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1.1. Introduction
Dams are structures controlling the flow of a river by completely blocking the valley of a given river
or drainage system. Through the blockage, storage is formed, which can be utilized for various water
resources development or water control purposes. Thus, retained body of water is RESERVOIR, the
retaining structure whether earth/rock/concrete is the dam.
The preliminary purpose of a dam may be defined as to provide for the safe retention and storage of
water. The specific main functions /advantages of dams and reservoirs are:
Temporal and quantitative balancing between available water and demand.
Water storage for days, weeks, months, years, and over years for power generation and
sediment control
Water supply (municipal, industrial or community water supply, irrigation purposes)
Flood control
Regulation/balancing of river flow (such as navigation, low flow augmentation)
Recreation
Multipurpose
The presence of a dam with its storage reservoir interferes with the natural system. Associated to this,
the main disadvantages include:
Distraction of fauna and flora in the dam valley
Interference in the landscape through dams and reservoirs
Change of ground water level
Strong influence on sediment balance
Change in water temperature
Influence on fish
Structure related to dams include: the dam structure, reservoir, diversion structure, appurtenant
structures such as spillways, bottom outlets, intakes and gates as well as service roads and bridges.
The schematic diagrams of the components are shown below.
2. Dam
3. Service Intake
4. Bottom outlet
5. Spill structure
6. Diversion structure
7. Service road
1. Reservoir
The reservoir volume is sub divided in to the following parts, when seen in its vertical section.
1.4. Reservoirs
Reservoir parameters
The most important reservoir parameters are reservoir volume (storage) – S (m3), the reservoir area – A
(m2) which can be related to the elevation or water level in the reservoirs. These parameters can be
computed with the help of topographic maps or surveying. The reservoir surface area can be computed
using planimetery related to a given contour height.
Based on the derived elevation-area curve and depth, elevation-volume can be computed using various
methods:
I. Average area or trapezoidal method
Ai Ai 1
Si hi
2
II. Simpson’s 1/3 rule method
Ai 4 Am Ai 1
Si hi Where Am= mean area between Ai & Ai+1
6
Example: Calculate the capacity of the reservoir b/n the elevations 200 to 300m, using
Trapezoidal and Cone formula method.
i) Flood control
ii) Water supply: domestic, municipal, industrial, irrigation
iii) Hydroelectric power
iv) Recreation storage
v) Pollution control
b) Stage control Dams
i) Diversion
ii) Navigation
iii) Check
c) Barrier Dams
i) Levees and dykes
ii) Coffer dams
d) Multipurpose Dams
a) Embankment Dams
They are constructed of earth fill/earth fill. Upstream and upstream faces are similar and moderate
angles, giving a wide section and a high construction volume relative to height.
b) Concrete Dams
They are constructed of mass concrete. Face slopes are dissimilar, general steep downstream and near
vertical upstream slopes, and dams have relatively slender profile dependent on the type.
Other type such as timber, steel, etc dams in some cases may be constructed.
Dam
Concrete Embankment
Arch-Gravity Combination
Embankment Dams are dam constructed of natural materials excavated or obtained near the dam site.
They are of relatively (compared with concrete dams) soft and elastic structures. Loads are transmitted
in to the dam body. The foundation requirement is lower compared to gravity dams. Most of the dams of
today (more than 60%) are embankment dams.
Disadvantages:
Sensitive to wave action
Higher free board is needed (3-4m)
Overtopping is not allowed (intake structures and spillways should be constructed
separate from the dam structure & adequate spillway size should be ensured )
Erosion danger on the down stream sides unless bermes are provided
Construction material and construction progress are affected by weather
Huge mass volume (large transportation, settlement)
This indicates type of dam constituting more than 50% compacted earth fill. An earth fill dam is
constructed primarily of engineering soils compacted uniformly and intensively in relatively thin
layers and at controlled moisture contents (see Figure 2.5 for principal variants). They are
designed to resist loads by gravity and by mechanisms of embankment stability. They are strictly
non overflow types.
