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Preface x
Acknowledgments xiv
Index316
Preface
The year 2020 was an exceptional one. To start, the COVID-19 pandemic brought
significant individual, community, and societal changes as we all faced concerns
about health and safety, while also renegotiating our engagement with one another.
In the midst of these monumental changes, the United States was forced to reckon
with long-standing issues of structural racism and racial injustice highlighted by the
murders of George Floyd, Ahmaud Arbery, and Breonna Taylor at the hands of law
enforcement. In this context, racial inequities were brought to the fore, highlighting
staggering disparities not only in COVID deaths, but also in all areas of life including
education, housing, economic opportunities, law enforcement encounters, the crimi-
nal justice system, and health care.
Systemic discrimination and implicit bias have left Blacks with inadequate access
to health care and unequal healthcare treatment. Implicit and explicit biases have
resulted in disparaged or ignored health determinants in minorities, leading to these
being considered unworthy of study or omitted completely in research and clinical
approaches.
Such biases have been reflected in prior editions of this book. They are embedded
in the institutional and systemic racism present within our field of psychoanalysis
and its psychodynamic psychotherapeutic treatments. We have undertaken this new
edition to examine these biases within our profession; biases that have led not only to
marginalization of our clinicians of color, but also to the prioritization of Whiteness,
and to a lack of appropriately formulating the racial and ethnic contributions that are
so important to the people we treat. Our patients come from rich and diverse back-
grounds and bring so much that is not often reflected in psychodynamic and psycho-
analytic formulation and treatment. Additionally, we have not adequately considered
and formulated the trauma, discrimination, and systemic oppression that individuals
from these backgrounds have experienced as a result of their racial backgrounds, and
how that trauma affects their view of themselves, how others perceive them, and
their presentation to mental health providers. In this edition, we have attempted to
highlight these blind spots, to place their evaluation within our field and with our
patients front and center, and to give equal and heavy consideration to the impact of
these inequities in a new and expanded approach to psychodynamic formulation.
PREFACE xi
The effect of culture and society - We feel very strongly that psychodynamic
formulations must be expanded to include the larger influences of society and
culture on the development of the conscious and unconscious mind. People who
have good early relationships can, when subject to trauma, disadvantage, dis-
crimination, and systemic oppression, develop difficulties with domains such as
trust, self-perception, relationships, and adapting. People who may be privi-
leged or valued over others by society can develop a distorted sense of their
abilities, leading to challenges in navigating stressors or adversity experienced
in later life. We have integrated Bronfenbrenner’s Ecological Systems model
(Bronfenbrenner, 1977) into our organizing framework as a way of conceptual-
izing this, offering it as an idea about development on equal footing with other
psychodynamic models. We can think of this as one way of addressing the
biopsychosocial factors that shape the development of a mind. While this book
has been written by authors who live and work in the United States, we hope
that this approach may prompt readers to consider the unique effects of culture
and society on persons in their location.
Lived experience - People can develop conscious and unconscious problems and
patterns throughout life—not only during their early childhood. We have added
xii PREFACE
Bias - We have added sections that acknowledge and discuss how culture, iden-
tity, and the biases of the clinician affect the creation of psychodynamic formula-
tions. We have added discussions in several sections—including those on trust,
identity, and attachment—that address how traditional psychodynamic concepts
may be inadequate when creating formulations about people from marginalized
groups. Acknowledging the diversity of gender and sexual development, we
have de-emphasized triadic (Oedipal) relationships in middle childhood and
their role in adult psychopathology. At all points, we have tried to move away
from White, heteronormative, and ableist expectations, while understanding, in
the spirit of cultural humility, that there may be ways in which this continues to
be present.
Defenses - Starting from the idea that all defenses were adaptive at one point in
life, we no longer label defenses along the “adaptive-maladaptive” continuum.
Rather, we discuss the benefit and cost of defenses, noting that this balance can
change over the lifespan.
Values - We have added “values” to our list of function domains. We call this
domain “values” rather than “super-ego function” so as not to privilege ego psy-
chology as the dominant psychodynamic model, to broadly address systems of
right and wrong, and to include discussion of personal values.
Whether you are learning psychodynamic formulation for the first time, or revisiting
concepts that have become well-known, we hope that our journey of discovery may
prompt you to expand that way you conceptualize your patients’ development, and
that, in some way, this contributes to diminishing the inequity in psychoanalysis, our
healthcare system, and our world.
PREFACE xiii
Reference
1. Bronfenbrenner, U. (1977). Toward an experimental ecology of human development.
American Psychologist, 32(7), 513–531. https://doi.org/10.1037/0003-066x.32.7.513
Acknowledgments
In 2020, the tragic murders of Black men and women at the hands of the police, and
the resulting social uprising were stark reminders that structural racism remains at
the core of American society. The authors of Psychodynamic Formulation realized that
it was also part of the way we conceptualize and treat patients. To study and address
this, we needed new perspectives and expertise, so we created The Psychodynamic
Formulation Collective. In the midst of the pandemic, this incredible group of think-
ers, writers, and colleagues worked entirely remotely to transform this book and to
expand the way we think about psychodynamic formulation. We are:
Shirin Ali, an assistant clinical professor of psychiatry at the Columbia University
Vagelos College of Physicians and Surgeons. A graduate of the Columbia
University Center for Psychoanalytic Training and Research, she enjoys teaching
and supervising psychiatry residents in psychodynamic psychotherapy. In her
clinical practice, she focuses on mood and anxiety disorders, psychosis, culture
and identity, and emerging adulthood.
Deborah L. Cabaniss, a professor of clinical psychiatry at the Columbia
University Vagelos College of Physicians and Surgeons, associate director of the
Adult Psychiatry Residency Program in the Columbia University Department of
Psychiatry, and a training and supervising analyst at the Columbia University
Center for Psychoanalytic Training and Research. Her teaching and writing
focus on psychotherapy education, and she practices psychiatry and psychoa-
nalysis in New York City.
Sabrina Cherry, a clinical professor of psychiatry at Vagelos College of Physicians
and Surgeons, Columbia University. She is also an associate director and training
and supervising analyst at the Columbia Center for Psychoanalytic Training and
Research where she teaches candidates and conducts research on psychoanalytic
career development. She practices psychotherapy and psychoanalysis in
New York City.
Angela Coombs, an associate medical director at Alameda County Behavioral
Health, where she focuses on increasing access to county mental health services
and supports clients in East Oakland, California. Her scholarly work focuses on
mental health inequities facing Black American populations and other minor-
itized and/or marginalized groups.
Carolyn J. Douglas, an associate clinical professor of psychiatry at the Columbia
University Vagelos College of Physicians and Surgeons and an adjunct associate
professor of clinical psychiatry at Weill-Cornell Medical College. She has been
closely involved in psychiatric residency training throughout her career, has
ACKNOWLEDGMENTS xv
Many thanks to Susan Vaughan for creating the Margaret Morgan Lawrence Fund
at the Columbia University Center for Psychoanalytic Training and Research, which
supports psychoanalytic and psychodynamic education for trainees from tradition-
ally under-represented minorities and to which we are donating all royalties from
this book. Thanks to Jake Opie and Monica Rogers, our team at Wiley, for your
xvi ACKNOWLEDGMENTS
e nthusiasm for this project. Thanks to Anna Ornstein for her reminder many years
ago that we create formulations collaboratively with our patients. Thank you to our
families for lending us out for nights and weekends. And to Thomas Cabaniss for
once again reading every word.
Finally, thank you in advance to our readers. We hope that Psychodynamic
Formulation: An Expanded Approach contributes to the way that psychodynamic
thinkers and clinicians help patients in a changing world.
Key concepts
What is a formulation?
Very nice history. Now can you formulate the case?
All mental health trainees have heard this, but what does it mean? What is a
formulation? Why is it important?
Formulating means explaining (Eells, 2022), or better still, hypothesizing. All
healthcare professionals create formulations all the time to understand their patients’
problems. In mental health fields, the kinds of problems we try to understand involve
Psychodynamic Formulation: An Expanded Approach, First Edition. The Psychodynamic Formulation Collective.
© 2022 John Wiley & Sons Ltd. Published 2022 by John Wiley & Sons Ltd.
4 PART 1: INTRODUCTION TO THE PSYCHODYNAMIC FORMULATION
the way our patients think, feel, and behave. When we formulate, we think not only
about how people think, feel, behave, but also why they do. For example,
Why is she behaving this way?
Why does he think that about himself?
Why are they responding to me like this?
Why is that his way of dealing with stress?
Why is she having difficulty working and enjoying time off?
What is preventing them from living the life they want to lead?
terms unconscious and implicit interchangeably to mean mental processes that oper-
ate out of awareness and that, once formed, automatically influence our thoughts,
feelings, and behaviors.
biological factors—as well as the environmental factors. They are all part of psycho-
dynamic formulation.
Traditionally, psychoanalysts thought about the environmental part of the equa-
tion as related mostly to the effects of children’s early interactions with the people in
their immediate environment (e.g., primary caregivers and other family members).
This immediate environment is sometimes called the person’s microsystem
(Bronfenbrenner, 1977). We often think of these early interactions as the psychologi-
cal factors contributing to a person’s development. But culture and society also affect
the development of the conscious and unconscious ways we think about ourselves,
other people, and our world (Fanon, 1952/2019). This includes both the person’s
communities (e.g., schools, religious groups, local organizations)—sometimes called
the mesosystem—as well as society at large (e.g., laws, public policies, cultural
values)—sometimes called the macrosystem (Bronfenbrenner, 1977). This is particu-
larly pronounced when we are disadvantaged by what has been described as hierar-
chical systems of oppression, including racism, sexism, heterosexism, cisgenderism,
ableism, classism, ageism, and religious or ethnic discrimination (Crenshaw, 2017;
Hays, 2016). These systems affect us throughout our lives, and may powerfully and
adversely affect our implicit mental processes even when our early experiences with
caregivers were generally positive. In this edition, we expand the psychodynamic
formulation to include the way that culture and society affect the development of
conscious and unconscious ways of thinking about the self, others, and the world
throughout life (see Chapter 20).
Reporting
Nick, who is 32 years old and has been married for 10 years, presents because he needs to go on a
business trip and is unable to be away from his wife for more than one night. He was born to a
single teenage mother who had little support and who likely had postpartum depression. As a child,
Nick had severe separation anxiety and spent long periods of time at home “sick.”
Formulating
Nick, who is 32 years old and has been married for 10 years, presents because he needs to go on a
business trip and is unable to be away from his wife for more than one night. He was born to a single
teenage mother who had little support and who likely had postpartum depression. As a child, Nick
had severe separation anxiety and spent long periods of time at home “sick.” It is possible that his
mother’s depression affected his ability to develop a secure attachment, which makes it hard for him
to think of himself as a separate person. It may have impeded his capacity to separate successfully
from his mother. Now, it may be making it difficult for him to be apart from his wife for more than
one night.
Although both vignettes tell a “story,” only the second attempts to link the history
and the problem to make an etiological hypothesis. A psychodynamic formulation is
CH1: WHAT IS A PSYCHODYNAMIC FORMULATION? 7
more than a story; it is a narrative that tries to explain how and why people think,
feel, and behave the way they do based on their development and lived experience.
In the above example, the sentences “It is possible . . .” and “This may have impeded
. . .” suggest causative links between Nick’s problem with separation and his history—
links of which he is not aware and are, thus, unconscious. These causative links make
this a formulation rather than just a history.
ideas to paper (or screens), will help you to consolidate your ideas about a patient
and to practice the skills you will learn in this book. However, not all formulations
are written. Most, in fact, are not. We formulate psychodynamically all the time—
when we listen to patients, when we think about patients, and when we decide what
to say to patients. Ultimately, formulating psychodynamically is a way of thinking
that happens constantly in a clinician’s mind. Having a psychodynamic formulation—
that is, having ideas about the development and workings of a patient’s conscious
and unconscious mind—can help you in many types of clinical situations, including
acute care, inpatient units, medical settings, and primarily pharmacological treat-
ments. Our hope is that you will use the skills you learn in this book to formulate
psychodynamically all the time with all your patients, not just those in psychody-
namic psychotherapy.
Now that we have introduced some basic concepts, let’s move on to Chapter 2 to
begin thinking about how we collaboratively create psychodynamic formulations.
Suggested activity
Can be done by individual learners or in a classroom setting.
Think about a recent moment you experienced with a patient in any clinical setting.
Perhaps the patient was late, didn’t want to speak to you, or had nothing to say. What do
you think led the patient to react the way they did? Take a look at what you have written.
Is it reporting or formulating? It is formulating if you have included a causative link—the
reason you think this happened. Try to identify that link. If you are working in a classroom,
you can do this in pairs.
CH1: WHAT IS A PSYCHODYNAMIC FORMULATION? 9
References
1. Bronfenbrenner, U. (1977). Toward an experimental ecology of human development.
American Psychologist, 32(7), 513–531. https://doi.org/10.1037/0003-066x.32.7.513
2. Campbell, W. H., & Rohrbaugh, R. M. (2013). Biopsychosocial formulation manual: A guide for
mental health professionals. Routledge.
3. Crenshaw, K. (2017). On intersectionality essential writings. The New Press.
4. Devos, T., & Banaji, M. (2003). Implicit self and identity. Annals of the New York Academy of
Sciences, 1001(1), 177–211. https://doi.org/10.1196/annals.1279.009
5. Eells, T. D. (2022). Handbook of psychotherapy case formulation (3rd ed). Guilford.
6. Erikson, E. H. (1968). Identity: Youth and crisis. Faber & Faber.
7. Fanon, F. (2019). Black skin, white masks. Grove Press. (Originally published in 1952).
8. FitzGerald, C., & Hurst, S. (2017). Implicit bias in healthcare professionals: A systematic
review. BMC Medical Ethics, 18(1). https://doi.org/10.1186/s12910-017-0179-8
9. Freud, S. (1964). Analysis terminable and interminable. In J. Strachey (Ed.), The standard
edition of the complete psychological works of Sigmund Freud, (1937–1939), volume XXIII
(pp. 209–254). Hogarth Press.
10. Hays, P. A. (2016). Addressing cultural complexities in practice: Assessment, diagnosis, and ther-
apy. American Psychological Association.
11. Locke, J. (1975). In P. Nidditch (Ed.), An essay concerning human understanding (Clarendon
Edition of the Works of John Locke). Oxford University Press. (Original work published in
1689).
12. Wilson, E. O. (2000). Sociobiology: A new synthesis. Harvard University Press. (Originally
published in 1975).
13. Wright, J. H., Brown, G. K., Thase, M. E., & Basco, M. R. (2017). Learning cognitive-behavior
therapy: An illustrated guide (2nd ed). American Psychiatric Association Publishing.
2 How Do We Create a
Psychodynamic Formulation?
Key concepts
Psychodynamic Formulation: An Expanded Approach, First Edition. The Psychodynamic Formulation Collective.
© 2022 John Wiley & Sons Ltd. Published 2022 by John Wiley & Sons Ltd.
CH2: HOW DO WE CREATE A PSYCHODYNAMIC FORMULATION? 11
Taken together, these three steps comprise the formulation. Each step is crucial to
the process and is discussed at length in Parts Two–Four; we briefly outline them
here by way of introduction.
Before we think about why people developed their primary problems and patterns,
we must be able to describe what they are. Here, we’re not just talking about the
chief complaint, but about the issues that underlie the person’s predominant ways
of thinking, feeling, and behaving. We can divide these into six basic areas of
function:
• Self
• Relationships
• Adaptation
• Cognition
• Values
• Work and play
When patients come to see us, we ask them about the events that led them to seek
help. But to create a psychodynamic formulation, we need to do much more than
that. Our goal is to learn everything we can about our patients in order to begin to
create links between their life stories and the development of their primary prob-
lems and patterns. To do so, we must learn about how they developed. Their devel-
opment begins before birth, with their family of origin, prenatal development, and
genetic endowment; it includes every aspect of the first years of life, including
attachment, early relationships with caregivers, and trauma; and then continues
through later childhood, adolescence, and adulthood, until the present moment.
Because we don’t know why people develop their typical patterns, we must con-
sider everything—we’re interested in heredity and environmental factors and the
relationship between the two. We want to understand periods of development that
went well, as well as periods that were problematic. We need all the information we
can get to begin to hypothesize causative links between the life story and the devel-
opment of the patient’s primary problems and patterns. Reviewing the patient’s
development throughout life is the subject of Part Three.
12 PART 1: INTRODUCTION TO THE PSYCHODYNAMIC FORMULATION
LINK the problems and patterns to the life story using organizing ideas
about development
The final step in creating a psychodynamic formulation is linking the problems and
patterns to the life story to form a longitudinal narrative that offers hypotheses about
how and why patients developed their ways of thinking, feeling, and behaving. In
doing this, we can be helped by organizing ideas about development. These organ-
izing ideas offer different ways of conceptualizing and understanding our patients’
developmental experiences. They help us think about how our patients’ life stories
could have led to their current problems and patterns. Different ideas may be more
helpful in understanding different problems and patterns. The organizing ideas we
discuss in Part Four address the way the following affect development:
• Trauma
• Early cognitive and emotional difficulties
• The effects of culture and society
• Conflict and defense
• Relationships with others
• The development of the self
• Attachment
Therapist: It sounds like you worried that I would never come back—even though you knew
that I would. I wonder if that’s the same kind of fear you had when your mother was in the
hospital with postpartum depression after your brother was born—you worried she might
never come home.
Patient: Oh, interesting. You’re right—of course, I knew you’d be back. I had it in my calendar and
you’ve always come back before. But this time felt different—I was really worried. I guess that’s
what that dream was about. But, you know, during that time, it was my father I was worried about.
I sat at the window every night, waiting for him to come home while the babysitter talked on the
phone. I watched it get darker and darker and thought,’ “maybe the next car will be his,” and then
it wasn’t. And then when I saw the car turn into the driveway, I was so relieved. I’d forgotten all
about that. I was probably five years old.
In the previous example, the therapist has a hypothesis that the patient’s current
anxiety relates to an early experience. The therapist shares this idea with the patient
as an interpretation. The patient hears the interpretation and uses it to access a mem-
ory with an alternative interpretation. The therapist can use this collaboration to
understand more about the transference and to deepen their understanding of the
patient’s mind.
Once we begin to create a formulation, how do we use it? Learn more about it in
Chapter 3.
Suggested activity
Can be done by individual learners or in a classroom setting
Working alone, write a short exchange between a patient and a therapist in which the
patient helps to shape the therapist’s understanding of a situation in therapy. Working in a
group, role play this exchange.
3 How do We Use
Psychodynamic Formulations?
Key concepts
Psychodynamic Formulation: An Expanded Approach, First Edition. The Psychodynamic Formulation Collective.
© 2022 John Wiley & Sons Ltd. Published 2022 by John Wiley & Sons Ltd.
CH3: HOW DO WE USE PSYCHODYNAMIC FORMULATIONS? 15
that her husband is a “genius,” and that she cannot understand why he wants to
remain married to someone who just stays home and takes care of the children. She
remarks
I’ve become one of those boring housewives. The only thing I can talk about is the soccer
schedule.
As the therapist learns about Leila, she notices that Leila is unable to say anything
good about herself. The therapist also recognizes that Leila’s self-effacement seems
incongruous with her apparent abilities. The therapist begins to wonder why Leila
has this view of herself. As the therapist listens to Leila’s life story, she learns that
Leila was a gifted painter who, feeling pressure from her parents and extended fam-
ily to have what they called a “useful” career, gave up painting when she married.
The therapist also learns that Leila’s mother was a world-famous scientist who was
critical of her daughter’s complete lack of interest in science, preferring Leila’s
brother, who became a physicist. While Leila and her brother were good students,
their mother pushed her brother to pursue a career in science. The therapist also asks
about Leila’s family’s immigration history, the gender roles accepted by her family
and childhood community, and the way in which self-esteem was supported and
diminished in her family and culture. The therapist begins to consider an early psy-
chodynamic formulation (i.e., hypothesis) that Leila has conscious and unconscious
ways of perceiving herself and regulating her self-esteem that might have developed
as a result of Leila’s problematic relationship with her mother and comparisons with
other women in her cultural community. Although the therapist knows there is much
more to learn about Leila, she shares her preliminary formulation with Leila to make
a treatment recommendation and to collaboratively set early goals, stating:
It is clear to me that you are worried about your relationship with your husband. However, it also
seems that you are overly tough on yourself, and that you do not allow yourself to do things that
interest you. These difficulties could be related to longstanding feelings you have about yourself
that may date back to your early relationship with your mother, and the ways you may have expe-
rienced yourself in your community. Exploring these feelings in a psychodynamic psychotherapy
may help us understand why you are so unhappy in your current situation and help you improve
both your relationships and feelings about yourself. Does that make sense to you?
This makes sense to Leila, and she agrees to begin a twice-a-week psychodynamic
psychotherapy. Beginning with the hypothesis that Leila was not able to develop an
adequate sense of self, the therapist expands her early formulation to consider that
Leila may have a developmental need to improve her self-perception and her capac-
ity for self-esteem regulation. This forms the basis for the therapist’s therapeutic
strategy, where she will listen to everything Leila says, paying close attention to
material that might relate to Leila’s difficulties with her sense of self.
16 PART 1: INTRODUCTION TO THE PSYCHODYNAMIC FORMULATION
For example, one year into the treatment, Leila tells her therapist,
You must be tired of me just talking about my problems day after day. You probably have other
patients who need your help more than I do.
The therapist uses her formulation to help Leila notice her problematic self-
perception, stating,
I think that you presume that I, like your mother, will be disappointed in you and will be more
interested in others.
Over time, Leila begins to believe that the therapist is, in fact, truly interested in her.
Through her conversations with the therapist, she realizes that she had a distorted
expectation that the therapist, like her mother, would find her dull and lacking.
Together, they use this formulation to create a life narrative for Leila, which helps her
to make sense of how she developed this problematic unconscious fantasy. In Leila’s
words,
I never realized how hurt I was that my mother wasn’t as interested in me as she was in my brother.
I also never understood the toll it took on the way I thought about myself, particularly as a woman.
I’m now seeing that my husband isn’t uninterested in me—I just presume that everyone is.
As the treatment unfolds, Leila and her therapist deepen this formulation, and the
therapist uses the evolving formulation to set goals, develop therapeutic strategies,
listen to Leila, make interventions, and foster Leila’s understanding of her life and
how she sees herself with respect to her family, culture, and community. It will remain
key to every part of the treatment, from beginning to end.
Suggested activity
Can be done by individual learners or in a classroom setting
Think about a patient with whom you are working. Write a few sentences about
• The goals toward which you and the patient are working in therapy
• Your therapeutic strategy (i.e., how you hope to achieve those goals)
How might you describe your therapeutic strategy to the patient? If you are working in a
classroom setting, consider sharing in pairs or larger groups.
CH3: HOW DO WE USE PSYCHODYNAMIC FORMULATIONS? 17
Reference
1. Cabaniss, D. L., Cherry, S., Douglas, C. J., & Schwartz, A. (2017). Psychodynamic psychother-
apy: A clinical manual. Wiley Blackwell.
4 Psychodynamic Formulation
and Bias
Key concepts
We have bias when we disproportionately favor an idea or thing, usually in a way that is
closed-minded, prejudicial, or unfair. Bias that operates out of awareness is called
implicit bias.
Psychodynamic formulations are inevitably influenced by the biases of the formulator.
Formulations can be damaging when influenced by harmful biases.
Therapists can provide more culturally informed care when they consider a patient’s
broader socio-cultural environment when formulating.
Like all people, therapists have internal lives and past experiences that shape the way
they view the world. Furthermore, like all people, therapists have prejudices for or
against certain ideas or people. These are known as their biases. When they operate
out of our awareness, they are known as implicit biases (Banaji & Greenwald, 2016).
These biases affect everything we do, including our work with patients, and thus
affect the way we formulate psychodynamically.
Without the lab findings of medical formulations, psychodynamic formulations
are inevitably subject to the biases of the formulator. Biased formulations have been,
and continue to be, hurtful to patients. Having awareness of the historical context of
psychodynamic formulation and our own theoretical biases can make our formula-
tions more useful to our patients and their treatment.
Psychodynamic Formulation: An Expanded Approach, First Edition. The Psychodynamic Formulation Collective.
© 2022 John Wiley & Sons Ltd. Published 2022 by John Wiley & Sons Ltd.
CH4: PSYCHODYNAMIC FORMULATION AND BIAS 19
f ollowing formulation from 1938 of a patient with recurrent ulcers, which, at the time,
were thought to be a psychosomatic illness:
This patient is a 41-year-old female attorney who came to analysis for recurrent duodenal ulcer,
agoraphobia, handwriting difficulties, and a feeling of social maladjustment. This patient exhibited
certain personality trends described as frequent in ulcer personalities. Specifically, I refer to the
intense incorporating tendencies that are repressed and led to overcompensation through increased
activity and ambitious effort in life. She is an aggressive, hard-working, efficient, and successful
attorney (Wilson, 1938, pp. 23–24).
The case demonstrates that the mother had long been unconsciously seductive with her son and
that this parent’s specific permissive impulse, communicated to the patient as an adolescent,
induced his overt homosexual behavior. His father was obsessed with business and had little
association with his wife and children. . .. His mother, who was still alive, dominated her children,
especially the patient, with her ambivalent solicitude. . .. The patient made a strong, hostile,
feminine identification with her (Kolb & Johnson, 1955, p. 508).
Theoretical bias
Biases may also be related to the theoretical orientation of the clinician. There are
many different “schools” of psychoanalysis (e.g., ego psychology, self-psychology,
and object relations theory), each of which ascribes different meanings and importance
to developmental milestones (Greenberg & Mitchell, 1983; Stepansky, 2009). Thus,
psychodynamic formulations will differ depending on the theoretical orientation of
the formulator. For example, one could imagine that the same problem formulated
according to concepts of each of these theoreticians might place the formative years
at diverse points in development:
20 PART 1: INTRODUCTION TO THE PSYCHODYNAMIC FORMULATION
Erik Erikson (Erikson, 1950/1995) Vulnerable periods throughout the life cycle
Different theories will yield different formulations, and thus always using a single
psychodynamic theory may introduce bias in our formulations.
Robert’s immediate environment may have clearly had an impact on the develop-
ment of his conscious and unconscious ways of thinking about himself and others.
However the resident’s formulation does not take into consideration that being a
Black man in the United States, particularly one who is the son and grandson of peo-
ple dramatically affected by racism, may have understandably led him to mistrust
White people. This clear bias in the psychodynamic formulation will inevitably affect
the treatment.
Suggested activity
Can be done by individual learners or in a classroom setting
List two biases that might affect the way that you think about patients. These could relate
to your own background and identity, or could relate to your theoretical perspective or
training. In a class, consider discussing this in small groups.
22 PART 1: INTRODUCTION TO THE PSYCHODYNAMIC FORMULATION
References
1. Bailey, M.J., Vasey, P.L., Diamond, L.M., Breedlove, S.M., Vilain, E. & Epprecht, M. (2016).
Sexual orientation, controversy and science. Psychological Science in the Public Interest,
17(2):45–101.
2. Banaji, M. R., & Greenwald, A. G. (2016). Blindspot: Hidden biases of good people. Bantam
Books.
3. Bayer, R. (1981). Homosexuality and American psychiatry. Basic Books.
4. Drescher, J. (2008). A history of homosexuality and organized psychoanalysis. The Journal of
the American Academy of Psychoanalysis and Dynamic Psychiatry, 36(3), 443–460. https://doi.
org/10.1521/jaap.2008.36.3.443
5. Drescher, J. (2015). Out of DSM: Depathologizing homosexuality. Behavioral Sciences,
5(4), 565–575. https://doi.org/10.3390/bs5040565
6. Erikson, E. H. (1995). Childhood and society. Vintage. (Originally published in 1950).
7. Freud, S. (1961) The Dissolution of the Oedipus Complex. In J. Strachey (Ed). The Standard
Edition of the Complete Psychological Works of Sigmund Freud, (1923–1925), Volume XIX
(pp. 173–182). Hogarth Press. (Originally published in 1924).
8. Greenberg, J. R., & Mitchell, S. A. (1983). Object relations in psychoanalytic theory. Harvard
University Press.
9. Klein, M. A. (1935). Contribution to the psychogenesis of manic- depressive states.
International Journal of Psychoanalysis, 16, 145–174.
10. Kolb, L. C., & Johnson, A. M. (1955). Etiology and therapy of overt homosexuality. The
Psychoanalytic Quarterly, 24(4), 506–515. https://doi.org/10.1080/21674086.1955.11926000
11. Stepansky, P. E. (2009). Psychoanalysis at the margins. Other Press.
12. Sullivan, H. S. (1956). Clinical studies in psychiatry. Norton.
13. Wilson, G. W. (1938). The transition from organ neurosis to conversion hysteria. International
Journal of Psychoanalysis, 19, 23–40.
5 Who We Are Affects
Our Formulations
Key concepts
Who we are as people affects every aspect of the treatments we conduct, including how
we formulate. This encompasses how we feel about ourselves, our connections to our
communities, and our relationship to society at large.
Every patient-therapist pair is unique, and thus every psychodynamic formulation is distinct
and co-constructed.
The more we understand ourselves and our perspectives, the more we can appreciate how
these perspectives shape the way we see our patients and conceptualize our
formulations. We can use our feelings to help in doing so.
Being different from our patients presents certain challenges in terms of formulation, as
does being similar to them. Therapists from marginalized groups may choose to discuss
feelings about identity or racial differences with their patients as part of the collaborative
process of formulation.
As therapists, we strive to maintain an open and neutral stance about our patients.
Nevertheless, the way we formulate is invariably filtered through the lens of who we
are as therapists and people. Our training as mental health professionals affects the
way we think about our patients, as does our gender, race, sexual orientation, gender
identity, age, gender expression, religion, abilities and disabilities, culture, education,
socio-economics, appearance, trauma history, and individual psychology. For exam-
ple, a White cisgender heterosexual, upper-middle-class, male therapist may need to
reflect on his own privilege when treating a patient who may not have the same
advantages as he. Our own experiences of privilege—of any type—might make it
challenging for us to understand the disadvantages our patients who lack privilege
may face (Tummala-Narra, 2021).
Psychodynamic Formulation: An Expanded Approach, First Edition. The Psychodynamic Formulation Collective.
© 2022 John Wiley & Sons Ltd. Published 2022 by John Wiley & Sons Ltd.
24 PART 1: INTRODUCTION TO THE PSYCHODYNAMIC FORMULATION
own genetics and life story. No two patient-therapist pairings are alike. Thus, each
treatment is different, and each collaboratively constructed psychodynamic formula-
tion is unique. Of course, two therapists with very different life stories may notice
similar themes as they relate to a patient, but differences will always be found. For
example, a therapist who is a twin treating a patient who is also a twin will likely
have a different experience of the patient than will a therapist who is not a twin—
although both therapists may note the patient’s wish to be someone’s “one and only.”
Every treatment is unique with respect not only to the therapeutic pair, but also the
historical, social, cultural, and systemic contexts in which the therapy takes place
(Bonovitz, 2005). Our understanding of our patients may be enriched or clouded by
our life experience. The aim is not to eliminate the effects of our individuality, which
is actually impossible and unhelpful. Rather, it is to be as aware of our perspectives
as possible, so we can use them to understand our patients and ourselves.
Similarity to our patients can facilitate our understanding, but it can also lead us to
miss areas where our stories do not align (Comas-Diaz & Jacobsen, 1991), as in the
following:
Learning about our identities and how they affect our formulations
Being aware of our own identities and the way they affect our work as therapists is
facilitated by regularly asking ourselves questions like the following:
Learning about our feelings about patients and how this affects
our formulations
Similarly, being aware of our feelings about our patients and how they affect our
formulation is facilitated by regularly asking ourselves questions like the following:
Suggested activity
Can be done by individual learners or in a classroom setting
Think about a patient who you think is similar to you. Write a few sentences about the way
that you think the similarities are affecting the treatment. Then, think about a patient who
you think is different from you. Write a few sentences about the way that you think the
differences are affecting the treatment. If you are working in a classroom, consider sharing
these impressions in groups.
CH5: WHO WE ARE AFFECTS OUR FORMULATIONS 27
References
1. Bonovitz, C. (2005). Locating culture in the psychic field: Transference and countertransfer-
ence as cultural products. Contemporary Psychoanalysis, 41(1), 55–76.
2. Comas-Diaz, L., & Jacobsen, F. M. (1991). Ethnocultural transference and countertransfer-
ence in the therapeutic dyad. American Journal of Orthopsychiatry, 61(3), 392–402.
3. Tummala-Narra, P. (2021). Racial trauma and dissociated worlds within psychotherapy:
A discussion of “Racial difference, rupture, and repair: A view from the couch and back”.
Psychoanalytic Dialogues, 30(6), 732–741.
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(b) Retardation of the general oxidation changes of the body,
resulting in malnutrition and general loss of tone.
(c) Establishment of intoxication, with the generalized affections,
paresis, etc.
If three such periods can be recognized, as no doubt they can, as
divisions of the time during which lead gradually affects the tissues,
the symptoms in the more severe cases would be expected to be
those associated with the more prolonged exposure. This, no doubt,
is true to a limited extent, more particularly in industrial poisoning,
depending for its development on a long-continued dosage of lead in
minute quantities, and for the most part of metallic lead. On the other
hand, with some of the salts of lead, notably the hydrated carbonate,
acute disease may take place during the first stage—namely,
impregnation of lead—the determining factor then being either the
retardation of the elimination of lead, or a suddenly increased
quantity in lead dosage, or some intercurrent disease, or even
alcoholic excess, whereby a sudden large excess of the poison is
thrown into the general circulation.
The commonest type of paralysis occurring is the one affecting the
muscles of the hands, which may for a considerable time show some
diminution in their extensor power before the actual onset of the
disease takes place. The onset of paralysis is practically always
unaccompanied by pyrexia; the only occasions in which pyrexia may
be associated with the onset of the attack are those cases in which
some secondary cause determines the paralysis, and the pyrexia in
these instances is due to the intercurrent disease, and not to the
lead infection.
Although weakness of the extensor muscles of the hands may be
present in persons subjected to lead absorption for a considerable
time, the actual onset of the disease itself is frequently sudden; but
in the majority of cases it is distinctly chronic, and is rarely, in the
case of paresis, associated with any definite prodromal symptoms.
Prodromal symptoms have been noted, such, for instance, as
lassitude, general debility, and more especially loss of weight.
Cramps of the muscles the nerve-supply of which is becoming
affected, alteration of the skin over areas corresponding to definite
cutaneous nerves, hyperæsthesia, anæsthesia, or analgesia, may
occasionally be present. Neuralgic pains have also been described,
but these are inconstant, and generally of the arthralgic type related
to the periarticular tissues of joints rather than to pain in the course
of the nerves. The pain is rather of the visceral referred type than a
definite neuralgia. Tremor is, however, frequently associated with the
preliminary condition of paresis, and in several cases variations in
the amount of weakness of the extensor muscles of the wrist have
been noticed, as far as can be estimated clinically without the use of
a dynamometer. Associated with this weakness is tremor of a fine
type, often increased by movement (intention tremor), and in every
case more marked during the periods of increased weakness.
