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Journal of Architectural and Planning Research
29:2 (Summer, 2012) 133
Suk-Kyung Kim
Andrew D. Seidel
This study suggests ways of creating safer residential environments for urban renters, explores
whether physically gated and fenced residential environments affect residents' actual and
perceived safety , and investigates determinants that would improve residents 'perceived safety in
their residential environments. The major data collection methods were site visits and a
questionnaire survey of residents in targeted properties . Apartment communities were divided
into three categories based on gate control and fences: gated communities with fully controlled
gate systems , perceived-gated communities with fences and gates that are not fully controlled '
and non-gated communities with neither fences nor controlled gates. Results suggested
residents feel safer in gated communities and perceived-gated communities than in non-gated
communities. These results support the importance of territoriality for improving residents'
perceived safety in apartment communities. Residents ' perceptions of safety in perceived-gated
communities, however, are statistically similar to those of residents in fully controlled gated
communities. This finding suggests exclusive territoriality, achieved by disconnecting a
community from neighboring ones, is not necessary for guaranteeing residents ' safety.
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Journal of Architectural and Planning Research
29:2 (Summer, 2012) 134
INTRODUCTION
One contemporary topic related to Newman's works is the issue of gated com
cause gated and fenced territories are known to provide defensible space
gated community is defined as "a subdivision or neighborhood, often surround
to which entry is restricted to residents and their guests" (Pickett, 2006). Defin
gated community is a residential area with restricted access, fenced territory, p
nal roads blocked from unknown visitors, and public spaces within the gated te
be shared among residents (Blakely and Snyder, 1997; Tijerino, 1998). Due to t
istics, gated communities are regarded by neighborhood designers and comm
as a solution to control unwanted visitors and traffic in residential developm
Halberg (2001) explored why individuals move into gated communities and fo
people perceived them as being more secure. The perception of greater security
fenced territory was also identified by Newman (1996:69), who came to a simil
an earlier study concerning residents' association of increased security w
fenced territory as free from vandalism. Some studies, however, have rejecte
between residents' perceptions of increased security and gates/fences. W
(2000) explored residents' sense of community and fear of crime in gated
communities and ultimately dismissed a correlation between residents' percei
community's gates and fences. Similarly, Blakely and Snyder (1997) and Fowl
(1986) found no relationship between actual crime rates and gated territories
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Journal of Architectural and Planning Research
29:2 (Summer, 2012) 135
also failed to account for people's current crime experiences in gated and no
nity areas. Therefore, it is necessary to define more appropriate research sett
more fully the relationship(s) between gated and fenced residential territor
perceived and actual safety.
To begin to address these gaps in the relevant literature, this study sought to identify ways to
create safer residential environments for urban renters by pursuing two primary research
objectives. The first was to explore whether physically gated and fenced multifamily residen-
tial environments affect residents' perceived and actual safety. We investigated residents'
crime experience in their current properties and their perceptions of safety from crime. The
second objective was to explore explanatory variables regarding residents' perceived safety in
their residential environments and investigate determinants that might help improve resi-
dents' perceived and actual safety in those environments.
Taylor, et al. (1984) examined effective physical and social factors for redu
block level and found both physical factors and social factors, such as socia
territorial attitudes, were significant in preventing crime. Normoyle and Fo
the correlation between fear and perceptions of the local crime problem am
dents living in high-rise public housing sites. They found the local crime r
recent victimization experience, residents' segregation status, whether resi
high- or low-rise building, and the percentage of the elderly residing within
ing site were related to residents' perceptions of safety. Rohe and Burby (
explanatory factors associated with fear of crime among public housing re
victimization experience, crime level, and social attachment were related to
tions of safety.
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Journal of Architectural and Planning Research
29:2 (Summer, 2012) 136
In addition to the variables indicated above, Blakely and Snyder (1999), Mor
(1986), and Newman (1996) have all emphasized territoriality in residential en
have suggested reducing through-traffic and providing physical territory to
residential areas. Wilson-Doenges (2000), however, did not strongly support
fenced territories to guarantee residents' safety on their properties.
