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Abstract: The fourth-order converter known as superboost converter is used in the space power systems
because of the continuous input and output currents it provides. Peak-current-mode control is applied to
reduce its resonant nature as well as to facilitate the overall system design. The small-signal models of such
a converter do not exist in the public domain literature and its dynamical features are not known. The
modelling based on consistent and easily applicable technique is introduced. The dynamic characterisation
shows that the converter may incorporate both resonant right-half-plane zeros and poles, which effectively
limits its usage in terms of usable duty ratio and also makes the control design challenging. The theoretical
analysis indicates that the usable duty-ratio range can be extended by selecting the values of the inductors
properly. Because of the nature of the inductor-current feedback, the open-loop converter has resonant
output features but the input is resonant free. The application of the output-voltage feedback recovers,
however, the resonant nature at the input boosting the converter sensitivity to input-filter instability.
Experimental evidence is provided to validate the theoretical predictions.
& The Institution of Engineering and Technology 2008 IET Power Electron., 2008, Vol. 1, No. 4, pp. 527 – 536/ 527
doi: 10.1049/iet-pel:20070366
www.ietdl.org
528 / IET Power Electron., 2008, Vol. 1, No. 4, pp. 527– 536 & The Institution of Engineering and Technology 2008
doi: 10.1049/iet-pel:20070366
www.ietdl.org
the dashed line correspond directly to (1) [19] The input-to-output transfer function (Gio2o) plays a
2 3 special role in the converter: If Gio2o ’ 0 then the
u^ in corresponding converter is close to source invariant
^iin Y Toio Gci 4 5 [i.e. GSco ¼ Gco ; Zoo
S
¼ Zoo , (3)], and the load
¼ ino ^io ð1Þ L
u^ o Gioo Zoo Gco does not affect the input admittance [Yino ¼ Yino ,
^c (2)] [19]. In addition, the special admittances
[Yin1 ; Yinsc (4)] and the open-loop [Yino (4)]
The formulas for the load and source interactions can be and closed-loop [Yinc (5)] input admittances
obtained by applying pure circuit theory. The application are the same, where L(s) stands for the output-
of the circuit theory is actually very straightforward voltage-loop gain defined explicitly in [19]. In
requiring no special knowledge. practice, this means that the source-imposed
instability or performance degradation cannot be
2.1 Load and source interactions studied by means of the output-voltage-loop gain in
such cases but the minor-loop-gain concept
The effect of the load (i.e. ZL in Fig. 3) and source (i.e. introduced in [20] has to be applied.
Zs in Fig. 3) can be found by computing ^io and u^ in from
Fig. 3, when the non-ideal load or source is connected as
instructed in detail in [19]. These procedures give the LðsÞ Gioo Gci
load- (2) and source-affected (3) sets of transfer Yinc ¼ Yino ð5Þ
1 þ LðsÞ Gco
functions, where the special input admittances Yin21
(ideal input admittance) and Yin2sc (short-circuit input
admittance) are defined in (4) and known to be According to (2), the load interactions are mainly
invariant to load and state-of-feedback [19]. reflected into the converter dynamics via the open-
loop output impedance (Zo2o). Thus, small value of
Zo2o means low-load interactions.
^iin
u^ o
2 3
G T ZL Toio Gco Toio 3 PCM modelling
Y þ ioo oio Gci þ
6 ino ZL þZoo ZL þZoo ZL þZoo 7
¼6 4 G Zoo Gco
7 Switched-mode converters are nonlinear systems by
5 nature. The dynamics associated to them can be
ioo
1þ(Zoo =ZL ) 1þ(Zoo =ZL ) 1þ(Zoo =ZL ) accurately captured up to half the switching frequency
2 3 by averaging the variables over one switching cycle
u^ in [9 – 12], and constructing the corresponding averaged
6^ 7
4 jo 5 ð2Þ state-space representation from which the small-signal
representation can be solved at a certain operating
^c point by applying proper linearising technique [9]. The
pure circuit theory can be applied in CCM to
construct the required derivatives and output
^iin
equations [9] making the basic modelling
u^ o straightforward. The method is known as SSA and
2 3 explained in detail in [9, 10].
