Professional Documents
Culture Documents
T H E P O L I T IC S O F P R E SI D E N T IA L
TERM LIMITS
OUP CORRECTED PROOF – FINAL, 28/05/19, SPi
OUP CORRECTED PROOF – FINAL, 28/05/19, SPi
The Politics of
Presidential Term
Limits
Edited by
A L E X A N D E R BAT U R O
and
R O B E RT E L G I E
1
OUP CORRECTED PROOF – FINAL, 28/05/19, SPi
1
Great Clarendon Street, Oxford, OX2 6DP,
United Kingdom
Oxford University Press is a department of the University of Oxford.
It furthers the University’s objective of excellence in research, scholarship,
and education by publishing worldwide. Oxford is a registered trade mark of
Oxford University Press in the UK and in certain other countries
© Oxford University Press 2019
The moral rights of the authors have been asserted
First Edition published in 2019
Impression: 1
All rights reserved. No part of this publication may be reproduced, stored in
a retrieval system, or transmitted, in any form or by any means, without the
prior permission in writing of Oxford University Press, or as expressly permitted
by law, by licence or under terms agreed with the appropriate reprographics
rights organization. Enquiries concerning reproduction outside the scope of the
above should be sent to the Rights Department, Oxford University Press, at the
address above
You must not circulate this work in any other form
and you must impose this same condition on any acquirer
Published in the United States of America by Oxford University Press
198 Madison Avenue, New York, NY 10016, United States of America
British Library Cataloguing in Publication Data
Data available
Library of Congress Control Number: 2018964545
ISBN 978–0–19–883740–4
Printed and bound by
CPI Group (UK) Ltd, Croydon, CR0 4YY
Links to third party websites are provided by Oxford in good faith and
for information only. Oxford disclaims any responsibility for the materials
contained in any third party website referenced in this work.
OUP CORRECTED PROOF – FINAL, 28/05/19, SPi
Contents
List of Figures ix
List of Tables xi
List of Contributors xiii
SE C T IO N I
2. Theorizing Presidential Rotation 19
Peter Stone
3. One Size Does Not Fit All: The Provision and Interpretation
of Presidential Term Limits 37
Tom Ginsburg and Zachary Elkins
4. Term Limits and the Unconstitutional Constitutional
Amendment Doctrine: Lessons from Latin America 53
David Landau, Yaniv Roznai, and Rosalind Dixon
5. Continuismo in Comparison: Avoidance, Extension,
and Removal of Presidential Term Limits 75
Alexander Baturo
SE C T IO N I I
6. Presidential Term Limits in Latin America: c.1820–1985103
Leiv Marsteintredet
7. Presidential Term Limits as a Credible-Commitment
Mechanism: The Case of Brazil’s Military Regime 123
Octavio Amorim Neto and Igor P. Acácio
8. The Politics of Presidential Term Limits in Mexico 141
Joseph L. Klesner
9. Presidential Term Limits in Nicaragua 159
David Close
10. The Politics of Presidential Term Limits in Tunisia 179
Alessandra Bonci and Francesco Cavatorta
OUP CORRECTED PROOF – FINAL, 28/05/19, SPi
vi Contents
SE C T IO N I I I
15. The Politics of Presidential Term Limits in Malawi 291
Peter VonDoepp
16. Should I Stay or Should I Go? Term Limits, Elections, and
Political Change in Kenya, Uganda, and Zambia 311
Nic Cheeseman
17. Senegal (1970–2016): Presidential Term Limit Reforms
Never Come Alone339
Charlotte Heyl
18. Presidential Term Limits in Burkina Faso 363
Sophia Moestrup
19. The Uses and Abuses of Presidential Term Limits in Russian
Politics385
Paul Chaisty
SE C T IO N I V
20. The Politics of Presidential Term Limits in the United States 405
Michael J. Korzi
21. Presidential Term Limits in Europe 429
Robert Elgie
22. Term Limits in South Korea: Promises and Perils 451
Fiona Yap
23. The Politics of Presidential Term Limits in Argentina 473
Mariana Llanos
24. The Politics of Presidential Term Limits in Central America:
Costa Rica, El Salvador, Guatemala, and Honduras 495
Juan Muñoz-Portillo and Ilka Treminio
Contents vii
SE C T IO N V
27. Presidential Term Limits and the International Community 557
Christina Murray, Eric Alston, and Micha Wiebusch
28. Effects of Presidential Term Limits 585
Akisato Suzuki
29. What Have We Learned about Presidential Term Limits? 607
Alexander Baturo and Robert Elgie
Index 623
OUP CORRECTED PROOF – FINAL, 28/05/19, SPi
OUP CORRECTED PROOF – FINAL, 28/05/19, SPi
List of Figures
List of Tables
List of Contributors
List of Contributors xv
Sophia Moestrup is the Deputy Director for Central and West Africa at the
National Democratic Institute (NDI), in Washington, DC. She has worked for
NDI since 2005 on the design and implementation of democracy support
programs in the region. Prior to joining NDI, Dr Moestrup spent six years in
Francophone Africa, working for the United Nations in Cameroon, and for
the Danish International Development Agency (DANIDA) in Niger where she
served as Country Representative. She has been a consultant for the World Bank
on public expenditure management and social accountability issues, authoring
a number of chapters for the World Bank’s Social Accountability Sourcebook.
