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To cite this article: Jo-Ann Tsang & Stephen R. Martin (2017): Four experiments on the relational
dynamics and prosocial consequences of gratitude, The Journal of Positive Psychology, DOI:
10.1080/17439760.2017.1388435
Download by: [UNIVERSITY OF ADELAIDE LIBRARIES] Date: 13 October 2017, At: 05:48
The Journal of Positive Psychology, 2017
https://doi.org/10.1080/17439760.2017.1388435
prosociality to explore the effects of 4 variables on gratitude and grateful prosocial outcomes: Accepted 20 September 2017
benefactor similarity (Study 1), intention (Study 2), future benefits (Study 3), and anonymity (Study
KEYWORDS
4). We consistently found that the receipt of a favor increased prosocial behavior, and this effect was Gratitude; prosocial
mediated by gratitude. Benefactor similarity did not meaningfully influence either prosocial behavior behavior; altruism
or gratitude. Although benefactor intention did meaningfully affect gratitude, the effect was too
small to influence the mediational effect of gratitude on prosocial behavior. Neither anonymity nor
the possibility of future procurement decreased the role of gratitude in distribution; instead, both
of these variables may have enhanced the role of gratitude. These data support gratitude as an
important component of prosocial behavior and suggest that gratitude may contain an altruistic
component, consistent with its relational function.
As noted by Aristotle (1905), humans are social animals the welfare of the benefactor, or are they motivated by less
and require society to reach their full potential. Not only communal concerns such as self-presentation and procur-
do we need the cooperation of others for physical survival, ing future benefits?
but also for mental health: loneliness and ostracism are
among the most debilitating human experiences. But liv-
The relationship-strengthening function of
ing in the company of others is not easy. Gratitude is one
gratitude
social lubricant that can encourage cooperation, maintain
social harmony, and build the relationships we need to Early research focused primarily on the role of gratitude
survive (Algoe, 2012; Algoe, Haidt, & Gable, 2008; Simmel, in social exchange. For example, Trivers (1971) theorized
1950; Trivers, 1971). that gratitude evolved to increase the likelihood that
Gratitude is a positive emotion that can occur in a prosocial behaviors would be reciprocated, thus perpet-
recipient when a benefactor intentionally gives a valued uating reciprocal altruism and its associated fitness bene-
gift to them (e.g. McCullough, Kimeldorf, & Cohen, 2006; fits. McCullough and colleagues theorized that gratitude
Tsang, 2006b). Although much is known about the indi- served as a moral or prosocial barometer that alerted
vidual benefits of gratitude (Barrett-Cheetham, Williams, & individuals to the fact that a benefactor intentionally
Bednall, 2016; Emmons & McCullough, 2003; Wood, Froh, expended costly effort in order to provide them with a
& Geraghty, 2010), less is known about the relationship valued benefit, and this realization then motivated the
dynamics and prosocial motivations associated with grat- recipient to behave prosocially toward the benefactor
itude. The current set of four experiments utilize experi- in return (e.g. McCullough, Kilpatrick, Emmons, & Larson,
mental inductions of gratitude and behavioral measures 2001; McCullough et al., 2006). Research has supported
of grateful prosociality within a distribution paradigm in that individuals are more likely to experience gratitude
order to explore two types of questions about the rela- when the favor is intentional, valuable (Lane & Anderson,
tional function of gratitude. First, how might aspects of the 1976; Tesser, Gatewood, & Driver, 1968), and costly (Tesser
relationship-worthiness of the benefactor, such as benefac- et al., 1968). Thus, gratitude may promote and maintain an
tor similarity and benevolent intention, elicit gratitude and economy of exchangeable prosocial actions.
grateful behavior? Second, are the prosocial behaviors trig- In contrast to an economic view of gratitude, Algoe
gered in the grateful recipient motivated toward increasing and colleagues (e.g. Algoe, 2012; Algoe et al., 2008; see
also Buck, 2004) theorize that in addition to encouraging In Study 1, we expand upon existing literature by exam-
reciprocity, gratitude also functions to create and maintain ining another benefactor characteristic: similarity. Previous
close relationships. They suggest that gratitude evolved research has shown that individuals are more attracted to
to alert individuals to high-quality relationship partners similar than dissimilar targets (Montoya & Horton, 2013;
who care about their well-being. Research has been accu- Montoya, Horton, & Kirchner, 2008). Because individuals
mulating to support this relational theory of gratitude. In should find similar others attractive, and thus be more
research between strangers, grateful recipients prefer willing to initiate a close relationship with them, they
the company of the benefactor (Bartlett, Condon, Cruz, should experience more gratitude in response to similar
Baumann, & Desteno, 2012), are more willing to provide compared to dissimilar benefactors.
the benefactor with their contact information (Williams
& Bartlett, 2015), and report more communal feelings
Benefactor intention
toward their benefactor (Simão & Seibt, 2015). Looking at
close relationships, correlational ( Gordon, Impett, Kogan, Another benefactor characteristic that should be impor-
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Oveis, & Keltner, 2012; Gordon, Arnette, & Smith, 2011; Sun, tant in a relational account of gratitude is benefactor
Jiang, Chu, & Qian, 2014), experimental (Puente-Diaz & intention. Benefactors who provide intentional benefits
Cavazos-Arroyo, 2016), and longitudinal (Algoe, Gable, & and who appear responsive to the recipient’s needs have
Maisel, 2010; Algoe & Zhaoyang, 2016; O’Connell, O’Shea, & the potential to be high-quality relationship partners, and
Gallagher, 2016) research has revealed links between grat- should elicit more gratitude (Algoe, 2012).
