of locations for three communicating terminals,
Proof: See Appendix B
as considered in [2], [4], [6]. The pass loss of each link
We remark that 2 max {nS , nR , nD } ≥ nS + nR + nD − 1
follows an exponential-decay model: letting r0 denote the
is the condition under which the achievable diversity order is
distance between the source and destination, then Ω0 ∝ r0−α ,
equal to nS nD + nS nR nD / max {nS , nR , nD } and hence, only
where we set α = 4 corresponding to a typical nonline-
when nR ≥ nS + nD − 1, the fixed-gain AF cooperation attains
of-sight propagation. Let r1 and r2 be the S → R and
the diversity order dAF = 2nS nD . It is clear from (17) that for −α
R → D distances, respectively. Then, Ω1 = (r1 /r0 ) Ω0
given nS and nD , the achievable diversity order for the fixed- −α
and Ω2 = (r2 /r0 ) Ω0 .
gain AF relaying increases with nR and is limited to 2nS nD .
Fig. 2 shows the analytical and simulated SEPs of 8-PSK
As a double check, we can readily show that the maximum
OSTBC X versus SNR in (nS , 5, 1)-MIMO AF relay channels
diversity achieved by the fixed-gain AF relaying is equal to
with nS = 1 (no space–time block coding), 2, 3, and 4. In this
2nS nD using (15) as follows:
figure, Ω0 = 1/16, Ω1 = 1, and Ω2 = 1, which correspond to
. collinear equidistance (i.e., r1 = r2 ) between three terminals.
lim Pe = SNR−nS nD · SNR−nS nD
nR →∞ For each value of nS , we use a general construction of OST-
π− M
π
· sin2nS nD θ · sin2nS nD θ dθ 4 In the high-SNR regime, we can ignore the noise relaying (i.e., Z
0 1
. 0), leading the fixed-gain AF relay antennas exactly to active scatterers and
= SNR−2nS nD (18) resulting in the same diversity behavior in the presence of double scattering.
Note that in parallel to (17), [13, eq. (10)] should be corrected as
leading to dAF = 2nS nD . Since the relayed signal is subject
nT nS nR
to Rayleigh fading twice (i.e., double Rayleigh fading) during dSTBC =
max {nT , nS , nR }
two hops, the overall channel behaves like a kind of cascaded ⎢
⎢ 2⎥
⎥
fading channels due to double scattering [13], [14]. Therefore, ⎢ (nT + nS + nR − 2 max {nT , nS , nR })+ ⎥
− ⎣ ⎦.
the diversity order achieved by the second-hop relaying trans- 2
mission is limited by nS nR nD / max {nS , nR , nD }, resembling
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1936 IEEE TRANSACTIONS ON COMMUNICATIONS, VOL. 57, NO. 7, JULY 2009
0
10
-2
(3, n , 3)-MIMO
R
(3, nR, 1)-MIMO
10
-1
10
-3
noncooperation (no relaying)
10 -2 no
10 nc
Symbol error probability
oo
-8
0.0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1.0 10
5 10 15 20 25 30
r1/r0 SNR (dB)
Fig. 3. Analytical SEP of 8-PSK OSTBC X as a function of the Fig. 4. Analytical SEP of QPSK OSTBC X versus SNR in (3, nR , 1)-
relative distance r1 /r0 in (3, nR , 3)-MIMO AF relay channels: nR = MIMO AF relay channels: nR = 1, 2, 3, 4, 5, 10, 20 (solid line), and ∞
1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 100 (solid line), and ∞ (dashed line). Ω0 = 1/16, (dashed line). Ω0 = 1/16, Ω1 = 1, and Ω2 = 1. For comparison, the SEP
Ω1 = (r1 /r0 )−4 Ω0 , Ω2 = (1 − r1 /r0 )−4 Ω0 , and SNR = 20 dB. For of single-hop noncooperative communication is also plotted (short dashed
comparison, the SEP of single-hop noncooperative communication is also line).
plotted (short dashed line).
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SONG et al.: MIMO COOPERATIVE DIVERSITY WITH SCALAR-GAIN AMPLIFY-AND-FORWARD RELAYING 1937
2
sG2 SNR 2 † −1/2
Mγ2 (s) = EH1 ,H2 exp − InD + G H2 H2 H2 H1
RnS F
0 −nS 1
2
sΩ1 G SNR † −1
2 †
= EH2 det InR + H2 InD + G H2 H2 H2 (22)
RnS
0 −nS 1
sΩ1 Ω2 G2 SNR −1
= EW det INmin + INmin + G2 Ω2 W W (23)
RnS
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1938 IEEE TRANSACTIONS ON COMMUNICATIONS, VOL. 57, NO. 7, JULY 2009
Authorized licensed use limited to: VELLORE INSTITUTE OF TECHNOLOGY. Downloaded on August 2, 2009 at 04:15 from IEEE Xplore. Restrictions apply.