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THESIS PROPOSAL
BY:
January 2024.
AMBO, ETHIOPIA
APPROVAL SHEET OF THE PROPOSAL
I have gone through and checked this proposal and I prepare it for final presentation.
PG Candidate;
APPROVED BY;
Major Advisor;
I
TABLE OF CONTENTS
APPROVAL SHEET OF THE PROPOSAL…………………………………………………. ....I
TABLE OF CONTENTS…………………………………………………………………….. II&III
ACRONMYS………………………………………………………………………………...…....
IV
1. INTRODUCTION.......................................................................................................................1
1.3.1.General Objective............................................................................................................4
1.3.2.Specific Objectives..........................................................................................................4
1.4.Research questions.................................................................................................................4
2. LITERATURE REVIEW............................................................................................................6
2.1.Theoretical Reviews...............................................................................................................6
II
2.2.6. Opportunities of practicing Soil and Water Conservation practices in Ethiopia.........13
3.1.2. Climate.........................................................................................................................16
REFERENCES..............................................................................................................................24
III
IV
ACRONOMY
PA Peasant Association
HHs Households
V
1. INTRODUCTION
it is estimated that nine million hectares of land are severely degraded. However, 1.2 billion
hectares of the world's land are moderately degraded, mainly due to inappropriate agricultural
practices that lead to land degradation (Wassie, S. B. (2020). The economic progress of
agriculture generates about 50% of gross domestic product and 90% of national export earnings
and the ability to conserve natural resources such as land, water, forests, minerals, and
wildlife(Bitew et al., 2022). However, in most steeply sloping areas, resources such as soil are
regularly washed out or eroded by runoff, followed by soil degradation in the form of soil
erosion, which affects nearly half of agricultural land and results in soil loss(Weeraratna, 2022).
Soil degradation is an environmental problem that leads to the loss of fertile topsoil, reduces the
productive capacity of the soil, and increases the risk of food insecurity. It also negatively affects
the natural water storage capacity of watersheds, man-made reservoirs and dams, surface water
quality, the aesthetic value of the landscape, and ecological balance in general (Gupta, 2019).
Ethiopian agriculture is largely dependent on rainfall, and the country has a total land area of
about 111.5 million hectares, of which an estimated 73.6 million (66%) are potentially suitable
for agricultural production (Anulo, 2018). The country loses a significant amount of soil each
year due to soil erosion. Soil degradation in the hillside areas of Ethiopia is a serious problem
1
that threatens the sustainability of agriculture (Kidane & Alemu, 2015). Various soil and water
conservation efforts have been made to reduce the problem, especially in the last quarter of the
Soil and water conservation are therefore fundamental to the future development of the Ethiopian
economy. Soil and water conservation practices are therefore closely linked not only to the
conservation of the ecological environment but also to the sustainable development of the
agricultural sector and the economy in general (Addisu et al, 2015). Moreover, these practices
are critical to achieving food security, poverty reduction, and environmental sustainability in the
To achieve these goals, the Ministry of Agriculture, various nongovernmental organizations, the
World Bank, the World Food Program (WFP), and donors are supporting various activities to
improve soil and water conservation at the national and local levels (Adimassu et al., 2018).
(Langdale et al., 1991)indicate that improved soil and water conservation technologies ensure
better water penetration, better soil surface enrichment, and reduced soil erosion and compaction.
Despite all concerted efforts, socioeconomic and physical constraints have resulted in inadequate
activities and minimal success in some parts of Ethiopia(OLANA, 2014). Farmers considered the
structures constraints as they did not derive immediate benefits (Tesfaye et al., 2022)and farmers
consider that these structures erected on farmlands reduce the cultivated area and are labor
Even though studies on soil-water conservation practices have been conducted in some parts of
the highlands of Ethiopia (Melaku et al., 2018). The problem of soil degradation due to soil
erosion persists. The national regional state of Oromia is severely affected by soil erosion. 90%
2
of the population is located in the highlands, which account for 66% of the total soil resources
(BELETE, 2020). Areas that are highly affected by erosion in Oromia National Regional State
Much of the land in this zone is subject to severe soil erosion, deforestation, land pressure, and
land degradation (Saguye, 2017). The average annual soil loss rate is 45 tons per hectare per year
on cultivated land and 22 tons per hectare per year on pasture land in the West Shewa
Zone(Adimassu et al., 2014). As a result, the soil is no longer able to meet the rapidly growing
needs of the population (Kopittke et al., 2019). Toke Kutaye district has been continuously
exploited and degraded (Toke Kutaye District Agriculture Office, 2022). As a result, the majority
of rural inhabitants are suffering from food insecurity (Kebede Gariyo, 2017).
The study area is rainfall-dependent, has a lack of agricultural land, and topographically has
steep slopes, moderately gentle slopes, and flat plains. In addition, the economy of society is
highly dependent on the agricultural sector, especially on the production of crops that require
finely worked soil. This clearly justifies the intervention of the SWCP. Although various
conservation mechanisms were in place, rural households in the study area were reluctant to
adopt SWCPs. In many cases, the role of social, cultural, economic, and institutional factors in
the practices and adoption of SWCPs in the district is ignored or not considered when
considering rates of soil erosion, nutrient loss, and impacts on the physical environment. In
general, this research will fill in the gaps in knowledge about the determinants of SWCP
3
1.2. STATEMENT OF THE PROBLEM
Throughout the country, including the study area, the government and the World Food Program
(WFP) under the Food for Work (FFW) and safety net programs to address soil erosion
SWCPs. However, the problem of soil erosion persists and is a major cause of food insecurity in
Ethiopia (Ahmedin,et al, 2022). In response to extensive degradation of the resource base,
different SWCPs were introduced in some degraded and food deficit areas, mainly through FFW
The sustainability of SWCPs is still a problem in some areas. In Ethiopia, many researchers have
studied the problem of soil erosion, farmers' adoption and perceptions of conservation practices,
and related problems (Abdulrashid, 2018;Tsegaye, 2019, Birhan & Tekalign, 2022); However, in
Toke Kutaye district, no studies have been conducted on natural resource conservation,
economic, biophysical, and institutional variations in the area, this study aimed to assess the
determinants of SWCP adoption in Dadagalan, Hadarsa Bila and Maruf rural villages in Toke
Kutaye district, Ethiopia. Understanding existing SWC practices, SWCP design qualities,
The district is severely affected by soil erosion and faces a variety of food production and supply
problems due to both natural and human interventions. The rate of erosion continues to increase,
and the sustainability of conservation measures remains a problem in Toke Kutaye district. There
is a gap in knowledge regarding the determinants of adoption of SWC practices in the study area.
This study therefore focused on assessing the determinants of adoption of SWC practices by
4
rural households in the study area. Understanding the determinants of adoption of SWC practices
by rural households is critical for planning and designing outreach programs to improve food
The general objective of the study is to assess the determinants of the adoption of soil and water
1. What are the indigenous and improved soil and water conservation practices adopted by
the rural households in the Dadagalan, Hadarsa Bila ,Maruf and Naga File
2. What are the main factors influencing the adoption of soil and water conservation
practices by rural households in the Dadagalan, Hadarsa Bila,Maruf and Naga File
3. What are the opportunities available to rural households in the study area to conserve soil
and water conservation practices in the Dadagalan, Hadarsa Bila ,Maruf and Naga File
5
1.5. SIGNIFICANCE OF THE STUDY AREA
The results of this study will provide valuable information to researchers, policymakers, and
development institutions working in the area to design and develop effective and sustainable soil
and water conservation practices. The results can provide site-specific information and
knowledge related to soil and water conservation practices and highlights factors that indicate
areas that require immediate action and additional research. For the zone in general and the
district in particular, it can be an opportunity to have an organized document that can serve as a
guide for future development. In addition, it can indicate directions and supply information for
further research, extension, and development efforts for non-governmental organizations whose
primary concern is SWC and sustainable development in general, and provide information for
further research, consultation, and development efforts. Researchers and extension workers could
be utilizing the results of this study to modify research and extension activities, particularly for
SWC practices.
The study will be conducted in three PAs of Toke Kutaye district in West Shewa Zone. Cross-
sectional data are collected in 2023/2024 and will analyze for academic purposes in 2024. The
objective is to assess the determinants of SWCP adoption. The study involves farmers,
information on the subject under consideration. The research will be limited primarily because of
Geographically, the research will cover only three rural villages in Toke Kutaye district and does
not cover other parts of the country. The research is limited to cross-sectional data only.
6
Moreover, the research covers only the adoption of SWCPs and may not allow for generalized
conclusions about environmental degradation in the area. Future development and research
interventions may deal with wider geographical, temporal, and content scopes to enable sound
7
2. LITERATURE REVIEW
There are different definitions of soil and water conservation practises, either separately or
e land use and land management practices that promote productivity and sustainable use of soil
and water resources and minimize degradation of soil and water resources. Soil conservation
practises involve managing soil erosion and its counterpart process of sedimentation, reducing its
negative impacts, and exploiting the new opportunities it creates(Jiang et al., 2014).