This indicates type of dam constituting more than 50% compacted rock fill. The section includes
a discrete impervious element of compacted earth fill or a slender concrete or bituminous
membrane. Rock fill embankments employing a thin upstream membrane of asphalt concrete,
reinforced concrete or other non natural material are referred to as ‘ decked rock fill dams’
Concrete dams are hard, none yielding and rigid structures. Loads are transmitted through the
dam body and to the foundation. It requires strong and more or less uniform rock foundation.
Many early dams were constructed as rubble masonry or random masonry. From about 1900,
mass concrete, initially without formed transverse contraction joints, began to displace masonry
for the construction of large non embankment dams. From about 1950 mass concrete
increasingly incorporated bulk material additives such as slags or pulverized fuel ash (PFA), in
order to reduce thermal problems and to contain escalating costs.
Good for narrow valleys. Except arc or cupola, also suitable for wide valleys.
Smaller construction fill volume (compared to embankments)
Construction can takes place irrespective of weather condition
Smaller free board (1-1.5m)
Can be constructed as overflow dam, i.e. can accommodate spillway, hence cost for
separate spillway reduced.
Outlet pipe work, valves and other ancillary works can be provided within the body of the
dam
Disadvantages:
Concrete gravity dam is designed so that its stability is maintained on it own mass. Its profile is
essentially triangular, to ensure stability and to avoid over stressing of the dam or its foundation.
It may be straight or curved in plan.
There are member of less common variant of the major types of concrete dams, which also exist. They
include hollow gravity, decked buttress, flat slab (ambursen) buttress, multiple arch (multiple cupola)
dams.
GALLERIES
A gallery is an opening within a dam that provides access into or through the dam. These may
run either longitudinally or transversely and may be either horizontal or inclined. The following
are the common types and uses of galleries (1):
(i) Drainage galleries provide a drainage way for water percolating through the upstream face or seeping
through the foundation.
(ii) Grouting galleries provide space for drilling and grouting the foundation.
(iii) Inspection galleries provide access to the interior of the structure for observing its
behaviour after completion.
(iv) Gate galleries (or chambers or vaults) provide access to, and room for, such mechanical and
electrical equipment as are used for the operation of gates in spillways and
outlet works.
(v) Cable galleries provide access through the dam for control cables and/or power cables and related
equipment.
(vi) Visitors’ galleries provide access routes for visitors.
Other galleries may be needed in a particular dam to meet special requirements, such
as the artificial cooling of concrete blocks, the grouting of contraction joints, and so on.
1.8.1. General
Civil Engineering Department 8 Set by: Yohannes H.
CEng - 3161 Chapter 1 – Elements of Dam Engineering
A dam and reservoir site must satisfy certain functional and technical requirements. Whether
these requirements are satisfied can be found out through site investigations and technical
evaluations
Functional: the functional suitability of a site is governed by the balance between its natural
physical characteristics and the purpose of the dam/ reservoir. The catchment hydrology,
available head and storage volume etc, must be matched by the operational parameters needed of
the project.
Technical: Technical suitability is associated to the presence or absence of suitable site for a
dam, material of construction, and integrity of reservoir basin with respect to leakage.
Hydrological, geological/geotechnical characteristics of catchment and site are the principal
determinants establishing the technical suitability of reservoir site.
Principal stages involving site appraisal and leading to selection of optimum dam site and
type of dam are indicated schematically in Figure 1.7 (After Novak et al)
In order to meet the requirements of dam site investigation, design and construction, a
fully coordinated team of specialists is needed. A team of hydraulic, structural, material,
and geotechnical engineers, geologists, and hydrologists should ensure that all
engineering and geological considerations are properly integrated into the overall design.
Some of the critical aspects of the analysis and design process that require coordination
are (US Army Corps of Engineers):
Valley form
The valley width at the dam site is required to be narrow and wide in the storage part. Figure 1.8 shows
the various forms of valley shapes.