Y
ino T oio G ci
6 1þZs Yino 1þZs Yino 1þZs Yino 7 The power stage of the converter remains the same
¼6
4 Gioo 1þZs Yinsc 1þZs Yin1
7
5 under different control modes, and the control
Zoo Gco typically affects the way to produce the duty ratio.
1þZs Yino 1þZs Yino 1þZs Yino
2 3 Therefore it may be obvious that the dynamics
u^ ins associated to the new control mode can be derived
6^ 7 usually from the corresponding small-signal state
4 io 5 ð3Þ space of the VM-controlled converter substituting
^c the perturbed duty ratio with its dynamic
representation known as duty-ratio constraints [17,
Gioo Gci 18]. The duty-ratio constraints represent the dynamic
Yin1 ¼ Yino influence of the state (^iLi ; u^ Ci ), control (^c) and input
Gco (^uin ; ^io ) variables on the duty ratio as depicted in (6),
ð4Þ which is intentionally adapted for the use in the
G T
Yinsc ¼ Yino þ ioo oio modelling of the superboost converter. The basic
Zoo issue is naturally to find the description of the
& The Institution of Engineering and Technology 2008 IET Power Electron., 2008, Vol. 1, No. 4, pp. 527 – 536/ 529
doi: 10.1049/iet-pel:20070366
www.ietdl.org
according to the notations in Fig. 5, where mi1 and mi2 where ku1l and ku2l are defined by
denote the up and down slopes of the inductor
ku1 l ¼ kuC1 l þ UD þ ðrC1 þ rd rds ÞkiL1 l þ ðrd rds ÞkiL2 l
ku2 l ¼ kuC1 l þ UD þ ðrd rds ÞkiL1 l þ ðrd rC1 rds ÞkiL2 l
ð10Þ
1
Fm ¼
Ts Mc þ ððD0 DÞTs =2Þ ðU1 =L1 Þ þ ðU2 =L2 Þ
DD0 Ts rC1 þ rd rds rd rds
qL1 ¼ 1 þ þ
2 L1 L2
DD0 Ts rd rds rd rC1 rds
qL2 ¼ 1 þ þ ð11Þ
2 L1 L2
DD0 Ts ðL1 þ L2 Þ
qC1 ¼
2L1 L2
530 / IET Power Electron., 2008, Vol. 1, No. 4, pp. 527– 536 & The Institution of Engineering and Technology 2008
doi: 10.1049/iet-pel:20070366
www.ietdl.org
U1 ¼ UC1 þ UD þ ðrC1 þ rd rds ÞIL1 þ ðrd rds ÞIL2 where R1 , R2 , R3 and I1 are as follows
U2 ¼ UC1 þ UD þ ðrd rds ÞIL1 þ ðrd rC1 rds ÞIL2
R1 ¼ rL1 þ Drds þ D0 rd þ D0 rC1
The formula of the duty-ratio gain (Fm) in (11) indicates R2 ¼ Drds þ D0 rd
that Fm would become infinite (i.e. the denominator will ð14Þ
R3 ¼ rL2 þ rC2 þ Drds þ DrC1 þ D0 rd
become zero), when the maximum duty ratio (Dmax)
defined in (12) is reached. When Mc ¼ 0, Dmax ¼ 0.5 I1 ¼ IL1 þ IL2
as in the conventional boost converter
and U1 and U2 as defined earlier in (11). The
L1 L2 corresponding operating point can be solved by means of
Dmax ¼ 0:5 þ M ð12Þ
2ðL1 U2 þ L2 U1 Þ c
Uin
Uo ¼ UD
Substituting the perturbed duty ratio with (6) D0
(qC2 ¼ qin ¼ qo ¼ 0 in (11)) in the VMC state space 2
yields the small-signal state-space representation of the D D D 1
02 rL1 þ rL2 þ 0 rC1 þ 02 rds þ 0 rd Io
PCM-controlled superboost converter as D D D D
2 3 2 R þF q U R2 þ Fm qL2 U1 UC2 ¼ Uo
d^iL1 1 m L1 1
6 dt 7 6 L1 L1 Uin
D D D 1