Their role is to control erosion and maintain soil fertility(Ruiz-Colmenero et al., 2011). The term
"soil and water conservation" encompasses traditional and improved management of "soil" and
"water" to maintain (support, enhance) the medium- to long-term productive capacity of these
resources and is a set of management strategies designed to prevent soil from being eroded from
the earth's surface or chemically, physically, and biologically altered by overuse, acidification,
Soil and water conservation practices refer to the various methods and measures used to
regenerate, rehabilitate, conserve, and sustainably use renewable soil, water, and plant resources
It also the practice of reducing and mitigating erosion to an acceptable level where soil loss can
be offset by natural soil development, improving the physical structure of the soil, increasing or
8
maintaining the level of organic matter, making the best use of available water, and maintaining
When soil, a non-renewable natural resource, is ruined, it is completely lost(Mello & van Raij,
2006). Globally, about 5 to 7 million ha (22% of land suitable for sustaining agricultural
productivity) are lost to soil degradation every year, threatening the world's food security (Bashir
et al., 2017). Conservation and management of soil and water resources are important for human
well-being(López-Vicente & Wu, 2019). Soil and water conservation and sustainable use of
these assets are not only crucially important to farmers but to the entire human race for their
Soil and water conservation refers to activities that maintain or improve the productive capacity
of land in areas where soil erosion is a problem or is likely to occur(Stavi & Lal, 2015). Soil
erosion, on the other hand, is the movement of soil from one part of the land to another through
the action of wind or water(Eswaran et al., 2019). Thus, soil erosion by water is caused by
raindrop impact surface sealing and crust formation, leading to high runoff rate and amount, high
runoff velocity on long and undulating slopes, poor structural soils with high moisture content
from frequent rainfall, and low soil strength(Alnaser & Alkhafagi, 2020). Soil erosion by wind is
caused by a lack of vegetation cover, dry, pulverized soils, high wind speeds, and poor land
management practices such as continuous tillage and overgrazing(van Huyssteen & du Preez,
2023).
Soil and water conservation measures are initially a response to the perceived problem of soil
degradation(Damtie et al., 2022). It includes all forms of human activity to protect and treat soil
9
degradation. Physical soil and water conservation practises are categorized into two categories:
conventional (indigenous) and improved practises. Whatever the measures might be, these
measures point to controlling runoff, improving soil fertility, and harvesting water(Reij et al.,
2013)In the degradation-conservation discourse, three major perspectives have recently emerged:
classic, populist and Neo-liberal(D. A. Alawa, 2016). According to the classic approach, the
problem of land degradation can be overcome by technocratic solutions, thus tending to ignore
On the other extraordinary, the populist approach puts emphasis on the play of local knowledge
and land management practices and underscores the importance of stakeholder participation in
conservation practices(Baron, 2021). In this perspective, the link between poverty and land
degradation is critical; policy formulation and action towards conservation should base itself on
local peoples ‘knowledge and land use practices(Hannam, 2022). Having a center-ground
position, the Neo-liberal approach draws from both the classic and the populist approaches. It
recognizes the classic approach in its view that innovation is accessible to control land
empowerment of the people for their adoption or adaptation of the technologies at the farm
level(H. Zeleke, 2018). In other ways, the contention on major causes of land degradation
included in this neo-liberal see is centered on institutional failures and lack of enough incentives
for the adoption/adaptation of preservation technologies among the land users(Sharma, 2011).
This study utilizes the neo-liberal approaches its theoretical background. Therefore, it holds the
view that there is a plethora of land conservation technologies(DAVID ADIE ALAWA). The
10
issue lies in the acknowledgement and adoption of the technologies by the land users. That is the
problem of land degradation persists in Ethiopia, and elsewhere for that matter, not because of
lack of technical fixes to the problem but due to lack of sufficient consideration of
The word “indigenous” collective and difficult to explain with a single word or statement.
Different scholars have defined the term "indigenous" differently(Hadlos, 2022). From a western
point of view, the concept of "innate knowledge" is associated with the term "primitive"(Cotting
ham, 2021). But for others, particularly those of indigenous people of Africa, Latin America,
knowledge is a product of the culture and cognition of people who work independently of
Western ideas (Berry & Dasen, 2019). Indigenous soil conservation practices are common
among numerous indigenous peoples around the world. As a result, several types of soil
conservation practices are frequently observed among Africa's indigenous societies and
techniques from the precolonial era focus on erosion control in combination with water
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Due to severe production and productivity reductions during the 19 th and 20th centuries,
world society has started to pay attention to modernizing traditional systems of agriculture by
system causes another devastating problem that leads to other challenges if not properly and
For centuries, Ethiopia has known and advanced indigenous knowledge in a wide range of fields
like soil and water conservation, seed selection, and conservation, advancement of conventional
farm implements, and development of appropriate farming systems, and adaptation of successful
indigenous technologies devised by the community, utilizing their own indigenous knowledge to
cope with harsh times and be able to sustain their livelihood (FenetahunMihertu, 2018).
Besides, traditional SWC practices are well recognized in Ethiopia; for illustration, in Gojjam,
ditch drainage causes excessive runoff, and the people of Konso have practiced terracing on their
agricultural farm land for a long period of time (T.TESFAYE,2020). However, indigenous SWC
practices in Ethiopia are poorly documented and not considered important by experts and
policymakers(Haregeweyn et al., 2015). The study also illustrated and strengthened the value of
indigenous soil and water conservation as the basis for improved conservation of soil and water
resources.
In many developing African countries, like Ethiopia, this transformation did not achieve its
intended goal of improving the agricultural system(Yigezu Wendimu, 2021). The reason for its
little success was due to poor planning, poor design, limited community participation, unsuitable
12
conservation methods, inadequate linkages with the livelihoods of the poor, and a lack of a
coordinated approach that goes beyond soil conservation to address the interlinked issues of
productivity, market access, land policy, and resource management (Biratu & Asmamaw, 2016).
To with stand soil degradation, soil and water conservation practises have been started in
different countries for many years. Likewise, SWC projects have a relatively long history in
African countries, beginning in the 1930s when the colonial governments became concerned
with the impact of soil erosion on the productivity of the land. However, awareness of soil and
2020).
The Derge regime was initiating a soil and water conservation programme in the highland areas
with the help of international aid, funds, and food relief in Ethiopia following the distressing
drought of the mid-1980s (Webster et al., 2020). On the one hand, long stretches of bund were
constructed, hillside areas were closed off, steep slope agriculture was abandoned, and millions
of trees were planted. On the other hand, it was very expensive (Tahir Akli, 2019).
(Olawuyi & Mushunje, 2019) conducted a study on the determinants of adoption and use
intensity of SWC practises among smallholder farmers in Nigeria. They applied binary profit and
binomial regression models to analyse the determinants of adoption and use intensity of SWC
practises. They stated that age of the farmers, gender, years of formal education, and farm size
under cultivation were significant determinants of SWCP adoption, and based on the binomial
regression model, they revealed that age of the farmer, gender, and the size of farmland under
13
cultivation were found to affect the log counts of SWC practises adopted by smallholder farmers
significantly.
(Lasway et al., 2020) Studied the determinants of soil conservation practises among smallholder
farmers in Tanzania using secondary data from a national panel survey. They employed a binary
probit model to estimate the determinants of the adoption of soil conservation technologies.
Based on the model, they reported that access to extension services and training, as well as plot
value, had a significant positive correlation with the adoption of the introduced SWC practises.
Nonetheless, they found that soil steepness influenced the adoption and acceptance of soil
They concluded that the adoption of different soil conservation structures is affected by physical,
socioeconomic, and institutional factors. Based on their findings, they recommended that the
concerned bodies consider the influential factors that can affect the adoption of soil conservation
practises to enhance farmers’ adoption of soil conservation practises and advance agricultural
A number of studies have been done on determinants of soil and water conservation practices
soil and water conservation efforts at household level in Aletawendo District, Sidama regions,
Ethiopia. According to the study's findings, seven variables significantly and favorably
influenced farmers' decisions towards adoption. These included the household head's education
level, training participation, overall income, farmers' perceptions of soil and water conservation,
14
(A. Teshome, De Graaff, & Kassie, 2016) used an ordered profit model to determine the factors
influencing household adoption of soil and water conservation. He discovered factors such as
cultivate labor, parcel size, instrument ownership, training in SWC, proximity to SWC programs,
social capital (such as cooperation with nearby crop owners), labor sharing Plans and public
perception of the erosion problem have a strong positive influence on the SWC's actual and final
adoption phases.
(Addisu et al., 2015)employed descriptive statistics to recognize determinants of soil and water
farmer's decision to adopt soil and water conservation practices was significantly influenced by
the slope of the land, contact with extension specialists, tenure status, age, household size, and
conservation practices in the northwest Ethiopian highlands. The results revealed that there were
a 74, 56, 29 and 56% chance of choosing soil bund, stone bund, check dam, or strip cropping,
respectively. The likelihood of adopting the chosen soil and water conservation techniques was
14.2%. The model results also approved that age, sex, education level, family size, animal
holding, land size, access to credit, access to extension service and training were crucial factors
that influenced the study area's adoption of soil and water conservation practices.