She has published widely on semi-presidentialism and democratic performance,
including four co-edited volumes with Robert Elgie. She holds BA and MA
degrees in Economics from the University of Copenhagen, and a PhD in
political science from the George Washington University.
Paul Chaisty is the University Lecturer in Russian Government at St Antony’s
College, Oxford University. His publications include Legislative Politics and
Economic Power in Russia (Palgrave, 2006) and (co-author) Coalitional
Presidentialism in Comparative Perspective: Minority Executives in Multiparty
Systems (Oxford University Press, 2018), plus numerous articles in journals
such as Europe-Asia Studies, European Journal of Political Research, Government
and Opposition, Legislative Studies Quarterly, Party Politics, Political Studies,
Political Research Quarterly, and Post-Soviet Affairs. His research interests cover
legislative, party, and interest group politics in post-communist Russia; political
attitudes in Russia; nationalism in Russia and Ukraine; and comparative
presidentialism.
Michael J. Korzi is Professor of Political Science at Towson University in
Maryland, United States. He has published on a variety of topics dealing with
the presidency and presidential politics, including the presidency and public
opinion, presidential signing statements, William Howard Taft’s theory of
presidential leadership, and term limits and voter turnout in presidential
democracies. His book, Presidential Term Limits in American History: Power,
Principles, & Politics, a theoretical and historical survey of the subject,
received the American Political Science Association’s Richard E. Neustadt
Award for the “Best Book on Executive Politics” in 2012.
O. Fiona Yap is Associate Professor of Policy and Governance at the
Australian National University. Her main research interests are on policy and
political economy in East and Southeast Asia, focusing on how strategic
interactions between government and citizens lead to outcomes such as
democratization, peace, and economic development. Her research is available
through journals such as the British Journal of Political Science, Comparative
Political Studies, Journal of East Asian Studies, Journal of Theoretical Politics,
Social Science Quarterly, Korea Observer, Japanese Journal of Political Science,
OUP CORRECTED PROOF – FINAL, 28/05/19, SPi
xx List of Contributors
Asian Survey, Government and Opposition, Journal of Public Policy, and Policy
Sciences. She is co-editor of the European Journal of Development Research,
and editorial board member for Asian Survey, Korea Observer, 21st Century
Political Science Review, and Asia & the Pacific Policy Studies. She is frequent
media commentator, with invitations from ABC (Australia), BBC (UK),
Channel NewsAsia (Singapore), Primetime (Korea), and Morning Wave
Busan (Korea).
Mariana Llanos is a Lead Research Fellow at the GIGA German Institute of
Global and Area Studies, Institute of Latin American Studies, in Hamburg,
Germany, and the head of the Accountability and Participation research
program at the same institution. She has been conducting comparative
research on the political institutions of Latin America, with a special focus on
Argentina and Brazil for many years, and has published several books and
numerous peer-reviewed articles and books. Her most recent research interests
include the institutional presidency, presidential term limits, impeachments
and impeachment threats, and the relationship between courts and the elected
branches. Using a comparative area studies approach, her newest project
examines the impact of presidential term limit reforms on political regime
developments in Latin America and sub-Saharan Africa. This project is funded
by the German Research Foundation.
Juan Muñoz-Portillo is currently an Affiliated Researcher at the Department
of Politics and International Studies of the University of Cambridge, where he
previously was a Philomathia Post-doctoral Research Associate. He received
his PhD in Politics and International Relations from Dublin City University.
His research focuses on comparative political economy, particularly on pork
barrel politics and clientelism in Central America and causes and consequences
of fiscal austerity policies in the European Union.
Ilka Treminio has a PhD in Political Science. She is the Director of the Costa
Rican Office of the Latin American Faculty of Social Sciences (FLACSO) and
a Researcher and Professor at the School of Political Science, University of
Costa Rica. Treminio works in the field of institutional reforms, in particular
reforms of presidential re-elections in Latin America. Her most recent
publication analyses issues related to Latin American populism.
