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LESSON 37
NOMINAL RELATIVE CLAUSES or FREE RELATIVE CLAUSES
Adnominal relative clauses are the ones that we have already discussed. As their name
indicates1, they always appear within a determiner phrase, after the noun that functions as the
antecedent of the clause, restricting its scope of reference.
Nominal relative clauses, on the other hand, are those in which the wh-element (the relative)
is merged with the antecedent of the clause. As a result of this merging, the relative clause
becomes more self-contained, it loses its adjectival function and it acquires a nominal
function within the main clause, e.g.:
Sentences (1) and (2) have approximately the same meaning. In (1) the direct object (that
which I like) is a determiner phrase the head of which is that. That is post-modified by an
adnominal relative clause (which I like). The antecedent of the clause is that, the head of the
determiner phrase. In (2) the antecedent (that) and the relative (which) have merged. We no
longer have a determiner phrase as direct object. We now have a clause, a nominal relative
clause, i.e. a relative clause that has acquired a nominal function (DO). These clauses have
also been called "independent" or "free" relative clauses.
Since these clauses are introduced by a wh-element they resemble wh-interrogative noun
clauses, which also have nominal functions. Consider the following sentences:
Sentence (1) has a wh-interrogative noun clause functioning as direct object, whereas
sentence (2) has a nominal relative clause functioning as direct object. If we look at the two
clauses in isolation we will find no grounds to make a distinction between the two types.
Both of them seem to have the same internal structure. What are then the syntactic and
semantic reasons that allow us to make a distinction between the two types? We will first
characterize nominal relative clauses, then we will list their functions and finally we will
contrast them with wh-interrogative noun clauses.
Characteristics:
1
The prefix ad- means "near, next to"; adnominal therefore means "next to a noun".
1
1) In some respects nominal relative clauses are more like determiner phrases since they can
be concrete as well as abstract and they can refer even to persons. In fact, we can paraphrase
them by means of determiner phrases, e.g.:
2) They have the same range of functions as determiner phrases. They can even function as
indirect object and as an object-related predicative complement, functions which are not
available to the other three types of noun clauses.
3) Like determiner phrases they may display number concord with the verb of the sentence.
Contrast for example:
2
Here is where I bought the food. (where: adverb)
6) The wh-element may express a specific meaning (generally indicated by the absence of
the ever suffix) or a non-specific meaning (generally indicated by the presence of the ever
suffix).
Specific:
I took what was on the kitchen table. [..."that which was on the kitchen table]
May is when she takes her last examination. [..."the time when she takes..."]
Non-specific:
Whoever breaks this law deserves a fine. ["Anyone who breaks this law..."]
I'll send whatever is necessary. ["...anything that is necessary.]
The ones that express a specific meaning have been called Definite Free Relative Clauses.
The others have been called Indefinite Free Relative Clauses.
Functions:
1) Subject:
2) Direct Object:
3) Indirect Object:
3
4) Predicative Complement: (subject related)
6) Complement to a Preposition:
7) Apposition:
Give me your college address, i.e. where you live in term time.
I'll pay you the whole debt: what I originally borrowed and what I owe you in
interest.
Nominal relative clauses cannot function as adjective complement because they require a
preposition after the adjective, just like nouns.
Wh-interrogative noun clauses and nominal relative clauses differ syntactically in several
respects:
(1)
(a) An interrogative clause as subject must take a singular verb, e.g.:
(b) A nominal relative clause may take either a singular or a plural verb, depending on the
meaning of the wh-element, e.g.:
4
What were left behind were five empty bottles. [The things that were left behind
were five empty bottles]
(2)
(a) An interrogative clause allows a choice in the placement of the preposition in a wh-
element. (cf. just like direct questions), e.g.:
(b) A nominal relative clause requires the wh-word to be placed first and the preposition to be
deferred, e.g.:
(3)
(a) Indirect questions can be introduced by phrases built up around the full range of wh-
words, e.g.:
(b) Nominal relative clauses with a specific interpretation are normally introduced by what,
where and when. Who in its specific meaning is only found in a clause functioning as
predicative complement, particularly after that's, e.g.:
You're not who I thought you were. [..."the person I thought you were."]
So that's who he's working for.
I'm who you're looking for.
2
The following sentence, which has an adnominal relative clause is grammatical: They ate
the things for which they paid.
5
Notice the ungrammaticality of:
Who, which and whom, in their non-specific meaning are restricted to co-occurrence with a
small semantic class of verbs: choose, like, please, want, wish.
(4)
(a) No compound forms with ever are used in interrogative noun clauses.
(b) The compound forms with ever are used in nominal relative clauses, e.g.:
They asked me whatever I didn't know. ["They asked me those things that I didn't
know."]3
(5)
(a) The determiner what in interrogative clauses does not have a paucal meaning, e.g.:
(b) The determiner what in nominal relative clauses has a paucal meaning, e.g.:
What friends she has are out of the country. ["The few friends she has are..."]
He collected what information he could find. [..."the little information he could
find."]
(6)
(a) A wh-interrogative clause can be reduced. It becomes a nonfinite clause, e.g.:
(b) A nominal relative clause can only be reduced if the clause functions as predicative
complement or as complement to a preposition, e.g.:
3
The clause with whatever is unambiguously relative but the following sentence is
ambiguous: They asked me what I didn't know.
6
Jacob always wears what he should wear.
*Jacob always wears what to wear.
(7)
(a) Wh-interrogative clauses can be anticipated by the expletive it, e.g.:
Anticipatory subject it cannot anticipate a determiner phrase. Since the nominal relative
clause shares features with determiner phrases, it is only logical that it cannot be anticipated
by it. The last sentence is possible only with an "afterthought" interpretation, which requires a
distinctive intonation in spoken English and a special comma punctuation in written English:
I don’t know
I can’t imagine
I’m not sure
I want to know
I wonder who he will vote for
I know
It’s obvious
I found out
It’s irrelevant
I told you
Notice that the main clause expresses some concern with the closing of that gap, with
supplying the missing information. The interpretation of a sentence with know + an indirect
question involves knowing an answer. Sentence (1) has an interpretation that can be
paraphrased as (2):
(b) The nominal relative clause does not contain a gap in information, and therefore the main
clause is not concerned with the closing of that gap. The information may indeed be known to
both speaker and hearer, as in:
7
Given a sentence with a nominal relative clause such as (3) it makes no sense to give it an
interpretation parallel to the one in (2) above:
(9)
(a) Interrogative clauses are used to report questions, they refer to events, facts, ideas,
propositions, but not to concrete objects. When you realize something you don't realize an
object but you grasp a state of affairs or an event.
(b) Nominal relative clauses can be concrete or abstract. Since only nominal relative clauses
can be concrete, when semantic restrictions indicate that the clause is a physical object the
clause is unambiguously relative, e.g.: