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Small Amplitude Oscillations: Minima of potential energy and points of stable equilibrium, expansion
of the potential energy around minimum, small amplitude oscillations about the minimum, normal
modes of oscillations example of N identical masses connected in a linear fashion to (N -1) - identical
springs.
The theory of small oscillations was developed by D’ Alembert, Joseph-Louis Lagrange and other
scientists. The study of the effect of all possible small perturbations to a dynamical system in mechanical
equilibrium is known as small oscillations. The theory of small oscillations is widely used in different
branches of physics viz. in acoustics, molecular spectra, coupled electric circuits etc.
𝑑2 𝑉
( 2 )𝑥0 > 0
𝑑𝑥
If the second derivative is negative, the equilibrium is unstable. Thus in unstable equilibrium,
𝑑2 𝑉
( 2 )𝑥0 < 0
𝑑𝑥
And if the second derivative also vanishes, we must examine the higher derivatives at x0. If all the
derivatives vanish at x0, so that V(x) is constant in a region about x0, then the particle is
effectively free. In such a situation no force results from a displacement (from x 0 ) and the system
to be in state of neutral stability. Thus in neutral equilibrium,
𝑑2 𝑉
( 2 )𝑥0 = 0
𝑑𝑥
3. The Stability of a Simple Pendulum (One Dimensional Oscillator)-
Let m be the mass of the bob of a pendulum and l be its length. The zero of the potential energy
scale is taken at the bottom of the swing.
𝑑2 𝑉
= 𝑚𝑔𝑙 𝐶𝑜𝑠𝜃
𝑑𝜃 2
𝑑2 𝑉
Now, ( ) > 0, and it corresponds to the position of stable equilibrium.
𝑑𝜃2 𝜃=0
𝑑2 𝑉
( ) < 0, and it corresponds to the position of unstable equilibrium.
𝑑𝜃2 𝜃=𝜋
Therefore Ө=0 is the position of stable equilibrium at which the bob can hang
for an indefinite period, which is not at all possible at the position of unstable equilibrium at 𝜃 =
𝜋. The pendulum can therefore oscillate only about the position of stable equilibrium (Ө=0).
𝜕𝑉
(
) = 0 … … … … … … … … … . (𝑖)
𝜕𝑞𝑖 0
Let us denote the deviation of the generalized co-ordinates from equilibrium by ηi.
Therefore, 𝑞𝑖 = 𝑞0𝑖 + 𝜂𝑖 𝑜𝑟, 𝜂𝑖 = 𝑞𝑖 − 𝑞0𝑖 …………………….......(ii)
q0i denotes the equilibrium position of the co-ordinate system.
Expanding the potential V (q1,q2,q3,q4,………….,qn ) in Taylor’s series about q0i we may write,
𝑉 (𝑞1 , 𝑞2 , … … … . , 𝑞𝑛 )
𝑛 𝑛,𝑛
𝜕𝑉 1 𝜕2𝑉
= 𝑉(𝑞01 , 𝑞02 , … … … . , 𝑞0𝑛 ) + ∑ ( ) 𝜂𝑖 + ∑ ∑ ( ) 𝜂 𝜂 +⋯
𝜕𝑞𝑖 0 2 𝜕𝑞𝑖 𝜕𝑞𝑗 0 𝑖 𝑗
𝑖 𝑖,𝑗
………………….(iii)
The first term on the right hand side of the equation is constant and hence may be taken to be
equal to zero and the second term vanishes due to equation (i). So the first approximation we may