itude and relationship satisfaction. Correlational studies Research has conceptualized benefactor intention
have also uncovered links between gratitude and taking in different ways. The most common way has been
the partner’s perspective (Gordon & Chen, 2013), as well as to use scenarios to portray benefactors as motivated
relationship closeness (Algoe & Haidt, 2009) and commit- either benevolently or selfishly. For example, Tesser et
ment (Joel, Gordon, Impett, MacDonald, & Keltner, 2013). al. (1968) presented participants with scenarios that
Longitudinal research has shown links between partner varied whether the benefactor was providing a favor
responsiveness, gratitude and appreciation toward the due to completely altruistic reasons, partially selfish
partner, and relationship maintenance behavior and sta- reasons, or completely selfish reasons. They found that
bility (Algoe & Way, 2014; A. Gordon et al., 2012; Joel et gratitude was higher when the benefactor was altruis-
al., 2013; Kubacka, Finkenauer, Rusbult, & Keijsers, 2011). tic (see also Pelser et al., 2015; Tsang, 2006a; Watkins,
Expressions of gratitude have also been shown to increase Scheer, Ovnicek, & Kolts, 2006; Wood, Maltby, Stewart,
perceptions of the communal strength of a relationship Linley, & Joseph, 2008). Similarly, Weinstein et al. (2010)
(Lambert, Clark, Durtschi, Fincham, & Graham, 2010). found that when participants read vignettes that por-
trayed benefactors as acting of their own volition and
from their own values, they stated they would feel more
Benefactor relationship qualities
grateful, compared to those reading about favors from a
If gratitude is most centrally about relationships, then indi- benefactor who helped because of societal expectations
viduals might experience more gratitude when the ben- or to avoid guilt (see also Graham, 1988). This supports
efactor has higher relationship potential. In other words, the relational function of gratitude because it is more
not only should characteristics of the gift, such as cost and likely that benefactors who help out of their own volition
value, determine gratitude, but characteristics of the giver actually care about the recipients personally, compared
should also influence gratitude. Research utilizing video- to benefactors who help for more controlled, external
tapes of hypothetical interactions between strangers have reasons.
found correlations between gratitude and liking as well Beliefs about free will are also relevant to intention and
as attraction (Hendrickson & Goei, 2009). Other research the relational function of gratitude. MacKenzie, Vohs, and
utilizing vignettes (Rotkirch, Lyons, David-Barrett, & Jokela, Baumeister (2014) found that experimentally-induced
2014; Weinstein, DeHaan, & Ryan, 2010) and recalled favors reductions in the belief in free will caused lower levels of
(Gruszecka, 2014) has found correlations between close- gratitude for scenarios, recalled favors, and actual favors
ness to the benefactor and gratitude. Close relationship in the lab. This occurred because reduced belief in free will
research has found that couples experiencing higher caused recipients to infer that benefactors did not have
marital satisfaction report more gratitude toward each sincere motivations for helping them, providing further
other (Gordon et al., 2011), and perceptions of benefac- support for the role of intention in gratitude. Together,
tor thoughtfulness are predictive of gratitude, above and these results support Algoe’s (2012) assertion that bene-
beyond the cost and the value ascribed to the gift (Algoe factors who appear responsive toward the recipient elicit
et al., 2008). more gratitude.
THE JOURNAL OF POSITIVE PSYCHOLOGY 3
With the exception of MacKenzie et al. (2014), the which are regions associated with moral judgments and
research on intention and gratitude has examined hypo- theory of mind. This indirectly suggests that gratitude
thetical scenarios and recalled favors. To expand upon may be related to altruistic motivation (Batson, 2011).
existing literature, we investigate whether induced grati- Mathews and Green (2010) found that the self-focused
tude is affected by perceived benefactor intention in Study construct of social anxiety was negatively related to trait
2. In addition, rather than relying on self-report measures gratitude, and that inducing high-self focus increased
of gratitude, we provide an additional measure of grati- feelings of indebtedness in participants recalling a ben-
tude in the form of prosocial behavior. efit, although the induction did not have any effect on
gratitude. This suggests that gratitude might instead
be related to other-focused motivations such as altru-
Grateful motivation
ism, although the evidence is again indirect. Algoe and
In addition to influencing the experience of gratitude, rela- Haidt (2009) found that when individuals recalled expe-
tional concerns may also affect the behaviors that follow riences of gratitude, they reported being motivated to
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from gratitude (Algoe, 2012). The grateful recipient may enhance the reputation of the benefactor, acknowledge
be motivated to continue the upward spiral of gratitude their actions, repay them in some way, and develop a
by acting prosocially–not simply due to the norm of reci- closer relationship. However, because of social desira-
procity, but out of concern for the benefactor. bility concerns (Jones & Pittman, 1982), and due to the
Recent research supports the link between gratitude fact that individuals are often unaware of their cognitive
and subsequent prosocial behavior. In vignette research, processes (Nisbett & Wilson, 1977), it is not entirely clear
participants report that they would behave prosocially whether gratitude is motivated by benefactor enhancing
toward someone to whom they felt gratitude (Graham, goals, or whether individuals are simply presenting their
1988; Naito & Sakata, 2010; Watkins et al., 2006). Trait and motivations as such.
state gratitude are related to self-reports (Dijker, Nelissen, We address the dearth of research on the motivations
& Stijnen, 2013; Froh, Bono, & Emmons, 2010; Emmons underlying gratitude by pitting a more communal, altruistic
& McCullough, 2003; Li & Chow, 2015; McCullough, gratitude motivation against two possible egoistic motiva-
Emmons, & Tsang, 2002; Sikkel & Schoenmakers, 2012) tions for gratitude: the procuring of future benefits (Study 3)
and peer-reports of helping others (Chang, Lin, & Chen, and the presentation of the self as a grateful person (Study 4).
2012; McCullough et al., 2002; Michie, 2009). Research
in the laboratory has shown a positive relationship
Methodology in gratitude research
between gratitude and actual prosocial behavior
(Bartlett & DeSteno, 2006; Bartlett et al., 2012; DeSteno, Another contribution we hope to make to the literature
Bartlett, Baumann, Williams, & Dickens, 2010; Froh et al., is by providing experimental tests of gratitude using
2014; Goei, Roberto, Meyer, & Carlyle, 2007; Ma, Tunney, real-time gratitude inductions and behavioral measures
& Ferguson, 2014; Tsang, 2006b; 2007; Tsang, Schulwitz, of gratitude and its correlates. Much of the current grati-
& Carlisle, 2012). tude literature makes use of scenarios and/or self-reports,
However, just because a person behaves prosocially which can be problematic. For instance, although indi-
does not mean that their ultimate goal is to increase the viduals may have access to the outcomes of cognitive
person’s welfare (e.g. Batson, 2011). Egoistically motivated processes, they are not consciously aware of the specific
grateful behaviors might include returning the favor in variables that have influenced those cognitive processes
order to procure future favors (Trivers, 1971) or thanking (e.g. Nisbett & Wilson, 1977), introducing limitations to
the benefactor in order to present the self as an apprecia- scenario and even some recall methods of studying grati-
tive, moral person (Jones & Pittman, 1982). In contrast, if tude. Furthermore, the use of self-report measures of grat-
gratitude serves a relational function and triggers com- itude is problematic due to the socially desirable nature
munal norms, one would expect that grateful prosociality of gratitude (Tsang, 2006b). Therefore, it is important to
would be directed not only egoistically, but altruistically supplement self-reports and scenarios with methods that
toward the needs of the benefactor. induce gratitude in the laboratory and measure its behav-
Little research directly speaks to the question of ioral outcomes.
whether grateful prosociality is fueled by altruistic as In the current set of four experiments, we induce grat-
well as egoistic motivations. Fox, Kaplan, Damasio, and itude in the laboratory, in real time, reducing potential
Damasio (2015) found that individuals who read stories cognitive biases that might result from recalling past epi-
about gratitude showed increased activity in the medial sodes of gratitude and from reading gratitude scenarios.
prefrontal cortex and the anterior cingulate cortex, We also provide a behavioral measure of gratitude that
4 J.-A. TSANG AND S. R. MARTIN
demonstrate more grateful prosocial behavior compared favor would lead to more gratitude than a positive out-
to participants who receive the same positive outcome come by chance, and that individuals would experience
by chance. more gratitude when their benefactor was more similar
to them. Participants were told that they and a participant
in another room were engaging in a number of resource
Relationship-relevant characteristics of the
distributions. We portrayed some partners as attitudinally
benefactor
similar to participants via answers on a questionnaire. For
We investigate the effects of the following characteristics the gratitude manipulation, either the partner or ‘random
of the benefactor on gratitude and grateful behavior. chance’ provided the participant with resources. The par-
ticipant rated their felt gratitude and grateful motivation
Benefactor similarity (self-report measures of gratitude), and were provided
If gratitude helps individuals find good relationship part- with their own opportunity to distribute resources (behav-
ners (Algoe, 2012), then individuals who are more attrac- ioral measure of gratitude).
tive should elicit more gratitude. Benefactors who have
more similar attitudes, and are therefore more attractive,
Method
should elicit more gratitude and grateful behavior com-
pared to less similar benefactors. Participants
Participants were 179 female undergraduate psychol-
Benefactor intention ogy students at a small, southwestern private religious
Gratitude should also vary depending on the intentions university. Because the experimenters for this study
of the benefactor. The presence of benevolent motivation were female, only female participants were recruited
might indicate increased relationship potential and the to eliminate cross-gender self-presentation concerns
presence of communal norms. Benevolent partners should (Jones & Pittman, 1982). Demographic information
therefore elicit more gratitude and grateful behaviors than was not collected, but given the undergraduate demo-
should partners who communicate expectations of reci- graphic at this university, the sample consisted primarily
procity (Watkins et al., 2006). of European Americans aged 18–22 We decided a priori
to have at least 20 participants per cell, and collected
data until the end of the semester when this minimum
Prosocial motivations of the grateful recipient
number of participants was reached. Seventeen indi-
We investigate the possibility that grateful prosociality viduals were excluded due to suspicion, leaving a total
may be altruistically motivated, and contrast that moti- N = 162.
vation with the following possible egoistic motivations.
Procedure
Procuring future benefits Participants were run singly in a small laboratory room.
If grateful individuals are oriented toward social exchange When participants first arrived, they were asked to fill out
concerns, then they should engage in increased prosocial a 7-item attitude questionnaire while the experimenter
behaviors when they know that they will interact with the waited for a ‘second participant’ to arrive. After partici-
benefactor in the future. In contrast, if gratitude activates pants completed the questionnaire, they were told that
communal norms and altruistic motivation, then individu- they and another same-gender psychology student would
als should behave prosocially regardless of the possibility engage in four rounds of a resource distribution task. They
of future interaction. would not interact with their partner, but would receive
THE JOURNAL OF POSITIVE PSYCHOLOGY 5
the chance to communicate by written note during certain of the study. When the participant had completed their
rounds. They were also informed that in order to study the review of their partner’s questionnaire, they were given
effect of first impressions on distributions, one participant an impression questionnaire to fill out about their partner,
in the study would get to see the other’s attitude question- which included a number of personality ratings along with
naire. In reality, only three distribution rounds were car- manipulation check items assessing the participant’s per-
ried out, the other participant was fictitious, and the other ceived similarity with their partner (‘Under normal condi-
participant’s answers were filled out by the experimenter. tions, how enjoyable do you think it would be to work with
Participants were told that during each round, 10 raf- this person?’ ‘How similar to you do you think this person
fle tickets good for a $50 gift card would be distributed is?’ and, ‘How likely is it that you and this person could
between the two participants. In some rounds, they or become friends?’ For all items 1 = not at all, 7 = extremely)
the other participant would be assigned to distribute the The experimenter then started the first round of distri-
resources, whereas in other rounds resources would be butions. All participants received three raffle tickets distrib-
distributed by chance. It was emphasized to participants uted by chance, and were told that their partner was given
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that they and their distribution partner were not in compe- seven. Participants were then randomly assigned to Favor
tition with each other, but would each have opportunities conditions. On Round 2, participants in the Favor: Present
to receive resources. All distribution decisions were made condition were told that their partner had given them nine
using paper-and-pencil forms, and resources for each tickets, keeping only one ticket to herself. A handwritten
round took the form of 10 blue raffle tickets. note, seemingly from their partner, accompanied the dis-
tribution outcome and read, ‘I saw that you didn’t get a
Conditions. Participants were randomly assigned to lot in the last round – that must have been a bummer’.
