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predominated. Theor&gijUy, t h i typk of amplifw
should have suppressed allsecoud-ordetharmonics- a d
products, but in actuality they were only reduced to f &I8
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Envlsionlng.anew telephone system -;- :-

I began thinking about how the performance of re-


peater amplifiers might be improved, and-more im-
portanthow they might be designed so that one could
I r carrier systems with many amplifiers in tandem,
e,,~ handling many channels. Existing systems like the
Type C were not expected to go farther than 1000 milea,
and the largest repeater anyone had built to date could
Fr.4*,-
f .: only accommodate four channels. I could not h a g h e that
such systemswould be adequate in a country 4000 miles
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across, where one would need a whole network of spar-
as well as operating arnpK1ers. With the invention of the
7 so-called hard vacuum tube by Harold de Forest Arnold
(no relation to Lee de Forest), we were able t,a get one
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voice channel on a coast-to-coast, open-wire system. I
foresaw a need fox many, many channels, and I knew it
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wouldn't be practical on a link that consisted of open
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+ The first thing I did about the problem took place on
Thanksgiving Day, 1921.At home (a rented room in Ro-
selle Paik, N,J.), I plotted one curve showing how lin-
would vary with the number of channels and an-

more push-pull amplifiers in the string. Here, I made a


significant error. I assumed that the u
During thenext two yeha, Ispent -3 nreelrends and other achievemenw, 1.- -2cervea credit for initiating the
evenin@reading dl I could about the unwanted genera- prcgram that ultimately led to the inventiofi of the
tion of produch of,modulation due ta nonlinear response transistor by John Bardeen, Walter Brattin, and Wil-
and the degign theory of modulation and related non- liam Shockley. Kelly wwas then in charge of electron tube
linear circuib. In addi,tion, I read a large nuniber of research and his "tube shop" on nearby Hudson Street
company memoranda-for-filethabtreated these and re- had designed every vacuum tube that Western Electric
lated topics in greater detail. These studies showed that manufactured. Despite his formidable talents, however,
the job wodd require an amplifier vastly ~upedoxto any we were mutxessful. There was just no way to meet our
then existing. As W. E. Doherty of Bell Labe pointed out ambitious goal of a tub
in a retrospective article several years ago: "The repeater tion.
problem !ooked almost insoluble because no one knew
how to make the amplifiers linear. enough or stable An encounter with St
enough.If only a factor of ten had been needed, it might This might have been the end of it except that, Qn
have been possible to do it, with hard work, in some March 16,1923, I was fortunate enough t o attend a lec-
ward way; but an improvement of hundreds ture by the famous scientist and engineer, Charles Pro-
teus Stsinmetz. The meeting was held at the AIEE au-
ditorium in New York City, and I remember arriving early
in order to get a scat in the front row. Soon every eeat was
distortion so that a large number could be operated taken. Dr. Steinmetz was 20 minutes late, but he was
given a standing ovation m he walked down the center
aisle dressed in blue overalls and a blue shirt with short
d closely w i t h Mervin Kelly, a great sleeves arid smoking the largest cigar I had ever seen. It
o would later be president of Bell Lbs. Among was an inspiring lecture. I no longer remember the
subject, but I: do remember the clarity and logic of hie
.-- .< preserrtation and how quickly and directly he reached the
Reformulation of final conduaion of his talk.
the problem: I was so impressed by how Steinmetz got down to the
50% of the work fundamentals that when I returned home at 2 a.m., I re-
telecommunications system : is done! stated my own problems aa follows: Remove all dishrtion
Harold Black is very much part of the grand American tra- producta from the amplifier output. In doing this, I was
'dltlon of Edison, 'Armstrong, and other inventors who as accepting an imperfect, arnpW~rand regarding its output