write,
𝑛,𝑛
1 𝜕2𝑉
𝑉 (𝑞1 , 𝑞2 , … … … . , 𝑞𝑛 ) = ∑ ∑ ( ) 𝜂 𝜂 … … … … … … … … . (𝑖𝑣)
2 𝜕𝑞𝑖 𝜕𝑞𝑗 0 𝑖 𝑗
𝑖,𝑗
𝜕2 𝑉
Writing Vij for ( ) we get,
𝜕𝑞𝑖 𝜕𝑞𝑗
0
1
𝑉 (𝑞1 , 𝑞2 , … … … . , 𝑞𝑛 ) = ∑ ∑ 𝑉𝑖𝑗 𝜂𝑖 𝜂𝑗 … … … … … … … (𝑣)
2
𝑖,𝑗
We shall now examine the expression for kinetic energy of the system of particles which is given
by,
1
𝑇 = ∑ ∑ 𝑚𝑖𝑗 𝑞̇ 𝑖 𝑞̇ 𝑗
2
𝑖,𝑗
Here, 𝑚𝑖𝑗 = 𝑚𝑗𝑖 , 𝑖. 𝑒. 𝑚𝑖𝑗 form a symmetric matrix. From Taylor’s series we may write,
𝜕𝑚𝑖𝑗
𝑚𝑖𝑗 (𝑞1 , 𝑞2 , … … … . , 𝑞𝑛 ) = 𝑚𝑗𝑖 (𝑞01 , 𝑞02 , … … … . , 𝑞0𝑛 ) + ∑( ) 𝜂 +⋯
𝜕𝑞𝑘 0 𝑘
𝑘
…………………………(vi)
Hence the kinetic energy becomes
1 𝜕𝑚𝑖𝑗
𝑇 = {𝑚𝑖𝑗 (𝑞01 , 𝑞02 , … … … . , 𝑞0𝑛 ) + ∑ ( ) 𝜂 + ⋯ }𝜂̇ 𝑖 𝜂̇ 𝑗
2 𝜕𝑞𝑘 0 𝑘
𝑘
This equation is quadratic in 𝜂̇ 𝑖 ’s and the lowest non-vanishing approximation to T is obtained by
dropping all the terms on the right hand side of the above equation except the first term.
Therefore,
1 1
𝑇 = ∑ ∑ 𝑚𝑖𝑗 (𝑞01 , 𝑞02 , … … … . , 𝑞0𝑛 )𝜂̇ 𝑖 𝜂̇ 𝑗 = ∑ ∑ 𝑇𝑖𝑗 𝜂̇ 𝑖 𝜂̇ 𝑗
2 2
………………………………..(vii)
Here the constant value of mij at equilibrium is denoted by Tij.
Hence the Lagrangian function is,
1
𝐿 = 𝑇 − 𝑉 = ∑ ∑(𝑇𝑖𝑗 𝜂̇ 𝑖 𝜂̇ 𝑗 − 𝑉𝑖𝑗 𝜂𝑖 𝜂𝑗 )
2
𝑖,𝑗
Thus the n-equations of motion derived from the function L is
𝑑 𝜕𝐿 𝜕𝐿
( ) − ( ) = 0 (𝑖 = 1,2,3, … . . , 𝑛)
𝑑𝑡 𝜕𝜂̇ 𝑖 𝜕𝜂𝑖
𝑜𝑟, ∑ 𝑇𝑖𝑗 𝜂̈ 𝑗 + ∑ 𝑉𝑖𝑗 𝜂𝑗 = 0…………………..(viii)
In the above equation both Tij and Vij have symmetric properties.
We can write this equation in the following matrix form,
𝑇𝜂̈ + 𝑉𝜂 = 0……………...............……..(ix)
𝑇11 𝑇12 … 𝑇1𝑛 𝑉11 𝑉12 … 𝑉1𝑛 𝜂1
𝑇21 𝑇22 … 𝑇2𝑛 𝑉21 𝑉22 … 𝑉2𝑛 𝜂2
where 𝑇 = ( );𝑉 =( );𝜂=( ⋮ )
… … … … … … … …
𝑇𝑛1 𝑇𝑛2 … 𝑇𝑛𝑛 𝑉𝑛1 𝑉𝑛2 … 𝑉𝑛𝑛 𝜂𝑛
Here T denotes the inertial coefficient matrix and V the stiffness coefficient matrix. V plays the
role of restoring force which tends to bring the system to the position of equilibrium which may
be called restoring tensor.
b) Eigen Value Problem and Normalization-
For similarity to the equation of simple harmonic oscillator, we try an oscillator solution of
equation (viii) in the form,
𝜂𝑗 = 𝑎𝑗 𝑒 𝑖𝜔𝑡 …………………………………….(x)
The idea behind the above trial solution is that ω is independent of j, i.e. all the co-ordinates are
assumed to execute SHM with same period but different amplitude (and either in-phase or out-of-
phase only, depending on the sign of aj ). aj are in general complex and only the real parts of them
correspond to the actual motion. Putting equation (x) in equation (viii) we get,
1
𝐿 = 𝑇 − 𝑉 = ∑(𝑄̇𝑘2 − 𝜔𝑘2 𝑄𝑘2 ) … … … … … … … … . . (𝑥𝑥𝑥𝑖)
2
𝑘
𝑑 𝜕𝐿 𝜕𝐿
( )− =0
̇
𝑑𝑡 𝜕𝑄𝑘 𝜕𝑄
This is the set of n-independent equations of SHM with single normal frequency 𝜔𝑘 .