José Antonio Cheibub is Professor of Political Science and the Mary Thomas
Marshall Professor of Liberal Arts at Texas A&M University. José Antonio
Cheibub’s research interests are in comparative politics, with a focus on the
emergence and effects of democratic regimes and specific democratic institu
tions. He is the author, co-author, or co-editor of Parliaments and Govern
ment Formation: Unpacking Investiture Rules (Oxford, 2015), Presidentialism,
Parliamentarism, and Democracy (Cambridge, 2007), the Democracy Sourcebook
(MIT, 2003) and Democracy and Development: Political Institutions and
OUP CORRECTED PROOF – FINAL, 28/05/19, SPi
Well-Being in the World, 1950–1990 (Cambridge, 2000). The latter received the
2001 Woodrow Wilson Foundation Award given by the American Political
Science Association for the best book published in the United Stated on
government, politics, or international affairs. He has published in several
edited volumes and in journals such as the American Political Science Review,
World Politics, British Journal of Political Science, Political Science Research and
Methods, Comparative Political Studies, Public Choice, Politics and Society,
Journal of Democracy, Constitutional Political Economy, and Studies in
Comparative International Development.
Alejandro Medina is a graduate student in Political Science at Texas A&M
University.
David Doyle is an Associate Professor of Politics in the Department of
Politics and International Relations at the University of Oxford, and a Fellow
of St Hugh’s College. He is also a member of the Latin American Centre. His
general research and teaching interests include comparative politics and
comparative political economy, including work on the political economy of
the social contract in Latin America; the relationship between remittances
and political risk; and experimental work on populism. His research has
appeared in journals such as the American Political Science Review, the
Journal of Politics, the British Journal of Political Science, and Comparative
Political Studies.
Christina Murray is a Senior Adviser on the Standby Team of Mediation
Advisers in the United Nations Department of Political Affairs, and Emeritus
Professor of Human Rights and Constitutional Law at the University of Cape
Town. In 1994 she was elected to the panel of seven experts that advised the
South African Constitutional Assembly. Since then she has combined academic
and practical work on matters relating to constitutionalism, the rule of law, and
democratic institutions. She was a member of the commission that prepared
the current Kenyan constitution and the 2012 Fiji Constitution Commission
and more recently has worked in Yemen, Zimbabwe, Sudan, Libya, and Somalia
among other places. Her recent research focuses on constitution-making
processes and political settlements, and constitutional design.
Eric Alston is a Scholar in Residence in the Finance Division and the
Faculty Director of the Hernando de Soto Capital Markets Program in the
Leeds School of Business at the University of Colorado Boulder. He also
serves as a Research Associate with the Comparative Constitutions Project.
Alston’s research and teaching is centered in the fields of law and economics
and institutional and organizational analysis, which he applies to research
questions in the development of rights along frontiers, the design and imple
mentation of constitutions, and questions of legal/institutional transitions
more generally. His outreach and service activities include educational
OUP CORRECTED PROOF – FINAL, 28/05/19, SPi
Term limits restrict the time that office holders can remain in a position of
authority. They can apply to any elected representative—deputies, governors,
mayors. They can also apply to unelected officials—central bank governors,
judges, police chiefs. This volume is concerned with such restrictions on the
heads of state—presidents. Presidential term limits are constitutional provisions
that restrict the maximum length of time that presidents can serve in office.
They stipulate the length of term the presidents can serve between elections
and the number of consecutive or non-consecutive terms that are permitted.
The question of term limits affects presidents the world over. It affects presi-
dents in democratic and non-democratic regimes. Even though democracy and
binding term limits generally travel together, the fact is that democracy does
not guarantee that its presidents will be term-limited and non-democracy
does not always imply the lack of binding term limits. It also affects all types of
presidents irrespective of how they are elected to office, whether they are
elected directly as in France, by an electoral college the members of which
are popularly elected as in the US, or whether they are elected indirectly by the
legislature as in Italy.
The question under what conditions incumbent presidents comply with the
constitutional restrictions on term limits is important. When leaders do not
comply, their decisions often provoke political conflict. The outcome of such
conflict may have profound consequences. In 2018, when upon the expiration
of his last term President Sargsyan of Armenia violated his earlier pledge and
attempted to remain in power as prime minister, the country erupted in protests
leading to his resignation and the opposition taking power for the first time.
That said, non-compliance with term limits does not always have to provoke
conflict for it to be significant for regime dynamics. The 2018 removal of presiden-
tial term limits in China was a fait accompli and concerned the least significant
post that the leader of China occupied at the time. The change however signalled
that important principles of its collective leadership were being reconsidered.
OUP CORRECTED PROOF – FINAL, 24/05/19, SPi
In this context, this volume asks three main questions: in what ways are
presidents formally restricted in the time they can remain in office; what
restrictions have countries chosen to place on their presidents and why; and
what is the effect of those restrictions, in other words what difference, if any, do
they make?
To begin, this chapter provides some basic information about the politics of
presidential term limits. There are four sections. The first sketches some of the
constitutional choices affecting presidential term limits; the second outlines
the standard argument for and against presidential term limits; the third con-
siders some of the political issues involved in the decision to introduce, abolish,
or amend presidential term limits; the fourth points to some of the likely con-
sequences of presidential term limits.