boys tinkered In Vlcforlan cellars and attlcs In pursult of as compoeed of what wm wanted plus what was not
fame and fortune. Today, at 79, he receives the visitor to wanted. I considered what was not wanted to be diahr-
his comfortable New Jersey home with an old-schml tion (regardless of whether it was due t o nonlinearity,
graciousness that Is enhanced by his natty grey jacket,
white shirt, and navy blue slacks, and bylhe steadiness of variation in the tube gain, or whakver), and I wked
his gaze behind rimless glass* and the narrow, intense rnpelf how to isolate and then eliminak f i e disbrtioh.
face that welcomes beneath neatly parted, china-white I immediately observed that by reducing the output to
halr. the same amplitude as the input, and subtracting one
In his spacious stucky, su&nded by technical books,
journals, papers, correspondence, diplomas, cb!lons, and from the other, only the distortion would remain, The
a large transparent oil painted by his wife, Meta, when he dist.artion could then be amplified in a wparate amplifier
s v l smoked a pipe and weighed perhaps 40 pounds more, and used to cancel out the distortion in the original am-
Dr. Black rewlls that he always wanted to k an electrical plifier output. This isolation and suhequent elimination
engineer. Why? "Because 1 dldn't have much money."
He was b m In Leaminister, Mass., a m a l t factory town
of dietorbion could be m m p l i h d with two biconjugate
near Worcester. When Harold Black waa still in hi8 teens, networks such as three-winding transformers or
his father lost his jab as a shlpper In a shirt shop, and the Wheatatone bridges. The next day,March 17,I sketched
youngster went to work lronlng shirts at $12 a week io help two such embodiments and thereby invented the feed-
support their famlly of four. As a young boy, he had k e n forward amplifier. The two embodiments a e shown in
-intriguedby electricity, and had purchased a set of small,
inexpensive books on electricity and rnagnetlsm. From Fig. 1,from my patent.
early experiments wlth buzzers m d the like in the attic of Later that day, I set up each embodiment in the labo-
the twwtory house the famlly rented, he graduated, at age ratory. Both worked as expected and demonstrated what
16, to his first "telecommunications system." Across the we had been unable to achieve before---that unwanted
street, he recalls, lived the dltor of the town newspaper distortion could be reduced by upward of40 dB in a single
and his five daughters. "So I made a rnlcrophone out of
piems of wood, two pieces of carbon f had sawed from a amplifier [theoretically,of course, it could be completely
battery, a tin can,and a spring for contact. That hlcropbce suppxessed). Although the invention required precise
was so sensitive you could hear a watch ti& ore comer- balances and subtractions that were hard to achieve and
satlon artywhere in the buse. To complete the collection, , maintain with the amplifiers available at that time, the
I took a plece of very fine wire hat I muld throw a m a s the
street to their house, catch onto two poles, and bring In
essential point, as it became clear to me, was that it did
downstairs. Up in the attic I had an old telephone receiver prove that a vastly superior solution wm theoyetically
W m b d y had discarded and wlth it 1 was able not only possible. 1st solution: measure the disturbance and cancel it
to hear a watc4 tlck, bmuss lput one on the table. but t Over the next four y e m , Istruggled witb the problem
was able to k a r we@urord of conversation In h l r hwse. of turning my invention into an amplifier thatwas prac-
And fhat W e d fine until a llffle a- five o'clock when ijw
father came h o b . He destroyed the mlcrophane. tore tical. For example, every hour on the hour-24 hours a
down the wires. and sald no more,. So my first - W l e w m day-somebody Bad to adjust the filament current b i b
munlcatlons system dldn't last very long."-Ed. correct value. In doing this, they were permitting plus or
s-
minus to l-dB variation in amplifier gain, whereas, for
my purpose, the gain had to be absolutely pexfect. In
This is an open loop solution where the amplifier
I> ;.-- , h gain is known exactly for it to work.
A self-defeating
stability condition.
Nyquist saved it.

