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Abstract— This paper proposes a novel four-quadrant vector Dh Shoot-through duty ratio in
controlled induction motor (IM) adjustable speed drive (ASD) half carrier cycle (%).
system based on a recently proposed matrix converter topology
called quasi-Z-source direct matrix converter (QZSDMC). The DMC Direct matrix converter.
QZSDMC is formed by cascading the quasi-Z-source impedance F IM Friction coefficient (N.m.s).
network and the conventional direct matrix converter (DMC). Fs QZSDMC switching frequency (Hz).
The QZSDMC can provide buck-boost operation with voltage G QZSDMC voltage gain.
transfer ratio controlled by controlling the shoot-through duty i dr , i qr dq axes rotor current
ratio and bidirectional operation capability. The control strategy,
which is based on the indirect field oriented control algorithm, is components (A).
able to control the motor speed from zero to the rated value IFOC Indirect field oriented control.
under full load condition during motoring and regenerating IM Induction motor.
operation modes. The operating principle of the proposed system IMC Indirect matrix converter.
is presented in detail. The simulation and the real-time implemen- IMRFC Integrated matrix-reactance
tation results, using dSPACE 1103 ControlDesk, validate the high
performance of the proposed four-quadrants IM-ASD based on frequency converter.
QZSDMC system. The proposed four-quadrant vector controlled J IM Inertia (kg.m2).
IM-ASD system based on the QZSDMC topology overcomes K is Speed controller integral
the voltage gain limitation of the traditional DMC and achieves gain constant.
buck and boost condition in four-quadrant modes with reduced
K ii Current controller integral
number of switches, therefore achieving low cost, high efficiency,
and reliability, compared with back-to-back converter. gain constant.
Index Terms— Direct matrix converter (DMC), indirect field K ps Speed controller proportional
oriented control (IFOC), induction motor (IM), quasi-Z-source gain constant.
converter (QZSC), quasi-Z-source DMC (QZSDMC), Z-source K pi Current controller proportional
converter (ZSC). gain constant.
N OMENCLATURE L a1 , L a2 , L b1 , L b2 , QZS-network inductances (H).
ASD Adjustable speed drive.
L c1 , L c2 = L
BQZSDMC Boost factor for the QZSDMC.
Lf Input filter inductance (H).
BZSDMC Boost factor for the ZSDMC.
L lr IM stator inductance (H).
Ca1 , Ca2 , Cb1 , Cb2 , QZS-network capacitances (F).
L ls IM stator inductance (H).
Cc1 , Cc2 = C
Lm IM mutual inductance (H).
Cf Input filter capacitance (F).
M Modulation index (%).
CMRFC Cascade matrix-reactance
MC Matrix converter.
frequency converter.
MRFC Matrix-reactance frequency
D Shoot-through duty ratio (%).
converter.
Manuscript received September 1, 2013; revised December 12, 2013 and NST Nonshoot-through.
January 25, 2014; accepted February 19, 2014. Date of publication March 5, p IM no. of poles.
2014; date of current version April 30, 2015. This work was supported by
the National Priorities Research Program under Grant NPRP-EP X-033-2- PWM Pulsewidth modulation.
007 from the Qatar National Research Fund (a member of Qatar Foundation). QZSC Quasi-Z-source converter.
Recommended for publication by Associate Editor Luca Zarri. QZSDMC Quasi-Z-source direct matrix
O. Ellabban is with the Department of Power and Electrical Machines,
Faculty of Engineering, Helwan University, Cairo 11790, Egypt and with the converter.
Electrical and Computer Engineering Department, Texas A&M University at Rf Input filter resistance ().
Qatar, Doha 23874, Qatar (e-mail: omarellabban@hotmail.com). Rr IM rotor resistance ().
H. Abu-Rub is with the Electrical Engineering Department, Texas
A&M University at Qatar, Doha 23874, Qatar (e-mail: haitham.abu-rub@ Rs IM stator resistance ().
qatar.tamu.edu). S0 Gate signal for the switches
B. Ge is with the School of Electrical Engineering, Beijing Jiaotong Sa , Sb , Sc .
University, Beijing 100044, China, and with the Department of Electrical and
Computer Engineering, Michigan State University, East Lansing, MI 48824 S A , S B , SC Three PWM pulse sequences.
USA (e-mail: gebaoming@tsinghua.org.cn). Sa , Sb , Sc = S0 QZS-network bidirectional switches.
Color versions of one or more of the figures in this paper are available S Aa , S Ab , S Ac , S Ba , S Bb , QZSDMC nine switching signals.
online at http://ieeexplore.ieee.org.
Digital Object Identifier 10.1109/JESTPE.2014.2309979 S Bc , SCa , SCb , SCc
2168-6777 © 2014 IEEE. Personal use is permitted, but republication/redistribution requires IEEE permission.
See http://www.ieee.org/publications_standards/publications/rights/index.html for more information.
340 IEEE JOURNAL OF EMERGING AND SELECTED TOPICS IN POWER ELECTRONICS, VOL. 03, NO. 2, JUNE 2015
ST Shoot-through.
Sx1 , S y1 , Sz1 Top voltage envelope indicators.
Sx2 , S y2 , Sz2 Bottom voltage envelope indicators.
T∗ IM torque reference (N.m).
T0 ST time interval (s).
T1 NST time interval (s).
THD Total harmonic distortion. Fig. 1. (a) DMC and (b) IMC topology.
Ts Switching cycle (s).
v A , v B , vC QZSDMC three phase output voltage The matrix converter is an attractive alternative to the back-
references (pu). to-back converter because it can convert an ac voltage directly
va , vb , vc QZSDMC three phase input voltage into an ac output voltage of variable amplitude and frequency
references (pu). without the need for an intermediate dc-link and capacitor.
vdr , vqr dq axes stator voltage components (V). Furthermore, it provides bidirectional power flow, sinusoidal
vi Input voltage amplitude (V). input/output currents, controllable input power factor, and has
vo Output voltage amplitude (V). compact design. The volume savings of a matrix converter
VSI Voltage-source inverter. compared with a back-to-back converter has been estimated to
ymax , ymin Top and bottom envelopes of the input be a factor of three [3]. The large dc-link capacitor and large
voltages, respectively. input inductors of the back-to-back converter are replaced
ZSC Z-source converter. by small input filter with capacitors and inductors in the
ZSDMC Z-source direct matrix converter. matrix converter. Furthermore, because of a high integration
ζ Damping ratio. capability and higher reliability of the semiconductor devices,
θe IM rotor flux angle (rad). the matrix converter topology is a better solution for extreme
λdr , λqr dq axes rotor flux components (Wb). temperatures and critical volume/weight applications [5].
λr∗ IM rotor flux reference (Wb). Matrix converters can be divided into two categories: the
σ IM leakage factor. DMC and IMC, as shown in Fig. 1. The DMC performs the
ωe IM electric speed (rad/s). voltage and current conversion in one stage (direct) power
ωn System natural frequency (rad). conversion while the IMC features a two-stage (indirect)
ωr IM rotor speed (rad/s). power conversion. The DMC and IMC circuit topologies
ωsl Slip frequency (rad/s). are equivalent in their basic functionality. The difference in
the categories results from a difference in loading of the
I. I NTRODUCTION semiconductors and a different commutation scheme. The IMC
Fig. 2. (a) IMRFC and (b) CMRFC topologies. Fig. 4. Voltage fed ZSDMC topology.
voltage equations:
⎡ ⎤ ⎡ ⎤ ⎡ ⎤ ⎡ ⎤ ⎡ ⎤
vab v La1 vCa1 vCb1 v Lb1
⎣ vbc ⎦ = ⎣ v Lb1 ⎦ + ⎣ vCb1 ⎦ − ⎣ vCc1 ⎦ − ⎣ v Lc1 ⎦ (1)
vca v Lc1 vCc1 vCa1 v La1
Fig. 7. Equivalent circuit of the QZSDMC. (a) ST state. (b) NST state.
