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ICC - PHONG THUUNG MAI QUOC TE
BO TO ouAN ouk irf

YE tic
CAC VAN BAN Mill NHAT
Song ngit Anh — V*
• UCP-600/2007/ICC — Cac Quy tAc

thut hanh th6ng nhgt vg Tin dung
chang tit
• ISBP-681/2007/ICC — Tap quan Ngan
hang tieu cliuSn Qu6c te'd6 ki6m tra
chang tit theo thy tin dung tuan thi,
UCP-600/2007/ICC
• Eucp-1.1/2007/ICC — Ban phy trutsng
UCP-600/2007/ICC vg viec xual trinh
chang tit dien tit — Ban dien grai s6
1.1 nam 2007
• URR-725/2008/ICC - Quy ta5 c th6ng
nhal hoan tra tin giCra cac ngan
hang theo that tin dung
NM HAT BAN THONG TIN VA TRUYEN THONG

HA NO -2010
BICH TO' NGUYEN BAN TIENG ANH
• THE UNIFORM CUSTOMS AND PRACTICE

FOR DOCUMENTARY CREDITS, 2007
REVISION, ICC PUBLICATION No.600
( U C P-600/2007/I C C)
• INTERNATIONAL STANDARD BANKING
PRACTICE FOR THE EXAMINATION OF
DOCUMENTS UNDER DOCUMENTARY
CREDITS SUBJECT TO UCP 600 (ISBP-
681/2007/I C C)
• SUPPLEMENT TO THE UNIFORM CUSTOMS
AND PRACTICE FOR DOCUMENTARY
CREDITS FOR ELECTRONIC PRESENTATION
(EUCP-1.1/ 2007/ICC)
• URR725 - UNIFORM RULES FOR BANK-
TO-BANK REIMBURSEMENTS UNDER
DOCUMENTARY CREDITS ICC
PUBLICATION No. 725 2008 (UR R 725/ -
2008/IC C)
Ngtidi dich: GS. NGIIT. Dinh Xuan Trinh
Bcin quyen tcic gici cuo'n scich thuc5c ve Nha

xuilt ban Thong tin vet Truye'n th6ng.
Nghiem cam moi hanh dOng sao chep, in an,
tdi ban va ph6' bien cuo'n sach hhi chu'a chive
sit d6ng y ciia Nha xulit bcin Thong tin va
Truyen thong
Lol NHA XU AT BAN
Cac hoat clang thanh toan qu6c te, dac biet la cac hoat
clang lien quan der? Tin dung chCing to dOi hoi phai CO sti
hieu blot thali ciao va thOng nhat fret') pham vi toan the
gidi. De tao (lieu kien thuan Idi trong ma rang va day
manh giao luu thuong mai qu6c te, giCip cac cong ty, cac
tap doan khac nhau a cac quo'c gia khac nhau quan he
buOn ban, thanh toan cludc de clang, Quy tac va Thtic
hanh th6ng nhat ve Tin dung cht"ing to cua PhOng Thudng
mai Qu6c te' s6 500 (UCP 500) dttdc ban hanh nam 2003
da dtidc chgp nhan, phi Wen va SCI dung rang rai trong
bu6n ban glUa cac qu6c gia tier, pham vi toan c6u, da
Oat huy tac dung thac dgy thudng mai qu6c to ngay cang
phat trier).
Trong mat the gidi ma cOng nghe thOng tin phat trier)
manh nhu hien nay, cac nen kinh te khac nhau tren the
gidi nhanh chOng hal nhap, quan he mat thief, gan b6, khi
ma the gidi ngay cang tra nen "phAng" hdn, sau gen 15
nam di vao cuac song, nhieu quy Binh trong UCP 500
khOng con phi) hdp, fro nen ran tra cac mai quan he
thuong mai qu6c te, viec dinh ky hoan thien, seta d6i cac
van ban mang tinh quy tac thong nhat trong thanh toan
qu6c to la rat can thiet.
D6 tao dieu kien thuan Id/ va thac day giao luu thuong mai
,
qu6c te' phat trier) manh me hon nCia, Ph6ng Thudng mai
Quac to da sera cIC5i va ban hanh Quy tac va Thic hanh
thong nhat ye Tin dung cht'ing tif cua ICC van ban s6 600
(UCP-600/2007/ICC), c6 hieu ti/ 01/7/2007. Tie'p theo
viec ban hanh UCP 600, ICC da ban hanh mat s6 van ban
hudng den kern theo WV: Tap quan Ngan hang tieu
chugn Qu6c Co' de kie'm tra cht'ing tit theo thu tin dung tuan
th5 UCP 600 van ban so. 681 (ISBP 681 2007 ICC), Ban
Phu fazing UCP 600 ye viec xuat trinh chUng tif then tO' —
Ban dien gi6 s6 1.1 (eUCP 1.1), va d5c brat /a Quy tac
th6ng nhat ye hoar; tra tien giCfa cac ngan hang theo Thu
tin dung van ban S6 725 CO hieu luc tit 01/10/2008 (URR-
725/2008/ICC).
Nh5m tao di& kien de cac t6 chifc ngan hang, cac doanh
3
BO TAP QUAN QU6C TE VE L/C
nghiep kinh doanh xuat nh5p khan, cac doanh nghiep,
don vi CO lien quan clan thanh tear) qu6c ta, cung nhti cac
can b6 nghien cCiu va hoach dinh chinh sach thuung mai
qu6c to co van ban cra sCi dung, del chiau hang ngay trong
cOng viec cua minh, Nha xuat ban Th6ng tin va Truyan
thong t6 chCfc xuat ban cuan "Bo tap quail quoC to ye
L/C Cac van ban mdi nhat" bang song ngt7Anh - Viet.
-
N6i dung cuein sach Om 4 phan:

UCP-600/2007/1CC Cac Quy tec va Thiic hanh thong
nhat ye Tin dung cht:ing
ISBP-681/2007/1CC — T5p guar) ngan hang tie u chugn
quac to de kiern tra cht:ing tit thee thv tin dung.
eUCP 1.1 — Ben Phu trtfOng UCP 600 ye viec xuat trinh
chCing tU clien to
URR-725/2008/ICC - Quy tac thong nhat ye hoan tra
tien cac ngan hang theo Thu'tIn dung.
De tien cho ban doc tra cCiu. dot chieu hai this tiang trong
hoat Bong chuyen men, phan tiang Anh duCic b6 tri a cac
trang chgn (8, 10, 12...), phan tiang Viet dvoc b6 tri C cac
trang le tieP theo (9, 11, 13...). Dieu de giCip ban doc
nhanh cheng va chinh xac tim ra phan van ban g6c tiang
Anh &Yong Cing yeti phan dich ra tiang Viet.
Cuen sach do Giao sU Nha giao u'u to Dinh Xu5n Trinh
dich tit nguyen ban tiang Anh, Nha xuat ban ThOng tin va
Truyen th6ng chin trach nhiem t6 chCfc xuat ban, phat
hanh. Viec dich va hieu dinh (la the hien sv barn sat tit
ng0, cau, cht7 tiang Anh va Viet hoa mot cach tot nhat
nham lam cho ban dich day du va de hieu. Tuy nhien,
trong qua trinh dich, hieu dinh, cuan sach khOng tranh
khoi nhfing thiau set nhat dinh. Rat mong nh5n du'cc sv
cam thOng va gop y coa ban doc gen xa ci6 cu6n sach
dvoc hoan thien flan trong len tai ban sau.
NHA XUAT BAN THONG TIN

VA TRUYEN THONG
4
BO TAP QUAN QU6C Te VE L/C
BO TAP NAN QUOC Tit
YE uc
CONTENT
Part I. THE UNIFORM CUSTOMS AND PRACTICE 22
FOR DOCUMENTARY CREDITS, 2007 REVISION,
ICC PUBLICATION NO.600 (UCP-600/2007/ICC)
Foreword 24
Introduction 28
Article 1: Application of UCP 38
Article 2: Definitions 38
Article 3: Interpretations 42
Article 4: Credit v. Contracts 44
Article 5: Documents v. Goods, Services or 46
Performance
Article 6: Availability, Expiry Date and Place for 46
Presentation
Article 7: Issuing Bank Undertaking 48
Article 8: Confirming Bank Undertaking 50
Article 9: Advising of Credits and Amendments 52
Article 10: Amendments 56
Article 11 Teletransmitted and Pre-Advised Credits 58
and Amendments
Article 12: Nomination 58
Article 13: Bank-to-Bank Reimbursement 60
Arrangements
Article 14: Standard for Examination of Documents 62
Article 15: Complying Presentation 66
Article 16: Discrepant Documents, Waiver and 68
Notice
Article 17: Original Documents and Copies 70
Article 18: Commercial Invoice 72
Article 19: Transport Document Covering at Least 74
Two Different Modes of Transport
6
BO TAP QUAN QU6C TE VE L/C
MUC LUC
LOB Nha xuat b5n 3

Phgn I. CAC QUY TAC VA THUC HANH THONG 23
NHAT Vg TIN DUNG CHUNG TU. (UCP-
600/2007/ICC)
LOi not dau 25
Ldi giai thieu 29
Dieu 1: Ap dung UCP 39
Dieu 2: Dinh nghia 39
Dieu 3: Gi5i thich 43
Dieu 4: Tin dung va hop long 45
Dieu 5: Cac chang to va hang haa/ dich vu hoac 47
cac thut hien
Di6u 6: Thanh toan, ngay het han va not xuat trinh 47
Dieu 7: Cam ket cUa Ngan hang phat hanh 49
Dieu 8: Cam 1(61 cOa Ngan hang xac nhan 51
Dieu 9: ThOng bao tin dung va cac sira d6i 53
Dieu 10: SU'a d6i tin dung 57
Dieu 11: Tin dung va sira d6i du'oc so bao va chuydn 59
bang dien
Dieu 12: Scr chi Binh 59
Dieu 13: ThOa thuan hoan tra giCra cac ngan hang 61
Dieu 14: Tieu chudn kidm tra chCing to 63
Dieu 15: Xuat trinh phO hop 67
Dieu 16 : Chimg to co sai biet, 136 qua sai biet va 69
thong bao
Dieu 17 : Cac cht:ing to g6c va cac ban sao 71
Dieu 18: Floa don thu'ong mai 73
Di6u19: Chung tit van t6i dOng cho it nhat hai 75
phuting thac van t6i khac nhau
7
BO TAP QUAN QUOC TE VE L/C
Article 20: Bill of Lading 78
Article 21: Non-Negotiable Sea Waybill 82
Article 22: Charter Party Bill of Lading 86
Article 23: Air Transport Document 90
Article 24: Road, Rail or Inland Waterway Transport 92

Documents
Article 25: Courier Receipt, Post Receipt or 96
Certificate of Posting
Article 26: "On Deck", "Shipper's Load and Count", 98
"Said by Shipper to Contain" and Charges
Additional to Freight
Article 27: Clean Transport Document 98
Article 28: Insurance Document and Coverage 100
Article 29: Extension of Expiry Date or Last Day for 102

Presentation
Article 30: Tolerance in Credit Amount, Quantity and 104
Unit Prices
Article 31: Partial Drawings or Shipments 106
Article 32: Instalment Drawings or Shipments 106
Article 33: Hours of Presentation 108
Article 34: Disclaimer on Effectiveness of 108

Documents
Article 35: Disclaimer on Transmission and 108
Translation
Article 36: Force Majeure 110
Article 37: Disclaimer for Acts of an Instructed Party 110
Article 38: Transferable Credits 112
Article 39: Assignment of Proceeds 118
8
Dieu 20: Van tai dOn 79
Dieu 21: Giay gici hang du'ong bin khOng 83
chuydn nhu'Ong (NNSWB)
Dieu 22: Van tai don theo hop d6ng thue tau 87
Dieu 23: Chang tit van tai hang khong 91
Dieu 24: Chang to van tai du'Ong 14, 93
du'ang sat va diiOng song
Dieu 25: Bien lai chuyen phat, Nen lai bu'u dien 97
hoac giay chang nhan bu'u phdm
Dieu 26: T ran boong, ngu'Oi gill hang >cep va 99
dem, ngu'Oi gill hang Ice khai gom co va chi phi phu
them vao cutic phi
Dieu 27: Chiing to van tai hoan h5o 99
Dieu 28: Chang to b6o hidm va lo6o him 101
Di6u 29: Gia han ngay het han hieu lut hoac 103
ngay xuat trinh cu6i ding
Dieu 30: Dung sai v6 s6 ti6n, so lacing va don gia 105
Dieu 31: Giao hang hoac thanh toan tong phan 107
Dieu 32: Giao hang hoac thanh toan nhieu 15n 107
Di6u 33: Gid xua't trinh 109
Di6u 34: Mien trach v6 tinh hieu Iu'c cUa Chang tif 109
Dieu 35: Mien trach v6 dich thuat va chuyen giao 109

this tin
Dieu 36: Bat kha khang 111
Dieu 37: Mien trach v6 hanh dOng cUa mot 111
ben ra chi thi
Dieu 38: tin dung có the chuyen nhu'ong 113
Dieu 39: Chuygn nhu'ong s6 tin thu &too 119
9
Part II. INTERNATIONAL STANDARD BANKING 120
PRACTICE FOR THE EXAMINATION OF

DOCUMENTS UNDER DOCUMENTARY CREDITS
SUBJECT TO UCP 600 (ISBP-681/2007/ICC)
Introduction 122
Preliminary considerations 126
The application and issuance of the credit 126
General Principles 130
Abbreviations 130
Certifications and declarations 130
Corrections and alterations 132
Dates 134
Documents for which the UCP 600 transport 136
articles do not apply
Expressions not defined in UCP 600 138
Issuer of documents 140
Language 140
Mathematical calculations 142
Misspellings or typing errors 142
Multiple pages and attachments or riders 142
Originals and copies 144
Shipping marks 146
Signatures 148
Title of documents and combined documents 150
Drafts and calculations maturity date 152
Tenor 152
Maturity date 154
Banking days, grace days, delays in remittance 156
Endorsement 158
10
BO TAP QUAN Quoc TE VE tic
Phan II. ISBP-681/2007/ICC — TAP QUAN NGAN 121
HANG TIEU CHUAN QUOC TE DE KIEM TRA
CHUNG TU THEO THU TIN DUNG
Mai clau 127
Yeu cau phat hanh va phat hanh thu' tin dung 127
Cac nguyen tacc Chung 131
Chit viet Vat 131
Cac chang nhan va Idi khai 131
NhCtng saa Chita va thay d6i 133
Ngay thang 135
Cac chang tit va cac dieu v'e van tai trong UCP 600 137
khong dieu chinh
Cac thuat ngif khong duOc dinh nghia trong 139
UCP 600
Ngu'di phat hanh cac chCrng tit 141
Ngon ngCr 141
Tinh town 143
L6i chinh to hoac danh may 143
Cac Chung tif nhigu trang va kern theo hoac cac 143
phu luc
Ban g6c va ban sao 145
Ky ma hieu 147
Cac chit ky 149
Ten cua cac chang tit va Chung tit ket hop 151
H6i phi6u va cach tinh ngay ciao han 153
Thdi han 153
Ngay dao han 155
Ngay ngan hang, ngay gia han, chuy6n tin chasm 157
Ky hau 159
11
BO TAP QUAN QUOC TE Ve L/C
Amounts 158
How the draft is drawn 158
Drafts on the applicant 158
Invoices 160
Definition of invoice 160
Description of the goods, services or performance 160
and other general issues related to invoices
Transport document covering at two different 166
modes of transport
Application of UCP 600 Article 19 166
Full set of originals 166
Signing of multimodal transport documents 168
On board notations 170
Place of taking in charge, dispatch, loading on 170
board and destination
Consignee, order party, shipper and endorsement, 170
notify party
Transhipment and partial shipment 172
Clean multimodal transport documents 174
Goods description 174
Freight and additional costs 176
Goods covered by more than one multimodal 178
transport document
Bill of lading 180
Application of UCP 600 Article 20 180
Signing of bills of lading 180
12
BO TAP QUAN QUOC TE Ve L/C
S6 ti6n 159
Hoi phi6u du'dc ky phat nhu'th6 nao 159
H6i phigu doi tin ngu'di yeu cgu 159
Nhang sita chita va thay d6i 159
Hod don 161
Dinh nghia hoa don 161
MO to hang hoa, dich vu hoc thu'c hien va nhCrng 161
van d6 chung khac có lien quan d6n hOa don
Chang to van tai dung cho it nhgt hai phudng 167
thitc van tai kh5c nhau
Ap dung Di6u 19 UCP 600 167
BO day du cac ban g6c 167
Ky chang tit van tai da phurong thU'c 169
Nhang ghi chi] da b6c hang 171
Ndi nhan hang a cho, gifi hang, x6p hang lOn tau 171
va ndi d6n
Ngudi nhan hang, ben ra lenh, ngu'di giti hang va ky 171
hau, ben th6ng bao
Chuy6n tai va giao hang titng phan 173
Chang tit van tai da phuong thitc hoan hao 175
MO t6 hang hoa 175
NV1E-mg sCra china va thay d6i 175
Cubc phi va phy phi 177
Hang hoa dudc cap nhi6u chCing tit van tai da 179
phu'dng th(ic
Van don 181
Ap dung Di6u 20 UCP 600 181
BO day di.lcac ban g6c 181
Ky van don 181
13
Ports of loading and ports of discharge 184
notify party
Clean bills of lading 188
Goods covered by more than one bill of lading 190
Charter party bill of lading 192
Application of UCP 600 article 22 192
Signing of charter party bills of lading 192
Ports of loading and ports of discharge 194
notify party
Partial shipment 196
Clean charter party bills of lading 198
Air transport document 202
Original air transport documents 202
Signing of air transport documents 202
Goods accepted for carriage, date of shipment, and 204
requirement for an actual date of dispatch
14
Nhi:Mg ghi ch0 da beic hang 183
Gang ID& va cang dO 185
Ngu'di nhan hang, ben ra lenh, ngutsi gt:ti hang va ky 185
hau, - ben thong bao
Chu* tai va giao hang titng phan 187
Van tai don hoan hao 189
MO to hang hoa 189
Nhimg sita chita va thay dOi 189
Cutsc phi va phu phi 191
Hang haa cap nhieu van don 191
Van tai ddn theo hdp citing thus tau 193
Ap dung Dieu 22 UCP 600 193
BO day do cac ban Vic 193

Ky van tai don theo hop (long thus tau 193
NhCmg ghi chit da bOc hang 195
Cang boc va cang do 195
nhan hang, ben ra lenh, ngutii girl hang va k9 197
hau, ben thong bao
Giao hang timed phan 197
Van tai don theo hop d6ng thus tau hoan hao 199
MO to hang hoa 199
Nhang sita chCta va thay doi 199

Cu& phi va phy phi 201
Chang tit van tai hang khOng 203
Ap dung D:eu 23 UCP 600 203
Ban g6c chang tit van tai hang khong 203

K9 chCmg tit van tai hang khong 203
Hang hoa nhan de chef, ngay giao hang va yeu ceu 205
ngay gifi hang thut to
15
BO TAP QUAN QUOC TE lit UC
Airports of departure and destination 204
Consignee, order party and notify party 206
Clean air transport documents 208
Road, Rail or Inland waterway transport 212
documents
Original and duplicate of road, rail or inland 212
waterway transport documents
Carrier and signing of road, rail or inland waterway 212
transport documents
Order party and notify party 214
Partial shipment 214
Insurance document and coverage 218
Issuers of insurance documents 218
Risks to be covered 218
Dates 220
Currency and amount 220
Insured party and endorsement 222
Certificates of orgin 224
Basic requirements 224
Issuers of certificates of origin 224
Contents of certificates of origin 224
16
San bay khdi hanh va den 205
Ngu'di nhan, ben ra lenh va ben thOng bao 207
Chuyen tai va giao hang tUng phan 207
ChU'ng tit van tai hang kh6ng hoan hao 209
MO to hang hoa 209
Nhi:tng so'a chita va thay d6i 209
Cubc phi va phu phi 211
Chang tit' van tai during bo, cludng sat va &tong 213
song
Ban geic tha nhat va tha hai cOa chiing tit van tai 213
during b6, clueing sat va du'Ong song
Ngudi chuyen chi va viec ky cad cht:ing tit van tai 213
du'Ong b0, during sat va during song
Ben ra lenh va ben thong bao 215
Giao hang t&ng phan 215
M6 t6 hang hoa 217
NhiTrng va thay d6i 217
Cu'dc phi va phy phi 217
Chang tit bio hiem va bio hiem 219

NhCtng ngudi phat hanh chu'ng tit bao hiem 219
NhCtng rUi ro dudc bao hiem 219
Ngay thang 221
Loai tin va s6 tin 221
Ben dt.toc P6o hi6'm va ky hau 223
Gay chang nhin xuat xtl. 225
NhCtng yeu c6u co ban 225
NhCrng ngudi phat hanh Gray chang nhan xuat xtir 225
NhCtng not dung cua Giay ch(tng nhan xuat xit 225
17
BO TAP QUAN QUOC TE Vt L/C
Part III. SUPPLEMENT TO THE UNIFORM 228
CUSTOMS AND PRACTICE FOR DOCUMENTARY
CREDITS FOR ELECTRONIC PRESENTATION
VERSION 1.1/2007/ICC
Article el: Scoppe of the eUCP 230
Article e2: Relationship of eUCP to the UCP 230
Article e3: Definitions 232
Article e4: Format 234
Article e5: Presentation 234
Article e6: Examination 238
Article e7: Notice of Refusal 238
Article e8: Originals and Copies 240
Article e9: Date of issurance 240
Article el 0: Transport 240
Article ell: Corruption of an Electronic Record After 242
Presentation
Article e12: Additional Disclaimer of Liability for 242
Presentation of Electronic Records under eUCP
Part IV. UNIFORM RULES FOR BANK-TO-BANK 244
REIMBURSEMENTS UNDER DOCUMENTARY
CREDITS, PUBLICATION No.725/2008/ICC
A. General Provisions and Definitions 246
Article 1: Application of URR 246
Article 2: Definitions 246
Article 3: Reimbursement Authorizations Versus 250
Credits
B. Liabilities and responsibilities 250
Article 4: Honour of a Reimbursement Claim 250
18
Phgn III. BAN PHU TRUONG UCP 600 VE VIEC 229
XUAT TRINH CHCING TO' DIEN - BAN DIEN

GIAI SO 1.1 NAM 2007 (eUCP=1.1/2007/ICC)
Di5u el: Pham vi ap dung eUCP 231
Di5u e2: Moi quan he cua eUCP va UCP 231
Di5u e3: Cac dinh nghia 233
Di5u e4: Hinh thin 235
Di5u e5: Xuat trinh 235
Di5u e6: Kidm tra 239
Di5u e7: Th6ng bao tit ch6i 239
Di5u e8: Chang tit g6c va b5n sao 241
Di5u e9: Ngay phat hanh 241
Di5u el 0: Van fai 241
Di5u ell: Siva d6i chCrng til dien to sau khi da phat 243
hanh
Di5u e12: Su mien trach d6i vqi vidc xuat 243
trinh chung tit din tit then eUCP
Phgn IV. QUY TAC THONG NHAT HOAN TRA 245

TIEN GILIA CAC NGAN HANG THEO THU TIN
DUNG - URR-725/2008/ICC
A. Di6u khoin chung va dinh nghia 247
Di5u 1: Ap dung URR 247
Di5u 2: Cac dinh nghia 247
Di5u 3: Oy quAn hoan tra va Thu' tin dung 251
B. Nghia vu va trach nhiem 251
Di5u 4: Thanh toan yOu ca'u hoan tra. 251
19
BO TAP QUAN QUOC TE VE L1C
Article 5: Responsibility of the Issuing bank 250
C. Form and Notification of authorisations, 250
amendments and claims
Article 6: Issuance and Receipt of a Reimbursement 250
Authorization or Reimbursement Amendment
Article 7: Expiry of a Reimbursement Authorization 256
Article 8: Amendment or Cancellation of Reimbursement 256
Authorization
Article 9: Reimbursement Undertaking 258
Article 10: Standards for a Reimbursement Claim 266
Article 11: Processing a Reimbursement Claim 268
Article 12 - Duplications of a Reimbursement 272
Authorization
D. Miscellaneous provisions 274
Article 13: Foreign Laws and Usages 274
Article 14: Disclaimer on the Transmission of 274
Messages
Article 15: Force Majeure 274
Article 16: Charges 274
Article 17: Interest Claims/Loss of Value 276
20
Dieu 5: Mach nhiem cOa Ngan hang phat hanh 251
C. Hinh thdc va thOng bac, cac Uy quyOn, cac

251
sira doi va cac You cgu hoan tra
Dieu 6: Phat hanh va tip nhan Uy quy6n hoar) tra, 251
sua d6i hoar) tra
Dieu 7: Thdi han hieu lut caa Uy quy6n hoan tra 257
Dieu 8: Siva d6i hoac huy IDO Uy quyen hoan tra 257
Dieu 9: Cam ket hoan tra 259

Dieu 10: Cac tieu chugn d6i vOi Yeu c6u hoar) tra 267
Dieu 11: Thut hien Yeu c6u hoan tra 269
Dieu 12: Hai In Uy quy6n hoan tra 273
D. Cac di6u kho'in khac 275

Dieu 13: Luat nubc ngoai va tap quan 275
Di6u 14: Su mien trach y6 chuye'n dich thu tU va 275
dien tin
Dieu 15: Bat kha khang 275
Dieu 16: Cac loaf phi 275
Dieu 17: Cac khieu nai v6 tin lai/t6n th6t v6 gia tri 277
21
Part I.
THE UNIFORM CUSTOMS AND
PRACTICE FOR DOCUMENTARY
CREDITS, 2007 REVISION, ICC
PUBLICATION NO.600
(UCP-600/2007/ICC)
Min I.
CAC QUY TAC VA THIIC HANH
THONG NHAT VE TIN DUNG
CHONG TO CilA ICC
(UCP-600/2007/ICC)
BAN SC!A DOI NAM 2007 VA CO HO LOC TO' 01/7/2007
PHONG THONG MAI WC ft- ICC
FOREWORD
This revision of the Uniform Customs and Practice for

Documentary Credits (commonly called "UCP") is the sixth
revision of the rules since they were first promulgated in
1933. It is the fruit of more than three years of work by the
International Chamber of Commerce's (ICC) Commission
on Banking Technique and Practice.
ICC, which was established in 1919, had as its primary

objective facilitating the flow of international trade at a
time when nationalism and protectionism posed serious
threats to the world trading system. It was in that spirit that
the UCP were first introduced — to alleviate the confusion
caused by individual countries' promoting their own
national rules on letter of credit practice. The objective,
since attained, was to create a set of contractual rules that
would establish uniformity in that practice, so that
practitioners would not have to cope with a plethora of
often conflicting national regulations. The universal
acceptance of the UCP by practitioners in countries with
widely divergent economic and judicial systems is a
testament to the rules' success.
It is important to recall that the UCP represent the work of

a private international organization, not a governmental
body. Since its inception, ICC has insisted on the central
role of self-regulation in business practice. These rules,
formulated entirely by experts in the private sector, have
validated that approach. A range of individuals and groups
contributed to the current revision, which is entitled UCP
600. These include the UCP Drafting Group, which sifted
24
UCP — 600 /2007/ ICC
PRONG 1/11107/11 M41 6116C TE - ICC
L OI Nol DA U
Ban seta doi quy tac va TN:1'c hbnh thong nhat va Tin dung
chang (thu'ang du'oc goi tat la "UCP" In nay lb In thit 6
ke tit khi UCP du'cic ban hanh dau tien vac nam 1933.
Day la kat qua caa hon 3 nam lam yiec cUa U y ban K9 thuat
va Tap quan Ngan hang thu6c Ph6ng Thu'ong mai Qu6c
te (ICC).
ICC du'oc thanh lap vao nam 1919 vdi muc tieu ban d5u lb
thiic day thu'ong mai qu6c te" vac thdi digm ma chi] nghia
qu6c gia va chu nghia bao h6 de doa nghiem trong he th6ng
thu'ong mai the' gidi. Tren tinh than do, UCP du'oc ban hanh
I5n dau tien da lam giam su' bat d6ng do m6i qu6c gia c6
gang ap dung mot quy tac rieng ye thu' tin dung va da
dat du'oc muc tieu lb tao ra mot b6 quy tac hop clang tit do
thie't lap su' th6ng nhat trong thcic hbnh Tin dung ch(tng
tit dg cac nhb thu'c hanh kh6ng phai dai pho vdi su' xung d6t
phap luat khong dang có giita cac qu6c gia. Viac UCP
du'oc chap nhan r6ng rai bdi cac nha thqc hbnh c1 cac nu&
có he th6ng kinh va phap luat rat khac biet la bang chi:mg
khang dinh su' thbnh cOng dia Quy tac nay.
Can lu'u y rang UCP lb san pham caa mot t6 chth qu6c tu'
nhan chit kh6ng phai la co quan chinh phCi. Ngay tit khi mdi
hoat d6ng, ICC d5 luon nhan mang vai trO quan trong cua
kha nang tot dieu fiat trong thcic tien kinh doanh. Ban Quy tac
nay, hobn town do cac chuyen gia thu6c khu vu'c nhan
soan thao, d5 khang dinh ditoc tinh ding dan cua quan digm
tren. UCP lb b6 quy tac tti nhan ye thudng mai thanh cOng
nhat tit tat& don nay.
Rat nhi6u ca nhan va t6 chitc da clang gap cho ban sita doi
Ian nay, voi ten goi la UCP 600. DO lb: nhorn soan thao UCP,
25
UCP — 600 /2007/ ICC
PIIda mow my oak TE - ICC
through more than 5000 individual comments before
arriving at this consensus text; the UCP Consulting Group,
consisting of members from more than 25 countries,
which served as the advisory body reacting to and
proposing changes to the various drafts; the more than
400 members of the ICC Commission on Banking
Technique and Practice who made pertinent suggestions
for changes in the text; and ICC national committees
worldwide which took an active role in consolidating
comments from their members. The UCP remain the most
successful set of private rules for trade ever developed.
ICC also expresses its gratitude to practitioners in the
transport and insurance industries, whose perceptive
suggestions honed the final draft.
GUY SEBBAN
Secretary General
International Chamber of Commerce
26
UCP — 600 /2007/ ICC
mum mow MA/ ode ICC
da nghien c(tu, xem xet k9 litong tren 5000 9 kin gop
trudc khi du'a ra van b5n du'oc chap nhan cu6i ding; nh6m
tu' van UCP, bao gom cac thanh vien tit hon 25 qu6c gia,
Bong vai tr6 la co quan tu' van a ph5n hoi va de xuat nhitng
thay dOi trong qua trinh soan th5o; ten 400 thanh vien trong
Uy ban K9 thuat va Tap guar' Ngan hang cUa ICC da du'a
ra cac ggi y thich clang dg sita d6i van b5n; cac l'.19 ban
quoc gia cUa ICC ten kliac the gidi &rig vai tre tich cyc
trong viec tap hop y kign gop y tit cac thanh vier) cUa
ho. ICC cung bay to stf cam cm d6i vdi cac nha thyc hanh
trong nganh van t6i va b5o him vg kin sau sac
cho b5n dU th5o cu6i cung.
GUY SEBBAN
Teing thu kjt
Ph6ng Thwing mai Qu6c
27
UCP — 600 /2007/ ICC
PHoN11 WON MAI OUOC 'cc
INTRODUCTION
In May 2003, the International Chamber of Commerce
authorized the ICC Commission on Banking Technique
and Practice (Banking Commission) to begin a revision of
the Uniform Customs and Practice for Documentary
Credits, ICC Publication 500.
As with other revisions, the general objective was to
address developments in the banking, transport and
insurance industries. Additionally, there was a need to
look at the language and style used in the UCP to remove
wording that could lead to inconsistent application and
interpretation.
When work on the revision started, a number of global
surveys indicated that, because of discrepancies,
approximately 70% of documents presented under letters
of credit were being rejected on first presentation. This
obviously had, and continues to have, a negative effect on
the letter of credit being seen as a means of payment and,
if unchecked, could have serious implications for
maintaining or increasing its market share as a recognized
means of settlement in international trade. The
introduction by banks of a discrepancy fee has highlighted
the importance of this issue, especially when the
underlying discrepancies have been found to be dubious
or unsound. Whilst the number of cases involving litigation
has not grown during the lifetime of UCP 500, the
introduction of the ICC's Documentary Credit Dispute
Resolution Expertise Rules (DOCDEX) in October 1997
(subsequently revised in March 2002) has resulted in
more than 60 cases being decided.
To address these and other concerns, the Banking
Commission established a Drafting Group to revise
UCP 500. It was also decided to create a second group,
28
UCP — 600 /2007/ ICC
LOI GIOI THIN
Thang 5/2003, Phong Thu'ong mai Qu6c to d5 ay quy6n cho

Cly Ban Kji thuat va Tap quan Ngan hang (goi tat la Uy
ban Ngan hang) tri6n khai sua d6i ban Quy tac va Thcfc
hanh th6ng nhat v6 Tin dung chang tit, an pham ICC s6 500.
Cung nhu' cac Ian sCia d6i khac, muc tieu co ban la phan anh
du'oc nhu'rig thay doi va phat tri6n trong linh vkic ngan hang,
van tail va bao hiem. Ngobi ra, can phai xem xet lai ngOn
ngCt va cach hanh van dang du'oc sit dung trong UCP de loci
IDO cau chit co the an den viec ap dung va giai thich
khOng th6ng nhat.
Khi cOng viec sita d6i ban quy tac ban Tau, mot so khao sat
tren pham vi quOc to chi ra rang khoang 70% chCfng to xuat
trinh then That tin dung bi tilt ch6i trong I5n xuat trinh Tau tien
do co nhang sal sot. Ro rang dieu nay da va se tiap tuc
anh hdong xau clan Thu' tin dung von du'oc col la mot
phu'ong tien thanh toan, va neu kh6ng duoc di6u chinh,
se co nhiing tac dOng nghiem trong den viec - duy tri va gia
tang thi phan cilia Tin dung chO'ng till nhu' la mot phu'ong tien
thanh toan quan trong trong thu'ong mai qu6c ta. Vi6c mot s6
ngan hang du'a ra phi sai biet cua chang till cang to
tam quan trong cilia van d6 nay, dac biet la nhieu sai sot
khong ro rang va hgp ly. Mac du s6 vu kien cao khOng tang
trong thdi gian ap dung UCP 500, viec ban hanh ban Quy
tac Giai quyat tranh chap v6 Tin dung chang till (DOCDEX)
cilia ICC vao thong 10/1997 (va du'gc sa'a d6i vao thong
3/2002) da clan den non 60 vu kien phai xet
06 giai quy6t nhi:ing van d6 nay va mot s6 van d6 khac co

lien quan, U y ban Ngan hang thanh lap Nhom soar
thao cre sita d6i UCP 500. NhOrn tha hail la Nhom tu' van
cOng du'dc thanh lap cid ra soat va gop jr cho cac du' thao
29
UCP — 600 /2007/ ICC
PHuNG MIRING MAI WIC
known as the Consulting Group, to review and advise on
early drafts submitted by the Drafting Group. The
Consulting Group, made up of over 40 individuals from 26
countries, consisted of banking and transport industry
experts. Ably co-chaired by John Turnbull, Deputy
General Manager, Sumitomo Mitsui Banking Corporation
Europe Ltd, London and Carlo Di Ninni, Adviser, Italian
Bankers Association, Rome, the Consulting Group
provided valuable input to the Drafting Group prior to
release of draft texts to ICC national committees.
The Drafting Group began the review process by
analyzing the content of the official Opinions issued by the
Banking Commission under UCP 500. Some 500
Opinions were reviewed to assess whether the issues
involved warranted a change in, an addition to or a
deletion of any UCP article. In addition, consideration was
given to the content of the four Position Papers issued by
the Commission in September 1994, the two Decisions
issued by the Commission (concerning the introduction of
the euro and the determination of what constituted an
original document under UCP 500 sub-article 20(b) and
the decisions issued in DOCDEX cases.
During the revision process, notice was taken of the
considerable work that had been completed in creating
the International Standard Banking Practice for the
Examination of Documents under Documentary Credits
(ISBP), ICC Publication 645. This publication has evolved
into a of documents with the terms of letters of credit. It
is the necessary companion to the UCP for determining
compliance expectation of the Drafting Group and the
Banking Commission that the application of the principles
contained in the ISBP, including subsequent revisions
thereof, will continue during the time UCP 600 is in force.
At the time UCP 600 is implemented, there will be
an updated version of the ISBP to bring its contents
in line with the substance and style of the new rules.
30
UCP— 600 /2007/ ICC
Pan WONG MAI Nith TE - icc
do NhOm soan thao de trinh. Nhom to van, vdi tran 40
thanh vier) tit 26 qu6c gia, bao g6m nhigu chuyen gia trong
ngarth ng5n hang va van tai. Dud sv chi dao cOa John
Turbull, Phd Tang giam d6c Tap doan Ngan hang Sumitomo
Mitsui Ch5u Au tai London va Carlo Di Ninni, C6 van
Hiep hOi Ngan hang Italia tai Rome, Nhom to van da du'a
ra nliCtrig gdp y rat co gia tri cho Nhom soan thao tilt& khi
de trinh du thao len cac Oy ban qu6c gia cOa ICC.
Nhom soan thao bat d5u qua trinh ra soat bang viec phan
tich nht:tng y kign chinh thitc cua Oy ban Ng5n hang doi vdi
UCP 500. Khoang 500 y kign d5 du'dc xem xet dg danh gia
xem khi giai quyel cac van de phat sinh se can phai sita d6i,
b6 sung hay xda b6 digu khoan nao trong UCP. Ngobi ra,
NhOm cOng xem xet 4 ban danh gia do Oy ban Ngan hang
du'a ra vao thang 9/1994, 2 Quygt dinh coa Oy ban Ngan
hang (lien quan den d6ng euro va quy dinh vg viec xac
dinh ch(tng tit g6c theo trdu muc 20(b) cua UCP 500 va
cad phan quygt &roc ban hanh trong cac vu kien dia
DOCDEX).
Trong qua trinh sita d6i, nhom lam vied cOng luu y dgn kh6i
lu'dng cong viec clang kg phai hoan thanh khi soan thao
Tap quan Ngan hang Tieu chuen Qu6c to ding de kigm
tra chCing tit trong phudng thac Tin dung chi:mg tit
(International Standard Banking Practice for the Examination
of Documents under Documentary Credits — ISBP), an
pham ICC s6 645. An pham nay da tra thanh mot tai lieu
quan trong kem theo UCP dg xac dinh miltc do phO hop cila
chUng tit vai cac digu khoan cOa Thu tin dung. Nhom soan
thao va Oy ban Ngan hang by vong cac nguyen tbc cua
ISBP, kd ca cac sita d6i sau nay, se tip tuc du'oc bp dung
trong thdi gian UCP 600 c6 hidu Khi UCP 600 dudc
ap dung, ISBP cung se dtioc cap nhbt de not dung cOa
no phu hop vdi b6n chgt va hinh thctc cua Quy tbc mdi.
31
UCP — 600 /2007/ ICC
Mon THONG MAI QUI1C TE -ICC
The Position Papers issued in September 1994 were
issued subject to their application under UCP 500;
therefore, they will not be applicable under UCP 600. The
essence of the Decision covering the determination of an
original document has been incorporated into the text of
UCP 600. The outcome of the DOCDEX cases were
invariably based on existing ICC Banking Commission
Opinions and therefore contained no specific issues that
required addressing in these rules.One of the structural
changes to the UCP is the introduction of articles covering
definitions (article 2) and interpretations (article 3). In
providing definitions of roles played by banks and the
meaning of specific terms and events, UCP 600 avoids
the necessity of repetitive text to explain their
interpretation and application. Similarly, the article
covering interpretations aims to take the ambiguity out of
vague or unclear language that appears in letters of credit
and to provide a definitive elucidation of other
characteristics of the UCP or the credit.
During the course of the last three years, ICC national
committees were canvassed on a range of issues to
determine their preferences on alternative texts submitted
by the Drafting Group. The results of this exercise and the
considerable input from national committees on individual
items in the text is reflected in the content of UCP 600.
The Drafting Group considered, not only the current
practice relative to the documentary credit, but also tried
to envisage the future evolution of that practice.
This revision of the UCP represents the culmination of
over three years of extensive analysis, review, debate and
compromise amongst the various members of the Drafting
Group, the members of the Banking Commission and the
respective ICC national committees. Valuable comment has
also been received from the ICC Commission on Transport
and Logistics, the Commission on Commercial Law and
Practice and the Committee on Insurance.
32
UCP — 600 /2007/ ICC
PHONE II/11M M41 CUOC TE cc - '
B6n ban danh gia phbt hanh vao thang 9/1994 du'a tren
cac nguyen lac cua UCP 500, do do se. khOng bp
dung du'oc cho UCP 600. Nhang van d6 quan trong trong
Quye't dinh v6 viOc xac dinh chang g6c d5 du'oc du'a
vao not dung cua UCP 600. Phan quyet trong cac vu kiOn
cua DOCDEX van dcra theo y kien danh gia cua Oy ban
Ngan hang ICC non khOng CO not dung cu thd nao can
cli6u chinh trong ban buy tac nay.
M6t trong nhang thay d6i trong cau truc cua UCP lb da-
dub vao cac di6u khoan ve dinh nghia (Di6u 2) va giai
thich (Di6u 3). Khi du'a ra dinh nghia ve vai tit cua ngan
hang va y nghia cua cac thuat ng[i va sir kiOn cu thd, UCP
600 khOng nhac lai Idi van dd rm5 to cach giai thich va bp
dung. Thong ter, di6u khoan giai thich nh5m Ioai bo
su' map and hoac khOng r6 rang trong ng6n ngir thu'Ong
xu5t hiOn trong tha tin dung va dua ra su' giai thich dill
khoat cac dac tru'ng cua UCP hoac Thu tin dung. Trong 3
nam qua, cac Oy ban qu6c gia cua ICC (55 nghien cal
hang loat van de co lien quan dd Iua chon ra clu'oc van
ban phi) hap nhat ma Nhom soan thao trinh lOn. K6t qua
cua viec nghiOn c(tu nay cOng nhu nhi6u dOng gOp
cua cac Uy ban qu6c gia doi vai nhi6u muc trong van ban
du'oc thd hiOn ro trong not dung cua UCP 600. NhOm soan
thao da kh6ng chi xem xet thcfc tin dang din ra co lien
quan dgn Tin dung chimg tU ma con can nhac ca
nha'ng xu hu'ong phat trie'n cua no trong tuting lai.
Ban sira d6i UCP nay la 1c6t qua cua hcin 3 nam phan
tich ra soat, tranh luan va dung hoa giu'a cac thanh vien cua
NhOm soan thao, Oy ban Ngan hang va cac Uy ban qu6c gia
co lien quan cua ICC. Cac gop y Cat co gia tri cOng du'oc
dOn tif U y ban va Van tai va Logistics cua ICC, uy ban ve
phap luat va Thcrc hanh thu'ong mai va Uy ban va bao hidm.
33
UCP — 600 /2007/ ICC
PHONE TIMM MAI 0111IC rte-icc
It is not appropriate for this publication to provide an
explanation as to why an article has been worded in such
a way or what is intended by its incorporation into the
rules. For those interested in understanding the rationale
and interpretation of the articles of UCP 600, this
information will be found in the Commentary to the rules,
ICC Publication 601, which represents the Drafting
Group's views.
On behalf of the Drafting Group I would like to extend our
deep appreciation to the members of the Consulting
Group, Group, ICC national committees and members of
the Banking Commission for their professional comments
and their constructive participation in this process.
Special thanks are due to the members of the Drafting
Group and their institutions, who are listed below in
alphabetical order.
Nicole Keller — Vice President, Service International
Products, Dresdner Bank AG, Frankfurt, Germany;
Representative to the ICC Commission on Banking
Technique and Practice;
Laurence Kooy — Legal Adviser, BNP Paribas, Paris,
France; Representative to the ICC Commission on
Banking Technique and Practice.
Katja Lehr — Business Manager, Trade Services Standards,
SWIFT, La Hulpe, Belgium, then Vice President, Membership
Representation, International Financial Services
Association, New Jersey, USA; Representative to the ICC
Commission on Banking Technique and Practice;
Ole Malmqvist — Vice President, Danske Bank,
Copenhagen, Denmark; Representative to the ICC
Paul Miserez — Head of Trade Finance Standards, SWIFT,
La Hulpe, Belgium; Representative to the ICC Commission
on Banking Technique and Practice;
34
UCP — 600 /2007/ ICC
PIMAW WOW MAI vac TE - ICC
Se kh6ng thich hop nau du'a vac) b5n Quy tac nay Idi giai
thich tai sao tCrng dieu kho5n lai du'oc soan th5o nhu v5y,
ho5c tai sao dieu kho5n do lai duoc du'a vac) trong b5n
quy tac. NhCmg ngudi quan tam tim higu va I9 do va giai thich
cUa cac di6u kho5n trong UCP 600 co th6 tim doc trong
b5n binh 1u5n quy tac, an phdm ICC so 601, trong do
th6 hien quan diem cUa Nhom soan th5o.
Thay mat Nhom soan th5o, tOi main giti Id cam on sat.] sac
tdi cac thanh vien cua Nhom tu' van, cac Uy ban qu6c gia
caa ICC va cac thanh vien Uy ban Ngan hang v'g nhimg
kien &mg gap v6 chuyen m6n va sy' tham gia mang tinh xay
dung cUa ho trong qua trinh soan th5o
D5c biat cam on cac thanh vien cUa Nhom soan th5o
va cac t6 chac cua ho, du'oc liet ke du'di day theo ter
alphabe:
Nicole Keller — Pho ch6 tich, phi) trach S5n phdm dich vu
quOc ta, Dresdner Bank AG, Frakfurt, D(tc;
Laurence Kooy — CO van phap 1u5t; BNP Paribas, Paris; Dai

dien tai Uy ban K9 thu5t va T5p quan Ng5n hang cUa ICC:
Katja Lehr — Giam d6c kinh doanh, Tieu chudn dich vu

thu'ong mai, SWIFT, La Hulpe, Bi; sau nay la Pho ch6 tich,
thanh vien cOa co quan Dai dien, Hiep h6i dich vu tai chInh
quOc ta, New Jersey, Hoa k9; Dai dien tai Uy ban K9 thu5t va
T5p guar' Ngan hang cCia ICC;
Ole Malmqvist — Pho chU tich, Ngan hang Danske,

Copenhagen, Dan Mach; Dai dien tai Uy ban k9 thu5t va T5p
quan Ngan hang caa ICC;
Paul Miserez — TruOng ban phu trach tieu chudn tai chInh
thuong mai, SWIFT, La Hulpe, Bi; Dai dien tai Uy ban K9
thu5t va T5p quan Ngan hang cCia ICC;
35
UCP — 600 /2007/ ICC
PRONG IOW M4I ou4k ice
Renne Mueller — Director, Credit Suisse, Zurich,
Switzerland; Representative to the ICC Commission on
Banking Technique and Practice;
Ghee Seng Soh — Consultant, Association of Banks in

Singapore, Singapore; Representative to the ICC
Dan Taylor — President and CEO, International Financial

Services Association., New Jersey USA; Vice Chairman,
ICC Commission on Banking Technique and Practice;
Alexander Zelenov — Director, Vnesheconombank,

Moscow, Russia; Vice Chairman, ICC Commission on
Banking Technique and Practice;
Ron Katz — Policy Manager, ICC Commission on Banking

Technique and Practice, International Chamber of
Commerce, Paris, France.
The undersigned had the pleasure of chairing the Drafting

Group.
It was through the generous giving of their knowledge,

time and energy that this revision was accomplished so
successfully. As Chair of the Drafting Group, I would like
to extend to them and to their institutions my gratitude for
their contribution, for a job well done and for their
friendship. I would also like to extend my sincere thanks to
the management of ABN AMR() Bank N.V., for their
understanding, patience and support during the course of
this revision process.
GARY COLLYER
Corporate Director, ABN AMR() Bank N.V., London,
England and Technical Adviser to the ICC Commission on
Banking Technique and Practice - November 2006
36
UCP — 600 /2007/ ICC
PHONG THONG MA/ QUOC
Rene Mueller — Giam d6c, Credit Suisse, Zurich, Thuy Si; dai
dien tai Oy ban Ky thu5t va T5p quan Ng5n hang cOa ICC;
Chee Seng Soh — Nha tu' van, Hiep hoi ngan hang
Singapore, Singapore; dai dien tai Uy ban K9 thu5t va T5p
quan Ng5n hang cOa ICC;
Dan Taylor — Chu tich kiem Giam d6c dieu hanh, Hiep h6i
dich V y tai chinh qu6c te, New Jersey, Hoa Ky; Pho cha tich,
CJy ban Ky thu5t va T5p quan Ng5n hang caa ICC;
Alexander Zelenov — Giam d6c, Vnesheconombank,
Maxcava, Nga, Pho chi] tich, ciy ban Ky thu5t va T5p
quan Ngan hang cOa ICC;
Ron Katz — Giam d6c phu trach chinh sach, C.ly ban Ky thu5t
va T5p quan Ngan hang cOa ICC; Ph6ng Thu'dng mai Qu6c
te, Paris, Phap.
Ngubi ky ten du'ai day co vinh du. lam ChO tich Nhom soan
than.
NhO su' clang gOp hao hi'ep ca \re kien thCtc, thoi gian va nang
luc cOa cac thanh vien, ban sCta d6i In nay da hoan thanh
mot cach tot dep. Vdi tt1 cach lb Chi] tich NhOm soan
than, t6i xin cam on den cac thanh vien va t6 chirc cOa
ho ve su dong gOp, sLt hoan thanh cong viec mot cach tot
dep va tinh ban hU'u nghi. TOi cOng mu6n gui Idi cam on
den Ban quan tri Ngan hang ABN AMR() N.V., ye su' thOng
cam, kien tri va ung h6 cua ho trong qua trinh soan than I:16n
Quy t6c nay.
Gary Collyer
Giam D6c
Ngan hang ABN AMR() N.V., London, Anh
Co van k9 thuat cUa Oy ban K9 thuat
va Tap quan Ngan hang cila ICC. Thang 11/2006.
37
UCP — 600 /2007/ ICC
PRONG WON MA/ 01111C 'cc
Article 1: Application of UCP
The Uniform Customs and Practice for Documentary

Credits, 2007 Revision, ICC Publication no. 600 ("UCP")
are rules that apply to any documentary credit ("credit")
(including, to the extent to which they may be applicable,
any standby letter of credit) when the text of the credit
expressly indicates that it is subject to these rules. They
are binding on all parties thereto unless expressly
modified or excluded by the credit.
Article 2 : Definitions
For the purpose of these rules:
Advising bank means the bank that advises the credit at

the request of the issuing bank.
Applicant means the party on whose request the credit is

issued.
Banking day means a day on which a bank is regularly

open at the place at which an act subject to these rules is
to be performed.
Beneficiary means the party in whose favour a credit is

issued.
Complying presentation means a presentation that is in

accordance with the terms and conditions of the credit, the
applicable provisions of these rules and international
standard banking practice.
Confirmation means a definite undertaking of the

confirming bank, in addition to that of the issuing bank, to
honour or negotiate a complying presentation.
38
UCP — 600 /2007/ ICC
PHONG MON MA/ &VC 'cc
eiiu 1: Ap dung UCP
Cac quy t5c TN1'c hanh Th6ng nh5t v6 Tinh dung
chctng tii bAn sU'a d6i 2007, ICC xual bk so 600 ("UCP") la
,
cac Quy t5c ap dung cho b5t ky Tin dung chCmg tit ("tin
dung") nao (bao gom c5 this tin dung du phOng trong
chtIng mu'c ma cac Quy t5c nay có the ap dung) nat., not
dung caa tin dung chi ra mot cach ro rang no phu thu6c
vao cac Quy t5c nay. Cac Quy t5c nay rang bu6c tat c5 cac
ben, tru khi tin dung loci trii hoec mot cach CO rang.
Min 2: Dinh nghia
Nh'aM muc dich cOa cac Quy t5c nay:
Ngan hang thong bao la ngan hang flan hanh th6ng bao
tin dung theo yeu c5u coa Ngan hang phat hanh.
Ngudi you cau la ben ma theo yeu c5u dia ben do, tin dung
dtioc phat hanh.
Ngay lam vi0c ngan hang la mot ngay ma ngan hang

thufOng mii cisa tai not ma mot hoat d6ng có lien quan den
cac Quy t5c nay du'oc thu'c hien.
Ngutii thy huang la ben ma vi quyen loi cila ben do,

mot tin dung du'oc phat hanh.
Xuat trinh phi) hdp nghia la mot xuat trinh phu hop vai cac
di6u kien va di6u kho5n ci.la tin dung, Gila cac dieu khok có
the ap dung cUa Quy t5c nay va voi tap quan ng5n hang tieu
chuSn quoc te.
Xac nhan /a mot cam k6t chk ch5n cua Ngan hang xac
nhan, ngoai cam ket cUa Ngan hang phat hanh v6 viec thanh
toan hoec thuting luong thanh toan khi xual trinh phi] hop.
39
UCP — 600 /2007/ ICC
PHIING THUM MAI ell6C It- ICC
Confirming bank means the bank that adds its
confirmation to a credit upon the issuing bank's authorization
or request.
Credit means any arrangement, however named or

described, that is irrevocable and thereby constitutes a
definite undertaking of the issuing bank to honour a

complying presentation.
Honour means:
a. to pay at sight if the credit is available by sight

payment.
b. to incur a deferred payment undertaking and pay at

maturity if the credit is available by deferred
payment.
c. to accept a bill of exchange ("draft") drawn by the

beneficiary and pay at maturity if the credit is
available by acceptance.
Issuing bank means the bank that issues a credit at the

request of an applicant or on its own behalf.
Negotiation means the purchase by the nominated bank

of drafts (drawn on a bank other than the nominated bank)
and/or documents under a complying presentation, by
advancing or agreeing to advance funds to the beneficiary
on or before the banking day on which reimbursement is'
due to the nominated bank.
Nominated bank means the bank with which the credit is

available or any bank in the case of a credit available with
any bank.
40
UCP — 600 /2007/ ICC
Pan NON MAI ella rt- 'cc
Ngan hang xac nhan la ng5n hang, theo yeu cau hoac theo
sU Oy quy6n cua Ngan hang phat hanh, thu'c hien xac nhgn
ctIa minh doi vdi mot tin dung.
Tin dung la mot thaa thu5n, dia cho du'oc mo t5 hobc dbt
ten nhu' the nao, nhu'ng kh6ng the hOy b6 va do do la mot
cam ket chbc chbn cua Ngan hang phat hanh v6 viec thanh
toan cho mot xugt trinh phO hop.
Thanh toan co nghia la:
a. TrA ngay khi xual trinh, n6u tin dung co gia tri thanh
toan ngay.
b. Cam ket tra tin sau va tra tin khi dao han, n6u tin
dung co gia tri thanh toan va sau.
c. Ch5p nhOn hoi phieu d6i no ("draft") do ngu'di thu hu'ang

ky phat va tra tin khi dao han, n6u tin dung co gia tri
thanh toan bAng chgp nh5n.
Ngan hang phat hanh la ngan hang, theo yeu cau caa
ngu'di yeu cau hoac nhan danh chinh minh, phat hanh mot
tin dung.
Thuting thanh toan la viec cac Ng5n hang chi

dinh mua cac h6i phieu dal no (ky phat d6i tin ngan hang
khac khOng ph5i la Ng5n hang chi dinh) va/hobc cac
chang tit khi xuat trinh phO hop, bbng cach tra ti6n truck
hobc O'ng tin tru'dc cho ngu'di thu hu'ang vao / hobc trutic
ngay lam viec ngan hang ma vao ngay do tin phi du'oc
hoan tra tin cho Ng5n hang chi dinh.
Ngan hang chi dinh lb ngan hang ma voi ng5n hang do tin
dung co gia tri thanh toan hobc bgt cif ng5n hang nao
trong tru'Ong hop tin dung co gia tri thanh toan doi vai bgt
cu ng5n hang nao.
41
UCP — 600 /2007/ ICC
PHONG THONG MA/ WC
Presentation means either the delivery of documents
under a credit to the issuing bank or nominated bank or
the documents so delivered.
Presenter means a beneficiary, bank or other party that

makes a presentation.
Article 3: Interpretations
For the purpose of these rules:
Where applicable, words in the singular include the plural

and in the plural include the singular.
A credit is irrevocable even if there is no indication to that

effect.
A document may be signed by handwriting, facsimile

signature, perforated signature, stamp, symbol or any
other mechanical or electronic method of authentication.
A requirement for a document to be legalized, visaed,

certified or similar will be satisfied by any signature, mark,
stamp or label on the document which appears to satisfy
that requirement.
Branches of a bank in different countries are considered

to be separate banks.
Terms such as "first class", "well known", "qualified",

"independent", "official", "competent" or "local" used to
describe the issuer of a document allow any issuer except
the beneficiary to issue that document.
Unless required to be used in a document, words such as

"prompt", "immediately" or "as soon as possible" will be
disregarded.
42
UCP — 600 /2007/ ICC
PI/08 WON M.41 WC it ICC
Xuat trinh nghia la viec chuydn giao chang tit theo mat tin
dung cho Ngan hang phat hanh ho5c Ngan hang chi dinh
ho5c cac chang tit du'oc chuydn giao nhu the.
Ngudi xult trinh la ngu'Oi thy huang, ng5n hang ho5c

bat cCr ben nao khac thyt hien viec xuat trinh.
wiu 3: Giii thich

Nham muc dich caa cac Quy t5c nay:
TuY ch6 c6 thd ap dung, cac tit 6 dang so it bao gam c5 s6

nhi6u va c1 dang so nhi6u bao g6m c5 so it.
M6t tin dung la khong thd hay 66 ngay ca khi khOng c6 quy
dinh ve viec do.
M6t chang tit c6 thd duoc ky bang tay, bang FAX, bang chCt
ky duc l6, con dau, bang ky hieu ho5c bat at phu'ong phap
co hoc ho5c dien tit nao.
M6t yeu cau doi voi mot chang tit du'oc hop thitc hoa, duoc
thi thu'c ho5c duoc ch(tng thLtc ho5c tong to se duoc thaa
man bang bat ky chit ky, ky hieu, con dau ha:6c nh5n hieu
nao a tren chang tit thd hien la dap Crng du'oc yeu
cau do.
Cac chi nhanh ciia mat ng5n hang 6 cac nuac khac nhau
du'oc coi la cac ngan hang dac lap.
NhCing cum tit nhu "hang nhat", "n6i tieng", "do tu' cach", "d6c
l5p", "chinh that", "tot" ho5c "dia phong" sit dung a mo t5
nguai phat hanh chang tit, cho phep bat cCr ngudi phat hanh
nao, tit ngu'di thy huang, phat hanh chang tit do
Trit khi co yeu cau sit dung tren chang cac tit nhu'
"nhanh", "ngay lap tut" ho5c "cang sam cang tot" se kh6ng
du'oc xem xet den.
43
UCP — 600 /2007/ ICC
PRONG IMMO MAI OUOC
The expression "on or about" or similar will be interpreted
as a stipulation that an event is to occur during a period of
five calendar days before until five calendar days after the
specified date, both start and end dates included.
The words "to", "until", "till", "from" and "between" when

used to determine a period of shipment include the date or
dates mentioned, and the words "before" and "after"
exclude the date mentioned.
The words "from" and "after" when used to determine a

maturity date exclude the date mentioned.
The terms "first half" and "second half" of a month shall be

construed respectively as the 1st to the 15th and the 16th
to the last day of the month, all dates inclusive.
The terms "beginning", "middle" and "end" of a month

shall be construed respectively as the 1st to the 10th, the
11th to the 20th and the 21st to the last day of the month,
all dates inclusive.
Article 4: Credits v. Contracts

a. A credit by its nature is a separate transaction from
the sale or other contract on which it may be
based. Banks are in no way concerned with or
bound by such contract, even if any reference
whatsoever to it is included in the credit.
Consequently, the undertaking of a bank to honour,
to negotiate or to fulfil any other obligation under
the credit is not subject to claims or defences by
the applicant resulting from its relationships with
the issuing bank or the beneficiary.
A beneficiary can in no case avail itself of the

contractual relationships existing between banks or
between the applicant and the issuing bank.
44
UCP — 600 /2007/ ICC
mon new MA/ °uric TE - ICC
Cac cum till "vao hobc vao kho5ng" hobc tu'ong tu' se du'oc
hieu lb stf viec x5y ra trong met khong thoi gian till tru'oc 5
ngby theo lick cho den sau 5 ngby theo lich tinh till ngby quy
dinh, ke ca ngay d5u tien va ngby cu6i ding.
Cac till "den", "cho den", "cho den khi", "till" va "giCta" n6u
du'oc dung de quy dinh thdi han giao hang thi se bao g6m ca
ngby hobc nhang ngby do, va tit "trubc" va "sau" thi khOng
bao g6m ngby do.
Cac tit "till' va "sau" ri6u du'oc dUng de quy dinh ngby dao
han se khong bao g6m ngby do.
Cac tilt "ntta d5u" va "nita cuoi" cilia met thang se du'oc hieu
tumg ang lb ke till ngby 01 den 15 va till ngby 16 den ngby
cu6i cOng cilia met thang, bao gom cA cac ngby do.
Cac till "da'u", "glib" va "cu6i" cUa met thang se du'oc hieu
tu'ong ang lb tilt ngby 1 den ngby 10, tit ngby 11 den ngby 20
va to ngby 21 den ngby cu6i ding cilia met thang, bao gom
c6 cac ngby do.
Dieu 4: Tin dung va hgp clang
a. V6 b5n chat, tin dung lb met giao dich rieng biet voi hop
d6ng mua ban hobc cac hop deng khac ma co the lb
co sa cilia tin dung. Cac ngan hang khong lien quan
den hobc rang buec b6i cac hop d6ng nhu' the, ngay c5
khi tin dung co d5n chieu den cac hop deng nhu' the,
ngay ca khi tin dung co d5n chieu den cac hop
d6ng do. Do do, sct cam kat cilia met ngan hang va'
viec thanh town , thu'ong lifong thanh toan hobc thut
hien bat di nghia vu nbo khac trong tin dung kh6ng
phy thuec vao cac khieu nai hobc khien cao cua ngu'di
yeu c'au phat hbnh tin dung phat sinh tit cac quan he
cilia ho vOi ng5n hang phat hang hobc nguai thu hu'elng.
Trong bat cif tru'ong hop nbo, ngudi thu hu'Ong khOng
du'oc lal dung cac quan he hop deng giu'a cac ngan
hang vdi nhau hobc giva ngubi yeu c6u va ngan
hbnh phat hbnh.
45
UCP — 600 /2007/ ICC
PI1CAIG CII0C TE - ICC
b. An issuing bank should discourage any attempt by
the applicant to include, as an integral part of the
credit, copies of the underlying contract, proforma
invoice and the like.
Article 5: Documents v. Goods, Services or Performance
Banks deal with documents and not with goods, services

or performance to which the documents may relate.
Article 6: Availability, Expiry Date and Place for Presentation
a. A credit must state the bank with which it is available

or whether it is available with any bank. A credit
available with a nominated bank is also available
with the issuing bank.
b. A credit must state whether it is available by sight

payment, deferred payment, acceptance or negotiation.
c. A credit must not be issued available by a draft

drawn on the applicant.
d. i. A credit must state an expiry date for

presentation. An expiry date stated for honour or
negotiation will be deemed to be an expiry date for
presentation.
ii. The place of the bank with which the credit is

available is the place for presentation. The place
for presentation under a credit available with any
bank is that of any bank. A place for presentation
other than that of the issuing bank is in addition to
the place of the issuing bank.
46
UCP — 600 /2007/ ICC
PRONG MINN MA/ QUOC It- /CC
b. Ngen hang phat hbnh khOng khuyen khich cac c6
Ong cUa ngutii yeu cgu nh5m du'a cac b5n sao cOa
hop ding co so, hoa don chieu le vb cac chang tit
tu'cing to thanh bo ph5n khOng tach rdi cUa tin dung.
Diiu 5: Cac chting tit tra hang Ma/ dick vu hoac thtic hien
Cac ngen hang giao dich ten co sa cac chang tit chit khOng
phi bang hang hoa, dich vu hoac cac thu'c hien khac ma
cac chang tit có lien quan.
Olio 6: Thanh loan, ngay het han tra not xult trinh
a. Tin dung phiquy dinh no cc') gia tri thanh toan vdi ngen
hang nao do hoac vOi bet k ngen hang nao. MOt tin
dung c6 gia tri thanh toan voi Ngen hang chi dinh thi
cung có gia tri thanh toan voi Niger) hang phat hbnh.
b. MOt tin dung phiquy dinh hoac lb no có gia tri tr5 tin
ngay, tra tin sau, chop nh5n hoac lb co gia tri thu'ong
luting thanh toan.
c. MOt tin dung khong duoc phat hbnh cc') gia tri thanh
toan b5ng mot h6i phieu ky phat doi tin ngu'di yeu cgu.
d. i. Tin dung phiquy dinh ngay het han xuet trinh.

Ngby het han thanh toan hoac thu'ong lu'ong thanh
toan se du'oc coi lb nhif ngby het han xuet trinh.
ii. Dia diem dm ngen hang ma vai ngen hang do tin

dung có gia tri thanh toan cOng lb dia didm xua't
trinh. Dia &dm xu'at trinh cUa mot tin dung có gia
tri thanh toan voi bet cif ngen hang nao lb dia
diem xuat trinh cUa ngen hang bet kY do. Dia
&dm xu6t trinh khac vai dia diem cUa Ngen hang
phat hbnh la dia diem b6 sung vao dia diem Ngen
hang phat hanh.
47
UCP — 600 /2007/ ICC
PRONG THUM MAI 'cc
e. Except as provided in sub-article 29 (a), a
presentation by or on behalf of the beneficiary
must be made on or before the expiry date.
Article 7: Issuing Bank Undertaking
a. Provided that the stipulated documents are

presented to the nominated bank or to the issuing
bank and that they constitute a complying
presentation, the issuing bank must honour if the
credit is available by:
i. sight payment, deferred payment or acceptance

with the issuing bank;
ii. sight payment with a nominated bank and that

nominated bank does not pay;
iii. deferred payment with a nominated bank and that

nominated bank does not incur its deferred
payment undertaking or, having incurred its
deferred payment undertaking, does not pay at
maturity;
iv. acceptance with a nominated bank and that

nominated bank does not accept a draft drawn on
it or, having accepted a draft drawn on it, does not
pay at maturity;
v. negotiation with a nominated bank and that

nominated bank does not negotiate.
b. An issuing bank is irrevocably bound to honour as of

the time it issues the credit.
48
UCP — 600 /2007/ ICC
PliuNG maw MN °WC
e. Trif truting hop quy dinh tai myc a, dieu 29, viec xu5t
trinh bcii ngtidi thy hu'eing hoac bcii ngutii thay mat
ngu'di thy hiking phai du'oc thu'c hien vao hoac tru'Oc
ngay het han xu5t trinh.
Mitt 7: Cam ket ctia Ngan hang phat hanh
a. VOi dieu kien la cac chang quy dinh du'oc xu5t

trinh tdi Ng5n hang chi dinh hoac t6i Ng5n hang phat
hanh va voi diet.] kien viec xua't trinh la phY hop, Ng5n
hang phat hanh phai thanh toan n6u tin dung co gia tri
thanh toan bang cach:
i. tra tin ngay, trA tin v6 sau hoac ch5p nhap voi
Ng5n hang phat hanh;
ii. tr6 tin ngay voi mot Ng5n hang chi dinh va
Ng5n hang chi dinh do kh6ng tr6 tien.
iii. tr .5 tin sau voi mot Ngan hang chi dinh va

Ng5n hang chi dinh do khong cam ket tr .6 tin sau
hoac da cam ket tr6 tin sau nhting khOng tr5 tin
khi dao han;
iv. ch5p nhan voi mot Ng5n hang chi dinh va Ng5n
hang chi dinh d6 khOng ch5p nhan mot h6i phieu
ky phat del tign no hoac da ch5p nhan h6i phieu
dOi tin nhu'ng khOng tr-6 tin khi dao han; hoac
v. thacing lu'ong voi mot Ngan hang chi dinh va Ng5n

hang chi dinh do kh6ng thu'ong lu'ong thanh toan.
b. Ng5n hang phat hanh I)i rang bu6c khOng the hOy bO
dOi voi viec thanh, toan ke tit khi ng5n hang do phat
hanh tin dung.
49
UCP — 600 /2007/ ICC
PRONG THIMAIC MAI WIC ICC
c. An issuing bank undertakes to reimburse a
nominated bank that has honoured or negotiated a
complying presentation and forwarded the
documents to the issuing bank. Reimbursement for
the amount of a complying presentation under a
credit available by acceptance or deferred payment
is due at maturity, whether or not the nominated
bank prepaid or purchased before maturity. An
issuing bank's undertaking to reimburse a nominated
bank is independent of the issuing bank's
undertaking to the beneficiary.
Article 8: Confirming Bank Undertaking

a. Provided that the stipulated documents are
presented to the confirming bank or to any other
nominated bank and that they constitute a complying
presentation, the confirming bank must:
i. honour, if the credit is available by
a) sight payment, deferred payment or

acceptance with the confirming bank;
b) sight payment with another nominated bank

and that nominated bank does not pay;
c) deferred payment with another nominated bank

and that nominated bank does not incur its
deferred payment undertaking or, having
incurred its deferred payment undertaking,
does not pay at maturity;
d) acceptance with another nominated bank and

that nominated bank does not accept a draft
drawn on it or, having accepted a draft drawn
on it, does not pay at maturity;
50
UCP — 600 /2007/ ICC
Nun WON MAI OUOC - ICC
c. Ngan hang phat hanh cam kgt hoar) tra tin cho mot
Ngan hang chi dinh ma ngan hang nay da thanh toan
hoac da thu'ong luong thanh toan cho mot xu6t trinh
phO hop va da chuygn giao cac chang tif cho Ngan
hang phat hanh. Vigc hoan tra s6 tin cua mot xuat
trinh phu hap thu6c mot tin dung có gia tri thanh toan
bang chap nhan hoac tra tin sau la vao luc dao han,
du cho Ngan hang chi dinh da tra tin trutic hoac da
mua tru'Oc khi dgn han. Cam kgt coa Ngan hang phat
hanh y6 vigc hoan tra tin cho mot Ngan hang chi dinh
la d0c lap veil cam kat caa Ngan hang phat hanh d6i
voi ngu'di thu hoeing.
Didu 8: Cam ket cua Ngan hang xac nhan
a. Vol di6u kign la cac chang quy dinh cidoc xu6t

trinh d6n Ngan hang xac nhan hoac dgn bat cif mot
Ng5n hang chi dinh nao khac va vdi di6u kign vigc xu6t
trinh la phu hop, Ngan hang xac nhan phai:
i. thanh toan, ngu tin dung có gia tri thanh toan, bang
each:
a) tra tin ngay, tra tin sau hoac chap nhan thanh
toan vdi Ngan hang xac nhan.
b) tra tin ngay tai mot Ngan hang chi dinh khac va
Ngan hang chi dinh do kh6ng tra ti6n.
c). tr6 tin sau tai mot Ngan hang chi dinh khac va
Ngan hang chi dinh do kh6ng cam kat tra tin
sau hoac c6 cam kat tra tin sau, nhting khang
tra tin khi dao han.
d). chap nhan tai mot Ngan hang chi dinh khac va
Ngan hang chi dinh do khOng chap nhan h6i
phigu d6i tin no hoac c6 chap nhan, nhu'ng
kh6ng tra tien khi dao han.
51
UCP — 600 /2007/ ICC
PHONG TH(RING MAI Rik TE - ICC
e) negotiation with another nominated bank and
that nominated bank does not negotiate.
ii. negotiate, without recourse, if the credit is

available by negotiation with the confirming bank.
b. A confirming bank is irrevocably bound to honour or

negotiate as of the time it adds its confirmation to the
credit.
c. A confirming bank undertakes to reimburse another

nominated bank that has honoured or negotiated a
complying presentation and forwarded the
documents to the confirming bank. Reimbursement
for the amount of a complying presentation under a
credit available by acceptance or deferred payment
is due at maturity, whether or not another nominated
bank prepaid or purchased before maturity. A
confirming bank's undertaking to reimburse another
nominated bank is independent of the confirming
bank's undertaking to the beneficiary.
d. If a bank is authorized or requested by the issuing

bank to confirm a credit but is not prepared to do so,
it must inform the issuing bank without delay and
may advise the credit without confirmation.
Article 9: Advising of Credits and Amendments
a. A credit and any amendment may be advised to a

beneficiary through an advising bank. An advising
bank that is not a confirming bank advises the credit
and any amendment without any undertaking to
honour or negotiate.
52
UCP — 600 /2007/ ICC
MUM THIMIC MAI OUOC ICC
e). thu'ong lu'ong thanh toan tai mot Ngan hang chi
dinh khac va Ngan hang chi dinh do kh6ng
thuong lu'ong thanh toan.
ii. thu'ong lu'ong thanh toan, mien truy dbi, n6u tin dung
co gia tri thu'ong lu'ong thanh toan tai Ngan hang xac
nh5n.
b. Ng5n hang xac nhan bi rang buOc kh6ng the hay 1)6
dOi vdi viec thanh toan ho5c thu'ong luting thanh toan
ke of khi ngan hang do thtic hiOn xac nh5n tin dung.
c. Ngan hang xac nh5n cam kel hoan tra tin cho mot
Ngan hang chi dinh khac ma ng5n hang hang nay
da thanh toan ho5c d5 thuong lacing thanh toan cho
mot xual trinh phi hop va da chuyen giao cac cha'ng tit
cho Ngan hang xac nhan. ViOc hoan tra so tin caa
mot xua't trinh phi hop thu6c mot tin dung co gia
tri thanh toan bang chap nhan ho5c tra ti6n sau la
vao 16c dao han, dia cho la Ngan hang chi dinh da tra
tin trdoc ho5c da mua trubc han hay khOng. Su' cam
kOt caa Ng5n hang xac nh5n hoan tra tin cho mot
Ngan hang chi dinh la d6c 15p vdi su' cam kOt caa Ngan
hang xac nhan d6i vdi ngu'di thu hu'ang.
d. Neu mot ngan hang du'oc Ngan hang phat hanh ay

quy6n ho5c you cau xac nhan mot tin dung nhu'ng
ngan hang nay khOng s'an sang lam viOc do, thi no phai
th6ng bao kh6ng ch5m tr6 cho Ng5n hang phat hanh
va co the thOng bao tin dung ma khOng co xac nhan.
Olin 9: Thifing no tin dung va cac sib ddi
a. MOt tin dung va bat cif si.ta d6i nao co the du'oc thOng
bao cho ngubi thu hu'ang thong qua mot Ngan hang
thOng bao. M6t Ngan hang thong bao, m a khOng
phai la Ngan hang xac nhan, thOng bao tin dung va bat
ct:f st:ta d6i nao d'eu kh6ng co bat cif mot cam ket nao v6
thanh toan ho5c thuong lu'ong thanh toan.
53
UCP — 600 /2007/ ICC
PRONG MING MAI eutic TE - 'cc
b. By advising the credit or amendment, the advising
bank signifies that it has satisfied itself as to the
apparent authenticity of the credit or amendment
and that the advice accurately reflects the terms and
conditions of the credit or amendment received.
c. An advising bank may utilize the services of another

bank ("second advising bank") to advise the credit
and any amendment to the beneficiary. By advising
the credit or amendment, the second advising bank
signifies that it has satisfied itself as to the apparent
authenticity of the advice it has received and that the
advice accurately reflects the terms and conditions
of the credit or amendment received.
d. A bank utilizing the services of an advising bank or

second advising bank to advise a credit must use
the same bank to advise any amendment thereto.
e. If a bank is requested to advise a credit or amendment

but elects not to do so, it must so inform, without
delay, the bank from which the credit, amendment or
advice has been received.
f. If a bank is requested to advise a credit or

amendment but cannot satisfy itself as to the
apparent authenticity of the credit, the amendment
or the advice, it must so inform, without delay, the
bank from which the instructions appear to have
been received. If the advising bank or second
advising bank elects nonetheless to advise the credit
or amendment, it must inform the beneficiary or
second advising bank that it has not been able to
satisfy itself as to the apparent authenticity of the
credit, the amendment or the advice.
54
UCP — 600 /2007/ ICC
PRONG NON M41 mile Ti-ice
b. Bang viec th6ng bao tin dung, Ngan hang thOng bao
hieu rang ty no d5 thOa man vh tinh char) that b6 ngoai
cOa tin dung hoac cOa st:ta d6i va thong bao phan anh
chinh xac cac digu kien va di6u khoan cua tin dung
hoac sita d6i da nhan.
c. Ngan hang thong bao có the sit dung dich vu cua

mot ngan hang khac ("Ngan hang th6ng bao thu' hai")
de thOng bao tin dung va bat cu' sita doi nao cho ngu'Oi
thu hu'ang. Khi tin hanh thOng bao tin dung hoac sCia
d6i, Ngan hang th6ng bao tha hai hieu rang ty' no da
th6a man vh tinh chan that b6 ngobi cua th6ng bao ma
no da nhan du'Qc va th6ng bao phan anh chinh xac cac
di6u kien va digu khoan cua tin dung va sita d6i da nhan.
d. Mot ngan hang sit dung dich vu cua mot Ngan hang
th6ng bao hoac Ngan hang th6ng bao thCt hai de thong
bao tin dung thi cung phai sit dung ngan hang do thong
bao bat ca su' sita d6i nao cua tin dung.
e. N6u mot ngan hang du'dc yeti chu th6ng bao tin
dung hoac sits d6i nhu'ng quy6t dinh kh6ng lam viec
do, thi no phai th6ng bao khOng cham tr6 cho ngan
hang ma no da nhan &roc tin dung, sita d6i hoac
thOng bao tit ngan hang nay.
f. Neu mot ngan hang du'Qc yeu chu thOng bao mot tin
dung hoac sita d6i, nhiing tut no khOng có the thoa
man vh tinh char] that be ngobi cua tin dung, cOa sa'a
d6i hoac cua thOng bao, thi no phai thong bao khOng
cham tre cho ngan hang ma tit do da nhan du'Qc chi
thi. Tuy vay, nhu Ngan hang thOng bao hoac Ngan
hang thOng bao thO' hai quyht dinh th6ng bao tin dung
hoac sita d6i, thi no phai thOng bao cho ngu'ai thu
hu'ang hoac Ngan hang th6ng bao tha hai bit rang tt/
no da khOng the th6a man dt_tQc tinh chan that b6
ngoai dm tin dung, cua sita d6i hoac cua th6ng bao.
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Article 10: Amendments
a. Except as otherwise provided by article 38, a credit
can neither be amended nor cancelled without the
agreement of the issuing bank, the confirming bank,
if any, and the beneficiary.
b. An issuing bank is irrevocably bound by an

amendment as of the time it issues the amendment.
A confirming bank may extend its confirmation to an
amendment and will be irrevocably bound as of the
time it advises the amendment. A confirming bank
may, however, choose to advise an amendment
without extending its confirmation and, if so, it must
inform the issuing bank without delay and inform the
beneficiary in its advice.
c. The terms and conditions of the original credit (or a

credit incorporating previously accepted amendments)
will remain in force for the beneficiary until the
beneficiary communicates its acceptance of the
amendment to the bank that advised such
amendment. The beneficiary should give notification
of acceptance or rejection of an amendment. If the
beneficiary fails to give such notification, a
presentation that complies with the credit and to any
not yet accepted amendment will be deemed to be
notification of acceptance by the beneficiary of such
amendment. As of that moment the credit will be
amended.
d. A bank that advises an amendment should inform

the bank from which it received the amendment of
any notification of acceptance or rejection.
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PRONG NOW MAI 41116C TE - 'cc
Didu 10: Sita a tin liking
a. Tilt khi co quy dinh khac tai Di6u 38, mot tin dung
kh6ng thd d6i cOng nha khOng thd huy bd n6u
nhu' kh6ng co sy th6a thuan caa Ngan hang phat
hanh, Ng5n hang xac nhan, n6u c6, va caa ngudi thy
hudng.
b. Ngan hang phat hanh IDi rang bu6c kh6ng thd hOy b6
vao cac sita d6i ke of thdi didm phat hanh sira d6i.
Ngan hang xac nh5n co thd thOm sy xac nhan cOa
minh d6i vdi mot sifa doi va se rang buOc kh6ng thd
hUy be) kg tit thdi didm th6ng bao xac nhan sita
d6i. Tuy vay, mot Ngan hang xac nhan co thd lya chon
th6ng bao sita d6i ma kh6ng xac nh5n them doi voi
st!ta ai do va ngu vay, no ph6i th6ng bao kh6ng ch5m
tie cho Ng5n hang phat hanh va ngudi thy hudng trong
thong bao sita d6i cOa minh.
c. Cac digu kian va di6u khoan caa tin dung goc (hoac
mot tin dung cau thanh bdi cac scra doi du,oc chap
nhan trudc do) se van can nguyen hi6u lyc d6i voi
ngudi thy hung cho d6n khi ngudi thy hudng truy6n
dat chap nh5n d6i cOa minh d6n ngan hang (55
thOng bao sifa d6i do. Ngudi thy hudng phi th6ng
bao chap nhan hay of ch6i sita d6i. N6u ngudi thy
hudng kh6ng th6ng bac, nhu' th6 ma vi6c xuat trinh phO
hop veil tin dung va vdi bat cif siia d6i nao chu'a du'oc
chap nhan, se du'oc coi nhu' la th6ng bao chap nhan
sita d6i cOa ngudi thy hudng. Tin dung se du'oc st:fa d6i
ttl thai didm do.
d. MOt ngan hang thOng bao sita d6i phai bao cho ngan
hang ma of do no nhan du'oc sifa doi v6 vi6c chap
nh5n hay tii choi sita
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e. Partial acceptance of an amendment is not allowed
and will be deemed to be notification of rejection of
the amendment.
f. A provision in an amendment to the effect that the
amendment shall enter into force unless rejected by
the beneficiary within a certain time shall be
disregarded.
Article 11: Teletransmitted and Pre-Advised Credits and
Amendments
a. An authenticated teletransmission of a credit or
amendment will be deemed to be the operative
credit or amendment, and any subsequent mail
confirmation shall be disregarded.
If a teletransmission states "full details to follow" (or
words of similar effect), or states that the mail
confirmation is to be the operative credit or
amendment, then the teletransmission will not be
deemed to be the operative credit or amendment.
The issuing bank must then issue the operative
credit or amendment without delay in terms not
inconsistent with the teletransmission.
b. A preliminary advice of the issuance of a credit or
amendment ("pre-advice") shall only be sent if the
issuing bank is prepared to issue the operative credit
or amendment. An issuing bank that sends a pre-
advice is irrevocably committed to issue the
operative credit or amendment, without delay, in
terms not inconsistent with the pre-advice.
Article 12: Nomination
a. Unless a nominated bank is the confirming bank, an
authorization to honour or negotiate does not impose
any obligation on that nominated bank to honour or
negotiate, except when expressly agreed to by that
nominated bank and so communicated to the
beneficiary.
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e. Chap nhan d6i titng phan la kh6ng &roc phep ya

se du'oc coi la th6ng bao tit ch6i d6i.
f. MOt diau khoan trong d6i quy dinh rang si.ta d6i
se co hieu lut trCt khi ngubi thu hu'Ong tit ch6i trong
met thdi gian nhat dinh se kh6ng du'oc xem xet den.
Dieu 11: Tin dung vA siia d6idticic say bao va chuyin b5ng diOn
a. MQt dien chuyen tin dung hoat st:ta d6i chan thu'c se
&roc coi nhu' la tin dung ho5c st:ta d6i có gia tri that
hien, va bat c( xac nhan bhng thu' gal sau nay se
khOng du'oc xem xet den.
Neu dien chuyen ghi "chi ti6t day du gal sau" (ho5c cac
tit Wong tu') ho5c ghi rang xac nhan bhng thu' se
la tin dung ho5c sCfa d6i co gia tri thyc hien, thi dien
chuyen se kh6ng du'oc coi la tin dung ho5c si:ta d6i
có gia tri that hien. Sau do, Ngan hang phat hanh
phai phat hanh khOng cham tr8 tin dung ho5c saa d6i
co gia tri thu'c hien yoi di6u kien la kh6ng mau thdan
ydi dien chuyen.
b. MQt th6ng bao so b6 v6 yiec phat hanh mot tin
dung ho5c sita d6i ("flan thOng bao") se chi du'oc gal
di n6u Ngan hang phat hanh da s5n sang phat
hanh tin dung hoc seta ai co gia tri thu'c hien.
MQt Ngan hang phat hanh d5 th6ng bao so bQ
co nghia vu khOng the hay be) phat hanh khOng
.
ch * tr'6 tin dung ho5c sita d6i co gia tri thu'c hien
ydi diau kien la kh6ng mau thdan voi thOng bao so 13Q.
Di6u 12: Sg chi dinh
a. Trif khi Ngan hang chi dinh la Ngan hang xac nhan,
viec ay quy6n thanh toan, thifong lu'ong thanh toan
khOng rang buQc Ngan hang chi dinh bat ca nghia vu
nao phai thanh toan ho5c thu'ong lu'ong thanh toan, trill
khi co su' d6ng y ro rang cilia Ngan hang chi dinh ya
du'oc truy6n dat den ngubi thu hu'ang.
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PHM THUM MAI ode 'cc
b. By nominating a bank to accept a draft or incur a
deferred payment undertaking, an issuing bank
authorizes that nominated bank to prepay or purchase
a draft accepted or a deferred payment undertaking
incurred by that nominated bank.
c. Receipt or examination and forwarding of documents

by a nominated bank that is not a confirming bank
does not make that nominated bank liable to honour
or negotiate, nor does it constitute honour or
negotiation.
Article 13: Bank-to-Bank Reimbursement Arrangements
a. If a credit states that reimbursement is to be

obtained by a nominated bank ("claiming bank")
claiming on another party ("Reimbursing Bank"), the
credit must state if the reimbursement is subject to
the ICC rules for bank-to-bank reimbursements in
effect on the date of issuance of the credit.
b. If a credit does not state that reimbursement is

subject to the ICC rules for bank-to-bank
reimbursements, the following apply:
i. An issuing bank must provide a Reimbursing Bank

with a Reimbursement Authorization that conforms
with the availability stated in the credit. The
Reimbursement Authorization should not be
subject to an expiry date.
ii. A claiming bank shall not be required to supply a

Reimbursing Bank with a certificate of compliance
with the terms and conditions of the credit.
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MAW TIN= MAI 01111C TE- ICC
b. 135ng cach chi dinh mot ngan hang ch5p nh5n mot
h6i phi6u ho5c cam k6t tra tin sau, Ng5n hang phat
hanh da ay quy6n cho Ng5n hang chi dinh do tra tin
tru'Oc ho5c mua mot h6i phi6u da du'oc ch5p nh5n ho5c
cam k6t tra tin sau.
c. Vi6c tip nh5n ho5c kie'm tra va girl chang tit cua Ng5n
hang chi dinh ma kh6ng phi la Ng5n hang xac nh5n,
kh6ng nhCi'ng khong tao ra trach nhi6rn cho Ng5n
hang chi dinh phi thanh toan ho5c thu'ong
thanh Wan, ma con khong tao ra vi6c thanh toan
ho5c thuong lu'ong thanh toan.
Di6u 13: Than thuan !loan tra !Fin giiia cac ngan hang
a. N6u mot tin dung quy dinh rang, s6 tin hoar' tra se do
Ng5n hang chi dinh ("ngan hang doi ti6n") dbi lai tit mot
ng5n hang khac ("Ng5n hang hoan tra"), thi tin dung
phi quy dinh vi6c hoan tra tin phi clan chi6u cac
Quy Vac caa ICC v6 hoan tra tin giu'a cac ng5n
hang dang co hi6u lut vao ngay phat hanh tin dung.
b. N6u tin dung kh6ng quy dinh vi6c hoan tra tin phi
theo cac Quy t'ac ci.ia ICC v6 hoan tra tin giCra cac
ng5n hang, thi se ap dung nhu'sau:
i. Ngan hang phat hanh phi cap cho Ng5n hang hoan
tra mot ay quyen hoan tra phO hop vdi quy dinh v6
gia tri thanh toan ghi trong tin dung. Uy quy6n hoan
tra kh6ng phu thu6c vao ngay h6t han caa tin dung
ii. Ng5n hang d6i tin kh6ng phi cap cho Ng5n hang
hoan tra mot giay chimg nh5n v6 sit phu hop veil cac
di6u ki6n va di6u kho5n da tin dung.
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MAW THIIIIN6 MAI 01111C 11- ICC
iii. An issuing bank will be responsible for any loss of
interest, together with any expenses incurred, if
reimbursement is not provided on first demand by
a Reimbursing Bank in accordance with the terms
and conditions of the credit.
iv. A Reimbursing Bank's charges are for the
account of the issuing bank. However, if the
charges are for the account of the beneficiary, it is
the responsibility of an issuing bank to so indicate
in the credit and in the reimbursement
authorization. If a Reimbursing Bank's charges
are for the account of the beneficiary, they shall
be deducted from the amount due to a claiming
bank when reimbursement is made. If no
reimbursement is made, the Reimbursing Bank's
charges remain the obligation of the issuing bank.
c. An issuing bank is not relieved of any of its
obligations to provide reimbursement if
reimbursement is not made by a Reimbursing Bank
on first demand.
Article 14: Standard for Examination of Documents
a. A nominated bank acting on its nomination, a
confirming bank, if any, and the issuing bank must
examine a presentation to determine, on the basis of
the documents alone, whether or not the documents
appear on their face to constitute a complying
presentation.
b. A nominated bank acting on its nomination, a
confirming bank, if any, and the issuing bank shall
each have a maximum of five banking days following
the day of presentation to determine if a presentation
is complying. This period is not curtailed or
otherwise affected by the occurrence on or after the
date of presentation of any expiry date or last day for
presentation.
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PRONG MAI OUlth 'cc
iii. Ng5n hang phat hanh se phai chiu trach nhiem moi
thiet hai v6 tien lai va ganh chiu moi chi phi phat
sinh, ndu viec hoan tra tien kh6ng du'oc thu'c hien
khi có yeu cat.' d6i tien Tau tien cUa Ngan hang
hoan tra phO hop vesi cac di6u kien va dieu khoan
cUa tin dung.
iv. Cac chi phi cUa Ngan hang hoan tra se do Ng5n
hang phat hanh chiu. Tuy nhien, ndu chi phi do la do
ngu'di thu hu'ang chiu, thi Ngan hang phat hanh có
trach nhiem ghi ro dieu do trong tin dung va trong
Oy quy6n hoan tra. Neu chi phi cUa Ng5n hang hoan
tra la do ngu'di thu hu'ang chiu, thi chi phi do se du'oc
tit vao s6 tien ma ngan hang dei tien thu du'oc khi
hoan tra tien. N16"u viec hoan tra tien kh6ng thu'c
hien du'oc, thi chi phi cUa Ng5n hang hoan tra van
thuOc trach nhiem cUa Ngan hang phat hanh.
c. Ng5n hang phat hanh kh6ng du'oc mien bat cif nghia vu
nao cua minh v6 hoar) tra tien, n6u Ngan hang hoan
tra khong tra clacic tien khi co yeu cau Tau tien.
Dial 14: lieu chain kiem tra chting tit

a. Ngan hang chi dinh hanh deng theo su' chi dinh,
Ngan hang xac nhan, ndu c6 va Ngan hang phat hanh
phai kidm tra viec xuat trinh, chi du'a tren co sU chang
tif dd quydt dinh chang tit, the hien ten b6 mat caa
chUng, có tao thanh mot xuat trinh phi' hop hay kh6ng.
b. Ngan hang chi dinh hanh dOng theo su' chi dinh,
Ngan hang xac nhan, ndu c6 va Ngan hang phat hanh
se có tOi da cho moi ng5n hang la 5 ngay lam viec
ng5n hang tip theo ngay xuat trinh de quyat dinh xem
viec xuat trinh có phi] hop hay kh6ng. Thdi han nay
kh6ng bi rut ngan hoac kh6ng bi anh [Wang nao khac
bai su' co xdy ra trong hoac sau ngay xuat trinh rdi
dOng vao ngay het han hay ngay xuat trinh cuoi ding.
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PlidNC THUM MAI cubic 'cc
c. A presentation including one or more original
transport documents subject to articles 19, 20, 21,
22, 23, 24 or 25 must be made by or on behalf of the
beneficiary not later than 21 calendar days after the
date of shipment as described in these rules, but in
any event not later than the expiry date of the credit.
d. Data in a document, when read in context with the
credit, the document itself and international standard
banking practice, need not be identical to, but must
not conflict with, data in that document, any other
stipulated document or the credit.
e. In documents other than the commercial invoice, the
description of the goods, services or performance, if
stated, may be in general terms not conflicting with
their description in the credit.
f. If a credit requires presentation of a document other
than a transport document, insurance document or
commercial invoice, without stipulating by whom the
document is to be issued or its data content, banks
will accept the document as presented if its content
appears to fulfil the function of the required document
and otherwise complies with sub-article 14 (d).
g. A document presented but not required by the credit
will be disregarded and may be returned to the
presenter.
h. If a credit contains a condition without stipulating the
document to indicate compliance with the condition,
banks will deem such condition as not stated and will
disregard it.
i. A document may be dated prior to the issuance date
of the credit, but must not be dated later than its date
of presentation.
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c. Viec xuat trinh met hoac nhieu ban goc cac chitng tCr
van tai theo cac Dieu 19, 20, 21, 22, 23, 24 va 25 phai
do ngu'di thu hu'ong hoac ngudi thay mat thu'c hien
khOng muen hon 21 ngay du'ong lick sau ngay giao
hang quy dinh trong cac Quy tac nay, nhu'ng trong bat
cif trudng hop nao cOng kh6ng du'ac muon hdn ngay
hat han cUa tin dung.
d. DCr lieu trong met chang tit kh6ng nhat thiat phai giong
het nhif khi doc Id van coa tin dung, coa ban than
cua chCing tit va dia tap quan ngan hang tieu chuen
quoc t6, nhu'ng khOng dudc mau thuk v6i du' lieu
trong chitng tit dO, vdi bat cif chitng tit quy dinh khac
hoac voi tin dung.
e. Trong cac chang tit, trU hoa don thuting mai, viec me to
hang hoa, cac dich vu hoac thu'c hien, n6u quy dinh,
c6 thd m6 to mat cach chung chung, mien la
khong mau thuk vOi m6 to hang hoa trong tin dung.
f. Neu tin dung yeu cau xuat trinh met chang tCr, trir
chCing tit van tai, chang tit bao himhoac hoa don
thudng mai ma khong quy dinh ngu'Oi lap chitng tit
hoac nal dung dCr lieu dm cac chitng tit, thi cac ngan
hang se chap nhan chitng nhu' da xuat trinh, n6u not
dung cCia chang tCrthd hien la da dap (mg argc chirc
nang dia chCrng ctroc yeu cau va bang cach
khac la phai phO hop vali muc (d) Dieu 14.
g. Met chang tit xuat trinh nhifng tin dung kh6ng yeu
cau se khOng &roc xem xet den va co thd tra lai cho
ngu'Oi xuat trinh.
h. N6u mot tin dung co met di6u kien ma khOng quy
dinh chang tit phai phO hop voi dieu kien dO, thi cac
ngan hang se coi nhu' la khong co di6u kik do va
kh6ng xem xet.
i. Met chitng tic co thd ghi ngay trudc ngay phat hanh
tin dung, nhu'ng khOng duoc ghi sau ngay xuat trinh
chang tit.
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j. When the addresses of the beneficiary and the
applicant appear in any stipulated document, they
need not be the same as those stated in the credit or
in any other stipulated document, but must be within
the same country as the respective addresses
mentioned in the credit. Contact details (telefax,
telephone, email and the like) stated as part of the
beneficiary's and the applicant's address will be
disregarded. However, when the address and
contact details of the applicant appear as part of the
consignee or notify party details on a transport
document subject to articles 19, 20, 21, 22, 23, 24 or
25, they must be as stated in the credit.
k. The shipper or consignor of the goods indicated on

any document need not be the beneficiary of the
credit.
I. A transport document may be issued by any party

other than a carrier, owner, master or charterer
provided that the transport document meets the
requirements of articles 19, 20, 21, 22, 23 or 24 of
these rules.
Article 15: Complying Presentation

a. When an issuing bank determines that a presentation
is complying, it must honour.
b. When a confirming bank determines that a

presentation is complying, it must honour or negotiate
and forward the documents to the issuing bank.
c. When a nominated bank determines that a presentation
is complying and honours or negotiates, it must
forward the documents to the confirming bank or
issuing bank.
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Mon TIIll'ONG M41 01111C ft /CC
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j. Khi cac dia chi cUa ngitai thu hu'ang va cUa ngu'di yOu
cau the hien trong b5t cif chimg tit quy dinh nao, thi
cac dia chi do khOng nhat thiet la gi6ng nhu' cac dia chi
quy dinh trong tin dung hoac trong b5t cif chang tif quy
dinh nao khac, nhung cac dia chi do phi la trong
ding mot qu6c gia nhu' cac dia chi tu'ong ang quy
dinh trong tin dung. Cac chi tiel giao dich (nhu' la
telefax, telephone, e-mail va cac n6i dung tu'ong tu'
khac) quy dinh nhu' la b6 ph5n cUa dia chi cUa ngu'di
yeu cau va cUa ngu'di thu hu'ong se kh6ng du'oc xem
xet den. Tuy nhien, ne"u dia chi va cac chi tiet giao dich
cOa ngu'Oi yeu cau the hien nhti la mot b6 ph5n dia chi
cua ngu'di nhian hang hoac ben th6ng bao chi fiat
tren chang tit v a n tai theo cac Dieu 19, 20, 21, 22,
23, 24 hoac 25 thi phi ghi dung nhu' tong thd tin dung.
k. Ngu'di giao hang hoac ngu'di gt:ri hang ghi tren b et

c it chang tit nao khOng nhal thiet la ngu'di thu hu'ang
cUa tin dung.
I. M6t chang tit van tai có the do b5t cif ben nao khac,
khOng phi la ngu'di chuyen cha, cht:i tau, thuy6n
tru'ang hoac ngu'di thue tau phat hanh mien la chang
van tai do dap img yeti cau cUa cac Dieu 19, 20, 21,
22, 23 hoac 24 caa cac Quy tac nay.
Di6u 15: Xuit trinh phn hgp

a. Khi mot Ng5n hang phat hanh xac dinh viec xual trinh
la phit hop, thi no phi thanh toan.
b. Khi mot Ng5n hang xac nh5n xac dinh viec xual trinh la
phi]. hop, thi no phi thanh toan hoac tht.tong
lu'cing thanh toan va chuyen giao cac chiing tit tai
Ngan hang phat hanh.
c. Khi mot Ng5n hang chi dinh xac dinh viec xual trinh la
phO hop va thanh toan hoac thu'dng Itiong thanh toan,
thi no phi chuyen giao cac chitng Hit den Ngan hang
xac nh5n hoac Ng5n hang phat hanh.
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Article 16: Discrepant Documents, Waiver and Notice
a. When a nominated bank acting on its nomination, a
confirming bank, if any, or the issuing bank
determines that a presentation does not comply, it
may refuse to honour or negotiate.
b. When an issuing bank determines that a

presentation does not comply, it may in its sole
judgement approach the applicant for a waiver of the
discrepancies. This does not, however, extend the
period mentioned in sub-article 14 (b).
c. When a nominated bank acting on its nomination, a

confirming bank, if any, or the issuing bank decides
to refuse to honour or negotiate, it must give a single
notice to that effect to the presenter.
The notice must state:
i. that the bank is refusing to honour or negotiate;

and
H. each discrepancy in respect of which the bank

refuses to honour or negotiate; and
iii. a) that the bank is holding the documents pending

further instructions from the presenter; or
b) that the issuing bank is holding the documents

until it receives a waiver from the applicant and
agrees to accept it, or receives further
instructions from the presenter prior to
agreeing to accept a waiver; or
c) that the bank is returning the documents; or
d) that the bank is acting in accordance with

instructions previously received from the
presenter.
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Di6u 16 : Chung tit CO sai bi0t, ba qua sai biOt va thong bao
a. Khi mot Ngan hang chi Binh hanh dOng theo scr chi
dinh, mot Ngan hang xac nh5n, n6u co, hoac Ngan
hang phat hanh quyel Binh vrec xuat trinh la khOng phu
hop, thi ngan hang do co the to ch6i thanh toan hoac
thu'ong lu'ong thanh toan.
b. Khi mot Ng5n hang phat hanh quyel Binh vrec viec xuat
trinh la kh6ng phi] hop, thi no co the theo cach
thac riot-1g caa minh tip xuc vdi ngu'di yeu c6u c16
nghi be) qua cac sai biOt. Tuy nhien, diou nay khOng
the keo dai han nhu' qui Binh tai muc b Dieu 14.
c. Khi mot Ngan hang chi Binh hanh d6ng theo sy chi
dinh, Ngan hang xac nh5n, n6u co, hoac Ngan hang
phat hanh quy6t dinh tit choi thanh toan hoac thuong
lu'ong thanh Wan, thi no phai gal th6ng bao rieng ve
viOc do cho ngudi xuat trinh.
Thong bao phai ghi ro:
i. Ng5n hang clang tit ch6i thanh toan hoac thtiong
lu'ong thanh Wan; va
ii. Tifng sai biat ma ngan hang tit choi thanh toan hoac
thudng lu'ong thanh toan; va
iii. a) Ngan hang clang girt cac chang tit de chd chi thi
cUa ngu'di mat trinh, hoac
b) Ngan hang phat hanh clang giCt cac chang tit cho
Ten khi nao no nhan du'oc su' ba qua sai bet tit
ngu'di you cgu va &I-1g y chap nhan sai biat,
hoac nhan &roc nhling chi thi khac tif ngu'di xuat
trinh trudc khi dong y chap Wan bO qua cac sai
biOt, hoac
c) Ngan hang clang chuyen tr6 lai chCMg tit; hoac
d) Ng5n hang clang hanh clOng theo nhO'ng chi
thi da nhan du'oc trudc day tit ngudi xuat trinh.
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PHI)NC THOM MAI QUOC TE 1 ICC
d. The notice required in sub-article 16 (c) must be
given by telecommunication or, if that is not possible,
by other expeditious means no later than the close
of the fifth banking day following the day of
presentation.
e. A nominated bank acting on its nomination, a

confirming bank, if any, or the issuing bank may,
after providing notice required by sub-article 16 (c)
(iii) (a) or (b), return the documents to the presenter
at any time.
f. If an issuing bank or a confirming bank fails to act in

accordance with the provisions of this article, it shall
be precluded from claiming that the documents do
not constitute a complying presentation.
g. When an issuing bank refuses to honour or a

confirming bank refuses to honour or negotiate and
has given notice to that effect in accordance with this
article, it shall then be entitled to claim a refund, with
interest, of any reimbursement made.
Article 17: Original Documents and Copies

a. At least one original of each document stipulated in
the credit must be presented.
b. A bank shall treat as an original any document

bearing an apparently original signature, mark,
stamp, or label of the issuer of the document, unless
the document itself indicates that it is not an original.
c. Unless a document indicates otherwise, a bank will
also accept a document as original if it:
i. appears to be written, typed, perforated or
stamped by the document issuer's hand; or
70
UCP — 600 /2007/ ICC
PlioNG WOG Ay wife rt - ice
d. ThOng bao du'oc yeu cat., tai muc (c) Dieu 16 phai du'oc
this hien bang phu'ong tien truyen th6ng ho5c neu
khOng the thi bang phudng tien nhanh chOng khac
nhu'ng khong du'oc mu6n hon ngay lam viec ngan hang
trio' 5 tinh tit ngay tiep theo ngay xuat trinh.
e. M6t Ngan hang chi dinh hanh d6ng theo su' chi dinh,
mot Ngan hang xac nhan, neu co, hoac Ngan hang
phat hanh sau khi girl thOng bao du'oc yeu cau tai
diem (a) ho5c (b) muc (c.iii) Dieu 16 có the gill tr6 cac
chU'ng tit cho ngtioi xuat trinh vao bat cit thdi gian nao.
f. neu Ngan hang phat hanh va Ngan hang xac nhan
kh6ng hanh (16ng phi' hop voi cac quy dinh cOa dieu
khoan nay thi se mat quyen knieu nai ye xuat trinh
kh6ng phi) hop.
g. Khi mot Ngan hang phat hanh tit ch6i thanh toan
ho5c mot Ngan hang xac nhan tit ch6i thanh toan ho5c
thu'ong lu'ong thanh toan va da gCti thong bao ve viec
do phi] hop vOi dieu khoan nay, thi ngan hang dO có
quyen dOi lai tien, ke ca tier) lai, hoc ID6t s6 tien
hoan tra nao ma no da thut hien.
iniu 17: Cac chang gOc va cac ban sao

a. it nhat mot ban g6c cUa m6i chU'ng tit quy dinh trong tin
dung phai du'oc xuat trinh.
b. Ngan hang se coi lai chang tit g6c bat ky ch(rng nao
the hien ra ben ngobi c6 chic ky, ky hieu, dau ho5c
nhan g6c chan thu'c cua ngudi phat hanh chCtng tif, trit
khi ban than ch(tng tit chi ra no khong phai la chCing tit
g6c.
c. Trit khi chang tit quy dinh khac ng5n hang se chap
nhan chCmg tir nhu' la ch(tng tit goc, neu chitng
i. The hien la du'oc viet, danh may, duc 16 no0c dOng
dau bang tay cCia ngudi phat hanh; ho5c
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PliGNG THONG MN OUOC TE - ICC
ii. appears to be on the document issuer's original
stationery; or
iii. states that it is original, unless the statement

appears not to apply to the document presented.
d. If a credit requires presentation of copies of documents,

presentation of either originals or copies is permitted.
e. If a credit requires presentation of multiple

documents by using terms such as "in duplicate", "in
two fold" or "in two copies", this will be satisfied by
the presentation of at least one original and the
remaining number in copies, except when the
document itself indicates otherwise.
Article 18: Commercial Invoice

a. A commercial invoice:
i. must appear to have been issued by the beneficiary

(except as provided in article 38);
ii. must be made out in the name of the applicant

