Professional Documents
Culture Documents
AUTHORS
Joseph Thomas
Lockheed Martin Information Technologies (LMIT)
P.O. Box 1175
Aiea, HI 96734
Brian Abrigo
Referentia
c/o P.O. Box 1175
Aiea, HI 96734
Randall Cieslak
SES-2
Chief Information Officer (J01C)
U.S. Pacific Command
Camp Smith, Hawaii
POC
Joseph Thomas, LMIT
Office of the Chief Information Officer, U.S. Pacific Command
P.O. Box 1175
Aiea, HI 96701-1175
ABSTRACT
“Transformation within the Department of Defense is change in the way we fight, in the way we
train, in the way we exercise, but especially, it’s change in the way we think and how we
approach our jobs.” Yet, arguably, approaches to transformation continue to focus on systems-
centric solutions and efforts subsequently perpetuating processes that perpetuate stovepiped
development associated with, if not appropriate to, the industrial age. Clearly, the challenge in
achieving transformational objectives is to reconstitute cultural, organizational, and
technological paradigms with an unambiguous integration of processes, people and
organizations, as well as systems and system services. The resultant environment encourages and
cultivates innovation and leverages legacy capabilities to ultimately enable mission objectives
with a capabilities-based construct focusing on an integrated end-to-end capability set, not just
systems.
People &
Organization
Learning
Environment
Systems
Processes &
Services
Integration
Capability Focused
Decision Decisions What Actions Can I Take? Which Branch Can Be Taken? Do I Need a New Action?
Elements/Points Shaped What Action Should I Take? Ready For Next Phase? Do I Need a New Plan?
Specified
Electronic Tracks.
Data Needs Data
Reports.
(Comm Paths) Received
GUIDANCE/
DIRECTION PRODUCTION
Relate to
Effective Extend C2-KM/IM
Net-Centricity/ Throughout Across
Horizontal Fusion Spectrum of Conflict Planning Cycle
Kn
Staffing and Organizing for Knowledge
ow
Execution
l
Information Assurance Plan
ed
ge
Information /
Knowledge Product
M
Management
an
Development
ag
em
Situation Awareness
en
/ Understanding
tP
la n
Sharing, Navigation & Access
Relate to
Effective Extend C2-KM/IM
Net-Centricity/ Throughout Across
Horizontal Fusion Spectrum of Conflict Planning Cycle
Articulate C2 Framework
The following diagram is a high level operational concept drawing of what, from a headquarters
view, command and control involves. In terms of the DOD Architecture Framework, it is an OV-
1 drawing.
SENSORS (Observers) Supporting/ COP / SITUATION DISPLAYS Red Threat 2x Corps
xx xx
Forward Boundary
Subordinate/ Relative xx xx
Schedules
Staff Directorate Combat
Power USN
Expertise/Data
XX
X
JTAV Environment
FSCL XX X
USA USMC
.
X
XX
.
Weather Effects Matrix
s
istic
Enemy 24
Capabilities Next 48 hrs
hrshrs 72 .
Log Fixed wing
A Helos
RI Radar
SAM/AAA
Pers
onn
el S Mine
EA
Ops
Asslt craft
Patrol
SwimmerCft SITREP
L Infantry
Motorized Asldkfj
A
tation D Resupply
N Spec Ops adflka dfads af adff
spor
Tran REAir
N Infiltration
CO
asfdjlkafa;sfdj’asjd
.. Swimmer
Humint allkajfla aosdflakjs
.dical aofsdsdfalkfasl dhkj
Me
akj dsh’;l
E
n
Operations, lksdfkhfkajhfda ‘
Resources Status
Criteria C1 C2 C3 Capabilities
e
m Intelligence, xxxx
xxxx
Sites
xxxx
xxxx
Resource
Summary
y xxxx xxxx
and
GTN
Environment COAs Intelligence Readiness
Data
KNOWLEDGE
JOC
Orders/Requests
Asldkfj
adflka dfads af adff
asfdjlkafa;sfdj’asjd
allkajfla aosdflakjs
ROE/Plans/DP/Effects COMMANDER
MOP/MOE/Orders/RFI PLANNERS
aofsdsdfalkfasl dhkj
akj dsh’;l
lksdfkhfkajhfda ‘
AJ & LPI/L PD
The “REAL WORLD” is Distilled-Assessed Against the Plan, and Depicted by the JOC FLOOR for
PLANNER and DECISION-MAKER Use.
Enablers
DECIDE
5
Execution Planning
4
Select COA
ORIENT
OBSERVE 3
(Sense)
Develop COA
2
Assess Situation
1
Develop Situation
JOPES and OODA
The diagram above depicts the 6-phased JOPES crisis action process with OODA clearly a fit.
The diagram below depicts a model of planning and execution constructed from the UJTL.