where v denotes the voltage, and the subscript C x1 and C x2
are the capacitors 1 and 2 of phase-x; L x1 and L x2 for the
IFOC during motoring and regenerating operation modes. inductors 1 and 2 of phase-x; x = a, b, c. During the NST
The system’s configuration, equivalent circuit, analysis, and state, its equivalent circuit is shown in Fig. 7(b), and one can
control are presented in detail. Simulation and dSPACE real- get
time implementation results demonstrate the high perfor- ⎡ ⎤ ⎡ ⎤ ⎡ ⎤ ⎡ ⎤ ⎡ ⎤ ⎡ ⎤
vab v La1 vCa1 va b vCb1 v Lb1
mance of the proposed four-quadrants QZSDMC-IM-based ⎣vbc ⎦= ⎣v Lb1 ⎦+⎣vCb1 ⎦+⎣vb c ⎦−⎣vCc1 ⎦−⎣v Lc1 ⎦. (2)
ASD system.
vca v Lc1 vCc1 vc a vCa1 v La1
In steady state, the average voltage of the inductors over one
II. QZSDMC-BASED ASD switching cycle should be zero, and owing to the symmetric
voltages of three-phase capacitors, one gets [12]
A. Topology ⎡ ⎤ ⎡ ⎤
va b vab
The main circuit configuration of the proposed QZSDMC- ⎣ vb c ⎦ = 1 ⎣ vbc ⎦. (3)
based four-quadrant IM-ASD system is shown in Fig. 6.
v 1 − 2D v
ca ca
It consists of four parts, namely, input filter, QZS-network,
DMC, and IM. The QZS-network includes six inductors Define B as the boost factor and it is expressed as [12]
(L a1 , L a2 , L b1 , L b2 , L c1 , L c2 ), six capacitors (Ca1 , Ca2 , Cb1 , vo 1
Cb2 , Cc1 , Cc2 ), and three additional bidirectional switches BQZSDMC = = (4)
vi 1 − 2D
(Sa , Sb , Sc ). One gate signal can be used to control these
three switches because they have the same switching state. where vi is the amplitude of input voltage source and vo is
Therefore, the drive signal for Sa , Sb , and Sc can be denoted the output voltage amplitude of the QZS-network. However,
as S0 . the boost factor for the ZSDMC is given by [12]
vo 1
BZSDMC = = √ . (5)
vi 3D − 3D + 1
2
B. Operation and Modeling
Fig. 8 shows the boost factor for both converter topologies.
The operation principle of the QZSDMC can be divided Thus, the voltage gain G of the QZS-network in the one
into two switching states: ST and NST states. Fig. 7 shows the switching cycle, is given by
QZSDMC equivalent circuits during these states. During the
ST state, Fig. 7(a), switch S0 is off and the output of G = BM. (6)
the QZSDMC is shorted for boost operation. While, dur-
ing the NST state, Fig. 7(b), switch S0 is on for normal
DMC operation. Due to the symmetry of the system, induc- C. ST Boost Control Method
tors of QZS-network (L a1 , L a2 , L b1 , L b2 , L c1 , L c2 ) have the The principle of applying ST state for the QZSDMC is
same inductance (L), and the capacitors (Ca1 , Ca2 , Cb1 , Cb2 , to replace some of the zero state by ST state, to not affect
Cc1 , Cc2 ) also have the same capacitance (C). the output voltage. Using the carrier-based PWM, the zero
For one switching cycle, Ts , the time interval of the ST output voltage state in MC is corresponding to the switching
state is T , and the time interval of the NST state is T1 , state that all three output phases are connected to the same
hence, Ts = T + T1 , and the ST duty ratio is D = T /Ts . input phase. It happens when all three phase output voltages
From Fig. 7(a), during the ST state, one can get the following are either higher or lower than the carrier signal. Therefore,
ELLABBAN et al.: QZSDMC FEEDING A VECTOR CONTROLLED IM DRIVE 343
Fig. 9. Simple boost PWM control for the QZSDMC. Fig. 11. Voltage envelopes indicators.
reference signals and the desired boost ratio using (8)–(10). Fig. 13. Block diagram of the IFOC controlled IM.