CHOICES, CHOICES—CONSTITUTIONS
AND PRESIDENTIAL TERM LIMITS
term-limited and cannot stand for re-election, then the set of people who are
eligible to be chosen as president is being constitutionally restricted. That is to
say, if a president is term-limited, there is at least one person in the populace
who cannot be chosen as president at the next presidential election. Yet, consti-
tution makers can choose to restrict the potential set of presidential candidates
in other ways too. For example, there can be citizenship requirements. Maybe
only people who have been citizens of a country and perhaps for a certain
period of time are eligible to stand. There can be residency or similar require-
ments that can rule out candidates from standing. In the context of presidential
term limits, age requirements often come into play. To stand for election, can-
didates usually have to be above a certain age and sometimes people are no
longer eligible to stand once they have reached a certain age limit. Age limits
are often important in this context because if they are specified in a constitu-
tion, even presidents who do not face term limits will still bump up against an
age-limit restriction at some point. In this context, the manipulation of age
restrictions is often associated with the manipulation of term limits more gen-
erally. In the chapters that follow there is evidence of incumbent presidents not
only manipulating the length and number of terms that they can serve, but also
manipulating the rules relating to age limits and other factors too.
There is a further aspect to the constitutional politics of presidential term
limits. As soon as decision makers choose to specify the rules of presidential
term limits in the constitution, there is the potential for those rules to be
contested in the courts. One example that comes up repeatedly in the chapters
that follow concerns the conditions under which the presidential term-limit
clock can be reset to zero. Typically, this issue arises when a president has
been elected and then at a certain point in the presidency there is a change
of rules regarding term limits. The question is then whether the incumbent
president is bound by the rules of the original term-limit provisions, or the
new ones? In other words, does the change in the rules reset the term-limit
clock? Almost always the change of rules is designed to permit an incum-
bent president to be in office for longer than would originally have been the
case. Whether the president is allowed to do so is a question that has often to
be settled in the courts, meaning that the relationship between the president
and the courts can be a key factor in the constitutional politics of presidential
term limits.
Overall, the politics of presidential term limits is bound up with a set of
constitutional choices. This means that the analysis of presidential term limits
involves consideration of the politics of constitutional assemblies, constitu-
tional amendments, and often legislative politics in that regard, as well as
constitutional interpretation and the courts. In this way, while the issue of
presidential term limits may seem somewhat narrow, it raises concerns that
have very broad implications for the study of political systems, including party
politics generally.
OUP CORRECTED PROOF – FINAL, 24/05/19, SPi
There are plenty of reviews of the basic pros and cons of presidential term limits
already available (Baturo 2014; Bueno de Mesquita et al. 2003: 313–24;
Carey 2014; Dulani 2011; Ginsburg, Melton, and Elkins 2011; Maltz 2007; Venice
Commission 2018). In Chapter 2 of this volume, Peter Stone addresses some of
the normative issues raised by term limits generally, including presidential
term limits. Given this material, the aim here is not to provide an exhaustive
overview of the supposed costs and benefits of presidential term limits. Instead,
two fundamental issues are signalled because they come up again and again in
the country case studies that follow.
As Baturo (2014: 45) puts it, “the debate about term limits is the trade-off
between the possibility of dictatorial takeover and restriction of democratic
choice.” At bottom, the basic fear is that in the absence of term limits presidents
will behave undemocratically, even tyrannically. Some presidents may come
to office with the aim of remaining in power for as long as they can, perhaps
purely for the intrinsic reward of office, or to realize certain political prefer-
ences, or for the potential for the aggrandizement of themselves, their family,
or supporters. The absence of term limits helps such presidents to achieve this
ambition by facilitating ongoing access to state resources, helping to ensure an
incumbency advantage over political opponents, and providing a guarantee of
legal immunity from prosecution for wrongdoing in office (Halff 2016: 7). Thus,
there is a basic fear that a president who comes to power with the desire to
remain in office will use the material and political advantages associated with
the absence of term limits to achieve their ambition, and typically at the cost of
democracy. There is, though, a further fear, namely that those material and
political advantages will themselves create the incentive for a president to want
to remain in office, even if that motivation was not present at the time of the
president’s election itself. In other words, the absence of term limits can be
instrumental both in ensuring an already dictatorially minded president can
achieve their ambition and also in encouraging a previously well-minded
president to start to behave dictatorially. In this context, the presence of term
limits is beneficial because it can act as a check on presidents with dictatorial
ambitions and discourage others from assuming them, reducing the prospect
of undemocratic or tyrannical behaviour.
The problem with this line of reasoning is that the presence of presidential
term limits can itself be interpreted as undemocratic. As noted previously, term
limits are designed to reduce the pool of candidates available for the presi-
dency, even if perhaps by only one candidate. Yet if that candidate is popular, or
effective, or widely supported for some other reason, then term limits perhaps
unnecessarily and even unfairly restrict the choice available to those in the
selection process, which in the case of presidential and semi-presidential
OUP CORRECTED PROOF – FINAL, 24/05/19, SPi
Instead, they often prefer to bundle the abolition of term limits into a much
wider package of constitutional reform. While the abolition of term limits will
still be noted by the international community, attention will be focused on
many other issues too, thus diluting the overall impact of the particular reform.