Again, there is clearly a fit among JOPES, the UJTL, and OODA. And all are clearly relatable to
the high level picture of C2 presented earlier.
ST 1 Deploy, Concentrate, and Maneuver Theater Forces
ST 3 Employ Theater Strategic Firepower
ACT ST 4 Sustain Theater Forces
Execute Other Specialized Operations
the Plan
ROE, ALERTORD, WARNORD
OPORD, EXORD, FRAGO
ST 5.4.1
Issue Theater Strategic Operation Plans, Orders, and ROE
DECIDE
Make/ OPLAN TPFDD
Modify
ST 5.3.4 Prepare & Coordinate Theater Strategy,
the
Intent, Campaign Plans or Operation Plans, and Orders
Plan
ST 5.3.3 ROE,
Issue Planning Other ST 7.1.4 Determine & Validate Forces & Cargo to be
Guidance Deployed or Redeployed
DM DECISION SUPPORTERS
Planning/ Joint Analysis
Decision Interface with Planners/Deciders Ops/Intel
Support
Situation Awareness and Assessment
COMMAND CENTER ADMINISTRATON
Execution Support
SA C2 JOC Floor/Cross Function Teams
Situation Execution XO OPSO
JOCDIR)
Awareness & (C2)
Assessment Support
INFORMATION MANAGERS
Information Handling
IM Task Management
Information Geographic Situation (COP)
Flow Force Status (JTAV, GSORTS) IMO
Management
SYSTEMS MANAGERS
Communications Management
SM Technical Support
Systems/ Message Management
Data Flow
ISO
Management
Relate to
Effective Extend C2-KM/IM
Net-Centricity/ Throughout Across
Horizontal Fusion Spectrum of Conflict Planning Cycle
3. Provide Information
To build COP/Display
IM
COP
Activities
Dispose Understanding
2. Collect and Disseminate
Process Display
Information Decision 4. Develop
Protect
IM Understanding
Store
Cycle Action
Process
Mission
Collect
Staff
Analysis
IR
Commander’s
CCIR
Input & Approval
1. Identify
Information Requirements
Subordinate/ Relative xx xx
Schedules
Staff Directorate Combat
3. Provide Information Power USN
Expertise/Data
XX
X
JTAV Environment
XX X
To build COP/Display
FSCL
USA USMC
X
.
XX
.
Weather Effects Matrix
IM Log
is tics Enemy 24
Capabilities
Fixed wing
Next 48 hrs
hrshrs 72 .
COP
AI Helos
R Radar
SAM/AAA
rson
n el
SITREP
Activities
S Mine
EA Asslt Ops
craft
Pe Patrol
SwimmerCft
L Infantry
Motorized Asldkfj
A
ation D Resupply
N Spec Ops adflka dfads af adff
sport
Tran REAir
N Infiltration
COSwimmer
Humint
asfdjlkafa;sfdj’asjd
allkajfla aosdflakjs
aofsdsdfalkfasl dhkj
ic al
Med
akj dsh’;l
E
Operations, lksdfkhfkajhfda ‘
n
e Dispose
Intelligence, Understanding
Criteria C1 C2 C3 Sites
Capabilities Resources Status
Resource
m xxxx
xxxx xxxx
xxxx Summary
y
2. Collect and Disseminate
and
xxxx
KNOWLEDGE
xxxx
GTN
Process Environment COAs Intelligence Readiness
Display
Information Data Decision 4. Develop
Protect
IM Understanding
Store
JOC
Cycle Action
Process
Analysis
IR
Commander’s
AJ & LPI/L PD
CCIR
Input & Approval
1. Identify
Information Requirements
SHOOTERS (Actors)
IM/C2 Correspondence
What this shows is that KM/IM is an articulation of an underlying mechanism for achieving
effective C2. And this articulation is an extension of the articulation of functions such as
operations, intelligence, and logistics. These latter are nothing more than extensions of the
commander’s responsibilities compartmentalized organizationally. KM/IM structure reflects
compartmentalization of a commander’s cognitive function. As such, we again begin to form the
basis for organizationally structuring to implement KM/IM.
Much of knowledge management other discussion of cognition focuses on knowledge production
as illustrated below. But this omits an essential element—articulation of commander’s needs.
Production can occur, but it remains unfocused.
Decisions Responsibilities of Command – Plan, Decide, and Direct.
Made
Decisionmaking
Understanding – The user gains understanding with synthesis and the application
Understanding of judgment (a uniquely human characteristic) to knowledge of a specific
used to situation. Situational understanding allows the commander to anticipate future
Shape Decisions events and be better prepared to make sound and timely decisions.
Judgment
Knowledge – result of analyzing information and evaluating its meaning by
Knowledge placing information in context and applying cognition. The user begins to build an
Developed accurate picture of the situation through integrating and interpreting various pieces
of processed data. At this level, the user begins to get a product that can be useful
for understanding.