6 7 6 UC1 ¼ U r þ r þ r þ r I
6 d^i 7 6 R2 þ Fm qL1 U2 R3 þ Fm qL2 U2 D0 D
D02 L1 D0 C1 D02 ds D0 d o
6 L2 7 6
6 dt 7 6 L2 L2
6 7 6 D
6 d^u 7 ¼ 6 D0 þ Fm qL1 I1 D Fm qL2 I1 IL1 ¼ 0 Io
6 C1 7 6 D
6 dt 7 6 C1 C1
6 7 6 IL2 ¼ Io
4 d^u 5 4 1
C2
0 Io
dt C2 Iin ¼ IL1 þ IL2 ¼ ð15Þ
0 3 D0
D þ Fm qC1 U1
0 7 2 3
L1 7 ^iL1 The set of transfer functions corresponding to (1) can be
D Fm qC1 U2 1 7 6 ^i 7 naturally solved from (13) applying Laplace
7 6 L2 7 transformation. The most convenient method is to use
L2 L2 7
76 7 a proper symbolic software packages such as, for
Fm qC1 I1 7 4 u^ C1 5
0 7 example, MATLABTM Symbolix Toolbox. The PCM
C1 5 u^ C2 transfer functions are typically given omitting the
0 0 parasitic elements but the inductor-current feedback
21 consisting of the sum of the currents does not remove
Fm U1 3 all the resonances, because the individual currents can
0
6 L1 L1 7 freely vary within the sum. This means that the open-
6 7
61 rC2 Fm U2 72 u^ 3 loop input dynamics of the superboost converter
6 7 in would be free of resonant behaviour, because the sum
6 L2 L2 7
þ6
L2 76 7
4 ^io 5 of the inductor currents is the input current with tight
6 F m I1 7 regulation. The output dynamics would contain
60 0 7 ^
6 C1 7 i resonant behaviour, because the current of L2 is
6 7 co
4 1 5 supplied to the output. The existence of the
0 0 resonances means that the parasitic elements would
C2 have significant effect on the converter dynamics and
" # therefore they cannot be neglected.
^iin 1 1 0 0
¼ d
u^ o 0 0 0 1 þ rC2 C2 4 Theoretical analysis
dt
2 3 It is well known that a PCM-controlled converter has to
^iL1 2 3
6 ^i 7 0 u^ in be compensated by adding an artificial slope (Mc) to the
6 L2 7 0 0 6 7 inductor-current-feedback signal or subtracting it from
6 7þ 4 ^io 5 (13)
the control signal in order to extend the duty-ratio
4 u^ C1 5 0 0 0
^ico range beyond 0.5. The reason for the limited duty
u^ C2 ratio is the high small-signal duty-ratio gain at the
& The Institution of Engineering and Technology 2008 IET Power Electron., 2008, Vol. 1, No. 4, pp. 527 – 536/ 531
doi: 10.1049/iet-pel:20070366
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maximum duty ratio (Dmax) defined earlier in (12). In R1 þ Fm ðU1 qL1 I1 qC1 Þ
order to extend the active duty ratio to 100%, the þ
L1 L2 C2
artificial compensation (Mc) has to be set according to
(12) to D02 þ Fm ðD0 U1 qC1 þ ðD0 qL1 R1 qC1 ÞI1
a4 ¼ ð18Þ
L1 L2 C1 C2
1 U U
Mc100% ¼ ð 1 þ 2 Þ ð16Þ
2 L1 L2 It has turned out that the converter may have also a
resonant RHP pole, which will locate at the frequency
which is approximately equal to Uo (L1 þ L2)/2L1 L2 slightly above the resonant RHP zero and depends on
according to (15). the operating point and the values of the inductors.