Instances have occurred where definite wrist-drop followed after a
prolonged period of weakness; in others the weakness has
temporarily cleared up for six months, and no difference could be
determined in the extensor power of the two wrists; while in others,
again, the weakness is progressive, but slight, and insufficient to
warrant the removal of the workman from his occupation. Again,
progressive weakness may remain a symptom of the wrists of
workmen for years.
The Forms of Lead Paresis.—The paralysis may be partial or
generalized, but the chief muscles affected are the extensors of the
wrists and the forearm, and the interossei of the hand. As a rule, the
first muscles to be affected are the extensor communis digitorum
and the extensor indicis. The muscles of the shoulder—mainly the
deltoid—come next in order, followed by the muscles of the leg,
particularly the peroneus longus and brevis, with occasionally the
interossei of the foot; the muscles of the back, neck, and abdominal
walls, are occasionally affected, as are those of the larynx and
diaphragm, and it is of interest to note that Trousseau pointed out
that among horses employed in lead works paralysis of the superior
laryngeal nerve often occurred.
Considerable difficulty is experienced in estimating the reason of
the predilection of lead for the musculo-spiral nerve, this being the
nerve mainly affected in wrist-drop. Owing to the fact that the
supinator longus receives an additional nerve-supply to the musculo-
spiral, this muscle frequently escapes paralysis when the whole of
the other extensors of the hand are involved. Moreover, the
predilection for given nerves differs in different animals, and one of
us (K. W. G.) has found experimentally that in cats the first nerve to
be affected is the anterior crural supplying the quadriceps extensor,
whilst the second group of muscles affected are the spinal muscles,
particularly in the lumbar region.
Among the speculations which have been made with regard to this
predilection for definite groups of muscles supplied by one nerve,
Teleky[4] examined forty cases of paralysis with special reference to
Edinger’s theory—namely, that the function of muscles (and of other
organs) breaks down under certain circumstances before the strain
set upon them. In this way Edinger explains paralysis following lead
poisoning as being due to excessive strain on the particular group of
muscles affected, based on a consideration of the relative volumes
and weights of the muscles of the hand and forearm, and the
demands made on the several groups, flexors, extensors,
supinators, etc., by the coarse or fine work respectively demanded of
them in industrial employment. He concludes that—
1. Of the forearm, the flexors (triceps, anconeus, extensors,
biceps, brachialis anticus, and supinator longus) possess a high
degree of capacity for work, but are not called into play mainly in the
execution of fine work; while the supinators are characterized by
great mass, and are brought into play mainly in work of coarse and
heavy nature, and not during fine manipulations.
2. The muscles concerned in pronation are of small capacity for
work, and are not called on for sustained work.
As for the muscles acting on the wrist and hand, he concludes that
the extensors (carpi radialis longior and brevior, carpi ulnaris, and
the extensors of the fingers) are powerful, and much exceed in
capacity for work the flexors (flexor carpi radialis, flexor carpi ulnaris,
the flexors of the fingers, etc.), but in all fine manual work, and
specially where close grasping movements enter into association
with the flexors, external strain is put upon them, whilst the flexors
merely support their action.
The extensor communis digitorum is the weakest of all the long
finger muscles; its volume is hardly one-fourth that of the
corresponding flexors, and while it acts only on the first of the
phalanges, the flexors act on all three. In all fine work they are called
on for heavy strain, especially the interossei and the lumbricals, but
in harmony with the long flexors when grasping movements are
performed. The small muscles of the fingers have nearly the same
mass as the extensor communis, and in all fine movements the
grasping efforts are taxed severely; but their play is under
considerably more favourable physical relations than that of the
extensors, whilst in addition they are aided in their work at times by
the long flexors. The chief adductor muscle of the thumb (extensor
metacarpi pollicis) is particularly powerful; the other extensors of the
thumb are very weak, and work under unfavourable physical
conditions, but are supported in their action by the strong abductor
muscle. The muscles of the abductor, opponens and flexor brevis, in
the complicated work thrown on the thumb in manipulation, are much
exerted, so that the effects of overexertion show themselves first in
this region.
Thus, Edinger maintains that the muscle-supply of the arm is
designed for coarse heavy work, the muscles of the fingers and the
hand having to carry out more work than can be expected of them
from a consideration of their volume and their physical action.
The commonest form of lead palsy, the antibrachial type of
Déjerine-Klumpke[5], is explicable from consideration of overexertion
of the particular group of muscles named. The supinator muscle,
supplied also by the musculo-spiral nerve which serves the
paralyzed muscles, escapes because of its size, and the fact that
functionally it belongs to the flexor group, and the first-named reason
also, explain the frequent escape of the long abductor of the thumb.
Teleky[6] investigated thirteen slight cases of the antibrachial type.
In one both hands were affected, in one the left only, and in all the
others the right only—facts which he thinks bring out the rule of
causation by employment. Of fourteen painters, three had the right
forearm affected only, the other eleven both right and left, but always
more marked in the right. Amongst them he cites cases where the
shoulder muscles were paralyzed, which he considered was due to
the extra strain of unusual employment, involving a raising of the
arms above the head, or lying on the back painting the under parts of
carriages. In several of the painters the index-finger was the least
affected, by reason of the less exertion thrown on it by the position
assumed in holding the brush between the second and third fingers.
The long abductor, probably because of its size and power, is in no
case completely paralyzed.
In file-cutters he insists that the predominant share, falling on a
single or on several small muscles of the hands, makes the early
appearance of paralysis of the small muscles the characteristic sign.
In this connection we have frequently observed decrease in the size
of the thenar and hypothenar eminences amongst lead rollers; in
fact, in the majority of lead rollers who have followed their occupation
for a large number of years the flattening of both thenar and
hypothenar eminences is well marked, but it is only fair to point out
that in these cases very considerable stress is thrown on the muscle
of this part of the hand by the pressure of the lead plate in pushing it
inwards into the roller and grasping it on its appearance back again
through the roller, and that, further, the use of large and clumsy
gloves with all the fingers inserted into one part, and the thumb only
into the other, tends to produce inaction of portions of the lumbricals
and of the opponens pollicis, and may, therefore, from purely
mechanical reasons cause damage to this part of the hand.
Teleky[7] cites cases of right-sided paralysis of the adductor brevis
pollicis supplied by the median nerve, and partial paralysis of the
long extensors and of the extensor ossis metacarpi pollicis supplied
by the radial nerve, and in one or two cases complete paralysis of
the thenar muscles and adductor, whilst the extensors of the fingers
and wrists were only partially paralyzed. The cases all occurred in
lead capsule polishers. This particular selection of muscles is clearly
the result of the peculiar movement necessary in polishing the
capsules of bottles on a revolving spindle, involving specially the use
of the opponens muscle.
This observation of Teleky’s is in direct accord with the observation
quoted above of the hands of persons engaged in lead rolling.
In the lower extremity, paralysis of the muscles associated also
with paralysis of the adductor and extensors of the thumb was found
by Teleky in a shoemaker who had contracted plumbism by the use
of white lead. He explains this lower extremity paralysis by the
exertion thrown on the adductor muscles of the thigh whilst holding
the shoes.
In children affected with lead palsy the lower extremities are more
frequently paralyzed than the upper, due to the relatively greater
strain in childhood on the legs than on the arms.
Edinger’s theory, supported as it is undoubtedly by Teleky’s
observations, is a matter of the greatest importance in the production
of paralysis; for if we accept the view that lead is a poison that has a
selective power on certain nerves, we have still to consider which is
the greatest force, the selection of certain groups of muscles or the
effect of functional action. The theory of muscular overexertion
certainly falls in with the type of paralysis, and Teleky has
undoubtedly shown that under certain circumstances, by special
exertion of other muscle groups not usually affected, these muscles
alone, or to a greater extent than those usually affected, are involved
in the paresis. If, therefore, lead has a selective action, which is
exceedingly doubtful, it must be very slight.
Such selective action is, of course, exceeded by a functional
activity which brings about the affection of those nerves which supply
the muscles most used. If, therefore, we judge of paralysis as being
due to the selective action of lead on certain nerves, we are met at
once with the objection that the muscles affected do not always
correspond to such a nerve distribution, and that muscles supplied
by other than the musculo-spiral nerve are affected by paralysis.
Careful consideration of the chapter on Pathology, and more
particularly of the histological findings described, in which the
preliminary action of lead is found to be typically and invariably on
the blood, setting up degenerative changes microscopical in size and
limited in area, affecting the vessel walls and producing a yielding of
the vessel, determining minute microscopical hæmorrhages
distributed, not necessarily in one position of the body, but all over
the body, and peculiarly in the case of the cat affecting those
muscles called upon to perform sudden and violent movement—
namely, jumping—enables us to regard such microscopical
hæmorrhages as an adequate explanation of the association of
paralysis in muscle groups, functionally related to various trades and
industrial processes.
It may be argued, and we think with considerable reason, both
from pathological and clinical findings, that, as muscular exertion is
apparently associated with the onset of paralysis, particularly in
those muscles which may be regarded as physically somewhat
inadequate to the work they have to perform, and that, as the
paralysis is associated with definite functional groups of muscles,
and to a curious extent varies according to the trade in which the
sufferer is engaged, therefore greater stress thrown upon the
muscular tissue at some period or another during occupation
determines the microscopical hæmorrhage in the nerve supplying
the muscles, or in the muscle itself, so that the paralysis affects just
such muscles as have an increased strain thrown upon them. It does
not necessarily follow that the preliminary initial hæmorrhage
occurring should be a large one—in fact, from the whole of the
histological history, hæmorrhages are exceedingly minute; neither
does it follow that it is essential for such hæmorrhages to take place
in the whole length of the nerve itself; but it is only necessary that the
finer branches of the nerve should have their venioles or arterioles
affected, and it is of course in the finer branches particularly, as has
been pointed out in relation to the venioles, that degeneration of the
intima of the vessels takes place.
Finally, the effect of early treatment on lead palsy tends to bear out
this theory. If a case of lead palsy be treated in the early stages, the
clinical course of the case is good; increased paralysis generally
takes place in the first week, and, where, perhaps, only two or three
fingers are involved when the case is first seen, spreads generally to
other regions within a week, and the whole hand is affected; but from
this moment onwards improvement takes place on the application of
suitable treatment, and, if continued, almost invariably results in the
entire recovery from the paresis.
There is little doubt that this is the true explanation of the ordinary
paresis of lead poisoning, and a very great deal more evidence is
required to combat it and to prove the selective action of lead upon
individual nerves, since the theory of hæmorrhage does not owe its
origin to conjecture, but is based on clinical and histological
examination of early cases of poisoning.
In attempting to find a cause for the paralysis of the hands so
commonly present in painters, it has been suggested that lead is
absorbed through the skin, and affects the nerves at their junction
with the muscles, setting up a peripheral neuritis [Gombault[8]]. The
theory breaks down at once when such commonly-occurring
affections as paralysis of the ocular muscles, paralysis of the
peroneal type, paralysis of the muscles of the shoulder, etc., are
considered.
For the convenience of description lead paralyses are generally
divided into a series of groups, the grouping varying according to the
function of the various muscles rather than to their anatomical
grouping. The various types of paralysis have to be considered in
detail:
1. Antibrachial Type (Déjerine-Klumpke—Remak).—The first
muscle affected is the extensor communis digitorum, with dropping
of middle and ring fingers, while extension of the first and fourth is
possible because of their separate muscles of extension (extensor
minimi digiti and extensor indicis). Paralysis may be limited to these,
and not advance farther, but it is common to see these two muscles
primarily affected, and for other muscles to become involved after
the patient is put on treatment, although exposure to lead has
ceased. Usually, however, the paralysis advances, involving the
extensors of the index and little fingers, so that the basal phalanges
of the four fingers cannot be extended. The long extensor of the
thumb is next involved, but this may be delayed. The two terminal
phalanges are still able to be extended by the interossei (as shown
by Duchenne) when the basal phalanx is passively extended on the
metacarpal. Abduction and adduction of the fingers also remain
unaffected. The wrist muscles are affected next. The hand remains
in semi-pronation, and when hanging down forms a right angle with
the forearm, the fingers slightly flexed with the thumb towards the
palm, and the hand deflected to the ulnar side. In grasping an object
the flexors remain unaffected, the wrist is much flexed owing to the
shortening of the flexors in consequence of the extensor paralysis.
The hand cannot pass the median line. The long abductor of the
thumb—that is, the extensor ossis metacarpi pollicis, also known as
the “extensor primi internodii pollicis”—is only very rarely involved,
but has been described as being the muscle alone involved in the
paralysis affecting persons engaged in polishing lead capsules.
2. The Superior or Brachial Type (Remak).
—The muscles affected are those of the Duchenne-Erb group—
namely, the deltoid, biceps, brachialis anticus, and supinator longus.
The supra- and infrascapular muscles are also as a rule involved,
but the pectoralis major rarely. This type of paralysis is usually found
in old cases associated with other forms of paralysis, but may be
found as a primary affection (as already noted amongst painters);
sometimes the deltoid is the only muscle affected, with diminution in
electrical contractility of the other muscles of the group.
The arm hangs loosely by the trunk, with the forearm semi-
pronated. The arm cannot be raised, nor can the forearm be bent on
the upper arm. Extension is unaffected, as the triceps is never
involved. Supination is impossible because of paralysis of the
supinator brevis. Movement effecting rotation of the shoulders is
involved, due to the paralysis of the supra- and infra-spinatus.
Electrical reactions are said to be less marked in the brachial than
the antibrachial type, and complete loss of faradic contractility is
rare; but in one of the three cases described below, in which
electrical reactions were carefully tested, the right deltoid showed
entire loss of contractility to faradism.
3. Aran-Duchenne Type.—The muscles of the thenar and
hypothenar eminences and interossei are affected. This type of lead
paralysis may be distinguished from progressive muscular atrophy
by the electrical reactions, and the fact that the atrophy is
accompanied by more or less pronounced muscular paralysis. The
atrophy is almost always most marked, and advances pari passu
with the paralysis. This form may occur alone, or be complicated with
the antibrachial type, which is the most common. It is seen in file-
cutters as the result of overstrain of the muscles in question.