Then, the switching sequences S A , S B , SC , and ST pulses are
generated by comparing the output voltage references v A , v B , TABLE I
and vC and the ST references with the modified carrier signal. PI C ONTROLLERS PARAMETERS E QUATIONS
Furthermore, voltage envelopes indicators are generated from
the input reference signals va , vb , and vc . For example, Sx1 = 1
when phase-a voltage is the largest value among the three-
phase voltages and Sx2 = 1 when phase-a has the minimum
voltage among the three-phase voltages. Finally, these six
voltage envelope indicators are combined with the three PWM
switching sequences, S A , S B , SC , and the ST pulses to generate
The slip frequency, ωsl , is given by
nine switching signals.
Lm
ωsl = i qs . (14)
III. IFOC T ECHNIQUE τr λr∗
Vector control is a technique, which allows the IM to act
The rotor flux angle θe which required for coordinate trans-
like a separate excited dc machine with decoupled control
formation, is generated from the rotor speed, ωr , and the slip
of torque and flux, making it possible to operate the IM
frequency, ωsl , as given by
as a high-performance four-quadrant servo drive. The idea
behind vector control is that the stator current of the IM is θe = (ωe + ωr )dt. (15)
decomposed into orthogonal components as a magnetization
component (flux producing) and a torque component. These The torque reference T ∗ is generated by a PI speed controller
components are controlled individually. To obtain high based on the reference speed ωr∗ and the measured rotor
dynamic performance of the IM, the magnetizing current speed ωr . The rotor flux reference λr∗ is kept constant at its
component is maintained at its rated level while the torque rated value. The feedback dq-axis stator currents i ds and i qs
should be controlled through the torque component of the ∗ and i ∗ , and the errors
are compared with their references, i ds qs
stator current. The field orientation can be generally classified are sent to the PI current controllers to generate the stator
into stator flux, air-gap flux, and rotor flux orientations. Since voltage reference components vds and v , as indicated in (16),
qs
the rotor flux orientations are extensively used in ac drives, while, the remaining terms in (6) must be added to the output
this scheme is used in this paper [17]. of each controller for voltage compensation [18]
The rotor flux orientation is achieved by aligning the d-axis
of the synchronous reference frame with the rotor flux λ̄r dids L m dλdr
vds = rs i ds + σ L s + − ωe σ L s i qs
vector. The resultant d- and q-axis rotor flux components are dt
L r dt
given as
vds comp
vds
λqr = 0 diqs Lm
vqs = rs i qs + σ L s +ωe σ L s i ds + ωe λdr (16)
λdr = λr . (11) dt
Lr
.
comp
The d-axis current i ds is referred to as flux-producing current vqs vqs
while the q-axis current i qs is the torque-producing current.
In the field-oriented control i ds , is normally kept at its rated The dq-axis voltages in the synchronous frame are then
∗ , v∗ , and v∗
transformed to the three-phase stator voltages vas
value while i qs is controlled independently. These steady-state bs cs
dq-components of the current are given as in the stationary frame for the PWM block.
Fig. 13 shows the block diagram of the IFOC controlled IM.
∗ λr∗ The parameters of the speed and current PI controllers are
i ds = (12)
Lm calculated based on Table I, where ξ, ωn are the desired
∗ 2 2 Lr T ∗ damping and dynamics response specifications, Tm = σ L s /rs ,
i qs = . (13)
3 p L m λr∗ σ = 1 − L 2m /L s L r [19].
ELLABBAN et al.: QZSDMC FEEDING A VECTOR CONTROLLED IM DRIVE 345
TABLE II
S IMULATION S YSTEM PARAMETERS
Fig. 17. Steady-state motor current and voltage waveforms during motoring
at rated conditions.
IV. P ROPOSED QZSDMC-BASED IM-ASD S YSTEM
The control block diagram of the IM drive system with tested during the motoring and regenerating operation modes,
QZSDMC is shown in Fig. 14. The speed encoder detects as shown in Fig. 15: the acceleration mode at no load during
the rotor speed to compare it with the reference speed. the time interval 0–1 s; the steady-state operation mode with
The speed controller, a PI regulator, deals with the speed half the rated load torque and the rated speed during the
error and generates the required torque reference. The IFOC time interval 1–2 s; the steady-state operation mode with the
block generates the modulation signals, vabc , according to the rated load torque and the rated speed during the time interval
operating conditions during different operating modes. The ST 2–3 s; the deceleration mode from the rated speed to negative
duty ratio, D, is designed according to (4), the corresponding the rated speed with negative the rated torque during time
voltage gain (G) and output voltage can be obtained to interval 3–4 s; and the regeneration mode with the rated load
meet the desired voltage value. The carrier-based modulator and negative the rated speed during the time interval 4–5 s.
generates the gating signals for the DMC and the additional Fig. 15 shows the system ability to perfectly track the speed
switches in the QZS-network. and load torque references during different operation modes.