(except as provided in sub-article 38 (g));
iii. must be made out in the same currency as the

credit; and
iv. need not be signed.
b A nominated bank acting on its nomination, a

confirming bank, if any, or the issuing bank may
accept a commercial invoice issued for an amount in
excess of the amount permitted by the credit, and its
decision will be binding upon all parties, provided the
bank in question has not honoured or negotiated for
an amount in excess of that permitted by the credit.
72
UCP — 600 /2007/ ICC
Mon THhftING M41 °AOC
ii. The hien la giay van thu' chinh thk cua ngu'di phat
hanh chang tit; ho'Oc
iii. Ghi r6 no la chiing tit goo, tit khi not CO la kh6ng ap

dung d6i vdi chang tit xuat trinh.
d. Neu tin dung yOu cau xuat trinh cac ban sao cUa
chang tit, thi xuat trinh ban goc hoac ban sao deu
du'oc phep.
e. Neu tin dung yeu cat., xuat trinh chang tit nhi6u ban
bang cach sit dung cac tit nhu "hai ban giO'ng nhu'
nhau", "gap hai I5n" hoac " lam hai ban", thi co the
xuat trinh it nh5t mot ban goc va s6 con lai la cac ban
sao, khi nao ban than chi:tng quy dinh khac.
Didu18: ha don thuong mai
a. I-16a don thu'ong mai:
i. phai the hien la do nguai thu hu'ang phat hanh (trit

tru'Ong hop quy dinh tai Dieu 38);
ii. phai clang ten ngu'd yeu cau Wit khi ap dung
Dieu 38(g));
iii. phai ghi bang loai tin caa tin dung; va
iv. khang nh5t thiet phai ky.
b. M6t Ng5n hang chi dinh hanh d6ng theo sLt chi dinh,
mot Ng5n hang xac nhan, n6u co, hoac Ng5n hang
phat hanh co the ch5p nhan mot h6a don thu'ong mai
phat hanh co so tin vuot qua so tin du'oc phep cua
tin dung, va quyat dinh cua no se rang bu6c tat ca cac
ben, mien la ngan hang do chu'a thanh toan hoac
thtiong lu'ong thanh toan cho so tin vu'ot qua so tia'n
cho phep dia tin dung.
73
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HANG minx MA/ ode ice
c. The description of the goods, services or
performance in a commercial invoice must correspond
with that appearing in the credit.
Article 19: Transport Document Covering at Least Two

Different Modes of Transport
a. A transport document covering at least two different
modes of transport (multimodal or combined
transport document), however named, must appear
to:
i. indicate the name of the carrier and be signed by:
• the carrier or a named agent for or on behalf of

the carrier, or
• the master or a named agent for or on behalf

of the master.
Any signature by the carrier, master or agent must

be identified as that of the carrier, master or agent.
Any signature by an agent must indicate whether

the agent has signed for or on behalf of the carrier
or for or on behalf of the master.
ii. indicate that the goods have been dispatched,

taken in charge or shipped on board at the place
stated in the credit, by:
• pre-printed wording, or
• a stamp or notation indicating the date on

which the goods have been dispatched, taken
in charge or shipped on board.
74
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PRONG TIONG M41 OUOC It ICC -
c. M6 t5 hang hoa, dich vu hoac thyc hien trong hoa

don thu'ong mai phi phu hop veil me t6 hang hoa trong
tin dung.
Diiu19: Chung tit van tai &mg cho it nhit hai phoong Mac van tai
khac nhau
a. Met chCing tit van tai dUng cho it nhat hai phu'ong
thitc van tai khac nhau (chang tit van tai da phu'ong
thac hoac lien hop) di) du'oc goi nhu the nao, ph5i:
i. Chi re ten caa ngu'di chuyen cho va du'oc ki
• ngu'di chuyen cho hoac dai ly dich danh hoac

thay mat ngu'di chuyen cho, hoac
• thuyen tru'ang hoac dai ly dich danh hoac thay

mat thuyen twang.
Cac chCt ki cUa ngu'di chuyen cho, thuy6n tru'ang

hoac dai ly phi xac dinh duoc dich thu'c chCt ki do la
cUa ngu'di chuyen cho, cUa thuygn twang hoac cua
dai ly.
Chit ki cUa dal ly phi chi CO la dal ly da ki thay hoac

dai dien cho ngu'di chuyen cha hoac da ki thay hoac
dai dien cho thuygn tru'e5ng.
ii. Chi CO rang hang hoa d5 dude gU'i, nhan dg cho hoac
da du'oc x6p len tau tai nal quy dinh trong tin dung,
bang:
• cum tit in san, hoac
• dong dau hoac ghi chu co ghi ro ngay hang hoa

da du'oc giti di, nhan dg cho hoac da du'oc x6p
len tau.
75
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MidiIN THUM MA/ (1116C TE1 ICC
The date of issuance of the transport document
will be deemed to be the date of dispatch, taking
in charge or shipped on board, and the date of
shipment. However, if the transport document
indicates, by stamp or notation, a date of dispatch,
taking in charge or shipped on board, this date
will be deemed to be the date of shipment.
iii. indicate the place of dispatch, taking in charge or
shipment and the place of final destination stated
in the credit, even if:
a) the transport document states, in addition, a
different place of dispatch, taking in charge or
shipment or place of final destination, or
b) the transport document contains the indication
"intended" or similar qualification in relation to
the vessel, port of loading or port of discharge.
iv. be the sole original transport document or, if
issued in more than one original, be the full set as
indicated on the transport document.
v. contain terms and conditions of carriage or make
reference to another source containing the terms
and conditions of carriage (short form or blank
back transport document). Contents of terms and
conditions of carriage will not be examined.
vi. contain no indication that it is subject to a charter
party.
b. For the purpose of this article, transhipment means
unloading from one means of conveyance and
reloading to another means of conveyance (whether
or not in different modes of transport) during the
carriage from the place of dispatch, taking in charge
or shipment to the place of final destination stated in
the credit.
76
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Nun noon MA/ oath TE ICC -
Ngay phat hanh chifng van tai se du'oc coi la

ngay gifi hang, ngay nhan hang a chi hoac ngay
xe'p hang len tau va la ngay giao hang.Tuy nhien,
n6u chang tit van tai the hien bang cach clang clau
hoac bang cach ghi chu, có ghi ngay hang, ngay
nhan hang de chi hoac ngay xe'p hang len tau thi
ngay nay se du'oc coi la ngay giao hang.
iii. Chi it noi gill hang, nhan hang de chi hoac

giao hang va noi hang den not cuoi cling quy dinh
trong tin dung, ngay ca khi:
a) chang tif van tai ghi not gCri hang, not nhan
hang de chi hoac noi giao hang hoac noi den
cu6i cling khac, hoac
b) chang tit van tai có ghi ti! "du dinh" hoac cac tit
tu'ong ttt có lien quan den con tau, cAng xe"p no0c
c6ng dO hang.
iv. La chang of van tai g6c duy nhat no4, ne"u

phat hanh nhi6u hon mot ban g6c thi tron bO ban
g6c phal du'oc ghi tren chiing tit van tai.
V. Chita dung cac dieu kien va dieu khoan chuyen chi

hoac dan chieu den cac nguon khac chica dung cac
di6u kien va dieu khoan chuyen chi (chang
van tai trong king hoac rut gon). NOi dung cac dieu
kien va dieu khoan chuyen chi se khOng &roc
kiem tra.
vi. Khong ghi la phy thuOc vao hop dung thue tau.
b. Nham muc dich cua dieu khoan nay, chuyen tai có
nghia la do hang xu6ng tit phu'ong tien van tai nay va
lai xe'p hang len mot phu'ong ti'en van tai khac (du
có cOng mot phu'ong thac van tal hay khong) trong qua
trinh chuyen chi tit noi gifi, nal nhan hang de chi hoac
nal giao hang den nal den cu6i ding ghi trong tin dung.
77
UCP — 600 /2007/ ICC
mon nom MA/ °WC it- ICC
c. i. A transport document may indicate that the goods
will or may be transhipped provided that the entire
carriage is covered by one and the same
transport document.
ii. A transport document indicating that transhipment

will or may take place is acceptable, even if the
credit prohibits transhipment.
Article 20: Bill of Lading
a. A bill of lading, however named, must appear to:

the carrier, or
• the master or a named agent for or on behalf of

the master.

Any signature by an agent must indicate whether the

agent has signed for or on behalf of the carrier or for
or on behalf of the master.
ii. indicate that the goods have been shipped on

board a named vessel at the port of loading
stated in the credit by:
• an on board notation indicating the date on

which the goods have been shipped on board.
78
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PRAM 17/1101Vg MA/ CUOC ice
c.i. Met ch(tng tit van tai co thd ghi la hang haa se hoac
co thd du'oc chuydn tai mien 15 toan be hanh trinh
chuyen cho chi sit dung met va ding met chitng
van tai.
ii. Mot ch(tng tit van tai ghi rang chuy5'n tai se hoac CO
thd dian ra la co thd &roc chap nhan, ngay c5 khi tin
dung kheng cho phep chuydn tai.
Difi 20: IrOn tai don
a. MO van tai don, du &roc goi nhu' the nao, phai:
i. chi CO ten ciia ngUdi chuyen cho va da du'ac ky boi:
* ngt.toi chuyen cho hoac met dai ly dich danh dia

hoac thay mat cho ngu'di chuyen cho, hoac
* thuyan twang no5c dal iy dich danh cua hoac thay

mat cho thuy6n tru'ang.
Cac chit ky cua ngUdi chuyen cho, thuy6n twang

hoac dal iy phai xac dinh du'oc dich thitc chEr ky do
la cila ngu'di chuyen cho, cua thuy6n twang hoac
caa dai iy.
Chit ky dm dal ly phai ghi ro la dai ly da ky thay cho

hoac dai dian cho ngudi chuyen cho hoac thay
cho hoac dai dian cho thuyan tru'ang.
ii. Chi CO hang hoa da du'oc xdp len met con tau
dich danh tai cAng giao hang quy dinh trong tin
dung, bang:
• met ghi chu la hang da du'oc x5p len tau, co ghi

ngay xep hang len tau.
79
UCP — 600 /2007/ ICC
PHONG MON MAI WIC
The date of issuance of the bill of lading will be
deemed to be the date of shipment unless the bill
of lading contains an on board notation indicating
the date of shipment, in which case the date
stated in the on board notation will be deemed to
be the date of shipment.
If the bill of lading contains the indication
"intended vessel" or similar qualification in relation
to the name of the vessel, an on board notation
indicating the date of shipment and the name of
the actual vessel is required.
iii. indicate shipment from the port of loading to the
port of discharge stated in the credit.
If the bill of lading does not indicate the port of
loading stated in the credit as the port of loading,
or if it contains the indication "intended" or similar
qualification in relation to the port of loading, an
on board notation indicating the port of loading as
stated in the credit, the date of shipment and the
name of the vessel is required. This provision
applies even when loading on board or shipment
on a named vessel is indicated by preprinted
wording on the bill of lading.
iv. be the sole original bill of lading or, if issued in
more than one original, be the full set as indicated
on the bill of lading.
back bill of lading). Contents of terms and
party.
80
UCP — 600 /2007/ ICC
Mon THING M41 OUOC TE cc - '
Ngay phat hanh van tai don se duoc coi nhu' la ngay
giao hang, trit khi tren van tai don c6 ghi chi] hang
da xgp tren tau có ghi ngay giao hang, trong tru'Ong
hop nay, ngay da ghi trong ghi hang da xgp tau
se duoc coi la ngay giao hang.
Neu van fa' don c6 ghi "con tau du dinh" hoac tu'ong
to lien quan den ten tau, thi viec ghi hang d5
xgp len tau, ghi ro ngay giao hang va ten cOa con
tau thut to la can thigt.
iii. Chi CO chuyen hang du'oc giao tit cang xgp hang tai
cang da hang quy dinh trong tin dung.
Neu van tai don khOng chi ro cang xgp hang

quy dinh trong tin dung nhu' la cang xgp hang hoac
ngu van tai don có ghi "du dinh" hoac quy dinh
tuong to c6 lien quan den cang xgp hang, thi viec
ghi hang d5 xgp len tau, ghi cang xgp hang nhu'
quy dinh trong tin dung, ngay giao hang va ten cOa
can tau la can thiat. Digu quy dinh nay ap dung
ngay ca khi xap hang len tau hoac giao hang len
met can tau dich danh d5 du'oc ghi re bang cum tit
in s5n tren van tai don.
iv. La ban van tai don g6c duy nh6t hoac nau phat
hanh hon mot ban g6c la tron b6 ban g6c phAi ghi
re tren van tai don.
v. Chaa dting cac dieu kien va di6u khoan chuyen cha

hoac có dan chieu cac nguon khac chita dung cac
dieu kien va dieu khoan chuyen cha (Van tai don rut
gon hoac tang lung). Nei dung cac dieu kien va
dieu khoan chuyen chi se khOng du'oc kidrn tra.
vi. Kh6ng ghi la phy thuOc vao hop dong thue tau.
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UCP — 600 /2007/ ICC
PAINS THUM MAI OUOC TE -

unloading from one vessel and reloading to another
vessel during the carriage from the port of loading to
the port of discharge stated in the credit.
c. i. A bill of lading may indicate that the goods will or

may be transshipped provided that the entire carriage
is covered by one and the same bill of lading.
ii. A bill of lading indicating that transhipment will or

may take place is acceptable, even if the credit
prohibits transhipment, if the goods have been
shipped in a container, trailer or LASH barge as
evidenced by the bill of lading.
d. Clauses in a bill of lading stating that the carrier

reserves the right to tranship will be disregarded.
Article 21: Non Negotiable Sea Waybill

-
a. A non-negotiable sea waybill, however named, must

appear to:

the carrier, or

the master.

the agent has signed for or on behalf of the carrier
or for or on behalf of the master.
82
UCP — 600 /2007/ ICC
PHONG THUM M41 ode 'cc
b. Nham muc dich dia di6u khoan nay, chuyen tai
co nghia la do; hang xuting lilt con tau nay va lai xgp
hang len con tau khac trong qua trinh chuyen chic tit
c6ng xgp hang tai ca'ng del hang quy dinh trong
tin dung.
c.i. Mat van tai don co the ghi hang hoa se hoac co the
chuyen tai mien la toan ba hanh trinh chuyen chat chi
sit dung mat va ding mat van 16i don.
ii. Mat van tai don ghi viOc chuyen tai se hoac co the
x6y ra la co the chap nhan, ngay ca khi tin dung
cam chuyen tai, ngu hang hoa du'oc giao bang
cOng ten no, xe mooc, hoac xa Ian LASH ghi tren
van tai don.
d. Cac di6u khoan trong van tai don quy dinh rang ngu'Oi
chuy8n chat danh quygn chuygn tai se kh6ng du'oc
xem xet.
Min 21: Gia'y gni hang cluing bra khong chuyin nhUnng
a. MOt gray giti hang du'Ong bin kh6ng chuyen nhu'ong,
dO goi nhu' the nao, phai:
i. Chi r6 ten nguai chuyen chat va du'oc ky bai:
• nguai chuyen chat hoac mot dai ly dich danh

hoac thay mat mguai chuyen chat, hoac
• thuyan tru'ang hoac dai 19 dich danh hoac thay mat

thuy6n trdang.
Cac chit ky cOa ngu'Oi chuyen chat, thuyan tru'ang

hoac dai 19 phai xac dinh &Jac dich thcfc chCt ky do
la dm nguai chuyen chic, thuyan twang ho0c dal ly.
Chit ky cua dal ly phai du'oc chi ro hoac la dai ly
da ky thay mat cho hoac dai dian cho ngu'di
chuyen chat hoac la dai dian cho thuyan twang.
83
UCP — 600 /2007/ iCC
P//ONE 17/1108 MAI ouic ICC
The date of issuance of the non-negotiable sea
waybill will be deemed to be the date of shipment
unless the non-negotiable sea waybill contains an
on board notation indicating the date of shipment,
in which case the date stated in the on board
notation will be deemed to be the date of
shipment.
If the non-negotiable sea waybill contains the
indication "intended vessel" or similar qualification
in relation to the name of the vessel, an on board
notation indicating the date of shipment and the
name of the actual vessel is required.
port of discharge stated in the credit.
If the non-negotiable sea waybill does not indicate
the port of loading stated in the credit as the port
of loading, or if it contains the indication
"intended" or similar qualification in relation to the
port of loading, an on board notation indicating
the port of loading as stated in the credit, the date
of shipment and the name of the vessel is
required. This provision applies even when
loading on board or shipment on a named vessel
is indicated by pre-printed wording on the non-
negotiable sea waybill.
iv. be the sole original non-negotiable sea waybill or,
if issued in more than one original, be the full set
as indicated on the non-negotiable sea waybill.
84
UCP — 600 /2007/ ICC
PRONG MIRING MAI ellik i - ICC
ii. Chi ro rang hang hoa d5 duec xgp len met con
tau dich danh tai cAng xgp hang quy dinh trong tin
dung, bbng:
• cum tif in san, hobc
• met ghi chi hang da xgp len tau c6 ghi ngay ma

hang da" du'oc xgp len tau.
Ngay phbt hanh Giby gill hang du'eng bien khOng
chuyen nhu'ong du'oc coi nhu' lb ngay giao hang, tit
khi gi5y gill hang &tong bien khOng chuyen nhueng
c6 ghi chi] hang da xgp len tau c6 ghi ngay giao
hang, trong truer-1g hop nay, ngay ghi d trong ghi chi]
hang da xgp len tau duec coi lb ngay giao hang.
Neu Giby Till hang &king bien kh6ng chuyen
nhu'dng c6 ghi "con tau dyi dinh" hobc quy dinh
tueng ttt c6 lien quan cign ten con tau, thi viec ghi
chili hang dä xgp len tau, ghi ngay giao hang va ten
con tau thqc to la can thigt.
iii. The hien viec giao hang tit cAng xgp cign cAng dd
hang quy dinh trong tin dung.
Neu Giby giti hang dueng bien kh6ng chuyen
nhu'ong khOng the hien c5ng xgp hang quy dinh
trong tin dung la cAng xgp hang hobc ngu c6 ghi tt:t
"du' dinh" hoc tic:mg of lien quan den c5ng boc
hang, thi viec ghi chi dä xgp hang On tau not re
cAng xgp quy dinh trong tin dung, ngay giao hang
va ten con tau la can thigt. Digu quy dinh nay
cOng bp dung ngay ca khi viec xgp hang len tau
hobc giao hang len tau met con tau dich danh da"
duec the hien bbng tit in sbn ten giay gifi hang
du'eng bign khong chuyen nhueng.
iv. La bbn goc duy nhbt hobc ngu phat hanh nhi6u bbn
goc thi tron be bbn goc phi ghi ro trong Giby
hang diking bien khOng chuyen nhueng.
85
UCP — 600 /2007/ ICC
MAW THUM MAI wile 'cc
back non-negotiable sea waybill). Contents of
terms and conditions of carriage will not be
examined.
party.
unloading from one vessel and reloading to another
vessel during the carriage from the port of loading to
the port of discharge stated in the credit.
c. i. A non-negotiable sea waybill may indicate that the
goods will or may be transhipped provided that
the entire carriage is covered by one and the
. same non-negotiable sea waybill.
ii. A non-negotiable sea waybill indicating that
transhipment will or may take place is acceptable,
even if the credit prohibits transhipment, if the
goods have been shipped in a container, trailer or
LASH barge as evidenced by the non-negotiable
sea waybill.
d. Clauses in a non-negotiable sea waybill stating that
the carrier reserves the right to tranship will be
disregarded.
Article 22: Charter Party Bill of Lading

a. A bill of lading, however named, containing an
indication that it is subject to a charter party (charter
party bill of lading), must appear to:
i. be signed by:

the master, or
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PIMIN 17111011 MA! ellife TE1 ICC
v. Chita citing cac dieu kien va dieu khobn chuyen cha
hobc co dan chieu den cac nguon khac chilta
dung cac dieu kien va dieu khobn chuyen cha
(giey gUi hang during bien khOng chuyen nhu'ong
rut gon hobc trong !Ling). N6i dung cac dieu kien va
diet.] khobn chuyen cho se khOng du'oc kiem tra.
vi. KhOng the hien la phu thu6c vao hop dung thud tau.
b. Nhbm muc dich cUa dieu khoan nay, chuyen tai co
nghia la dd hang xu6ng tii con tau nay va boc hang
len mot con tau khac trong hanh trinh chuyen cha tii
cang xgp hang VA tang dd hang quy dinh trong tin dung.
c. i. Giay giti hang during bien khOng chuyen nhuong co
the ghi hang hoa se hobo co the chuyen tai mien la
toan b6 hanh trinh chuyen cha tii cang b6c dgn
cang do hang quy dinh trong tin dung chi sil't dung
chung mot gray gal hang during ben khOng chuyen
nhu'ong.
ii. Wit Giay giti hang during bien khOng chuyen
nhuOng ghi chuyen tai se hobc co the xby ra la co
the chap nhen, ngay c .6 khi tin dung cam chuyen
tai, ngu hang hob du'oc giao bbng cang ten no, xe
mock hobc xa Ian LASH ghi tren gigy giii hang
dudng bien khOng chuyen nhurdng.
d. Cac digu kho .an trong gray giti hang dudng bien khong
chuyen nhu'ong quy dinh rang ngudi chuyen chi gianh
quygn chuyen tai se kh6ng duoc xem xet den.
Dieu 22: VOn tai don theo hop thing thud tau
a. Van tai don„ di, &roc goi ten nhu the nao, co ghi lb phu
thu6c vao hop dung thud tau (van tai don theo hop
d6ng thud tau) phbi:
i. duoc ky be i:
• thuy6n tru'ang hoac mot dai ly dich danh
hobc thay mat thuyen tru'ang, hoac
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PRONG Man MAI 0110.0 TE - ICC
• the owner or a named agent for or on behalf of
the owner, or
• the charterer or a named agent for or on behalf

of the charterer.
Any signature by the master, owner, charterer or

agent must be identified as that of the master,
owner, charterer or agent.

the agent has signed for or on behalf of the
master, owner or charterer.
An agent signing for or on behalf of the owner or

charterer must indicate the name of the owner or
charterer.


The date of issuance of the charter party bill of

lading will be deemed to be the date of shipment
unless the charter party bill of lading contains an on
board notation indicating the date of shipment, in
which case the date stated in the on board notation
will be deemed to be the date of shipment.

port of discharge stated in the credit. The port of
discharge may also be shown as a range of ports
or a geographical area, as stated in the credit.
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• chU tau ho5c dai ly dich danh cho ho5c thay mat
chi] tau.
• ngutii thue tau va dai ly dich danh cho ho5c thay

mat ngu'di thue tau.
Cac cha ky cOa thuy6n tru'ang, chO tau, ngu'di thue

tau ho5c dai ly phi ph5n biOt duoc do la chit ky cUa
thuy6n taking, chU tau, ngutil thue tau ho5c dal ly.
Chu' ky dm dal ly phi the hi6n la dai ly da ky thay

mat cho ho5c dai di6n cho thuy6n twang, chU tau
ho5c ngu'di thu6 tau.
Mdt dai ly khi ky cho ho5c thay mat cho cha tau
ho5c ngu'di thue tau phi ghi ten cUa ch6 tau ho5c
cua ngu'di thue tau.
ii. chi ro hang haa d5 du'oc x6p len tau mot con tau
dich danh tai c5ng Vic hang quy dinh trong tin
dung, lAng:
• ghi chu hang da x6p len tau có ghi ngay ma vao

ngay do hang hoa d5 duoc x6p lOn tau.
Ngay phat hanh van tai don theo hop dung thue tau
se du'oc coi la ngay giao hang, trit khi ten van tai
don theo hop Bong thu6 tau CO ghi chi] hang da x6p
lOn tau có ghi ngay giao hang, trong tru'Ong hop nay,
ngay ghi ii trong ghi chu hang d5 x6p len tau se
du'oc coi la ngay giao hang.
iii. the hi6n vi6c giao hang tU c5ng x6p hang tai
c5ng do hang quy dinh trong tin dung. C5ng
hang cOng có th6 ghi la mot loat c5ng hoac mot khu
vu'c dia ly nhu'quy dinh trong tin dung.
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Mon MUM MAI Oak TE1 ICC
iv. be the sole original charter party bill of lading or,
if issued in more than one original, be the full set
as indicated on the charter party bill of lading.
b. A bank will not examine charter party contracts, even

if they are required to be presented by the terms of
the credit.
Article 23: Air Transport Document
a. An air transport document, however named, must

appear to:
• the carrier, or
• a named agent for or on behalf of the carrier.
Any signature by the carrier or agent must be

identified as that of the carrier or agent.
Any signature by an agent must indicate that the

agent has signed for or on behalf of the carrier.
ii. indicate that the goods have been accepted for

carriage.
iii. indicate the date of issuance. This date will be

deemed to be the date of shipment unless the air
transport document contains a specific notation of
the actual date of shipment, in which case the
date stated in the notation will be deemed to be
the date of shipment.
Any other information appearing on the air

transport document relative to the flight number
and date will not be considered in determining the
date of shipment.
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iv. la ban goo duy nhat da van tai don theo hop
(long thue tau hoac n6u phat hanh nhi6u ban
g6c thi tron b6 ban g6c phai ghi ro trong van tai
don theo hop Tong thue tau.
b. Ngan hang se kh6ng kigm tra cac hop Tong thue

tau, ngay c6 khi cac hop Tong thue tau du'oc yeu cgu
xual trinh theo cac diau kien ciia tin dung.
Difi 23: Chung fit van tai hang kitting
a. M6t chang tit van tai hang kh6ng, du cho goi ten nhu .
thenao,pi:
i. chi r6 ten cila ngitdi chuyen cho va du'oc ky
• ngu'di chuyen cho, hoac
• mot dai ly dich danh cho hoac thay mat ngubi

chuyen cho.
Cac chit ky cua ngutti chuyen cho hoac dai ly

phai phan biet du'oc do la chit ky cua ngu'ai
chuyen cho hoac dai
Chit ky cna dai ly phai thg hien la dai ly da ky thay

mat cho hoac dai dian cho ngu'di chuyen cho.
ii. chi ro rang hang hoa Gra &roc nhan dg cho.
iii. chi ro ngay phat hanh. Ngay nay se du'oc coi

la ngay giao hang, tit khi chang tit van tai hang
kh6ng co ghi chu cu thg ve ngay giao hang thu'c
re, trong twang hop do, ngay ghi trong ghi chu d6
se du'oc coi la ngay giao hang.
Bat ca thOng tin nao khac thg hien tren chtimg tit van
tai hang khong c6 lien quan clan ngay va so chuyen
bay se kh6ng atoc xem xet dg xac dinh ngay
giao hang.
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MONS MIMIC MAI OUlk TE- ICC
iv. indicate the airport of departure and the airport of
destination stated in the credit.
v. be the original for consignor or shipper, even if

the credit stipulates a full set of originals.
vi. contain terms and conditions of carriage or make

and conditions of carriage. Contents of terms and

unloading from one aircraft and reloading to another
aircraft during the carriage from the airport of
departure to the airport of destination stated in
the credit.
c. i. An air transport document may indicate that the

goods will or may be transhipped, provided that
the entire carriage is covered by one and the
same air transport document.
ii. An air transport document indicating that

transhipment will or may take place is acceptable,
even if the credit prohibits transhipment.
Article 24: Road, Rail or Inland Waterway Transport Documents
a. A road, rail or inland waterway transport document,

however named, must appear to:
i. indicate the name of the carrier and:
• be signed by the carrier or a named agent for

or on behalf of the carrier, or
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mum mum iv Mlle it /CC
iv. chi CO san bay khai hanh va san bay den quy dinh
trong tin dung.
v. la ban g6c danh cho ngu'di gui hang hoac ngu'di

giao hang, cho du tin dung quy dinh mot b6 day di'
ban g6c.
vi. chaa dung cac dieu kien va di6u khoan chuyen cha
hoac c6 d'an chieu den cac ngu6n khac chu'a
dung cac dieu kien va diet.] khoan chuyen cha. N6i
dung cac dieu kien va dieu khoan chuyen cha se
khOng du'oc xem xet.
b. NhArn muc dich coa di6u khoan nay, chuyen tai co

nghia la da hang xu6ng tit may bay nay va lai x6p
hang lon may bay khac trong mot hanh trinh chuyen
cho tit san bay khi hanh tdi san bay den quy dinh
trong tin dung.
c. i. Chang tit van tai hang khOng co the quy dinh rang
hang hoa se hoac c6 the du'oc chuyen tai, mien la
toan 106 hanh trinh chuyen cha dude sts'i dung chung
mot chung tic van tai hang kh6ng.
ii. MOt chCmg tit van tai hang kh6ng quy dinh rang
chuOn Cal se hoac có the >thy ra la c6 the ch6p
nhan, ngay ca khi tin dung kh6ng cho phep
chuyen
Difi 24: Chang to van tai diking b0, diking sat va Wing song
a. Chang to van tai du'Ong 14, &tang sat va diking song,
dO goi ten nhu the nao, phai:
i. chi ro ten caa ngu'di chuyen cha va:
• du'oc ky bai ngu'di chuyen cho, hoac mot dai ly

dich danh cho hoac thay mat ngu'di chuyen
cha, hoac
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PHONG maw iv ode ice
• indicate receipt of the goods by signature,
stamp or notation by the carrier or a named
agent for or on behalf of the carrier.
Any signature, stamp or notation of receipt of the

goods by the carrier or agent must be identified
as that of the carrier or agent.
Any signature, stamp or notation of receipt of the

goods by the agent must indicate that the agent
has signed or acted for or on behalf of the carrier.
If a rail transport document does not identify the

carrier, any signature or stamp of the railway
company will be accepted as evidence of the
document being signed by the carrier.
ii. indicate the date of shipment or the date the

goods have been received for shipment, dispatch
or carriage at the place stated in the credit.
Unless the transport document contains a dated
reception stamp, an indication of the date of
receipt or a date of shipment, the date of issuance
of the transport document will be deemed to be
the date of shipment.
iii. indicate the place of shipment and the place of

destination stated in the credit.
b. i. A road transport document must appear to be the

original for consignor or shipper or bear no
marking indicating for whom the document has
been prepared.
ii. A rail transport document marked "duplicate" will

be accepted as an original.
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PlIoNG 17/1100 MAI 0110"C TE ICC
-
• thd hian viac nhan hang dd cho bang chi' ky,

dOng dau hoac ghi chtj bcii ngurdi chuyen cha
hoac dai ly dich danh cho hoac thay mat ngubi
chuyen chg.
Cac chit ky, (long dau hoac ghi chi] nhan hang haa
caa ngudi chuyen cha hoac dai ly phi xac dinh
&roc dich thu'c chit ky do la dm ngudi chuyen cho
hoac dai 19.
Cac chit ky, dong dau hoac ghi chu nhan hang hOa
cCia dai ly phi chi r6 rang dai 19 (la ky hoac hanh
dgng thay cho hoac dai dian cho ngu'di chuyen chg.
Ngu mot chang tit van tai &rang sat kh6ng chi ro
du'oc ngu'di chuyen thi bat cif chCr ky, dOng dau
cua cOng ty du'Ong sat se dugc chap nhan nhir la
bang chang v6 viac chiing tit da du'gc ky bai ngu'di
chuyen cha.
ii. chi ra ngay giao hang hoac ngay hang hoa da dugc
nhan dd giao, gCri di hoac chuyen cha tai nal
quy dinh trong tin dung. TrtY khi chang tilt van tai co
clang dau ghi ngay nhan hang, co ghi ngay nhan
hang hoac ngay giao hang, ne"u kh6ng ngay phat
hanh chang tit van tai se dugc coi la ngay giao
hang.
iii. chi ra not giao hang va not hang den quy dinh trong
tin dung.
b. i. M6t ch(tng tit van tai clueing b6 phi thd hian la bin
g6c danh cho ngudi gCri hang hoac cho ngubi giao
hang hoac kh6ng co dau hiau la chang tit nay danh
cho ai.
ii. Mgt chin-1g of van tai du'Ong sat co ghi chtj "ban gesic
this hai" se du'oc chap nhan nhu' la "bin g6c
tha nhat".
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PH&VC TH1101116 M4I Mak TE - /CC
iii. A rail or inland waterway transport document will
be accepted as an original whether marked as an
original or not.
c. In the absence of an indication on the transport
document as to the number of originals issued, the
number presented will be deemed to constitute a full
set.
d. For the purpose of this article, transhipment means
reloading to another means of conveyance, within
the same mode of transport, during the carriage from
the place of shipment, dispatch or carriage to the
place of destination stated in the credit.
e. i. A road, rail or inland waterway transport document
may indicate that the goods will or may be
transhipped provided that the entire carriage is
covered by one and the same transport
document.
ii. A road, rail or inland waterway transport
document indicating that transhipment will or may
take place is acceptable, even if the credit
prohibits transhipment.
Article 25: Courier Receipt, Post Receipt or Certificate of

Posting
a. A courier receipt, however named, evidencing
receipt of goods for transport, must appear to:
i. indicate the name of the courier service and be
stamped or signed by the named courier service
at the place from which the credit states the
goods are to be shipped; and
ii. indicate a date of pick-up or of receipt or wording
to this effect. This date will be deemed to be the
date of shipment.
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PRONG THOM MAI el* TE - icc
iii. MOt chang tit van tai du'ong sat hoac du'Ong song se.
du'ochipnalbg6c,duhoóila
ban g6c hay khong.
c. Trong trurang hop tren, chitng tit van tai khOng có ghi so
ban g6c d5 &roc phat hbnh, thi s6 ban xuat trinh se
du'oc col la mot lo0 day di.).
d. Nham muc dick cua dieu khoan nay, chuyen tai có

nghia lb da hang xuong tit phu'cing tien chuyen cha nay
va xep hang len mot phuong tien chuyen cha khac,
trong ding mot phu'ong thac van tai, trong qua trinh
chuyen cha tit not x6p hang, gill hang hoac nhan
chuyen Oa den ncli den quy dinh trong tin dung.
e. i. Mot chang tit van tai &tang sat, du'Ong bO va du'eing

sOng có the ghi la hang hoa se hoac có the chuyen
mien la toan bO hanh trinh chuyen cha chi sit
dung chung mot chang till' van tai.
ii. MOt chang tit van tai du'ong sat, du'ong bO va doting
sOng ghi chuyen tai se hoac có the xay ra la có the
chap nhan, ngay ca khi tin dung khOng cho phep
chuygn tai.
imiu 25: Bien lai chuyin phat, Bien lai bttu Well hoac gia'y
cluing nhan kin pham
a. Vat bran lai chuyen phat, du duoc goi nhu' the nao, lam
bang chCing cho viec nhan hang a chuyen cha,
phai the hien:
i. ten dia cOng ty dich vu chuyen phat va d5 duOc

Bang dau, hoac da ky bai c6ng ty dich vu chuyen
phat dich danh tai mil hang hoa se du'oc giao quy
dinh trong tin dung.
ii. ngay lay hang hoac nhan hang hoac cac tit tu'ong
Ngay nay dudc coi la ngay giao hang.
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HAW TIMM WI ICC
b. A requirement that courier charges are to be paid or
prepaid may be satisfied by a transport document
issued by a courier service evidencing that courier
charges are for the account of a party other than the
consignee.
c. A post receipt or certificate of posting, however

named, evidencing receipt of goods for transport,
must appear to be stamped or signed and dated at
the place from which the credit states the goods are
to be shipped. This date will be deemed to be the
date of shipment.
Article 26: "On Deck", "Shipper's Load and Count", "Said by

Shipper to Contain" and "Charges Additional to Freight"
a. A transport document must not indicate that the
goods are or will be loaded on deck. A clause on a
transport document stating that the goods may be
loaded on deck is acceptable.
b. A transport document bearing a clause such as

"shipper's load and count" and "said by shipper to
contain" is acceptable.
c. A transport document may bear a reference, by

stamp or otherwise, to charges additional to the freight.
Article 27: Clean Transport Document

A bank will only accept a clean transport document. A
clean transport document is one bearing no clause or
notation expressly declaring a defective condition of the
goods or their packaging. The word "clean" need not
appear on a transport document, even if a credit has a
requirement for that transport document to be "clean on
board".
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PRONG TRION MAI Rife ICC
b. WO yeu cau ve chi phi chuy6n phat se tr5 hoac se tr5
trutic co th6 du'oc th6a man bang mot chitng to van tai
do c6ng ty dich vu chuy6n phat phat hanh, trong do
quy dinh rang, chi phi chuy6n phat se kh6ng phai lb do
ngutii nhan hang chiu.
c. Bien lai bu'u dien hoac gray chi:mg nhan bitu pham,
du cho duck goi ten nhu* the nao, la bang chang
nhan hang d6 cha phai duoc dung dau, ky ten va ghi
ngby tai ndi giao h5ng quy dinh trong tin dung. Ngay
nay se du'oc coi la ngby giao hang.
Dieu 26: "tren boong", "ngUai gal hang xep va dem", "ngUai gai
hang . ke khai gem co" va "chi phi phu them vao cUoc phi"
a. Chang to van tai khOng ditoc quy dinh lb hang hoa phai
hoac se du'dc xep len ten boong. M6t dieu kho5n
tren chang tit van tai quy dinh rang hang hoa co the
xep ten boong se co th6 &roc chip nhan.
b. Chang tit van tai co di6u khoan ghi "Ngu'di gi'ti hang
xep va dem" va "Ngudi gai hang ke khai g6m co" la co
the chap nhan.
c. M6t chitng tit van tai co th6, bang cach dung dau
hoac bang cach khac, chi ra cac chi phi phu thAm
vao cutic phi.
Dieu 27: Chung tit van tai hoan hao

Ngan hang se chi chap nhan chCmg to van tai hoan hao.
Chang tit van tai hoan hao la chitng tit ma tren do kh6ng co
diet.] khoan hoac ghi chu nao tuyen bo mot cach r6 rang v6
tinh trang khuyet tat coa hang hoa hoac bao bi. Chit "hoan
hao" khOng nhat thiet phai th6 hien tren chang to van tai, dia
cho tin dung co \tau cgu d6i voi chang tit van tai la "hoan h5o
da xep hang".
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Mon INUONG MAI RIC TE - ICC
Article 28: Insurance Document and Coverage
a. An insurance document, such as an insurance
policy, an insurance certificate or a declaration under
an open cover, must appear to be issued and signed
by an insurance company, an underwriter or their
agents or their proxies.
b. When the insurance document indicates that it has

been issued in more than one original, all originals
must be presented.
c. Cover notes will not be accepted.
d. An insurance policy is acceptable in lieu of an

insurance certificate or a declaration under an open
cover.
e. The date of the insurance document must be no later

than the date of shipment, unless it appears from the
insurance document that the cover is effective from
a date not later than the date of shipment.
f. i. The insurance document must indicate the amount

of insurance coverage and be in the same
currency as the credit.
ii. A requirement in the credit for insurance coverage

to be for a percentage of the value of the goods,
of the invoice value or similar is deemed to be the
minimum amount of coverage required.
If there is no indication in the credit of the

insurance coverage required, the amount of
insurance coverage must be at least 110% of the
CIF or CIP value of the goods.
1 00
UCP — 600 /2007/ ICC
PRONG THONG MA( Rik TE - ICC
Diiu 28: Cluing tit bao hiem va bao hiem
a. Ch(ing tit bao hiem, chang han nhu' dan bao hi6m, giay
chang nhan bao hiem, hoac td khai theo hop d6ng
bao hiem bao, phai th6 hi6n lb do mot cOng ty bao
hiem, ngu'di bao hiem hoac dai ly hoac ngu'di du'oc Uy
quy6n cUa ho ky va phat hbnh.
Chu ky dia dai ly hoac cua ngtkii &roc äy quy6n phai

chi rö lb dai ly hoac ngu'di du'oc uy quy6n da ky thay
hoac lb thay mat cho cOng ty bao hiem hoac ngu'di bao
hiem da ky.
b. N6u chang to bao hiem ghi ro lb da du'oc phat hanh

nhi6u han mot ban goc, thi tat ca ban g6c ph6i du'oc
xuat trinh.
c. Phi6u bao hiem tam thdi se khOng du'oc chap nhan.
d. Dan b6o hiem dLtac chap nhan thay cho cht:rng nhan
bao hi6'm hoac td khai theo hop Tong bao hi6m bao.
e. Ngay cUa chang tit bk hidm khOng duoc muon han

ngay giao hang, trig khi tren chang to bao hiem the
hi6n lb bao hiem co hi6u lu'c tit ngby khOng cham han
ngay giao hang.
f. I. ChO'ng to b6o hiem phai ghi ro s6 tin bao hidm va

ding loai tin cUa tin dung.
ii. MOt yeu cau cUa tin dung doi vai mCrc bao hi6'm la
theo ty le phan tram cUa gia trl hang hoa, caa trl gia
hoa dan hoac tu'ang ty se du'oc coi la s6 tien du'oc
bao hidm t6i thidu.
Neu khOng c6 quy dinh trong tin dung v6 mac
bao hiem, thi s6 tin bao hgrn it nhat phai bang
110% cUa gia CIF hoac CIP cUa hang hoa.
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PHIli118 TOON A141 oak it- 'cc
When the CIF or CIP value cannot be determined
from the documents, the amount of insurance
coverage must be calculated on the basis of the
amount for which honour or negotiation is requested
or the gross value of the goods as shown on the
invoice, whichever is greater.
iii. The insurance document must indicate that risks are
covered at least between the place of taking in
charge or shipment and the place of discharge or
final destination as stated in the credit.
g. A credit should state the type of insurance required
and, if any, the additional risks to be covered. An
insurance document will be accepted without regard
to any risks that are not covered if the credit uses
imprecise terms such as "usual risks" or "customary
risks".
h. When a credit requires insurance against "all risks"
and an insurance document is presented containing
any "all risks" notation or clause, whether or not
bearing the heading "all risks", the insurance
document will be accepted without regard to any
risks stated to be excluded.
i. An insurance document may contain reference to any
exclusion clause.
j. An insurance document may indicate that the cover is
subject to a franchise or excess (deductible).
Article 29: Extension of Expiry Date or Last Day for
Presentation
a. If the expiry date of a credit or the last day for
presentation falls on a day when the bank to which
presentation is to be made is closed for reasons
other than those referred to in article 36, the expiry
date or the last day for presentation, as the case
may be, will be extended to the first following
banking day.
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PRONG TWIN MI OUOC rt- ICC
Khi tri gia CIF hoac CIP khOng the xac dinh du'dc tit
chi:Mg tilt, thi so tin b5o him phi dudc tinh toan
du'a tren cci so cilia so tin thanh toan hoac thu'dng
lu'ong thanh toan hoac tang gia tri hang hda ghi
ten hda den, tOy theo s6 tin nao lan hon.
iii. Chang tit b5o him phi ghi ro raj ro dudc b5o
him it nhat la tit ndi nhan hang dd cha hoac de
giao den ndi do hang hoac ndi hang den cu6i cOng
nhu' quy dinh trong tin dung.
g• Tin dung phi quy dinh loaf b5o hidm du'dc yeu c5u
va nhitng rUi ro phu dtidc b5o hi6m, n6u co. Mat chang
tit b5o him khOng d6 cap den cac rai ro khOng
du'dc 135o hidm cOng se du'dc chap nhan, n6u nhu'
tin dung dOng nhEtng tii kh6ng r6 rang nhu' "rUi ro
thOng thu'Ong" hoac "rUi ro tap quan".
h. Neu tin dung yeu c5u b5o him "moi rUi ro" va mat
chang tit b5o him du'oc xuat trinh co di6u khoAn hoac
ghi chili "moi rai ro", du co hay kh6ng tieu de "moi rui
ro", thi chitng tit b5o hidm van du'oc chap nhan ma
kh6ng can phi xem mot s6 rUi ro nao dd co bi loai trit
hay khOng.
i. ChO'ng tit b5o hidm co thd dAn chieu bat cut di6u kho5n
loaf trill nao.
j. Chang tit b5o him co thd quy dinh viec b5o him phu
thu6c vao mac mien boil thiiOng (co trit hoac khong
Min 29: Gia ban ngay het hiOu 11.1c hoac xuat trinh cham nhit
a. Neu ngay het hieu lu'c cilia tin dung hoac ngay xuat
trinh cham nhat trOng vdi ngay ma vao ngay dd ng5n
hang nhan xuat trinh thing dta vi Ijr do khOng
phi la Ijr do neu ra trong Dieu 36, thi ngay het hieu
hoac ngay xuat trinh cham nhat, toy tong trudng
hdp, co thg se du'dc gia han tdi ngay lam viec ti6p
theo Tau tien cilia ng5n hang.
103
UCP — 600 /2007/ ICC
PRONG 17111ONG MAI el* 'cc
b. If presentation is made on the first following banking
day, a nominated bank must provide the issuing bank
or confirming bank with a statement on its covering
schedule that the presentation was made within the time
limits extended in accordance with sub-article 29 (a).
c. The latest date for shipment will not be extended as

a result of sub-article 29 (a).
Article 30: Tolerance in Credit Amount, Quantity and Unit Prices
a. The words "about" or "approximately" used in

connection with the amount of the credit or the
quantity or the unit price stated in the credit are to be
construed as allowing a tolerance not to exceed 10%
more or 10% less than the amount, the quantity or
the unit price to which they refer.
b. A tolerance not to exceed 5% more or 5% less than

the quantity of the goods is allowed, provided the
credit does not state the quantity in terms of a
stipulated number of packing units or individual
items and the total amount of the drawings does not
exceed the amount of the credit.
c. Even when partial shipments are not allowed, a

tolerance not to exceed 5% less than the amount of
the credit is allowed, provided that the quantity of the
goods, if stated in the credit, is shipped in full and a
unit price, if stated in the credit, is not reduced op
that sub-article 30 (b) is not applicable. This
tolerance does not apply when the credit stipulates a
specific tolerance or uses the expressions referred
to in sub-article 30 (a).
104
UCP — 600 /2007/ ICC
PRONG TI/1107VG MAI RIC TE:- ICC
b. Neu viec xuat trinh du'oc thifc hien vbo ngby lbm viec
tiep theo dau tier' dia ngan hang, thi Ngan hang chi
dinh phai gt:11 cho Ngan hang phbt hanh hoac Ngan
hang xbc nhan ban giai trinh rang xual trinh chang to
du'oc thcfc hien trong giai han thai gian du'oc keo dbi
phi] hop voi muc a Dieu 29.
c. Ngby giao hang cham nhat se kh6ng du'oc gia han do

hau qua dia muc a Dieu 29.
Dieu 30: Dung salve s6 tien, s6 Wong va don gia
a. Cac tit "khoang" hoac "u'ac chilng" du'oc dung c6

lien quan den so tin cua tin dung hoac so lu'ong hoac
don gia ghi trong tin dung du'oc hidu lb cho phep mot
dung sai hon hoac kern 10% qua s6 tin ho0c s6
lu'ong hoac don gia ma chOng not den.
b. M6t dung sai khOng vu'ot qua 5% hon hoac kern v6 so

lu'ong hang hoa lb du'oc phep, mien lb tin dung khOng
quy dinh s6 lu'ong tinh bang mot s6 don vi bao kien
hoac don vi chi& vb tong s6 ti6n thanh Wan kh6ng
vu'ot qua s6 ti6n dia tin dung.
c. Ngay c6 khi cam giao hang timg phan, mot dung sai
khOng vu'ot 5% it hon so ti6n cila tin dung lb du'oc
phep, mien lb so lu'ong hang hoa, n6u quy dinh trong
tin dung, du'oc giao day do vb don gia, n6u quy dinh
trong tin dung, khong du'oc gi6m ho'Oc muc b Dieu 30
khOng bp dung. Dung sai nay khOng ap dung n6u tin
dung quy dinh mot dung sai cu the hoac khOng
dung nhu'dren giai tai muc'aDieu 30.
105
UCP — 600 /2007/ ICC
PlioNG TN/flING MAI cubic Ice
Article 31: Partial Drawings or Shipments
a. Partial drawings or shipments are allowed.
b. A presentation consisting of more than one set of

transport documents evidencing shipment
commencing on the same means of conveyance and
for the same journey, provided they indicate
thesame destination, will not be regarded as
covering a partial shipment, even if they indicate
different dates of shipment or different ports of
loading, places of taking in-charge or dispatch. If the
presentation consists of more than one set of
transport documents, the latest date of shipment as
evidenced on any of the sets of transport documents
will be regarded as the date of shipment.
A presentation consisting of one or more sets of

transport documents evidencing shipment on more
than one means of conveyance within the same
mode of transport will be regarded as covering a
partial shipment, even if the means of conveyance
leave on the same day for the same destination.
c. A presentation consisting of more than one courier
receipt, post receipt or certificate of posting will not
be regarded as a partial shipment if the courier
receipts, post receipts or certificates of posting
appear to have been stamped or signed by the same
courier or postal service at the same place and date
and for the same destination.
Article 32: Instalment Drawings or Shipments