Indeed, as part of the wider constitutional package, presidents may introduce
other reforms that can genuinely be framed as ‘democratic’. For instance, they
may choose to introduce a directly elected second chamber of parliament at the
same as term limits are being abolished (Baturo and Elgie 2018). In this scen-
ario, the democratic nature of the upper-chamber reform helps to take the
steam out of the criticisms of the undemocratic nature of the term-limit reform.
Thus, while changes to term limits are always constitutional events, it is import-
ant to place those events in context, teasing out the underlying motivations
for the change.
Whatever form the change may take and whatever the motivations for it
might be, the decision to introduce, reform, or abolish term limits is necessarily
endogenous to the preferences of political actors. Put differently, presidential
term limits do not choose themselves. They are chosen by the people who will
subsequently be operating under them, sometimes by presidents themselves
in personalist regimes or in regimes on the road toward personalism. The
endogenous selection of institutions is a standard problem for institutional
analysis (Carey 2000). It poses particular problems for the study of the effects
of institutional variation (see ‘The Effect Of Presidential Term Limits’). Yet, it
also raises issues in the study of institutional choice too.
In democracies where the rule of law is absolute, the presence of some form
of presidential term limit is almost taken for granted. For sure, as Elgie shows
in Chapter 21 on Europe, there are still some countries where democracy and
the rule of law apply, but where for historical reasons presidential term limits
are absent. In most instances, though, the presence of a consolidated democ-
racy, a system of institutional checks and balances, a functioning rule of law,
and both the presence of and respect for presidential term limits go hand in
hand. Yet, this situation also means that the presence or choice of term limits is
difficult to separate from the presence or choice of democracy itself. For example,
when countries in Central and Eastern Europe democratized in the early
1990s with a view to joining the family of democracies in the European Union,
they all adopted presidential term limits as a matter of course. They were simply
part of a broader democratic and constitutional package that they embraced.
For sure, individual countries still had particular choices to make—should the
president serve for four or five years, be limited to one or more terms, and so on.
Nonetheless, in democracies, except in cases where long-term historical reasons
remain salient, the basic choice of some form of presidential term-limit regime
is simply part of the normative fabric of institutional life.
The opposite is true in personalist autocracies. In this type of undemocratic
system, where the system of checks and balances is absent or at least is a façade,
OUP CORRECTED PROOF – FINAL, 24/05/19, SPi
and where the rule of law is not properly upheld, the choice of presidential term
limits is equally difficult to distinguish from the wider characteristics of the
personalist regime. Here, even if term limits exist on paper, they will not be
upheld in practice. In this situation, as in democracies, the choice of term limits
is determined by the personalist nature of the broader regime.
This leaves a third category of counties where either democracy is present
but fragile or where autocracy is present but in the context of a certain pluralist
system in which leaders have to take account of opposing forces. In these coun-
tries, the choice of term limits and the specific form of term-limit regime is
important and not least as a signal of the democratic health of the country.
Here, the presence of term limits may act as a check on any personalist propen-
sities in the system. It may encourage political competition and participation
with the governing party; it may also provide an incentive for the opposition to
stay within the rule of law when faced with the prospect of an election at some
point in the future that might be winnable. In addition, if the particular term-
limit regime allows for a three- or four-year presidential term and no re-election
or re-election only once, then the temporal horizons of actors in the system are
relatively short, again perhaps encouraging participation within the bounds of
the rule of law. By contrast, in these cases the abolition of presidential term
limits can also be a signal that democracy has in effect collapsed and that a
personalist regime has taken its place (Baturo 2014: 5).
The lesson is that the choice of term-limit regime is always endogenous to
the wider political system and the preferences of the actors in that system. This
means that in democracies the presence of term limits is simply one of the
many signs that there is a well-functioning system of checks and balances.
Equally, in personalist regimes the absence of term limits, or at least their
unenforceability is one of the many signs that there is no effective system of
checks and balances. In young democracies and quasi-democracies, though,
the choice of term-limit regime can be a signal of the health a regime and the
nature of political competition in a system. In these regimes, it is important to
play close attention to the details of presidential term limits. Their presence can
be a sign that the democracy is still functioning. Their abolition or avoidance
through outright constitutional manipulation is usually the signal that a
personalist or an authoritarian regime with personalist elements has emerged
or is emerging.
In every country chapter, volume contributors discuss the rate of compliance
with presidential term limits. It ranges from a near universal compliance as in
the United States (albeit compliance with tradition, not the constitutional
norm until 1951, as discussed by Korzi in Chapter 20) or in Costa Rica (in
Muñoz-Portillo and Treminio’s Chapter 24) to zero compliance as in Togo or
Tunisia (Bonci and Cavatorta, and Heilbrunn in Chapters 10 and 11). The major-
ity of country chapters place “their” compliance in between these extremes.