Slope: upstream of the dam site, the possible small slope and downstream of the dam site the possible
large slope (by hydropower scheme)
General Plan:
- Obtain a general plan of the catchment and project area from relevant sources (e.g. EMA)
- Carry out limited survey to include additional information in this plan (aerial
reconnaissance, physical survey, walkovers)
- It must include: the dam site, spillway site, irrigable area/power house site, catchment are
of the stream, locality to be supplied with potable water (if any) Scale may vary from
1:1000-1:10,000
These should be in the scale of 1:500 to 1:000 with contours as close as possible. These plans should
show:
Over banks
Location and elevation of all features such as buildings roads etc
Location and numbering of test pits and borings.
A geological map of the entire catchment and project area is essential. Investigation of geological and
geotechnical information of the origin, deposition, formation and physical characteristics of the dam
foundation and reservoir area are needed. As a basis for the investigation, if there is no accurately
describing geological map exists, such maps are produced on large scale for the dam site and on small
scale for reservoir area.
Reservoir Site
Earth quake
Here it is assumed that, adequate knowledge of the relevant engineering geology, soil mechanics
and geotechnical parameters are acquired.
Data regarding the following are required for water resources planning and reservoir design:
Catchment area (surface and subsurface0
Discharge (surface and sub-surface); daily/monthly volume of flow in the stream and
peaks of stream flow at or near dam site
Sediment carried by the stream
Maximum observed flood, report on damage caused by flood (extent of flood)
Data establishing water demand (number of people to be served, approximate maximum
and minimum daily requirement, irrigation water requirement, other requirement for
industries, livestock,, etc)
Meteorological data such as average temperature, average monthly rainfall, maximum
recorded storm intensities, rate of evaporation
Ground water level
Data on minimum downstream water requirement
Data such as agricultural, hydropower and other relevant data to the project purpose Eg. For irrigation
purpose, the following data are essential for the determination of water requirement:
Miscellaneous Data
- Materials data: soil, gravel and stone (for aggregate and riprap) are needed in good
quantity and quality for dam construction (possible borrow sites for these materials
should be identified), the borrow area should be within the reasonable distance from the
site. Selection of suitable borrow area is identified by:
Thickness of the top organic soil which has to be discarded
Content of organic matter in the rest of the soil
Quantity of oversized cobbles which would have to be removed from
the soil
- Rock for aggregate and riprap has to pass the standard tests of specific gravity,
absorption, abrasion, soundness, etc.
- Erosion in the catchment area- identify sources of erosion
- Transport-Existing facilities and rates
- Local labor-availability and rates
- Information at the desk study stage
- Notes on site reconnaissance
Which are generally valid for site investigation for civil engineering purposes.
1.8.3. Investigations
The purpose of site or material investigation in the context of dam engineering is to determine the
suitability of the selected site for dam construction and reservoir storage as well as to describe the
geotechnical parameters necessary for the design and construction of the structures.
For such purposes, thus, general site exploration and investigations, in addition to the above data
collection, involve the following:
Field investigation: The field investigation must be a continual process starting with the
preliminary geologic review of known conditions, progressing to a detailed drilling program and
sample testing program, and concluding at the end of construction with a safe and operational
structure.
In situ tests/ Field tests : Undisturbed samples are required to determine the engineering
properties of the foundation materials, demanding extreme care in application and sampling
methods.
