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Abstract
Purpose – The present paper aims to identify factors and variables affecting designing and assimilating technology in knowledge-based centers and
aerospace industries, to study their relations and, ultimately, to provide a model based on research data.
Design/methodology/approach – Structural equation modeling (SEM) using AMOS software was used to study the relations among latent
variables. Initially, the right structure of devised measure is assured and, then, by introducing a concept called “invariance”, it is shown that the
devised measure structure in both aerospace industries and knowledge-based centers measures the same traits. Finally, the relations among latent
variables in both knowledge-based centers and aerospace industries are studied and compared through SEM.
Findings – Findings indicate that there is a significant and positive relationship between knowledge management and successful technology
transfer effectiveness. Further relational and organizational capabilities as key factors and facilitators play a mediating role between knowledge
management and technology transfer effectiveness.
Practical implications – According to the direct impact of knowledge management on successful technology transfer, it is appropriate that
domestic managers in research centers and aerospace industries pay more attention to technology transfer and pave the ground for executing its
processes and mechanisms.
Originality/value – In the model provided in the theoretical literature, the sequence of technology transfer is addressed more, while the capabilities
of technology sender (university), technology receptor (industry), knowledge management and its influence role in technology transfer from university
to industry are not considered.
Keywords Knowledge management, Technology, Technology transfer, Organizational capability, Relational capability
Paper type Case study
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Successful technology transfer Aircraft Engineering and Aerospace Technology: An International Journal
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The present study attempts to identify organizational, Technology and technology transfer
relational and technological and knowledge factors which impact Technology is a tool or skill, a product or process, physical
on technology transfer effectiveness in several Iranian equipment or execution methods by which human’s capability
universities, research centers and aerospace industries. Likewise, increases. In operational terms, technology is technical
the impact of knowledge management and technology transfer knowledge that increases the capability of an organization to
effectiveness in the surveyed population is measured. produce goods and services (Stock and Tatikonda, 2000).
In the present paper, factors related to technology transfer Technology concept is like a bridge between science and new
processes are called “capabilities”. And words related to products (Asghari et al., 2013). Technology transfer is a
knowledge-based centers and aerospace industries are also process that allows technology to be transferred from one
referred as university and industry. Concerning the aims of the source to a receptor. The source can be the owner of
research, one can point out the identification of relational and technology like an organization or a country (Rodosovic,
organizational capability constituents, factors related to 1999). Another specialist believes that technology transfer is
technology transfer and constituting variables of technology from a location to another, e.g. from an organization to
transfer effectiveness in knowledge-based centers and another, or from a university to an organization, or from one
aerospace industries. country to another (Reisman, 2005).
This paper is organized as follows: Section 2 presents a In most cases, technology transfer requires physical
pertinent literature and research hypotheses review. Section 3 processes related to knowledge (physical elements such as
describes the methodology. Section 4 analyzes data while the digital components) as well as know-how or advanced skills on
final section concludes this study. installments. Knowledge is divided into two implicit and
explicit categories (Nonka and Takeuchi, 2001). Explicit
Literature review knowledge refers to detailed plans, designs, diagrams,
attributes, etc. Therefore, information is transferred more
Academic researches and transferring them to industry are
easily by technological support (Antonelli, 1997), while
highly respected in knowledge and technology management.
implicit (latent) knowledge is hardly devised, and is not
Since early 1980s, authors and policymakers have paid special
basically devised in an organization. Implicit knowledge was
attention to the relations between university and industry.
coined by Polanyi (1967). Antonelli (1997) asserted that since
Overall, technology transfer literature can be categorized into
information technology (IT) has a limited capacity for implicit
three main segments: a segment which studies organizational
knowledge transfer, we generally use it to transfer explicit
and relational capability factors, one for knowledge
knowledge. By using knowledge management, organizations
management and the final segment which focuses on
are able to create an environment where one can regularly
technology transfer effectiveness. On technology transfer
identify implicit knowledge, and explicit knowledge is
process factors segment, all factors affecting technology
transferred more easily and rapidly with the helps of IT tools.
transfer including organizational, relational, technological and
knowledge factors are studied.
