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To cite this article: André Furtado, Hugo Rodrigues, Humberto Varum & Aníbal Costa (2015):
Evaluation of different strengthening techniques’ efficiency for a soft storey building, European
Journal of Environmental and Civil Engineering, DOI: 10.1080/19648189.2015.1119064
Article views: 23
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European Journal of Environmental and Civil Engineering, 2015
http://dx.doi.org/10.1080/19648189.2015.1119064
1. Introduction
The quality of existing buildings is the key for the people’s quality life, because the
interaction between building and user is present in every moment since the work time
to the leisure time. In particular, the building’s structural safety is a functional require-
ment by the society, but remains a big doubt about the buildings located in seismically
active areas. Recent earthquakes like Sichuan (China) in 2008, L’Aquila (Italy) in 2009,
Port-au-Prince (Haiti) in 2010 and Lorca (Spain) in 2011 showed that some reinforced
concrete (RC) buildings with infill masonry (IM) walls are vulnerable when subjected to
earthquakes. The presence of IM walls in the RC structures is very common in the Por-
tuguese building stock (Furtado, Rodrigues, Arêde, & Costa, in press), however, at the
design process of new buildings and the assessment of existing ones, the IM walls are
usually considered non-structural elements and their contribution in the structural
response is ignored. Although, it has been observed that numerous buildings were
severely damaged or even collapsed due to the structural modifications of the basic
structural system introduced by these elements (Vicente, Rodrigues, Varum, Costa, &
Mendes da Silva, 2012).
The seismic structural design codes are essential to reduce the seismic risk of the
buildings, but not enough. If the structural design codes aren’t properly applied at the
design process, or if there is an unappropriated control during the execution of the con-
struction, can be conceived vulnerable structures (Varum, 2003). To ensure a satisfactory
structural behaviour during the earthquake is necessary to guarantee the quality of the
design process and the construction. Recent earthquakes have shown that these two
aspects, in particularly the quality of construction is highly connected with the overall
performance of the structure when submitted to seismic actions (Romão et al., 2013).
It is common to assume that IM walls are always beneficial to the structural
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response but the contribution of these elements can be positive or negative, depending
on a series of a phenomena and parameters (Rodrigues, Varum, & Costa, 2010). The
presence of IM walls can increase significantly the global stiffness by acting as a com-
pressed diagonal strut, resulting thus in a possible change of the seismic demand due to
significant reduction of the natural period of the composite structural system (Rodrigues,
Varum, & Costa, 2008). This consideration associated with a vertical or plan irregularity
can induce unexpected mechanisms.
A very common type of irregularity in the Portuguese RC buildings is the existence
of soft storeys (mainly on the ground floor) for the location of parking lots, shops and
offices or simply associated with architectural options. This type of vertical stiffness
irregularity can introduce to the structure a soft storey mechanism, making these the
most vulnerable storeys since their columns suffer high deformation that can cause their
collapse (Dolsek & Fajfar, 2001), as observed in Figure 1. Many authors have
investigated this type of mechanism and have concluded that is characterised by the
concentration of the displacement at the floors which exist stiffness irregularity (caused
by the discontinuities of structural or non-structural elements) (Alinouri, Danesh, &
Bharam, 2013; Beigi, Sullivan, Calvi, & Christopoulos, 2012; Davis, Krishnan, Menon,
& Prasad, 2004; Dolsek & Fajfar, 2001; Guney & Aydin, 2012; Manfredi, Ricci, &
Verderame, 2012).
In this context, the main objective of this study is to investigate numerical and
analytically the effectiveness of different strengthening solutions to improve the seismic
performance of an existing RC building in Portugal. For this, four strengthening
2. Case study
2.1. Description and modelling parameters
The study of the seismic vulnerability of existing buildings in urban areas with moder-
ated/high seismic risk is of extreme importance to evaluate their safety according to the
recently proposed international codes and recommendations. In particular, present study
will focus on the existing buildings in Portugal constructed in the 50’s decade, which
had the particular modern architecture style influenced by Le Corbusier. This buildings
are characterised by the absence of IM walls in the ground floor with the main purpose
of these spaces become parking lots for cars, shops or simply serve as a passage for
pedestrians. The study of strengthening solutions for this type of building is of full
importance to reduce the seismic vulnerability and the probability of occur soft storey
mechanism which could cause the buildings’ collapse.
The building under study is located in Lisbon and is characterised by not have
masonry infill walls on the ground floor (Figure 2(a) and (b)). The block plan is
(a) (b)
(c)
Figure 2. General view of the building under study (a) Front view (b) Numerical model (c)
Building plant.
4 A. Furtado et al.
rectangular with 11.1 m width and 47.40 m length (Figure 2(b)), and the building has the
height of eight habitation storeys plus the ground floor column’s height, making a total
of 27.40 m. The main structural system (12 parallel plane frames) restricts the architec-
ture. The layout of the units in the building block (floor type with six duplex apartments)
was defined in accordance with the structural system. The distance between the frame’s
axes is 3.80 m. Each frame is supported by 2 columns and has 1 cantilever beam on each
side with a span of 2.80 m, resulting in 13 modules. To simulate the structural behaviour
of the building presented, it was used the computer software SeismoSoft (2004), that
contemplates some important issues like the non-linear behaviour of RC elements and
the influence of the masonry infill walls in the global seismic response of the building.
The building was analysed in the both principal direction by a 3D model (Figure 2(b)).
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The model concrete material model developed by Mander, Priestleyand, and Park,
(1988) was adopted to represent the confined and unconfined concrete hysteretic beha-
viour and the Menegotto–Pinto (Menegotto & Pinto, 1973) material model for the steel
hysteretic behaviour. To represent the masonry infill walls, it was used the macro-model
proposed by Crisafulli (1997) and all the parameters required to define the hysteretic
behaviour were determined according to Smyrou calibration values (Smyrou, Blandon,
Antoniou, Pinho, & Crisafulli, 2011). For the numerical analyses, constant vertical loads
distributed on beams were considered in order to simulate the dead load of the
self-weight including RC elements and infill walls, finishing and the corresponding
quasi-permanent value of the live loads, giving a total value of 8.0 kN/m2.
The mass of the structure was assumed to be concentrated at storey levels. Each
storey has a mass, including the self-weight of the structure, infill walls and finishing
and the quasi-permanent value of the live loads, of about 4 M tons. For the dynamic
analysis, the storey mass is assumed to be uniformly distributed across the floors.
The validation of numerical model can be achieved through the comparison between
the experimental frequencies and the numerical or analytical ones. In this study, to vali-
date the numerical building model, some measurements were made in situ in the two
independent directions of the first natural structural frequency, using a seismograph, and
the ambient vibration.
Additionally, the first natural frequency of the structure was determined analytically
according to Eurocode-8 proposal equation (Equation (1)):
T1 ¼ Ct H 3=4 (1)
where Ct is determined according to Equation (2), and H is the height of the building
since the foundation until the top of the building.
pffiffiffiffiffi
Ct ¼ 0:075 Ac (2)
where Ac is given by Equation (3):
X
Ac ¼ ðAi ð0:2 þ lwi =HÞ2 Þ (3)
where Ac is the effective area of the walls in the first storey of the building, Ai is the
effective transversal area of the wall i in the first storey of the building and lwi is the
length of the wall i in the first storey.
In the Table 1 are indicated the obtained values for the natural frequencies of the
building experimentally, numerically and analytically. A good agreement was found
between the experimentally measure and the period estimated with the numerical
structural model, which constitutes the first validation of the numerical model.
European Journal of Environmental and Civil Engineering 5
out infills and performing non-linear static pushover analysis (uniform, triangular and
adaptive). Adaptive pushover results are presented next as the reference result because
this type of pushover taking full account of the effect that the deformation of the struc-
ture and the frequency content of input motion have on its dynamic response character-
istics which represent better the real structural behaviour (Antoniou & Pinho, 2006).
(a) (b)
(a) (b)
9000 1.75
Uniform_BFM BFM
7000 Uniform_IMM
Base Shear (kN)
Triang_IMM 1.25
6000 Adapt_IMM
5000 1.00
4000 0.75
3000
0.50
2000
0.25
1000
0 0.00
0.0 0.2 0.4 0.6 0.8 1.0 0.00 0.05 0.10 0.15 0.20 0.25 0.30
Top displacement (m) Top displacement (m)
9000 1.75
Uniform_BFM BFM
Fundamental frequency (s-1)
7000 Uniform_IMM
Base Shear (kN)
Triang_IMM 1.25
6000 Adapt_IMM
5000 1.00
4000 0.75
3000
0.50
2000
1000 0.25
0 0.00
0.00 0.25 0.50 0.75 1.00 0.00 0.05 0.10 0.15 0.20 0.25 0.30
Top displacement (m) Top displacement (m)
Figure 4. Non-linear static Pushover analysis results (a) Capacity curves (b) Evolution of the
fundamental frequencies.
9 times higher initial stiffness, 1.5 times higher strength, but have much less ductility
than the BFM (.15 times less), as illustrated in (a).
Through the adaptive pushover analysis, the frequencies of the two models by each
step were determined. The IMM, in both directions, suffer the largest decreased the
initial frequency value during the analysis approaching to the BFM values (b) which is
given by the degradation of the infills.