Laboratory tests : must attempt to duplicate the actual anticipated loading situations as closely as
possible. Compressive strength testing and direct shear testing are normally required to
determine design values for shear strength and bearing
(See details of these soil mechanics and foundation engineering courses)
Influencing factors:
Influencing factors:
Topography (valley form see Figure 1.8 and 1.10)
Foundation (stability, impermeability)
Geology (layers, fishers)
Required height
Purpose of the dam
Climate (ice)
Flood spillway
Availability, quality (nature, state) of construction materials
Construction (Supply, transport, equipment, qualification of personnel)
Landscape
Cost (economics)
It is necessary to make open the possible alternative solutions until an optimum solution is found w.r.t
cost, construction program and available resource. Novak et al consider four cardinally important points
in selection of dam type as:
1. Hydraulic Gradient: the nominal value of hydraulic gradient I for seepage under, around
or through dam varies by at least one order of magnitude according to type (0.5 for
homogenous dam to 10 or more for buttress or coupola)
2. Foundation stress: nominal stress transmitted to the foundation vary greatly with dam
type (The notional maximum stresses due to dam height of 100m varies between 1.8 to
10 MN/m2 for embankment to arch dams)
3. Foundation deformability: certain types of dams are better able to accommodate
significant foundation deformation /settlement without damage.
Figure 1.10 illustrate examples of valley profile with suggested dam type and Table 1.3 provide type
characteristics with respect to choice of dams 9After Novak et al)
1. Storage head-work or
2. Diversion head-work
The main purpose of diversion head-work is to divert the required quantity of water into the off-taking
canals for irrigation purpose. A diversion head-works may also serve the following purposes:
i) to raise the water level in the river for increasing its command
.
1. Grouting
A process of injecting suitable mixture of water & cement under water.
Grouting consists of filling the cracks and voids in the foundation with grout mixtures (cement-water
mixtures) under pressure.
The spacing, length, pattern of grout holes, and grouting procedure depend on the height of the structure
and the geologic characteristics of the foundation. Grouting operations are carried out from the surface
of the excavated foundation or from galleries within the dam or from tunnels driven into the abutments
or from other suitable locations, such as the upstream fillet of the dam.
Objective
* To produce effective underground barrier against flow of water.
* To fill the voids in the near surface rock under the structure w/c in turn increase bearing capacity
of foundation.
Types of Grouting
A) Consolidation grouting
Holes are drilled to depth 3 to 15m (shallow)
Grouted at low pressure higher than 3.5kg/cm2
Purpose:
* To strengthen the rock, creating a strong monolithic slab.
* To seal off all major crevices.
* To reduce deformability of the rock.
* To increase the modulus of elasticity of the rock.
B. Blanket Grouting
It is similar to consolidation grouting except that the purpose of the blanket is to reduce uplift
pressures under the structure.
Grouting is done in the reservoir area of dams.
C. Dental treatment
Excavating objectionable materials from solution cavities, fault zones & filling with concrete.
The depth of plug is given by:
d=0.0066bh + 1.5 , for h≥46m
d=0.30b +1.5 , for h < 46m
Where:
h=Ht of dam above general foundation. (m)
b=width of weak zone (m).
d=Depth of excavation of weak zone below
surface of adjoining sound rock (m).
D. Contact Grouting
Sealing operation intended to bring about a fully bonded contact b/n any concrete structure
& adjacent rock.
Used mostly in the abutment areas of concrete dams & in the crown areas of concrete lined
tunnels in rock.
E. Curtain Grouting
High pressure grouting.
Exercises
1. What are the physical factors governing the selection of site and type of dam that can be
constructed at a given valley?
2. Enumerate the major site investigations of a new project that must be conducted before
construction Phase?
3. The Elevation-Area relationship of a reservoir is given by the equation below:
A(H)= 0.011*H2- 5.352*H + 656.4, where A=area (Km2) and H= Elevation (m)
The river bed level is at + 240m and the top crest level of the dam is + 340m.And,
Analysis has been made between successive contour intervals of 20m and no initial
Storage.
A) Determine the dead storage and live storage in Mm3 for Normal operating condition?
B) What is the elevation & area of reservoir when the storage is 2,400Mm3?
4. Explain the purpose of site or material investigation in dam engineering? And, Differentiate
between blanket and contact grouting? And, where do we apply each of them ?