The RHP pole is the property of the determinant
The numerator of the control-to-output transfer shown in (18). The existence of the RHP pole can be
function (Gco) can be given as shown in (17), which detected by constructing the first row of Routh’s array
indicates the existence of a resonant RHP zero based on the coefficients ai of the determinant
pffiffiffiffiffiffiffiffiffiffiffiffiffiffi polynomial (18) according to the detailed instructions
approximately at fRHPz ’ ð1=2pÞ D0 =L1 C1 . The
existence of the RHP zero indictates that the output- given in [21]. The first row can be given neglecting
voltage-loop gain has to be designed to have the first the parasitics as follows
crossover frequency before the location of the zero
a0 ¼ 1
Fm U2 =L2 C2 ðs2 sðDL1 I1 þC1 ðR2 U1 R1 U2 Þ=U2 L1 C1 Þ
þðD02 U2 þDD0 U1 ðDR1 þD0 R2 ÞI1 =U2 L1 C1 ÞÞ C2 Fm B
Gco ¼ a1 ¼
D L1 L2 C1 C2
ð17Þ EL1 L2 C1 AB
b0 ¼
L1 L2 C1 C2 B ð19Þ
where the determinant (D) is as follows 2
Fm GB C2 þ E EL1 L2 C1 AB
b1 ¼
a0 s4 þ a1 s3 þ a2 s2 þ a3 s þ a4 L1 L2 C1 C2 EL1 L2 C1 AB
a0 ¼ 1 G
c0 ¼
R1 þ Fm U1 qL1 R2 þ Fm U2 qL2 Fm I1 qC1 L1 L2 C1 C2
a1 ¼ þ
L1 L2 C1
where A, B, E and G are as follows
R1 R3 þ R1 Fm U2 qL2 þ R3 Fm U1 qL1
R2 ðR2 þ Fm U2 qL1 þ Fm U1 qL2 Þ
a2 ¼
L1 L2 A ¼ L1 C1 þ L1 C2 D2 þ C2 L2 D02 þ Fm C2 UC1 qC1 þ I1
L2 D0 L1 D
D0 ðD0 þ Fm ðU1 qC1 þ I1 qL1 ÞÞ R1 Fm I1 qC1
þ B ¼ C1 L1 þ L2 UC1 L1 L2 I1 qC1
L1 C1
E ¼ UC1 C1 þ C2 L1 I1 qC1
1 D2 Fm ðDU2 qC1 þ ðR3 qC1 þ DqL1 ÞI1 Þ
þ þ G ¼ D02 þ Fm D0 I1 þ UC1 qC1 ð20Þ
L2 C2 L2 C1
ðD2 þ D02 ÞR1 þ 2DD0 R2 þ Fm ðD2 qL1 þ DD0 qL2
The first (a0) and last (c0) elements of (19) are always
þðDR2 þ D0 R3 ÞqC1 ÞU1 positive. Therefore the other elements have to be
a3 ¼
L1 L2 C1 positive also for stability to exist. The sign of the
second element (a1) depends on B, which actually
Fm ðDD0 qL1 þ D02 qL2 ðDR1 þ D0 R2 ÞqC1 ÞU2 defines a minimum value (C12min) of C1 as IoDTs/
þ
L1 L2 C1 2Uo , when the optimal compensation (16) is applied.