If a drawing or shipment by instalments within given
periods is stipulated in the credit and any instalment is not
drawn or shipped within the period allowed for that
instalment, the credit ceases to be available for that and
any subsequent instalment.
106
UCP — 600 /2007/ ICC
PRONG THONG MA/ Mk' It ICC -
Min 31: Giao hang hoac thank loan titng phin
a. Giao hang va tr6 tin tt'ing ph5n lb du'oc chap.
b. Viec xuat trinh nhi6u b6 chang tit van tai the hien
viac giao hang tren cOng mot phuong flan van chuyen
va ding chung mot hanh trinh, mien la có ding mot
noi hang d6n, se khOng duoc coi lb giao hang tErng
phan, ngay c6 khi chiing to van tai ghi cac ngay giao
hang khac nhau hoac cac cang x6p hang, noi nhan
hang de cha hoac nal gill hang khac nhau. N6u viac
xuat trinh Tom nhi6u b6 chtimg tic van tai, thi ngay giao
hang sau ding ghi tren bat di chang van tel nbo se
dagc coi nhu' lb ngay giao hang.
Viac xuat trinh nhi6u b6 chang tit van tai the hien giao
hang tren nhi6u phifong ti6n van chuy6n trong cOng
mot phuong thCfc van tel se ducic coi nhLr la giao hang
tiing phan, ngay ce khi cac phu'ong flan van chuyen
khai hanh cOng mot ngby de den cOng mot not d6n.
c. Vi6c xuat trinh nhi6u bien lai chuyen phat, bien lai
bu'u dien hoac gidy chang nhan bu'u phdm se khong
du'oc coi la giao hang ttIng phan, n6u nhu' cac bien lai
chuyen phat, cac bran lai bu'u dien hoac cac gidy
chicrig nhan !Jai phdm d5 du'oc clang dau hobc ky bai
cOng mot h5ng chuyen phat hoac dich vu bu'u dien
tai ding mot ndi, ding ngay va ding no' den.
Olio 32: Giao hang hoac thank loan nhiiu lin
Neu viec thanh toan hoac giao hang nhi6u Ian trong tiing thdi
kY nhat dinh &roc quy dinh trong tin dung va bat cif Idn
nbo kh6ng thanh toan hoac khOng giao hang trong thai
ky danh cho Idn do, thi tin dung khOng con có gia tri d6i
v6i In do va bat ca Idn nao ti6p theo.
107
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Pan THIRING IOC
Article 33: Hours of Presentation
A bank has no obligation to accept a presentation outside
of its banking hours.
Article 34: Disclaimer on Effectiveness of Documents
A bank assumes no liability or responsibility for the form,
sufficiency, accuracy, genuineness, falsification or legal
effect of any document, or for the general or particular
conditions stipulated in a document or superimposed
thereon; nor does it assume any liability or responsibility
for the description, quantity, weight, quality, condition,
packing, delivery, value or existence of the goods,
services or other performance represented by any
document, or for the good faith or acts or omissions,
solvency, performance or standing of the consignor, the
carrier, the forwarder, the consignee or the insurer of the
goods or any other person.
Article 35: Disclaimer on Transmission and Translation
A bank assumes no liability or responsibility for the
consequences arising out of delay, loss in transit,
mutilation or other errors arising in the transmission of any
messages or delivery of letters or documents, when such
messages, letters or documents are transmitted or sent
according to the requirements stated in the credit, or when
the bank may have taken the initiative in the choice of the
delivery service in the absence of such instructions in the
credit.
If a nominated bank determines that a presentation is
complying and forwards the documents to the issuing
bank or confirming bank, whether or not the nominated
bank has honoured or negotiated, an issuing bank or
confirming bank must honour or negotiate, or reimburse
that nominated bank, even when the documents have
been lost in transit between the nominated bank and the
issuing bank or confirming bank, or between the
confirming bank and the issuing bank.
108
UCP — 600 /2007/ ICC
PlioNG nom my vatic ICC
Didu 33: Gia xuat trinh

Ngan hang kh6ng co nghia vu tigp nhan viec xuat trinh ngoai
gid lam viec cua minh.
Didu 34: Miin trach vi hidu Ric cfia Chung tit
Ngan hang kh6ng co nghia vu va trach nhiem d6i vdi hinh
thdc, sit day a, tinh chinh xac, tinh chan thdc, sti gia mao
hoac hieu ILtc phap ly ciia bat cd chiing tit nao hoac doi voi
cac di6u kien chung hoac digu kien rieng quy dinh d trong
met chdng tit hoac ghi them vac) chdng tit dd; hoac khong co
nghia vu hoac trach nhiem doi vdi mO to hang hda, s6 lu'ong,
trong lung, chat lu'ong, di6u kien, bao gdi, giao hang,
gia tri hoac sd kien hien hdu caa hang hda, dich vu hoac cac
thu'c hien khac ma bat cu' chdng tit nao thg hien, hoac vg thien
chi hoac cac hanh vi hoac cac thieu sot, kha nang thanh toan,
thu'c hien nghia vu hoac dia vi caa ngudi gdi hang, ngudi
chuygn chd, ngudi giao nhan, ngudi nhan hang hoac
ngudi bao him hang hda hoac bat cd ngudi nao khac.
Didu 35: Midn trach vi dich thuat va trao ddi thong tin
Ngan hang khOng co nghia vu hoac trach nhiem vg nhdng
hau qua phat sinh tit sit cham tr6', mat mat trong chuygn
tin, bi cat xen hoac cac sai sot khac phat sinh trong qua
trinh truy6n thu tit, dien tin, hoac chuygn giao thd tit hoac
chdng tit rigu cac dien tin, cac thu tit hoac cac chang &roc
chuygn hoac gdi di phi.] hop vdi cac ygu cau quy dinh trong
tin dung, hoac ngu ngan hang co thg da co sang kign trong
viec Ida chon dich vu chuygn giao khi tin dung kh6ng co
hu'dng dan cu thg.
Neu mot Ng5n hang chi dinh quygt dinh rang viec xuat trinh
la phi) hop va chuygn chdng tit den Ng5n hang phat hanh
hoac Ngan hang xac nhan, dO cho Ngan hang chi dinh d5
thanh toan hoac thddng Kiang thanh toan hay chu'a,
Ng5n hang phat hanh hoac Ngan hang xac nhan phai thanh
toan hoac thLtdng lung thanh toan hoac hoan lai tin cho
Ngan hang chi dinh, ngay ca khi cac chdng tit d5 bi mat
trong qua trinh chuygn giao gida Ngan hang chi dinh va
Ng5n hang phat hanh hoac Ngan hang xac nhan hoac giCra
Ngan hang xac nhan va Ng5n hang phat hanh.
109
UCP — 600 /2007/ ICC
PIMNg TH3ONG MAI Mk icc
A bank assumes no liability or responsibility for errors in
translation or interpretation of technical terms and may
transmit credit terms without translating them.
Article 36: Force Majeure

A bank assumes no liability or responsibility for the
consequences arising out of the interruption of its
business by Acts of God, riots, civil commotions,
insurrections, wars, acts of terrorism, or by any strikes or
lockouts or any other causes beyond its control.
A bank will not, upon resumption of its business, honour

or negotiate under a credit that expired during such
interruption of its business.
Article 37: Disclaimer for Acts of an Instructed Party

a. A bank utilizing the services of another bank for the
purpose of giving effect to the instructions of the
applicant does so for the account and at the risk of
the applicant.
b. An issuing bank or advising bank assumes no

liability or responsibility should the instructions it
transmits to another bank not be carried out, even if
it has taken the initiative in the choice of that other
bank.
c. A bank instructing another bank to perform services

is liable for any commissions, fees, costs or
expenses ("charges") incurred by that bank in
connection with its instructions.
If a credit states that charges are for the account of

the beneficiary and charges cannot be collected or
deducted from proceeds, the issuing bank remains
liable for payment of charges.
110
UCP — 600 /2007/ ICC
PRONG MOW MA/ Mile 7E - ICC
Ng5n hang kh6ng có nghia vu ho5c trach nhiem d6i vdi cac
sai sot trong viec dich ho5c gi5i thich cac thu5t ngCt chuyen
m6n va có the chuyen nguyen cac thu5t ngit do ma kh6ng
ph5i Bich chung.
Dieu 36: Bit kha khang
Ngan hang kh6ng co nghia vu ho5c trach nhiem d6i voi cac
h5u qua phat sinh ra tit su' gian doan hoat Ong kinh doanh
cua minh do thien tai, bao ddng, dart bign, n6i d5y, chitin
tranh, hanh ddng khYng b6 ho5c do b5t cis cac cudc dinh
cOng ho5c be' xtiong hoac b5t mit cac nguyen nhan nao khac
ra ngobi sLr kiem scat c6a ho.
Khi 135t d5u hoat ddng kinh doanh tra lai, ngan hang
khong ph5i thanh toan ho5c thudng ludng thanh toan cho
cac tin dung da hgt han trong thdi gian gian doan kinh doanh
cua ngan hang.
Dieu 37: Miin trach ve hanh d(ing caa mot ben ra chi thi
a. Khi sit dung dich vu caa cac ngan hang khac de thyt
hien cac chi thi ct:la ngubi yeu c6u, ngan hang lam
viec do vdi chi phi va rui ro thu6c v6 ngudi yeu c6u.
b. Mdt Ngan hang phat hanh ho5c Ngan hang th6ng bao
khOng co nghia vu ho5c trach nhiem n6u cac chi thi
ma ho truy6n dat tdi ngan hang khac khOng dudc thy'c
hien, ngay ca khi ho tU Iu'a chon ngan hang dO.
c. Mdt ngan hang chi thi cho ng5n hang khac thu'c hien
dich vu thi ph5i co nghia vu d6i voi b5t cif phi hoa h6ng,
le phi, cac chi phi ho5c thO tuc phi ma ngan hang nh5n
chi thi d5 chi ra lien quan tdi cac chi thi do cOa minh.
Ngu tin dung quy dinh cac chi phi la do ngudi thy
hu'ang chiu va cac chi phi do kh6ng the thu dudc hoc
kh5u trit vao s6 tin thu dudc, thi Ngan hang phat hanh
van ph5i có nghia vu thanh toan cac chi phi do.
111
UCP — 600 /2007/ ICC
PRONG maim MAI MC 'cc
A credit or amendment should not stipulate that the
advising to a beneficiary is conditional upon the
receipt by the advising bank or second advising
bank of its charges.
d. The applicant shall be bound by and liable to

indemnify a bank against all obligations and
responsibilities imposed by foreign laws and usages.
Article 38: Transferable Credits
a. A bank is under no obligation to transfer a credit

except to the extent and in the manner expressly
consented to by that bank.
b. For the purpose of this article:
Transferable credit means a credit that specifically

states it is "transferable". A transferable credit may
be made available in whole or in part to another
beneficiary ("second beneficiary") at the request of
the beneficiary ("first beneficiary").
Transferring bank means a nominated bank that

transfers the credit or, in a credit available with any
bank, a bank that is specifically authorized by the
issuing bank to transfer and that transfers the credit.
An issuing bank may be a transferring bank.
Transferred credit means a credit that has been

made available by the transferring bank to a second
beneficiary.
c. Unless otherwise agreed at the time of transfer, all

charges (such as commissions, fees, costs or
expenses) incurred in respect of a transfer must be
paid by the first beneficiary.
112
UCP — 600 /2007/ ICC
PHONG THUM M41 Ode TE ICC -
MO tin dung hoac d6i khOng du'oc qu dinh rang

viec thOng bao cho ngurOi thy Wang la dieu keen tren cd
so Ngan hang thOng bao hoac Ngan hang thOng bao
this hai nh5n du'oc cac chi phi ttlr ngu'oi thy hu'ang.
d. Ngu'di yeu cau se bi rang buOc vao va co trach

nhiem b6i thu'Ong cho ng5n hang d6i vdi moi nghia vy
va trach nhiem diioc quy dinh bai 1u5t va tap quan
nu'ac ngobi.
Mitt 38: tin dung co the chuyin nhUnng
a. Ngan hang kh6ng co nghia vu chuydn nhuong tin

dung, trit khi ngan hang do d6ng jr mot cach ro
rang ye mac d6 va cach chuya'n nhuOng.
b. Nham muc dich coa dieu khoan nay:

Tin dung co thd chuydn nhu'ong la mot tin dung co quy
dinh CO rang la "co the chuydn nhu'ong" va co gia tri
thanh toan Wan bO hay tiing ph5n cho ngubi thy huOng
khac ("ngu'di thy Wong thif hai") theo yeu cau caa
ngubi thy hu'ang ("thCr nhal").
Ngan hang chuydn nhdong la mot Ngan hang chi
dinh ma no tin hanh chuydn nhu'ong tin dung hoac,
trong tru'Ong hop tin dung co gia tri thanh toan tai bat
cif ngan hang nao, thi no la mot ng5n hang du'oc
Ngan hang phat hanh uy quyan chuydn nhu'ong va thyt
hien chuydn nhu'ong tin dung. Ngan hang phat hanh CO
thd la ng5n hang chuydn nhuong.
Tin dung duoc chuydn nhu'ong la tin dung do ngan
hang chuydn nhu'ong thcfc hien de thanh toan cho
ngubi thy hu'ang this hai.
c. Trit khi co sirt thoa thuan khac vao luc uy6n nhuong, tat
ca cac chi phi (nhu hoa h6ng, le phi, thia tyc phi
hoac chi phi) xay ra trong qua trinh chuydn nhu'ong la
do ngu'di thy hu'ang thtr nh5t thanh toan.
113
UCP — 600 /2007/ ICC
Pan WOW MAI °WC TE - ICC
d. A credit may be transferred in part to more than one
second beneficiary provided partial drawings or
shipments are allowed.
A transferred credit cannot be transferred at the

request of a second beneficiary to any subsequent
beneficiary. The first beneficiary is not considered to
be a subsequent beneficiary.
e. Any request for transfer must indicate if and under

what conditions amendments may be advised to the
second beneficiary. The transferred credit must
clearly indicate those conditions.
f. If a credit is transferred to more than one second

beneficiary, rejection of an amendment by one or
more second beneficiary does not invalidate the
acceptance by any other second beneficiary, with
respect to which the transferred credit will be
amended accordingly. For any second beneficiary
that rejected the amendment, the transferred credit
will remain unamended.
g. The transferred credit must accurately reflect the

terms and conditions of the credit, including
confirmation, if any, with the exception of:
• the amount of the credit,
• any unit price stated therein,
• the expiry date,
• the period for presentation, or
• the latest shipment date or given period for

shipment,
• any or all of which may be reduced or curtailed.
114
UCP — 600 /2007/ ICC
PHONE now MN QUOC rt- ICC
d. Mtt tin dung có th6 du'oc chuy6n nhuong tiltng ph5n cho
nhi6u nguti thy hu'ang tha hai, mien lb tin dung cho
phep tra tin va giao hang titng ph5n.
Mtt tin dung chuOn nhu'ong khOng th6 chuy6n nhu'ong
theo yeu cau cCia ngu'Oi thy hut ng thit hai cho
b5t cif nguti thy hu'ang k6 tip nao. Nguti thy hu'Cing
thit nh5t khOng du'oc coi la ngu'Oi thy huOng k6 ti6p.
e. Moi y8u cau chuy6n nhu'ong phai quy dinh neu có va

theo cac digu ki8n sita d6i nao de có th8 th6ng bao
cho nguti thy hu'ang thit hai. Tin dung duoc chuy8n
nhuong phai quy dinh ro n1 -1E:Mg di6u ki8n nay.
f. N6u mot tin dung cluoc chuy6n nhyting cho nhi6u nguti
thy tide:mg this hai, thi vi8c tit chi sCra doi cOa m6t hay
nhi6u nguti thy huOng thit hai khOng lam mat gia tri
chap nhbn dti voi cit nhEtng nguti thy hutng this hai
khac, v6 van d6 sCra ai nay thi tin dung d5 chuy6n
nhu'ong van &roc sita d6i mot cach thOng thutng. D6i
viii bat cif ngu'Oi thy Wang tha hai nao d5 tit ch & . sita
d6i, thi tin dung chuy6n nhu'ong van giCf nguyen, khOng
si.ta d6i.
g. Tin dung d5 chuy8'n nhu'ong phai phan anh chinh xac

cac dik ki8n va di6u khoan cCia tin dung, bao gum ca
xac nhbn, nau c6,
• S6 ti6n cCia tin dung;

• don gia.neu trong tin dung;
• ngby hat han hi8u Ivo;
• thdi han xuat trinh chang tif, hoac
• ngby giao hang chbm nh5t hoac thdi han giao
hang;
• bat cit hoac tat ca cac Ioai trif neu ten c6 th6 giam
hoac best di.
115
UCP — 600 /2007/ ICC
pain mow mew et* It- ICC
Th€ percentage for which insurance cover must be
effected may be increased to provide the amount of
co‘l , 'r stipulated in the credit or these articles.
The name of the first beneficiary may be substituted

for that of the applicant in the credit.
If the name of the applicant is specifically required

by the credit to appear in any document other than
the invoice, such requirement must be reflected in
the transferred credit.
h The first beneficiary has the right to substitute its

own invoice and draft, if any, for those of a second
beneficiary for an amount not in excess of that
stipulated in the credit, and upon such substitution
the first beneficiary can draw under the credit for the
difference, if any, between its invoice and the invoice
of a second beneficiary.
i. If the first beneficiary is to present its own invoice and

draft, if any, but fails to do so on first demand, or if
the invoices presented by the first beneficiary create
discrepancies that did not exist in the presentation
made by the second beneficiary and the first
beneficiary fails to correct them on first demand, the
transferring bank has the right to present the
documents as received from the second beneficiary
to he issuing bank, without further responsibility to
the first beneficiary.
The first beneficiary may, in its request for transfer,

indicate that honour or negotiation is to be effected
to a second beneficiary at the place to which the
credit has been transferred, up to and including the
expiry date of the crAit. This is without prejudice to
the right of the first beneficiary in accordance with
sub-article 38 (h).
116
UCP — 600 /2007/ ICC
PRONG THUM M41 Ode rt-Ice
Ty le phi bao him co the tang toi mac cOa s6
tien IDA° him quy dinh trong tin dung hoac trong di6u
khoen nay.
Ten cOa ngildi thy huOng tha nhat co the thay the bang
ten cOa ngudi yeti ca'u trong tin dung.
Neu tin dung dac biet dOi hoi ten cOa ngu'di yeu
ceu phi the hien ten moi chang tit, tra hoa don, thi
cac yeu cdu do phi duck phan anh trong tin dung da
duOc chuyen nhuOng.
h. Ngitdi thy hu'ang thCr nhat co quyen thay the hoa don
va h6i phieu cOa minh, neu co, bang hoa don va h6i
phieu cOa ngu'di thy Wong thir hai nhu'ng so tien
khOng &roc vuot qua so tien quy dinh trong tin dung,
va khi thay the chCrng to nhu the, rigtioi thy huOng tha
nhat co the dei tien theo tin dung s6 tien chech lech,
neu co, hoa don cua minh vdi hem don cOa ngu'di
thy hoeing tha hai.
i. Neu ngubi thy hifong tha nhat phi xu6t trinh hoa don
va h6i phieu cua minh, neu co, nhUng kh6ng thy'c
hien ngay khi co yeu ceu dau tien, hoac neu cac hoa
don cOa ngudi thy huOng thO' nhat CO scf khac biet voi
hoa don cOa ngubi thy huOng thit hai kh6ng du'oc thay
the trong xuat trinh va ngLiai thy hurang tha nhat kh6ng
sita chCra chUng trong len yeu ceu au tien, thi ngan
hang chuyen nhuorg co quyen xuet trinh chang to nhu'
da nhan du'oc to ngu'di thy [Wong thCr hai cho Ngan
hang phat hanh ma khOng chiu trach nhiem gi them do'
vdi ngu'di thy huOnn thit nhat.
j. Trong yOu ceu cruy6n nhu'ong cua minh, ngu'di thy
haang tha nhet co the quy dinh rang viec thanh toan
hoac thuong luring thanh toan phi duoc thyt hien cho
ngu'di thy hu'ang tha hai tai noi ma noi do tin dung da
duoc chuyen nhitong, cho den khi nao tin dung
het hieu ly'c. Dieu nay kh6ng lam phuong hai den
quyen cOa nguoi thy huOng thit nhat theo quy dinh tai
muc h Dieu 38
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UCP — 6C0 /2007 ICC
MAW MINN MAI orec rt. - 'cc
k. Presentation of documents by or on behalf of a
second beneficiary must be made to the transferring
bank.
Article 39: Assignment of Proceeds
The fact that a credit is not stated to be transferable shall

not affect the right of the beneficiary to assign any
proceeds to which it may be or may become entitled
under the credit, in accordance with the provisions of
applicable law. This article relates only to the assignment
of proceeds and not to the assignment of the right to
perform under the credit.
118
UCP — 600 /2007/ ICC
PlidNI111106 MA/ OUOC Ice
k. Ngutii thy hu'ang thit hai hoac ngu'di dai dien cho anh to
phai xuat trinh chiing tit tdi ngan hang chuyen nhuong.
Di6u 39: Chuyin nhtleing so tien thu duoc
Viec mot tin dung khong ghi la co the chuyen nhuong se

kh6ng anh huOng tOi quyen cua ngudi thy huang chuyen
nhu'ong moi khoan tin ma minh co the hoac tra thanh ngu'oi
có quy6n du'oc hu'ong theo tin dung, phi hop vai quy dinh
cUa luat phap hien hanh. Dieu khoan nay chi lien quan den
viec chuyen nhuong cac khoan tin chit kh6ng lien quan den
viec chuyen nhilong quy6n thyc hien theo tin dung.
119
UCP — 600 /2007/ ICC
Part II.
INTERNATIONAL STANDARD
BANKING PRACTICE FOR THE
EXAMINATION OF DOCUMENTS
UNDER DOCUMENTARY CREDITS
SUBJECT TO UCP 600
(ISBP-681/2007/ICC)
Phin IL
TAP QUAN NGAN HANG TIEU
CHUAN QUOC ft DE KIN TRA
CHUNG TO' THEO THU TIN DUNG
•
NO. 681, TUAN THU UCP 600
(ISBP-681/2007/ICC)
PRONG THONG MAI oudi• ICC
INTRODUCTION
Since the approval of International Standard Banking

Practice (ISBP) by the ICC Banking Commission in 2002,
ICC Publication 645 has become an invaluable aid to
banks, corporates, logistics specialists and insurance
companies alike, on a global basis. Participants in ICC
seminars and workshops have indicated that rejection
rates have dropped due to the application of the 200
practices that are detailed in ISBP.
However, there have also been comments that although

the ISBP Publication 645 was approved by the Banking
Commission its application had no relationship with UCP
500. With the approval of UCP 600 in October 2006, it has
become necessary to provide an updated version of the
ISBP. It is emphasized that this is an updated version as
opposed to a revision of ICC Publication 645. Where it
was felt appropriate, paragraphs that appeared in
Publication 645 and that have now been covered in
effectively the same text in UCP 600 have been removed
from this updated version of ISBP.
As a means of creating a relationship between the UCP

and ISBP, the introduction to UCP 600, states: "During the
revision process, notice was taken of the considerable
work that had been completed in creating the
International Standard Banking Practice for the
Examination of Documents under Documentary Credits
(ISBP), ICC Publication 645. This publication has evolved
into a necessary companion to the UCP for determining
compliance of documents with the terms of letters of
credit. It is the expectation of the Drafting Group ana the
Banking Commission that the application of the principles
122
ISBP-681/2007/1CC
PHONS form m41 outic TE - 'cc
contained in the ISBP, including subsequent revisions
thereof, will continue during the time UCP 600 is in force.
At the time UCP 600 is implemented, there will be an
updated version of the ISBP to bring its contents in line
with the substance and style of the new rules."
The international standard banking practices documented

in this publication are consistent with UCP 600 and the
Opinions and Decisions of the ICC Banking Commission.
This document does not amend UCP 600. It explains how
the practices articulated in UCP 600 are applied by
documentary practitioners. This publication and the UCP
should be read in their entirety and not in isolation. It is, of
course, recognized that the law in some countries may
compel a different practice than those stated here.
No single publication can anticipate all the terms or the

documents that may be used in connection with
documentary credits or their interpretation under UCP 600
and the standard practice it reflects. However, the Task
Force that prepared Publication 645 endeavoured to cover
terms commonly seen on a day-to-day basis and the
documents most often presented under documentary
credits. The Drafting Group have reviewed and updated
this publication to conform with UCP 600.
It should be noted that any term in a documentary credit

which modifies or excludes the applicability of a provision
of UCP 600 may also have an impact on international
standard banking practice. Therefore, in considering the
practices described in this publication, parties must take
into account any term in a documentary credit that
expressly modifies or excludes a rule contained in UCP
600. This principle is implicit throughout this publication.
Where examples are given, these are solely for the
purpose of illustration and are not exhaustive.
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MIAS TIMM MA/QUOC rt- ice
This publication reflects international standard banking
practice for all parties to a documentary credit. Since
applicants' obligations, rights and remedies depend upon
their undertaking with the issuing bank, the performance of
the underlying transaction and the timeliness of any
objection under applicable law and practice, applicants
should not assume that they may rely on these provisions
in order to excuse their obligations to reimburse the
issuing bank. The incorporation of this publication into the
terms of a documentary credit should be discouraged, as
the requirement to follow agreed practices is implicit in
UCP 600.
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PIfeNS THYMIC MA/ Ice
PRELIMINARY CONSIDERATIONS
The application and issuance of the credit
1. The terms of a credit are independent of the underlying

transaction even if a credit expressly refers to that
transaction. To avoid unnecessary costs, delays, and
disputes in the examination of documents, however, the
applicant and beneficiary should carefully consider
which documents should be required, by whom they
should be produced and the time frame for
presentation.
2. The applicant bears the risk of any ambiguity in its

instructions to issue or amend a credit. Unless
expressly stated otherwise, a request to issue or amend
a credit authorizes an issuing bank to supplement or
develop the terms in a manner necessary or desirable
to permit the use of the credit.
3. The applicant should be aware that UCP 600 contains

articles such as 3, 14, 19, 20, 21, 23, 24, 28(i), 30 and
31 that define terms in a manner that may produce
unexpected results unless the applicant fully acquaints
itself with these provisions. For example, a credit
requiring presentation of a bill of lading and containing
a prohibition against transhipment will, in most cases,
have to exclude UCP 600 sub-article 20(c) to make the
prohibition against transhipment effective.
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ISBP-681/2007/1CC
PIING MONS Apu Ric
mo DAu
Yen can phat hanh va phat hen thu tin dung

1. Cac dieu khoAn cua That tin dung la diic lap vdi giao
dich cd sd ngay c5 khi Thu' tin dung co an chieu ro
rang tdi cac giao dich nay. Tuy nhien, nham tranh
nhang chi phi, cham tre va tranh chap kh6ng can
thiet khi kidm tra chCtng tit, ngu'di yeu cau va ngudi
thu hudng nen xem xet can than cac chang tit nao
dudc yeu cau, chang tit nao do ai lap va khoAng thdi
gian xuat trinh.
2. Ngudi yeu cau chiu ruf ro vd bat cif and hO nao ghi
trong yeu cau phat hanh hoac sua d6i Thu tin dung.
Trio' khi co quy Binh khac mot cach CO rang, mot yeu
cau phat hanh hoac siia deii Thu' tin dung cho Ng5n
hang phat hanh b6 sung hoac phat tridn cac di&
khoAn cila Thu' tin dung theo cach that can thiet hoac
mong mu6n dd co thd sit dung du'oc That tin dung.
3. Ngudi you cau nen hidu rang UCP 600 co cac Dieu
3, 14, 19, 21, 23, 24, 28(i), 30 va 31 glai thich cac
di6u khoAn ma theo cach giai thich do co thd tao ra
nhiing Wet qua khOng mong doi, trit khi ngudi yeu cau
tkt minh da quen vdf nhiing dieu khoAn nhu' the. Vi
du, mot Thu' tin dung yeu cau xuat trinh mot van tai
don du'ong bin va trong do co cam chuydn tai, trong
hau het cac trudng hOp, la phAi loaf trit Dieu 20(c)
cua UCP 600 thi viec cam chuydn tai mail co hiOu
127
ISBP — 681/2007/1CC
Man MONS mg! wife
4. A credit should not require presentation of documents
that are to be issued or countersigned by the applicant.
If a credit is issued including such terms, the
beneficiary must either seek amendment or comply
with them and bear the risk of failure to do so.
5. Many of the problems that arise at the examination

stage could be avoided or resolved by careful attention
to detail in the underlying transaction, the credit
application, and issuance of the credit as discussed.
128
ISBP-681/2007/ICC
MING Man MAI wic /CC
4. M6t That tin dung kh6ng nen yeu c5u xuat trinh ch(ing tit
do ngu'oi yeu c5u phat hanh hoc ky d6i chang. N5u
mot Thu tin dung du'oc phat hanh có quy dinh dieu
kho5n nhu' the, thi ngu'ai thy Wang phi ho'a'c la yeu cgu
sita do) ho'ac la tuan theo va phi chiu rui ro net' khong
thyt hien du'oc dieu quy dinh nhu' the.
5. CO rat nhieu vain (16 phat sinh trong giai doan kiem tra
có the tranh hoc giai quyet du'Oc bAng su' th5n tong
doi voi titng chi tigt trong giao dich co so, trong yeu cgu
phat hanh va phat hanh Thu tin dung nhu' da not o ten.
129
ISBP — 681/2007/1CC
PIONS THONG MAI WC ri- icc
GENERAL PRINCIPLES
Abbreviations
6. The use of generally accepted abbreviations, for example
"Ltd." instead of "Limited",

"Int'l" instead of "International",
"Co." instead of "Company",
"kgs" or "kos." instead of "kilos",
"Ind" instead of "Industry",
"mfr" instead of "manufacturer"
or "mt" instead of "metric tons"
or vice versa — does not make a document discrepant.
7. Virgules (slash marks "I") may have different meanings,

and unless apparent in the context used, should not be
used as a substitute for a word.
Certifications and declarations
8. A certification, declaration or the like may either be a

separate document or contained within another
document as required by the credit. If the certification or
declaration appears in another document which is
signed and dated, any certification or declaration
appearing on that document does not require a separate
signature or date if the certification or declaration
appears to have been given by the same entity that
issued and signed the document.
130
ISBP-681/2007/ICC
PlidNC THUM MAI el* rt-Icc
NHU'NG NGUYEN TAC CHUNG
Cac chit viit tat

6. Viec dOng cac tit vigt tat sau day nhin chung có the
chap nhan, vi du:
"LtD" thay cho "Limited"

"Int'L" thay cho "International"
"Co." thay cho "company"
"kgs" hoac "kos" thay cho "Kilos"
"Ind." Thay cho "Industry"
"mfr" thay cho "manufacturer"
"mt" thay cho "metric tons"
Hoac d6o nvoc lai thi ciing khong tao nen su' sai biet
dia cht:tng
7. Kji hieu "I" có the có nhang nghia khac nhau va khi

no &roc thg hien trong ngit cAnh sit dung, con thi
khOng nen su' dung no dg thay the cho mot
Nhung chung nhan va kti khai
8. NAQt su' chiing nhan va Idi khai hoac cac tit Wong ty' có
thg hoac la mot cht:Thg tit rieng biet hoac la mot sLt
chang nhan hoac Id' khai trong mot chtling tit khac do
Thu' tin dung yeu cau. Neu su chang nhan hoac ldi khai
thg hien trong mot chang tit khac da k9' va ghi ngay
thang thi bat cif sLt chang nhan hoac Idi khai nao ten
chiing tit do khong can phai kj/ va ghi ngay thang rieng
biet nits, ngu su' chang nhan hoac Idi khai do la do ban
than ddi vi phat hanh va ky chang tit do thut hien.
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mom rams nw plc If- ice
Corrections and alterations
9. Corrections and alterations of information or data in

documents, other than documents created by the
beneficiary, must appear to be authenticated by the
party who issued the document or by a party authorized
by the issuer to do so. Corrections and alterations in
documents which have been legalized, visaed, certified
or similar, must appear to be authenticated by the party
who legalized, visaed, certified etc., the document. The
authentication must show by whom the authentication
has been made and include the signature or initials of
that party. If the authentication appears to have been
made by a party other than the issuer of the document,
the authentication must clearly show in which capacity
that party has authenticated the correction or alteration.
10. Corrections and alterations in documents issued by the

beneficiary itself, except drafts, which have not been
legalized, visaed, certified or similar, need not be
authenticated. See also "Drafts and calculation of
maturity date".
11. The use of multiple type styles or font sizes or

handwriting in the same document does not, by itself,
signify a correction or alteration.
12. Where a document contains more than one correction

or alteration, either each correction must be
authenticated separately or one authentication must be
linked to all corrections in an appropriate way. For
example, if the document shows three corrections
numbered 1, 2 and 3, one statement such as "Correction
numbers 1, 2 and 3 above authorized by XXX" or
similar, will satisfy the requirement for authentication.
132
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PRONG mow MA/ elltiC It- ICC
Nhitng sita chita va thay d6i
9. Nhitng sita ch[ta va thay d6i th6ng tin hoac so ligu trong
chang tit ma kh6ng philb chang Ulf do ngudi thu
Wang tao lap phithg' hien lb &roc xac thut bdi ngudi
phat hbnh chang tit hoac ngudi du'oc phat hbnh ay
quy'en thu'c hign. Nhang sita china va thay do' trong
chat-1g tit de ditoc hop thCrc h6a, chang thu'c, xac nhan
hoac cac tit tu'ong ty' phithg hien lb du'oc hop thk
hoa, chang thLtc, xac nhan b & . ngudi hop thk haa,
chitng thtfc, xac nhan cac chang tit do thut hien. Viec
chang thk do phichi rO ten ngudi tin hbnh chang
thut do bao gom chit ky va chit tat caa anh ta. Ngu
viec chitng thut do thg hien lb kh6ng phido ngudi
phat hbnh chang tit thut hien, thi viec chang thut do
phichi ro vdi tu' cach gi ma ngudi do chang thut viec
sita chCta va thay d6i.
10. NhCtng sita china va thay d6i trong cac chtling tit do
bAn than ngudi thu hu'ang phat hbnh, trit hoi phigu
kh6ng phihop thk haa, cht:ing thLtc, xac nhan hoac
cac viec tu'dng tLt, thi kh6ng can thigt phixac nhan
nita. Xem "I-16i phigu va cach tinh ngby dao han".
11. Viec dung cac loaf chit danh may da nang hoac cac co
phOng chit hoac vigt tay ten ding mat chang tit, tLt no
kh6ng co nghia lb sit sita china hoac thay d6i.
12. N6u mat chang tit co nhi6u sCra china hoac thay d6i, thi
hoac lb m6i mat sita china phidu'oc xac nhan mat
cach rieng le, hoac lb mat xac nhan chung gan Wen %/di
tat ca cac sila chCta mat cach tu'ong ang. VI du, ngu
ch(Ing tit co 3 sita chCta danh so 1, 2 va 3, thi mat b5n
tuyen b6 ghi "cac s6 1, 2 va 3 sib chCta nal tren lb do
XXX &roc ujt quygn thu'c hien" hoac cac cach tuyen b6
tu'ong tt! se dap Ctng yeu cgu cua viec xac nhan.
133
ISBP — 681/2007/1CC
Mon THONG MAI Ric ri- icc
Dates
13. Drafts, transport documents and insurance documents
must be dated even if a credit does not expressly so
require. A requirement that a document, other than
those mentioned above, be dated, may be satisfied by
reference in the document to the date of another
document forming part of the same presentation (e.g.,
where a shipping certificate is issued which states "date
as per bill of lading number xxx" or similar terms).
Although it is expected that a required certificate or
declaration in a separate document be dated, its
compliance will depend on the type of certification or
declaration that has been requested, its required
wording and the wording that appears within it. Whether
other documents require dating will depend on the
nature and content of the document in question.
14. Any document, including a certificate of analysis,

inspection certificate and pre-shipment inspection
certificate, may be dated after the date of shipment.
However, if a credit requires a document evidencing a
pre-shipment event (e.g., pre-shipment inspection
certificate), the document must, either by its title or
content, indicate that the event (e.g., inspection) took
place prior to or on the date of shipment. A requirement
for an "inspection certificate" does not constitute a
requirement to evidence a pre-shipment event.
Documents must not indicate that they were issued
after the date they are presented.
15. A document indicating a date of preparation and a later

date of signing is deemed to be issued on the date of
signing.
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PaNG THUM MA! WC TE - icc
Ngay thang
13. Cac hal phieu, cac chang tut van tai va cac chang tit
bao him phi ghi ngay thang, ngay cg khi Thu tin dung
khOng yeu cau nhu the. Yeu cau vg ngay thang daivoi
mat chtlingtit ma khang phi la cac chCing tit not ten,
ca thd dap (trig bang cach ghi tham chieu vao ngay
thang cua chang tit khac trong ding mat Ign xugt trinh.
Vi du, ngu mot gigy chiing nhan gui hang ca ghi "ngay
thang can at vao van tai don s6 xxx" hoac cac truting
hop tu'ong tit. Mac du c6 the by vong rang mot gigy
chang nhan hoac mot loi khai trong mot chung tut rieng
biet du'oc ghi ngay thang, nhu'ng viec thu'c hien can phu
thuac vao loai ch(mg nhan hoac loi khai du'oc yeu cau,
cach din dat va ldi le ten chang tut. Cac chang tit khac
c6 yeu cau phi ghi ngay thang hay khong se phu
thuac vac) tinh chat va not dung cilia chi:tng tilt do.
14. Bat cif chang tit nao bao gom gigy chimg nhan phan
tich, gigy chang nhan giam dinh va giay nhan
giam dinh trutic khi giao hang deu có thd ghi ngay sau
khi giao hang. Tuy nhien, ngu mot Thu tin dung yeu cau
mat chi:mg tit xac minh viec giam dinh trubc khi giao
hang (Co nghia la gigy chtltng nhan giam dinh trutic khi
giao hang) thi chang tilt ph6i, hoac la bang tieu de hoac
la bang not dung chi ra rang cong viec giam dinh xdy ra
truck hoac vao ngay giao hang. Mat yeu cau d61 voi
mot "gigy giam dinh" kh6ng có nghia la mat yeu cau
xac minh viec giam dinh truce khi giao hang. Cac
chang tit khang dude phat hanh sau ngay xuat trinh.
15. Mat chang tilt co ngay tao lap sOm hon ngay kj/ thi
ngay kjt dude coi la ngay phat hanh chiltng tit.
135
ISBP — 681/2007/1CC
Plata TIMIG NAM* TE - 'cc
16. Phrases often used to signify time on either side of a
date or event:
a. "within 2 days after" indicates a period from the date
of the event until 2 days after the event.
b. "not later than 2 days after" does not indicate a period,
only a latest date. If an advice must not be dated
prior to a specific date, the credit must so state.
c. "at least 2 days before" indicates that something must
take place not later than
2 days before an event. There is no limit as to how
early it may take place.
d. "within 2 days of indicates a period 2 days prior to the
event until 2 days after the event.
17. The term "within" when used in connection with a date
excludes that date in the calculation of the period.
18. Dates may be expressed in different formats, e.g., the

th
12 of November 2007 could be expressed as 12 Nov 07,
12Nov07, 12.11.2007, 12.11.07, 2007.11.12, 11.12.07,
121107, etc. Provided that the date intended can be
determined from the document or from other documents
included in the presentation, any of these formats are
acceptable. To avoid confusion it is recommended that
the name of the month should be used instead of the
number.
Documents for which the UCP 600 transport articles do not

apply
19. Some documents commonly used in relation to the
transportation of goods, e.g., Delivery Order, Forwarder's
Certificate of Receipt, Forwarder's
136
ISBP-681/2007/1CC
PHONG WIN oudc rt. - ice
16. Nhitng nhom tit thuting dudc dung de chi v6 thdi gian
hobc lb ghi ben canh ngby hobc lb su viec:
a. "trong \tong 2 ngay sau" co nghia la mot thdi han tinh

tit ngby cua Si! viec cho d6n 2 ngby sau su viec.
b. "KhOng muon hdn 2 ngby sau" kh6ng chi ra mot giai

doan ma chi ra mot ngby cham nhat. N6u mot thOng
bao kh6ng phai ghi ngay trubc ngby quy dinh thi Thu'
tin dung ciing phai ghi nhu' vay.
c. "It nhat 2 ngby tru'dc" có nghia lb viec gi do phai xe'y

ra khOng mu6n hcin 2 ngby tru'Oc cua su viec. Khong
có han ch6 nao cho sgt viec xay ra sdm hon.
d. "Trong yang 2 ngby coa" chi ra mot giai doan 2 ngby

trudc su viec cho tdi 2 ngby sau sct viec.
17. Tit "within" khi dung lien quan den mot ngay kh6ng
bao g6m ngby dO trong tinh town ky han.
18. Cac ngby thang có th6 di6n dat trong cac hinh thitc
khac nhau. Vi du: the 12 th of November 2007 co th6 vi6t
lb 12 Nov 07, 12Nov07, 12,11.2007, 12.11.07,
2007.11.12, 11.12.07, 121107 v.v... N6u ngby du' dinh
co th6 du'dc quyal dinh tit ch(ing tif hOOC tit cac chang
tif khbc ding xuat trinh thi bat cif hinh thitc ghi ngby
thang nbo not tren cung co th6 chap nhan. 06 tranh sct
nhem Ian, nOn chang lb ten cila thang kh6ng nen ding
bang chit s6
Cac chting tit ma cac thin vi van tai trong UCP 600 kitting Mitt
chinh
19. M6t s6 chitng tit thuting dudc sit dung co lien quan
d6n van tai hang hoa nhit la Lenh giao hang, Bien lai
nhan hang coa ngudi giao nhan, Giay chitng nhan giti
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PRONG MUM 11141 icc
Certificate of Shipment, Forwarder's Certificate of
Transport, Forwarder's Cargo Receipt and Mate's
Receipt do not reflect a contract of carriage and are not
transport documents as defined in UCP 600 articles 19
- 25. As such, UCP 600 sub-article 14(c) would not
apply to these documents. Therefore, these documents
will be examined in the same manner as other
documents for which there are no specific provisions in
UCP 600, i.e., under sub-article 14(f). In any event,
documents must be presented not later than the expiry
date for presentation as stated in the credit.
20. Copies of transport documents are not transport

documents for the purpose of UCP 600 articles 19-25
and sub-article 14(c). The UCP 600 transport articles
apply where there are original transport documents
presented. Where a credit allows for the presentation of
a copy transport document rather than an original, the
credit must explicitly state the details to be shown.
Where copies (non-negotiable) are presented, they
need not evidence signature, dates, etc.
Expressions not defined in UCP 600

21. Expressions such as "shipping documents", "stale
documents acceptable", "third party documents
acceptable", and "exporting country" should not be used
as they are not defined in UCP 600. If used in a credit,
their meaning should be made apparent. If not, they
have the following meaning under international
standard banking practice:
a. "shipping documents" — all documents (not only

transport documents), except drafts, required by
the credit.
138
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PRONG THUM MAI #111iC 'cc
hang coa nguai giao nh5n, Giay chung nhan chuyen
cha cua ngu'di giao nh5n, Bien lai thuyen pho khong
bleu hien la hop d6ng chuyen ch8 kh6ng phi la &tang
tit On t6i cre cap trong cac Dieu tit 19 den 25 caa UCP
600. Vi the, Dieu 14 caa UCP 600 kh6ng dieu chinh
cac chUng tit nay. Do viay, cac chUng tit nay se du'oc
kiem tra theo each that chung nhu' la d6i \id cac cha'ng
tit khac ma UCP 600 khong co dieu rieng dieu chinh, vi
du nhu' Dieu 14 (f) UCP 600. Trong bat di' tru'Ong hop
nao, chUng phi &roc xuat trinh trong thdi han hieu
lyt dm Thu' tin dung.
20. Cac ban sao cac chitng tit van tai kh6ng phi la cht:tng
tit van t6i nhu' quy dinh trong.cac Dieu 19 — 25 va 14 (c)
cOa UCP 600. Cac dieu van fai cua UCP 600 du'oc ap
dung cho cac b5n geic cua chang tit van t6i khi xuat
trinh. Neu Thu tin dung cho phep xuat trinh cac b5n sao
thay cho cac lo5n g6c, thi Thu tin dung phi quy dinh
chi tiel ro rang. Neu cac lo5n sao du'oc xuat trinh, thi
kh6ng can thiet phi ky va ghi ngay thang v.v...
Cac thuat ngit Miring duo dinh nghia trong UCP 600
21. NhiTtng thu5t nhu'"chUng tit gal hang" , "Cac chUng
tit den ch5rn co the chap nh5n", "cac chUng cila ben
tha ba co the chap nh5n" va "nude xuat kha2u" khong
nen sit dung vi cac thu5t ngit do kh6ng du'oc dinh nghia
trong UCP 600. Neu sit dung trong mot Thu tin dung,
nghia coa cac tit do phi du'oc chi] thich ro rang. Neu
khong, theo tap quan ng5n hang tieu chub queic to
cac thu5t nga' sau day se co nghia nhu:
a. "Chang tit giti hang" la tat c6 cac chCtng tit (khong

phi chi co chung tit van t5i) do Thu tin dung yeu
eau, trit I-16i phieu.
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PRONG THIIIING 11741 QUIIC IF /CC
b. "stale documents acceptable" — documents presented
later than 21 calendar days after the date of shipment
are acceptable as long as they are presented no later
than the expiry date for presentation as stated in the
credit.
c. "third party documents acceptable" — all documents,
excluding drafts but including invoices, may be
issued by a party other than the beneficiary. If it is the
intention of the issuing bank that the transport or
other documents may show a shipper other than the
beneficiary, the clause is not necessary because it is
already permitted by sub-article 14(k).
d. "exporting country" — the country where the
beneficiary is domiciled, or the country of origin of
the goods, or the country of receipt by the carrier or
the country from which shipment or dispatch is made.
Issuer of documents
22. If a credit indicates that a document is to be issued by
a named person or entity, this condition is satisfied if
the document appears to be issued by the named
person or do entity. It may appear to be issued by a
named person or entity by use of its letterhead, or, if
there is no letterhead, the document appears to have
been completed or signed by, or on behalf of, the
named person or entity.
Language
23. Under international standard banking practice, it is
expected that documents issued by the beneficiary will
be in the language of the credit. When a credit states
that documents in two or more languages are
acceptable, a nominated bank may, in its advice of the
credit, limit the number of acceptable languages as a
condition of its engagement in the credit.
140
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Pan NNW MA/ (1111IC rt- 'cc
b. "Cac chang tit den cham có thd chap nhan" la chang
tit xuat trinh sau 21 ngay duong lich kg tit ngay giao
hang nhung phai xuat trinh kh6ng du'oc muon hon
ngay het han xuat trinh quy dinh trong Thu' tin dung.
c. "Chang tit ben this ba có thg chap nhan" la tat c6 cac
chUng tit ke c .6 haa don, trU h6i phieu, có the dutc
ky phat bai mot ben ma ben do kh6ng phai la nguti
thu hu'ang. Ndu y dinh dia Ngan hang phat hanh la
cho phep chang tit van tai có the the hien ngu'Oi gai
hang ma khong phai la nguti thu hutng thi dieu
khoan nay la khong can thigt boi vi Dieu 14(k) UCP
600 da cho phep.
d. "Nutc xuat khgu" la nutc ma tai do nguti thu hu'ang
cu tru hoac la nuoc xuat x0' cOa hang hoa, hoac la
nu'Oc ma nguti chuyen cho nhan hang hoac la nutc
tai do hang duoc gill di.
Ngurni phat hanh chting tit
22. Ngu Thu tin dung quy dinh rang mot chang tit la phai
do mot t6 chic hoac mot ngu'di dich danh phat hanh thi
dieu kien nay se dutc thoa man nell chang tit thg hien
la da do t6 chic hoac nguOi dich danh do phat hanh.
Chang tit có thg thg hien la da du'oc mot t6 chirc hoac
mot nguti dich danh phat hanh bang each sir dung tieu
de tren chang tit hoac ngu kh6ng co tieu de thi chang
tit phai thg hien la da dutc lap hoac ky !Doi hoac thay
mot t6 chitc hoac nguti dich danh do
Elwin ngit
23. Theo Tap quan ngan hang tieu chu5n qu6c tg, cac
chang tit do nguti thu hu'ang phat hanh phai bang ng6n
ngit dm Thu tin dung. Ngu Thu tin dung quy dinh có
thg chap nhan chang tU phat hanh bang hai hay nhi6u
ngon ngit, thi ngan hang chi dinh, khi th6ng bao thu' tin
dung, có thg han chd s6 luting ng6n ngit co thd chap
nhan nhu' la mot dieu kien cam ket trong Thu tin dung
hoac xac nhan.
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Mathematical calculations
24. Detailed mathematical calculations in documents will
not be checked by banks. Banks are only obliged to
check total values against the credit and other required
documents.
Misspellings or typing errors

25. A misspelling or typing error that does not affect the
meaning of a word or the sentence in which it occurs,
does not make a document discrepant. For example, a
description of the merchandise as "mashine" instead of
"machine", "fountan pen" instead of "fountain pen" or
"modle" instead of "model" would not make the
document discrepant. However, a description as "model
123" instead of "model 321" would not be regarded as a
typing error and would constitute a discrepancy.
Multiple pages and attachments or riders