Doyle writes in Chapter 26 on Bolivia that for many (but far from all) Bolivian
OUP CORRECTED PROOF – FINAL, 24/05/19, SPi
leaders, term limits have been something to reform and to attempt to alter and
suit their political purpose from the moment they assume office.
How widespread is non-compliance? For many presidents the problem of
compliance with term limits does not arise if they fail to reach the end of their
terms (Pérez-Liñán 2007). It is arguably more informative to estimate the ratio
of “extenders” among those who complete their terms and who either comply
with their constitutions and depart from office, or not. We do not have full data
on all presidents from the earliest possible date of presidentialism in all countries
with a directly elected president. However, we can rely on previous estimates
indicating that between 20 and 30 per cent of presidents extend the term in one
way or the other (Baturo 2014: 148; Ginsburg, Melton, and Elkins 2011: 1845). In
order not to inflate compliance rates, Ginsburg et al. (2011: 1845–6), who arrived
at the figure of 20 per cent, excluded presidents who fail to serve their complete
terms for whatever reason. They acknowledged that their figure probably
underestimated the phenomenon because some successful “extenders” may
have “under stayed”, that is, extended in advance but still failed to serve initial
terms. In Baturo (2014: 148), the author arrived at the figure of 29 per cent. This
was based on the additional inclusion of presidents who prolonged even if
they had not completed their original terms and exited earlier than expected.
In summary, depending on the sample and the measurement as to what con-
stitutes non-compliance with presidential term limits, every fourth or fifth
president who reaches the end of her or his mandate, extends the term.
As noted previously, studying the effect of presidential term limits raises diffi-
cult methodological questions. Given they are endogenously chosen, arguably
it may be more advantageous to set aside the language of the causal inference
and understand instead the context and politics of presidential term limits.
Nonetheless, there are ways in which the consequences of presidential term
limits can be addressed.
If term limits are binding (as in democratic settings), then scholars can still
study the effects of presidential term limits in a similar manner to the study
of legislative term limits: how they restrict the incumbency advantage; how and
whether re-election incentives make two-term presidents pursue different pol-
icies in contrast to their single-term peers; how and whether terms of different
lengths affect policy horizons or electoral cycles or make presidential elections
concurrent with legislative elections, or not, and whether it matters.
It is when presidential term limits cannot be assumed to be (always) binding
that their effects are both potentially most important but also most difficult to
identify. Does the presence of presidential term limits increase the prospects
OUP CORRECTED PROOF – FINAL, 24/05/19, SPi
B O OK STRUCTURE
There are five sections to the book. The first section is an extended theory,
survey, and history section that is focused on presidential term limits as an
idea and as an institution. The next three sections comprise comparative and
country studies of presidential term limits in consolidated democracies, non-
democracies, and third-wave countries, that is, transitional and unconsolidated
regimes. The final section summarizes what we have learnt about presidential
term limits asks: What difference do term limits make?
OUP CORRECTED PROOF – FINAL, 24/05/19, SPi
In Section 1 the volume discusses the theory of presidential term limits and
tenure restrictions in general from the point of political theory. It surveys the
universe of presidential term limits and provides a comprehensive survey of
various constitutional and “para-constitutional” strategies employed by the
incumbent presidents across the world to remain in office longer than their
term limits in effect at the time of their assuming office stipulate originally. It
also discusses presidential term limits from the constitutional law perspective.
In Section 2 of the book compares the politics of term limits in non-
democracies. The selection of cases tackles the problem of leadership succession
in non-democracies and how fixed terms may reduce the uncertainty over
succession and elite infighting. Chapters also compare the effects of economic
policy in dictatorships that limit their leaders versus those that do not. In par-
ticular, this section examines why single terms were in place in dictatorial and
oligarchic regimes of Latin America from the 1800s until the 1980s, the effects
of single terms on regime stability and policy in Brazil and Mexico under non-
democratic rule, the avoidance of term-limit provisions though the so-called
politique de doublure in Nicaragua during the Somoza family rule, as well as
the absence of term limits—and in the case of Tunisia under Bourguiba—the
presidency for life—in Tunisia and Togo. It also includes Kazakhstan, where
term limits were manipulated more often than elections were held.
During the third wave, or to be more specific, following the end of the Cold
War, almost all newly independent or democratizing countries introduced
presidential term limits. When the time came for leaders to depart, however,
some duly stepped down whereas others abolished or avoided term limits,
usually signalling the end of the third-wave democratic experiment. Section 3
examines a variety of third-wave countries, ranging from cases where presi-
dential term limits remained in place and where the president never attempted
to subvert term limits (e.g. Kenya), to where they were subject to unsuccessful
attempts at reform (Malawi, Zambia), to where they were either abolished or
avoided and presidents were able to remain in office beyond their constitutional
mandates (Russia, Uganda). Why did practice vary? What were the consequences
of this variation in practice?