1st solution too complex to be practical: need model

A conceptual
design in Aug., a
working circuit in
Dec.

Doubters
me to build, inswad, a, v
w powerful two-ewe Co~pltte
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phcaho, ,. ,,
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perpetual-motion machine. T
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I lritish patent office dm
push-pull amplifier that would operak at a level low
enough to meet the overall requirements of 180 such claimed the amplifier would not work and asked me to
amplifiers in tandem.I complied with his instructions, submit a working model! Harry Burgess was eventually
but at the same time pushed ahead with laboratory t i & able t o overcome all these objections by submitting evi-
of six models of the negative feedback amplifier. When dence that 70 amplifierswere working successfully in the
these proved capable of meeting all the requirement8 of telephone building at. Morristown. But this proceM took
the proposed system, Dr.Amold waa satisfied and I heard several years.
no more about the use of the Colpitta amplifier for this The second reason for the nine-year wait was that nu-
purpose. merous Patent Office objections ta the length and argu-
In 1930,Western Electric delivered 78 of the negative ments about the claims had t o be resolved. The patent
feedback amplifiers for a field trial of the system at conkted of 42 pages of text,nine pages of 126claims,and
Morristam, N.J.The h s t used a 25-mile &ion of cable 33 pages depicting 75 figures, many of which were com-
containing 68 pairs, two terminal feedback amplifiers, plicabd. The extraordinary length of this application was
and 88 repeaters. With this experimental equipment attributable to the fact that as the invention was in a new
using all nine channels, it was possible to simulate two field whose principle was not undershod, the patent had
one-way connections between points ~ e p a r a h dby 7650 to teach a new art: the negative feedback amplification
miles going through nine feedback amplifiers and 306 principle.
repeaters in each direction. The speech quality was ex- I wrote most of the body of the patent, supplied all the
d e n t even though the total attenuation in each direction illustrations, and suggested most of the claims. I foresaw
was about 12 000 dB. This huge loss was balanoed by an 3 that the mathematical understanding developed in con-
equal amplification furnished by the repeaters accurate nection with feedback electronic amplifiera muld be
to a required precision of about 1 or 2 dB. A h , the overall carried over and applied by malogy to the synthesis and
significant voice distortion was additive--315 timec that analysis of other kinds of ampMers, to d kinds of control
contributed by a single repeater, Finally,it is intriguing systems--mechanical, acoustical, chemical, hydraulic,
ta r d that each mplif~eroccupied a 19-inch panel and or whatever. The patent clewly applies to large mmpler
had a fip path more than a yard long. The amplifiers in industrial and military control system, implying the
present coaxial cable systems are about Yloocx, this size capability ta exercise specific control of a single variable
and have a feedback path about a millimeter long! or an entire system.
Moreover, they will transmit 10 8CM voice channels,while To achieve these ends, the claims were written very
the most I was able to get, by 1940, was 12. broadly and I worked tenaciously with the U.S. Patent
The successful completion of the hdorrktown test, in Office to keep the broad applicability as granted, even
1931, brings to an end the technical account d how the though this added to the delay.
negative feedback amplifier was invented. In my firet On the 50th anniversary of the hvention, it is gratifying
open publication on the invention (Elec. Erag., vol. 53, pp. to me to observe that negative feedback amplifiera and
114-120, Jan. 1934), I was able to report that ". .. by the feedback principle have found many new applimtiom ,

b d h g an amplifier whose gain i9 made deliberately, say to all types and forms of communication systems-un-
40 decibels higher than necessary (10 000-fold excew on derground, underwater, in the air, via satellites, in outer
energy basis) and then feeding the output back to the space. Equally important is the application of negative
input in such a way as $throw away the excess gain, it feedback to a rapidly growing number of unrelated di-
has been found possible ta effect extraordinary im- verse fields including, though not ~estrict.4to, biome-
provement in constancy of amplification and freedom chanics; bioengineering cybernetiw,computers, artificial
from nonlinearity." limbs for the disabled; most of the equipment and in-
Within a few years, Harry Nyquist would publish his struments currently used by nurses, physicians, md
generalized rule fox avoiding instability in a feedback surgeons; and new consumer products. +
amplifier, and Heinrich W. Bode would spearhead the
Triumph development of sptematic techniques of design whereby
one could get the most out of a specified situationand still
satisfy Nyquist's criterion. Through their work, as well
as the efforts of many others, the feedback amplifier was Herold S. Black (F) Is best known for Ills lnvwrtlon of tb
negath fmdback q l l f i e r , descrlbdln thls artlcle. For
launched on the road that within 25 years would lead to this and o t k bctmical achievements, lncludtng mtri-
a report by Dr. Kelly that "the negative feedback prin- butlons to the theory and wpllcatlon of pubcode m&
ciple is now applied almost u n i v e r d y to amplifiersused ulatlatlon, he WEB awmW the Lamme Medal In 1957. Among
for any purpose." hb many ather hanars Is a U.S. War m n t Certlflme
af A p p ~ l a t l a nfor hls work durhg W ~ l War
d II. H8 be@m
hls career in 1021, atter hia gaduatbn from Worcester
Nlna )igars In the Patent Offlce Polyldn-~lcInstMe with a d e w h electrical englrmrhg,
Although the invention had been submitted to the U.S. by bkhg the Western Electrlc ckqarfmenl that later be-
Patent Office on August 8, 1928, more than nine years came part 6i the Bell T e l s m k b m t m k . He remained
with Bell d l 1968, when he a Princbt Rmemh
would elapse before the patent was issued on December Scientist wlth the W e r a l Precision CwpOratim. Slnce
21,1937 (No. 2 102 671). One reason fox the delay was 1966, heh&8brrenaeommunicationscmmttant.Dr. E k k
that the concept was BO contrary to established beliefs Is the Mberof 62 U.S. pabnts and 271 patents In 32 other
that the Patent Office initially did not believe it would cwntrles, as well as h e author of a number of teohnlcal
work.The Ofiice c i a technical papers, for example, that papers and, in 1963, of the defihltlve book, AWulatipn
E5mry. Me receivedthe honorary degree of doetar of en-
maintained the output could not be connected back ta the gineering frwn Worcester PolytechnicIn 1955.
input unless the loop gain was less than one, whereas mine
was between 40 and 50 dB. In England, our patent ap-

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