Usually, C1 C12min and therefore a1 . 0 and
Fm ððDR2 þ D0 R3 ÞqL1 ðDR1 þ D0 R2 ÞqL2 B . 0. The third element (b0) is positive only if EL1
þðR1 R3 þ R22 ÞqC1 ÞI1 L2 C1 2 AB , 0. Typically, B and E are positive
þ numbers and therefore A has to be sufficiently large
L1 L2 C1 positive number for stability to exist. When applying
532 / IET Power Electron., 2008, Vol. 1, No. 4, pp. 527– 536 & The Institution of Engineering and Technology 2008
doi: 10.1049/iet-pel:20070366
www.ietdl.org
the optimal compensation (16), A can be given by The measured (solid line) and predicted (dashed line)
load and modulator-affected (GRco =Rs ) as well as the
predicted internal (Gco/Rs , dash-dot line) control-to-
A ¼ L1 C1 þ ððD2 L1 þ D02 L2 Þ output transfer functions are shown in Fig. 6. The
compliance between the measured and predicted
D L1 L2 Io
þ þ ðD0 L2 DL1 ÞÞC2 ð21Þ responses is obvious. Fig. 6 indicates the existence of
2 L1 þ L2 D0 Uin Ts the resonant RHP zero as well as left-half-plane
(LHP) pole as predicted earlier because of the nature
which indicates that A . 0 if D 0 L2 2 DL1 0 or of feedback inductor current. The effect of the
D L2/(L1 þ L2). Thus, the existence of the RHP resistive load is observable at the frequencies lower
pole can be controlled by choosing properly the ratio than the RHP zero and in the damping of the resonant
of L1 and L2 . If the inductors are equal then the RHP LHP pole. The input voltage was further decreased
pole would appear, when the duty ratio is 0.5 or from 5 to 3.6 V corresponding to the duty ratio of
slightly higher. The fourth element (b1) is positive 0.63. As a consequence, the open-loop converter
became unstable as shown in Fig. 7, where the
only if GB 2 C2 þ E(EL1 L2 C1 2 AB) , 0 because of frequency of the oscillations is the frequency of
the requirement of the third element. The sign of b1 the resonant pole (8.4 kHz). Fig. 8 predicts that the
can be addressed to the sign of S ¼ ðD02 þDD0 =2 þ internal resonant LHP pole (solid line) has moved to
DIo L1 =Uin Ts ÞCp D02 C1 at D ¼ L2/(L1 þ L2), where
Cp ¼ C1C2/(C1 þ C2): the stability would exist if
S , 0. Without parasitics S is typically greater than
zero, and consequently, the converter unstable at
D L2/(L1 þ L2). The parasitics would, however,
have a positive effect stabilising the converter. The
formula of S indicates that the increase in the value of
C1 would extend the range of active duty-ratio range.
In practice, the determinant defined in (18) can be
used for assessing the active duty-ratio range of the
converter with specified circuit parameters more in
detail. The appearance of the RHP pole can be
naturally prevented by limiting the duty ratio
accordingly (i.e. Dmax ’ L2/(L1 þ L2)) by means of the
pulsewidth modulation integrated circuit.
Figure 6 Measured (solid line) and predicted (dashed line)
load and modulator-affected (GRco /R s) and predicted
5 Experimental analysis internal modulator-affected (G co /R s ) (dash-dot line)
The experimental dynamic analysis of the superboost control-to-output transfer functions
converter (Fig. 4) is carried out by using Venable
Industries’ frequency response analyser Model 3120
with an impedance measurement kit. The data
obtained with the analyser are imported into
MATLABTM for efficient figure handling.
& The Institution of Engineering and Technology 2008 IET Power Electron., 2008, Vol. 1, No. 4, pp. 527 – 536/ 533
doi: 10.1049/iet-pel:20070366
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Figure 8 Predicted internal modulator-affected control-to- Figure 10 Measured (solid line) and predicted (dashed line)
output transfer functions when the resonant pole at LHP load-affected (GRio2o) and predicted internal (Gio2o) input-
(solid line) and at RHP (dashed line) to-output transfer functions
RHP (dashed line) but the damping effect of the load interaction conditions described in Section 2 would
resistor keeps the resonant pole still at the imaginary not be valid.
axis (i.e. Fig. 7; sinusoidal oscillation). Further
decrease of the input voltage would move also the
load-affected resonant pole to RHP. The RHP zero at 5.2 Closed-loop dynamics
6.8 kHz indictates that the first crossover frequency The proportional-integral-derivative controller was
has to be designed to be less than 6.8 kHz for stability designed yielding the output-voltage loop gain as
to exist. shown in Fig. 11 (solid line: measured, dashed line:
predicted) with the first crossover frequency of
The measured internal (solid line) and predicted 6.0 kHz and the corresponding phase margin of 458.
