Professional Documents
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JHOM
28,3
Management attitudes and
technology adoption in
long-term care facilities
344 Karabi C. Bezboruah, Darla Paulson and Jason Smith
School of Urban and Public Affairs, The University of Texas at Arlington,
Received 15 November 2011
Revised 12 April 2012 Arlington, Texas, USA
24 August 2012
Accepted 22 November 2012
Abstract
Purpose – The purpose of this paper is to explore the attitudes of nursing home administrators and
key managerial staff toward health information technology (health IT).
Design/methodology/approach – This research is exploratory in nature, and applies qualitative
case-study methodology to further understand health IT adoption by nursing homes through multiple
in-depth semi-structured interviews of management, and direct observations of employee behavior at
each participating facility. A modified Technology Acceptance Model is used to examine the attitudes
and perceptions of administrators.
Findings – This study finds that there are differences in the level of health IT adoption by nursing
homes. While some administrators are aware of health IT and are implementing or updating their IT
systems in a gradual but haphazard manner, others exhibited a lack of interest in implementing
change. Overall, there is a lack of systematic planning and decision-making toward health IT adoption.
Adoption is not evidence-based, instead driven primarily by real and perceived regulatory
requirements combined with a lack of information about, or consideration of, the real costs and
benefits of implementing health IT.
Research limitations/implications – Including six in-depth case studies, the sample for this study
is small for generalizing the findings. Yet, it contributes to the literature on the slow process of health
IT adoption by nursing homes. Moreover, the findings provide guidelines for future research.
Practical implications – This study demonstrates that nursing home administrators must
systematically plan the adoption of health IT, and such decision making should be evidenced-based
and participatory so that employees can voice their opinions that could prevent future resistance.
Originality/value – This study is original and advances knowledge on the reasons for the slow
adoption of health IT in nursing homes. It finds that lack of adequate information regarding the utility
and benefits of health IT in management adoption decisions can result in haphazard implementation
or no adoption at all. This finding has significant value for policy makers’ practitioners for improving
accessibility of information regarding the use of health IT in nursing homes that could address the
health IT adoption challenge in this industry.
Keywords Decision making, Nursing homes, Organizational behaviour, Medical information systems,
Technology Accepted Model, Employee behaviour
Paper type Research paper
Introduction
The US healthcare system is currently in the midst of a push toward the widespread
adoption and use of health information technology, or health IT. In support of
this push, the Federal Government has set aside funds for health IT research
and implementation and has created the Office of the National Coordinator for
Journal of Health Organization and Health Information Technology. Hospitals and other settings have increased their
Management
Vol. 28 No. 3, 2014
computerization rapidly over the past several years. Reflecting this trend, research on
pp. 344-365 the adoption, implementation, and evaluation of health IT in acute and ambulatory
r Emerald Group Publishing Limited
1477-7266
settings is quickly growing (American Health Information Management Association
DOI 10.1108/JHOM-11-2011-0118 (AHIMA), 2005; Hamilton, 2006; Kramer et al., 2004). Long-term care facilities for the
elderly and infirm such as nursing homes, on the other hand, have been slow Management
to adopt health IT (AHIMA, 2005; Hamilton, 2006). The few studies on the adoption, attitudes
implementation, and evaluation of health IT in nursing home settings (see Poon et al.,
2006) found that this industry lagged behind others in health IT adoption significantly.
While there is ample documentation that nursing homes lag behind similar health
care industries in the adoption of health IT, it is not clear why this is occurring, and
whether it is the result of rational administrators reacting to the information available 345
regarding the costs and benefits of health IT adoption, or whether other factors are
preventing managers from adopting health IT when it would be optimal for them to do
so. This paper explores nursing home administrators’ attitudes, perceptions, and
experiences while making decisions regarding the adoption of health IT. Drawing
on the Technology Acceptance Model (TAM), we explain how the decisions to adopt
technology are dynamic and related to the specific experiences of nursing home
managers. While exploring the attitudes and perceptions of administrators, we also
examine the issues related to health IT implementation that have an impact on
adoption decisions.