Similar and Dissimilar conditions. These conditions were This note served to communicate benevolent intention.
manipulated based on participants’ earlier answers to Participants in the Favor: Absent control conditions were
the attitude questionnaire. The questionnaire consisted told that they received nine raffle tickets by chance, and
of seven forced-choice items: (1) What are your views their partner had received one. There was no note from
on abortion? (check one: Prolife/Prochoice), (2) What are the other participant in this condition. Thus, participants
your views on fraternities and sororities? (check one: I in the Favor: Absent condition received the same positive
am against/in favor of fraternities and sororities as they outcome as participants in the Favor: Present condition, but
usually function), (3) Where would you prefer to live in the absence of a benefactor. Experimenters remained
after college? (check one: urban area/rural area), (4) How blind to the Favor: Present/Absent conditions until the end
do you feel about the city of Waco’s ban on smoking in of the study.
restaurants? (check one: I am in favor/against the ban
on smoking in restaurants), (5) Which type of movies do Dependent measures. In Round 3, participants in all
you prefer? (check one: Comedies/Dramas), (6) Which conditions received the opportunity to distribute 10
of the following TV shows would you prefer to watch? raffle tickets. This constituted our behavioral measure of
(check one: The Simpsons/American Idol), (7) Which of prosociality. After they made their distribution decision,
the following better describes your political affiliation? participants were given a questionnaire that contained
(check one: Democrat/Republican). While the participant manipulation-check items, along with items that asked
was reading further information about the study, the them the reasons behind their decision. Participants
experimenter surreptitiously filled out a questionnaire were asked the extent to which they were motivated by
supposedly from the other participant. Participants were the following concerns: to get money, be fair, help the other
randomly assigned to have a partner that was either participant, express appreciation, establish justice, fulfill an
similar or dissimilar to them. In the Similar condition, the obligation, reciprocate a favor and act morally. Participants
experimenter marked items #1, 2, 4, 6, and 7 the same rated these motivations on a 7-item Likert-type scale
as the participant’s; whereas in the Dissimilar condition, (1 = Not at all, 7 = Totally). The item express appreciation
only items # 3 and 5 were marked the same as the constituted a measure of grateful motivation, and the
participant’s. Although the experimenters were not blind item fulfill an obligation was a measure of indebted
to the participants’ similarity condition, they were kept motivation. In addition, after each of the rounds
naïve to the study hypotheses. the experimenter gave participants a questionnaire
After the experimenter created the partner’s ques- asking them to rate the emotions they were currently
tionnaire, she informed participants that they had been experiencing toward their partner on a 7-point scale,
randomly assigned to read their partner’s questionnaire, including the adjectives pleased, grateful, indebted, happy,
and they were given a few minutes to do so. The part- resentful, thankful, annoyed, appreciative, obligated, upset,
ner’s questionnaire was left in the room for the duration sympathetic, and angry. A composite measure of grateful
6 J.-A. TSANG AND S. R. MARTIN
emotion was created by combining the adjectives 95% CI [−0.76, 0.23], BF01 = 6.97. Similarity also failed to
grateful, thankful, and appreciative reported after Round 2 moderate the relationship between receiving resources
(α = 0.97), and a composite measure of indebted emotion and experiencing gratitude, t(158) = 1.31, p = 0.19, 95% CI
was created by combining the adjectives indebted and [−1.65, 0.34], BF01 = 7.18. Those who received resources
obligated reported after Round 2 (α = 0.81). There were from a benefactor reported a greater motivation to express
also additional personality questionnaires not analyzed gratitude (M = 6.21, SD = 0.92) than those who received
in this study. resources by chance (M = 2.67, SD = 1.95), t(154) = 14.17,
After the questionnaires were completed, the experi- p < 0.001, 95% CI [3.05, 4.03], d = 2.28. However, similarity
ment was terminated. During the postexperimental inter- failed to exhibit a main effect on grateful motivation (t(154)
view, participants were carefully probed for suspicion, and = 0.80, p = 0.43, 95% CI [−0.29, 0.69], BF01 = 4.38) or to
the experimenter fully explained the experimental proce- moderate the relationship between receiving resources
dure to participants, including the reasons for deception, and grateful motivation, t(154) = 0.08, p = 0.94, 95% CI
using guidelines from Aronson, Ellsworth, Carlsmith, and [−0.47, 0.51], BF01 = 19.76. Those who received resources
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Gonzales (1990). No participant expressed any distress from a benefactor gave more resources (M = 7.10,
about the experiment, and all seemed to understand SD = 1.26) than those who received resources by chance
the reasons for deception. All participants were given 20 (M = 4.66, SD = 1.98), t(158) = 9.30, p < 0.001, 95% CI [1.95,
entries into a $50 raffle. A raffle was held at the end of each 3.00], d = 1.48. Similarity neither moderated [t(158) = 0.92,
semester in which the study was conducted, and winners p = 0.19, BF01 = 9.65] the effect nor exhibited a main
were awarded $50. effect on distribution of resources, t(158) = 1.06, p = 0.29,
To summarize, this experiment tested the effect of ben- BF01 = 5.67. Therefore, receiving a favor seemed to cause
efactor similarity on gratitude by using a laboratory induc- an increase in both grateful emotion and prosocial behav-
tion and behavioral measure of gratitude. Participants ior, but these effects were unaffected by the similarity of
were told that they were distributing resources with the benefactor.