Moebius[9], in his observations on file-cutters, noted in one case
paralysis of the left thumb, with integrity of the other muscles of the
left upper extremity. Opposition of the thumb was very defective;
there was paralysis of the short flexor and of the adductor and
atrophy of the internal half of the hypothenar eminence. Reaction of
degeneration was noted in the muscles named, but not in the
extensors of the fingers and wrist. In another case, in addition to
feebleness of the deltoid, flexors of forearm on the upper arm, and
small muscles of hand, there was paralysis and atrophy of the
adductor of the thumb and first interosseous and paralysis of the
opponens.
4. Peroneal Type.—This is a rare type, and nearly always
associated with the antibrachial or with generalized paralysis. In the
former the paralysis is slight, especially when it affects the psoas;
but there is predilection for certain groups of muscles, especially the
peroneal and extensor of the toes, while the tibialis anticus escapes.
Hyperæsthesia, or more rarely anæsthesia, precedes the onset.
The patient walks on the outside of the feet, has difficulty in
climbing stairs, and cannot stand on the toes. The toes drag on the
ground in walking, so that the foot has to be swung round at each
step, and the inner side is lifted in excess by the action of the tibialis
anticus, with uncertainty in gait. If walking is continued, the toes drag
more, and “stepping” gait is assumed by bringing into action the
muscles of the thigh. The foot cannot be flexed on the leg; abduction
of the foot and extension of the basal phalanx of the toes is
impossible. Later the peroneal muscles, extensor communis of toes,
and extensor of great toe, are paralyzed, from which fact arises the
difficulty of walking and of descending stairs, as the whole weight of
the body is supported then by the tibialis anticus. This type
corresponds with the antibrachial type of the upper extremity. If the
tibialis anticus is paralyzed, it is in association with the
gastrocnemius.
5. Paralysis of Special Sense Organs.—Tanquerel[10] called
attention to the aphonia of horses in lead works, necessitating
tracheotomy, and Sajous[11] described adductor paralysis of the
glottis in a house-painter. Morell Mackenzie[12] also described
unilateral paralysis of the adductors in persons suffering from lead
poisoning, whilst Seifert[13] particularly describes a curious case in
which paralysis of the transverse and oblique arytenoid muscles
prevented contraction of the cord in its posterior quarter, and in a
second case of paralysis, affecting the posterior crico-arytenoid
muscles on both sides, the adductors remained unaffected. What is
still more interesting in Seifert’s case is the fact that at the post-
mortem old hæmorrhages were found in the mucosa of the
arytenoids and aryepiglottidean folds. Occasionally sensory paralysis
may be found in the special sense organs—such, for instance, as
loss of taste, loss of smell, and, in addition, diminished power of
hearing—but these defects rarely if ever occur unless accompanied
by distinct mental changes and generalized paralysis.
6. Eye.—Poisoning affects the eye in two ways:
(a) Defects of the visual mechanism.
(b) Defects of the muscular mechanism of the eye.
Lockhart Gibson[14] describes a large number of cases of paralysis
of the muscles of the eye met with amongst children in Queensland.
The cause was traced to the painted railings near which the children
had been playing. The white lead paint had somewhat disintegrated
under the action of the sun’s rays, forming an efflorescence; the
children admitted to have rubbed the paint and then sucked their
fingers.
Between July, 1905, and 1908, sixty-two cases of plumbism in
children were admitted to the children’s hospital, and of these sixty-
two cases thirteen had well-marked ocular symptoms. The paralysis
of the muscles of the eye was almost invariably one of the external
rectus, but other muscles were at the same time affected;
occasionally paralysis of the whole of the oculo-motor muscles was
seen with the exception of the superior oblique. It is worthy of note
that amongst these children a very large number suffered, in addition
to their eye paralysis, with foot-drop and wrist-drop, and, on the
whole, suffered from foot-drop to a much larger extent than from
paralysis of the hands.
Galezowski[15] describes paralysis of accommodation of the eye,
and in cases described by Folker[16] some amount of orbital
paralysis was also present.
7. Generalized Paralysis.—These types do not differ in form
from the previously described types, except, perhaps, as regards
their rapidity of onset. Where the onset is slow (chronic) the subject
is usually one who has been previously affected with paralysis of the
extensors of the hand, followed by development of the paralysis in
the shoulders, hand, leg, thorax. In the acute form, paralysis may
affect all the muscles in a given limb or group, and reduce them in a
few days to a complete condition of paralysis. In extreme cases the
patient lies on the back and is incapable of rising, and sometimes
even unable to eat. The intercostals, diaphragm, and larynx, are also
affected, while there is generally dyspnœa and aphonia. The
muscles of the head and neck appear to escape. In these acute
cases, pyrexia may be a common symptom.
Electrical Reactions.—The diagnosis of the affected muscle is
greatly assisted by careful examination of
all the muscles in the affected physiological group by means of the
galvanic and faradic currents. The battery for the purpose of testing
the electrical reactions must have an available electromotive force of
over 40 volts. A battery of thirty-two Leclanché dry cells is ample. For
the faradic current, a small induction coil operated by two Leclanché
cells is sufficient. One large, flat electrode should be used, and
several smaller ones.
The faradic current should be used first, as it stimulates the nerves
directly, and the muscles only indirectly, through their nerve-supply.
Each nerve trunk should be examined systematically. The motor
points correspond for the most part with the points of entry of the
motor nerves into the muscles which they supply. A small electrode,
either a button or a small disc about the size of a sixpence, should
be used for the examining electrode, while the larger electrode
should be placed either on the abdomen or between the shoulders.
The electrodes should be well soaked in normal saline.
The intensity of the minimum current required to produce a
contraction for each point should be noted, and compared with the
effect of a similar current on the opposite side of the body.
The reaction of degeneration of the faradic current consists in no
contraction at all being elicited, even when a very strong current is
employed. If there be unilateral wrist-drop in the left hand, consisting
of loss of power of the extensor communis digitorum on that side, no
movement of the muscle is produced at all when the electrode is
placed across the motor points of the muscle. These are situated to
the outer side of the arm when the dorsum of the hand is uppermost,
about 1¹⁄₂ to 2 inches below the olecranon. The same quantity of
current, when applied to the unaffected muscle on the opposite side,
produces a brisk reaction.
Having observed the effect with the faradic current, and the results
having been recorded, the continuous current is used, and the
electrodes made use of in an exactly similar fashion. When a small
electrode is used, the superficial nerves and muscles are more
stimulated than those lying deeply. It is necessary, therefore, to begin
with a small current and gradually increase it until the individual
muscle responds.
The strength of the current employed is registered by means of a
milliampèremeter.
With the continuous current quantitative as well as qualitative
alterations may be determined, and with the quantitative change of
the galvanic current the muscular excitability is increased,
contraction following the application of a weaker current than is
necessary to produce it in health or in the sound muscle on the other
side of the body.
With the qualitative change, the contraction is no longer sharp, but
sluggish. The anodal closing contraction is elicited with a weaker
current than kathodal closing contraction, so that ACC>KCC.
The quantitative change depends partly on the nutrition of the
muscle; the qualitative change depends on the fact that the nerve no
longer regulates the character of the contraction, and also to a small
extent is the result of changes in the muscle itself.
In a complete reaction of degeneration in an affected muscle,
reaction to the faradic current is absent, contraction to the galvanic
current is sluggish, and is produced with a smaller current in the
anode than the kathode.[A]
[A] The kathode, or negative electrode, is attached to the zinc rod; the
anode, or positive electrode, to the copper or carbon.