26. Unless the credit or a document provides otherwise,
pages which are physically bound together, sequentially
numberea or contain internal cross references, however
named or entitled, are to be examined as one document,
even if some of the pages are regarded as an
attachment. Where a document consists of more than
one page, it must be possible to determine that the
pages are part of the same document.
27. If a signature or endorsement is required to be on a
document consisting of more than one page, the
signature is normally placed on the first or last page of
the document, but unless the credit or the document
itself indicates where a signature or endorsement is to
appear, the signature or endorsement may appear
anywhere on the document.
142
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filling/11M MA/ Mile TI- ICC
Tinh loan
24. Cac ngen hang se kh6ng kidm tra cach tinh toan chi
tigt trong chitng tit. Cac ngen hang chi co nghia vu ki6m
tra tong gia tri so v6i Thu tin dung va cac chitng tit khac
Lai chinh to hoac danh may
25. Loi chinh to hoac danh may ma kh6ng anh hu'ang den
nghia cilia tit hoec cau thi kh6ng lam cho chitng tic co
sal biet. Vi du, khi ghi ten hang hem lai viet "mashine"
thay vi "machine", "fountan pen" thay vi "fountain pen"
hoec "Modle" thay vi "model" kh6ng lam cho chCing tit
co sai biet. Tuy nhien, khi m6 to lei ghi "model 123"
thay vi "model 321" se kh6ng thtQc coi la I6i danh may
va se coi nhu la co sai biet.
Nhliu trang Va cac chitng tit kem theo hoac cac oho luc
26. Trit khi Thu tin dung hoec mot chitng tit quy dinh khac,
cac trang dt_tQc gan }cal to nhien voi nhau, du'Qc danh s6
lien tip nhau hoec ph6i co chi den tham khao ben
trong, du dich danh hay det ten the nao, phai du'Qc
ki6m tra nhu la mot chitng tit, cho du la mot s6 trang
du'Qc coi nhi.t la chang tit kern theo. Neu chitng tilt co
nhi6u trang, thi no phai co kha nang xac dinh du'Qc cac
trang do la bo phen cilia ding mot chang
27. Neu phai kj/ hoac kj/ heu tren ch(tng tit gOm nhieu
trang, thi thong thuting chit kj/ phai a tren trang deu
hoec tren trang cuoi chitng tit, nhu'ng trit truting hdp
Thu tin dung ho5c I:315n th5n chitng tit quy dinh rid ph6i
kj/ hoec kj/ heu, thi chill kj/ hoec kjt heu co the th6 hien
tai bet cit noi nao tren chitng till.
143
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pan man MN oac it ice
Originals and copies
28. Documents issued in more than one original may be
marked "Original", "Duplicate", "Triplicate", "First
Original", "Second Original", etc. None of these
markings will disqualify a document as an original.
29. The number of originals to be presented must be at

least the number required by the credit, the UCP 600,
or, where the document itself states how many originals
have been issued, the number stated on the document.
30. It can sometimes be difficult to determine from the
wording of a credit whether it requires an original or a
copy, and to determine whether that requirement is
satisfied by an original or a copy.
For example, where the credit requires:

a. "Invoice", "One Invoice" or "Invoice in 1 copy", it will
be understood to be a requirement for an original
invoice.
b. "Invoice in 4 copies", it will be satisfied by the
presentation of at least one original and the
remaining number as copies of an invoice.
c. "One copy of Invoice", it will be satisfied by
presentation of either a copy or an original of an
invoice.
31. Where an original would not be accepted in lieu of a

copy, the credit must prohibit an original, e.g.,
"photocopy of invoice — original document not
acceptable in lieu of photocopy", or the like. Where a
credit calls for a copy of a transport document and
indicates the disposal instructions for the original of that
transport document, an original transport document will
not be acceptable.
144
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PlioNS THUM MA/ (11111C TE - ICC
Ban wic va ban sao

28. Cac cht:rng tit du'oc phat hanh hdn mot ban goc tren be
mat co thg ghi "Ban g6c dau tien", "Hai ban goc
nhu nhau", "Bo ban goc nhu nhau", "Ban g6c this nhat",
"Ban g6c thin hai"... Viec ghi ch0 nhu ten kh6ng anh
hu'ang den tinh chat "g6c" cOa chang
29. S6 luring ban g6c xugt trinh it nhat phai bang s6 lacing
ma Thu tin dung, UCP 600 yeu cgu, hogc ngu chirng tit
tu chi CO da phat hanh bao nhieu ban goc thi s6 luting
phai bOng s6 luring da ghi tren chang
30. Doi khi co thg gap kho khan trong viec xac dinh tit
van cOa Thu tin dung la Thu tin dung yOu cgu ban g6c
hay ban sao va you cgu do du'oc dap O'ng ID .6ng mot
b6n g6c hay mot ban sao.
VI du, ngu Thu tin dung yeu cgu:
a. "1-16a don", "M6t hoa don" hoac "I-16a don mot ban"
thi phai higu la yOu cgu cua mot ban g6c h6a don.
b. "H6a don 4 ban" thi yeu cgu nay se du'oc thoa man
bang cach xugt trinh it nhat mot ban goc hoa don va
so con lai la cac ban sao.
c. "WA ban hoa don" thi yeu cgu nay se du'oc thoa man
b6ng cach xuat trinh hoac la mot ban sao, hoac la
mot ban g6c h6a don.
31. Trong tru'Ong hop mot ban g6c kh6ng du'oc chap nhan
dg thay cho mot ban sao, thi Thu tin dung phai cam
dung ban g6c, vi du "Ban photocopy hoa don - kh6ng
chap nhan ban g6c thay cho ban photocopy" hoac cac
quy dinh tuong tu. N6u Thu tin dung you cgu mot ban
sao chang tilt van tai do, thi mot chO'ng tir van tgi g6c se
kh6ng du'oc chap nhan.
145
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PAINS TN(/ n my Ole
32. Copies of documents need not be signed.
33. In addition to UCP 600 article 17, the ICC Banking

Commission Policy Statement, document
470/871(Rev), titled "The determination of an "Original"
document in the context of UCP 500 sub-Article 20(b)"
is recommended for further guidance on originals and
copies and remains valid under UCP 600. The content
of the Policy Statement appears in the Appendix of this
publication, for reference purposes.
Shipping marks
34. The purpose of a shipping mark is to enable

identification of a box, bag or package. If a credit
specifies the details of a shipping mark, the documents
mentioning the marks must show these details, but
additional information is acceptable provided it is not in
conflict with the credit terms.
35. Shipping marks contained in some documents often

include information in excess of what would normally be
considered "shipping marks", and could include
information such as the type of goods, warnings as to
the handling of fragile goods, net and/or gross weight of
the goods, etc. The fact that some documents show
such additional information, while others do not, is not a
discrepancy.
36. Transport documents covering containerized goods

will sometimes only show a container number under the
heading "Shipping marks". Other documents that show
a detailed marking will not be considered to be in
conflict for that reason.
146
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PRONG 11111ONG WIC icc
32: Cac ban sao cua chitng tit kh6ng can thigt phai ky.
33. Ngobi quy dinh a Dieu 17 UCP 600 ra, Ban tuyen b6
chinh sach cua L'Jy ban Ngan hang ICC có tai lieu
470/871 (Rev) tieu de "Viec xac dinh mot chang tit g6c
theo Dieu 20 (b) cua UCP 500" du'dc de nghi de hudng
den them ye ban g6c va ban sao va van con c6 gia tri
theo UCP 600. N1Qi dung cua ban tuyen b6 chinh sach
the hien a phan phu luc cua Ian xuat ban nay, nham
muc dich tham khao.
Ki Ma hieu
34. Muc dich cua ky ma hieu la dd có thg nhan bigt &roc

WO, bao, kien, gdi hang. Neu Thu tin dung quy dinh chi
fiat ye ky ma hieu thi cac chang tit d6 cap den ky ma
hieu phai ghi nhCtng chi fiat do, nhu'ng thong tin b6 sung
van c6 the chap nhan, mien la no kh6ng mau thdan vdi
cac dieu khoan cua Thu tin dung.
35. Ky ma hieu trong mot s6 chang tit thu'ong bao gem

nhang th6ng tin vu'dt qua th6ng tin th6ng thuting
cua "ky ma hieu" va co thg bao gem nhCtng thOng tin
nht.t loai hang, canh bao ye !Doc vac vdi hang de \id,
trong luang tinh va/hoac c6 bi dm hang hoa v.v... Thu'c
to met so chang tit thg hien cac thOng tin b6 sung nhu'
the, trong khi cac chang tit khac lai kh6ng thg hien, thi
cung khong coi la chang tit co scr khac bet nhau.
36. Cac chang tit van tai sir dung trong chuyen cha hang
hoa bang cOng-ten-nd doi khi chi ghi so cong-ten-nq
dub dau de "ky ma hieu". Cac chCmg tit khac lai ghi ma
hieu chi tiet thi dieu do cung kh6ng coi la co sct mau
thdan vi ly do do.
147
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PlioN8 TIMM MA/ RIC icc
Signatures
37. Even if not stated in the credit, drafts, certificates and

declarations by their nature require a signature.
Transport documents and insurance documents must
be signed in accordance with the provisions of UCP 600.
38. The fact that a document has a box or space for a

signature does not necessarily mean that such box or
space must be completed with a signature. For
example, banks do not require a signature in the area
titled "Signature of shipper or their agent" or similar
phrases, commonly found on transport documents such
as air waybills or road transport documents. If the
content of a document indicates that it requires a
signature to establish its validity (e.g., "This document
is not valid unless signed" or similar terms), it must be
signed.
39. A signature need not be handwritten. Facsimile

signatures, perforated signatures, stamps, symbols
(such as chops) or any electronic or mechanical means
of authentication are sufficient. However, a photocopy
of a signed document does not qualify as a signed
original document, nor does a signed document
transmitted through a fax machine, absent an original
signature. A requirement for a document to be "signed
and stamped", or a similar requirement, is also fulfilled
by a signature and the name of the party typed, or
stamped, or handwritten, etc.
40. A signature on a company letterhead paper will be

taken to be the signature of that company, unless
otherwise stated. The company name need not be
repeated next to the signature.
148
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PHONC THONG MA/ elloC It- ICC
CAC chilkii
37. Ngay ca khi kh6ng quy dinh trong Thu tin dung, cac
h6i phigu, cac giay chOng nhan va cac td khai nhu tinh
chat cOa chUng deu phai co chit k9. Cac chUng tit van
tai va chang tit bao him deu phai du'oc k9 phi hop vai
quy dinh cOa UCP 600.
38. Viec tren chiing tit co mat khung hoac mat not dung
dd k9 khong nhat thigt phai k9 vao dOng cac khung
hoac not do. VI du, cac ng5n hang khOng yeu cau k9
vao khu vqc co trot.] d6 "Chit k9 cOa ngudi giti hang
hoac dai 19 cOa ho" hoac cac tit Wong tit thuting thay
tren cac chang tit nhu van don hang kh6ng, hoac
chang tit van tai during ba. Ngu not dung coa mat
chiing tit chi ra rang chang tit phai k9 mai co gia tri (vi
du "chang tit nay se kh6ng co gia tri neu khOng k9"
hoac mat tit Wong ty') thi cht:mg tit nay phai du'oc k9.
39. Chit k9 khong nhat thigt la k9 bang tay. Chi' k9 bang

FAX, chit k9 bang duc 16, bang dOng dau, bang k9 hieu
hoac bang bat kj/ phitong tien dien tit hay co khi ch5n
tht,tc nao deu co gia tri. Tuy vay, mat ban photocopy
mat chang tit da k9 kh6ng nhCing kh6ng coi nhu mat
chang tit da k9 g6c, ma con kh6ng coi la chang tit da
chuydn qua may FAX, vi thigu chit k9 goc. You cau ve
viec mot chang tit phai du'oc "k9 va clang dau" hoac cac
yeu cau Wong to thi se du'oc thaa man bang mat chit k9
va co ghi ho ten cOa ngudi k9 bang cach danh may
hoac clang dau viet tay v.v...
40. Chit k9 tran td giay co tieu d6 caa c6ng ty se du'oc coi

la chit k9 cua chinh c6ng ty do, khi co quy dinh
khac. Ten cOa cong ty kh6ng can thiet phai nhac lai
ben canh chit k9.
149
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PRONG Wow my oulc icc
Title of documents and combined documents
41. Documents may be titled as called for in the credit,

bear a similar title, or be untitled. For example, a credit
requirement for a "Packing List" may also be satisfied
by a document containing packing details whether titled
"Packing Note", "Packing and Weight List", etc., or an
untitled document. The content of a document must
appear to fulfil the function of the required document.
42. Documents listed in a credit should be presented as

separate documents. If a credit requires a packing list
and a weight list, such requirement will be satisfied by
presentation of two separate documents, or by
presentation of two original copies of a combined
packing and weight list, provided such document states
both packing and weight details.
150
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PRONG MUM M41 QUOC TE - 'cc
Ten caa cac chitng tit va cac cluing tit het hop
41. Cac chitng tit có thd duoc dat ten theo yeu ceu caa
This tin dung, mang mot ten tuong tU hoac kh6ng có
ten. VI du, mot Thu' tin dung yeu c:au "Packing List"
cOng có thd bang mot chitng tit m6 t6 chi tigt clang goi
nhu'ng lai có ten "Packing Note", "Packing and Weight
List" v.v... hoac mot chang tit kh6ng có ten. NOli dung
cua mot chiSng tit phai the hien du'oc chin nang dia
chitng tit ma Thu tin dung yeu ceu.
42. Cac chang tit clu'oc liet kg trong Thu tin dung phai
du'oc xuet trinh nhit la ch(tng tit rieng biet. Ngu Thu tin
dung yeu cau mot phigu (long goi va mot ban kg khai
trong lacing thi yeu ca'u dO se ducic thoa man bang cach
xugt trinh hai ban g6c dia mot chang tit kgt hop ye
dOng gOi va trong *mg, mien la chitng tit do not CO chi
tigt c6 ye trong lacing va dong gOi.
151
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MA/ Oak 112 - ICC
DRAFTS AND CALCULATION OF MATURITY DATE
Tenor
43. The tenor must be in accordance with the terms of the
credit.
a. If a draft is drawn at a tenor other than sight, or other

than a certain period after sight, it must be possible
to establish the maturity date from the data in the
draft itself.
b. As an example of where it is possible to establish a

maturity date from the data in the draft, if a credit
calls for drafts at a tenor 60 days after the bill of
lading date, where the date of the bill of lading is 12
July 2007, the tenor could be indicated on the draft
in one of the following ways:
i. "60 days after bill of lading date 12 July 2007", or
ii. "60 days after 12 July 2007", or
iii. "60 days after bill of lading date" and elsewhere

on the face of the draft state "bill of lading date 12
July 2007", or
iv. "60 days date" on a draft dated the same day as

the date of the bill of lading, or
v. "10 September 2007", i.e. 60 days after the bill of

lading date.
c. If the tenor refers to xxx days after the bill of lading

date, the on board date is deemed to be the bill of
lading date even if the on board date is prior to or
later than the date of issuance of the bill of lading.
152
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HAW THONG MA/ Rik /CC
Hal PHIEU VA CACH TINH NGAY DAO HAN
Thai han
43. Thdi han phi phi] hop vdi di6u kien cOa Thu' tin dung.
a. Neu mot ky phigu duoc kjr phat có thdi han chit

khong phi la tr a- tien ngay khi xu6t trinh ho5c cung
khOng phi lb vbo mot thdi han nhal dinh ke tif ngby
xual trinh, thi ngby dao han cOa no phei xac dinh
du'oc tit cac s6 lieu caa ben than h6i phi6u.
b. Sau day la mot vi du ye khe nang xac dinh ngby dao

han dua vbo s6 lieu tren h6i phi6u, net., Th1.1 tin dung
yOu ceu h6i phigu có thdi han 60 ngby 1( 6. tit ngby
cOa van tai don, neu ngby cOa van tai don lb
12/07/2007, thi thdi han có the disc quy dinh tren
hOi phi6u then mot trong nhitng cach sau day:
i. "60 ngby sau ngby van tai don 12/07/2007", ho5c
ii. "60 ngay sau ngby 12/07/2007", ho5c
iii. "60 ngby sau ngby van tai don 12/07/2007" vb

bat ky not rib° tren b6 mat h6i phi6u có ghi
"ngby van tai don 12/07/2007", ho5c
iv. "sau 60 ngby" tren h6i phi6u co ghi cimg ngby voi
ngby cOa van tai don, ho5c
v. "10/09/2007" nghia lb 60 ngby sau ngby van tai don.
c. Neu thdi han de cap den lb xxx ngay sau ngby van
tai don, thi ngby hang da b6c len tau du'oc coi la
ngby cua van tai don, ngay ce khi ngby boc hang len
tau lb tilt& ho5c sau ngay phat hbnh van tai don.
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PAINS THUM MAI pude 'cc
d. UCP 600 article 3 provides guidance that where the
words "from" and "after" are used to determine
maturity dates of drafts, the calculation of the
maturity commences the day following the date of
the document, shipment, or other event, i.e., 10 days
after or from March 1 is March 11.
e. If a bill of lading showing more than one on board

notation is presented under a credit which requires
drafts to be drawn, for example, at 60 days after or
from bill of lading date, and the goods according to
both or all on board notations were shipped from
ports within a permitted geographical area or region,
the earliest of these on board dates will be used for
calculation of the maturity date. Example: the credit
requires shipment from European port, and the bill of
lading evidences on board vessel "A" from Dublin
August 16 and on board vessel "B" from Rotterdam
August 18. The draft should reflect 60 days from the
earliest on board date in a European port, i.e.,
August 16.
f) If a credit requires drafts to be drawn, for example, at

60 days after or from bill of lading date, and more
than one set of bills of lading is presented under one
draft, the date of the last bill of lading will be used for
the calculation of the maturity date.
44. While the examples refer to bill of lading dates, the

same principles apply to all transport documents.
Maturity date
45. If a draft states a maturity date by using an actual

date, the date must have been calculated in
accordance with the requirements of the credit.
154
ISBP-681/2007/1CC
PRONG WON M41 et* rt - ice
d. Dieu 3 cua UCP 600 huting dan rang ngu cac tit "tit"
va "sau" duoc sit dung dg xac dinh ngay dao han
cua cac h6i phigu, cach tinh thdi han dao han bat
d5u tit ngay tip theo ngay cua chang tit, ngay giao
hang hoac sq kien khac, vi du; 10 ngay sau hoac tit
ngay 01 thang 3, tut la ngay 11 thang 3.
e. NIgu mot van tai don thd hien ni6u ghi chi] b6c hang
len tau du'oc xu5t trinh theo mot Thu' tin dung ma
Thu tin dung do you cgu h6i phigu ky phat, chAng
han, 60 ngay sau hoac tit ngay cua van tai don va
hang hoa theo ce 2 cach ghi chu hay theo tat ce cac
ghi ch0 du'oc x6p len tau tit cac cang thuOc khu vac
dia ly cho phep, thi ngay sem nh5t trong so nhCfng
ngay b6c hang se du'oc dung dg tinh ngay dao han.
Vi du: Thu tin dung you cgu giao hang tit cang chau
Au ve van tai don ghi chu da b6c hang len tau "A" tit
Dublin ngay 16 thang 8 va len tau "B" tit Rotterdam
ngay 18 thang 8. I-16i phigu se tinh 60 ngay kg tit
ngay b6c hang len tau sam nhgt a mot cang ch5u
Au, nghia la ngay 16 thang 8.
f. Ngu mot Thu tin dung yOu cgu h6i phigu ky phat,
chug han 60 ngay sau hoac tit ngay van tei don va
nhieu IDO van tei don du'oc xugt trinh theo mot h6i
phigu, thi ngay cua van tai don cu6i cang se du'oc
dung dg tinh ngay dao han.
44. Cac vi du tren giai thich doi vdi ngay cua van tai don,
d6i vdi cac chUng tir van tai khac cang ap dung
nguyen tgc chung nhu v5y.
Ngay dao ban

45. Ngu mot h6i phigu quy dinh ngay dao han la mot ngay
cu thg, thi ngay do phai du'oc tinh phi., hop v6i yeu cgu
cua Thu tin dung.
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PHONG 171110N MAI WC TE - ICC
46. For drafts drawn "at XXX days sight", the maturity date
is established as follows:
a. in the case of complying documents, or in the case

of non-complying documents where the drawee bank
has not provided a notice of refusal, the maturity
date will be XXX days after the date of receipt of
documents by the drawee bank.
b. in the case of non-complying documents where the

drawee bank has provided a notice of refusal and
subsequent approval, at the latest XXX days after
the date of acceptance of the draft by the drawee
bank. The date of acceptance of the draft must be no
later than the date the issuing bank accepts the
waiver of the applicant.
47. In all cases the drawee bank must advise the maturity
date to the presenter. The calculation of tenor and
maturity dates, as shown above, would also apply to
credits designated as being available by deferred
payment, i.e., where there is no requirement for a draft
to be presented by the beneficiary.
Banking days, grace days, delays in remittance
48. Payment must be available in immediately available

funds on the due date at the place where the draft or
documents are payable, provided such due date is a
banking day in that place. If the due date is a non-
banking day, payment will be due on the first banking
day following the due date. Delays in the remittance of
funds, such as grace days, the time it takes to remit
funds, etc., must not be in addition to the stated or
agreed due date as defined by the draft or documents.
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PaNG rittlan OUOC TE - ICC
46. 06i voi mot h6i phigu du'oc ky phat "vao xxx ngay sau
ngay xuat trinh", thi ngay dao han du'oc xac Binh nht.t sau:
a. Trong tru'Ong hop chang tit phi' hop hoac trong
tru'Ong hop ch(tng tit khOng phi' hop nhu'ng Ngan
hang tra tien khOng th6ng bao tit ch6i, thi ngay dao
han se la xxx ngay sau ngay Ngan hang tr6 tien ti6p
nhan chang
b. Trong tru'Ong hop chang tit khOng phi' hop ma Ngan

hang tr6 tien da th6ng bao tit oho' va sau do chap
nhan chang tit, thi thdi han dao han se du'oc xac
dinh xxx ngay la mu6n nhat sau ngay Ngan hang tr6
tien chap nhan h6i phigu. Ngay chap nhan hoi phigu
kh6ng du'oc mu6n han ngay Ngan hang phat hanh
chap nhan 136 qua cac sai biet cua ngubi yOu c6u.
47. Trong moi truting hop, Ngan hang tr5 tien phi thOng
bao ngay dao han cho ngu'Oi xuat trinh. Viec tinh toan
thdi han va ngay dao han nhit da trinh bay a tren cOng
se ap dung d6i voi Thu tin dung thanh toan v6 sau, tits
la khi khOng co yeu c6u ngubi thu huOng xuat trinh h6i
phigu.
Ngay ngan hang, ngay gia han, chuyin tiin cham

48. Viec thanh toan phi duoc thctc hien ngay vao ngay
dgn han tai no' ma h6i phigu hoac cac chang tit dOi
tien, mien la ngay dgn han do la ngay lam viec dia
ngan hang tai dia diem thanh toan. Ngu ngay dgn han
kh6ng phi la ngay lam viec cua ngan hang, thi thanh
toan se cluoc two hien vao ngay lam viec dau tien cOa
ngan hang ti6p sau ngay dgn han. Su cham tr6 trong
chuyen tien cOng nhu cac ngay gia han, thdi gian can
thiel de chuyen tien v.v... khOng cOng them vao ngay
dgn han da thoa thuan hoac da quy Binh ma h61 phigu
hoac cac chang tit d5 xac dinh.
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HAW nurac my MC 'cc
Endorsement
49. The draft must be endorsed, if necessary.
Amounts
50. The amount in words must accurately reflect the

amount in figures if both are shown, and indicate the
currency, as stated in the credit.
51. The amount must agree with that of the invoice,

unless as a result of UCP 600 sub-article 18(b).
How the draft is drawn
52. The draft must be drawn on the party stated in the

credit.
53. The draft must be drawn by the beneficiary.
Drafts on the applicant
54. A credit may be issued requiring a draft drawn on the

applicant as one of the required documents, but must
not be issued available by drafts drawn on the
applicant.
55. Corrections and alterations on a draft, if any, must

appear to have been authenticated by the drawer.
56. In some countries a draft showing corrections or

alterations will not be acceptable even with the drawer's
authentication. Issuing banks in such countries should
make a statement in the credit to the effect that no
correction or alteration must appear in the draft.
158
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PI/ONG WONG M41 OUOC It- ICC
KY hau
49. H6i phigu phai duoc ky hau, n6u can thi6t.
s6 ti6n
50. SO tier) b5ng chCt phai phan anh chinh xac s6 tier)
b5ng s6, n6u ca hai so tin d6u duoc the hien tren h6i
phigu va du'oc ghi b5ng don vi tien t6 cUa Thu tin dung.
51. S6 tin phai phi hop vol s6 tin caa hoa don, khi
ap dung Dieu 18(b) caa UCP600.
Hoi phieu duoc ky pitat nhU th6 nao
52. H6i phigu ph5i du'oc ky phat dOi tin ben da duoc quy
dinh trong Thu' tin dung.
53. H6i phigu phai do ngudi thu hilang ky phat.
Hoi phial' dui tren nguni yeu cau

54. M6t Thu tin dung co the duoc phat hanh yeu cau mot
h6i phigu ky phat dal tin ngubi yeu cau nhu' la mot
trong nhang chCing tit yeu cau xuat trinh, nhu'ng phai
khOng du'oc phat hanh thu tin dung co gia tri thanh toan
b5ng cac h6i phigu ky phat doi tin ngu'Oi yOu cau.
Nhing stia chiia va thay d6i
55. Cac sita china va thay d6i tren h6i phigu, n6u co, phai
the hien la da du'oc ngudi ky phat xac nhan.
56.6 mot so nubc, cac h6i phigu bi sCta china va thay d6i
se kh6ng duoc chap nhan ngay ca khi duoc xac nhan
cCia ngudi ky phat. Ngan hang phat hanh a cac nu'Oc do
ghi ch0 trong This tin dung ve viec khOng cho phep sita
china va thay d6i Von h6i phigu.
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Plion TRIM MAI ode TE -
INVOICES
Definition of Invoice
57. A credit requiring an "invoice" without further definition

will be satisfied by any type of invoice presented
(commercial invoice, customs invoice, tax invoice, final
invoice, consular invoice, etc.). However, invoices
identified as "provisional", "pro-forma" or the like are not
acceptable. When a credit requires presentation of a
commercial invoice, a document titled "invoice" will be
acceptable.
Description of the goods, services or performance and other

general Issues related to invoices
58. The description of the goods, services or performance

in the invoice must correspond with the description in
the credit. There is no requirement for a mirror image.
For example, details of the goods may be stated in a
number of areas within the invoice which, when collated
together, represents a description of the goods
corresponding to that in the credit.
59. The description of goods, services or performance in

an invoice must reflect what has actually been shipped
or provided. For example, where there are two types of
goods shown in the credit, such as 10 trucks and 5
tractors, an invoice that reflects only shipment of 4
trucks would be acceptable provided the credit does not
prohibit partial shipment. An invoice showing the entire
goods description as stated in the credit, then stating
what has actually been shipped is also acceptable.
160
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Mon TIMM MA/ elltIC if - icc
HOA DON
Dinh nghia hoa don
57. MOt Thu tin dung yu c'eu mot "hoa don" ma khong giai
thich gi them thi bat cif cac loai hoa don nao xuat trinh
(Ma don thu'ong mai, hoa don h6i quan, hoa don thue,
hoa ddn chinh thi(c, hoa don lanh st ir v.v...) deu có thd
dap Ung nhu c6u. Tuy nhien, Ma don "tam thoi", "chieu
le" ho5c kiting to la khOng duoc chap nhan. Neu Thu tin
dung yeu c'au xuat trinh mot hoa don thuong mai, thi
mot chang tit có tieu de "hoa don" se du'oc chap nhan.
MO ti hang hba, dich vu hoac cac thtic hien va nhiing yin di

chung khac cO lien quan den hoa don
58. M6 to hang hoa, dich vu va cac thuc hien trong hoa

don phai phb hop vOi mo to trong Thu tin dung. Khong
có yeu cat., phai gi6ng het nhu trong Thu tin dung. Vi
du, cac chi tiet coa hang Ma có thd quy dinh trong mot
s6 cho ten hoa don ma khi d6i chieu voi nhau thi m6 to
hang hem trong hoa don phi phu hop voi mo to hang
hOa trong Thu tin dung.
59. M6 to hang hoa, dich vu va cac thuc hien trong hOa

don phi phan anh hang hoa nao thuc su da duoc giao
hoc d5 duoc cung Ong. Vi du, co 2 bpi hang hOa duoc
thg hien trong Thu tin dung: 10 0 to tai va 5 may keo,
mot hoa don chi ke khai d5 giao 4 0 t6 cung se. ducic
chap nhan, voi dieu kien la Thu tin dung kh6ng cam
giao hang tUng ph5n. MOt hoa don m6 to toan bc) hang
hoa nhu quy dinh trong Thu tin dung sau do ghi ro la
hang nao da duoc giao, cung có thd duoc chap nhan.
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MAW THONG MN 0110-C TE- ICC
60. An invoice must evidence the value of the goods
shipped or services or performance provided. Unit
price(s), if any, and currency shown in the invoice must
agree with that shown in the credit. The invoice must
show any discounts or deductions required in the credit.
The invoice may also show a deduction covering
advance payment, discount, etc., not stated in the credit.
61. If a trade term is part of the goods description in the

credit, or stated in connection with the amount, the
invoice must state the trade term specified, and if the
description provides the source of the rade term,
thesame source must be identified (e.g., a credit term
"CIF Singapore Incoterms 2000" would not be satisfied
by "CIF Singapore Incoterms"). Charges and costs
must be included within the value shown against the
stated trade term in the credit and invoice. Any charges
and costs shown beyond this value are not allowed.
62. Unless required by the credit, an invoice need not be

signed or dated.
63. The quantity of merchandise, weights and measurements

shown on the invoice must not conflict with the same
quantities appearing on other documents.
64. An invoice must not show:
a. over-shipment (except as provided in UCP 600 sub-

article 30(b)), or
b. merchandise not called for in the credit (including

samples, advertising materials, etc.) even if stated to
be free of charge.
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PI/&SIMON MA/ ellite ft- ICC
60. M6t h6a don phai ke khai gia tri hang hoa da giao
hogc dich vu hogc cac thqc hien da duoc cung (mg.
Don gia, n6u co, va d6ng tien ghi trong h6a don phai
phi] hop vOi don vi Tang tier' trong Thu' tin dung. Hoa
don phai the hien ro moi chiet khgu hoc giam gia da
duoc yOu ca'u trong Thu tin dung. Hoa don cung co the
the hien phan khgu tilt do thanh toan trubc, chiet khgu
v.v... khong du'oc quy dinh trong Thu tin dung.
61. Neu dieu kien thuong mai la mot b6 phan cua m6 to

hang hoa trong Thu tin dung hogc du'oc ghi g6n li6n vOi
s6 tren, thi hoa don phai ghi ro dieu kien thu'ong mai do
va n6u mO to hang h6a chi ra nguon cua cac dieu kien
thong mai, thi phai ghi ro ngu6n cua cac dieu kien
thu'ong mai d6. Vi du, mot dieu khoan cua Thu tin dung
ghi "CIF Singapore Incoterms 2000" se khOng duoc
thoa dang n'eu ghi "CIF Singapore Incoterms"... Phi va
chi phi phai du'oc bao g6m trong tri gia tinh theo dieu
kien thu'ong mai quy dinh trong Thu tin dung va hoa
don. Moi phi va chi phi vuot qua tri gia nay la khong
du'oc phep.
62. Trif khi Thu tin dung yeu ca'u, hoa don khOng can thi6t
phai ky hogc ghi ngay.
63. S6 lu'ong, trong luong va the tich hang h6a ke khai

trong h6a don khOng duoc mau thAn voi ke khai Von
cac chUng tit khac.
64. H6a don khOng duoc the hien:
a. Giao hang vuot qua (trU quy dinh trong muc b Dieu
30 cua UCP 600) hogc
b. Hang h6a khong duoc you c6u trong Thu tin dung
(ke c6 hang m6u, vat pha'm qu6ng cao v.v...) ngay
c6 khi not ro la mien phi.
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MAW 17/11011 M41 yule ri- icc
65. The quantity of the goods required in the credit may
vary within a tolerance of +/- 5%. This does not apply if
a credit states that the quantity must not be exceeded
or reduced, or if a credit states the quantity in terms of
a stipulated number of packing units or individual items.
A variance of up to +5% in the goods quantity does not
allow the amount of the drawing to exceed the amount
of the credit.
66. Even when partial shipments are prohibited, a
tolerance of 5% less in the credit amount is acceptable,
provided that the quantity is shipped in full and that any
unit price, if stated in the credit, has not been reduced.
If no quantity is stated in the credit, the invoice will be
considered to cover the full quantity.
67. If a credit calls for instalment shipments, each
shipment must be in accordance with the instalment
schedule.
164
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PHIMIG THONG MAI /CC
65. S6 lu'ong hang hOa yeu cat' trong Thu' tin dung có th6
thay d6i trong mot dung sai +1- 5%. Di6u nay se khong
ap dung ngu Thu' tin dung quy dinh rang s6 lu'ong
kh6ng du'oc tang hoac gram, hoac neu thu' tin dung quy
dinh so lu'ong tinh bang s6 don vi bao gal quy dinh
hoac cac mat hang rieng le. M6t thay doi tang len +
5% vg s6 lu'Ong hang hem cho phep s6 tin thanh toan
WO qua s6 tin dm Thu' tin dung.
66. Ngay ce khi cam giao hang tiing phan, thi dung sai
kern 5% tren s6 tin coa hOa don la du'oc chap nhan,
mien la s6 luong hang hoa da giao d6y dU va don gia,
ngu co quy dinh trong Thu' tin dung da khong du'oc
giam xu6ng. NIgu Thu' tin dung kh6ng quy dinh s6
Ittong, thi hoa don se du'oc coi nhu' thanh toan cho toan
b6 so
67. Ngu Thu' tin dung yeu cgu giao hang nhi6u 16n, thi m6i
Ian giao hang phai phi' hop viii lich trinh giao hang.
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ISBP — 681/2007/1CC
PRINS THOM MI
TRANSPORT DOCUMENT COVERING AT LEAST
TWO DIFFERENT MODES OF TRANSPORT
Application of UCP 600 article 19
68. If a credit requires presentation of a transport
document covering transportation utilizing at least two
modes of transport (multimodal or combined transport
document), and if the transport document clearly shows
that it covers a shipment from the place of taking in
charge or port, airport or place of loading to the place of
final destination mentioned in the credit, UCP 600
article 19 is applicable. In such circumstances, the
transport document must not indicate that shipment or
dispatch has been effected by only one mode of
transport, but it may be silent regarding the modes of
transport utilized.
69. In all places where the term "multimodal transport
document" is used within this document, it also includes
the term combined transport document. A document
need not be titled "Multimodal transport document" or
"Combined transport document" to be acceptable under
UCP 600 article 19, even if such expressions are used
in the credit.
Full set of originals

70. A UCP 600 article 19 transport document must
indicate the number of originals that have been issued.
Transport documents marked "First Original", "Second
Original", "Third Original", "Original", "Duplicate" ;
"Triplcate,.osmrxpinaelogs.
Multimodal transport documents need not be marked
"original" to be acceptable under a credit. In addition
to UCP 600 article 17, the ICC Banking Commission
166
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PHONE maw my cafe rt 'cc
CHUNG TU VAN TAI DUNG CHO IT NHAT HAI PHUONG
THIJC VAN TAI KHAC NHAU
Ap dung Driu 19 UCP 600

68. Neu mat Thu' tin dung you cau xuat trinh mat chang
tit van tai dimg cho it nhat hai phuong thac van tai
khac nhau (chitng tit van tai lien hop hoac da
phuong thitc) va n6(.1 chUng tit van tai chi it rang no
dung de chuyen cha hang tit noi nhan hang de cho
hoac tit cang Nen, san bay hoac lilt rid x6p hang tai
nai dOn cu6i ciing quy dinh trong Thu' tin dung thi se
bp dung Dieu 19 UCP 600. Trong truting hop nhu'
the, chang tit van tai phai kh6ng du'oc ghi la viec
giao hang hoac gill hang la chi do mat phuang thac
van tai thu'c hiOn, nhung co the kh6ng de cap den
phuong thilic van tai sit dung.
69. Trong tat c6 cac not thuat ngit "chang tit van tai da
phuong thitc" du'ac sit dung trong chUng tit nay ciing
bao g6m thuat ng i- t "chang tit van tai lien hop". MOt
chUng tit khong can phai có tieu de "chUng tit van tai
da phu'ong thac" hoac "chat-1g tit van tai lien hop" de
du'oc chap nhan theo Dieu 19 UCP 600, ngay ca khi
cac tit nhu' the du'oc sit dung trong Thu tin dung.
BO day du cac ban gac •
70. Dieu 19 UCP 600 v6 chUng tit van tai quy dinh s6
luong cac ban g6c phat hanh. Cac chUng tit van tai
co ghi chu "Ban gac thit nhat", "Ban g6c this hai", "Ban
g6c thit ba", "Ban goc Tau tien", "Hai ban g6c nhu'
nhau", "Ba ban g6c nhu' nhau" v.v... hoac cac ghi
chu tuong tit deu la cac ban g6c. ChCing tit van tai da
phuong thitc khOng can thiet phai CO chit "Original"
mai du'ac chap nhan theo thu' tin dung. Ngobi quy
dinh ó Dieu 17 UCP 600 ra, Ban tuyen b6 chinh sach
cua Uy ban Ngan hang ICC co tai liOu 470/871 (Rev)
167
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PRONG T1/1107VG MA/ Rik It- ICC
Policy Statement, document 470/871(Rev), titled
"The determination of an 'Original' document in the
context of UCP 500 sub-Article 20(b)" is
recommended for further guidance on originals and
copies and remains valid under UCP 600. The
content of the Policy Statement appears in the
Appendix of this publication, for reference purposes.
Signing of multimodal transport documents

71. Original multimodal transport documents must be
signed in the form described in UCP 600 sub-article
19(a)(i) and indicate the name of the carrier, identified
as the carrier.
a. If an agent signs a multimodal transport document
on behalf of the carrier, the agent must be identified
as agent, and must identify on whose behalf it is
signing, unless the carrier has been identified
elsewhere on the multimodal transport document.
b. If the master (captain) signs the multimodal transport
document, the signature of the master (captain) must
be identified as "master" ("captain"). In this event, the
name of the master (captain) need not be stated.
c. If an agent signs the multimodal transport document
on behalf of the master (captain), the agent must be
identified as agent. In this event, the name of the
master (captain) need not be stated.
72. If a credit states "Freight Forwarder's Multimodal
transport document is acceptable" or uses a similar
phrase, then the multimodal transport document may
be signed by a freight forwarder in the capacity of a
freight forwarder, without the need to identify itself as
carrier or agent for the named carrier. In this event, it
is not necessary to show the name of the carrier.
168
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MAW THITO'NG oulc 'cc
tieu d6 "Viec xac dinh mot chCtng tit g6c theo Dieu
20 cila UCP 500" du'oc d6 nghi hu'ong din them vg
bAn g6c va bAn sao van con co gia tri theo UCP 600.
N0i dung cCia 13An tuyen b6 chinh sach thd hien CI
phin Phu luc dm lin xuAt bAn nay, nhAm muc dich
tham khAo.
Kt cluing tit van tai da Mang thitc

71. Cac bAn g6c coa chCtng tit van tai da phu'Ong that phi
dadc k9 theo hinh thac quy dinh tai didm (i) muc (a)
Dieu 19 UCP 600 va ghi ro ten ngu'ai chuyen cha, dadc
nhAn bigt IA ngutti chuyen
a. Ndu mot dai 19 thay mat cho ngu'ai chuyen cha k9
chCtng tit van tai da phu'dng thac thi dai 19 do phi
du'oc nhAn bigt la IA ngu'ai dai 19 va phi not ro la k9
thay mat ai, tra khi ngu'ai chuyen cha da du'oc
nhAn bigt a ndi nao khac tren chCtng tit van tai da
phadng that.
b. Ngu thuy6n twang kji chang tit van tai da phadng
thCtc thi chCt k9 coa thuy6n traCmg phi du'oc nhAn
bigt la cua thuy6n tru'eing. Trong traong hop nay,
khong can phi ghi ten cua thuy6n twang.
c. Ngu mot dai 19 thay mat thuy6n twang k9 chang tit
van fa' da phadng thac, thi dai 19 phi du'oc nhAn bigt
la dai 19. Trong tru'dng hop nay, kh6ng can phi ghi
ten cOa thuy6n twang.
72. Ngu mot That tin dung quy dinh "ChCmg tit van tai da
phu'Ong thac cCia ngutii giao nhAn la co thd chip nhAn"
hoAc sit dung mot nhom tit tutmg tu', thi chang tit van
tai da phadng thac co thd do ngadi giao nhAn k9 voi tu'
cach coa ngLtdi giao nhAn ma kh6ng can thigt phi ghi
ro anh to la ngu'di chuyen cha hoAc dai 19 cho ngu'oi
chuyen cha dich danh. Trong tru'dng hop nay, khong
can thigt phi neu ten ngua chuyen cha.
169
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Pan MONS MI 'cc
On board notations
73. The issuance date of a multimodal transport document

will be deemed to be the date of dispatch, taking in
charge or shipped on board unless it bears a separate
dated notation evidencing dispatch, taking in charge or
shipped on board from the location required by the
credit, in which event the date of the notation will be
deemed to be the date of shipment whether or not the
date is before or after the issuance date of the document.
74. "Shipped in apparent good order", "Laden on board",
"clean on board" or other phrases incorporating words
such as "shipped" or "on board" have the same effect
as "Shipped on board".
Place of taking in charge, dispatch, loading on board and

destination
75. If a credit gives a geographical range for the place of
taking in charge, dispatch, loading on board and
destination (e.g., "Any European Port"), the multimodal
transport document must indicate the actual place of
taking in charge, dispatch, shipped on board and
destination, which must be within the geographical area
or range stated in the credit.
Consignee, order party, shipper and endorsement, notify party

76. If a credit requires a multimodal transport document to
show that the goods are consigned to a named party,
e.g., "consigned to Bank X" (a "straight" consignment),
rather than "to order" or "to order of Bank X", the
multimodal transport document must not contain words
such as "to order" or "to order of that precede the name
170
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PRONG TI1101111 MA/ 00C TE - ICC
Nhiing ghl chu di bec hang
73. Ngay phat hanh chang tit van tai da phuong thk se
du'oc coi la ngay gui hang, ngay nhan hang de cha
hoac ngay b6c hang len tau trig khi co ghi chit rieng biet
vg ngay gCti hang, nhan hang de cha hoac b6c hang len
tau tit mot dia diem quy dinh trong Thu' tin dung, tham
chi du cho trong tru'Ong hop nay ngay b6c hang len tau
co hoac kh6ng xa'y ra triiOc hoac sau ngay phat hanh
chang tit thi van coi ngay do la ngay giao hang.
74. "Hang d5 b6c len tau nhin b6 ngoai d trong dieu kien
tat", "Hang d5 b6c hoan hao" hoac cac nhom khac có
gan kgt cac tit nhu"da b6c" hoac "tren tau" deu co cling
nghia nhu'"da b6c hang len tau".
Noi nhan hang di chit, gal hang, bec hang len tau va not den
75. Neu mot ThU tin dung quy dinh mot khu vu'c dia ly de
lam nal nhan hang a
cha, gtti hang hay b6c hang len
tau va ndi den (vi du, b5t ky cang chau Au nao), thi
chang tit van tai da phuting thk phai ghi dia diem thuc
to da nhan hang de cha, gal di, b6c hang len tau va
noiden, ma dia diem do phai nam trong khu \tut dia ly
hoac trong loat cac cang quy dinh trong Thu tin dung.
Ngtiai nhan hang, ben ra lenh, ngUiti gill hang va ky hau, ben
Meng bao
76. Neu mot Thu tin dung yeu cau mat chUng tit van tai da
phtiong thin ghi hang Ma du'oc giao cho mot nguai
du'oc chi dinh, vi du "giao cho Ngan hang X" (giao hang
"dich danh") ma khong phai la "theo lenh" hoac "theo
lenh dia" clang trubc ten ngutii duoc chi dinh, thi chUng
171
ISBP — 681/2007/1CC
PHONE THION MN euic ri- icc
of that named party, whether typed or pre-printed.
Likewise, if a credit requires the goods to be consigned
"to order" or "to order of a named party, the multimodal
transport document must not show that the goods are
consigned straight to the named party.
77. If a multimodal transport document is issued to order

or to order of the shipper, it must be endorsed by the
shipper. An endorsement indicating that it is made for or
on behalf of the shipper is acceptable.
78. If a credit does not stipulate a notify party, the

respective field on the multimodal transport document
may be left blank or completed in any manner.
Transhipment and partial shipment
79. In a multimodal transport, transhipment will occur, i.e.,

reloading to another means of conveyance (whether or
not in different modes of transport) during the carriage
from the place of dispatch, taking in charge or shipment
to the place of final destination stated in the credit.
80. If a credit prohibits partial shipments and more than

one set of original multimodal transport documents are
presented covering shipment, dispatch or taking in
charge from one or more points of origin (as specifically
allowed, or within the geographical area or range stated
in the credit), such documents are acceptable, provided
that they cover the movement of goods on the same
means of conveyance and same journey and are
destined for the same destination. In the event that
more than one set of multimodal transport documents
are presented and if they incorporate different dates
of shipment, dispatch or taking in charge, the latest of
172
ISBP-681/2007/1CC
PHONG THUM MA/ filde 'cc
tit van tai da phu'ong thitc khong dudc the hien hang
hoa dudc giao tnic tip cho ngudi dudc chi dinh.
77. Neu chang tU van tai da phu'ong th(tc dudc phat hanh
theo lenh, hoac theo lenh cOa ngudi giti hang, thi no
phai dudc ky hau bOi ngu'ai girl hang. Viec ky hau nhan
danh ngUai giti hang hoac thay mat ngudi gill hang la
co the chap nhan.
78. Neu Thu tin dung kh6ng quy dinh la th6ng bao cho ai,
thi o do tren chCmg tit van tai da phuong thin co the de
trong hoac co the dien vao bang bat cCt cach nao.
Chuyin tai va giao hang tiing phin
79. Trong van tai da phu'ong thCrc chuyen tai se xey ra, co
nghia la viec do hang xu6ng va lai b6c hang len tit
a
phu'ong thin v n tai nay sang phu'ong th(tc van tai khac
trong mot hanh trinh chuyen cho tit ndi nhan hang de
cho, gill hang hoac boc hang len tau tOi ndi den cu6i
dung quy dinh trong Thu tin dung.
80. Neu mot Thu tin dung cam giao hang tiling phan va co
nhi6u bQ chCrng tit van tai da phtiong thitc thuc hien
viec b6c hang, giti hang hoac nhan hang de cho tit mot
hoac nhi6u ndi xuat phat dugc xuat trinh (vi cho phep
dac biet hoac trong pham vi quy dinh dm Thu tin
dung), thi cac chCing tit do se dudc chap nhan, mien la
chung chang minh cho viec chuyen cho hang hoa Wen
cung mot phuong tien chuyen cho va dung mot hanh
trinh chuyen cho va dudc chuyen cho cren cOng mot ndi
den. Trong trading hdp co nhi6u b6 chang tit van tai da
phuong thitc dudc xuat trinh va neu chung co ngay giao
hang, giti hang va nhan hang de cho khac nhau, thi
173
1SBP — 681/2007/1CC
MING WON M1.11 (1111C TE- /CC
these dates will be taken for the calculation of any
presentation period and such date must fall on or before
any latest date of shipment, dispatch or taking in charge
specified in the credit.
81. Shipment on more than one means of conveyance

(more than one truck (lorry), vessel, aircraft, etc.) is a
partial shipment, even if such means of conveyance
Clean multimodal transport documents

82. Clauses or notations on multimodal transport
documents that expressly declare a defective condition
of the goods or packaging are not acceptable. Clauses
or notations that do not expressly declare a defective
condition of the goods or packaging (e.g., "packaging
may not be sufficient for the journey") do not constitute
a discrepancy. A statement that the packaging is not
sufficient for the journey" would not be acceptable.
83. If the word "clean" appears on a multimodal transport

document and has been deleted, the multimodal
transport document will not be deemed to be claused or
unclean unless it specifically bears a clause or notation
declaring that the goods or packaging are defective.
Goods description
84. A goods description in the multimodal transport
document may be shown in general terms not in conflict
with that stated in the credit.