Factors affecting technology transfer
In the literature, the importance of organizational structure
Technology transfer is a complicated and hard process which
in firms’ organizational performance is highlighted.
is not fruitful without investigation and it may waste capitals
Gopalakrishnan and Santoro (2004) studied effective
and weaken technology (Asghari et al., 2013). Transfer steps
organizational attributes (structure, culture, strategy and
from negotiations to contract conclusion, implementation and
trust) in relation to university and knowledge attraction for
localization have their own importance, and neglecting them
academic studies.
can be a factor in deviation from the aim of achieving the
Regarding relational capability, its role in innovation, new
technology. Technology transfer process enjoys some
product development and time new products enter market are
preventive and contingent factors that should be considered
studied (Jonker et al., 2006; Griffith and Harvey, 2004). Mohnen
before taking account of technology transfer model including
and Hoareau (2003) found that there is a positive link between
awareness of needed radical factors to transfer technology, and
the introduction of basic product innovations and reliance upon
factors of past technology transfer failures.
research organizations (Fontana et al., 2006). Concerning
The necessary condition for technology transfer is to be
knowledge management, the role of knowledge management in
aware of radical and effective factors. Technology transfer
improving the organizational performance and innovation is
authorities should always be aware of main factors. These
studied. Darroch (2003) believes that organizations need
factors should be respected before technology transfer to
knowledge management to improve their own organizational
achieve the benefits of technology for both technology
performance and successful competition in global markets.
resource and receiver.
Maglitta (1995) and Cole-Gomolski (1999) assert that
In relevant literature, several factors are introduced
knowledge is an effective way to improve the performance, the
fragmentally on the role of organizational and relational
productivity and competitiveness and techniques and processes
capabilities in technology transfer success as well as knowledge
of decision making, to distribute appropriate information in the
management that are identified and classified below.
organization and to be aware of the best patterns and successful
experiences of other people. Concerning technology transfer Organizational capability
effectiveness, Wang and Zheng (2010); López-Nicolás and Organizational capability refers to innovation and reshaping
Meroño-Cerdán (2011) and Wu (2012) have studied the role of internal resources (Hawawini et al., 2004). Structural
economic, qualitative, operational, learning and human resource organization of the company is a factor affecting new
in successful technology transfer. technology attraction. Generally, the organizational structure
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Successful technology transfer Aircraft Engineering and Aerospace Technology: An International Journal
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of a company should be homogeneous to new technology and defined knowledge management as processes that generate
respond to its needs (Rauner, 2003; Tarafdar, 2006). By knowledge and manage its sharing, dissemination and
entering new technology, it is necessary to adapt utilization inside the organization. Organizations need
organizational and official structures of organizations to efficient knowledge management to improve their
technology needs and to redesign employees’ tasks in organizational performance and successful competition in
accordance with technology needs (Abdul Ghani et al., 2002). global markets (Akhavan et al., 2013). Davenport and Klahr
To facilitate knowledge flow, organizations should design (1998) believe that knowledge management is to manage
structures and the system by which they can generate, organizational knowledge through special and systematic
aggregate, integrate, disseminate and manage the knowledge processes to attain, organize, retain, use, share and extend
effectively. Gopalakrishnan and Santoro (2004) believe that both implicit and explicit knowledge of employees to improve
organizational structure is an effective internal factor in organizational performance and to generate value. Gupta et al.
knowledge acquisition and transfer from academic institutes. (2000) believe that knowledge management is a process which
Chen and Huang (2007) and Pertusa-Ortega et al. (2010) helps organizations explore, organize, disseminate and
have determined the traits of organizational structure as the transfer important information and necessary experiences for
critical factors in affecting knowledge transfer process and such activities as problem solving, dynamic learning, strategic
innovation in companies. Most researches on organizational planning and decision-making. Knowledge management can
theory confirm that organizational structure plays a vital role effectively facilitate fast accessibility to common and properly
in the capability of an organization to adapt, create and needed knowledge for different tasks to improve
integrate knowledge and innovation in the organization. decision-making and to permit the dissemination and sharing
Some authors claim that adaptation between organizational of necessary knowledge and information in the organization
knowledge and structure to achieve flexibility and efficiency of (Bohhn, 1994; Davenport and Prusak, 1998).
competitive environments is very vital (Liao and Wu, 2010;
Chen and Huang, 2007). Technology transfer effectiveness
To identify important factors in technology transfer
Relational capability
effectiveness, the relevant literature was initially reviewed, and
Another factor affecting successful technology transfer, less
then these important factors were extracted in Iranian elites’
respected in the literature, is the role of rivals, customers,
views. In a research by Wang et al. (2004) in Taiwanese
supportive organizations and scientific centers in the success
companies, technology transfer effectiveness was measured. In
of technology transfer. Overall, one can call it “organizational
this research, the amount of aims achievement was already
relational capability”. All above factors are effective in a
determined (Wang et al., 2004). In another research, Stock
business success when a company plans to transfer a
(2001) introduced operational effectiveness and economic
technology, such technology should have a right interaction
effectiveness to measure technology transfer effectiveness.
with customers, suppliers and rivals.
In his study on Croatian firms, Shaojie (2006) measured
In his research, Jonker et al. (2006) introduced relational
technology transfer effectiveness through three factors:
capability as the “ability of relationship” and measured it by
1 “receptor’s technical knowledge learning”;
such metrics as relation to customers, rivals, suppliers,
2 “dependency of receptor to sender in order to conduct the
financial firms, technical/vocational organizations, research
operations”; and
centers and universities. In another research by Ritter
3 “using transferred technology on other projects to
Gemünden (2004) on German firms, he defined relational
improve the operations”.
capability as interactions of an organization with customers,
suppliers, rivals and research institutes. In most technology transfer projects in Iran, technical aspects
The volume of relations between research institutes and and, to a lesser extent, organizational aspects are considered
industry would increase knowledge and technology transfer to more while the role of knowledge management in technology
companies. Intensity of relations between a company and transfer process is not respected. Therefore, the present paper
knowledge suppliers or generators is very important for studies the impact of knowledge management on knowledge
constant learning, and is considered the infrastructure of capability and technology transfer effectiveness in
innovation process (Bramwell and Wolfe, 2008; Herrera et al., knowledge-based centers and aerospace industries.
2010). Gomez et al. (2014) indicate that academic researches
have important impacts on industrial productivity increase, Technology transfer and its experiences in Iranian
and any increase in cooperation between university and aerospace industry
industry would cause the transfer of academic implicit and In the present research, numerous dissertations are studied in
explicit knowledge (Bekkers and Freitas, 2008; Hong, 2008). the field of technology transfer in Iranian aerospace industry
Mohnen and Hoareau (2003) found that there is a positive and those which were closer to the research title were finally
relationship between introducing basic product innovations gathered. The most important barriers in successful
and reliance to research organizations (Fontana et al., 2006). technology transfer in Iranian aerospace industry are:
● lack of specialized manpower;
Knowledge management ● serious managerial problems;
Knowledge management is a new term with different ● disrespect to R&D;
definitions. US Center for Quality and Productivity defines it ● problems in cooperating with suppliers;
as strategies and processes to identify, acquire and utilize ● disrespect to specialized training and retraining;
knowledge (Monavvarian et al., 2013). Darroch (2003) ● lower attraction capacity;
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Table II Constituents of knowledge management, technology transfer effectiveness and its sources and indicators
Indicator Source
Knowledge management Darroch (2003), Gupta et al. (2000), Young (2010), Davenport
Knowledge generation and acquistion; documentation; refining, listing and and Prusak (1998), Akhavan and Pezeshkan (2014), Atefeh et al.
integrating knowledge resources; knowledge storing; revising, evaluating (1999)
and updating the knowledge; knowledge dissemination; using the
knowledge; and knowledge development
Technology transfer effectiveness Reisman (2005), Shaojie (2006)
The rate of manufacturing spare parts inside the company; dependency of
receptor to technology sender to perform the activities; sale growth;
increasing market share; profitability; developing new products;
improveing the quality of products
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H2. There is a positive and significant relationship between validity and reliability. According to Iranian elites, all three
technology transfer capabilities and technology transfer parts enjoy proper validity. Chronbach’s alpha was also
effectiveness in knowledge-based centers. measured to get insured about the reliability of designed
questionnaire. Table III illustrates the demographical
H3. There is a positive and significant relationship between
distribution of gathered samples.
knowledge management and technology transfer
Research population consists of all aerospace industries in
capabilities and technology transfer effectiveness.
Iranian knowledge-based centers and aerospace industries
H4. Organizational capability and knowledge capability can with technology transfer experience among which three
elucidate technology transfer effectiveness. aerospace industries and four universities and research centers
were randomly selected. Initially, 500 questionnaires were
distributed personally or through correspondences with
Methodology managers and senior experts at R&D, planning,
Research proposal manufacturing, training and research departments of which
In the present study, important factors in measuring 295 ones (59 per cent) were returned. In total, 18 returned
organizational and relational capabilities and knowledge questionnaires were omitted due to information deficiencies
management, as well as technology transfer effectiveness in and, ultimately, 277 questionnaires were used to analyze data.
Iranian knowledge-based centers and aerospace industries, are Likewise, 500 questionnaire were distributed among faculty
identified by precise and multilateral review technology members and research project managers in universities and
transfer literature, organizational structure literature, research centers of which 168 (34 per cent) were returned; 17
knowledge management, by interviews with academic elites, questionnaires were omitted due to information deficiencies;
authors and managers of technology transfer projects and and, ultimately, 151 were used to analyze data.
knowledge management skillful authors in two separate steps.
To achieve this aim, the relevant literature was broadly and
precisely reviewed, and then a preliminary questionnaire was Table III Demographic distribution of respondents
devised in three separate parts based on existing indicators in Cumulative
the literature. Technology sender/receptor Respondents (%) percentage
The first part of the questionnaire was devoted to questions
Industry
on organizational, and relational, capabilities while the second
Educational degree
part covered questions on knowledge management, and the
Associate of arts
third part consisted of questions on technology transfer
and lower 12 4.7 4.7
effectiveness in Iranian knowledge-based centers and
Bachelor 140 54.9 59.6
aerospace industries. Likert five-scale spectrum was used to
Masters 100 39.2 98.8
devise the questions from very low to very high. This
questionnaire which was based on relevant literature was Doctoral 3 1.2 100
submitted to 20 academic elites, as well as technology transfer The number of transferred projects
authors and knowledge management researchers. After Less than 10 258 94.1 94.1
face-to-face interviews and concluding their opinions, some 10–20 10 3.6 97.8
questions were deleted and some others that had interferences More than 20 6 2.3 100
were merged, and indicators related to organizational, Organizational position
relational and technology transfer effectiveness factors in Expert 83 41.3 41.3
Iranian knowledge-based centers and aerospace industries Senior expert 41 20.4 61.7
were added to the preliminary questionnaire. Manager 77 38.3 100
Likewise, the clarity of questions in each part and their
University
relevance to organizational and relational capabilities,
knowledge management and technology transfer effectiveness Educational degree
in universities under study was confirmed by elites and Bachelor 7 4.7 4.7
authors. Masters 46 30.7 35.4
In the second step, the questionnaire revised as a result of Doctoral 95 63.2 98.6
the first step was devised in three separate steps and submitted Others 2 1.4 100
to 20 technology transfer project managers, senior experts, Scientific degree
authors and faculty members of the universities and surveyed Researcher 45 29.8 29.8
aerospace industries. In this step and in addition to the Instructor 8 5.3 35.1
questionnaire, semi-structured interviews with project Assistant professor 78 51.7 86.8
managers were conducted, and their experiences on Associate professor 12 7.9 94.7
knowledge management and technology transfer were Professor 8 5.3 100
gathered and recorded. In these interviews, special points, as Organizational position
well as their suggestions/needs to accelerate technology Faculty member 104 68.9 68.9
transfer process and the role of knowledge management in Senior researcher 42 27.8 96.7
improving technology transfer process, were determined. The Expert 5 3.3 100
questionnaire was severally evaluated and revised in terms of
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However, efforts were made to respect the condition of at least feedback of those experienced in the designing process of
ten questionnaires for each studied variable to use path questionnaire and Chronbach’s alpha value has also indicated
analysis technique and structural equation modeling (SEM) a good reliability of this; what we are worried about is the
for data analysis. concept statisticians refer to it as “invariance phenomena”,
and this is a situation in which the designed questionnaire
Introducing technology transfer capabilities, measures the same feature in both groups, i.e. both people in
knowledge management and technology transfer universities and industries, to get a same idea when they read
effectiveness indicators the questions we have asked to measure those factors. This is
After reviewing the relevant literature on technology transfer what Chronbach’s alpha cannot determine.
capabilities, knowledge management and technology transfer In such studies, when we use a common measurement tool
effectiveness, some indicators were extracted to measure in different groups, a substantial concern is to assure that what
organizational capability, relational capability, knowledge this tool is measuring in one group is the same as what it is
management and technology transfer effectiveness in Iranian measuring in another group. Hence, invariance test of
knowledge-based centers and aerospace industries. Having measure structure between both groups seems to be necessary
been evaluated and revised by elites, totally ten indicators were
before studying the relations between latent variables (factors)
suggested for organizational and relational capabilities, ten for
and comparing their relations (Billiet, 2003). Otherwise,
knowledge management and five for technology transfer
comparing relations among latent variables of both groups will
effectiveness in Iranian knowledge-based centers and
be problematic.
aerospace industries (Appendices 1 and 2).