Also, Fig. 16 shows the motor response during speed reverse,
V. S IMULATION AND R EAL -T IME where, the motor speed tracks its reference and the motor
I MPLEMENTATION R ESULTS current and voltage waveforms are reversed. Fig. 17 shows
the steady-state motor response during motoring operation at
A. MATLAB Simulation Results
rated conditions.
To verify the proposed QZSDMC-IM drive system per- The given ST duty ratio D is 0.1. According to (4) and (6),
formance, simulations are carried out using MATLAB/ one can get the boost factor B of 1.25 and the maximum
SIMULINK software for a 4-kW IM using the parameters in value of voltage gain G is 1.125. Fig. 18 shows the output line
Table II. The QZSDMC-IM ASD system simulating model is voltage amplitude (around 670 V) of QZS-network, which is
346 IEEE JOURNAL OF EMERGING AND SELECTED TOPICS IN POWER ELECTRONICS, VOL. 03, NO. 2, JUNE 2015
Fig. 22. Real-time motor response during speed reverse with rated load
torque.
Fig. 23. Real-time motor steady-state line voltage and phase current
waveforms during motoring operation under rated conditions.
Fig. 24. Real-time waveforms of the Input and output line-to-line voltage
of the QZS-network.
line-to-line voltage of the QZS-network, where the required [15] L. He, S. Duan, and F. Peng, “Safe-commutation strategy for the novel
voltage gain is achieved by inserting the ST state. There is family of quasi-Z-source AC/AC converter,” IEEE Trans. Ind. Inf., vol. 9,
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This paper proposed a new four-quadrant vector controlled high-speed operation of induction motors,” IEEE Trans. Ind. Electron.,
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proposed ASD system can operate at full load with small QZS- shoot-through boost control methods for the Z-source inverter,” EPE J.,
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of dead time with QZS-network, hence commutation of the Z-source inverter for electric vehicle applications in different operation
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ASD system can provide a voltage gain larger than one and can
operate in motoring and regenerating operation modes with
Omar Ellabban (S’10–M’12–SM’13) was born in
perfect references tracking as verified by MATLAB simulation Egypt in 1975. He received the B.Sc. (Hons.) degree
and dSPACE real-time implementation results. in Electrical Machines and Power Engineering from
Helwan University, Cairo, Egypt, and the M.Sc.
degree in Electrical Machines and Power Engi-
R EFERENCES neering from Cairo University, Giza, Egypt, and
the Ph.D. (Hons.) degree in electrical engineering
[1] J. D. van Wyk and F. C. Lee, “On a future for power electronics,” from Vrije Universiteit Brussel, Brussel, Belgium,
IEEE J. Emerging Sel. Topics Power Electron., vol. 1, no. 2, pp. 59–72, in 1998, 2005, and 2011, respectively.
Jun. 2013. He joined the Research and Development Depart-
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of AC/AC converter topologies,” IEEE Trans. Power Electron., vol. 8, 2011, where he and his team developed a next generation, high-performing
no. 2, pp. 156–163, Apr. 1993. hybrid powertrain. Since 2012, he has been an Assistant Professor with
[3] T. Friedli, J. W. Kolar, J. Rodriguez, and P. W. Wheeler, “Comparative the Department of Electrical Machines and Power Engineering, Helwan
evaluation of three-phase AC-AC matrix converter and voltage DC-link University. In 2012, he joined Texas A&M University at Qatar, Doha, Qatar,
back-to-back converter systems,” IEEE Trans. Ind. Electron., vol. 59, as a Post-Doctoral Research Associate and an Assistant Research Scientist
no. 12, pp. 4487–4510, Dec. 2012. in 2013, where he is involved in different renewable energy projects. He
[4] S. K. Maddula and J. C. Balda, “Lifetime of electrolytic capacitors in has authored more than 35 journal and conference papers, one book chapter,
regenerative induction motor drives,” in Proc. IEEE Power Electron. and one conference tutorial. He acts as a Reviewer for different IEEE journals
Specialists Conf., Jun. 2005, pp. 153–159. and conferences. In addition, he has been listed in Marquis Who’s Who in the
[5] P. W. Wheeler, J. Rodriguez, J. C. Clare, and L. Empringham, “Matrix World (2014, 31st Edition). His current research interests include automatic
converters: A technology review,” IEEE Trans. Ind. Electron., vol. 49, control, motor drives, power electronics, electric vehicles, switched reluctance
no. 2, pp. 274–288, Apr. 2002. motor, renewable energy, and smart grid.