another student. In the second round, some participants
were told that they received nine raffle tickets from the Explanatory models
‘other participant’, the gratitude induction, whereas other A serial mediational model was estimated in which receiv-
participants received nine raffle tickets through ‘chance’, ing tickets from a benefactor predicts grateful emotions,
which led to a positive outcome without gratitude. All which in turn predicts the motivation to express gratitude,
participants were then provided the opportunity to act and finally the number of tickets the participant distrib-
prosocially by distributing raffle tickets. Some participants uted to the benefactor. Our hypothesis states that grateful
believed that the other participant held similar attitudes emotions should be greater when the benefactor is similar
to them on important issues such as abortion and polit- to the participant. To model this, similarity moderates the
ical affiliation, whereas other participants believed their relationship between receiving tickets from a benefactor
partner held dissimilar beliefs. and grateful emotions. Mediation can thus be assessed
for the dissimilar and similar conditions. Bootstrapping
was used to estimate standard errors. Continuous varia-
Results
bles were standardized to ease interpretation. Finally, the
For all analyses, factors were effect coded. mediational model partials out the relationships between
grateful and indebted emotions, and between gratitude
Experimental effects expression and obligation motivations. The overall medi-
A manipulation check showed that the rating of benefac- ational effect was significant, abc = 0.26, z = 2.45, p = 0.01,
tor similarity correlated highly with the condition assign- 95% CI [0.07, 0.48]. The mediational effect in the similar
ment of similarity, r = 0.84. Likewise, individuals accurately condition, abc = 0.24, did not significantly differ from
recalled whether they received tickets by chance or from the effect in the dissimilar condition, abc = 0.28, z = 0.90,
the other participant, r = 0.96. p = 0.37, 95% CI [−0.04, 0.17]. The mediational effect
We hypothesized that those who received resources through grateful emotions and motivation to express grat-
from another should especially feel grateful if the benefac- itude accounted for 21.66% of the direct effect of receiving
tor was similar to themselves. Those who received resources resources from a benefactor on distributing, all controlling
from a benefactor did report feeling more grateful on for indebted emotions and obligation. Therefore, the rela-
Round 2 (M = 6.54, SD = 0.68) than those who received tionship between receiving a favor and prosocial behavior
resources by chance (M = 2.90, SD = 2.12), t(158) = 14.25, was mediated by grateful emotions and the self-reported
p < 0.001, 95% CI [3.09, 4.08], d = 2.26. Similarity exhib- motivation to express gratitude. Similarity was not a sig-
ited no main effect on gratitude, t(158) = −1.06, p = 0.29, nificant moderator of this relationship.
THE JOURNAL OF POSITIVE PSYCHOLOGY 7
Results
Method
For all analyses, factors were effect-coded.
Participants
Participants were 125 female undergraduate psychol- Experimental effects
ogy students at the same private religious university. As We performed two manipulation checks. Participants accu-
before, only female participants were recruited in order rately recalled whether they received tickets by chance or
8 J.-A. TSANG AND S. R. MARTIN
from the partner, r = 0.98, and 88% of participants accu- a base model, the pathway through grateful emotions and
rately recalled the type of note received. desire to express gratitude accounted for 25.49% of the
We hypothesized that the selfish note would decrease direct effect of receiving resources on distributing. For the
gratitude. Those receiving the selfish note (M = 7.39, sake of contrast, a similar model was fit wherein receiving
SD = 1.98) indicated marginally less gratitude (α = 0.98) resources predicts indebtedness, which predicts obliga-
than those receiving the benevolent note (M = 7.99, tion, and in turn, distribution. Likewise, the mediation
SD = 1.86), t(113) = −1.85, p = 0.07, 95% CI [−1.66, 0.09], controls for relationships between grateful emotions and
d = −0.41. We contrasted this by examining whether the indebtedness, and desire to express gratitude and obliga-
note affected post-favor indebtedness, defined as a com- tion. Mediation, in this case, was nonsignificant, abc = 0.09,
posite of reported indebtedness and obligation after z = 1.41, p = 0.16, 95% CI [−0.02, 0.24]. Whereas obliga-
Round 2, α = 0.86. Unexpectedly, post-favor indebtedness tion and indebtedness, controlling for gratitude, did not
was not significantly different between note conditions, significantly mediate the relationship between receiving
t(114) = 0.70, p = 0.49, 95% CI [−0.75, 1.24], BF01 = 7.63. and giving, expression of gratitude and gratefulness did
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the receipt of a non-social positive outcome. Additionally, Present condition were told that the other participant
we tested an egoistic motivation for grateful prosociality. would again be the distributor in Round 4, whereas par-
If gratitude in this context is motivated by the desire to ticipants in the Future Benefits: Absent condition were told
secure future benefits, then grateful recipients should act that the tickets in Round 4 would be distributed by chance.
more prosocially when they know that their benefactor The Future Benefits conditions thus varied whether par-
will have another opportunity to benefit them. In con- ticipants had the potential to benefit from their partner in
trast, if gratitude is associated in this context with a more future rounds if they helped them in Round 3.
altruistic motivation, then grateful recipients should act After participants reviewed the distribution schedule,
prosocially even if they do not anticipate receiving future they began the first round of distributions, where they
benefits. received 3 raffle tickets distributed by chance. On Round
2, participants in the Favor: Present condition were told that
their partner had given them nine tickets, while keeping
Method
only one ticket to him/herself. A handwritten note, seem-
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Participants ingly from their partner, read, ‘I saw that you didn’t get a
Participants were 78 undergraduate psychology students lot in the last round – that must have been a bummer’.
(53 women and 25 men, ages 18–22 years) at the same uni- Participants in the Favor: Absent control conditions were
versity with predominantly European American students. told that they received nine raffle tickets by chance, and
More women were recruited than men because we had that their partner had received one. There was no note in
more female experimenters. We decided a priori to have this condition.
at least 20 participants per cell, and collected data until Participants in all conditions then had a chance in
the end of the semester in which this minimum number Round 3 to distribute raffle tickets. Dependent variables
of participants was reached. Four suspicious participants included the distribution as a behavioral measure of proso-
were excluded, leaving N = 74. ciality, along with the same self-report measures of grate-
ful and indebted intentions for the distribution, and ratings
Procedure of grateful and indebted emotions after Round 2.
Participants were again told that they were distributing After the questionnaires were completed, the experi-
resources with another participant. In this study, partici- ment was terminated without a fourth round. During the
pants were informed that they had been assigned to see postexperimental interview (Aronson et al., 1990), no par-
the distribution schedule ahead of time. Therefore, they ticipant expressed any distress, and all seemed to under-
would know who the distributor and receiver would be on stand the reasons for deception. All participants were
each round from the beginning of the study, but their part- given 20 entries into a $50 raffle. A raffle was held at the
ner would not know until right before the round started. end of each study semester, and winners were awarded
To this end, participants received a schedule listing four $50.
rounds, and detailing who would be the distributor, who To summarize, this study tested the effect of future ben-
would be the receiver, or whether the round would be efit potential on gratitude in a laboratory context. Some
distributed by chance. This schedule was provided on a participants believed that the other participant would
piece of paper, and participants were encouraged to refer again have the opportunity to distribute raffle tickets,
to it throughout the study. Participants were randomly providing participants with an egoistic motivation to be
assigned to be in one of four conditions that varied based prosocial, whereas others believed that the other partici-
on the two variables of (1) Favor and (2) Future Benefits. pant would not have another chance to distribute, remov-
Participants in all conditions were told that the first round ing this egoistic motivation.
would be distributed by chance. Participants in the Favor:
Present conditions were told that in Round 2, they would
Results
be the receiver, and their partner would be the distributor,
whereas participants in the Favor: Absent conditions were For all analyses, factors were effect-coded.
told that Round 2 would also be distributed by chance.