Horn and McArdle (1992) have defined invariance as:
“Does measuring a phenomenon under certain conditions and
Data analysis
in different societies lead to capturing identical traits?” In the
As mentioned, research population consisted of Iranian lack of measure invariance, observing the difference between
knowledge-based centers and aerospace industries. To this latent variables or their relations in different groups may stem
end, 277 questionnaires in industry and 151 in university from the differences in understanding or conceiving these
sections are used to analyze data. Chronbach’s alpha value groups about measurement concepts. Similarly, consequences
shown in Table IV suggests the perfect reliability of the like observing no difference between both groups would not
questionnaire while Kaiser-Meyer-Olkin Measure of Sampling guarantee that there is not real difference between them.
Adequacy (KMO) indicates proper size of collected sample. So an important step in analyzing and comparing the
Confirmatory factor analysis models also were used to relations between latent variables in two different groups is to
investigate consistency of measurement structures of designed
prove the invariance of measures in those groups. In the
factors. Table V shows goodness-of-fit statistics of these
present study, two levels of invariance are studied to examine
models. The proper values of these indices support the last
the relations between latent variables in both groups:
results about goodness of measurement structures.
configuration and structure.
Below, according to hypotheses mentioned before, SEM in
Configural invariance is the lowest level of invariance
AMOS software used to study the relations among latent
variables. Because this in the first step, we must get be assured concept and determines items which loaded into each factor
about the goodness of designed measurement structure are identical in both groups. Configural invariance is
(questionnaire), as mentioned, while we have to consider confirmed when the model that determines the structure of
measures (relations between items in the questionnaire and
Table IV Questionnaire and KMO statistic latent variables) is well fitted with data in different groups.
Structural invariance is in the highest level of invariance
Technology transfer The quantity of Chronbach’s
related factors constituents alpha KMO concept and indicates that latent variables have equal scales in
both groups, i.e. factor loadings are equal in different groups.
Technology transfer capabilities Structure invariance makes it possible to compare the
Organizational capability 4 0.76 0.77
relationship between latent variables among different groups
Relational capability 4 0.84 0.87
(Steenkamp and Baumgartner, 1998).
Total 8 0.91 0.94
Figures 2 and 3 indicate structures of measurements and
Knowledge management 10 0.91 0.93
standardize path coefficients between latent variables. Here,
Technology transfer TTE, KM, OC and RC stands for technology transfer
effectiveness 5 0.89 0.87
effectiveness, knowledge management, organizational
Total questionnaire 23 0.95 0.95
capability and relational capability, respectively.
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Goodness-of-fit statistics are shown in Table VI (Model 1). standardized direct effect of knowledge management on
They indicate goodness of model fit and also model configural technology transfer effectiveness in universities and
invariance. Additionally, all factor loadings in the model are aerospace industries is 0.648 and 0.246, respectively, and
significant which shows that all items reflect latent variable. both of these paths are significant at 0.05 level. Bootstrap
To study structural invariance of the measures, it is suggested resampling method was applied to test whether parameters
to refit the model by constraining the factor loadings to be are equal to zero or not. Asterisks in this table indicates the
equal in both groups. Goodness-of-fit statistics of this model significant relationship at 0.05 level.
are shown in Table VI (Model 2). As seen, the difference of Referring to Table VII, there is a positive and significant
Confirmatory Factor Analysis (CFI) statistic in two models relationship between knowledge management and
(⌬CFI) is less than 0.01 which shows designed measures are organizational and relational capabilities in 0.05 level in both
structurally invariant (Cheung and Rensvold, 2002). university and industry (H1 is supported).
By passing this step, we are going to study and test the There is a positive and significant relationship between
mentioned hypotheses. For this, we will use a multilevel technology transfer capabilities and technology transfer
SEM method. Table VII indicates standardized path effectiveness in 0.05 level in both university and industry (H2
coefficients concerning the direct and indirect relationships is supported).
between knowledge management and technology transfer There is a positive and significant relationship between
capabilities and technology transfer effectiveness for each knowledge management and technology transfer effectiveness
model depicted in Figures 2 and 3. For example, the (H3 is supported). The only difference is that in university,
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Table VI Goodness of fit indices in fitted model Table VII Standardized path coefficients in Figures 2 and 3
Industry
knowledge management impacts directly on technology transfer
KM (Direct) – 0.687ⴱ 0.698ⴱ 0.246ⴱ
effectiveness, while in industry, in addition to direct impact of
knowledge management on technology transfer effectiveness, KM (Indirect) – – – 0.326ⴱ
technology transfer capabilities play a mediating role between TTE (Total) 0.572ⴱ 0.202ⴱ 0.268 –
ⴱ
knowledge management and technology transfer effectiveness. Note: standardized p ⬍ 0.05
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