Blakely and Snyder ( 1 999) offered more concrete crime prevention tactics f
ronments in urban areas, such as physical designs, managerial plans, police
actions. Many of their strategies repeated Newman's (1973) crime-free neig
considerations. In addition to the physical design interventions identi
Blakely and Snyder (1999) suggested managerial considerations (such a
guards) and social tactics (such as increasing residents' interactions with ne
ing education programs for inhabitants, and encouraging neighbors to be i
communities).
Among the demographic and socioeconomic variables affecting residents' perceived safety, a
number of studies have concluded gender is the most powerful explanatory variable in shap-
ing a person's perception of safety from crime (see Kim, 2006; Perkins and Taylor, 1996; Taylor,
et al., 1984). Investigators have also found other demographic and socioeconomic variables
to be related to perceptions of safety, including age (Brunson, et al. , 200 1 ; Taylor, et al. , 1 984),
number of children (Wilson-Doenges, 2000), length of residence (Taylor, et al., 1984; Wilson-
Doenges, 2000), and income (Kim, 2006; Newman, 1996; Taylor, et al., 1984). Level of social
interaction (termed social attachment, neighborhood attachment, or neighborhood level) has
also been found to be a significant variable in explaining individual residents' perceived
safety in their communities (see Funk, et al. , 2007; Kim, 2006; Newman, 1973; Rohe and Burby,
1988; Taylor, et al., 1984; Weidemann and Anderson, 1982).
This research uses a holistic approach to explore residents' actual and perceived safety in
urban multifamily housing communities. We included variables linked not only to physical
environments but also other characteristics, including a managerial dimension and residents'
social ties, in developing our integrated measurement design.
To prevent crimes in housing projects and small neighborhoods, Newman (1996:48) suggested
gates be established at their entrances to block unwanted traffic from passing through the
sites. For example, Newman proposed gates for the entrances of each neighborhood in the
Five Oaks community of Dayton, Ohio. Gates were planned on roads to control vehicle access
and on pedestrian routes, but the pedestrian-oriented gates remained open.
Newman (1996:49) also proposed a fence that extended pedestrian gates to adjacent physical
buildings. Though the municipal government simplified Newman's original fence design, the
addition of gates and the fence to the neighborhoods consequently had a positive effect on
the residents. As the boundaries established control of internal streets and roads, children in
the neighborhoods began to play inside the gated territory.
Urban sociologists Macionis and Parrillo (2004: 127) suggested that recent research exploring
gated communities has addressed four basic value valences: sense of community, segregation
and protection from the outside, privatization, and resident homogeneity. Many architectural
researchers (see Blakely and Snyder, 1997; Halberg, 2001; Wilson-Doenges, 2000) have ex-
plored safety associated with the territorial characteristics of gated communities, as men-
tioned above, in addition to these four values.
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Journal of Architectural and Planning Research
29:2 (Summer, 2012) 137
METHODOLOGY
Site Selection
This research employed site visitation and a questionnaire survey mailed to residents living in
selected properties to explore whether gated and fenced multifamily residential environments
affect residents' perceived and actual safety. To prevent the crime rate itself from biasing
residents' perceptions of safety, we first investigated the crime rates of major Texas cities. The
city of Houston had a medium crime rate, including both violent and property crimes (i.e.,
5,505.4 crimes per 100,000 inhabitants), among representative Texas cities (Austin, Houston,
and Dallas) (U.S. Department of Justice, 2004c: 171-173). Thus, Houston was selected as the
subject city. Considering the distribution of multifamily housing in the city, the northwestern
area of Houston was designated as the target population for this research.