The favor condition served as a replication of Studies 1 Experimental effects
& 2, testing the effects of gratitude compared to positive Manipulation checks demonstrated that participants accu-
mood. All participants were told that they would be the rately recalled whether they were given tickets by chance
distributor for Round 3, with the other participant as the or from the benefactor, r = 0.89, and correctly identified
receiver. who the distributor would be on the fourth round, r = 0.96.
Participants were also randomly assigned to a Future Participants who received tickets from the benefactor
Benefits conditions. Participants in the Future Benefits: indicated more gratitude (M = 7.46, SD = 1.93) than those
10 J.-A. TSANG AND S. R. MARTIN
significant, abc = 0.26, % of total effect = 30.39%, z = 2.30, to be generated. Because the modeler is uncertain about
p = 0.02, 95% CI [0.07, 0.53]. However, when distributing the generating parameters, one expresses uncertainty in
non-anonymously, the mediational pathway was nonsig- such parameters by selecting a prior distribution for each
nificant, abc = −0.03, z = −0.34, p = 0.692, 95% CI [−0.18, parameter. Bayesian modeling thus is defining a joint prob-
0.09]. In other words, in Study 4, our mediational model ability distribution in the form of a likelihood and prior
was replicated only when participants were told that their uncertainty in the parameters. This approach is not only
benefactor would not know that the resources were com- flexible (modelers choose assumptions and can incorpo-
ing from them; contrary to Studies 1–3 the model failed rate prior beliefs), but coherent in interpretation: The pos-
to replicate when the benefactor knew from whom the terior marginal distributions of each parameter represent
favor came. Indeed, the motivation to express gratitude the combination of prior uncertainty and data to yield a
was highly related to ticket distribution when distributing new probability distribution defining the ‘updated’ plau-
anonymously (BETA = 0.52), but was unrelated when dis- sibility of each parameter, conditioned on the observed
tributing non-anonymously (BETA = 0.05). After controlling data.
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for grateful motivation and its interaction with benefactor Hierarchical Bayesian models are Bayesian models for
knowledge, receiving tickets had little additional effect on which some unknown parameters themselves depend
ticket distribution (Mdiff = 0.14) when distributing anon- on higher-order unknown parameters, called hyperpa-
ymously, but did maintain a predictive effect when dis- rameters. Again, the modeler does not know the hyper-
tributing non-anonymously (Mdiff = 2.07), suggesting parameters, and thus hyperparameters are assigned prior
egoistic motives. However, see the analyses below for a distributions called hyperpriors. Hierarchical Bayesian
further possibility. models are especially useful when one has observed sev-
eral sets of observations whose parameters are presumed
dependent on some higher-order parameter-generating
Partially pooled hierarchical Bayesian models
process. Here, we have four studies that attempt to esti-
One strength of this research is the use of similar meth- mate similar parameters, and thus a hierarchical model is
ods to replicate the behavioral effects of gratitude. Across appropriate. Partial pooling is a consequence of hierarchical
four experiments, we examined the effect of (1) receiv- models, and allows the parameter estimates of each study
ing resources from another person (as opposed to from to inform the parameter estimates of each other study; this
chance) and (2) some contextual factor that was hypoth- is in contrast to complete pooling (treating four datasets
esized to undermine one’s experience of gratitude or as one data-set) and no pooling (treating four datasets as
provide an egoistic reason for giving resources. Because estimating separate parameters). This procedure is anal-
all studies are similarly constructed and often attempt to ogous to random effects modeling or meta-analysis, for
estimate similar parameters (e.g. the effect of receiving those more familiar with such procedures.
resources from a person rather than chance on distribu-
tion), we constructed two hierarchical Bayesian models
Partially pooled effects of conditions
that partially pool estimates for parameters shared across
studies. The first model examines the effect of the groups All four studies employed an ANOVA testing for the com-
on distribution and the desire to express gratitude, and bined effects of receiving tickets from a participant and
the second model is a partially pooled variant of the serial some aspect of the benefactor or context. A partially
moderated mediational models estimated per study. These pooled ‘ANOVA’ (i.e. effect coded linear model with an
models will allow us to, in a meta-analytic sense, use all interaction term) can provide an overall estimate of the
four samples to estimate shared parameters of interest and main effect of receiving resources from a person, the over-
to borrow information from each sample to better inform all effect of the undermining contexts on distribution, and
estimates of study-specific parameters. We briefly describe the overall effect of their interactions. This model assumes
what is meant by a partially pooled hierarchical Bayesian that the parameter estimates of interest computed in each
model and proceed to describe the models in detail. sample are estimating either the same parameter or are
Bayesian modeling enables researchers to build prob- generated from a common distribution of parameters. For
abilistic models for estimating parameter estimates of example, all four studies estimated the effect of receiving
interest in a flexible, coherent manner. Modelers assume resources from a benefactor on distribution; pooled esti-
that a set of parameters underlie the data generating mates provide a stronger estimate for such an effect. In
process used to generate one’s observed data. Modelers contrast, all four studies featured different contexts which
then assert how the data are connected to the param- should affect the role of gratitude in resource distribution;
eters by specifying a distribution from which the data, although the contexts differ, all four context effects are
conditioned on the generating parameters, are assumed presumed to be from a population of contexts that affect
THE JOURNAL OF POSITIVE PSYCHOLOGY 13
the role of gratitude, and thus a pooled estimate provides A similar story is suggested by the effect of the experi-
the expected effect of such contexts on the dependent mental conditions on the motivation to express gratitude.
variable. We examined this pooled ANOVA model on two The partially pooled effect of receiving tickets on the
outcome variables: Number of tickets distributed and the motivation to express gratitude was large and consistent,
motivation to express gratitude. Groups are effect-coded M = 1.46 [1.19, 1.67]. However, the partially pooled effect
to be one unit apart for ease of interpretation. To aid of the context was negligible, M = 0.07 [−0.27, 0.40]. The
interpretation and to ease prior selection, both outcome shrunken effects of similarity, future interaction expecta-
variables are standardized within sample. All effect esti- tion, and anonymity, respectively, were M = 0.07 [−0.11,
mates were assigned a prior of ~ Normal(0, 1), implying 0.27], M = 0.015 [−0.27, 0.25], and M = 0.111 [−0.10, 0.35].
that we have no a priori belief about directionality, and Again, Study 2 was excluded from this because the manip-
the 95% prior credible interval is approximately [−1.96, ulation is nested within the receiving resources condition.
1.96]. All residuals are assigned an a priori distribution The context did not appear to exert an effect on grateful
of ~ Cauchy(0,1)+, following the recommendations of motivations. The partially pooled interactive effect of con-
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Gelman (2006). Estimation was performed using Stan, a text and receiving resources on the motivation to express
Hamiltonian Monte Carlo sampler for probabilistic mode- gratitude was, likewise, negligible, M = −0.180 [−0.54, 0.22].
ling (Carpenter et al., 2017). The shrunken estimates for the four studies were as fol-
The posterior partially pooled effect [and 95% poste- lows: M = −0.100 [−0.42, 0.27], M = −0.27 [−0.56, −0.01],
rior credible intervals] of receiving resources from a bene- M = −0.226 [−0.66, 0.15], and M = −0.138 [−0.48, 0.28]. Of
factor, rather than by chance, on distribution of resources these, only benefactor intention predictably altered the
to the participant was consistent and large, M = 0.99 [0.60, effect of receiving resources on grateful motivations. In a
1.29]. However, the posterior expected partially pooled supplementary analysis, the same pattern of results were
effect of context on distribution was negligible with con- observed for the effect of receiving resources on experi-
siderable variability, M = 0.11 [−0.48, 0.65]. The shrunken enced gratitude toward the participant.
estimates implicate that the context in Study 4 (anon-
ymous distribution) decreased distribution, M = −0.30
Partially pooled moderated mediational path model
[−0.65, 0.00]. However, the effect of context in Study 3
(knowing the participant will distribute later) was neg- Each study above included a serial moderated media-
ligible, M = 0.002 [−0.36, 0.35], as was the effect of simi- tional analysis, described as follows: Receiving resources
larity, M = 0.006 [−0.20, 0.30] (Study 2 was not included, from another participant predicts grateful emotions (after
as the effect of benefactor intention is nested within controlling for indebted emotions), which in turn predicts
the effect of receiving resources from the participant). the motivation to express gratitude (after controlling for
Turning to the interactive effect of context and receiv- perceived obligation), which finally predicts the number
ing resources from a participant, the overall interactive of tickets given to the participant. Each study included a
effect between the contexts and receiving resources from different moderator, all expected to alter this mediational
the person was, again, negligible but expected to vary, pathway. In Study 1, dissimilarity was expected to alter
M = −0.01 [−0.68, 0.44]. The moderating effects of the the relationship between receiving resources and grateful
contexts in Studies 1, 2, and 4 were negligible, M = −0.10 emotions. In Study 2, messages that suggested the recip-
[−0.56, 0.32], M = 0.10 [−0.25, 0.48], M = −0.01 [−0.52, ient now owes them were expected to alter the relation-
0.50], respectively. As noted in the singular analysis above, ship between receiving resources and grateful emotions.
Study 3 may suggest an unexpected interaction between In Study 3, expecting a future interaction was predicted
receiving resources from a participant and knowing the to alter the relationship between grateful motivations
participant will be distributing in the future. In contrast and distributions due to an assumed increase in social
to the egoistic hypothesis, those who received resources exchange concerns. Finally, in Study 4, distributing anon-
from the participant provided fewer tickets when the ymously was predicted to alter the relationship between
participant was expected to distribute later. However, grateful motivations and distributions due to a decreased
after pooling information from other studies, the effect role of self-presentation. Thus, all of these contexts should
was less probable than even the marginally significant affect the mediational role of gratitude.
estimate before, M = −0.40 [−1.15, 0.19]. Therefore, we These models were nearly identical across studies and
suggest there is little evidence that these contexts, over- attempted to estimate many of the same parameters. We
all, had a marginal main effect or interactive effect on once again employed a Bayesian hierarchical partially
distribution. Nevertheless, distributing anonymously reli- pooled model to obtain better estimates of each shared
ably predicted lesser distribution of tickets, but does not path coefficient, the shrunken mediational effects, the
interact with the effect of benefaction. overall mediational effect, and the moderating roles of
14 J.-A. TSANG AND S. R. MARTIN
these undermining contexts on the mediational effect. the mediated effect (see Figure 2). The moderating effect
All variables were standardized, the interaction variables of benefactor intention was also negligible, m = −0.26
were created from the standardized data, and conditions [−0.56, 0.03]. Even with a 95.96% probability of reducing
were coded to be effects-coded to be one unit apart. See the effect of benefaction on grateful emotions, the 95%
Figure 1 for the model and posterior estimates. most probable effects were not sufficient in nullifying the
Let a, b, c, and d represent the pathways between ben- effects of benefaction on grateful emotions, and bene-
efaction and emotional gratitude, emotional gratitude factor intention did not meaningfully modify the indirect
and motivation to express gratitude, gratitude expres- effect through gratitude (see Figure 2).