Section 4 examines term limits in democracies. In some of these countries,
notably in Latin America where the issue remains ongoing and divisive, consti-
tutions often stipulate single presidential terms. In some cases, though, there
has been a change from a single to two consecutive terms. The volume includes
countries where single terms with life bans have persisted (Guatemala, South
Korea), where there was a change that allowed non-consecutive re-election
(Costa Rica), and where second terms in previously single-term presidencies
were introduced (Argentina, Colombia, Bolivia). The variety of constitutional
arrangements permits readers to assess the relative effects of single-term offices
versus two-term offices on elections, party politics, corruption, political careers,
and the economic policy.
OUP CORRECTED PROOF – FINAL, 24/05/19, SPi
N OT E S
1. As discussed in Chapter 13 of this volume and reiterated in the Conclusion,
because the supreme leader of China traditionally occupies three political posts
including the least important post of state president for which term limits were
removed in the 2018 amendment that altered the second part of article 79 of the
Chinese constitution, the change was arguably redundant. Following the October
2017 party congress, the leader of China could have remained as the effective polit-
ical leader beyond a second term by occupying more important posts of the party’s
general secretary and the head of the Central Military Commission.
2. On average, following continuismo, the average Polity 2 scores for years prior to first
(or only) continuismo, and subsequent years, decline by 1.1 points, from –2.5 to –3.6,
on a scale ranging from –10 to 10. The decline is even more substantial—by 3.1
points—for presidents who enter office in more democratic settings, defined as having
a positive Polity 2 score in the first year in office, such as Hugo Chavez of Venezuela
for example. The calculation is by the authors for presidents from 1945 to 2017.
B I B L IO G R A P H Y
Baturo, A. 2014. Democracy, Dictatorship, and Term Limits. Ann Arbor: University of
Michigan Press.
Baturo, A., and R. Elgie. 2018. Why do authoritarian regimes adopt bicameralism?
Cooptation, control, and masking controversial reforms. Democratization 25(5):
919–37.
Bueno de Mesquita, B., A. Smith, R. M. Siverson, and J. D. Morrow. 2003. The Logic of
Political Survival. Cambridge MA: MIT Press.
Carey, J. 2000. Parchment, Equilibria, and Institutions. Comparative Political Studies
33(6/7): 735–61.
Carey, J. 2014. The Reelection Debate in Latin America. Latin American Politics and
Society 45(1): 119–33.
Dulani, B. M. 2011. Personal Rule and Presidential Term Limits in Africa. Dissertation
submitted to Michigan State University in partial fulfilment of the degree of Doctor
of Philosophy.
Ginsburg, T., J. Melton, and Z. Elkins. 2011. On the Evasion of Executive Term Limits.
William and Mary Law Review 52: 1807–72.
OUP CORRECTED PROOF – FINAL, 24/05/19, SPi
Halff, M. 2016. Changing Term Limits: An electoral perspective. A policy brief of the
Electoral Integrity Initiative. Geneva: Kofi Annan Foundation.
Maltz, G. 2007. The case for presidential term limits. Journal of Democracy 18(1):
128–42.
Marshall, M., T. Gurr, and K. Jaggers. 2016. Political Regime Characteristics and
Transitions, 1800–2015, Dataset Users’ Manual, Polity IV Project. University of
Maryland, College Park, MD.
Pérez-Liñán, A. 2007. Presidential Impeachment and the New Political Instability in
Latin America. Cambridge: Cambridge University Press.
Przeworski, A. 2005. Democracy as an Equilibrium. Public Choice 123: 253–73.
Przeworski, A. 2015. Acquiring the Habit of Changing Governments through Elections.
Comparative Political Studies 48: 101–29.
Przeworski, A., M. Alvarez, J. Cheibub, and F. Limongi. 2000. Democracy and
Development: Political Institutions and Well-being in the World, 1950–1990.
Cambridge: Cambridge University Press.
Venice Commission. 2018. Report of term-limits. Part 1—Presidents. Strasbourg:
European Commission for Democracy Through Law (Venice Commission). Study
no. 908/2017, CDL-AD(2018)010.
Wintrobe, R. 1998. The Political Economy of Dictatorship. Cambridge; New York:
Cambridge University Press.