The organization of the paper is as follows. It begins with a description of the
theoretical framework that assists in the examination of the adoption decisions. Then,
we discuss the relevant literature on administrative decision making pertaining to IT
adoption. This is followed by an account of the research methodology and a description
of the case studies. The findings section highlights the key themes identified from
the case analyses. This research explores management attitudes in long-term care
facilities, and identifies multiple factors associated with decision making in the case of
technology implementation and thereby, contributes to the literature on organizational
behavior. Finally, the conclusions underscore the salient scholarly contributions of the
study, and identify important implications for practitioners for future policy decisions
related to technology adoption.
Theoretical framework
In order to determine how attitudes affect behavior in people, Ajzen and Fishbein
(1980) developed the Theory of Reasoned Action (TRA). With the TRA as its
theoretical base, Davis (1989) developed the TAM, that acceptance or rejection of
technology is a response that can be explained by the motivation of the users.
This motivation is influenced by external stimulus such as the features and
capabilities of the technology. TAM maps and explains how external variables
indirectly influence internal beliefs, attitudes, and intentions.
Davis (1989) further suggests that the behavioral intention to adopt technology can
be explained by two factors – perceived usefulness and the perceived ease of use.
Perceived usefulness is defined as the extent to which people’s utilitarian expectation
from technology use with respect to performance enhancement is satisfied. Perceived
ease of use is the extent to which the people believe that using the technology will be
free of effort (Davis, 1989). Furthermore, perceived ease of use influences perceived
usefulness because, other things remaining the same, an easy to use technology can
beget effective results. Moreover, studies show that higher levels of perceived ease of
use of technology can lead to a higher level of its perceived usefulness because the
energy saved from spending too much effort can be channeled elsewhere to improve
job performance (Davis et al., 1989). The modified version of TAM includes behavioral
intention because Davis et al. (1989) suggest that when a system or technology is
perceived to be useful, there is a strong behavioral intent to use it. TAM is one of the
JHOM most powerful theories that explain technology adoption or non-adoption that has
28,3 been confirmed by several studies (see Gefen and Straub, 2009 for a summary on
TAM). With extensions and several additions of variables to the original TAM
model by other researchers (Venkatesh et al., 2012; Venkatesh and Davis, 2000), this
model is most applied to explain and predict technology acceptance. We apply the
“perceived usefulness” and “perceived ease of use” factors of the TAM to explore and
346 explain volitional behavior in the context of health IT acceptance and implementation
in nursing homes.
Furthermore, we also include two constructs from Venkatesh et al.’s (2003) Unified
Theory of Acceptance and Use of Technology (UTAUT) that is a modification of the
original TAM model. Of the four key constructs of the UTAUT model (i.e. performance
expectancy, effort expectancy, social influence, and facilitating conditions) that influence
behavioral intention to use technology, this study uses “social influence” and “facilitating
conditions” in the analysis. Social Influence is defined as the extent to which an
individual’s behavior is influenced by other’s view of the use of that technology. In
mandatory settings it would mean compliance, whereas in voluntary settings, it would
mean social acceptance resulting from the use of technology. Facilitating conditions are
defined as the extent of an individual’s belief of the existence of an organizational and
technical infrastructure that will assist in technology acceptance or adoption. This
suggests the presence of resources that facilitate and are compatible with technology
adoption. The modified TAM framework applied in this analysis is drawn from the TAM
and UTAUT models, and the constructs assist in the explanation of health IT adoption in
nursing homes. Such modification is necessary as touted by Chiasson and Davidson
(2004, p. 171) who in their review of theories applied in the health care context suggest
that pre-existing “research topics, constructs, and theories need to be reshaped to deal
with these institutionally unique issues.” In other words, they suggest the development
of context specific theories to explore and examine issues that are unique to the unit of
analyses in the health care industry.
The extant study explores the adoption process through the lens of the TAM and
examines whether perceived ease of use, perceived usefulness of technology, social
influence, and facilitating conditions, derived from a modified TAM, influence nursing
home administrators’ decisions to adopt health IT. This approach to analyzing the
attitudes and behavior for technology adoption can provide some useful insights into
the acceptance of health IT in the nursing home industry. Studies show that health IT
adoption is slow in this industry, which points to the fact that within the nursing
homes that have adopted health IT, there is much diversity in the adoption and
implementation process. By exploring this issue case-by-case at several nursing homes,
this paper sheds light on context specific variations. The following section reviews the
literature on administrative decision-making for health IT adoption, and the process of
health IT adoption by long-term care facilities.
Literature review
Health IT and its impact on organizations
The impact of health IT on quality of care, cost effectiveness, efficiency, clinician
satisfaction, and other outcomes has been well documented in acute care and
ambulatory settings (Hamilton, 2006). Studies have shown that health IT has the
potential to bring major benefits to these care settings. First, health IT has the potential
to improve and streamline healthcare, help patients obtain their medications, facilitate
renewal of medication, assist in retrieving medical information during emergencies,
and ensure access to medical histories (Shekelle et al., 2006). Some researchers (e.g. Management
Armstrong, 2000; Bates and Gawande, 2003; Bates et al., 1998; Brown et al., 2005; Kaushal attitudes
et al., 2003; Koppel et al., 2005) suggest that health IT can play an important role in
reducing medical errors, which according to some estimates, are the third leading cause of
death in the USA (Starfield, 2000). Adoption of e-prescribing and computerized provider
order entry can reduce medication errors due to poor handwriting, while electronic health
records (EHR) can promote better clinical outcomes, improve medication adherence and 347
refill rates, improve member satisfaction, and lower overall healthcare expenditures
(Balfour et al., 2009; Bates, 2002; Dixon and Zafar, 2009; Kaushal and Bates, 2001; Wang
et al., 2003). Another body of literature suggests that efficiency gains are realized and cost
savings can occur when health IT is implemented (summarized by Possant et al., 2005).
Overall, the literature suggests that health IT has to potential to improve overall
healthcare quality, safety, and satisfaction while delivering some cost savings.
Most of these studies have not taken place in long-term care, and it is not clear
whether their results would translate to this setting because of the unique characteristics
of the nursing homes themselves, along with their payers and patients (Kramer et al.,
2009). The results of health IT adoption in the nursing home setting have been mixed at
best. Judge et al. (2006) studied how the addition of a decision support system to an
existing CPOE system in a large, academically affiliated long-term care facility affected
clinician response. They found that those who received an alert were only slightly more
likely to take the appropriate action. Rantz et al. (2006) used a mixed-methods approach
to evaluate the use of electronic medical records (EMR) in several skilled nursing
facilities in Missouri. The qualitative portion of their study found that staff members
thought that they were more efficient and were able to document more accurately
because of the EMRs. The quantitative portion of their study found that EMRs had
contributed to higher activities of daily living scores, but a decline in range of motion.
Additionally, Rochon et al. (2005) studied the impact of CPOE on clinician time utilization
in a long-term care setting and found that CPOE had little impact.
350
. How would you describe the position that you hold at your organization?
. Are you a member of the organization’s executive committee (the senior
leadership team that drives overall organization strategy and direction)?
. Strategy use in the adoption of health IT.
. If a competing nursing home has adopted health IT, would that lead to health IT
adoption in your facility?
Facilitation conditions:
. The primary source of your institution’s IT spending.
. The extent to which Information Technology (IT) is integrated into your
organization’s strategic operating, clinical and capital plans.
. Do you feel that your existing computer or IT capabilities (including access to
online resources) are adequate to support the goals of your organization?
. Organizations’ short-term (one to three years) and long-term (three to five years)
plans for health IT acquisition.
The research team supplemented this with skilled observer notes on the aesthetics of the
nursing homes including the physical layout, presentation for potential residents and their
families, and external appearances of the facilities such as cleanliness. Furthermore, we
observed employee dynamics pertaining to the discussion on health IT, their appreciation
of such technology and/or apprehension toward new things, and the overall interest in
implementing change and modernizing their operations. In addition to observing the
physical layout and administrator interests and motivation to acquire new technology, we
also observed the living conditions of the residents in order to understand if they were
predictors of technology adoption. It is important to note that none of the nursing homes
that participated in this study had implemented the full suite of the health IT system
that includes integrated financial, clinical, and administrative software technologies for
efficient patient care. Most of the nursing homes have adopted some types of health IT
from the full suite, and were in the process of upgrading and implementing them. The
others, however, did not show much enthusiasm about modernizing their facilities. This
study included both the adopters and non-adopters of health IT in order to understand
and advance knowledge on the factors that facilitated adoption or non-adoption decisions.