85. Corrections and alterations on a multimodal transport
document must be authenticated. Such authentication
174
ISBP-681/2007/1CC
Pan MINNS MAI elliC
ngay muon nhat trong cac ngay do se du'oc dung de
tinh toan thai han xuat trinh chang tit va ngay nhu the
phai xdy ra vao hoac tradc ngay giao hang, gai hang
hoac nhan hang a cho quy dinh trong Thu' tin dung.
81. Giao hang tan nhieu phu'ong tian van tai (nhi6u 0 to,
nhi6u tau bign, nhi6u may bay...) la giao hang tang
phan, cho da cac phu'ong tian van tai do xugt phat ding
ngay va cho den cang mot noi.
Ching tit van tat da phtiong thin hoan hao

82. Trong cac chang tit van tai da phu'ong thac, có cac
dieu khoan hoac cac ghi chu ve tinh trang khuyet tat
coa hang hoa hoac bao bi la kh6ng thg chap nhan. Cac
dieu khoan hoac ghi ch6 khong not mot cach CO rang v6
tinh trang khuyet tat coa hang hoa, bao bi (vi du nhu'
bao bi có thd kh6ng phu hop cho van chuygn) thi kh6ng
coi la c6 sai Nat. M6t ghi chu rang bao bi kh6ng ph6
hop cho hanh trinh la khong thd chap nhan.
83. Neu tit "hoan hAo" thg hian tren mot chang tit van tai
da phu'ong thac va da xoa di, thi chang ta van tai
da phu'ong that do se khong bi coi la có dieu ghi ch0
hoac kh6ng hoan hao tit khi no c6 dieu kho6n hoac ghi
chu not r6 rang hang hoa hoac bao bi c6 khuyet tat.
MO to hang hOa
84. M6 to hang hOa tren chung of van tai da phu'ong thac
c6 thg thd hian mot cach chung chung khong mau
thugn vOi nhang m6 to do trong Thu' tin dung.
Nhing sita chila va thay d6i
85. Nhang saa chaa va thay d6i ten chang tit van tai da
phu'ong thac phi du'oc xac nhan. Nhimg xac nhan nhu'
175
ISBP — 681/2007/1CC
PRINS THONG ow wic 'cc
must appear to have been made by the carrier or
master (captain) or any one of their agents who may be
different from the agent that may have issued or signed
it, provided they are identified as an agent of the carrier
or master (captain).
86. Non-negotiable copies of multimodal transport

documents do not need to include any signature on, or
authentication of, any alterations or corrections that
may have been made on the original.
Freight and additional costs

87. If a credit requires that a multimodal transport
document show that freight has been paid or is payable
at destination, the multimodal transport document must
be marked accordingly.
88. Applicants and issuing banks should be specific in
stating the requirements of documents to show whether
freight is to be prepaid or collected.
89. If a credit states that costs additional to freight are not
acceptable, a multimodal transport document must not
indicate that costs additional to the freight have been or
will be incurred. Such indication may be by express
reference to additional costs or by the use of shipment
terms which refer to costs associated with the loading
or unloading of goods, such as Free In (FI), Free Out
(FO), Free In and Out (FIO) and Free In and Out Stowed
(FIOS). A reference in the transport document to costs
which may be levied as a result of a delay in unloading
the goods or after the goods have been unloaded e.g.,
costs covering the late return of containers, is not
considered to be an indication of additional costs in this
context.
176
ISBP-681/2007/ICC
PHONG mum WI QUOC TE - ICC
the phai du'oc the hiOn lb do ngudi chuyen ch &. thuyen
tru'Ong ho5c bat cit mot trong nhang ngudi dai 19 nao
cua ho thuc hiOn (ma ngudi nay co the khac voi ngudi
daily d5 phat hbnh ho5c ky chang tit van tai da phuting
tht:tc), mien la ho phai the hien r6 la ngudi dai 19 caa
ngudi chuyen cho ho5c thuyen tritang.
86. Cac ban sao cac chang tit van tai da phuong thiltc
khong can thiet phai co chit ky ho5c xac nhan ye nhitng
thay d6i ho5c sita chCta nbo do da co the du'oc thu'c
hiOn tren chitng tit g6c.
CitUc phi va phi! phi

87. NOu mot Thu tin dung yeu c'eu mot chi:mg tit van tai da
phuong thitc ghi r6 cif& phi da tra ho5c se trA tai ckg
den, thi chang tit van tai da phucng thac phai ghi chu
cho phu hop.
88. NhCtng nguOi you c6u va cac Ngan hang phat hbnh
phai neu r6 cac yeu c'au d6i voi cac cht:ing tit de the
hiOn lb cubc phi phai tra truck hoac la se thu sau.
89. Neu mot Thu tin dung quy dinh kh6ng chap nhan cac
phu phi, thi chi:mg tit van thi da phu'ong thDc khOng
duoc the hien lb phu phi d5 ho5c se thanh toan. ViOc
the hiOn nhu vay co the de cap mot cach rb rang ye
phu phi ho5c CO the sit dung cac thuat ngit giao hang
ma cac thuat ngit nay de cap cac chi phi gan lien voi
viOc xep der hang hoa nhu: mien xep (F1), mien dd. (FO),
mien xep do (F10) va mien xep dej va sap xep (FIOS).
ViOc chang tit van tai de cap den chi phi co the phai chi
do do hang cham. ho5c phat sinh sau khi hang hoa da
du'oc dd xu6ng, nhu chi phi cho trA cong-ten-nd cham,
khong du'oc coi lb sti the hiOn phu phi theo y nghia nay.
177
ISBP - 681/2007/ICC
MAW THONG MI WIC ri- ice
Goods covered by more than one multimodal transport document
90. If a multimodal transport document states that the

goods in a container are covered by that multimodal
transport document plus one or more other multimodal
transport documents, and the document states that all
multimodal transport documents must be surrendered
or words of similar effect, this means that all multimodal
transport documents related to that container must be
presented in order for the container to be released.
Such a multimodal transport document is not
acceptable unless all the multimodal transport
documents form part of the same presentation under
the same credit.
178
ISBP-681/2007/ICC
PIlliNG THUM MA/ Rik II- /CC
Hang him Minn cap nhi6u thing tit van tai da glutting thitc
90. Neu mot chang tit van tai da phu'ong thisc có ghi lb
hang clang trong mot cOng-ten-nd &roc the hien trong
mot chang van tai da phtiong th(tc kern voi mot hobc
nhigu chCrng tit van tai da phudng thirc khbc, vb chCing
tit ghi rang tat ca chang tt:r van tai da phu'cing thCrc phi
du'dc giao hoec cac tiltu'ong tit, thi digu nay có nghia lb
tat c5 cac chCing tit van tai da phu'ong thirc có lien quan
den cong-ten-no do phai du'dc xubt trinh de giai tog
cOng-ten-nd. MOt chang tit van tai da phLrdng thac nhi.r
the se khOng &roc chap nhen, trit khi tat cg chang tir
van tai da phu'ong th(tc ding &roc xuet trinh theo mot
Thu' tin dung.
179
ISBP — 681/2007/1CC
MONO THONG MA/ Vile 71- ICC
BILL OF LADING
Application of UCP 600 Article 20

91. If a credit requires presentation of a bill of lading
("marine", "ocean" or "port-to-port" or similar) covering
sea shipment only, UCP 600 article 20 is applicable.
92. To comply with UCP 600 article 20, a bill of lading

must appear to cover a port-to-port shipment but need
not be titled "marine bill of lading", "ocean bill of lading",
"port-to-port bill of lading" or similar.

Original", "Third Original", "Original", "Duplicate",
"Triplicate", etc., or similar expressions are all originals.
Bills of lading need not be marked "original" to be
acceptable as an original bill of lading. In addition to
UCP 600 article 17, the ICC Banking Commission
Policy Statement, document 470/871(Rev), titled "The
determination of an 'Original' document in the context
of UCP 500 sub-Article 20(b)" is recommended for
further guidance on originals and copies and remains
valid under UCP 600. The content of the Policy
Statement appears in the Appendix of this publication,
for reference purposes.
Signing of bills of lading

94. Original bills of lading must be signed in the form
described in UCP 600 sub-article 20(a)(i) and indicate
the name of the carrier, identified as the carrier.
180
ISBP-681/2007/ICC
Mon M!/ON M41 el* rt- ICC
VAN TAI DON DIIONG BIEN
Ap dung Diiu 20 UCP 600

91. Neu Thu tin dung yell cau xuat trinh van tai don ("hang
h5i", "du'ong'bign" hoac "cang tOi cang") chi dung dg
chuyen cho du'Ong bin thi se ap dung Dieu 20 cOa
UCP 600.
92. Da' phi) hop vai Dieu 20 dm UCP 600, mot van tai don
ph5i the hien dung cho chuyen cha W cang tOl cang thi
khOng nhat thiet la c6 tieu a "van tai don hang hal",
"van tai don duting bign", "van tai don tit cang tdi Gang"
hoac cac tieu a Wong
BO day du cac ban gtic
93. Dieu 20 UCP 600 va chang tit van tai quy dinh s6
luring cac ban g6c phat hanh. Cac chCing tit van tai c6
ghi chu "B5n gCic this nhat", "135n g6c this hai", "Ban g6c
this ba", "B5n g6c dau Wen", "hai b5n g6c nhu nhau",
"ba 135n goc nhu nhau", v.v... hoac cac ghi chu Wong tct
deu la cac b5n goc. Van tai don kh6ng can thigt phAi c6
chit "Original" mai dtioc chap nhan nha la van tai don
a
g6c. Ngoai quy dinh Dieu 17 UCP 600 ra, Ban tuyen
b6 chinh sach cua Oy ban Ngan hang ICC c6 tai lieu
470/871 (Rev) tieu de "Viec xac dinh mot chUng tit goc
theo muc (b) Dieu 20 dm UCP 500 du'oc de nghi hu'ong
clan them ve ban g6c va bAn sao va van con gia tri theo
UCP 600. N0i dung dm 135n tuyen b6 chinh sach thg
hien a phan Phu luc cCia Ian xuat b5n nay, nh'am muc
dich tham kh5o.
Ky van don
94. Cac van tai don g6c ph5i c6 chit ky theo hinh thitc quy
dinh tai digm (i) muc (a) Dieu 20 coa UCP 600 va phai
co ten coa ngutii chuyen cha va nhan bigt la ngu'Oi
chuyen cha.
181
ISBP — 681/2007/ICC
PHliNG 1711101111 MA/ VItIC it- icc
a. If an agent signs a bill of lading on behalf of the
carrier, the agent must be identified as agent and
must identify on whose behalf it is signing, unless
the carrier has been identified elsewhere on the bill
of lading.
b. If the master (captain) signs the bill of lading, the

signature of the master (captain) must be identified
as "master" ("captain"). In this event, the name of the
master (captain) need not be stated.
c. If an agent signs the bill of lading on behalf of the

master (captain), the agent must be identified as
agent. In this event, the name of the master (captain)
need not be stated.
95. If a credit states "Freight Forwarder's Bill of Lading is

acceptable" or uses a similar phrase, then the bill of
lading may be signed by a freight forwarder in the
capacity of a freight forwarder, without the need to
identify itself as carrier or agent for the named carrier.
In this event, it is not necessary to show the name of
the carrier.
On board notations
96. If a pre-printed "Shipped on board" bill of lading is
presented, its issuance date will be deemed to be the
date of shipment unless it bears a separate dated on
board notation, in which event the date of the on board
notation will be deemed to be the date of shipment
whether or not the on board date is before or after the
issuance date of the bill of lading.

as "Shipped on board".
182
ISBP-681/2007/ICC
PHONG THONG MA/ pude TE - ice
a. Neu mot dai 19 thay mat ngu'Oi chuyen cha k9 van t5i
don thi dai 19 phai thioc nhan biet lb dail9 vb phbi chi
r6 lb thay mat ai de ky, trit khi ten ngu'di chuyen cha
da du'oc nhan biet a not nao do tren van don.
b. Ngu thuyen twang k9 van t5i don thi chit k9 dia

thuy6n truang ph5i du'oc nh5n bigt la cOa "thuyen
twang". Trong truting hop nay, ten dm thuyen tru'ang
khong can phbi neu ra.
c. Neu mot dai 19 thay mat thuyen twang k9 van t5i

don, thi dai 19 ph sbi du'oc nhan biet lb dai 19 va ghi r6
ten cua thuy6n twang ma dail9 thay mat de k9.
95. Neu Thu' tin dung quy dinh "Van tbi don dia ngubi giao
nhan cung du'oc chap nhan" hoac sit dung mot nhorn tit
tu'ong tir, thi nguti giao nhan co the k9 van t5i don vdi
tu' cach cua ngubi giao nhan ma kh6ng can phbi the
hien anh to lb ngubi chuyen cha hay dal 19 cho mot
ngubi chuyen cho dich danh. CC:mg khOng can thiet phai
neu ten ngu'di chuyen cho.
Nhung ghi chic da bik hang

96. Ne6 van tbi don era in sbn tit "da b6c hang" du'oc xuat
trinh, thi ngay phat hanh duoc coi la ngay giao hang, trit
khi tren van tbi don lai co mot ghi chu ve ngay b6c
hang len tau rieng biet, trong trading hop nay, ngby ghi
ch0 ye ngay b6c hang len tau do van duoc coi lb ngay
giao hang cho du ngay b6c hang On tau do trubc hoac
sau ngby phat hanh van Ibi don.
97. "Da b6c hang len tau nhin be ngobi a trong dieu kien
t6t", "Da boc hang len tau", "Da b6c hang hobn hbo"
hoac cac nhom tit tu'ong tU khac gan kat cac tit lai vdi
nhau, nhu' "Da boc hang" hoac "Da b6c len tau" deu
ding co nghia nhu'tif "Da b6c len tau".
183
ISBP — 681/2007/1CC
PHONG Was MA/ outic icc
Ports of loading and ports of discharge
98. While the named port of loading, as required by the
credit, should appear in the port of loading field within
the bill of lading, it may instead be stated in the field
headed "Place of receipt" or the like, if it is clear that the
goods were transported from that place of receipt by
vessel, and provided there is an on board notation
evidencing that the goods were loaded on that vessel at
the port stated under "Place of receipt" or like term.
99. While the named port of discharge, as required by the
credit, should appear in the port of discharge field within
the bill of lading, it may be stated in the field headed
"Place of final destination" or the like if it is clear that
the goods were to be transported to that place of final
destination by vessel, and provided there is a notation
evidencing that the port of discharge is that stated
under "Place of final destination" or like term.
100. If a credit gives a geographical area or range of ports
of loading or discharge (e.g., "Any European Port"), the
bill of lading must indicate the actual port of loading or
discharge, which must be within the geographical area
or range stated in the credit.

101. If a credit requires a bill of lading to show that the
goods are consigned to a named party, e.g., "consigned
to Bank X" (a "straight" bill of lading), rather than "to
order" or "to order of Bank X", the bill of lading must not
contain words such as "to order" or "to order of that
precede the name of that named party, whether typed
or pre-printed. Likewise,.if a credit requires the goods to
be consigned "to order" or "to order of a named party,
the bill of lading must not show that the goods are
consigned straight to the named party.
184
ISBP-681/2007/ICC
PHONG 17/1107118 MA! icc
Ong btic va cang day
98. Khi cang boc hang dich danh, then yeu c5u cOa Thu
tin dung, phi the hien a 6 cang b6c hang tren van tai
don, nhUng van co the du'oc ghi vao o "Noi nh5n hang"
hoac twang tu, nalu biet ro la hang hoa d5 du'oc chuyen
cho tit not nhan hang do bang tau bi6n, va voti dieu
kien la co ghi ch0 chang minh rang hang hem da &roc
b6c len tau tai cang chi dinh a "Noi nhOn hang" hoac
twang ttf.
99. Khi cang do hang dich danh, then yeu c5u caa Thu tin
a
dung, phi the hien o cang dd hang tren van tai don,
thi c6 the du'oc ghi vao 6 "Noi den cu & . ding" hoac
thong tai, n5u biet ro hang hoa da du'oc chuyen cha den
not cu6i cang do bang tau bie"n, va Nib dieu kien la co
ghi chu chUng minh rang cang do hang la cang chi dinh
6 "Ncii den cu6i cang" hoac Wong tu.
100. Neu mot Thu tin dung quy dinh mot khu vut did ly
hoac m61 bat cang boc hac dd (vi du: bat ky cang chau
Au nao), thi van tai don phi ghi cang b6c vainoac do
hang glut t6 ma cac cang nay phi nam khu vuc dia ly
hoac loat cac cang da dich danh trong Thu tin dung.
Ngtiai nhan hang, ben ra lenh, Ngtial gal hang va kjl hail, ben
Meng bad
101. Neu mot This tin dung yeu c5u mot van tai don ghi
hang hoa du'oc giao cho mot ben dich danh, vi du, "giao
cho Ngan hang X" (van tai don "dich danh") ma khong
phi "then lenh" hoac "then lenh cua Ngan hang X", thi
van tai don kh6ng du'oc ghi tit "then lenh" hoac "then
lenh cOa" trutic ten dm ben dich danh do, du cho la
danh may hay in s5n. Tuong to nhu v5y, n6u mot Thu
tin dung yeu c5u hang h6a phi giao "then lenh" hoac
"then lenh dia" mot ben dich danh, thi van tai don
khong &roc ghi hang hoa giao truc tip cho ben dich
danh do.
185
ISBP - 681/2007/1CC
PRONG THIIONG MA/ Mlle 'cc
102. If a bill of lading is issued to order or to order of the
shipper, it must be endorsed by the shipper. An
endorsement indicating that it is made for or on behalf
of the shipper is acceptable.
103. If a credit does not state a notify party, the respective
field on the bill of lading may be left blank or completed
in any manner.

104. Transhipment is the unloading from one vessel and
reloading to another vessel during the carriage from the
port of loading to the port of discharge stated in the
credit. If it does not occur between these two ports,
unloading and reloading is not considered to be
transhipment.

one set of original bills of lading are presented covering
shipment from one or more ports of loading (as
specifically allowed, or within the geographical area or
range stated in the credit), such documents are
acceptable provided that they cover the shipment of
goods on the same vessel and same journey and are
destined for the same port of discharge. In the event
that more than one set of bills of lading are presented
and incorporate different dates of shipment, the latest of
these dates of shipment will be taken for the calculation
of any presentation period and must fall on or before
the latest shipment date specified in the credit.
Shipment on more than one vessel is a partial
shipment, even if the vessels leave on the same day for
the same destination.
186
ISBP-681/2007/1CC
Mon THUM M41 OUOC It- ICC
102. Neu van tai don du'oc phat hbnh theo lenh, hoac theo
lenh cOa ngudi giti hang, thi no phi duoc ky ha'u bai
ngudi giti hang. Viec ky hau thg' hien lb nhan danh
ngUai giti hang hoac thay mat ngudi giti hang lb co the
chip nhan.
103. Neu Thu tin dung khOng quy dinh la th6ng bao cho
ai, thi 6 do tren van tai don co the de" trong hoac co thg
dien vbo bang bat cif cach nbo.
Chuyin 6'1 va gin hang tiing phin
104. Chuyan tai la viec da hang xu6ng tit mot tau bran nay
va lai [Doc hang len sang tau bran khac trong mot hbnh
trinh van tai during bran tit cang b6c hang tai ckg da
hang quy Binh trong Thu tin dung. Neu viec xgp dc1 kh6ng
then ra giCta kho6ng cach hai ckg thi viec do hang
xu6ng va lai b6c hang kh6ng duoc coi lb chuyan
105. Neu mot Thu tin dung cam giao hang tiing ph6n va
co nhi6u b6 van tai don g6c duoc xuat trinh cho 16 hang
tit mot hay nhi6u ckg b6c hang (vi da cho phep dac
bet hoac trong cac loat ckg quy dinh trong Thu tin
dung), cac chang tit do se duoc chap nhan, mien lb
chOng duoc dimg cho viec giao hang tren ding mot con
tau va ding mot hbnh trinh va duoc cha clan ding mot
ckg do hang. Trong turOng hop c6 nhigu b6 van tai
don duoc xuat trinh va co ngay giao hang khac nhau,
thi ngby giao hang muon nhat trong cac ngby do se
duoc ding de tinh toan bat di thdi han xuat trinh nao
va phai xa'y ra vao hoac truoc ngby giao hang cham
nhat quy dinh trong Thu tin dung. Giao hang tren nhi6u
con tau goi la giao hang tiing phan, ngay ch khi cac tau
nay raj ding mot ngay de clan cung mot ckg dgn.
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PRONG THUM M41 OUOC Tt- ICC
Clean bills of lading
106. Clauses or notations on bills of lading which

expressly declare a defective condition of the goods or
packaging are not acceptable. Clauses or notations which
do not expressly declare a defective condition of the
goods or packaging (e.g., "packaging may not be sufficient
for the sea journey") do not constitute a discrepancy. A
statement that the packaging "is not sufficient for the sea
journey" would not be acceptable.
107. If the word "clean" appears on a bill of lading and has

been deleted, the bill of lading will not be deemed to be
claused or unclean unless it specifically bears a clause or
notation declaring that the goods or packaging are
defective.
Goods description
108. A goods description in the bill of lading may be shown
in general terms not in conflict with that stated in the
credit.

109. Corrections and alterations on a bill of lading must be
authenticated. Such authentication must appear to
have been made by the carrier, master (captain) or any
of their agents (who may be different from the agent
that may have issued or signed it), provided they are
identified as an agent of the carrier or the master
(captain).
110. Non-negotiable copies of bills of lading do not need to

include any signature on, or authentication of, any
alterations or corrections that may have been made on
the original.
188
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HONG 1111106 M41 WC lE - ICC
Van tai don hoan hao
106. Cac digu khoan hoac ghi chu ten van tai don tuyen
b6 mot cach ro rang va tinh trang khuygt tat cua hang
hOa hoac cua bao bi la khong thd chip nhan. Cac digu
khoan hoac ghi ch0 tren van tai don khong tuyen b6 ro
vg tinh trang khuygt tat cua hang hoa hoac cua bao bi,
vi du "bao bi có thg kh6ng thich hop cho van tai bign"
thi khong coi la co sai bat. MOt Idi tuyen b6 rang "bao
bi có th6 khOng thich hop cho van tai bign" thi khOng
thg chap nhan.
107. Ngu tit "hoan hao" th6 hign tren van tai don va d5
duoc xoa di thi van tai don se kh6ng duoc coi la co digu
di6u ghi cha hoac kh6ng hoar) hao trit khi van tai don
có digu khoan hoac ghi cha la hang hoa hoac bao bi co
khuygt tat.
MO to hang hda
108. MO to hang hoa ten van tai don có thg thg hiOn mot
cach chung chung khOng mau thuan vdi nhCtng mO to
trong Thu tin dung.
Nhung sib chita va thay d6i

109. NhCmg sita chCta va thay d6i troll van tai don phai
duoc xac nh'5n. NhCing xac nhan nhu th6 phai duoc thg
hign la do ngudi chuyOn cho, thuy6n truOng hoac bat cut
mot trong nhQng ngudi dal ly nao cua ho thut hign
(ngudi dai ly nay co thd khong phai la ngudi dai ly d5
phat hanh hoac ky van tai don), mien la ho phai duoc
nhan bigt la dai ly cua ngudi chuyen cho hoac cua
thuygn truong.
110. Cac ban sao cua van tai don khong can thigt phai co
chit ky hoac xac nhan va bat c(t nhCmg thay d6i hoac
sita chita nao do d5 co thg duoc thuc hi5n tren ban goo.
189
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PHONG THUM 11141 icc
111. If a credit requires that a bill of lading show that

freight has been paid or is payable at destination, the
bill of lading must be marked accordingly.


acceptable, a bill of lading must not indicate that costs
additional to the freight have been or will be incurred.
Such indication may be by express reference to
additional costs or by the use of shipment terms which
refer to costs associated with the loading or unloading
of goods, such as Free In (FI), Free Out (FO), Free In
and Out (F10) and Free In and Out Stowed (FIOS). A
reference in the transport document to costs which may
be levied as a result of a delay in unloading the goods
or after the goods have been unloaded, e.g., costs
covering the late return of containers, is not considered
to be an indication of additional costs in this context.
Goods covered by more than one bill of lading

114. If a bill of lading states that the goods in a container
are covered by that bill of lading plus one or more other
bills of lading, and the bill of lading states that all bills of
lading must be surrendered, or words of similar effect,
this means that all bills of lading related to that container
must be presented in order for the container to be
released. Such a bill of lading is not acceptable unless
all the bills of lading form part of the same presentation
under the same credit.
190
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PHONG Wow MA/ OUOC icc
Woo phi va phu phi
111. Neu mat Thu tin dung yeu cau van tai don ghi r6 cubc
phi d5 tra hoac se tra tai cang din, thi van tai don phai
ghi ch0 cho phu hop.
112. NhCrng ngudi you cau va cac Ngan hang phat hanh
phai quy dinh ro rang trong cac yOu cau cua cac chitng tit
dg thg hien la cuac phi phai tra truac hoac la se thu sau.
113. Ngu mot Thu tin dung quy dinh khong chap nhan cac
phu phi, thi van tai don khong duoc thg hien la phu phi
da hoac se ca. Viec thg hien nhu vay co thg not mat
cach ro rang ye phu phi hoac co thg sit dung cac thuat
ngcr giao hang ma cac thuat ngit nay de cap cac chi phi
gan lien vdi viec xep da hang haa nhu: mien xep (FI),
mien do (FO), mien xep do (F10) va mien xep do va
sap xep (FIOS). Viec chirng tit van tai de cap den chi
phi co thg phai chi do da hang cham, hoac phat sinh
sau khi hang,haa da duoc dd xu6ng, nhu chi phi cho tra
cOng-ten-no cham, kh6ng duoc coi la su thg hien phu
phi theo y nghia nay.
Hang him boo cap nhieu van tai don
114. Neu van tai don co ghi la hang clang trong mat cong-
ten-no du'oc chuyen cha then van tai don do Ong voi
mat hoac nhieu van tai don khac, va van tai don ghi
rang toan ba van tai don phai &roc chuygn giao hoac
cac nhom tit tuong tu, thi dieu nay co nghia la toan bo
van tai don co lien quan den cong-ten-nd do phai du'oc
xuat trinh dg giai t6a cong-ten-no. Mat van tai don nhu
the se khong duoc chap nhan, trit khi tat ca van tai don
phai dada ding xuat trinh then mat Thu tin dung.
191
ISBP — 681/2007/1CC
PlioNO NON outfc 11- /CC
CHARTER PARTY BILL OF LADING
115. If a credit requires presentation of a charter party bill

of lading or if a credit allows presentation of a charter
party bill of lading and a charter party bill of lading is
presented UCP 600 article 22 is applicable.
116. A transport document containing any indication that it
is subject to a charter party is a charter party bill of
lading under UCP 600 article 22.

Original", "Third Original", "Original", "Duplicate",
"Triplicate", etc. or similar expressions are all originals.
Charter party bills of lading need not be marked
"original" to be acceptable under a credit. In addition to
UCP 600 article 17, the ICC Banking Commission
Policy Statement, document 470/871(Rev), titled The
determination of an 'Original' document in the context
of UCP 500 sub-Article 20(b)" is recommended for
further guidance on originals and copies and remains
valid under UCP 600. The content of the Policy
Statement appears in the Appendix of this publication,
for reference purposes.
Signing of charter party bills of lading
118. Original charter party bills of lading must be signed in

the form described in UCP 600 sub-article 22(a)(i).
192
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Plion THUM MAI 01111C It- ICC
VAN TAI DON THEO HOP DONG THUE TAU
Ap dung Dieu 22 UCP 600

115. Neu mot Thu tin dung yeu cgu xuat trinh van tai don
theo hop d6ng thud tau hoac n6u mot Thu tin dung cho
phep xuat trinh van tai don theo hop &rig thud tau
du'oc xuat trinh thi Dieu 22 cua UCP 600 se duoc bp dung.
116. MOt cht:tng tit van tai co bat ca su chi ra la no phy

thuOc vao mot hop d6ng thud tau thi no la van tai don
theo hop d6ng thud tau tuan thi'l Dieu 22 UCP 600.
130 day du cac ban gac

117. Dieu 22 UCP 600 ye chUng tit van tai quy dinh so
luting cbc ban g6c phat hanh. Cac chi:Mg t(1 van tai co
ghi ch0 "Ban g6c tha nhat", "Ban g6c tha hai", "Ban g6c
thi ba", "Ban g6c dau tien", "hai ban g6c nhu nhau",
"ba ban g6c nhu nhau", v.v... hoac cac ghi chu tu'ong to
Tau la cbc ban g6c. Van tai don theo hop d6ng thud tau
khOng can thiat phai co chit "Original" mdi duoc chap
nhan theo Thu tin dung. Ngoai quy dinh a Dieu 17 UCP
600 ra, Ban tuyen bei chinh sach cua Cly ban Ngan
hang ICC co tai IVO 470/871 (Rev) tieu de "Viac xbc
dinh mot cht:tng tit g6c theo Dieu 20(b) cua UCP 500
duoc de nghi hating dan them v6 ban goc va ban sao
va van con gia tri theo UCP 600. NOi dung cua Ban
tuyen too chinh sach the hien a phan Phu luc cua Ign
xuat ban nay, nham muc dich tham khao.
Ky van tal don theo hyp thing thud tau

118. Ban g6c dig van tai don theo hop d6ng thud tau phai
co ky theo hinh thitc quy dinh tai diem (i) muc (a)
Dieu 22 cua UCP 600.
193
ISBP — 681/2007/ICC
PHONG TWOS MAI WC Tf - ICC
a. If the master (captain), charterer or owner signs the
charter party bill of lading, the signature of the
master (captain), charterer or owner must be
identified as "master" ("captain"), charterer or "owner".
b. If an agent signs the charter party bill of lading on

behalf of the master (captain), charterer or owner, the
agent must be identified as agent of the master
(captain), charterer or owner. In this event, the name
of the master (captain) need not be stated, but the
name of the charterer or owner must appear.
On board notations
119. If a pre-printed "Shipped on board" charter party bill of
lading is presented, its issuance date will be deemed to
be the date of shipment unless it bears an on board
notation, in which event the date of the on board
notation will be deemed to be the date of shipment
whether or not the on board date is before or after the
issuance date of the document.
as "shipped on board".
Ports of loading and ports of discharge

121. If a credit gives a geographical area or range of ports
of loading or discharge (e.g., "Any European Port"), the
charter party bill of lading must indicate the actual port
or ports of loading, which must be within the
geographical area or range stated in the credit but may
show the geographical area or range of ports as the
port of discharge.
194
ISBP-681/2007/1CC
MAW 111110116 MA/ RIC it- 'cc
a. Ngu thuy6n twang, ngildi thug tau hoac chu tau ky
van tai don theo hgp (long thug tau, chit ky cOa
thuy6n tru'ang, ngudi thug tau hoac chi) tau phai
du'gc nhan bigt la caa thuygn tru'ang, ngu'di thug tau
hoac chu tau.
b. Ngu mot dai ly thay mat thuygn tru'Cmg, ngu'di thug

tau hoac chO tau ky van tai don theo hap &rig thug
tau, thi dai ly phai du'gc nhan bit la dai ly cua
thuy6n trdang, ngu'di thug tau hoac chi.) tau. Trong
truting hgp nay, ten cua thuy6n twang kh6ng can
thigt phai neu ra, nhu'ng ten dm ngudi thug tau hoac
chil tau phai du'gc the hien ra.
Ghl chti di MSc hang len tau

119. Ngu van tai don theo hgp d6ng thug tau d5 in sgn tit
"d5 b6c hang" &roc xuet trinh, thi ngay phat hanh van
tai don ditgc coi la ngay giao hang, trig khi tren van tai
don lai có mot ghi chu ye hang d5 b6c, trong tru'Ong
hap nay, ngay trong ghi chu ye hang d5 ID& do &roc
coi la ngay giao hang cho du ngay do tru'oc hoac sau
ngay phat hanh van tai ddn.
a
120. "Hang d5 boc len tau nhin b6 ngobi trong dieu kien
tot", "D5 b6c hang len tau", "a5 boc hang hoan hao"
hoac cac nhOm tit tun-1g tU khac gan kgt cac tit lai vdi
nhau, nhu "d5 b6c" hoac "tren tau" dgu ding co nghia
nht.t tit "D5 b6c len tau".
Cang boc va cang du

121. Neu mot Thu tin dung quy Binh mot khu vu'c dia ly
hoac mot boat cang b6c hOc dd (vi du: bet ky cang chau
Au nao), thi van tai ddn theo hap d6ng thug tau phai ghi
cang b6c hang tht,tc to ma cac cang nay phai nAm khu
vim dia ly hoac trong boat cac cang da neu, nhu'ng co the
ghi khu vu'c dia ly hoac boat cac cang la cang do hang.
195
ISBP — 681/2007/1CC
PHONG THONG MA/ Mk it ICC
122. If a credit requires a charter party bill of lading to
show that the goods are consigned to a named party,
e.g., "consigned to Bank X" (a "straight" bill of lading),
rather than "to order" or "to order of Bank X", the charter
party bill of lading must not contain words such as "to
order" or "to order of that precede the name of that
named party, whether typed or pre-printed. Likewise, if
a credit requires the goods to be consigned "to order" or
"to order of a named party, the charter party bill of
lading must not show that the goods are consigned
straight to the named party.
123. If a charter party bill of lading is issued to order or to

order of the shipper, it must be endorsed by the shipper.
An endorsement indicating that it is made for or on
behalf of the shipper is acceptable.

field on the charter party bill of lading may be left blank
or completed in any manner.
Partial shipment
125. If a credit prohibits partial shipments, and more than
one set of original charter party bills of lading are
presented covering shipment from one or more ports of
loading (as specifically allowed, or within the geographical
area or range stated in the credit), such documents are
acceptable, provided that they cover the shipment of
goods on the same vessel and same journey and are
destined for the same port of discharge, range of ports or
geographical area. In the event that more than one set of
charter party bills of lading are presented and incorporate
196
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PHONE TN1/DNG MA! DOC 'cc
NOW nhan hang, ben ra lenh, NOM giii hang va ky hen, ben
Meng bao
122. Ngu mot Thu' tin dung yeu cgu mot van tai don theo
hop d6ng thus tau ghi hang h6a du'oc giao cho mot ben
dich danh, vi du, "giao cho Ngan hang X" (van tai don
"dich danh") ma kh6ng phi "theo lenh" hoac "theo lenh
cua Ngan hang X", thi van tai don theo hop d6ng thug
tau khong du'oc ghi tit "theo lenh" hoac "theo lenh coa"
truesc ten cua ben dich danh d6, du cho la danh may
hay in s5n. Tu'ong to nhu'vay, rt &
. mot Thu' tin dung yeu
cau hang hem phi giao "theo lenh" hoac "theo lenh
caa" mot ben dich danh, thi van tai don theo hop dong
thug tau kh6ng du'oc ghi hang hoa giao trktc tip cho
ben dich danh d6.
123. Ngu van tai don theo hop ciOng thus tau du'oc phat
hanh theo lenh, hoac theo lenh cOa ngu'di gCti hang, thi
no phgi du'oc ngutii giA hang k9 hau. Viec k9 hau chi ra
rang no du'oc thtfc hien vi hoac thay mat ngudi giti hang
la co the chip nhan.
124. Ngu Thu' tin dung kh6ng quy dinh la th6ng bao thi 6
d6 tren van tai don theo hop d6ng thud tau co thd de
trong hoac co thd din vao bang bat tit cach nao.
Giao hang timg phin
125. Ngu mot Thu' tin dung cam giao hang ttIng phgn va
co nhigu b0 van tai don geic du'oc xugt trinh chord hang
tit mot hay nhi6u tang b6c hang (vi da cho phep dac biet
hoac trong cac boat cang quy dinh trong Thu' tin dung),
cac cht'ing tit nhtithg se du'dc chip nhan, mien la thong
du'oc dung cho viec giao hang tren ding mot con tau va
ding mot hanh trinh va du'oc cha dgn ding mot cang
do hang, boat cang do hang hoac khu vut dia 19. Trong
truting hop co nhigu be) van tai don theo hop 'Jong thug
tau dutic xugt trinh va c6 ngay giao hang khac nhau,
thi ngay giao hang muon nhgt trong cac ngay do se du'oc
197
ISBP — 681/2007/ICC
MN MINN MAI RIC lE - ICC
different dates of shipment, the latest of these dates of
shipment will be taken for the calculation of any
presentation period and must fall on or before the latest
shipment date specified in the credit. Shipment on more
than one vessel is a partial shipment, even if the vessels
Clean charter party bills of lading
126. Clauses or notations on charter party bills of lading

which expressly declare a defective condition of the
goods or packaging are not acceptable. Clauses or
notations that do not expressly declare a defective
condition of the goods or packaging (e.g., "packaging
may not be sufficient for the sea journey") do not
constitute a discrepancy. A statement that the
packaging "is not sufficient for the sea journey" would
not be acceptable.
127. If the word "clean" appears on a charter party bill of

lading and has been deleted, the charter party bill of
lading will not be deemed to be claused or unclean
unless it specifically bears a clause or notation
Goods description
128. A goods description in charter party bills of lading

may be shown in general terms not in conflict with that
stated in the credit.
Corrections and Alterations
129. Corrections and alterations on charter party bills of

lading must be authenticated. Such authentication
must appear to have been made by the owner, charterer,
198
ISBP-681/2007/ICC
Pan Main M41 elloC rt- icc
dung de tinh town bat cu tholi han xuat trinh nao va phai
ngay do se du'oc xdy ra vao ho5c tat& ngay giao hang
cham nhat quy Binh trong Thu tin dung. Giao hang tren
nhi6u con tau goi la giao hang timg phan, ngay c6 khi
cac tau nay rOi cung mot ngay de den ding mot c6ng din.
VOn tai don theo hop d6ng !hue tau hoan hio
126. Cac dieu khoan ho5c ghi chit tren van tai don theo
hop d6ng thue tau tuyen b6 mot cach ro rang v'e tinh
trang khuyet tat cap hang hoa ho5c coa bao bi la khong
the chip nhan. Cac dieu khoan ho5c ghi chit tren van
6i don kh6ng tuyen b6 ro v6 tinh trang khuyet tat ci.la
hang hoa ho5c coa bao bi, (vi du "bao bi có the kh6ng
thich hop cho van 6i ben") thi kh6ng coi la có sai biet.
MOt 101 tuyen b6 rang "bao bi co the kh6ng thich hop
cho van tai bien" thi khOng the chap nhan.
127. Niu tit "hoan hao" the hien tren van tai don theo hop
d6ng thue tau va da du'oc xoa di thi van tai don theo
hop d6ng thue tau se kh6ng duoc coi la co dieu dieu
ghi chit ho5c khOng hoan halo trif khi no có mot di6u
khoan ho5c ghi chit not ro rang hang hoa ho5c bao bi
co khuyet tat.
MO to hang him
128. MO 6 hang haa tren van tai don theo hop Tong thue
tau co the the hien mot cach chung chung khOng mau
thudn voi nhCtng m6 6 do trong Thu' tin dung.
tihimg sib chila va thay d6I

129. Nhang st:ta chita va thay d6i tren van tai don theo
hap dong thue tau phai du'oc xac nhan. Nhitng xac
nhan nha the phai du'ac the hien la do ngutii chic tau,
ngadi thue tau, thuyen twang ho0c bdt cif ngu'di dai lj/
199
ISBP — 681/2007/ICC
PRONG WONG IV et* 'cc
master (captain) or any of their agents (who may be
it), provided they are identified as an agent of the owner,
charterer or the master (captain).
130. Non-negotiable copies of charter party bills of lading

do not need to include any signature on, or
authentication of, any alterations or corrections that
may have been made on the original.
131. If a credit requires that a charter party bill of lading

show that freight has been paid or is payable at
destination, the charter party bill of lading must be
marked accordingly.


acceptable, a charter party bill of lading must not
indicate that costs additional to the freight have been or
will be incurred. Such indication may be by express
reference to additional costs or by the use of shipment
terms which refer to costs associated with the loading
or unloading of goods, such as Free In (FI), Free Out
(FO), Free In and Out (FIO) and Free In and Out
Stowed (FIOS). A reference in the transport document
to costs which may be levied as a result of a delay in
unloading the goods, or after the goods have been
unloaded, is not considered to be an indication of
additional costs in this context.
200
ISBP-681/2007/ICC
NUN THUM MA/ elltie TE - ice
nao caa ho thuc hien (ngudi dai 19 nay cá thd kh6ng
phai la ngudi dai ly .015 phat hanh hoac Icy van tai don
theo hop d6ng thue tau), mien lb ho phai dudc nhbn biet
la daily cila chii tau, ngudi thue tau hoac thuy6n twang
130. Cac ban sao cua van tai don theo hop d6ng thue tau
kh6ng can thiet phai có chi:t ky hoac xac nh 'an vg bat cu
nhang thay do'i hoac sob chi:ta nao do da" có thd du'oc
thuc hien tren ban goc.
Cilem phi va phu phi

131. Neu mot Thu tin dung yeu c'au van tai don theo hop
dOng thue tau ghi ro cubc phi d5 tra hoac se tth tai
cang den, thi van tai don theo hop d6ng thue tau phai
ghi chu cho phu hop.
132. Nhang ngudi yeu cau va cac Ngbn hang phat hanh
nen quy dinh ro rang cac yeu ca'Ll d6i vdi cac ch(tng tit
dd the hien la cubc phi phai tth trubc hoac la se thu sau.
133. Neu mot Thu tin dung quy dinh kh6ng chgp nhbn cac
phu phi, thi van tai don theo hop d6ng thue tau khong
duoc the hien la phu phi dä hoac se co. Viec thd hien
nhu vby có thd not mot cach CO rang ve phu phi hoac có
thg sit dung cac thubt ngCt gido hang ma cac thubt ngd
nay de cap cac chi phi On lign vdi viec xep do hang
hoa nhu: mien xgp (FI), mien do (FO), mien )(gip do
(F10) va mien xgp do va sap xgp (FIOS). Viec chUng tit
van tai de cap den chi phi co the phai chi do do hang
chbm, hoac phat sinh sau khi hang haa db du'oc do
xueing, nhu chi phi cho trA cOng-ten-no chbm, kh6ng
du'oc coi la su the hien phu phi theo 9 nghia nay.
201
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PRONG won MA/ 'cc
AIR TRANSPORT DOCUMENT
Application of UCP600 article 23
134. If a credit requires presentation of an air transport

document covering an airport-to-airport shipment, UCP
600 article 23 is applicable.
135. If a credit requires presentation of an "air waybill", "air

consignment note" or similar, UCP 600 article 23
applies. To comply with UCP 600 article 23, an air
transport document must appear to cover an airport-to-
airport shipment but need not be titled "air waybill", "air
consignment note" or similar.
Original air transport document
136. The air transport document must appear to be the

original for consignor or shipper. A requirement for a full
set of originals is satisfied by the presentation of a
document indicating that it is the original for consignor
or shipper.
Signing of air transport documents
137. An original air transport document must be signed in

the form described in UCP 600 sub-article 23(a)(i) and
indicate the name of the carrier, identified as carrier. If
an agent signs an air transport document on behalf of a
carrier, the agent must be identified as agent and must
identify on whose behalf it is signing, unless the carrier
has been identified elsewhere on the air transport
document.
138. If a credit states "House air waybill is acceptable" or

"Freight Forwarder's air waybill is acceptable" or uses a
similar phrase, then the air transport document may be
202
ISBP-681/2007/ICC
PliaNC MING MAI ri-
CHUNG TU VAN TAI HANG KHONG
134. Neu mot Thu' tin dung yeu cgu xuat trinh mot chUng
tit van tai hang khong dOng cho chuyen chi" hang tit
san bay den san bay thi ap dung Dieu 23 UCP 600.
135. N6u mot Thu tin dung yeu cgu xuat trinh mot "van tai
don hang khong", "giay giti hang hang khOng" hoac
toting ty', thi ap dung Dieu 23 UCP 600. De phu hop vdi
Dieu 23 UCP 600, mot chimg tit van tai hang khong
phai the hien du'oc dOng de chuyen chd tit san bay den
san bay thi kh6ng can thgt phai co tieu de "van tai don
hang khong", "giay gill hang hang khong" hoac tu'ong tu.
Ban gic cfia chting tit van tai hang kitting

136. ChUng tit van tai hang kh6ng phai the hien la ban
g6c cho ngu'di giti hang. You cgu v6 mot b0 day du cac
ban g6c se du'oc dap Ung khi xuat trinh mot ban co ghi
la ban gOc cho ngu'di giti hang.
Ky chting tit van tat hang Wing

137. fV164 ban g6c chitrig tit van tai hang khOng phai duoc
k9 theo hinh thitc quy dinh tai diem (i) muc (a) Dieu 23
cua UCP 600 va chi ra ten ciia ngu'di chuyen chic, du'oc
nhan Net la ngu'di chuyen &O. Neu mot dai 19 thay mat
cho ngu'di chuyen chi k9 chang to van tai hang kh6ng
thi dai 19 phai du'oc nhan brat ho la dai 19 va phai du'oc
nhan bit la thay mat ai de k9, tit khi ngudi chuyen cho
da du'oc nhan Vet i not Ilk, do ten chitng tit ten
chitrig tit van tai hang khong.
138. Neu mot That tin dung tuyen VS "chap nhan *-1
tai
don hang khong gom hang" hoac "chap nhan van tai
don hang khOng coa ngUdi giao nhan" hoac sit dung
203
ISBP - 681/2007/1CC
PNONS TIMM NI - ICC
signed by a freight forwarder in the capacity of a freight
forwarder without the need to identify itself as a carrier
or agent for a named carrier. In this event, it is not
necessary to show the name of the carrier.
Goods accepted for carriage, date of shipment, and requirement

for an actual date of dispatch
139. An air transport document must indicate that the

goods have been accepted for carriage.
140. The date of issuance of an air transport document is

deemed to be the date of shipment unless the
document shows a separate notation of the flight date,
in which case this will be deemed to be the date of
shipment. Any other information appearing on the air
transport document relative to the flight number and
date will not be considered in determining the date of
shipment.
Airports of departure and destination
141. An air transport document must indicate the airport of

departure and airport of destination as stated in the
credit. The identification of airports by the use of IATA
codes instead of writing out the name in full (e.g., LHR
instead of London Heathrow) is not a discrepancy.
142. If a credit gives a geographical area or range of

airports of departure or destination (e.g., "Any
European Airport"), the air transport document must
indicate the actual airport of departure or destination,
which must be within the geographical area or range
204
ISBP-681/2007/1CC
PHlin NON oudc icc
cac nhOm tit tu'ong tcr, thi chang tit van tai hang khong
co thd duoc ky bai ngubi giao nhan voi to cach la ngu'Oi
giao nhan, kh6ng can thiet neu ra dich danh minh la
ngudi chuyen cha hoac dai ly cho ngu'di chuyen cho
dich danh. Trong tru'ong hop nay, cilng kh6ng can thigt
ph6i ghi ten ngubi chuyen 06.
Hang km nhan a chi, ngay gin hang, ngay gill hang MO ti

139. MQt chang tit van tai hang kh6ng phai ghi ro hang
hoa da dt.toc nhan a van chuygn.
140. Ngay phat hanh ch(tng tit van tai hang kh6ng se
duoc coi la ngay giao hang, trif khi ch(tng tit có mot ghi
ch0 rieng vg ngay bay, trong twang hop nay, ngay do
duoc coi la ngay giao hang. Bat cCt th6ng tin nao thg
hien ten chang tit van tai hang kh6ng co lien quan den
ngay va s6 hieu chuyen bay se khong duoc dung dd
xac dinh ngay giao hang.
San bay khoi hanh va san bay din
141. Chang tit van thi hang kh6ng phai ghi r6 san bay khai
hanh va san bay den nhu quy dinh caa Thu tin dung.
Viec xac dinh cac san bay b5ng cach sit dung cac ky
hieu tat cua Hiep hQi Van tai Hang kh6ng Qu6c to IATA
thay vi vigt ro ten day du (vi du: LHR thay vi London
Heathrow) khong phai la mot sai biet.
142. Neu mot Thu tin dung quy dinh mot khu vuc dia ly
hoac mot loat san bay di va/hoac den (vi du: bat ky san
bay chau Au nao), thi chang tit van tai hang kh6ng phai
chi ro san bay thut to khai hanh hoac san bay den ma
cac san bay nay ph6i thu6c khu vuc dia ly hoac cac loat
san bay nhu quy dinh trong Thu tin dung.
205
ISBP — 681/2007/ICC
PlitiNS TIMM MAI WIC icc
Consignee, order party and notify party
143. An air transport document should not be issued "to
order" or "to order of a named party, because it is not a
document of title. Even if a credit calls for an air
transport document made out "to order" or "to order of
a named party, a document presented showing goods
consigned to that party, without mention of "to order" or
"to order of', is acceptable.

field on the air transport document may be left blank or
completed in any manner.
145. Transhipment is the unloading from one aircraft and

reloading to another aircraft during the carriage from
the airport of departure to the airport of destination
stated in the credit. If it does not occur between these
two airports, unloading and reloading is not considered
to be transhipment.

one air transport document is presented covering
dispatch from one or more airports of departure (as
specifically allowed, or within the geographical area or
range stated in the credit), such documents are
acceptable, provided that they cover the dispatch of
goods on the same aircraft and same flight and are
destined for the same airport of destination. In the
event that more than one air transport document is
presented incorporating different dates of shipment, the
latest of these dates of shipment will be taken for the
calculation of any presentation period and must fall on
or before the latest shipment date specified in the credit.
206
ISBP-681/2007/ICC
PRONG THUM MA/ WIC TE- ICC
NgUal nhan hang, ben ra lenh va ben thong bao

143. Chitng tit van tai hang khOng khOng nen phat hbnh
"theo lenh" hoac "theo lenh cum" mot ben dich danh, bat
vi chimg kh6ng phai chang tit v'e quye'n sa hCtu. Tham
chi mot Thu tin dung yeu cau mot chang tit van tai hang
kh6ng lap "theo lenh" hoac "theo lenh cOa" mot ben
dich danh, nhung chirng tit dt_tdc xuat trinh lai ghi la
hang hoa dudc giao cho ben do ma khong ghi "theo
lenh" hoac "theo lenh cOa" van dude chap nhan.
144. Neu mot thu tin dung kh6ng quy dinh thong bao cho
ai, thi 6 Wong ang ten chang tit van tai hang kh6ng co
thd b6 tr6ng hoac din bang bat dr each nbo.
Chuyen tai va giao hang tang phin

145. Chuydn tai lb del hang xu6ng va b6c hang len tit may
bay nay sang may bay khac trong qua trinh van tai tit
san bay khai hanh den san bay quy dinh trong Thu tin
dung. Neu khOng co viec do hang xu6ng va lai b6c
hang len giCta hai san bay thi khOng coi la chuygn tai.
146. Neu mot Thu tin dung cam giao hang titng phan Va
co nhi6u chang tit van tai hang kh6ng dude xuat trinh
cho viec giao hang tit mot hay nhieu san bay khai hbnh
(VI du: cho phep dac biet trong pham vi khu vut dia ly
hoac bat san bay quy dinh trong Thu tin dung), thi
chang tit do se du'dc chap nhan, mien la chiing dung
cho viec giao hang tren cung mot may bay, ding mot
chuyen bay va dude cha den cung mot san bay den.
Trong twang hdp CO nhi6u chUng tit van tai hang kh6ng
dude xuat trinh co ngay giao hang khac nhau, thi ngby
giao hang muon nhat trong cac ngby giao hang nay se
dude dung dd tinh toan thdi han xuat trinh va ngby do
phai xgy ra vbo hoac tilt& ngay giao hang ch'am nhat
theo quy dinh cOa Thu tin dung.
207
1SBP — 681/2007/ICC
PIMN6 THONG MI ice
147. Shipment on more than one aircraft is a partial
shipment, even if the aircraft leave on the same day for
the same destination.
Clean air transport documents
148. Clauses or notations on an air transport document

which expressly declare a defective condition of the
goods or packaging are not acceptable. Clauses or
notations on the air transport document which do not
expressly declare a defective condition of the goods or
packaging (e.g., "packaging may not be sufficient for the
air journey") do not constitute a discrepancy. A
statement that the packaging "is not sufficient for the air
journey" would not be acceptable.
149. If the word "clean" appears on an air transport

document and has been deleted, the air transport
document will not be deemed to be claused or unclean
unless it specifically bears a clause or notation
Goods description
150. A goods description in an air transport document may

be shown in general terms not in conflict with that
151. Corrections and alterations on air transport

documents must be authenticated. Such authentication
must appear to have been made by the carrier or any of
its agents (who may be different from the agent that
may have issued or signed it), provided it is identified
as an agent of the carrier.
208
ISBP-681/2007//CC
Nun THONG MA/ elloC ICC
147. Giao hang tren nhi6u may bay la giao hang tUng
phan, ngay c6 khi cac may bay nay khai hanh ding mot
ngay a din ding mot san bay din.
Chung tit van tal hang khOng hob hao

148. ChCmg tit van tai hang khOng có ghi cac dieu khoan
hoac cac ghi chu tuyin bo r5 rang ye tinh trang khuyit
tat ciaa hang hoa hoac cOa bao bi la kh6ng the chap
nhan. Chang tit van tai hang khOng kh6ng có ghi cac
digu khoan hoac cac ghi chu tuyen b6 ve tinh trang
khuyit tat dm hang hem hoac cua bao bi (vi du nhu bao
bi c6 th6 kh6ng du kha nang cho chuygn cha hang
kh6ng) thi khong coi la sai brit. MOt tuyin b6 la bao bi
"khong do kha nang cho chuyin cha hang khong" la
khOng the chap nhan.
149. Niu tit "hoan hao" du'dc ghi ten mot chang tit van tai
hang kh6ng va da dudc xoa di, thi chCmg til van tai
hang kh6ng se kh6ng dtidc coi la kh6ng hoan hao, trit
khi c6 ghi digu khoan hoac ghi chi) la hang hoa hoac
bao bi có khuyit tat.
MO ti hang Ito
150. M6 t5 hang hoa trong chang tit van tai hang khong
co th6 the hign mot cach chung chung kh6ng mau
thugn vdi nhiing mo t5 do trong Thu' tin dung.
NhUng seta chisa va thay doi