(Asfaw & Neka, 2017) examined the variables influencing the adoption of conservation practices
for soil and water in the case of Ethiopia's Wereilu District in the Amhara Region. The analysis
result showed that sex of family heads, education status of family heads, access to extension
services and training were positively connected at significantly level with the adoption of the
introduced soil and water conservation practices. In another instance, the adoption of newly
15
introduced soil and water conservation practices was negatively affected by the age of family
The finding shows that the identified physical, socioeconomic, and organizational factors
affected the adoption of soil and water conservation.Generally, the reviews of empirical studies
indicate the importance of Demographic, socio-economic, institutional, local and site specific
resource management (CBNRM) based on indigenous knowledge around the world, particularly
in developing nations like Ethiopia, as a means of livelihood for the poor. According to (Smyth
& Vanclay, 2017), because poor people depend more heavily on a limited supply of natural
resources, they attach greater value to their conservation and have developed sustainable
management strategies for their direct benefit.(Galudra, 2005)also described that indigenous
communities have developed ways of life remarkably tuned to their local environments.
The long associations with their lands have resulted in the development of strong ties with their
lands, expressed in customary laws, complex religious ceremonies, symbolic activities, and an
extremely in-depth knowledge of their resources. Such knowledge may be deeply coded within
traditional lore, handed down by word of mouth to generations, and refined too. Religious
tradition and beliefs are also important factors in maintaining adherence to rules governing
16
In several cases, use and access to the commons are restricted by local religious institutions, both
in terms of the kinds of uses and where resources may be accessed (Parry, 2009). According to
(Nampindo, 2014), over 90% of rural Africans have access to land through customary
institutions, and a quarter of the continent‘s land some 740 million hectares serves as communal
property such as forests and range-lands. CBNRM requires a local person to have a reasonable
degree of tenure control over land and resources so that they can make decisions about resource
A wide range of policy makers and development and conservation practitioners have supported
variety of economic, social, environmental, and political pressures. progressively, debates over
local communities ‘ability to oversee their lands and natural resources are a portion and parcel of
broader battles over political and economic power and authority in African countries(Parry,
2009).
Ethiopia is one of the country’s most endowed with diverse natural resources, with indigenous
conservation practises called Common Property Resource Conservation," and also endowed with
a range of fauna and flora (E. Teshome et al., 2021). According to (Wassie, 2020), the Ethiopian
highlands have been the focus of a variety of human land uses for at least four centuries and may
be longer, yet they are rich in endemic plant, bird, and mammal species. Common property
resource regimes among its numerous, different ethnic groups were formerly abundant in
17
Communities have been using traditional methods of managing natural resources for many years,
and they still do. Many times, these traditional activities, founded on local laws, norms, and
expertise, are functionally much more representative cases of CBNRM than many of the formal,
externally funded projects and programmes that could also be considered CBNRM(Fabricius,
2013). Watershed management has a positive impact on NRC, crop livestock production and pro
Exposure to education can improve the farmer's ‘management skills and reflect a better
understanding of the benefits and problems of soil conservation practises. Also, education
increases the capacity and ability to receive and implement relevant information regarding the
use of soil conservation practises, since educated farmers are expected to have a good knowledge
of the significance of SWC technologies and the necessity to adopt them(Amare & Simane,
2017). Certain studies indicate that the number of farming experiences has a positive relationship
with the use of preservation practises (Prokopy et al., 2008). Contrary to this finding, households
with large families are expected to adopt or have a greater chance of implementing the practise
than those with a lack of labour or a lower degree of family accessibility (Deressa et al., 2009).
Farmers with relatively larger land sizes had a better chance of adapting soil conservation
technologies than farmers with smaller plots of land (Etwire et al., 2022). Knowledge of farmers'
perceptions and attitudes towards land degradation is an important first step to solving the
Plot-level analysis conducted in the Blue Nile Basin reveals that plots that received sustainable
land and watershed management investments (terraces, bunds, and check dams) for 10 years had
a 24% higher value of production(Schmidt & Tadesse, 2014). However, the same source
18
suggested that SLMP must be installed for at least seven years so as to have a positive and
increasing value in production. In light of this, Schmidt and Tadesse (2014) reported that the
marginal benefit of sustaining land and watershed management investments increases over time
at an increasing rate.
(Adimassu et al.,2017) from the highlands of Tigray, Ethiopia, noted that several land
investments and land management practises have a statistically significant impact on the value of
crop production. For instance, they found that crop productivity is 18% and 64% higher in plots
with stone terraces and reduced tillage, respectively. The same source also stated that the use of
fertilizer and manure, respectively, results in 16% and 14% higher yields as compared to non-
use. In the same vein, in eastern Ethiopia, (Fontes, 2018), using first-order stochastic dominance
analysis, found that adopting SWC practise results in a higher yield and net return than non-
adopting.
Moreover, (Kassa et al., 2013) reported that the integrated SWC programme participant has on
average gained 21.2% more yearly gross income and earned 8.3% more production value per
al., 2014), taking the farm land occupied by conservation structures into account, found that
stone bunds increased cereal and teff yields by 8 and 11%, respectively. Their analysis shows
that the mean crop yield improved by 0.58–0.65 tonnes/ha in plots covered by the stone bunds
19
2.3. Conceptual Framework
Adoption of soil and water conservation practices by rural households can be influenced by their
of the study consists of four key concepts about variables, as shown in Figure 1. The dependent
variable that is included in the framework for this study is the adoption of soil and water
The demographic characteristics include sex, age, and family size. Non-farm activity,
educational level, and farm size of farmers are important socio-economic factors. Extension
services, training participation, and land certificates are institutional factors. Farm distance and
the slope of the farm are physical factors included in the study model. Demographic,
20
Demographic factors
1. Sex
2. Age
3. Family size
Institutional factors.
1. Access to Extension service
2. Training
3. Land certificate
4. Land certificate
21
Source: Own Sketch 2023/2024
22
3. MATERIALS AND METHODS
The study area, Toke Kutaye, is one of the 22 districts of the West Shewa Zone of Oromia
Regional State in Ethiopia with the total area of 788.87 square kilometers (78887 hectares)
37o 43‘22 ‘’ E to 37o50’32 ‘’ Longitude. The district borders with Midakegn district in the
North, Dirre Inchini in the South, Ambo district in the East and liban Jawi district in the West.
The district contains 23 rural villages and 4 urban kebeles (TKWADO, 2020).
mountain and hills 1.75%, field land scape 57%, plateaus and plains 36.3%, valleys and lowlands
2.82%. Elevation varies from 1580m to 3194 masl. The types of soil found in Toke
Kutaye woreda are red 48%, black 27% and brown 18% (TKWADO, 2020).
23
3.1.2. Climate
It has three agro-climatic zones: lowlands 18%, midland (/sub- tropical /Woina Dega) 55% and
highland (temperate/ Dega) 27 %. The district has bimodal rainy season: the summer, autumn,
and spring based on the information obtained from CSA (2010). Annual rainfall is between 800
and 1100mm. The minimum and maximum temperature is 100C and 290C respectively
(TKWAO, 2022). The total human population is 134,767 (66,492 males and 68,275 females)
(CSA, 2010). The total rural population of Toke Kutaye is about 98,865 out of which 49,456 are
male and 49,409 are female, and the urban population is about 35,902 outofwhich17,036 are
24
Legend
25
3.2. RESEARCH DESIGN
This study will follow a descriptive research design whereby qualitative and quantitative
methods of data collection will be combined. The main methodological concern of the research
will be descriptive explanation of the responses for the given questionnaires and focus group
discussion and key informant interview. It is the fact that, descriptive research design will be
employed to assess the issues in the present study as it is found relevant to the objectives of the
study.
The study will employ a combination of purposive sampling technique and simple random
sampling technique at different stages. At the first and second stage the district and the four (4)
kebeles (Dadagalan and Hadarsa Bila (two kebeles which has high severiety),Maruf kebele
which has middle severeity and Naga File which has low severiety will be randomly selected
respectively. The selection will be made through the severity of land degradation (deep
estimation made by district agricultural office and focal person of SLM project in the district)
and to evaluate the implementation determinants of the adoption of soil and water conservation
practices by rural households of soil and water conservation practices in the study area as the
purpose is to undertake research on determinants of the adoption of soil and water conservation
practices by rural households of soil water conservation practices measures. In the third stage,
sample of farmers of rural households will be selected by simple random sampling from the four
kebeles proportional to the total household of each purposively selected rural kebeles.
26
3.3.1. DETERMINATION OF SAMPLE SIZE
Determining the size of the universe of the frame requires demarcation of the boundary in which
this survey will conduct reasonably with the available time and financial resources. The basic
Sampling unit in this case is the farmers’ household who derive their livelihood entirely from
Agricultural activities. The sample households will select from the sampling frame by using the
simple random sampling methods. Then, a total of 356 sample households from four rural
kebeles of the district will be randomly selected from a total of 3218 farms households using
simple random sampling technique based on probability proportional to size. For this study a
simplified formula provided by Yamane, (1967) is applied to determine the required sample size
3218
n =N/1+N (e) 2 + =
2 356
Where
n=is the sample size
1+ 3218(0.05)
N= the population size (total household size)
e=is the level of precision
Table 1: Distribution of sample households in the study area.
27
3.4. Types and Sources of Data Collection
Both primary and secondary sources will be used. In this research, farmers will be the major
sources of primary data. In order to ensure the reliability and validity of the data collected,
different methods will be employed during collection of data. These methods include
observation, focus group discussion, and interview with randomly selected farmers and other key
informants.
As part of the primary data, information will also collect from woreda agricultural experts,
kebeles leaders and soil and water conservation experts. Secondary sources of information will
be used for this study include published materials such as reports, plans, official records, census
records, project reports, research papers and data files from internet/ web page.
The data required for this study will be collected from sample respondents using a semi-
structured interview, focus group discussions and key informant interviews. The enumerators for
the data collection will be selected based on their educational background and their ability of the
local language. The researcher methods of data collection are stated here under.
To collect primary data through Semi-structured interview schedule, open ended and close-ended
interview is used after being pretested for consistency, clarity, and to check its validity and
28
3.5.2. Key Informants’ Interview
The key informant is regarded as an” expert” or knowledgeable person who imparts important
interview. In this research, six key informants will be interviewed. The key informants will be
A focus group discussion is a data collection procedure in the form of a carefully planned group
discussion among about six to ten people plus a moderator and observer, in order to obtain
diverse ideas and perceptions on a topic of interest in a relaxed, permissive environment that
fosters the expression of different points of view, with no pressure for consensus (USAID, 2006).
In addition, a focus group discussion will also be conducted to triangulate responses required
using interviews. The focus group discussion will be conducted with eighteen members who
include household head. Four focus group discussions will be held in each selected kebeles. The
purpose of the focus group discussion is to generate in-depth information on some of the survey
findings.
29
3.6. Methods of Data Analysis
The methods of data analysis will be employed by the nature of data and the specific objectives
of the study. The data collected through semi structured interview schedule in relation to the
first, second and third specific objectives will be analyzed through descriptive statistics
(frequency and percent). The summary of the qualitative data will be analyzed and presented in
words and narrations. To enable the aforementioned analysis of data that will be collected
through household questionnaire, PSS and software version 21 will be utilized. The analyzed
SN Tasks
Jun Jul Aug sept Oct Nov De Jan Feb mar Apr May
c
1 Problem identification
2 Literature Review
3 Proposal writing
4 Submission of proposal
5 Questionnaires development
30
6 Data collection
8 Data analysis
9 Report writing x
andpresentation
10 Submission report x
11 Research presentations . . . . . . . . . . . .
research work is summarized and presented below in the form of categorical cost break down.
31
1 Communication: Telephone, Fax, Email etc. 1500.00
Total 1500.00
Table 5: Budget Summary
S/N Expenditure Category Expenditure In Birr
1 Material and Stationery 1400.00
2 Personal expense 3000.00
3 Miscellanies expense 2000.00
4 Contingency (10%) 4120.00
Total 45,320.00
32
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44
APPENDEXIS
Dear respondents
The main purpose of this interview program is to assess the determinants of adoption of SWC
practices in four (4) rural villages in Toke Kutaye District, West Shewa zone, Oromia Region,
Ethiopia. The information obtained will help to suggest possible solutions to the observed
problems.
The attached biographical interview schedule contains questions about the adoption of SWC
practices in your district; analyzing the determinants of SWC and future possibilities of adoption
of SWC practices, you are practicing to overcome life’s struggles. There is no right or wrong
answer. Make sure you answer every question from different aspects.
The confidentiality of your responses will be strictly maintained; so there is no provision for
writing your name in the interview paper. I assure you that the information provided is for
educational purposes only. I would like to take this opportunity to thank you for contributing to
Lamesa Dagafu
45
Instructions: Wrap it around your choice. Several options can be selected. Answer open-
General information
1.3) Educational level: 1) Illiterate 2) Grade 1-4 3) Grade 5-8 4) Grade 9-12 5) Certified 6)
Age composition
Gender
18-30 31-50 51-64 >65 Total
Male
Female
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Part II: - Physical factors
5) How many hectares of land do you have? (1) <1hect. (2) 1.1-2hect. (3) 2.1-3hect. (4) 3.1-
1) 5 -10 minute walk ‘2) 10-20 minute walk 3) 20-30 minute walk 4)) More than 30 minute
walk’
7) How do you determine the distance of the farm field from your home?
8) How would you describe the slope of your land? 1) Flat 2) Medium 3) steep
12) If yes, who provides extension services?1) Agriculture Office) 2) NGO, 3=specify others__
4.2) Training
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13) Have you taken any kind of formal and informal training (experience sharing) on soil and
15) Have you taken soil and water conservation practices on your land?1) Yes 2) No
16) If (15) is yes, what type of SWCPs do you adopt in your farm?
18) If yes to question 16, which types of Indigenous SWCPs did you do? 1) Manuring 2) contour
other______________________
19) If you answered yes to question 16, which types of Improved SWCPs did you do? 1)
Improved soil bunds 2) Improved cutoff drain 3) Improved waterways 5) planting improved
21) If yes to question 20, what are your reasons for adopting Improved SWCPs?
22) If (20) is no, what are the reasons?1) Poverty 2) lack of knowledge 3) Lack of equipment 4)
Part VI: - Opportunities for Adoption of SWC practices in the Study Area
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23) Are there opportunities for adoption of SWCpractices by rural farming households in your
24) What are the most opportunities of rural farming households to practice SWC practices in
your area?
(1) Economic opportunity (2) Environmental opportunity (3) Socio-cultural Opportunity (4)
25) Is there indigenous knowledge and local institutions on NRM especially SWC in this area (1)
Yes (2) No
26) What are the major local institutions opportunities on SWC in your area?
(1) Local religious (2) Local culture (3) Local norms and customs (4) If others specify.
27) What are the Economic opportunities for rural farming households in your area to adopt
(1) Availability of land (2) availability of Labor (3) availability of inputs (4) Availability
28) What are the Socio-Cultural opportunities for rural farming households in your area to adopt
SWCpractices?
(1) Gender equality (2) existence of SWC Policies /regulations (3) existence Indigenous
29) What are the Environmental Opportunities for rural farming households to adopt SWC
(1) Good Climate (2) Vegetation cover (3) existence of Improved Soil Structure (4) Others
30) What are the Institutional opportunities for rural farming households to adopt SWCpractices
in your area?
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(1) Availability of Extension services (2) Access to training (3) Access to credit (4) NGO project
livelihood.
A) DAs, Supervisors, SLM Focal, SWC Experts and Natural resource Department head
2) List the Indigenous SWCPs that are commonly applied in your village.
7) What do you think are the reasons for farmers adopting the improvedSWCPs?
8) What do you think are those reasons that hinder farmers from adopting SWCPs?
10) What opportunities are there to get involved with SWCPs in your area?
11) What would you recommend for farmers to increase their chances at SWCPs?
12) Do you believe there is adequate policy support for SWCPs (e.g. Land resources, regulatory
13) How do you evaluate the existing ground guidelines for designing, visiting, and coordinating
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14) Why do soil and water conservation measures fail in the short run?
15) Do you think soil and water conservation measures are effective? Why?
2) How do you see the community adoption of indigenous and improved SWCMs in the village?
3) List the indigenous SWCMs that are commonly applied in your village.
4) List the improved SWCMs that are commonly implemented in your village.
5) What are the functions that government and NGOs perform and do not perform?
6) What do you think are the reasons for farmers adopting the Improved SWCPs?
7) What do you think are those reasons that hinder farmers from adopting SWCPs?
9) What opportunities are there to get involved with SWCPs in your area?
10) What would you recommend for farmers to increase their chances at SWCPs?
2) What are the indigenous and Improved SWC activities in your area?
3) Are you currently using indigenous and Improved SWC practices in your farmland?
4) Why do soil and water conservation measures fail in the short term?
5) What do you think are the reasons for farmers adopting the ImprovedSWCPs?
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6) What do you think are those reasons that hinder farmers from adopting SWCPs?
8) What are the opportunities for SWCPs to get involved in your area?
1) Have you noticed that soil and water erosion is a problem in your villages?
3) What is the extent/condition of soil and water degradation in your residential area?
6) If soil and water degradation is a problem in your village, what are the possible conservation
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Appendixes 4: Observation Checklist
Date of observation______________________
4. The most adopted method of soil conservation in their total size of land holding _
management practices
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