Table I summarizes the organizational characteristics of the health IT (HIT in the table
title) adopters and non-adopters participating in this study.
The interviews with the nursing home personnel were recorded and transcribed
verbatim. The research team read the transcripts individually and identified emerging
themes that were common across all the nursing homes studied. In addition to the
interview transcripts, observations from the nursing home visits, employee and
administrative behavior related to health IT queries also contributed to the theme
identification. The individual identification of themes assisted in the triangulation of
data by the investigating team. In cases where the research team could not arrive at a
Adopters Non-adopters
Management
n 4 2 attitudes
Age in years (mean, median) 32.75, 19.5 59.5, 59.5
Ownership status
For-profit (n) 1 1
Non-profit (n) 3 1 351
Public (n) 0 0
Chain status
Chain (n) 2 2
Non-chain (n) 2 0
Setting
Urban (n) 3 1
Suburban (n) 1 1
Rural (n) 0 0
Type of care
General (n) 3 2
Specialized (n) 1 0
Medicare/Medicaid
Medicare only (n) 1 0
Medicaid only (n) 0 0
Both (n) 2 1 Table I.
Neither (n) 1 1 Summary organizational
Operating revenue (mean) $12,630,000 $5,880,000 characteristics of HIT
No. beds (mean) 105.5 90 adopters and non-adopters
consensus over certain themes, the data were revisited and deliberated upon until there
was agreement within the group. From these themes, key concepts are drawn that are
based on the nursing home administrators’ perspectives on health IT, and the process
of health IT implementation by the adopters that involved, in some cases, significant
organizational changes.
Research sites
We analyze six nursing homes in the Dallas-Fort Worth-Arlington Metropolitan Statistical
Area. Table II depicts the profiles and characteristics of the participating organizations.
The participating nursing homes were primarily generalist service providers, with
one specialist home focussing on Alzheimer’s and dementia. Size ranged from large
chain-affiliated facilities to small community-based organizations serving the wealthy
and the poor.
Findings
While several commonalities exist among the nursing homes regarding health
IT adoption, this study uncovered an overall theme relating to the lack of a systematic
process followed by nursing home administrators in decision-making regarding
technology adoption. This study focusses on four related themes that emerged across
several sites, all relating to this common finding. First, the study finds that the decision
to implement health IT was usually not evidence-based, instead driven primarily by
real and perceived regulatory requirements combined with a lack of information about,
or consideration of, the real costs and benefits of implementing health IT. Other themes
that emerged regarding the implementation decision were a lack of awareness about
health IT types (information asymmetry) and incomplete communication among
28,3
352
JHOM
Table II.
organizations
Profile of participating
Site A Site B Site C Site D Site E Site F
Institutional pressures
This analysis suggests the existence of certain types of pressures in the decision to
adopt or not-adopt health IT, and thereby supports the social influence construct
of the modified TAM. Pressures from the government to maintain accountability by
submitting quarterly patient reports via computerized systems have led nursing home
administrators to submit the Long-Term Care Minimum Data Set (MDS). The MDS is
a standardized, primary screening and assessment tool of health status that forms the
foundation of the comprehensive assessment for all residents of long-term care
facilities certified to participate in Medicare or Medicaid. The MDS plays a key role in
the Medicare and Medicaid reimbursement system and in monitoring the quality of
care provided to nursing facility residents. Because this is mandatory, the nursing
homes that accepted Medicare and/or Medicaid had no option but to submit reports
through the computerized system.
In addition to the real regulatory constraints placed on nursing homes that forced
the adoption of IT in administrative functions, administrators also anticipated
potential increases in regulatory requirements regarding health IT use, so these
institutional pressures influenced the adoption of other forms of health IT as well. In
particular, administrators feared that governmental agencies such as the Centers for
Medicare and Medicaid Services (CMS) and Health and Human Services might make
adoption of other forms of health IT mandatory in nursing homes. Nursing home
leaders also responded to CMS incentives for adopting “meaningful use” of health IT
by which health care providers must demonstrate technology’s impact on health
outcomes. Some administrators anticipated that these “incentives” signaled future
regulatory requirements, so as a response, they adopted health IT without systematic
planning of its costs and benefits, or adaptability to their institution.