𝑄𝑘 = 𝑎𝑘 𝑡 + 𝑏𝑘 𝑡, 𝑤ℎ𝑒𝑛 𝜔𝑘2 = 0
For 𝜔𝑘2 > 0, the co-ordinates always remain finite. Such solutions refer to stable
equilibrium. For 𝜔𝑘2 = 0 and 𝜔𝑘2 < 0, the co-ordinates become infinite as time advances and
𝜂𝑗 (0) = ∑ 𝑎𝑗𝑘 𝜇𝑘
𝑘
............................................(xxxvi)
Multiplying throughout by Tjiair and summing over ij, and using equation (xxxvi), we get,
∑ 𝜂𝑗 (0)𝑇𝑗𝑖 𝑎𝑖𝑟 = ∑ 𝜇𝑘 ∑ 𝑎𝑗𝑘 𝑇𝑗𝑖 𝑎𝑖𝑟 = ∑ 𝜇𝑘 𝛿𝑘𝑟 = 𝜇𝑟
𝑖𝑗 𝑘 𝑖𝑗 𝑘
..........................(xxxvii)
Similarly, the real part of equation (xxxv) at t=0 gives,
𝜂̇ 𝑗 (0) = − ∑ 𝜔𝑘 𝜈𝑘 𝑎𝑗𝑘
𝑘
...................................(xxxviii)
Multiplying both sides by Tjiair and summing over ij, and using equation(xxxvi), we get,
∑ 𝜂̇ 𝑗 (0)𝑇𝑗𝑖 𝑎𝑖𝑟 = − ∑ 𝜔𝑘 𝜈𝑘 ∑ 𝑎𝑗𝑘 𝑇𝑗𝑖 𝑎𝑖𝑟 = − ∑ 𝜔𝑘 𝜈𝑘 𝛿𝑘𝑟 = −𝜔𝑟 𝜈𝑟
𝑖𝑗 𝑘 𝑖𝑗 𝑘
.......................(xxxix)
Thus, the normal co-ordinates Qr may be expressed as the real part of the expression in,
𝑖
𝑄𝑟 (𝑡) = 𝛽𝑟 𝑒 𝑖𝜔𝑟 𝑡 = (𝜇𝑟 + 𝑖𝜈𝑟 )𝑒 𝑖𝜔𝑟 𝑡 = ∑ 𝑇𝑗𝑖 𝑎𝑖𝑟 [ 𝜂𝑗 (0) − 𝜂̇ (0)]𝑒 𝑖𝜔𝑟 𝑡
𝜔𝑟 𝑗
𝑖𝑗
Therefore, for any arbitrary 𝜂𝑗 (0) and 𝜂̇ 𝑗 (0), a set of normal co-ordinates Qr may be found, each
of which varies harmonically with single frequency 𝜔𝑟 .
f) Energy in normal co-ordinates
Here,
1 1
𝑉 = ∑𝑘 𝜔𝑘2 𝑄𝑘2 and 𝑇 = ∑𝑘 𝑄̇𝑘2
2 2
So, total mechanical energy E, in normal co-ordinates, is given by,
1
𝐸 = 𝑇 + 𝑉 = ∑(𝑄̇𝑘2 + 𝜔𝑘2 𝑄𝑘2 )
2
𝑘
This is true for small oscillations with any number n of degrees of freedom.
Examples-
1. The potential energy V(x) of a particle is given by,
𝑉(𝑥) = 3𝑥 4 − 8𝑥 3 − 6𝑥 2 + 24𝑥
Determine the points of stable and unstable equilibrium.
Solution-
For the points of equilibrium(𝑑𝑉/𝑑𝑥) = 0. Since, we have
𝑉(𝑥) = 3𝑥 4 − 8𝑥 3 − 6𝑥 2 + 24𝑥
𝑑𝑉
So, 𝑑𝑥 = 12𝑥 3 − 24𝑥 2 − 12𝑥 + 24
At the points of equilibrium, therefore, 12𝑥 3 − 24𝑥 2 − 12𝑥 + 24 = 0
𝑜𝑟, 𝑥 3 − 2𝑥 2 − 𝑥 + 2 = 0
𝑜𝑟, (𝑥 + 1)(𝑥 − 1)(𝑥 − 2) = 0
Therefore, the points of equilibrium are
x= -1,1 and 2.
𝑑2 𝑉
To test the stability of equilibrium at those points, we find at the points and if it is positive, the
𝑑𝑥 2
equilibrium is stable; if negative, it is unstable.
𝑑2 𝑉
Now, 𝑑𝑥 2 = 36𝑥 2 − 48𝑥 − 12
𝑑2 𝑉
So, (𝑑𝑥 2 ) = 72 (𝑝𝑜𝑠𝑖𝑡𝑖𝑣𝑒)
𝑥=−1
𝑑2 𝑉
( ) = −24 (𝑛𝑒𝑔𝑎𝑡𝑖𝑣𝑒)
𝑑𝑥 2 𝑥=1
𝑑2 𝑉
( 2) = 36 (𝑝𝑜𝑠𝑖𝑡𝑖𝑣𝑒)
𝑑𝑥 𝑥=2
Therefore, equilibrium are stable at x = -1 and x = 2; unstable at x = 1.
2. Consider two identical simple harmonic oscillators coupled together. Their K.E. and P.E. are
1 1
given by 𝑇 = 2 𝑚(𝑞̇ 12 + 𝑞̇ 22 ) and 𝑉 = 2 𝑘(𝑞12 + 𝑞22 ) − ℎ𝑞1 𝑞2
(i) Find the Hamiltonian of the system.
(ii) Fine the frequencies for normal modes and the ratio of the amplitudes of each of the
coordinates q1 and q2 in those modes.
(iii) Introduce the normal coordinates and thereby set up the corresponding Lagrange’s
equation.
Solution-
𝜕𝐿
− = 𝑘𝑞2 − ℎ𝑞1
𝜕𝑞2
Putting these values in equation (i) we get,
𝑚𝑞̈ 1 + 𝑘𝑞1 − ℎ𝑞2 = 0...................(ii)
𝑚𝑞̈ 2 + 𝑘𝑞1 − ℎ𝑞2 = 0...................(iii)
Let 𝑞1 = 𝐴1 𝑒 𝑖𝜔𝑡 . Putting this value in equation (ii) we get,
𝐴1 (𝑘 − 𝜔2 𝑚) − 𝐴2 ℎ = 0
Again, let 𝑞2 = 𝐴2 𝑒 𝑖𝜔𝑡 . Putting this value in equation (iii) we get,
−𝐴1 ℎ + 𝐴2 (𝑘 − 𝜔2 𝑚) = 0
For non-zero solution, we must have the determinant,
2
|𝑘 − 𝜔 𝑚 −ℎ | = 0
−ℎ 𝑘 − 𝜔2 𝑚
𝑜𝑟, (𝑘 − 𝜔 𝑚)2 − ℎ2 = 0
2
𝑜𝑟, 𝑘 − 𝜔2 𝑚 = ±ℎ
2
Therefore, 𝜔 = (𝑘 ∓ ℎ)
(𝑘−ℎ) (𝑘+ℎ)
So, 𝜔1 = √ 𝑚
, 𝜔2 =√ 𝑚
𝐴 (𝑘−𝜔12 𝑚) (𝑘−𝜔22 𝑚)
Now, 𝐴2 = ℎ
𝑜𝑟, ℎ
1
Exercise-
1) S.N.Maithi & D.P.Raychaudhuri, Classical Mechanics and General Properties of Matter, New Age International Publishers,
2015
2) A.B.Gupta, Fundamentals of Classical Mechanics, 2nd Edition, Books And Allied (P) Ltd. (2019)
3) A. Beiser, Perspective of Modern Physics, 3rd Edition, New York, McGraw Hill (1969).