[6] M. Jussila and H. Tuusa, “Comparison of direct and indirect matrix
converters in induction motor drive,” in Proc. 32nd Annu. Conf. IEEE
Ind. Electron., Nov. 2006, pp. 1621–1626. Haitham Abu-Rub (M’99–SM’07) received two
[7] Y. D. Yoon and S. K. Sul, “Carrier-based modulation technique Ph.D. degrees in electrical engineering and human-
for matrix converter,” IEEE Trans. Power Electron., vol. 21, no. 6, ities.
pp. 1691–1703, Nov. 2006. He is currently a Professor with Texas A&M
[8] P. Szcześniak, Three-phase AC-AC Power Converters Based on Matrix University at Qatar, Doha, Qatar. He has authored
Converter Topology, Matrix-reactance frequency converters concept. more than 200 journal and conference papers, and
New York, NY, USA: Springer-Verlag, 2013. is leading many potential projects in electric drives,
[9] F. Z. Peng, “Z-source inverter,” IEEE Trans. Ind. Appl., vol. 39, no. 2, photovoltaic, and hybrid renewable power generation
pp. 504–510, Mar./Apr. 2003. systems with different types of power electronics
[10] J. Anderson and F. Z. Peng, “Four quasi-Z-source inverters,” in Proc. converters. He is the co-author of four books, three
39th IEEE PESC, Jun. 2008, pp. 2743–2749. of which are with Wiley (one of them is in process).
[11] K. Park, S.-T. Jou, and K.-B. Lee, “Z-source matrix converter with unity He is also an author and co-author of few book chapters. His work relates to
voltage transfer ratio,” in Proc. 35th IEEE IECON, Porto, Portugal, the high-performance electric drives, renewable energy systems, multilevel
Nov. 2009, pp. 4523–4528. inverters, impedance source inverters and their modifications, pulse width
[12] B. Ge, Q. Lei, W. Qian, and F. Z. Peng, “A family of Z-source matrix modulation techniques, model predictive control, and other related topics.
converters,” IEEE Trans. Ind. Electron, vol. 59, no. 1, pp. 35–46, His current research interests include energy conversion systems, including
Jan. 2012. renewable and electromechanical systems.
[13] S. Liu, B. Ge, H. Abu-Rub, F. Zheng Peng, and Y. Liu, “Quasi-Z-source Dr. Abu-Rub is the recipient of many prestigious International awards, such
matrix converter based induction motor drives,” in Proc. 38th Annu. as the American Fulbright Scholarship, the German Alexander von Humboldt
Conf. IEEE IECON, Montreal, QC, Canada, Oct. 2012, pp. 5303–5307. Fellowship, the German DAAD Scholarship, and the British Royal Society
[14] Q. Lei, F. Z. Peng, and B. Ge, “Pulse-width-amplitude-modulated Scholarship. He is an Editor of the IEEE T RANSACTIONS ON S USTAINABLE
voltage-fed quasi-Z-source direct matrix converter with maximum con- E NERGY and the IEEE J OURNAL OF E MERGING AND S ELECTED T OPICS IN
stant boost,” in Proc. 27th Annu. IEEE APEC, Feb. 2012, pp. 641–646. P OWER E LECTRONICS .
348 IEEE JOURNAL OF EMERGING AND SELECTED TOPICS IN POWER ELECTRONICS, VOL. 03, NO. 2, JUNE 2015