To remain competitive, nursing home administrators often engage in benchmarking,
where they seek to imitate the process of automation and adoption of health IT used by
their successful counterparts. This is often done based on the perception that health IT
has lead to the success in this other nursing home, and an assumption that what works
in this other nursing home will similarly work in one’s own nursing home, without
systematic evidence to either point. Apart from using computers for MDS reporting,
some nursing homes did not adopt any forms of health IT, and instead continued to use
traditional methods for taking notes and writing prescriptions. They reported that until
governments mandate the adoption of health IT, they have no plans to adopt it and no
measures in place to systematically explore whether health IT implementation will
improve their care quality and efficiency outcomes.
The importance of institutional pressures, such as regulations and competition,
when combined with the lack of data-driven decision making, suggests that nursing
homes have been largely reactive in their decision-making regarding health IT
adoption. Since this type of reactive decision making is not based on the real costs and
28,3
354
Themes
JHOM
Figure 1.
Management action based on competition; institutional pressures; & perceived need
Institutional Pressures
Expected benefits may not kick in for a long time if adoptions are haphazard
benefits of health IT to the organization, it possibly results in sub-optimal quality of Management
care and efficiency outcomes for those that adopt health IT. This is because there is no attitudes
evidence that they are adopting the type of health IT that will maximize quality
outcomes while minimizing expenses. The following examples from two organizations
(an adopter and a non-adopter) shed more light into this process. In Site E, the nurses
who actually used the health IT system found it to be overly technical and
disconnected from the field of medicine and nursing. Furthermore, the administrator 355
said that the decisions on health IT systems are taken at the corporate office and
implemented by the regional nursing homes in a standard fashion. Therefore, the
systems are not customized to each facility’s requirements. The nurses further stated
that they have not experienced a reduction in paper usage, and because of the new
system, they feel that their workload has doubled.
The administrator at Site F, that had implemented MDS, but not any other health IT
systems, stated that there was little discussion prior to the decision and that the board
was largely accepting of the proposal to acquire the MDS system. Moreover, the MDS
system was acquired because of state mandates and therefore, there was no analysis of
real costs and benefits. In addition, the social worker mentioned that more time was
spent in administrative activities like fighting the flaws of the automated reporting
system, resulting in less time with patients. The administrator further stated that they
had no plans for implementing additional IT systems unless the government mandates
it because the systems involve high acquisition and maintenance costs with additional
costs of training of personnel.
In summary, we conclude that the social factors that influence managerial decision
making, particularly the actions of other nursing homes, are very strong. Given the
expense involved with health IT, however, we recommend that managers utilize resources
up front to ensure that they invest in the right type of health IT, rather than follow the lead
of other organizations, whom our research suggests also probably did not make optimal
decisions. Evidence of this fact is the request made by some administrators of nursing
homes to the lead researcher for the names and contact information of other nursing
homes that have seemingly better health IT systems in place, so that they could acquire
the same system to replace their existing system. Further, we suggest that while using
anticipation of future regulations should be a contributing factor to the decision to
implement health IT, it should not be relied upon to the exclusion of a more nuanced study
of the relative benefits of certain types of health IT.
Information asymmetry
Prior to adoption, most administrators lacked important information on the utility and
usefulness of the various health IT software available. Although the perception of the
usefulness of health IT was evident from the discussions with the administrators, the
ones that had adopted were not completely convinced of the systems ease of use or
usefulness. This is possibly because the adoptions were recent and these facilities had
yet to realize the usefulness of the system. In general, administrators had concerns
about choosing the right vendors, customization of the software to the specific setting,
and functionality. Interview results pointed to a lack of knowledge on administrative
and clinical health IT, their potential utilization in the facility, or their regular
maintenance. Those who adopted health IT and were using technology became aware Management
of the existence and benefits of such systems from peers and vendors at workshops attitudes
and conferences. Making decisions based on the recommendation of peers, however,
could be problematic since positive outcomes in one organization may not transfer
to another organization due to unique customer bases and requirements and organizational
strategies. In addition, few health IT vendors were capable of such customization in
systems and training, reducing the probability that their systems will optimally serve 357
nursing homes. This suggests that perhaps policies that require nursing home technology
utilization, but do not consider current vendor offerings, are short sighted. Encouraging
innovation on the part of technology providers may be a better use of societal resources.
Staff behavior in the event of new technology adoption is another critical concern of
most administrators. New technology adoption would mean scheduling training
sessions for both the management and staff of the nursing homes, and this means
additional work hours. Most administrators confirmed that staff was reluctant to learn
and work with new technology as it slows their work pace, and makes them more
prone to mistakes during the initial phases. Since management often does not
have complete information on health IT systems, their functionalities, and their
effective applications, they struggle to adequately convey the systems’ utilities to the
nursing staff. This gap in information dissemination results in misunderstandings and
frustration among the nursing staff, many of whom react to such changes in operations
by actively or passively resisting technology usage. As found in Site D, which adopted
some applications of clinical health IT in 2007, resistance was experienced initially.
Most nurses complained about the slow response time of the health IT system
that made their work inefficient. The reasons for the adoption were not adequately
explained to the clinical staff who assumed that the new technology is another whim
imposed on them by management. They exhibited their opposition by pulling the cable
out of the socket, turning off the system, and so forth so that management would need
to call in technical assistance for addressing apparent technology issues. This suggests
that the staff did not perceive the usefulness of systems, and so they were actively
undermining its success.
Incomplete communication
Not only was the perceived usefulness of the system among the staff inadequate, but
ease of use was not adequately considered by administrators, who also lacked
knowledge of the health IT’s benefits, challenges, and adoption issues. This finding is
corroborated by the haphazard manner of health IT implementation witnessed in this
study. The issue of incomplete information about health IT systems and their usage
on the part of the administrators resulted in flawed communication with the staff.
Consequently, staff experienced technical issues that disrupted their workflow, and
caused frustrations from the use of the new systems.
Based on the interviews with administrators, the research team found that
communication of incomplete information on health IT translated into fragmented
realization of benefits. For example, site B, with the fully integrated health IT system,
could not communicate the full benefits and security features of the health IT system
with their staff and with their external regulators. Therefore, they experienced
an increase in the use of computers as well as paper records because staff would
maintain duplicate records in computers and papers for fear of “messing up,” and the
administrator had to submit patient information in duplicates. Even with a relatively
more customized health IT system than most other facilities, this facility could not
JHOM realize the full potential and benefits of the system. In addition to communication
28,3 problems, administrators reported problems with the software supplied by the
vendors, perhaps due in part to the inability of vendors to personalize service.
Problems reported include slow response time and the need to duplicate the input of
information. These issues reduced the efficiency of staff.
To reduce communication problems with key staff, this study suggests that staff
358 should be included in the decision-making process regarding health IT. By allowing
staff a voice in the process, not only will their resistance to change be lower, but they
will also be more likely to understand the product when it arrives. Furthermore, the
health IT adoption process would be more effective with an increase in the amount of
time vendor representatives are available on site for questions and for training the staff
at each facility that implements the automation systems.
The above-discussed themes were identified from the interviews with the
administrators and staff of the nursing homes that participated in this study. Table III
highlights the key quotes of the administrators that were recorded from the personal
interviews. These quotes point to the specific themes identified from the analysis. They
are consistent with three of the constructs of the modified TAM applied here. For
example, the quotes in Table III reflect the perceived usefulness of health IT, and are in
line with the social influences and facilitating conditions constructs. The perceived
ease of use construct, however, is not consistent with the major themes derived from
the discussions with the administrators. This suggests the perceived ease of use
of the health IT systems might have been excluded during the decision-making
process. While discussing the acceptance and resistance to new technology with the
administrator at Site D, the administrator jokingly said that if nursing staff resisted or
opposed working with the new system, then they would lose their jobs. The DON
clarified that staff that had problems working with technology receive technological
assistance from co-workers. This suggests that ease of use of new technology was
undermined in the decisions to adopt. According to our findings, however, this is a very
important variable in the decisions to adopt, which when neglected, could result in
ineffective and inefficient application and usage of health IT.