(Table 3). Hazard consistent time series of acceleration (with 15 s of duration) were
artificially generated yielding a set of 10 uniform hazard response spectra for increasing
RP. On Figure 5 is illustrated the ground motion acceleration of seismic action for the
RP of 2000 years.
The obtained results allow verifying the safety according to the hazard levels pro-
posed by the international recommendations SEAOC-Vision2000 (1995) and FEMA356
(2000) to evaluate the building safety. Another global drift limits have been used,
namely the Ghobarah proposal (Gobarah, 2004) recommended for non-ductile structures
which is the case of rehabilitation/strengthening of existent buildings. All the proposed
limits drifts are presented in Table 4.
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4
3
Acceleration
2
1
(m/s2)
0
-1 0 15
-2
-3
-4
Figure 5. Ground motion acceleration time history for the 2000 years RP.
(a) (b)
9 6
LD LD
1st storey maximum drift (%)
8 TD TD
5 Vision 2000
7 Fema 356
Storey Number
4 Gobarah
6
5
3
4
3 2
2
1 1
0
0.0 0.5 1.0 1.5 2.0 0.1 0.2 0.3 0.4
LD LD
Maximum base shear (kN)
8000 TD TD
2500
7000
2000
6000
5000 1500
4000
1000
3000
500
2000
1000 0
0.1 0.2 0.3 0.4 0.1 0.2 0.3 0.4
Peak ground acceleration (g) Peak ground acceleration (g)
Figure 6. Dynamic results (a) Maximum first-storey drift (b) Maximum inter-storey drift (c)
Maximum base shear (c) Maximum top displacement (d) Maximum energy dissipation.
European Journal of Environmental and Civil Engineering 9
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Figure 7. Member intervention techniques: (a) CFRP jacketing (b) steel jacketing (c) RC
jacketing.
There are factors that affect this process such as socioeconomic issues, cost–benefit
factor and importance of the building, work duration, conditioning of the utilisation of
the building, functionality and compatibility with the intervention and the original archi-
tecture of the building (Varum, 2003). In any case, the selection of the strengthening
strategy to adopt and its implementation should be developed based on the results of a
preliminary structural assessment. The strengthening strategies can be classified
according to these two major groups (Thermou & Elnashai, 2005):
• Global structural system intervention techniques: in the most of the cases are less
costly than the intervention in all of the structural members, especially if these
types of intervention require temporary interdiction of the building, demolition
and/or reconstruction of non-structural elements such as masonry infill walls or
false ceilings. The most well-know, economics and efficient global strengthening
techniques are: addition of RC structural shear walls, addition of steel braces (SB)
with and without energy dissipation (shear link), base seismic isolation, mass
reduction or another technique including tuned mass and liquid dampers or hybrid
combination of active and passive energy dissipation device.
• Member intervention technique: this type of strategy aims to increase the deforma-
tion capacity of deficient components so that they will not reach their limit state
as the building response at the required level. Some of the structural elements
haven’t the adequate strength, stiffness or deformation capacity to satisfy the
strengthening objectives. Members without adequate strength, stiffness and/or duc-
tility can be strengthened using various types of techniques. The most common
member interventions are: RC jacketing (Figure 7(c)), steel jacketing (Figure 7
(b)), CFRP jacketing (Figure 7(a)), injection of cracks, epoxy resin injections,
shotcrete and others. This strategy tends to be the most economical approach to
strengthening when only a few number of buildings components are inadequate.
The global structural system intervention techniques are adequate if the most part of
the elements are weak and have a good behaviour when submitted to seismic actions. In
the case of structures in which many of their elements have a poor performance, the
10 A. Furtado et al.
2011).
Figure 8. Plant disposition and cross-section of the new strengthened ground floor columns by
RC jacketing (RCJ) technique.
(section 5). The cross-section of both RC shear walls are illustrated on Figure 10(a)
and (b).
implemented on the computer program and was calibrated with experimental results of
a full-scale cyclic test of a retrofitted frame with the same dissipative device (Varum,
2003). The hysteretic behaviour and the energy dissipation resulted from the calibration
analysis and the plant disposition of the SB-EDD are presented on the Figure 11(a)–(c)
respectively.
35 100
Base shear (kN)
30
50
25
0
20
-50
15
10 -100
5 -150
0 -200
0 2000 4000 6000 8000 -0.03 -0.02 -0.01 0.00 0.01 0.02 0.03
Time (s) Displacement (m)
(c)
Figure 11. SB-EDD strengthening technique (a) Energy dissipation (b) Hysteretic behaviour
results from the calibration analysis (c) Plant disposition of the k-bracing.