sion and distribution, and benefaction and distribution, The effect of future interaction on the relationship
respectively. Pathways a, b, c, and d had a 99% posterior between grateful expression and distribution was incon-
probability of being positive; this was true for all shrunken sistent, m = 0.398 [−0.15, 0.95]. Future interaction only had
estimates and the hierarchical path estimates. Indebted a 7.05% probability of decreasing the effect of expression
emotions and obligation both had a 99% posterior proba- on distribution, and of the negative effects, none were
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bility of positively predicting grateful emotion and grateful strong enough to negate the relationship. This was incon-
expression motivation, respectively. The pooled, marginal sistent with an egoistic interpretation of grateful prosocial-
indirect effect of benefaction on resources given, through ity. If anything, the future interaction condition increased
grateful emotions and motivations, had a 98.7% posterior the indirect effect of gratitude relative to the no future
probability of being positive, with 95% credible intervals interaction condition, mno-future − mfuture = −0.23 [−0.58,
[0.05, 0.40], after controlling for indebted emotions and 0.08]. Finally, the effect of anonymity on the relationship
obligation. Likewise, the shrunken estimates of the indirect between grateful expression and distribution was notably
effect for each study all had a 99% posterior probability of positive, m = 0.497 [0.05, 0.94]. With a 98.55% probability
being positive. of increasing the relationship between grateful expression
The interactional effects of the manipulation onto the and distribution, and a 94.38% probability of decreasing
hypothesized pathways were not partially pooled, because the direct effect of benefaction on distribution, the ano-
they were not presumed to estimate similar parameters. nymity manipulation in Study 4 increased the mediational
Nevertheless, the interaction parameters were presumed role of gratitude. One may interpret this pattern of results
to modify shrunken estimates of path parameters, and as suggesting that, when anonymous, gratitude is a strong
thus indirectly used the partial pooling methodology. The mediator of the effect of benefaction on giving, but when
effect of dissimilarity on the relationship between bene- not anonymous, other motivations may be activated. That
faction was negligible, m = −0.21 [−0.62, 0.17]. Even with is, although individuals on average distribute fewer tickets
an 85% probability of decreasing the relationship, the 95% when anonymous, those who do, do so through grateful
most probable effects were not enough to notably change emotions and a desire to express gratitude. Indeed, the
Figure 2. (Left) The posterior distribution(s) for the indirect effect of benefaction through grateful emotions and motivation to express
gratitude. (Right) The posterior distributions for the difference of indirect effect estimates between conditions: Similar – Dissimilar, No
Owe – Owe, No future interaction – Future interaction, and No knowledge – Knowledge.
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difference in mediational effects between the two con- meaningfully affect grateful emotions, the effect was too
ditions was notable, mno-knowledge − mknowledge = 0.28 [0.03, small to influence the mediational effect of gratitude on
0.59]. resource distribution. Next, we investigated whether cer-
However, this may not necessarily be the case. The tain characteristics of the gratitude situation might make
resource distributions in Studies 1–3 were all similar to the egoism or altruism a stronger motivation in grateful proso-
non-anonymity condition of Study 4, because the partic- ciality. We predicted that, if grateful prosociality was moti-
ipants knew the recipient could see who distributed to vated by egoism, then expecting a future interaction and
them. With this in mind, we compared the mediational distributing non-anonymously to the benefactor would
effect in the anonymity condition in Study 4 to the media- increase the number of resources distributed. However, if
tional effects from Studies 1–3. The indirect effect for those grateful prosociality is in part motivated by altruism, then
in the anonymous condition in Study 4 was not different prosocial behaviors should not decrease when future inter-
from the indirect effects for those in Studies 1–3, M = 0.09 actions and anonymity are altered. Although anonymous
[−0.13, 0.31], M = 0.05 [−0.17, 0.28], M = 0.05 [−0.17, 0.29], distribution indeed predicted decreased prosocial behav-
respectively. However, the indirect effect in the non-anon- ior, anonymity and the expectation of a future interaction,
ymous condition in Study 4 differed consistently from if anything, increased the mediating role of gratitude; this
the indirect effects observed in Studies 1–3, M = −0.19 latter effect, however, is less dependable compared to the
[−0.42, 0.00], M = −0.23 [−0.43, −0.04], M = −0.23 [−0.44, other findings.
−0.03]. This is puzzling, given that these conditions should These experiments contained a number of strengths.
be equivalent. Because we observed significant indirect The laboratory setting allowed us to design four experi-
effects in Studies 1–3, but not in the non-anonymous con- ments with similar gratitude inductions and thus provide
dition of Study 4, we suggest that the lack of an indirect multiple replications of the effect of a favor on gratitude
effect in the non-anonymous condition of Study 4 may and grateful prosociality. Another strength is that the
be due to sampling error, and thus the relatively larger experimental design allowed us to test the causality
indirect effect in the anonymous condition may in actuality between variables of interest and gratitude. The use of a
be due to a chance underestimate of the indirect effect of behavioral measure of grateful prosociality helped address
the non-anonymous condition. social desirability concerns associated with gratitude and
aided in the investigation of potential prosocial outcomes
associated with gratitude.
General discussion
Along with strengths come associated limitations. For
Four experiments were conducted to assess the impact of one, these experiments were conducted in a laboratory
benefactor (similarity, intention) and situational character- setting. Although this helped with controlling extraneous
istics (future interaction, anonymity) on responses within a variables, thereby increasing internal validity, it created an
resource distribution paradigm. We consistently found that artificial environment. We hoped that the elaborate cover
the receipt of a favor increased prosocial behavior, and this stories and the existence of a monetary prize helped to
effect was mediated by increases in grateful emotion and offset the artificiality with increased psychological realism.
grateful motivation, even controlling for feelings of indebt- In a related limitation, laboratory-induced gratitude can be
edness and self-reported obligated motivation. Benefactor less intense than grateful reactions to more dramatic real-
similarity did not meaningfully influence either distri- life events. However, many everyday instances of gratitude
bution or gratitude. Although benefactor intention did are in response to small favors, so it is important to study
16 J.-A. TSANG AND S. R. MARTIN
this level of gratitude in addition to more intense reac- self. Gratitude may lead us to help benefactors even when
tions. Another thing to note is that benefactors in these they lack the potential to help us again in the future, or
experiments were unseen strangers. Although this could when they will never know the source of our help. In this
provide a strong test of the ‘find’ component in Algoe’s way, gratitude might contribute to unsung acts of car-
(2012) ‘find-remind-bind’ theory of gratitude, it remains ing that can help form and solidify our important social
to be seen whether the results of these studies apply to relationships.
gratitude in existing relationships. Additionally, we did not
recruit enough male participants in this study to explore
Disclosure statement
gender differences in gratitude and grateful prosociality.
Previous research has documented that women tend to No potential conflict of interest was reported by the authors.
rate themselves as higher on gratitude than do men (Karris
& Craighead, 2012) and that men may feel uncomfortable ORCID
expressing and experiencing gratitude (Kashdan, Mishra,
Stephen R. Martin http://orcid.org/0000-0001-8085-2390
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