After dividing our 72 apartment properties according to gate control systems and fences, we
identified the rental price, property size, and property amenities (including sports facilities and
outdoor environments) of all of the properties we studied. After obtaining all of the relevant
information from the apartment websites, we contacted each property via telephone and con-
firmed its site amenities. To select subject properties with similar sizes and conditions, we
determined the average rental price for a two-bedroom apartment unit. On this basis, we
selected 273.5 ± 91.9 two-bedroom apartment units with a rental price of $805 ± $171.50 as
subject properties for our survey. Finally, six communities were chosen from each community
type. General information for each of the 1 8 sample properties was collected through site visits
with a checklist to investigate their specific physical characteristics, including gating condi-
tions, fences, lighting, community facilities, and apartment unit floor plans.
Sampling
All residents living in the selected 18 properties were potential survey subjects. We con-
ducted a pilot study in February 2005 to check the efficacy of our questionnaire and the
appropriateness of our mail-survey procedure. Questionnaires were distributed to randomly
selected residents from the entire population of the 18 properties. Based on the assumption
that statistical analysis would be valid with 60 cases from each of the three types of properties,
the minimum sample size for the analysis was set at 1 80. Considering the return rate of the pilot
study (22%), a total of 900 resident addresses were selected: 300 from gated communities, 300
from perceived-gated communities, and 300 from non-gated communities. Questionnaires
were distributed three times to selected addresses over the course of four months. We identi-
fied invalid addresses one month after the initial survey distribution in March 2005. Additional
addresses were then selected, and questionnaires were sent to the new addressees. A total of
207 questionnaires were collected, with the final response arriving in March 2006, and all
responses were used for analysis. The overall return rate of the survey was 16.2%.
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Journal of Architectural and Planning Research
29:2 (Summer, 2012) 138
Public
(Roads, comm
FIGURE 1. Hie
based on N
Measurement
"Actual safety" refers to residents' personal experience of crime in their residential environ-
ments. Thus, we first investigated residents' crime experiences since moving to their current
property. The U.S. Department of Justice (2004b) classifies crimes into two categories: prop-
erty and violent. This study included only property crime experiences because it is difficult to
inquire about violent crime experiences without risking emotionally upsetting participants.
The detailed types of property crime were drawn from the U.S. Department of Justice (ibid.).
"Perceived safety" is more conceptual and personal than actual safety. The primary method
employed in past studies to assess residents' perceptions of their safety has been to obtain
their views regarding their environment through standardized questions (see Normolye and
Foley, 1988; Rohe and Burby, 1988; Weidemann and Anderson, 1982). We analyzed various
methods of measuring residents' perceptions of safety in communities for this study. Wilson-
Doenges (2000) determined residents' perceived safety by asking questions such as "How
safe would you feel being out alone in your community during the day (or at night)?" Brunson,
et al. (2001) used questions such as "How safe do you feel in near-home space in the front and
the back of your building during the day and at night?"
To measure perceived safety, this study investigated residents' perceptions of safety in vari-
ous spaces in their multifamily housing communities. The level of residents' perceptions of
safety was measured using a five-point Likert-type response scale from one (not at all safe) to
five (very safe). We inquired into residents' perceptions of safety during the day and at night.
To measure residents' perceived safety, we used questions such as "Do you feel safe when
you walk alone through the parking lot during the day (or at night)?" and "Do you feel safe
when you exercise alone in the fitness center during the day (or at night)?"
The hierarchy of defensible space in apartment communities was considered when attempting
to understand residents' perceptions of safety in various spaces in their communities. To do
so, we drew on Newman (1973), who argued there are four categories of space in an apartment
complex: public, semipublic, semiprivate, and private. This taxonomy was applied to explore
residents' perceptions of safety in public, semipublic, and private spaces in multifamily hous-
ing communities. The space hierarchy outlined in Figure 1 is based on Newman's model
(1973:9).
This research also investigated residents' views concerning how their perceived safety might
be improved. Finally, we examined residents' demographic and socioeconomic characteristics
and levels of social interaction with neighbors to explore the relationship between perceptions
of safety and these variables.
Demographic Characteristics
Among the 207 respondents, 30.4% (n = 63) were living in gated communities,
resided in perceived-gated communities, and 44.9% (n = 93) called non-gated
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Journal of Architectural and Planning Research
29:2 (Summer, 2012) 139
Crime Experience
The actual safety of residents was investigated through respondents' crime experiences while
living in their current properties. Table 1 shows that, out of 207 respondents, 40 (19.4%)
indicated they had had a crime experience, while 166 respondents had not. According to the
community type, 1 5.7% of perceived-gated community residents, 2 1 .7% of non-gated commu-
nity residents, and 19% of gated community residents reported experiencing crime. These
results suggest that non-gated community residents had relatively higher experiences of
crime than gated or perceived-gated community residents.
However, because the average length of residence was longer in non-gated communities, if we
estimated the crime rate across the average residence period for each type of community,
0.64% of non-gated community residents (= 21.7 34 months), 0.81% of perceived-gated
community residents (= 15.7 ^ 19.5 months), and 0.93% of gated community residents (= 19 ^
20.4 months) would experience crime each month. Another question assessing actual safety
was neighbors' crime experience. The number of residents who had heard about their neigh-
bors experiencing crime was 127 out of 207; the number was higher in gated communities than
in perceived-gated and non-gated communities. The difference was significant at the 0.005
level. These results do not support the general assumption that gated communities provide
safer residential environments than their non-gated counterparts.
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Journal of Architectural and Planning Research
29:2 (Summer, 2012) 140
Perceptions of Safety
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29:2 (Summer, 2012) 141
TABLE 2. Residents' perceptions of safety in near-home environments during the day and at
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Journal of Architectural and Planning Research
29:2 (Summer, 2012) 142
* Correlation is significant at the 0.05 level; ** correlation is significant at the 0.01 level.
Including territoriality by the level of gates and fences, this study determined
lated with perceptions and sought to test correlations among demographic, soc
architectural variables addressed by previous studies of safety in rental prope
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Journal of Architectural and Planning Research
29:2 (Summer, 2012) 143
TABLE 4. Step-wise multiple regression models explaining residents' general perceived safety
territories.
Model W- Adjusted R 2 ß
Neighborhood attachment
bors, was also verified a
safety. Residents with st
properties during the day
the same correlation. Res
strongly correlated with
centers, and the stairs of
higher than .5 for all corr
properties and the perce
residents' perceived saf
significantly influences t
safety in public and semi
perceptions of safety in t
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Journal of Architectural and Planning Research
29:2 (Summer, 2012) 144
We also considered nine additional items often offered to improve residents' perceptions of
safety: patrol service, bright lighting at night, a gate control system, fences around the prop-
erty, visual access to the local police, direct emergency buttons, 24-hour maintenance ser-
vices, open visual access to public spaces in the property, and other. The three most important
factors indicated by all respondents were guard service by a private patrol company (61.7%),
bright lighting at night (53.9%), and a gate control system at the main entrance (37.4%). Gated
community residents embraced patrol service (74.6%), bright lighting at night (41.3%), and
fences (31.7%). Perceived-gated community residents emphasized patrol service (62.7%),
bright lighting at night (56.9%), and a gate control system (45.1%). Non-gated community
residents highlighted bright lighting (60.9%), patrol service (52.2%), and a gate control system
(39.1%). These results suggest gate control systems and fences should be accompanied by
various additional steps such as managerial services for residents (e.g., patrol service), safety
improvement support from outside the property (e.g., access to police, direct emergency
buttons), and physical interventions for safety improvement (e.g., lighting at night, open
visual access to public spaces in the property) in order to improve residents' perceptions of
property safety.
Safety should be a critical issue for urban renters because the apartment p
they live characteristically contain more people who are strangers to one
generally more vulnerable to crimes (Newman, 1996:25). This study targete
properties as its main subject and examined various ways that have been p
renter residents' perceived and actual safety in those developments.
Because much of the literature indicates that perceptions of safety and cri
fundamentally related to territoriality, our initial research question was
residents felt safer in gated communities that provide exclusive territorial
trolled gates and fences than in those that do not. After considering the le
and traffic controls, we proposed three types of apartment properties -
gated, and non-gated communities - and examined the correlation be
territoriality and residents' perceptions of safety.