Cognition
Information – meaning that humans assign to data. Results from filtering, fusing,
Information
formatting, organizing, collating, correlating, plotting, translating, categorizing,
Developed
and/or arranging data
Processing
Data – raw signals or sensings
Data
Received
(UNFOCUSED) PRODUCTION
Transition from Data, to Information,
Knowledge, Understanding
Relate to
Effective Extend C2-KM/IM
Net-Centricity/ Throughout Across
Horizontal Fusion Spectrum of Conflict Planning Cycle
Decision Decisions What Actions Can I Take? Which Branch Can Be Taken? Do I Need a New Action?
Elements/Points Shaped What Action Should I Take? Ready For Next Phase? Do I Need a New Plan?
Specified
GUIDANCE/ FOCUSED
DIRECTION PRODUCTION
Relate to
Effective Extend C2-KM/IM
Net-Centricity/ Throughout Across
Horizontal Fusion Spectrum of Conflict Planning Cycle
DECISION SHAPERS
Planning Elements Log
Planners Plans
DM DECISION SUPPORTERS
Planning/
Decision Interface with Planners/Deciders
Support
Situation Awareness and Assessment
COMMAND CENTER ADMINISTRATON
Log
Functional Execution Support Ops
SA C2
Situation Execution
TLOC
TLOC
INFORMATION MANAGERS
Information Handling
IM Task Management
Information Geographic Situation (COP)
Flow Force Status (JTAV, GSORTS)
Management
Log
Info
SYSTEMS MANAGERS Sys
Communications Management
SM Technical Support
Systems/ Message Management
Data Flow
Management
Relate to
Effective Extend C2-KM/IM
Net-Centricity/ Throughout Across
Horizontal Fusion Spectrum of Conflict Planning Cycle
DM DECISION SUPPORTERS
Planning/ Information
Decision Interface with Planners/Deciders
Support Superiority
Situation Awareness and Assessment Team
COMMAND CENTER ADMINISTRATON
Execution Support
SA C2 SJFHQ
JOC Floor/Cross Function Teams Operations
Situation Execution Command
Awareness & (C2) Group Team
Assessment Support
INFORMATION MANAGERS
Information Handling
IM Task Management
Information Geographic Situation (COP)
Flow Force Status (JTAV, GSORTS)
Management
KM/IM Team
SYSTEMS MANAGERS
Communications Management
SM Technical Support
Systems/ Message Management
Data Flow
Management
Relate to
Effective Extend C2-KM/IM
Net-Centricity/ Throughout Across
Horizontal Fusion Spectrum of Conflict Planning Cycle
Staff Sections
Components
Staff Sections
Agencies
and
Components
And
and
Relate to
Effective Extend C2-KM/IM
Net-Centricity/ Throughout Across
Horizontal Fusion Spectrum of Conflict Planning Cycle
JOC Desks
JOC IM Cell
JOC SM Cell
USPACOM
JTF JTF JTF IM JTF
Operating KM/IMO SA/Assess (Web/RFI/COP) SM
Forces
Staff Elements Subordinates
Ops Research
J08 ISR
USPACOM
& Analysis
(VIC, R&A) Team
JOC
Assessment Cell
Staff Section Subordinate
SA/Assess SA/Assess
JOC Desks
JOC IM Cell
JOC SM Cell
This paper is the result of studies and actions being taken to support USPACOM C2
transformation efforts and support the development of a command IM plan. Its impetus was an
observed lack of understanding and lack of shared vision as to what transformation meant, what
the interrelationships were among various transformation efforts, and how people and
organizations had to change.
This paper holds the following central tenets:
• C2 is the overarching concept. C2 is not being transformed so much as its components.
• KM/IM is such an integral component of C2.
– KM provides methodology to support effective C2
– IM provides tools and methodology to support efficient KM
• Organizational realignment to support KM/IM is absolutely necessary, but may not be as
wrenching as is feared.
• All directorates and subordinate/supporting commands execute C2-KM/IM. Their current
internal organizations model similar C2 structures.
• Adoption of a common C2-KM/IM structure and subsequent coordination can facilitate
real-world achievement of net-centric and horizontal fusion goals.
It is likely that the contents of this paper reveal no one big new thing. What is intended is three
things: relate developing transformation concepts and language to the C2 concepts and language
with which operators are familiar; reveal the interrelatedness of multiple C2 transformation
efforts, and depict some of the efforts to develop real-world organizational constructs to help in
implementing transformation in a joint command. To the extent it helps others in their pursuit of
transformation goals, it will have done good. To the extent it draws criticism and constructive
comment, it will do good for the authors and our command.
Joe Thomas
22 March 2004