European Journal of Environmental and Civil Engineering 13
6 6
O O
2 2
1 1
0 0
0.1 0.2 0.3 0.4 0.1 0.2 0.3 0.4
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RCJ RCJ
12000 12000
8000 8000
4000 4000
O O
Maximum energy dissipation (kN)
RCJ RCJ
6000 SB 6000
SB
RCSW RCSW
5000 SB-EDD 5000 SB-EDD
4000 4000
3000 3000
2000 2000
1000 1000
0 0
0.1 0.2 0.3 0.4 0.1 0.2 0.3 0.4
Peak ground acceleration (g) Peak ground acceleration (g)
Figure 12. Strengthening techniques results (a) Maximum first-storey drift (b) Maximum base
shear (c) Maximum energy dissipation.
eliminating completely the soft storey mechanism. The others strengthening techniques
reduces the original drift for half of the value.
It was observed that the largest increase of maximum base shear occur in the SB
solution which is seven times higher than the original and the lower increase belongs to
the SB-EDD solution (two times higher), illustrated in Figure 12(b). The results related
to the maximum energy dissipation show that the most effective technique is the SB in
both directions and the other techniques with a similar results in the LD. In transversal
direction, the RCJ and SB-EDD are the second and third most effective techniques.
It was also studied, in each way, the introduction of the strengthening techniques
have increased the maximum upper storey drifts, particularly if occur any damage of the
14 A. Furtado et al.
IM walls when the strengthened building is subjected to seismic actions. The definition
of limit states for infills can be directly related with the inter-storey drift demand. Based
on the strut model, Magenes and Pampanin (2004) have proposed an empirical evalua-
tion for the damage level of the infills that corresponds to certain limit state, depending
of the axial deformation. The FEMA-306 (1999) document also provide reference val-
ues of inter-storey drift for RC buildings with masonry infill walls. The drift limit pro-
posed for brick masonry is 1.5%, and it can be also find in these documents the drift
limit for the beginning of the diagonal cracking which is .25% (Vicente, Rodrigues,
Varum, Costa, & Silva, 2012) as can be observed in Figure 13.
Through the results of the maximum inter-storey drift (Figure 14(a)), it can be con-
cluded that the SB and RCSW solutions increased slightly (5–10%) the upper storey
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drift. After analysing all the upper storey drift values for all the strengthening tech-
niques, it can be concluded that only occur diagonal cracking in the IM walls in SB
model for the RP of 2000 and 3000 years and in both directions. The introduction of
the other strengthening solutions didn’t cause any damaged to the IM walls.
Figure 13. Relative drifts of masonry infill for different damage states.
Source: Adapted from Markulak, Radić, and Sigmund (2013).
European Journal of Environmental and Civil Engineering 15
(a) (b)
9 O 0.6
SB
6 0.4 RCSW
5 SB-EDD
0.3 Diagonal cracking
4 Collapse
3
0.2
2
1 0.1
0.0
0.0 0.5 1.0 1.5 2.0 0.1 0.2 0.3 0.4
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9 O 0.6
5 SB-EDD
0.3 Diagonal cracking
4 Collapse
3
0.2
2
1 0.1
0.0
0.0 0.5 1.0 1.5 2.0 0.1 0.2 0.3 0.4
Maximum inter-storey drift (%) Seismic peak acceleration (g)
Figure 14. Strengthening techniques results (a) Maximum inter-storey drift (b) Upper storey
maximum drift.
Table 5. Patrimonial value of the building aggregate and cost of the strengthening proposal
solutions.
Estimated patrimonial value of the aggregate
9045500€
strengthening action cost
Retrofitting solution Strengthening action cost (€) Patrimonial value of the aggregate ð%Þ
RCJ 37750 .40
RCSW 38880 .43
SB 44680 .50
SB-EDD 10750 .12
from the efficiency of the SB solution. In fact, the SB strengthening solution presents
itself globally as the most efficient solution in the reduction of the deformation
demands, but is the most costly and intrusive (about .4% of the aggregate value).
Therefore, considering all the proposed strengthening solutions and after analysed
the relationship between cost of the strengthening solution and the patrimonial value of
the aggregate studied and the first-storey maximum drift reduction by each one, it can
be concluded that the costs associated by each ones are low compared with the patrimo-
nial value and respective efficiency.
16 A. Furtado et al.
4
RCJ
3
SB
RCSW
-1
-2
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-3
-4
0.0 0.1 0.2 0.3 0.4 0.5 0.6
Cost of the strengthening solution/ patrimonial value (%)
Disclosure statement
No potential conflict of interest was reported by the authors.
European Journal of Environmental and Civil Engineering 17
ORCID
André Furtado http://orcid.org/0000-0003-1215-8051
Hugo Rodrigues http://orcid.org/0000-0003-1373-4540
Humberto Varum http://orcid.org/0000-0003-0215-8701
Aníbal Costa http://orcid.org/0000-0001-8950-4843
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