Our results support the idea that people's perceived safety and crime exp
mentally related to territoriality, as the literature has indicated. Gated com
perceived themselves as safer than non-gated community residents d
differences during the day and at night were statistically significant.
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Journal of Architectural and Planning Research
29:2 (Summer, 2012) 145
Instead of exclusive territoriality, this study's results suggest that even without gates and
fences, apartment communities can provide perceived territoriality. Controlling unnecessary
traffic to and through apartment properties could be accomplished by narrow community
entrances and internal roads that provide advance warning of vehicles approaching from
outside. Cul-de-sacs in the internal roads of apartment communities can prevent pass-through
traffic, as Newman (1996) earlier suggested. Instead of steel fences, wooden fences surround-
ing an apartment property can provide both territoriality and a feeling of openness to resi-
dents.
The statistical evidence outlined here supports the conclusion that perceived safety in public
and semipublic areas should be guaranteed for improving residents' general perceptions of
safety in their apartment territories. That is, one way to ease residents' fears of crime in their
apartment complexes is to first address their fears of crime in the public and semipublic spaces
of their buildings.
Another powerful variable affecting residents' perceived safety was neighborhood attach-
ment. Newman (1973) and Taylor, et al. (1984) also indicated the importance of residents'
socialization in reducing their fear of crime. Blakely and Snyder (1999) noted the important role
of social interaction with neighbors for easing residents' fear of crime in their communities.
Apartment community dwellers are usually renters, not owners. This fact typically makes them
less informed about community issues and their neighbors than owners would be. However,
residents' neighborhood attachment proved very significant in preventing crime and improv-
ing perceived safety in the apartment communities we examined. Residents in apartment com-
munities thus need to pay attention to community issues and neighbors' needs. They can
enhance social contacts with their neighbors by being involved in community meetings or
events. Management groups should actively work to provide residents with opportunities to
meet and communicate with their neighbors and to encourage continuing social contacts
among them.
As a general finding, we suggest that, to improve residents' perceived and actual safety in
multifamily housing properties in urban areas, comprehensive approaches aimed at imple-
menting architectural interventions, adopting managerial efforts, and securing sustained resi-
dent interaction are necessary. The design considerations and suggestions highlighted in this
study may also be applied to different types of residential settings, such as single-family
neighborhoods and planned communities. In fact, past studies have identified a relationship
between people's safety (both perceived and actual) and explanatory variables in single-
family neighborhoods and public housing authorities (Blakely and Snyder, 1997; Brunson, et
al. , 200 1 ; Newman, 1 996). This study confirms those earlier findings and their primary recom-
mendations.
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Additional information may be obtained by writing directly to Dr. Kim at School of Planning,
Design, and Construction, 20 IB Human Ecology Building, Michigan State University, East
Lansing, MI 48824, USA; email: kimsk@msu.edu.
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29:2 (Summer, 2012) 148
ACKNOWLEDGMENTS
The authors wish to acknowledge the contributions of Dr. Charles Graham, Dr. Robin Abram
Giusti for their advice and comments on the primary work that was a foundation of this art
AUTOBIOGRAPHICAL SKETCHES
Dr. Suk-Kyung Kim is Assistant Professor of Interior Design in the School of Planning, Design,
at Michigan State University. She received a PhD in Architecture from Texas A&M Univer
gated community and people's perceptions of safety have been her research interest for a long
several publications and presentations both in Korea and the U.S. relevant to this topic. Her re
includes environmental behavioral studies focusing on place attachment to home environment
for children and seniors, new urbanism, and interior space planning and analysis.
Andrew D. Seidel is Professor and Chair of the School of Environmental Planning at the Univer
British Columbia. He has taught at exceptional universities from Harvard to Yonsei in Seoul. H
editorial work over nearly 37 years have produced more than nine books and 50 articles. This w
interdisciplinary and bridging among fields from policy research to graphic design, is best known
of the first refereed scholarly research journal in architecture and linking architecture and planni
wayfinding, knowledge and research utilization (currently referred to as evidence-based practic
areas.
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