151. NhCtng sita chCta va thay doi ten chitng tit van tai
hang kh6ng phai dudc xac nhan. NhCrng xac nhan nhu
the phai dudc thg hien la do ngudi chuyin chd hoac bat
cif ngudi dai l9 nao cCia ho thuc hiin (ma ngudi dai l9
nay c6 thg kh6ng phai la ngudi dai l da phat hanh
hoac kj/ chang tit van tai hang kh6ng), mien la ho dich
thuc la ngudi dai l9 cua ngudi chuyin cha.
209
ISBP — 681/2007/ICC
Mon TIMING MAI ONIC It- ICC
152. Copies of air transport documents do not need to
include any signature of the carrier or agent (or shipper,
even if required by the credit to appear on the original
air transport document), nor any authentication of any
alterations or corrections that may have been made on
the original.
153. If a credit requires that an air transport document
show that freight has been paid or is payable at
destination, the air transport document must be marked
accordingly.
acceptable, an air transport document must not indicate
that costs additional to the freight have been or will be
incurred. Such indication may be by express reference
to additional costs or by the use of shipment terms that
refer to costs associated with the loading or unloading of
goods. A reference in the transport document to costs
which may be levied as a result of a delay in unloading
the goods or after the goods have been unloaded is not
considered an indication of additional costs in this context.
156. Air transport documents often have separate boxes
which, by their pre-printed headings, indicate that they
are for freight charges "prepaid" and for freight charges
"to collect", respectively. A requirement in a credit for an
air transport document to show that freight has been
prepaid will be fulfilled by a statement of the freight
charges under the heading "Freight Prepaid" or a similar
expression or indication, and a requirement that an air
transport document show that freight has to be collected
will be fulfilled by a statement of the freight charges
under the heading "Freight to Collect' or a similar expression
or indication.
210
ISBP-681/2007/ICC
PRONG THOM MA/ LJUOC T1- ICC
152. Cac ban sao cua cac chang tit van f6i hang khong
kh6ng can thigt phai co bat cif chit ky nao dia nguai
chuyen ch6 ho5c dai ly (ho5c nguti giti hang, tham chi
la ne"u Thu tin dung yeu c6u phAi the hien tren ban g6c
dia chang tit van fai hang kh6ng) ho5c bat cit xac nhan
nhCing thay d6i ho5c su'a chCra nao da duoc thuc hien
tren ban g6c chUng tit van t6i hang khOng.
Cpoc phi va phu phi
153. Neu mot Thu tin dung yeu ca'u mot chang tit van fai
hang khOng ghi r6 attic phi da tra hoc se tr6 tai san
bay den, thi chCtng tit van t6i hang kh6ng phai ghi chi]
cho phi! hap.
154. NhCtng nguai yeu cgu va cac Ngan hang phat hanh
nen neu r6 cac yeu c6u d6i v6i cac chitng tit co ghi
ho5c la cube phi phai trA tru6c hoc la se thu sau.
155. Ngu mot Thu tin dung quy dinh khOng chap nhan cac
phu phi, thi mot chi:rig tit van t6i hang khong khong
duoc the hien la phu phi d5 ho5c se co. Viec the hien
nhuvay co the not mot cach ro rang ve phu phi ho5c co
the sit dung cac thuat ngCf giao hang ma cac thuat ngit
nay de cap cac chi phi On lien vdi viec 'Doc do hang
hoa nhu. Viec chang tit van tAi de cap den cac chi phi
co the phai chi do do hang cham, ho5c phat sinh sau
khi hang hoa d5 duoc dd xu6ng, thi kh6ng duoc coi la
su the hien phu phi theo 9 nghia nay.
156. Chang tit van fai hang khOng thuong co cac o rieng
biet in san "cubc phi da trA" hoc "cubc phi se thu sau"
Wong Ung. MOt yeu c6u d6i vdi chiing tit van t6i hang
kh6ng ghi a trong Thu tin dung la cube phi phai duoc
tr5 tuft se duoc thuc hien bang su tuyen b6 ve cubc
phi dub tieu d6 "cube phi d5 trA" no0c mot thuat ngit
hay mot chi d5n tubing tu va mot yeu c6u d6i vdi chi:mg
tit van fai hang kh6ng la cubc phi se thu sau se duoc
thuc hien bang mot Idi tuyen bO ve cubc phi duali tiou
de "ureic phi se thu sau" ho5c mot thuat ngCt hay chi
an Wong tu.
211
ISBP — 681/2007/ICC
PI/UAW THONG MN oug icc
ROAD, RAIL OR INLAND WATERWAY TRANSPORT
DOCUMENTS
157. If a credit requires presentation of a transport
document covering movement by road, rail or inland
waterway, UCP 600 article 24 is applicable.
Original and duplicate of road, rail or inland waterway

transport documents
158. If a credit requires a rail or inland waterway transport
document, the transport document presented will be
accepted as an original whether or not it is marked as
an original. A road transport document must appear to
be the original for consignor or shipper or bear no
marking indicating for whom the document has been
prepared. With respect to rail waybills, the practice of
many railway companies is to provide the shipper or
consignor with only a duplicate (often a carbon copy)
duly authenticated by the railway company's stamp.
Such a duplicate will be accepted as an original.
Carrier and signing of road, rail or inland waterway transport

documents
159. The term "carrier" need not appear at the signature
line provided the transport document appears to be
signed by the carrier or an agent on behalf of the
carrier, if the carrier is otherwise identified as the
"carrier" on the transport document. International
standard banking practice is to accept a railway bill
evidencing date stamp by the railway company or
railway station of departure without showing the name
of the carrier or a named agent signing for or on behalf
of the carrier.
212
ISBP-681/2007/1CC
PRONG TINUNG MAI WIC TE -
CAC CHUNG TU VAN TAI DUONG BO, DUONG SAT

VA DUONG SONG

157. Neu mot Thu tin dung yeu ceu xuat trinh mot chi:mg
tit van tai &tong b6, &tong set hoac &tong song, thi
Dieu 24 UCP 600 có the ap dung.
Bin glic thit nhit va thit hal ctia chting tit van til (tiding sting
hoic dUirng sit va Nang b0
158. Neu mot Thu tin dung yeu ceu ch(rng tit van tai
dating sat hoac &tong song, thl chCmg tit van tai do
duoc xuat trinh se co the du'oc chap nhan nhu' la mot
ban g6c, du cho no có ghi la ban g6c hay kh6ng. MQt
chang tit van tai du'ong ID0 phai chi ra rang no la ban
goc danh cho ngitai girl hoac ngudi giao hang hoac
kh6ng có ghi chtj la chang tit giti cho ai. 0oi yeti van fel
don &tang set, tap quan cOa nhieu cong ty clueing set la
chi cap cho ngu'ai girl hoac ngudi giao hang ban thin hai
(thu'ang la ban sao bang gray than) duoc chi:mg thirc
bang con dau dia cong ty diking set. Ban this hai nay
se duoc chap nhan nhu' la ban g6c.
NgUirl chuyen chit, viec kV cic cluing tit van til king be,
Nang sat hoic Wang sting
159. Thuat ngiTt "Ngudi chuyen cher kh6ng can thigt phai
a
the hien ben chit kj/ voi dieu kien la ngu'di chuyen cho
hoac dal lj/ thay mat nguti chuyen cho da kj/ chang tit
van tai do, neu chang tit van tai co the xac minh cach
khac duoc "nguti chuyen cher. Tap quan ngan hang
Tieu chub Qu6c to chap nhan van tai don during set
có con dau ghi ngay coa ga hoac cong ty &tong set
khai hanh ma khong can neu ten dm ngtioi chuyen cha
hoac dal ly dich danh ky thay mat nguai chuyen cha.
213
ISBP — 681/2007/ICC
PHONE WON MAI MC ri- 'cc
160. The term "carrier" used in UCP 600 article 24
includes terms in transport documents such as "issuing
carrier", "actual carrier", "succeeding carrier" and
"contracting carrier".
161. Any signature, stamp or notation of receipt on the

transport document must appear to be made either by:
a. the carrier, identified as the carrier or
b. a named agent acting or signing for or on behalf of

the carrier and indicating the name and capacity of
the carrier on whose behalf that agent is acting or
signing.
Order party and notify party
162. Transport documents which are not documents of title

should not be issued "to order" or "to order of a named
party. Even if a credit calls for a transport document
which is not a document of title to be made out "to
order" or "to order of a named party, such a document,
showing goods consigned to that party, without mention
of "to order" or "to order of", is acceptable.
163. If a credit does not stipulate a notify party, the

respective field on the transport document may be left
blank or completed in any manner.
Partial shipment
164. Shipment on more than one means of conveyance

(more than one truck (lorry), train, vessel, etc.) is a
partial shipment, even if such means of conveyance
214
ISBP-681/2007/ICC
Mon THIIIING itiai OUOC TE -
160. Thuat ngCt "ngudi chuyen cha" dung trong Dieu 24
UCP 600 bao gom cac thuat ngit nhu "Ngudi chuyen
cha phat hanh", "Ngudi chuyen cha thuc to", "Ngudi
chuyen cha kg tigp" va "Ngudi chuyen cha hop d6ng".
161. Bat cif viec kj/, (-long dau hoac ghi chu tigp nhan tren
chCtng tit van tai phai the hien la du'oc thuc hien bai:
a. Ngudi chuyen cha, &roc nhan bigt Bich thuc nhu la

ngudi chuyen cha, hoac
b. NAQt dai l' Bich danh hoat Ong va kj/ nhan danh
ngudi chuyen cha va phai chi ra ten va nang lu'c coa
ngudi chuyen cha ma anh to kj/ nhan danh ho.
Ben ra lenh va ben tilting bao

162. Chang tit van tai kh6ng phai la chCtng tic vg quyen sa
hitu thi kh6ng nen phat hanh "theo lenh" hoac "theo
lenh cOa" mot ben dich danh. Tham chi mot Thu tin
dung yeu cat., mot chang tit van tai ma khOng phai la
mot chang tit ye quyen so hal lap "theo lenh" hoac
"theo lenh cOa" mot ben dich danh, thi mot chctng tit
nhu the ghi hang hoa giao thAng cho ben do ma kh6ng
ghi la "theo lenh" hoac "theo lenh coa" mot ben dich
danh van co the chap nhan.
163. Neu mot thu tin dung kh6ng quy Binh thong bao cho
ai, thi o tuting ang ten chi:mg tit van tai co the be) trong
hoac dign bang bat cif cach nao.
Giao hang tun phin

164. Giao hang tren nhi6u phuting tien chuyen cha (nhi6u
o to, nhi6u tau hoa, nhi6u tau song...) la giao hang
tiing phen, than chi cac phuting tien chuyen cha do
khai hanh ding mot ngay va den ding mot dia diem
giao hang.
215
ISBP — 681/2007/1CC
Mon TH(/07VG MA/QUDC IF- /CC
Goods description
165. A goods description in the transport document may

be shown in general terms not in conflict with that
166. Corrections and alterations on a UCP 600 article 24

transport document must be authenticated. Such
authentication must appear to have been made by the
carrier or any one of their named agents, who may be
it, provided they are identified as an agent of the carrier.
167. Copies of UCP 600 article 24 transport documents do

not need to include any signature on, or authentication
of, any alterations or corrections that may have been
made on the original.
168. If a credit requires that a UCP 600 article 24 transport

document show that freight has been paid or is payable
at destination, the transport document must be marked
accordingly.

216
ISBP-681/2007/ICC
PINING WONG MAI vac 'cc
MO to hang hoa
165. M6 to hang hoa trong chang tin van tai có the the
hien mot cach chung chung kh6ng mau thugn vdi
nhCing mO t5 hang hoa quy dinh trong Thu tin dung.
Nhitng sita china va thay dol
166. NI-CI:mg sira china va thay d6i ten van tai thuc Dieu
24 UCP 600 phi dudc xac nhan. Su xac nhan nhu the
phi dudc the hien la do nguoi chuyen cho hoac b5t cif
mot trong cac dai lj/ dich danh nao dia ho thuc hien,
ma dai iy nay ktiong phi la ngUdi phat hanh hoac ky
chang tit do, vOi dieu kien la ho ph5i dudc nhan bigt
dich thuc la dai ly caa ngu'di chuyen cho.
167. Cac ban sao cua chang tit van tai thuOc Dieu 24
UCP 600 kh6ng can thigt phi có chin ky hoac xac nhan
ye bgt cu nhCing thay d6i hoac si.ra china nao do d5
dudc thuc hien ten b5n g6c.
Min phi va phu phi
168. Neu mot Thu tin dung yeu c6t.i mot chCrng tit van tai
thuOc Dieu 24 UCP 600 phi ghi cu'Oc phi d5 tr6 ho0c
se có the dudc trA tai ndi den, thi chUng tir van tai phi
ghi ch0 cho phu hdp.
169. Ngu'Oi yeu cau va cac Ngan hang phat hanh nen quy
dinh cu the cac yeti c6t.1 d6i vat cac chang tit ghi cudc
Phi phi duoc tr6 trubc hoac se thu sau.
217
ISBP — 681/2007/1CC
PAW BMW MAI Rik It- ICC
INSURANCE DOCUMENT AND COVERAGE
170. If a credit requires presentation of an insurance
document such as an insurance policy, insurance
certificate or declaration under an open cover, UCP 600
article 28 is applicable.
Issuers of Insurance documents

171. Insurance documents must appear to have been
issued and signed by insurance companies or
underwriters or their agents or proxies. If required by
the insurance document or in accordance with the
credit terms, all originals must appear to have been
countersigned.
172. An insurance document is acceptable if issued on an
insurance broker's stationery, provided the insurance
document has been signed by an insurance company or
its agent or proxy, or by an underwriter or its agent or
proxy. A broker may sign as agent for the named
insurance company or named underwriter.
Risks to be covered
173. An insurance document must cover the risks
defined in the credit. Even though a credit may be
explicit with regard to risks to be covered, there may be
reference to exclusion clauses in the document. If a
credit requires "all risks" coverage, this is satisfied by
the presentation of an insurance document evidencing
any "all risks" clause or notation, even if it is stated that
certain risks are excluded. An insurance document
indicating that it covers Institute Cargo Clauses (A)
satisfies a condition in a credit calling for an "all risks"
clause or notation.
218
ISBP-681/2007/1CC
PRONG WON Ole It- ICC
CAC CHUNG TU BAO HIEM

Ap dung Olio 28 UCP 600
170. Neu Thu tin dung yeu c5u xuat trinh mot chang tit
b5o higm nhu don bk higm, gray chiing nhlan b5o
higm hoac b5n khai theo hop Tong bao higm bao, thi co
thg ap dung Dieu 28 UCP 600.
Nhiing nguriti phat hanh cluing tit bao hiim
171. Cac chang tt:t bao higm phi thg hien la d5 du'oc cac
cong ty b5o higm hoac nguti bao higm hoac cac dai 19
coa ho hoac nguti uy quyen phat hanh va kji ten. Neu
chang tit bAo higm duoc yeu cgu hogc la phi phO hop
vOi cac digu kho5n cOa Thu tin dung, thi tat cg cac 135 n
goc phi thd hien la d5 &roc kj/ d6i chartg.
172. MOt chang to b5o higm co thg du'oc ch5p nh5n, neu
do van ph6ng cOa nguoi mO1 gidi b5o higm phat hanh,
mien la chang t1:1 b6o hiem do do cong ty bk higm
hoac dal 1j/ hoac ngudi oy quyen cOa cong ty b5o higm,
hoac do nguti bao hiem hoac dal 19 hoac nguti Oy
quyen cOa nguti bao hiem 115 ky ten. MOt ngudi mO1
gi6i co thg kj/ v6i to cach la dal ly cho cong ty bao higm
hoac nguai bk higm dich danh.
Nhung ril ro dtiqc bao hiem
173. Chang to bao higm phi bao higm cac rui ro da
du'oc quy dinh trong Thu tin dung. Neu Thu tin dung
quy dinh ro rang ve cac rui ro chtoc bao higm, thi kh6ng
dutc co cac loai tit lien quan den cac rOi ro nay d5
dutc neu trong chang tit bao higm. Neu Thu tin dung
yOu cgu bgo higm "moi rui ro", vigc xu5t trinh mot
chitng tit bao higm co b5t ct:t su ghi ch0 hoac digu
khoa'n "moi rOi ro" nao hay khong, th5m chi co ghi la
loai tru mot s6 rOi ro, thi cOng du'oc chgp nh5n. MOt
chang to b5o higm co ghi bao higm theo dieu kien bao
higm hang hoa (A) van dap ang digu kign cOa Thu tin
dung yeu cgu chang tit bao higm co ghi mot cligu kho5n
hoac ghi ch0 "moi rOi ro".
219
1SBP — 681/2007/1CC
PHONG THUM MA/ Rik it - ice
174. Insurance covering the same risk for the same
shipment must be covered under one document unless
the insurance documents for partial cover each clearly
reflect, by percentage or otherwise, the value of each
insurer's cover and that each insurer will bear its share
of the liability severally and without pre-conditions
relating to any other insurance cover that may have
been effected for that shipment.
Dates
175. An insurance document that incorporates an expiry
date must clearly indicate that such expiry date relates
to the latest date that loading on board or dispatch or
taking in charge of the goods (as applicable) is to occur,
as opposed to an expiry date for the presentation of any
claims thereunder.
Currency and amount

176. An insurance document must be issued in the
currency of and, as a minimum, for the amount required
by the credit. The UCP does not provide for any
maximum percentage of insurance coverage.
177. If a credit requires the insurance cover to be

irrespective of percentage, the insurance document
must not contain a clause stating that the insurance
cover is subject to a franchise or an excess deductible.
178. If it is apparent from the credit or from the documents

that the final invoice amount only represents a certain
part of the gross value of the goods (e.g., due to
discounts, pre-payments or the like, or because part of
the value of the goods is to be paid at a later date), the
calculation of insurance cover must be based on the full
gross value of the goods.
220
ISBP-681/2007/1CC
Mon THONG MA/ Offile It- /CC
174. Bao him doi voi ding mot loai rui ro trong ding mot
chuy6n giao hang phai duoc ghi trong mot chang
bao hidm, trir cac chCmg tt:t bao hidm d6i voi m6i
chuy6n giao hang tiing ph5n theo tj/ 16 ph5n tram hoac
theo cach khac, theo gia tri bao him caa m6i ngudi
1D6o hidm va m 61
. ngudi bao hidm do se chiu rieng ph5n
trach nhi6m caa minh va di6u ki6n truck tien la kh6ng
lien quan d6n pham vi bao him khac ma co th6 tac
dOng Ten chuygn giao hang do.
Ngay !hang
175. NAQt chang tit bao him ghi ngay hi6u luc phai ghi r6
la ngay hi6u luc lien quan den ngay ch6m nh5t b6c
hang len tau hoac giti hang hoac nh6n hang dd girl
(n6u co) CO khac v6i ngay hi0u luc xu5t trinh don khreu
nai dal b6i thuOng.
loaf tien va s6 tien
176. Wit ch(mg tit bao him du'oc phat hanh b5ng loai tien
va co s6 tien t6i thidu lo5ng s6 tien quy dinh trong Thu
tin dung. UCP khong quy dinh b5t cu tj/ 16 bao him t6i
da nao.
177. N6u Thu tin dung yeu c5u s6 tien bAo hidm kh6ng
tinh theo tj/ 10 ph5n tram, thi chi:mg tit bao him phai
kh6ng dinh di6u khoan trong da co mac mien boi thuong
du'oc trif va mac mien boi thuong khong duoc
178. N6u Thu tin dung hoac cac chCmg tilt cho thy la so
tien dia hoa don thuong mai chi chigrn mot phgn nhgt
dinh dia tong gia tri hang Ma (vi du: do chigt kh5u, tr6
trudc hoac do 1j/ do tuong to hoac do mot ph5n tri gia
hang hoa phai duoc thanh toan sau) thi vi6c tinh s6 tien
bao him phai dua tren co so tong gia tri hang hoa.
221
ISBP — 681/2007/1CC
PRONG THONG IV oak if ICC
Insured party and endorsement
179. An insurance document must be in the form as

required by the credit and, where necessary, be
endorsed by the party to whose order claims are
payable. A document issued to bearer is acceptable
where the credit requires an insurance document
endorsed in blank and vice versa.
180. If a credit is silent as to the insured party, an

insurance document evidencing that claims are payable
to the order of the shipper or beneficiary would not be
acceptable unless endorsed. An insurance document
should be issued or endorsed so that the right to
receive payment under it passes upon, or prior to, the
release of the documents.
222
ISBP-681/2007/1CC
PHONC MAI Qllite icc
Nguiti ducic bao hiim va ky hOu
179. Hinh thac dia chung tit bao hidm phai do Thu tin
dung quy dinh va n6u can thigt thi phai du'dc ky hau bai
mot ben ma theo lenh cila ben do viec doi boi thudng
co thd du'dc thanh town. MOt chang tit phat hanh cho
"ngudi cam chit/1g co thd du'dc chap nhan, ngu Thu*
tin dung yeu c6u mot chang tit bao him duck ky hau
dd tr6ng va ngudc lai.
180. Ngu Thu tin dung khOng quy dinh du'dc ben bao
hidm, thi mot chung tif bao him co ghi viec b6i thudng
se du'dc thanh town theo lenh cOa ngudi giti hang hoac
ngudi thy hu'ang la khOng thd chap nhan, tr -U khi dude
ky hau. MOt chang tit bao him nen du'dc phat hanh
hoac ky hau de quy6n nhan tin b6i thudng dude thyt
hien vac) hoac truck khi chuydn giao cac chang
223
ISBP — 681/2007/ICC
PNi1N8 MIMS MAI QUOC ri- Ix
CERTIFICATES OF ORIGIN
Basic requirement
181. A requirement for a certificate of origin will be satisfied
by the presentation of a signed, dated document that
certifies to the origin of the goods.
Issuers of certificates of origin

182. A certificate of origin must be issued by the party
stated in the credit. However, if a credit requires a
certificate of origin to be issued by the beneficiary, the
exporter or the manufacturer, a document issued by a
chamber of commerce will be deemed acceptable,
provided it clearly identifies the beneficiary, the exporter
or the manufacturer as the case may be. If a credit
does not state who is to issue the certificate, then a
document issued by any pa'rty, including the beneficiary,
is acceptable.
Contents of certificates of origin

183. The certificate of origin must appear to relate to the
invoiced goods. The goods description in the certificate
of origin may be shown in general terms not in conflict
with that stated in the credit or by any other reference
indicating a relation to the goods in a required
document.
184. Consignee information, if shown, must not be in

conflict with the consignee information in the transport
document. However, if a credit requires a transport
224
ISBP-681/2007/ICC
PAWNS nilfoNI milli* icc
CAC GIAY CHCING NHAN XUAT X13
Yeu cau co ban
181. Yeu cgu d6i vdi gigy chung nhgn xuat xCt se du'cic
dap Ung khi xuat trinh chang tit da ky va ghi ngay thang
xac nhgn ngu6n g6c xugt xit dia hang hoa.
Nhiing nguii ghat hanh gay cluing nhan xuat xii
182. MOt gray ch(mg nh8n xuat xt:t phAi do ngudi du'dc quy
dinh trong Thu' tin dung phat hanh. Tuy nhien, ngu Thu'
tin dung yeu cgu mot gigy chi:Mg nh8n xugt xt:t do ngudi
thy Wang, ngudi xugt khgu hoc nha san xugt phat
hanh, thi mot chang tit do Phong Thudng mai phat
hanh co thg du'dc chap nhgn, vdi dieu kien la phAi nhgn
Net du'dc ngudi thy hu'ang, ngu'di xuat khgu ho8c nha
san xuat, tuY theo tong trudng hdp cu thg. Neu mot Thu
tin dung khOng quy dinh ai la ngudi phat hanh giay
ch(mg nhgn, thi mot giay chung nh8n do bat cif ngudi nao
phat hanh, kg ca ngudi thy hu'ang van có thg chap nhgn.
Nhiing not dung do gdy chiing nhan xuat xii
183. Gray chang nhan xuat xt:t phai thg hien la có lien
quan den hang hoa trong hoa den. MO to hang hoa
trong giay chang nhan xuat x(t có thg m6 to mot cach
chung chung khong m8u thugn vdi mo to hang hoa
trong Thu tin dung hoc d bat ct:t cac tham kh8o khac
co lien quan den hang hoa trong chang tit du'dc yeu cgu.
184. Thong tin vg' ngu'di nh8n hang, ngu có, ph8i kh6ng
mau thuAn vdi thOng tin vg ngudi nhgn hang trong
225
ISBP — 681/2007/1CC
PIING MIRING NI =lc It- 'cc
document to be issued "to order", "to the order of
shipper", "to order of the issuing bank" or "consigned to
the issuing bank", the certificate of origin may show the
applicant of the credit, or another party named therein,
as consignee. If a credit has been transferred, the
name of the first beneficiary as consignee would also
be acceptable.
185. The certificate of origin may show the consignor or

exporter as a party other than the beneficiary of the
credit or the shipper on the transport document.
226
ISBP-681/2007/ICC
MON MING MA/ QUITC
chang tit van tai. Tuy nhien, ngu Thu tin dung yeu cau
mot ch(tng tit van fai phat hanh "theo lenh", "theo lenh
cOa ngudi gt:li hang", "theo lenh cOa Ng5n hang phat
hanh" thi gray chang nh5n met xit co the ghi ten ngudi
yeu cau phat hanh Thu tin dung hoc mot ngudi nao
khac dich danh nhu ngudi nh5n hang. Neu Thu tin dung
da du'oc chuyen nhu'dng, ten cOa ngudi hu'ang thy the
nhet vdi to cach la ngudi nh5n hang thi cCing ca the
chap nh5n.
185. Giey chang nh5n xuet x(t co the quy Binh ngudi
hang hoc la ngudi xuet kh5u la mot ngudi ma kh6ng
phi la ngudi thy Wang cOa Thu tin dung hoac ngudi
gUi hang trong chang tit van tel.
227
ISBP — 681/2007/1CC
Chapter III.
SUPPLEMENT TO THE
UCP 600 FOR DOCUMENTARY
CREDITS FOR ELECTRONIC
PRESENTATION VERSION 1.1
2007 ICC (eUCP-1.1/2007/ICC)
Min III.
BAN PHU TRIM UCP 600
VE VleC XUAT TRiNH CHUNG
TUDIEN Tif— BAN DIEN GIAI
SO 1.1. NAM 2007 Cali ICC
(eUCP-1.1/2007/ICC)
PHONS MIMS 0111C Tf - ICC
Article el: Scope of the eUCP
a. The Supplement to the Uniform Customs and

Practice for Documentary Credits for Electronic
Presentation ("eUCP") supplements the Uniform
Customs and Practice for Documentary Credits
(2007 Revision ICC Publication No. 600,) ("UCP") in
order to accommodate presentation of electronic
records alone or in combination with paper
documents.
b. The eUCP shall apply as a supplement to the UCP

where the credit indicates that it is subject to eUCP.
c. This version is Version 1.1. A credit must indicate the

applicable version of the eUCP. If it does not do so, it
is subject to the version in effect on the date the
credit is issued or, if made subject to eUCP by an
amendment accepted by the beneficiary, on the date
of that amendment.
Article e2: Relationship of the eUCP to the UCP
a. A credit subject to the eUCP ("eUCP credit") is also

subject to the UCP without express incorporation of
the UCP.
b. Where the eUCP applies, its provisions shall prevail

to the extent that they would produce a result
different from the application of the UCP.
c. If an eUCP credit allows the beneficiary to choose

between presentation of paper documents or
electronic records and it chooses to present only
paper documents, the UCP alone shall apply to that
230
eUCP1.1
Pan MIRING MA/ vatic It- ICC
Diiu el: Pham vi ap dung eUCP
a. Ban phy trugng la cac Quy t6c va Thuc hanh th6ng
nhgt ye Tin dung chang tit d6i vgi xugt trinh chi:mg tit
dien tit ("eUCP") b6 sung vao cac Quy t6c va Thy'c
hanh th6ng nhgt ye Tin dung chCing tit (ban sita d6i
nam 2007 do ICC phat hanh s6 600) "UCP" nham chi
dieu chinh viec xugt trinh cac chCing tit dien tit hoac
kat hgp vgi viec xugt trinh cac chug to bang van ban.
b. eUCP se dugc ap dung nhu la ban phy trugng cilia
UCP, neu Thu tin dung neu ro la tham chieu eUCP.
c. Day la ban dien giai s6 1.1. WA Thu tin dung phai
neu rg s6 cilia ban e'en gi6i co the ap dung, Neu
khgng neu rg nhu vey thi no se du'gc tham chieu
theo ban dien giai dang co hieu ly'c vao ngay ma
Thu tin dung du'gc phat hanh hoac neu viec tu chinh
da dugc ngu'gi thy hugng chap nhan co tham chieu
deu eUCP thi se ap dung theo ban dang co hieu lut
vao ngay tu chinh.
Min e2: Miff quan h0 ctia eUCP va UCP

a. Mgt Thu tin dung co tham chieu eUCP ("Thu tin dung
eUCP") thi cCing la tham chieu UCP ma kh6ng can
phai den dat them la bg phan cua UCP.
b. Khi ap dung eUCP, cac dieu khoan cua no se co gia
tri hieu luc trong chug muc ma chOng co the tao ra
su khac brat so vgi cac di6u khoan cCia UCP.
c. Neu mot Thu tin dung eUCP cho phep ngu'di thy
hugng Iva chon giCta viec xugt trinh chtitng tit bang
van ban hoac chCtng tilt dien tilt va neu chi Iva chon
viec xugt trinh chCing tit bang van ban, thi UCP se
chi ap dung cho viec xugt trinh do. Neu mot Thu tin
dung eUCP chi cho phep xuat trinh chang tit bang
van ban, thi UCP cOng se cho phep ap dung nhu the.
231
eUCP 1.1/2007/ICC
PIONS WOW MN el* icc
Article e3: Definitions
a. Where the following terms are used in the UCP, for

the purposes of applying the UCP to an electronic
record presented under an eUCP credit, the term:
i. appear on their face and the like shall apply to

examination of the data content of an electronic
record.
ii. document shall include an electronic record.
iii.place for presentation of electronic records

means an electronic address.
iv. sign and the like shall include an electronic

signature.
v. superimposed, notation or stamped means data

content whose supplementary character is
apparent in an electronic record.
b. The following terms used in the eUCP shall have the

following meanings:
i. electronic record means
data created, generated, sent, communicated,

received or stored by electronic means
that is capable of being authenticated as to the

apparent identity of a sender and the apparent
source of the data contained in it, and as to
whether it has remained complete and
unaltered, and
is capable of being examined for compliance

with the terms and conditions of the eUCP credit.
232
eUCP1.1
Mon THIMN6 rtzlice
Dieu e3: Can dinh nghia
a. Nham muc dich ap dung trong UCP, ngu cac thuat

ngC! trong UCP sau day da6c sit dung d61 v6i cht:trig
dien tit xugt trinh theo mot Thu tin dung eUCP, thi
thuat ngCt:
i. "The hiOn tren be mat" va cac tu'ong ty' se

du.6c ap dung cho viec ki6m tra not dung dCt lieu
cua mot chang tit dien
ii. "Chung al se bao g6m mot chang tit dien tit.
iii."No'i xuat trinh" cOa cac chitng tit dign tit có

nghia la mot dia chi dien tin.
iv."Kr va cac tit tuting to bao gom mot chit ky diOfn ti.r.
v. "Bei sung", "Ghi chit hay "DOng deu" có nghia la

not dung dCt lieu ma cac th6ng tin b6 sung cCia no
phi the hien trong mot chCtng tit dien tit.
b. Cac thuat ngit du6c sit dung trong eUCP se có nghia

nhu sau:
i. "Chang ter diOn tit có nghia la:
- DCr lieu du'oc xay dung, du'oc tao ra, du'oc girl di,
duoc giao dich, &roc tip nhan hoac du'oc luu
trCt bang cac phu'cing tien dien tit
- DCt lieu có kha nang xac nhan dii6c su xac dinh

b6 ngoai cua ngu'di girl va cua nguon dit ligu
neu trong do va da lieu do co du6c duy tri tron
yen va kh6ng th6 thay d6i du6c, va
- CO the kiem tra du6c tinh phi) hpp v6i cac dieu
kien va dieu kho .an cua Thu tin dung eUCP.
233
eUCP 1.1/2007/ICC
PIIon nom Mill el* icc
ii. electronic signature means a data process
attached to or logically associated with an
electronic record and executed or adopted by a
person in order to identify that person and to
indicate that person's authentication of the
electronic record.
iii. format means the data organization in which the

electronic record is expressed or to which it
refers.
iv. paper document means a document in a

traditional paper form.
v. received means the time when an electronic

record enters the information system of the
applicable recipient in a form capable of being
accepted by that system. Any acknowledgement
of receipt does not imply acceptance or refusal of
the electronic record under an eUCP credit.
Article e4: Format

An eUCP credit must specify the formats in which
electronic records are to be presented. If the format of the
electronic record is not so specified, it may be presented
in any format
Article e5: Presentation

a. An eUCP credit allowing presentation of:
i. electronic records must state a place for

presentation of the electronic records.
ii. Both electronic records and paper documents

must also state a place for presentation of the
paper documents.
234
eUCP1.1
PRONG WONG MA/ pUOC TE - ICC
H. "Chit ky diOn ter nghia la mot quy trinh xu l act
lieu du'dc dinh kern vdi hoac co lien dai mot cach
lo-gic vdi mot chCtng tit dien tit va do mot ngu'Oi
thcfc hien hoac Itta chon dd xac dinh nguti do va
de xac nhen tinh ch5n that cua chCtng tit dien tit
cua nguti do.
"Hinh that" co nghia la cach t6 chut cac dit lieu
qua do chitng tit dien tit du'dc the hien hoac dudc
tham chieu.
iv."Chang tit van ban" co nghia la mot chCmg tit duOc
the hien dub' hinh thac bang giay truyen thong.
v. "Tigp nha:n" la thdi diem khi chang tit dien tit
truy6n nhep vao he th6ng th6ng tin dm ngu'Oi
nhen Wong thich trong hinh th(tc co the du'oc he
thong do chap nhen. Bat cif mot sttxac nhen nao
y6 ti6p nhen deu kh6ng co nghia la chap nhen
ho5c tit ch6i chCtng tit dien tit theo mot Thti tin
dung eUCP.
Dieu e4: Hinh thtic

M6t ThLt tin dung eUCP phi ghi ro cac hinh thitc cue
chang tit dien tit se dt.toc xuat trinh ma cac du lieu (lien tit
the hien. Neu hinh thCtc cua chCtng tit dien tit kh6ng quy
dinh, thi no co the xuat trinh dad bat kj/ hinh thOc nao.
Dieu e5: Xuit trinh

a. MQt thti tin dung eUCP cho phop xuat trinh:
i. Cac chCtng tit dien tit phi neu ro noi xuat trinh cac
chCtng tit dien tit.
ii. Ca chCtng tit dien of ran chOng tit b5ng van ban
cung phi neu r6 noi xuat trinh chCtng tit bang
van ban.
235
eUCP 1.1/2007/ICC
PHONG maw oudc TE - IOC
b. Electronic records may be presented separately and
need not be presented at the same time.
c. If an eUCP credit allows for presentation of one or

more electronic records, the beneficiary is
responsible for providing a notice to the bank to
which presentation is made signifying when the
presentation is complete. The notice of completeness
may be given as an electronic record or paper
document and must identify the eUCP credit to
which it relates. Presentation is deemed not to have
been made if the beneficiary's notice is not received.
d.
i. Each presentation of an electronic record and the
presentation of paper documents under an eUCP
credit must identify the eUCP credit under which it
is presented.
ii. A presentation not so identified may be treated as

not received.
e. If the bank to which presentation is to be made is

open but its system is unable to receive a
transmitted electronic record on the stipulated expiry
date and/or the last day of the period of time after
the date of shipment for presentation, as the case
may be, the bank will be deemed to be closed and
the date for presentation and/or the expiry date shall
be extended to the first following banking day on
which such bank is able to receive an electronic
record. If the only electronic record remaining to be
presented is the notice of completeness, it may be
given by telecommunications or by paper document
and will be deemed timely, provided that it is sent
before the bank is able to receive an electronic record.
236
eUCP1.1
PRONG NUM Wilk TE - /CC
b. Cac chimg tit then tit có the du'qc xugt trinh rieng biet
va khOng can ph5i xugt trinh dung thqi.
c. Neu mot Thu tin dung cho phep xugt trinh mot hoac
nhi6u hctn mot chang tit diOn tit, thi ngudi thy Wang
c6 trach nhiem ra thong bao cho Ng'an hang tiep
nh'an xugt trinh de cho biet khi nao viec xugt trinh
hoan thanh. Thong bao hoan thanh có the duqc gith
di b5ng chCmg tit dien tit hoac b5ng ch(tng tit van
bk va phi neu r6 Thu tin dung eUCP c6 Then quan.
Viec xugt trinh chang tt:i clu'Oc coi la chua thUc hien
neu chug nhk ditqc thong bao cOa Ngudi thy Wang.
d.
i. M6i khi xugt trinh chang tit dien tit va xugt trinh
chUng tit bang van b5n theo mot Thu tin dung
eUCP phi chi ro Thu tin dyng eUCP ma chCmg tit
duqc xugt trinh.
ii. Viec xugt trinh ma kh6ng chi ro nhu the se clu'qc
coi nhu la chu'a nhk ducic.
e. Neu Ng5n hang tip nhan chang tit ma cita nhung he
thting cOa no kh6ng the tip nh5n mot chang tit then
tit da chuyen vao ngay het han quy dinh va/hoac vao
ngay cu6i dung cOa thoi han xugt trinh ke tit sau
ngay giao hang, trong truong hgp c6 the, Ng5n hang
se &roc coi la clang cita va ngay xugt trinh chitng tit
va/hoac ngay het han se dugc luh lai vao ngay lam
viec tip theo dgu tien ma vao ngay do Ng5n hang
co the tip nh5n chimg tit dien t11. N6u ch(tng tit then
tit duy nhgt con Iai can phi xugt trinh la thong bao
hoan thanh thi no c6 the duqc chuyen b5ng phuang
tign vin th6ng hoac b5ng chang tit van bk va se
&roc coi la &It-1g han, mien la no phi duqc giti di
truoc khi ng5n hang c6 the nh5n chang tit then
237
eUCP 1.1/2007/ICC
PIONS WONG MA/WIC it- ICC
f. An electronic record that cannot be authenticated is
deemed not to have been presented.
Article e6: Examination

a. If an electronic record contains a hyperlink to an
external system or a presentation indicates that the
electronic record may be examined by reference to
an external system, the electronic record at the
hyperlink or the referenced system shall be deemed
to be the electronic record to be examined. The
failure of the indicated system to provide access to
the required electronic record at the time of
examination shall constitute a discrepancy.
b. The forwarding of electronic records by a nominated
bank pursuant to its nomination signifies that it has
satisfied itself as to the apparent authenticity of the
electronic records.
c. The inability of the issuing bank, or confirming bank,
if any, to examine an electronic record in a format
required by the eUCP credit or, if no format is
required, to examine it in the format presented is not
a basis for refusal.
Article el: Notice of Refusal

a.i. The time period for the examination of documents
commences on the banking day following the
banking day on which the beneficiary's notice of
completeness is received.
ii. If the time for presentation of documents or the
notice of completeness is extended, the time for
the examination of documents commences on the
first following banking day on which such bank is
able to receive the notice of completeness.
238
eUCP1.1
Nun BMWS MA/ ode IL ICC
f. M6t chang tit dien tit ma khong thd xac nhan du'oc
tinh ch5n that coa no thi &roc coi nha la chua duoc
xuat trinh.
Dieu e6: Kidm tra
a. Neu mot chUng tit dien tit co trong mot mang lien kat
sieu van ban vdi mot he th6ng ben ngoai hoac viec
xuat trinh chitng tit co quy dinh rang chi:mg tit dien tit
nay co thd duoc kigm tra bang cach tham chieu den
mot he th6ng ben ngoai, thi chitng tit dien tit trong
mang lien kgt sieu van ban hoac gan vdi he th6ng
tham chieu se duoc coi la chitng tit dien tit se du'oc
kidm tra. Viec khOng chi ra he th6ng quy dinh nhu
the de tiep nhan chimg tit dien tit yeti cau tai thdi gian
kidm tra se tao ra sit kh6ng phu hop cOa chitng
b. Can cif vao su chi dinh, mot Ng5n hang chi dinh
chuygn chCing tit dien tit di, thi digu do co nghia la
ng5n hang da th6a man vg tinh chan that b6 ngobi
cua chitng tit dien tit.
c. Ngan hang phat hanh hoac Ngan hang xac nhan,
ngu co, khOng co kha nang kidm tra mot chitng tit
then tit vg mat hinh thiitc theo yeu cal.! dm Thu tin
dung eUCP hoac, ngu khOng co yeu cau ye mat hinh
thi viec kigm tra hinh thac chitng tit xuat trinh
se kh6ng du'oc coi la co so cho viec tit ch6i.
b. Diiu e7: Thong ban of choi
a.
i. Khoang thdi gian kigm tra cac chang tit bat dau tit
ngay lam viec cua ng5n hang tiep theo ngay lam
viec coa ngan hang ma vao ngay do ng5n hang da
nhan &roc thOng bao hoan thanh cua ngudi thy huOng.
ii. Neu thdi han xuat trinh cac chitng tit hoac thong
bao hoan thanh du'oc gia han thi thdi han kigm tra
cac chang tit bat dau tit ngay lam viec tip theo
dau tien ngay ma vao ngay do ng5n hang tiep nhan
xuat trinh co thg nhan duoc th6ng bao hoan thanh.
239
eUCP 1.1/2007/ICC
PNliNS 1NI108 MA/ vac 'cc
b. If an issuing bank, the confirming bank, if any, or a
nominated bank acting on its nomination, provides a
notice of refusal of a presentation which includes
electronic records and does not receive instructions
from the party to which notice of refusal is given
within 30 calendar days from the date the notice of
refusal is given for the disposition of the electronic
records, the bank shall return any paper documents
not previously returned to the presenter but may
dispose of the electronic records in any manner
deemed appropriate without any responsibility.
Article e8. Originals and Copies

Any requirement of the UCP or an eUCP credit for
presentation of one or more originals or copies of an
electronic record is satisfied by the presentation of one
electronic record.
Article e9. Date of Issuance

Unless an electronic record contains a specific date of
issuance, the date on which it appears to have been sent
by the issuer is deemed to be the date of issuance. The
date of receipt will be deemed to be the date it was sent if
no other date is apparent.
Article e10. Transport

If an electronic record evidencing transport does not
indicate a date of shipment or dispatch, the date of
issuance of the electronic record will be deemed to be the
date of shipment or dispatch. However, if the electronic
record bears a notation that evidences the date of
shipment or dispatch, the date of the notation will be
deemed to be the date of shipment or dispatch. A notation
showing additional data content need not be separately
signed or otherwise authenticated.
240
eUCP1.1
PHONG THUM MA/ WIC TE- ICC
b. Neu Ng5n hang phat hanh, Ng5n hang xac nh5n,
ngu có, ho0c mot Ng5n hang chi dinh thqc hien thay
mat cho Ng5n hang tren, ra thOng bao tit choi viec
xugt trinh cac chi ng tit dien tit va khong tip nh5n
cac chi thi coa ben bi thong bao tit ch6i, thi trong
vOng 30 ngay kd tit ngay ra thong bao tit ch6i d61 \tali
viec chuydn giao cac ch(tng tit dien tit, Ng5n hang
se hoan tr6 lai bat cit cac chit/1g tit bang van ban nao
ma trutc do cht.ta tr6 lai cho ngu'ai xugt trinh nhi.Mg
co thd dinh doat cac chang tit dien tit dud bgt k9
hinh thitc nao ma khOng chiu bat cit trach nhiem nao.
Olin e8: Chung tit g0c va ban sao

Bat ky mot yeu c6u nao cua UCP hoac mot Thu tin dung
eUCP ve viec xugt trinh mot hoac nhi6u hgn mgt ban g6c
ho0c ban sao cua mot chang tit dien tit se dugc dap itng
bang viec xugt trinh mot ban chCtng tit dien
Olin e9: Ngay phat hanh

Trit khi chang tit dien tit co quy dinh mot ngay phat hanh
cu thd. Ngay ma vao ngay do ch(tng tit dien tit thd hien d5
dugc giti di ID& ngt.toi phat hanh dugc coi la ngay phat
hanh. Ngay nhan se dugc coi nhu la ngay chitng tit dugc
gilt di ngu kh6ng ghi ro ngay nh5n nao khac.
Win el 0: Van MI
Ngu mot chang tit dien Et la chang tit van tai khong ghi rO
ngay giao hang hay girl hang di, thi ngay phat hanh chiing
tit dien tit do se dugc coi nhit la ngay giao hang hay giti
hang di. Tuy nhien, neu chang tit dien tit c6 ghi chu ngay
giao hang va giti hang di, thi ngay do dugc coi la ngay
giao hang hay gill hang. Mcit ghi chu ve not dung di lieu
b6 sung kh6ng can thiel phai 1(9 rieng biet hoac ngu kh6ng
thi phai k9 xac nh5n.
241
eUCP 1.1/2007/ICC
pfloNs mum MN Rik
Article e11. Corruption of an Electronic Record After
Presentation
a. If an electronic record that has been received by the

issuing bank, confirming bank, or another nominated
bank appears to have been corrupted, the bank may
inform the presenter and may request that the
electronic record be re-presented.
b. If the bank requests that an electronic record be re-

presented
i. the time for examination is suspended and

resumes when the presenter re-presents the
electronic record; and
ii. if the nominated bank is not the confirming bank, it

must provide the issuing bank and any confirming
bank with notice of the request for re-presentation
and inform it of the suspension; but
iii. if the same electronic record is not re-presented

within thirty (30) calendar days, the bank may treat
the electronic record as not presented, and
iv. any deadlines are not extended.
Article e12. Additional Disclaimer of Liability for Presentation

of Electronic Records under eUCP
By satisfying itself as to the apparent authenticity of an

electronic record, banks assume no liability for the identity
of the sender, source of the information or its complete
and unaltered character other than that which is apparent
in the electronic record received by the use of a
commercially acceptable data process for the receipt,
authentication and identification of electronic records.
242
eUCP1.1
MAW rem MA/ outic ICC
Olin ell: Via doi chting tit dien tit sau khl di suit trinh
a. Neu mot chUng tit diOn tit ma Ngan hang phat hanh,
Ngan hang xac nh5n, hay mot Ng5n hang chi Binh
nao khac nh5n dudc thy da co sita doi, ng5n hang
do co thd th6ng bao cho ngLtOi xugt trinh va co the
you ceu phi xugt trinh lai chCrng tit diOn
b. Neu ngan hang yeu c'eu xugt trinh lai chang tit thi:
i. ThOi gian kidm tra chCtng tit ciren tit phi tam ho5n
va chi WO tuc khi ngudi xugt trinh da xugt trinh lai
chCtng tit dien va
ii. Neu Ng5n hang chi dinh kh6ng phi la Ng5n hang
xac nh5n, thi phi th6ng bao cho Ng5n hang phat
hanh va bgt ca Ng5n hang xac nh5n nao ve yeu
c'eu xugt trinh lai ch(tng tit diOn tit va thong bao ye
yiec tri hoan kidm tra nhUng,
iii. Neu chang tit diOn tit nhu the khong dLtdc xugt
trinh lai trong vong 30 ngay thi ngan hang CO thg
coi chang tit diOn tit do nhu khOng dude xugt trinh
va
iv. Thai han xugt trinh lai se kh6ng dudc gia han.
Mitt e12: Sit mien trach hon nita d61 vol vrec suit trinh chitng
tit dien tit then eUCP
Hai long ye tInh ch5n th5t be ngoai cita chUng tit dien tit,
ng5n hang kh6ng co trach nhiem xac Binh ngt_toi giti,
nguon thong tin, ho5c su hoan bi va khong thd sita d6i
trong chang tit, ma chi kidm tra b6 ngobi cua chang tit
diOn tit nh5n dudc do sit dung phudng phap xit ly dCr lieu
mang tInh thudng mai dudc chgp nh5n nh5m dd nh5n, xac
minh va nh5n dang chang tit diOn tit.
243
eUCP 1.1/2007/ICC
Chapter IV.
UNIFORM RULES
FOR BANK-TO-BANK
REIMBURSEMENTS UNDER
DOCUMETARY CREDITS. ICC
PUBLICATION No. 725
(URR-725/2008/1CC)
(APPROVED ON 15-16.04.2008. IN FORCE SINCE 01/10/2008)
Wan IV.
QUY TAC TH6NG NHAT HORN
TRA TIEN GIIIA CAC NGAN
HANG THEO THU TIN DUNG
(URR-725/2008/ICC)
(Mang qua ngay15-16.04.2008,
co hlOu kg tit ngay 01/10/2008)
A. GENERAL PROVISIONS AND DEFINITIONS

MAW 17/1107VG exic icc
A. GENERAL PROVISIONS AND DEFINITIONS
Article 1: Application of URR
The Uniform Rules for Bank-to-Bank Reimbursements

under Documentary Credits ("rules"), ICC Publication No.
725, shall apply to any bank-to-bank reimbursement when
the text of the reimbursement authorization expressly
indicates that it is subject to these rules. They are binding
on all parties thereto, unless expressly modified or
excluded by the reimbursement authorization. The issuing
bank is responsible for indicating in the documentary credit
("credit") that reimbursement is subject to these rules.
In a bank-to-bank reimbursement subject to these rules,

the reimbursing bank acts on the instructions and under the
authority of the issuing bank.
These rules are not intended to override or change the

provisions of the Uniform Customs and Practice for
Documentary Credits.
Article 2: Definitions
For the purpose of these rules, the following terms shall

have the meaning specified in this article and may be used
in the singular or plural as appropriate:
a. "Issuing bank" means the bank that has issued a

credit and the reimbursement authorization under
that credit.
b. "Reimbursing bank" means the bank instructed or

authorized to provide reimbursement pursuant to a
reimbursement authorization issued by the issuing
bank.
246
URR 725
PHONG THONG MN 01/61C 7E - ICC
A. DIEU KHOAN CHUNG VA DINH NGHIA
Difi 1: Ap dung URR