(dashed line) output impedances are shown in Fig. 9 The corresponding gain margin is only 4 dB, which is
indicating the existence of resonant LHP zero and actually too small for robust stability. The stability of
pole and a good match between the measured and the converter cannot be observed anymore based on
predicted responses. The positive phase at the vicinity the Bode plot of Fig. 11 but the corresponding
of the resonances indicates sensitivity to capacitive Nyquist plot (Fig. 12) has to be constructed verifying
load [19]. the stability of the converter.
R
The measured (solid line) and predicted (dashed line) The measured load-affected closed-loop (Zinc , solid
R
load-affected (GRioo ) as well as the predicted internal line) and open-loop (Zino , dashed line) input
(Gio2o , dash-dot line) input-to-output transfer impedances are shown in Fig. 13. The open-loop
functions are shown in Fig. 10 indicating that Gio2o is impedance is clearly resonant free as discussed in
not small and consequently, the special load/source-
Figure 9 Measured (solid line) and predicted (dashed line) Figure 11 Measured (solid line) and predicted (dashed line)
open-loop output impedances output-voltage loop gains as Bode plot
534 / IET Power Electron., 2008, Vol. 1, No. 4, pp. 527– 536 & The Institution of Engineering and Technology 2008
doi: 10.1049/iet-pel:20070366
www.ietdl.org
Figure 12 Measured output-voltage loop gain as Nyquist Figure 14 Measured closed-loop (solid line) and open-loop
plot, where the solid line represents the positive (dashed line) output impedances
frequencies and the dashed line the negative frequencies
The arrows show the direction of increasing frequency
& The Institution of Engineering and Technology 2008 IET Power Electron., 2008, Vol. 1, No. 4, pp. 527 – 536/ 535
doi: 10.1049/iet-pel:20070366
www.ietdl.org
the RHP pole appears. The investigations show that the [9] MIDDLEBROOK R.D., CUK S.: ‘A general unified approach to
appearance of the RHP pole can be controlled by design: modeling switching-converter power stages’,
usually the inductors are of equal size for the costs Int. J. Electron., 1977, 42, (6), pp. 521– 550
reasons. This means that the effective duty-ratio range
is up to 0.5. The duty-ratio range can be extended [10] SUN J., MITCHELL D., GREUEL M.F., KREIN P.T., BASS R.M.: ‘Average
designing the inductors according to Dmax ’ L2/ modeling of PWM converters operating in discontinuous
(L1 þ L2). In practice, the maximum duty ratio is conduction mode’, IEEE Trans. Power Electron., 2001, 16,
recommended to be limited to Dmax for ensuring (4), pp. 482– 492
robust stability of the converter.
[11] DAVOUDI A., JATSKEVICH J., CHAPMAN P.L.: ‘Averaged modeling
The open-loop input impedance of the converter is of switched-inductor cells considering conduction losses in
resonant free but the application of the output-voltage discontinuous mode’, IET Electr. Power Appl., 2007, 1, (3),
feedback recovers the resonant behaviour and pp. 402– 406
consequently, makes the converter more sensitive to
EMI-filter interactions as the open-loop dynamics [12] SUNTIO T.: ‘Unified average and small-signal modeling of
implies. direct-on-time control’, IEEE Trans. Ind. Electron., 2006, 53,
(1), pp. 287– 295
[8] WESTER G.W., MIDDLEBROOK R.D.: ‘Low-frequency [21] OGATA K.: ‘Modern control engineering’ (Prentice-Hall
characterization of switched dc-dc converters’, IEEE Trans. Inc., Upper Saddle River, NJ, USA, 1997, 3rd edn.),
Aerosp. Electron. Syst., 1973, AES-9, (3), pp. 376– 385 pp. 343– 348
536 / IET Power Electron., 2008, Vol. 1, No. 4, pp. 527– 536 & The Institution of Engineering and Technology 2008
doi: 10.1049/iet-pel:20070366