Cac Quy t5c thong nhat vg hoan tr5 ti6n giCra cac ngan
hang theo Thu' tin dung, s6 phat hanh 725 cOa ICC (goi lb
Quy t5c) se bp dung cho tat c5 cac giao dich hoan tr5 giCta
cac ngan hang, khi ma nOi dung cOal:Jy quygn hoar) tr5 chi
ra mot cach rO rang la tham chigu cac Quy t6c. Quy t6c
nay rang buOc cac ben tham gia, khi co sLt quy dinh
khac r6 rang trong Uy quyen hoan tr6. Ngan hang phat
hanh co trach nhiOrn quy dinh trong That tin dung rang You
c6u hoan tth tham chigu cac Quy t6c nay.
Trong viOc hoan tth tin giCta cac ngan hang tham chigu
cac Quy t6c nay, Ngan hang hoan tr6 hanh Ong theo cac
chi thi va theo sit oy quy6n cOa Ngan hang phat hanh.
Quy t6c nay khOng co 9 dinh loai PO hobc thay d6i cac digu
kho5n cOa cac Quy t6c va Thu'c hanh thong nhat v6 Tin
dung chang tit cilia ICC.
Min 2: Cc dinh nghia

Nh6m muc dich cOa cac Quy t6c nay, cac thubt ngCt sau
day se quy dinh coy nghia trong di6u kho5n nay va co thd
sit dung dub' dang so it hobc s6 nhi6u sao cho thich hop:
a. "Ngan hang phat hanh" la ngan hang da phat

hanh That tin dung va Uy quyen hoan tth theo Thu tin
dung do.
b. "Ngan hang hoan tra" la ngan hang &roc Ngan

hang phat hanh chi thi hobc Ciy quy6n thkic hiOn hoan
tth can dr vac. Uy quy6n hoan tth do Ngan hang phat
hanh Thu' tin dung phat hanh.
247
URR- 725/2008/ICC
PHlin mums MA/ ode 'cc
c. "Reimbursement authorization" means an
instruction or authorization, independent of the
credit, issued by an issuing bank to a reimbursing
bank to reimburse a claiming bank or, if so requested
by the issuing bank, to accept and pay a time draft
drawn on the reimbursing bank.
d. "Reimbursement Amendment" means an advice
from the issuing bank to a reimbursing bank stating
changes to a reimbursement authorization.
e. "Claiming Bank" means a bank that honours or
negotiates a credit and presents a reimbursement
claim to the reimbursing bank. "Claiming Bank"
includes a bank authorized to present a
reimbursement claim to the reimbursing bank on
behalf of the bank that honours or negotiates.
f. "Reimbursement Claim" means a request for
reimbursement from the claiming bank to the
reimbursing bank.
g. "Reimbursement undertaking" means a separate
irrevocable undertaking of the reimbursing bank,
issued upon the authorization or request of the
issuing bank, to the claiming bank named in the
reimbursement authorization, to honour that bank's
reimbursement claim, provided the terms and
conditions of the reimbursement undertaking have
been complied with.
h. "Reimbursement undertaking amendment"
means an advice from the reimbursing bank to the
claiming bank named in the reimbursement
authorization stating changes to a reimbursement
undertaking.
i. For the purpose of these rules, branches of a bank in
different countries are considered to be separate
banks.
248
URR 725
PRONG THUYNG MA/ QUIIC
c. "Uy quyen hoan tra" la mot chi thi hoac mot ay
quyen d6c lap veil Thti tin dung do Ngan hang phat
hanh Thu tin dung phat hanh cho Ng5n hang hoan
tra de tra tien cho Ngan hang dOi tien hoac neu Ngan
hang phat hanh yeu cat., thi de tien hanh chap nhan
va thanh toan h6i phigu kj/ han dOi tien Ngan hang
hoan tra.
d. "Saa doi hoan tra" la th6ng bao caa Ngan hang
phat hanh gal cho Ngan hang hoan tra tuyen b6
nhang thay d6i d6i vdi Uy quyen hoar' tra.
e. "Ngan hang chii tien" la ngan hang thanh toan
hoac thu'ong lu'ong thanh toan mot Thu tin dung va
xugt trinh Yeu cau hoan tra den Ng5n hang hoan
tra. Ngan hang doi tien bao gom mot ng5n hang
du'oc ay quyen xuat trinh YOu cau hoan tre tdi Ngan
hang hoan tra thay mat cho ng5n hang flan hanh
thanh toan hoac throng lilting thanh toan.
f. "You cau hoan tra" la mot yeu cau hoan tra tien
caa Ng5n hang dOi tien gai tdi Ngan hang hoan tra.
g. "Cam ket hoan tra" la mot cam kat dOc lap, kh6ng
the hay bd caa Ng5n hang hoan tra phat hanh tren
c0 sa ay quyen hoac theo yeu cau cOa Ngan hang
phat hanh gai tdi Ngan hang doi tien chi dinh trong
Oy quy6n hoan tra de thanh toan You cau hoan tra
caa ng5n hang do, neu pha hop vdi cac dieu kign
va digu khoan coa Cam kgt hoan tra.
h. "Scia doi cam kit hoan tra" la thong bao cua
Ngan hang hoan tra gut tdi Ng5n hang dOi tien quy
dinh trong Oy quyen hoan tra va nhang thay ai d61
vdi Cam kgt hoan tra.
i. Nham muc dich cua cac Quy tac nay, cac chi nhanh
cua mot ngan hang a cac nu'dc khac nhau duoc coi
nhu la nhang ng5n hang dOc lap.
249
URR- 725/2008/1CC
PHONG WON MN 01111C icc
Article 3: Reimbursement Authorizations Versus Credits
A reimbursement authorization is separate from the credit

to which it refers, and a reimbursing bank is not concerned
with or bound by the terms and conditions of the credit,
even if any reference whatsoever to it is included in the
reimbursement authorization.
B. LIABILITIES AND RESPONSIBILITIES
Article 4: Honour of a Reimbursement Claim
Except as provided by the terms of its reimbursement

undertaking, a reimbursing bank is not obligated to honour
a reimbursement claim.
Article 5: Responsibility of the Issuing bank

The issuing bank is responsible for providing the
information required in these rules in both the
reimbursement authorization and the credit, and is
responsible for any consequences resulting from
non-compliance with this provision.
C. FORM AND NOTIFICATION OF AUTHORISATIONS,

AMENDMENTS AND CLAIMS
Article 6: Issuance and Receipt of a Reimbursement

Authorization or Reimbursement Amendment
a. All reimbursement authorizations and reimbursement
amendments must be issued in the form of an
authenticated teletransmission or a signed letter.
When a credit or amendment thereto which has an
effect on the reimbursement authorization, is issued
by teletransmission, the issuing bank should advise
250
URR 725
PRONG WON MAI OUOC
Diiu 3: Uy quyin hoan Ira v5 ThU tin dung
Uy quya'n hoan tra la hoan toan dOc l5p veli Thu' tin dung
ma no co lien quan va Ng5n hang hoan tra khOng lien
quan va khOng bi rang buQc bai cac dieu kien va dieu
khoan coa Thu tin dung, ngay ca khi trong Oy quy'en hoan
tra co b5t dist/ d'an chieu nao den dieu kien va dieu khoan
cOa Thu tin dung.
A. NGHIA IN VA TRACH NHIEM

lidu 4: Thanh toan yeu ciu hart Ira
Ngoai nhUng dieu khoan quy Binh trong Cam ket hoan tra,
Ng5n hang hoan tra khong co nghia vu phai thanh toan
mot Yeu cgu hoan tra nao.
Elidu 5: Trach nhiem cua Ngin hang ghat hanh

Ng5n hang phat hanh co trach nhiem cung cap th6ng tin
&roc yOu ca'u trong cac Quy fac nay c6 trong Uy quya'n
hoan tra Ihn Thu tin dung va co trach nhiem d6i vOi !pal cif
nh'Ung h5u qua nao phat sinh do khong lam dOng vbi dieu
khoan nay.
C. HINH THCIC VA THONG BAO CAC OY QUYEN, CAC

SCIA DOI VA CAC YEU CAU HOAN TRA
lieu 6: PIM h5nh va Hip nhOn Uy (min hoan tra, sita d oi
hoan tra
a. Tat ca cac Uy quy6n hoan tra va cac Sita d6i hoan
tra phai du'Qc phat hanh bang hinh thin dien tin chan
thuc :-to5c la mot thu tin d5 ky. Neu mot Thu tin dung
ho5c Sita d6i tin dung co anh hu'ang den Cy quyen
hoar) tra dude phat hanh b5ng dien tin, thi Ngan hang
phat hanh cung nen thong bao Cy quy6n hoan tra
251
URR- 725/2008/ICC
PHONE NON MA/ WIC It- /CC
b. its reimbursement authorization or reimbursement
amendment to the reimbursing bank by
authenticated teletransmission. The teletransmission
will be deemed the operative reimbursement
authorization or reimbursement amendment, and any
subsequent mail confirmation shall be disregarded.
b. An issuing bank must not send to a reimbursing bank:
i) a copy of the credit or any part thereof, or a copy

of an amendment to the credit in place of, or in
addition to, the reimbursement authorization or
reimbursement amendment. If such copies are
received by the reimbursing bank they shall be
disregarded;
ii) multiple reimbursement authorizations under one

teletransmission or letter, unless expressly agreed
to by the reimbursing bank.
c. An issuing bank shall not require a certificate of

compliance with the terms and conditions of the credit
in the reimbursement authorization.
d. A reimbursement authorization must (in addition to

the requirement of Article 1 for incorporation of
reference to these rules) state the following:
i) credit number;
ii) currency and amount;
iii) additional amounts payable and tolerance, if any;
iv) claiming Bank or, in the case of a freely available

credit, that claims can be made by any bank. In the
absence of any such indication, the reimbursing
bank is authorized to pay any claiming bank;
252
URR 725
Min TOM MA/ 01111C TE - ICC
ho5c Sira d6i hoan tra cila no den Ngan hang hoan
tra bAng dien tin ch5n thu'c. Dien tin se dugc coi la Ciy
quygn hoan tra va SCra doi hoan tra c6 gia tri thu'c
hien va bat cif sti xac nhan bAng thLt giti den sau se
khOng dugc xem xet den.
b. Ng5n hang phat hanh khOng du'gc gifi dgn Ng5n
hang hoan tra:
i) MOt b5n sao Thu' tin dung ho5c bat ca mot phgn
trich sao Thu' tin dung hocb5n sao sita d6i thu' tin
dung de thay cho ho5c b6 sung mot uy quygn
hoan tra ho5c sCia d6i hoan tra. Neu Ngan hang
hoan tra nhan dugc gag b5n sao nhu' thg, thi
chung se kh6ng &roc xem xet clan;
ii) Nhi6u Cly quygn hoan tra trong mot dien tin ho5c
thir tin, tilt khi Ngan hang hoan tra dung y.
e. Trong Ciy quygn hoar) tra, Ngan hang phat hanh se

khOng yeu cgu mot gigy chang nhan su phu hgp vgi
cac di6u kien va di6u kho5n cila Thu tin dung.
f. Mot 0y quygn hoan tra (ngoai you cgu cua Digu 1 vg

an chigu dgn cac Quy tag nay) guy Binh nhu' sau:
i) S6 coa Thu tin dung;
ii) Ngoai to va s6 ti6n;
iii) S6 tin c6 the tra them va dung sai, nau co;
iv) Ng5n hang dal tin ho5c trong tracing hgp Thu' tin
dung co gia tri thanh toan tut do, thi bgt cCr ngan
hang nao clang co thd la Ng5n hang doi ti6n. Neu
kh6ng c6 st,1 chi dAn nhir the, Ng5n hang hoan tra
se dt.tgc lay quygn thanh toan cho bat cue Ngan
hang d6i tinnao;
253
URR- 725/2008/ICC
MN' WOW MAI oulic Icc
v) parties responsible for charges (claiming bank's
and reimbursing bank's charges) in accordance
with Article 16 of these rules.
A reimbursement amendment must state only the

relative changes to the above and the credit
number.
g. If the reimbursing bank is requested to accept and

pay a time draft, the reimbursement authorization
must indicate the following, in addition to the
information specified in (d) above:
i) tenor of draft to be drawn;
ii) drawer;
iii) Drawee of draft,if other than the reimbursing bank;
iv) party responsible for acceptance and discount

charges, if any.
A reimbursement amendment must state the

relative changes to the above.
An issuing bank should not require a sight draft to

be drawn on the reimbursing bank.
h. Any requirement for:
i) pre-notification of a reimbursement claim to the

issuing bank must be included in the credit and not
in the reimbursement authorization;
ii) pre-debit notification to the issuing bank must be

indicated in the credit.
254
URR 725
PRONG THIMG MAI WC it- ICC
v) Cac ben chiu trach nhiem tr6 phi (phi tr6 cho Ng5n
hang doi tin va Ngan hang hoar) tr .6) quy dinh
theo Dieu 16 coa cac Quy t6c nay.
MO su'a d6i hoan trA chi phai neu ra nhCtng phi c6

lion quan den nhCtng muc ghi 6 ton va s6 ci.la That
tin dung.
g. Ngoai nhCtng th6ng tin (15 neu ra 6 ph5n (d) not ten,
neu Ngan hang hoan tra duoc yeu c6u chap nh5ri va
thanh toan hoi phial.' kj/ han, 1:Jy quyen hoan tr6 phai
quy dinh nhti sau:
i) Thoi han hoi phi6u;
ii) Nguoi kj/ h6i phieu;
iii) Ngu'di bi kj/ phat, neu kh6ng phai la Ng5n hang

hoan tr5.
iv) Ben co trach nhiem chap nh5n va chiat kh6u, neu

ca. Viec sita d6i hoan tr6 phai not ro nhCing phi co
lien quan den nhCfng muc fiat not a tron. Ng5n
hang phat hanh khOng nen you c6u hoi phieu tr6
ngay kj/ phat doi tin Ngan hang hoan trA.
h. Bat di yeu c6u nao v6:
i) Th6ng bao cho Ng5n hang phat hanh v6 YOu c6u

hoan tr6 truck han phai duoc quy dinh trong Thu tin
dung, khOng can quy dinh trong oy quy6n hoan tra.
ii) Thong bao ghi no tilt& doi viol Ng5n hang phat
hanh phai &roc quy dinh trong Thu tin dung.
255
URR- 725/2008/ICC
PRONG THONG MA/ ouilc icc
i. If the reimbursing bank is not prepared to act for
any reason whatsoever under the reimbursement
authorization or reimbursement amendment, it
must so inform the issuing bank without delay.
j. In addition to the provisions of Articles 3 and 4, the
reimbursing bank is not responsible for the
consequences resulting from non-reimbursement
or delay in reimbursement of reimbursement claims
when any provision contained in this article is not
followed by the issuing bank or claiming Bank.
Article 7: Expiry of a Reimbursement Authorization
Except to the extent expressly agreed to by the reimbursing
bank, the reimbursement authorization should not be
subject to an expiry date or latest date for presentation of a
claim, except as indicated in Article 9.
A reimbursing bank will assume no responsibility for the
expiry date of a credit and, if such date is provided in the
reimbursement authorization, it will be disregarded.
The issuing bank must cancel its reimbursement
authorization for any unutilized portion of the credit to which
it refers, informing the reimbursing bank without delay.
Article 8: Amendment or Cancellation of Reimbursement

Authorization
Except where the issuing bank has authorized or requested
the reimbursing bank to issue a reimbursement
undertaking as provided in Article 9 and the reimbursing
bank has issued a reimbursement undertaking:
a. the issuing bank may issue a reimbursement
amendment or cancel a reimbursement authorization
at any time upon sending notice to that effect to the
reimbursing bank.
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i. Neu Ng5n hang hoan tra vi bat mit ly do gi khOng thuc

hiOn dudc Uy quy6n hoan tra ho0c Sits d6i hoan tra
thi phai th6ng bao ngay cho Ngan hang phat hanh.
j. Ngoai nhang quy dinh coa Dieu 3 va 4, Ngan hang

hoan tra kh6ng chiu trach nhiOm v6 nhCmg heti qu6
phat sinh do kh6ng hoan tra tin hoc hoan tra chem,
khi Ng5n hang phat hanh va hoec Ngan hang d6i tin
khOng tu5n theo nhCmg not dung quy dinh trong diOu
khoan nay.
Dieu 7: Thai ban hieu Ric ctia Uy puyin hoan tra

Trong chUng mut d5 dudc su' don y cua Ng5n hang hoan
tra, Uy quy6n hoan tra se kh6ng nen quy dinh thdi han
hiOu lut hoec ngay xuat trinh chem nhat You c6u hoan tra,
trif quy dinh a Dieu 9.
Ng5n hang hoan tra se khOng chiu trach nhiOrn v6 thdi han
hiOu lac dm Thu tin dung va n6u thdi han nay du'dc neu
trong Uy quy6n hoan tra thi se khong &roc xem xet den.
Ng5n hang phet hanh phai hOy bO trong Uy quy6n hoar) tra
d61 vdi bat dr not dung nao cOa Thu tin dung khong du'dc
thuc hiOn va th6ng bao ngay cho Ng5n hang hoan tra.
Dieu 8: Via d6i hoac hay bo Uy quyin hoan Ira

TrCt khi Ngan hang phat hanh de' Oy quy6n hoc da yOu c6u
Ng5n hang hoan tra phat hanh Cam kat hoan tra nhu da
quy dinh trong Di6u 9 va Ng5n hang hoan tra da phat hanh
Cam kat hoan tra, thi:
a. Ng5n hang phat hanh có thd phat hanh mot Site d6i
hoc hay IDO Uy quyen hoan tra vao bat cif 10c nao va
gal thOng bao v6 viOc do cho Ngan hang hoan tra.
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b. the Issuing bank must send notice of any amendment to
a reimbursement authorization that has an effect on the
reimbursement instructions contained in the credit to the
nominated bank or, in the case of a freely available
credit, the advising bank. In case of cancellation of the
reimbursement authorization prior to expiry of the credit,
the issuing bank must provide the nominated bank or the
advising bank with new reimbursement instructions.
c. The issuing bank must reimburse the reimbursing
bank for any reimbursement claims honoured or draft
accepted by the reimbursing bank prior to the receipt
by it of a notice of cancellation or reimbursement
amendment.
Article 9: Reimbursement Undertaking

a. In addition to the requirements of subArticles 6 (a), (b)
and (c) of these rules, a reimbursement authorization
authorizing or requesting the issuance of a
reimbursement undertaking must comply with the
provisions of this article.
b. An authorization or request by the issuing bank to the
reimbursing bank to issue a reimbursement
undertaking is irrevocable ("Irrevocable reimbursement
authorization") and must (in addition to the
requirement of Article 1 for incorporation of reference
to these rules) contain the following:
i) credit number;
ii) currency and amount;
iv) full name and address of the claiming bank to
which the reimbursement undertaking should be
issued;
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b. Ngan hang phat hanh phai gOl th6ng bac cho Ng5n
hang chi dinh v6 b5t cit sita d6i nao d6i vdi Uy quyOn
hoan tra co lien quan den cac chi thi hoan tra quy
dinh trong Thu tin dung, hoc trong trubng hop thu tin
dung co gia tri thanh toan hi do, thi cho Ngan hang
thOng bac. Trong taking hop huy bo lJy quy6n hoan
tra trubc khi het hiOu lut dm Thu tin dung, Ngan
hang phat hanh phi cap cho Ng5n hang chi dinh
ho5c Ngan hang th6ng bao cac chi thi hoan tra mdi.
c. Ngan hang phat hanh phi hoan tra cho Ng5n hang
hoan tra bat cif Yeu ca'u hoan tra nao ma Ngan hang
hoan tra da thanh toan ho5c chap nhOn h6i phieu xay
ra truck khi nh5n du'oc hOybO hoc d6i hoar) tra.
Dieu 9: Cam MI hoan Ira

a. Ngoai cac yeu ca'u cua cac muc (a), (b), va (c) Digu 6
cua cac Quy tac nay, mot Uy quy6n hoan tra yeu ca'u
boac Oy quy6n phat hanh mot Cam kOt hoan tra ph6i
phu hop vdi cac di6u quy dinh cua diOu khoan nay.
b. MOt Oy quy6n boac mot yeu cgu cOa Ngan hang phat
hanh dOi vOl Ngan hang hoan tra phat hanh Cam kOt
hoan tra la khOng the hay 1DO ("Oy quy6n hoan tra
khOng the hOy IDO") va (ngoai you ca'u cua Di6u 1 v6
viac clan chiOu Ten cac Quy t6c nay) ph .5i gom nhiing
muc sau day:
i) S6 dm Thif tin dung;
ii) Ngoai to va so ti6n;

iii) S6 tin co the tra them va dung sai, n 6u co;
iv) Ten va dia chi d5y dU cua Ng5n hang dal tian ma
Cam kel hoan tra phat hanh cho ngan hang nay;
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v) latest date for presentation of a claim, including
any usance period;
vi) parties responsible for charges (claiming bank's

and reimbursing bank's charges and reimbur-
sement undertaking fee) in accordance with Article
16 of these rules.
c. If the Reimbursing bank is requested to accept and

pay a time draft, the irrevocable reimbursement
authorization must also indicate the following, in
addition to the information contained in (b) above:
i) tenor of draft to be drawn;
ii) drawer;
iii) Drawee of draft, if other than the reimbursing

bank;
iv) party responsible for acceptance and discount

charges, if any.
An issuing bank should not require a sight draft to

be drawn on the reimbursing bank.
d. If the reimbursing bank is authorized or requested by

the issuing bank to issue its reimbursement
undertaking to the claiming bank but is not prepared
to do so, it must so inform the issuing bank without
delay.
e. A reimbursement undertaking must indicate the terms

and conditions of the undertaking and:
i). the credit number and name of the issuing bank;

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v) Ngay xuat trinh Yeu cau hoan tra ch5m nh5t bao
Tom c6 thdi han tra ch5m;
vi) Cac ben chiu phi (phi tra cho Ngan hang doi tin
va cOa Ngan hang hoan tra vale phi cam k6t hoan
tra) theo Di6u 16 cOa cac Quy tac nay.
c. N6u Ngan hang hoan tra dudc yeu cau ch5p nh5n va
thanh toan,b6i phigu ky han, thi ngoai nhCing muc
da neu U' muc (b) not tren, 1:1y quy6n hoan tra khOng
th0 hOy bo cung ph5i g6m nhang muc sau day:
i) Thai han h6i phi6u;

ii) Ngu'di ky phat;
iii) NgUai bi ky phat, n6u kh6ng phi la Ngan hang
hoar) tra;
iv)Ben co trach nhiem chap nh5n va kh5u trill' phi,
n6u c6.
N/16t Ngan hang phat hanh kh6ng du'dc yeu cau ky
phat h6i phi6u tra tin ngay dOi tin Ngan hang
hoan tra.
d. N6u Ngan hang phat hanh Oy quy6n ho5c yeu cau

Ng5n hang hoan tra 15p Cam k6t hoan tra d6i vdi
Ngan hang doi tien nhu'ng Ng5n hang hoan tra kh6ng
thqc hien du'dc thi phi th6ng bao ngay cho Ngan
hang phat hanh.
e. MOt cam k6t hoan tra phi chi ra nhang di6u kien va
di6u kho5n cOa cam kit:
i) S6 cOa Thu' tin dung va ten coa Ngan hang phat
hanh;
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Pan THONG MA/ WIC
ii) the currency and amount of the reimbursement
authorization,
iv) the currency and amount of the reimbursement

undertaking;
v) the latest date for presentation of a claim, including

any usance period;
vi) the party to pay the reimbursement undertaking

fee, if other than the issuing bank. The reimbursing
bank must also include its charges, if any, that will
be deducted from the amount claimed.
f. If the latest date for presentation of a claim falls on a

day on which the reimbursing bank is closed for
reasons other than those referred to in Article 15, the
latest date for presentation of a claim shall be
extended to the first following banking day.
g. A reimbursing bank is irrevocably bound to honour a

reimbursement claim as of the time it issues the
reimbursement undertaking.
h. i) An irrevocable reimbursement authorization cannot

be amended or cancelled without the agreement of
the reimbursing bank.
ii) When an issuing bank has amended its irrevocable

reimbursement authorization, a reimbursing bank
that has issued its reimbursement undertaking
may amend its undertaking to reflect such
amendment. If a reimbursing bank chooses not to
issue its reimbursement undertaking amendment,
it must so inform the issuing bank without delay.
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ii) Ngoai to va s6 tign coa tJ y quy6n hoan tr6;
iii) SO tin co the thanh town them va dung sai, n6u

co;
iv) Ngoai to va so tin dm Cam ket hoan tr6;
v) NIA/ xuat trinh YOu c6u hoan tr6 ch5m

bao gom c6 thdi han tr6 ch5m;
vi) Ben thanh town IO phi Cam kat hoan tr .& n6u
kh6ng phai la Ng5n hang phat hanh, Ng5n hang
hoan tra ding phai tinh den cac phi dm minh, neu
co, phi nay se &roc trig vao s6 tin doi disdc.
f. Neu ngay xuat trinh Yeti c6u hoan tr6 ch5m nh5t roi
vao ngay Ng5n hang hoan tr6 dung co'a vi nhCfng ly
do khOng phai la ly do not trong Dieu 15, ngay xuat
trinh Yeti c6u hoan tr6 ch5m nhat se du'dc keo dai
den ngay lam vrec ngan hang d6u tien ti6p theo.
g. MOt Ng5n hang hoan tr6 se bi rang buOc khong thO'

hily too d6i voi viOc thanh town You c6u hoan tr6 k6 tif
thdi diem phat hanh Cam kat hoan tr6.
h. i) Mdt Cly quy6n hoan tra khong the hUy IDO la khOng
the sita d6i ho5c hoy IDO neu nhu' khOng co su'
Tong y cua Ngan hang hoan tr6.
ii) Khi Ng5n hang phat hanh si:ta d6i Cly quy6n hoan
tr6 khOng the hoy IDO ma Ng5n hang hoan tr6
da phat hanh Cam kat hoan tr6 roi, thi Ngan hang
hoan tr6 co the seta d6i Cam kat cUa minh de phan
6nh cac sCia d6i do. Neu Ngan hang hoan tra
khOng muon phat hanh Su'a d6i cam kat hoan tr & .
thi no phai th6ng bac, ngay cho Ng5n hang phat
hanh.
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PIfun TIMING MA/ auk rt- 'cc
iii) An issuing bank that has issued its irrevocable
reimbursement authorization amendment shall be
irrevocably bound as of the time of its advice of
the irrevocable reimbursement authorization
amendment.
iv) The terms of the original irrevocable
reimbursement authorization (or an authorization
incorporating previously accepted irrevocable
reimbursement authorization amendments) will
remain in force for the reimbursing bank until it
communicates its acceptance of the amendment
to the issuing bank.
v) A reimbursing bank must communicate its
acceptance or rejection of an irrevocable
reimbursement authorization amendment to the
issuing bank. A reimbursing bank is not required to
accept or reject an irrevocable reimbursement
authorization amendment until it has received
acceptance or rejection from the claiming bank to
its reimbursement undertaking amendment.
i. i) A reimbursement undertaking cannot be amended
or cancelled without the agreement of the claiming
bank.
ii). A reimbursing bank is irrevocably bound as of the
time it issues the reimbursement undertaking
amendment.
iii). The terms of the original reimbursement
undertaking (or a reimbursement undertaking
incorporating previously accepted reimbursement
amendments) will remain in force for the claiming
bank until it communicates its acceptance of the
reimbursement undertaking amendment to the
reimbursing bank.
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MOM maw MN ROC icc
iii) Ngan hang phat hanh da phat hanh mot SCra d61
Oy quy6n hoan tr5 khOng the h6y b6 se bi rang
buQc khOng the hily b6 ke tit thai diem thOng bao
Sita d6i 1:Jy quy6n hoan tr5 kh6ng the huy b6 do.
iv) Cac digu kho5n g6c cUa Cly quy6n hoar' tr5 kh6ng
the hily b6 (hoac Oy quy6n hoar) tr5 co nhang tha
d6i d'a du'oc chap nhan trubc day) van c6 gia tri
hieu lut d6i vai Ngan hang hoan tr5 to' khi Ngan
hang hoan tr5 thOng bao chap nhan sita doi tai
v) Ngan hang hoan tr5 phai thOng dat chap nhan hay
to choi Sica d6i .C1y quy6n hoan tr5 khOng the huy
136 cho Ngan hang phat hanh. Ngan hang hoan tr5
kh6ng buQc phai chap nh5n hay tit ch6i Sita d6i
Uy quyen hoan tr5 cho tdi khi no nhan du'oc sti
chap nhan hay tit ch6i sita d6i coa Ngan hang (RA
tin v6 tha d6i Cam ket hoan tr5 dm n6.
i. i) WO Cam ket hoan tr5 kh6ng the bi sita d6i hoac

huy b6 neu khOng CO su. d6ng y cua Ngan hang
doi ti6n.
ii) Ngan hang hoan tr5 bi rang buQc kh6ng the hOy 136
ke ttitthOi diem no phat hanh Sita d6i Cam kgt hoan
tr5.
iii) Cac digu khoan g6c ciia Cam ket hoan tr5 (hoac
Cam 1(61 hoan tr5 c6 nhiing sita d6i da dligc chap
nhan trubc d5y) van c6 gia try hieu lut d6i voi Ngan
hang dOi tin tai khi no th6ng dat chap nhan sita
d6i Cam ket hoan tr5 cho Ngan hang hoar] tr5.
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iv). A claiming bank must communicate its
acceptance or rejection of a reimbursement
undertaking amendment to the reimbursing bank.
Article 10: Standards for a Reimbursement Claim

a. The claiming bank's claim for reimbursement:
i) must be in the form of a teletransmission, unless

specifically prohibited by the reimbursement
authorization, cr an original letter. A reimbursing
bank has the right to request that a reimbursement
claim be authenticated and, in such case, the
reimbursing bank shall not be liable for any
consequences resulting from any delay incurred. If
a reimbursement claim is made by teletransmission,
no mail confirmation is to be sent. In the event
such a mail confirmation is sent, the claiming bank
will be responsible for any consequences that may
arise from a duplicate reimbursement;
ii) must clearly indicate the credit number and the

issuing bank (and reimbursing bank's reference
number, if known);
iii) must separately stipulate the principal amount

claimed, any additional amount due and charges;
iv) must not be a copy of the claiming bank's advice of

payment, deferred payment, acceptance or
negotiation to the issuing bank;
v) must not include multiple reimbursement claims

under one teletransmission or letter;
vi) must, in the case of a reimbursement undertaking,

comply with the terms and conditions of the
reimbursement undertaking.
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iv) Ngan hang dOi tin phai thong dat chap nhan
hoac tit choi Sita d6i Cam k6t hoan tra tdi Ngan
hang hoan tra.
Olin 10: Cac tieu chub ail Ifni Yeti cau hoan tra
a. You cau hoan tra cua Ngan hang dOi ti6n:
i) Phai dtioc lap du'di hinh thtk di6n tin, tilt khi Uy
quyan hoar) tra khOng cho phep hoac la thu' tin
goo. Ngan hang hoan tra co quyan dOi hOi Yeu
cau hoan tra phai co tinh chan thut va trong
truting hop ninr th6, Ngan hang hoan tra se kh6ng
chiu trach nniam vg nhErng hau qua do su cham
tra. gay ra. Neu mat Yeu cau hoan tra du'oc lap
bang di6n tin thi kh6ng can xac nhan bang that gui
d6n, trong tru'Ong hop co xac nhan bang that gt:ti
dan, Ngan hang dOi tin se phai chiu trach nhiam
d6i vol bat cif hau qua nao co th6 dan d6n hobn
tra tin hai Ian.
ii) Phai chi ro so cua Thu tin dung va ten cua Ngan
hang phat hanh (s6 tham chigu cua Ngan hang
hoan tra, nau bigt).
iii) Phai quy Binh rach r6i s6 tin g6c phai doi, moi s6
tin thu them thich clang va cac phi.
iv) Khong phai lb ban sao thong bao thanh toan,

thanh toan tra cham, chap nhan hoac thu'ong
lu'ong thanh toan cua Ngan hang dOi tin cho
v) KhOng g6m nhi6u You cat., hoan tra trong mot than
tin hoac thu' tin.
vi) Trong twang hop co Cam Ic6t hoan tra, thi phai
pht) hop vOi cac diau ki6n va diau khoan cua Cam
k6t hoan tra.
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b. When a time draft is to be drawn on the reimbursing
bank, the claiming bank must forward the draft with
the reimbursement claim to the reimbursing bank for
processing, and include the following in its claim:
i) general description of the goods, services or

performance;
ii) country of origin;
iii) place of destination or performance,

and if the transaction covers the shipment of
merchandise,
iv) date of shipment;
v) place of shipment.
c. A reimbursing bank assumes no liability or

responsibility for any consequences that may arise
out of any non-acceptance or delay of processing
should the claiming bank fail to follow the provisions
of this article.
Article 11: Processing a Reimbursement Claim
a. i) A reimbursing bank shall have a maximum of three

banking days following the day of receipt of the
reimbursement claim to process the claim. A
reimbursement claim received outside banking
hours will be deemed to be received on the next
following banking day.
If a pre-debit notification is required by the issuing

bank, this pre-debit notification period shall be in
addition to the processing period mentioned above.
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b. Neu c6 h6i phieu ky han ky phat do' tin Ngan hang
hoan tra, Ngan hang dOi tign phi girl h6i phieu ding
Yeu c6u hoan tra tell Ngan hang hoan tra d6 thi hanh
va trong You c6u hoan tra phai bao gom nhiing muc
sau day:
i) M6 t6 chung v6 hang h6a, dich vu hoac thifc hiOn;
ii) Nu& xuat x(t;
iii) Ndi nhan hang hoac thu'c hiOn va n6u c6 giao

dich chuyen cha hang h6a;
iv) Ngay giao hang;
v) Noi giao hang.
c. Ngan hang hoan tra khong co nghia vu hoac trach

nhiOm d6i vOi moi hau qua 66 the phat sinh do khOng
chap nhan hoac thanh toan cham vi Ngan hang dOi
tign khong thu'c hiOn theo dung nhiTing muc treu trong
dreu khoan nay.
Dieu 11: Thyc hien yeu cau hoan tra
a. i) Ngan hang hoan tra se co t6i da 3 ngay lam viec

ngan hang flap theo ngay nhan dude You c6u
hoan tra d6 thifc hren. You c6u hoar) tra nhan
&too ngoai gid lam viec coa ngan hang thi se coi
nhu' la nhan duoc vao ngay lam viec ngan hang
tip theo.
N6u Ngan hang ghat hanh yeu c6u th6ng bao ghi
no tru'Oc, thi thdi gian thOng bao ghi no trubc cling
dude tinh c6 vac) thdi gian thuc hrOn not d tren.
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ii) If the reimbursing bank determines not to
reimburse, either because of a non-conforming
claim under a reimbursement undertaking or for
any reason whatsoever under a reimbursement
authorization, it shall give notice to that effect by
telecommunication or, if that is not possible, by
other expeditious means, no later than the close of
the third banking day following the day of receipt of
the claim (plus any additional period mentioned in
sub-Article (i) above). Such notice shall be sent to
the claiming bank and the issuing bank and, in the
case of a reimbursement undertaking, it must state
the reasons for non-payment of the claim.
b. A reimbursing banks will not process a request for

back value (value dating prior to the date of a
reimbursement claim) from the claiming bank.
c. When a reimbursing bank has not issued a

reimbursement undertaking and a reimbursement is
due on a future date:
i) the reimbursement claim must specify the

predetermined reimbursement date;
ii) the reimbursement claim should not be presented

to the reimbursing bank more than ten banking
days prior to such predetermined date. If a
reimbursement claim is presented more than ten
banking days prior to the predetermined date, the
reimbursing bank may disregard the
reimbursement claim. If the reimbursing bank
disregards the reimbursement claim, it must so
inform the claiming bank by teletransmission or
other expeditious means without delay.
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Mon THONG MAI QffeC
ii) Neu Ngan hang hoan tre quyalt dinh kh6ng hoan
tra, vi you cau hoar) tra hoc la khong phii hop vdi
Cam ket hoan tra hoac la vi b5t cif ly do nao d6
trong Oy quy6n hoan tra, thi ph5i th6ng bao dieu
dO b5ng lien tin, n'6u. kh6ng the, thi phi dung
nhCrng phtiong thot nhanh nhal de th6ng bao ngay,
nhu'ng khong du'oc cham hon cu6i ngay lam viec
ngan hang this ba tip theo ngay nh5n &roc YOu
cau hoan tra (c0ng them moi thdi gian tang them
nhu' da de cap trong Dieu phy (i) not tren). Th6ng
bao nay se du'dc girl tdi Ngan hang &A Wen va
Ngan hang phat hanh va trong twang hop co Cam
ket hoan tra, thi phi neu r6 nhirng ly do kh6ng
thanh toan yeu cau dd.
b. Ngan hang hoan tra se khong thy'c hien mot yeu cau
co gia tri trubc day (gia tri co tilt& ngay cua YOu cau
hoan tra) cOa Ngan hang do' ti6n.
c. Trong true:mg hop, Ngan hang hoar) tra khOng phat

hanh Cam ket hoan tra va viec hoan tra dao han vao
mot ngay trong Wong lai:
i) Yeu cau hoan tra phi quy dinh ngay hoan tra hen
tru'Oc.
ii) Yeu cau hoan tra khong &roc xual trinh cho Ngan
hang hoan tra trubc 10 ngay lam viec ngan hang
trubc ngay hen tru'oc do. Neu Yeu cau hoan tra
dttoc xu5t trinh trubc 10 ngay lam viec ngan hang
so vdi ngay hen trubc, thi Ngan hang hoan tra co
th6 khOng xem xet den Yeu cau hoan tra do va
phi thong bao ngay b5ng dien tin hay b5ng
phu'ong tien nhanh nhal cho Ngan hang dOi tin ye
van de d6.
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iii) If the predetermined reimbursement date is more
than three banking days following the day of
receipt of the reimbursement claim, the reimbursing
bank has no obligation to provide notice of
non-reimbursement until such predetermined date,
or no later than the close of the third banking day
following the receipt of the reimbursement claim
plus any additional period mentioned in (a) (i)
above, whichever is later.
d. Unless otherwise expressly agreed to by the

reimbursing bank and the claiming bank, a
reimbursing bank will effect reimbursement under a
reimbursement claim only to the claiming bank.
e. A reimbursing bank assumes no liability or

responsibility if it honours a reimbursement claim
indicating that a payment, acceptance or negotiation
was made under reserve or against an indemnity, and
shall disregard such indication.
Article 12 - Duplications of a Reimbursement Authorization
An issuing bank must not, upon receipt of documents, give

a new reimbursement authorization or additional
instructions unless they constitute an amendment to, or a
cancellation of an existing reimbursement authorization. If
the issuing bank does not comply with the above and a
duplicate reimbursement is made, it is the responsibility of
the issuing bank to obtain the return of the amount of the
duplicate reimbursement. The reimbursing bank assumes
no liability or responsibility for any consequences that may
arise from any such duplication.
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iii) Ngu ngay hoan trh du'oc hen tuft la nhi6u han 3
ngay lam viec ngan hang ti6p theo ngay nh'an
du'oc Yeu c6u hoan tr6, thi Ngan hang hoan tr5
kh6ng c6 nghia vu phai th6ng bao viec kh6ng thu'c
hign hoan tr6 trudc ngay di hen hoac trubc khi kgt
thiic ngay lam viec ngan hang this 3 tiptheo ngay
nh5n duoc Ygu c6u hoan tra Ong vdi moi thdi
gian tang them a ph5n (i) muc (a) not a ten, tujr
thu6c yap ngay nao muOn hon.
d. Trif khi có sir thoa thu5n khac giita Ng5n hang hoan
tr6 va Ngan hang doi tien, Ngan hang hoan tr6 chi
thut hien hoan tr6 cho Ng5n hang dOi tien chi theo
Ygu c6u hoan
e. Ngan hang hoan trA kh6ng c6 nghia vu hoac trach

nhigm ye viec thanh town mot Yeu c6u hoan trA ma
Yeu c6u do quy Binh rang viec thanh town, chip nh5n
hoac thu'ong luong thanh toan du'oc thuc hien có bac)
luu hoac co b6i thudng va ng5n hang se khOng xem
xet d6n cac ygu c6u do.
Diiti 12: Hai In Hy quyin hoan tra
Khi nh5n &roc chang tit, Ngan hang phat hanh khOng duoc
l5p mot C.1y quy6n hoan trA mdi hoac cac chi thi b6 sung,
tit khi do la mot su Su'a dOi hoac huy 136 mot Uy quygn
hoan tr6 dang có hieu luc. Ngu Ng5n hang phat hanh
khong thuc hign dOng digu nay an dgn viec hoan trA hai
I6n, thi Ngan hang phat hanh phai chiu trach nhigm thu lai
s6 tien da hoan trA I6n this hai. Ngan hang hoan tre' khong
c6 nghia vu hoac trach nhigm d6ivoi nhir. ng h5u quA co th5
phat sinh tit viec tr6 tien hai I5n gay ra.
273
URR 725/2008/ICC
-
PINING MINN MAI QUOC icc
D. MISCELLANEOUS PROVISIONS
Article 13: Foreign Laws and Usages

The issuing bank shall be bound by and liable to indemnify
the reimbursing bank against all obligations and
responsibilities imposed by foreign laws and usages.
Article 14: Disclaimer on the Transmission of Messages
A reimbursing bank assumes no liability or responsibility for

the consequences arising out of delay, loss in transit,
mutilation or other errors arising in the transmission of any
messages, delivery of letters or documents, when such
messages, letters or documents are transmitted or sent
according to the requirements stated in the credit,
reimbursement authorization or reimbursement claim, or
when the bank may have taken the initiative in the choice of
the delivery service in the absence of such instructions in
the credit, reimbursement authorization or reimbursement
claim. A reimbursing bank assumes no liability or
responsibility for errors in translation or interpretation of
technical terms.
Article 15: Force Majeure
A reimbursing bank assumes no liability or responsibility for

the consequences arising out of the interruption of its
business by Acts of God, riots, civil commotions,
insurrections, wars, acts of terrorism or by any strikes or
lockouts or any other causes beyond its control.
Article 16: Charges
a. A reimbursing bank's charges are for the account of

the issuing bank.
274
URR 725
MAN MIRING MAI ouic
D. CAC DIED KHOAN KHAC
1:116u 13: Luat nUtic ngoai va tap quan
Ngan hang phat hanh se bi rang buQc va se co trach
nhiem d5m b5o cho Ngan hang hoan tr6 thoat khoi moi
nghia vu va trach nhiem ma luat phap va tap quan
nutic ngobi quy dinh.
Diiu 14: Su' mien trach va chuyin dich thU tit va then tin
Cac Ng5n hang hoan tr6 se kh6ng co nghia vu hoac
trach nhiem vg n[1E-Mg hau quA phat sinh tit ski cham tre',
mat mat trong chuydn tin, bi cat xen hoac cac sai sot
khac phat sinh trong chuydn giao bat cif thU tii dien tin,
,
hoac chang tii ngu chUng duoc gill di hoac chuydn giao
phu hop vOi cac yeu ca'u quy dinh trong Thu tin dung,
Uy quyen hoan tr6 hoac Yeu cgu hoan tr6 hoac ngu
ng5n hang co thd da co sang kien trong viec Ira chop
dich vu chuydn giao ma khong co cac chi thi nhu the
trong Thu tin dung, Ciy quyen hoan tr5 hoac YOu cgu
hoan trA. Ng5n hang hoan tr6 kh6ng co nghia vu hoac
trach nhiem d6i vdi cac sai sat trong dich thuat cac
thuat ngct.
Blau 15: Bit kha khang
Cac Ngan hang hoan tr6 khong co nghia vu hoac chiu
trach nhiem ve n[1E-mg hau qu6 phat sinh do hoat Ong
kinh doanh cCia minh I)i gian doan vi thien tai, bac. Ong,
clan bidn n6i day, chitin tranh, hanh Ong khung b6
hoac bat chi cac cuQc dinh cong hoac bg xuang hoac
bat cac nguyen nh5n nao khac vu'ot ra ngobi kh5
nang kidm soat cua ho.
Blau 16: Cac Ioai phi
a. Cac Ioai phi dm Ngan hang hoan tr6 se do Ngan
hang phat hanh ganh chiu.
275
URR- 725/2008/ICC
PH0NO WON MAI 0111C
b. When honouring a reimbursement claim, a
reimbursing bank is obligated to follow the
instructions regarding any charges contained in the
reimbursement authorization.
c. If a reimbursement authorization states that the

reimbursing bank's charges are for the account of the
beneficiary, they shall be deducted from the amount
due to a claiming bank when reimbursement is made.
Where a reimbursing bank follows the instructions of
the issuing bank regarding charges (including
commissions, fees, costs or expenses) and these
charges are not paid, or a reimbursement claim is
never presented to the reimbursing bank under the
reimbursement authorization, the issuing bank
remains liable for such charges.
d. All charges paid by the reimbursing bank will be in

addition to the amount of the authorization, provided
that the claiming bank indicates the amount of such
charges.
e. If the issuing bank fails to provide the reimbursing

bank with instructions regarding charges, all charges
shall be for the account of the Issuing bank.
Article 17: Interest Claims/Loss of Value
Any claim for loss of interest, loss of value due to any

exchange rate fluctuations, revaluations or devaluations
are between the claiming bank and the issuing bank,
unless such losses result from the non-performance of the
reimbursing bank under a reimbursement undertaking.
276
URR 725
Mon MINNS MAI
b. Khi thanh toan mot Yeu cau hoan tra, Ng5n hang
hoar] tra co trach nhigm tuan theo nhang chi clan lien
quan dgn moi loai phi quy dinh trong C1y quyen hoan tra.
c. Ngu lJy quygn hoan tra quy dinh rang cac loai phi cua
Ng5n hang hoan tra se do Nguoi thy Wang Thu' tin
dung chiu, cac phi do SO du' dc khgu trit vao s6 tien
khi Yeu cau hoan tra dudc thanh toan. Ngu Ngan
hang hoan tra thyc hiOn theo chi thi cua Ng5n hang
phat hanh ye thu phi (Om hoa hong, 10 phi, phi ho0c
cac chi phi khac) va nhCrng phi nay khOng du'dc thanh
toan ho0c You cau hoan tra kh6ng dudc xua't trinh
cho Ng5n hang hoar) tra theo lJy quyen hoan tra, thi
Ng5n hang phat hanh van phi chiu trach nhigm
thanh toan cac phi do.
d. Tat ca cac loai phi do Ngan ha:lg hoan tra d5 thanh

toan se Ong them vao so tien cua Ciy quyen hoan tra,
mien la Ngan hang d6i tien CO neu ra so phi do.
e. Ngu Ng5n hang phat hanh kh6ng cung cap cho Ngan
hang hoan tra nhang chi dan lien quan den cac loai phi,
thi Ng5n hang phat hanh se phi chiu cac loai phi do.
Didu 17: Cac khia nai vi tien vd gia tri
Moi khigu nai ye tien 15i, ton thgt ye gia tri do 135't cif nhiTing
sy bign Ong cua ty gia, lOn gia ho4 pha gia tien to gay ra
se thu0c ye Ng5n hang d6i tien va Ngan hang phat hanh,
trif khi cac ton thgt nhu the la do Ng5n hang hoan tra quy
dinh trong Cam kgt hoan tra kh6ng thyc hiOn nghia vu.
277
URR- 725/2008/ICC
BO TAP QUAN QUOC A vf UC
Maw ran Pin mdl nat
Chiu trach nhi5m xual ban:

NGUYEN THI THU HA
Bran tap A seta ban in:

PHAM VAN GIAP
Trinh bay:
PHAM VAN GIAP
NGUYEN MANH HOANG
Trinh bay bia:

H6NG MINH
In 1.000 cu6n kh6 13,5 x 24 cm tai Cong ty TNHH san xugt va Thuong mai
Thai Vigt
S6 dang ky kg hoach xugt ban 131-2010/CXB/11 - 28/MT.
S6 quygt dinh xugt ban 115/QD-NXB TTTT ngay 10 thang 6 nam 2010
In xong va nap Itiu chieu thang 7/2010.

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ICC - PHONG THUUNG MAI QUOC TE

BO TO ouAN ouk irf

• UCP-600/2007/ICC — Cac Quy tAc

NM HAT BAN THONG TIN VA TRUYEN THONG

• THE UNIFORM CUSTOMS AND PRACTICE

Bcin quyen tcic gici cuo'n scich thuc5c ve Nha

N6i dung cuein sach Om 4 phan:

NHA XUAT BAN THONG TIN

LOB Nha xuat b5n 3

Article 21: Non-Negotiable Sea Waybill 82

Article 22: Charter Party Bill of Lading 86

Article 23: Air Transport Document 90

Article 24: Road, Rail or Inland Waterway Transport 92

Article 28: Insurance Document and Coverage 100

Article 29: Extension of Expiry Date or Last Day for 102

Article 32: Instalment Drawings or Shipments 106

Article 33: Hours of Presentation 108

Article 34: Disclaimer on Effectiveness of 108

Dieu 35: Mien trach v6 dich thuat va chuyen giao 109

PRACTICE FOR THE EXAMINATION OF

Ap dung Dieu 22 UCP 600 193

BO day do cac ban Vic 193

Nhang sita chCta va thay doi 199

Ap dung D:eu 23 UCP 600 203

Ban g6c chang tit van tai hang khong 203

Ap dung Dieu 28 UCP 600 219

XUAT TRINH CHCING TO' DIEN - BAN DIEN

Di5u e2: Moi quan he cua eUCP va UCP 231

Di5u e3: Cac dinh nghia 233

Di5u e4: Hinh thin 235

Di5u e5: Xuat trinh 235

Di5u e6: Kidm tra 239

Di5u e7: Th6ng bao tit ch6i 239

Di5u e8: Chang tit g6c va b5n sao 241

Di5u e9: Ngay phat hanh 241

Di5u el 0: Van fai 241

Phgn IV. QUY TAC THONG NHAT HOAN TRA 245

A. Di6u khoin chung va dinh nghia 247

Di5u 1: Ap dung URR 247

Di5u 2: Cac dinh nghia 247

Di5u 3: Oy quAn hoan tra va Thu' tin dung 251

B. Nghia vu va trach nhiem 251

Di5u 4: Thanh toan yOu ca'u hoan tra. 251

C. Hinh thdc va thOng bac, cac Uy quyOn, cac

Dieu 9: Cam ket hoan tra 259

Dieu 12: Hai In Uy quy6n hoan tra 273

D. Cac di6u kho'in khac 275

This revision of the Uniform Customs and Practice for

ICC, which was established in 1919, had as its primary

It is important to recall that the UCP represent the work of

International Chamber of Commerce

Teing thu kjt

Ph6ng Thwing mai Qu6c

Thang 5/2003, Phong Thu'ong mai Qu6c to d5 ay quy6n cho

06 giai quy6t nhi:ing van d6 nay va mot s6 van d6 khac co

Laurence Kooy — CO van phap 1u5t; BNP Paribas, Paris; Dai

Katja Lehr — Giam d6c kinh doanh, Tieu chudn dich vu

Ole Malmqvist — Pho chU tich, Ngan hang Danske,

Ghee Seng Soh — Consultant, Association of Banks in

Dan Taylor — President and CEO, International Financial

Alexander Zelenov — Director, Vnesheconombank,

Ron Katz — Policy Manager, ICC Commission on Banking

The undersigned had the pleasure of chairing the Drafting