OUP CORRECTED PROOF – FINAL, 24/05/19, SPi
Section I
OUP CORRECTED PROOF – FINAL, 24/05/19, SPi
OUP CORRECTED PROOF – FINAL, 24/05/19, SPi
ROTATION IN OFFICE
of legislative term limits (e.g., Struble 1979–80: 652; Petracca 1991: 7; Petracca
1993a: 703; Petracca 1993b: 494; Petracca 1995: 738; López 2003: 4; Chen and
Niou 2005: 390; Baracskay 2006: 2; Powell 2008: 32). Historically, they invoke
the experience of the first democracy—the democracy of Classical Athens—as
precedent for this connection. Mark Petracca, for example, claims that “rota-
tion in office . . . accompanied the emergence of democratic theory in ancient
Greece and Rome and the development of representative democracy after the
Renaissance” (Petracca 1992b: 19; cf. López 2003: 4–5). Similarly, Robert
Struble and Z.W. Jahre write that “annual rotation was the norm in the democ-
racies and republics of antiquity and the Renaissance”, then explicitly invoke
Athens in the footnote that follows (Struble and Jahre 1991: 34, 37 n. 7). Both
of these moves appear in discussions of presidential term limits as well. In his
recent book on presidential term limits, for example, Alexander Baturo both
asserts that “The idea of term limits is as old as democracy itself, and there is
no surprise that this overview should begin with the ancient Greeks who
were the first to practice term limits” and connects this practice with Aristotle
(Baturo 2014: 18, 19).
In the next section, I will take up the historical case for an association
between democracy and rotation. (Space prohibits further consideration of the
connection drawn between rotation and Aristotle.) I will examine how rotation
was practised in ancient Athens—what it did, and what it didn’t do—and how
this practice fits (or fails to fit) with the contemporary use of presidential term
limits. In the final section, I will draw lessons from this examination for rota-
tion in office generally and for presidential term limits specifically.
Does the Athenian experience bear out the connection political scientists have
made between democracy and rotation in office? If so, does this connection
establish a case for presidential term limits? In this section, I will argue that
the answers to these questions are yes and no, respectively. Athens did make
extensive use of rotation in office. It did not, however, require rotation for any
office that even remotely resembled a modern presidency. For those offices, the
Athenian democracy established safeguards to protect against abuses of power,
but term limits were not among them. In short, what Athens did with rotation is
not what presidential term limits are supposed to do. And what presidential term
limits are supposed to do is something that Athens did, but not through rotation.
Political scientists are certainly correct to identify a practice of rotation in the
Athenian democracy of the Classical period (fifth and fourth century bce)—a
practice of regularly replacing officeholders. Athens did, as Aristotle testified in
his Constitution of Athens, by and large forbid citizens from holding the same
OUP CORRECTED PROOF – FINAL, 24/05/19, SPi
office multiple times (Constitution of Athens LXII3).2 But there were exceptions
to this rule, most notably the board of ten strategoi (generals) who directed
Athenian military affairs. And more importantly, there was a fundamental dis-
tinction between the political offices for which rotation was enforced and those
for which it was not. This distinction renders impossible any easy translation of
the Athenian experience with rotation into the present day.
To be sure, the set of term-limited offices in Athens far outnumbered the
set which could be held indefinitely. The former category included the great
administrative council (Boule) and most of the magistracies. The total number
of such positions numbered in the hundreds—quite impressive for a city of
perhaps 35,000–40,000 adult male citizens (Mulgan 1984: 541; Alford 1985:
299 n. 12; Finley 1985: 51–2).3 In addition, the range of tasks performed by citi-
zens in term-limited magistracies was quite wide. These magistracies included,
among other positions,
the 10 treasurers of Athena; the 10 poletai (who let state contracts, mining rights,
and the right to collect taxes); and 10 receivers, or apodektai (who received money
generated by the poletai). Among other magistracies were a board of 10 who cared
for the sanctuaries; 10 city commissioners (who controlled the prices of flute girls,
and regulated the location of dung heaps); 10 superintendents of markets; 10
inspectors of weights and measures; 35 inspectors of the corn supply; 10 commis-
sioners of trade; 11 prison wardens; 5 to introduce small claims cases to the courts;
a board of 40 to sit as a small claims court (disputes under 40 drachmae); 5 road
commissioners; and 20 auditors. (Alford 1985: 301)
The second session of the 17th Congress opened on the 4th day of
March, 1820, with James Monroe at the head of the Executive
Department of the Government, and the Democratic party in the
majority in both branches of the Federal Legislature. The Cabinet at
that time was composed of the most brilliant minds of the country,
indeed as most justly remarked by Senator Thomas H. Benton in his
published review of the events of that period, it would be difficult to
find in any government, in any country, at any time, more talent and
experience, more dignity and decorum, more purity of private life, a
larger mass of information, and more addiction to business, than was
comprised in the list of celebrated names then constituting the
executive department of the government. The legislative department
was equally impressive. The exciting and agitating question then
pending before Congress was on the admission of the State of
Missouri into the Federal Union, the subject of the issue being the
attempted tacking on of conditions restricting slavery within her
limits. She was admitted without conditions under the so-called
compromise, which abolished it in certain portions of the then
province of Louisiana. In this controversy, the compromise was
sustained and carried entirely by the Democratic Senators and
members from the Southern and slaveholding States aided and
sanctioned by the Executive, and it was opposed by fifteen Senators
from non-slaveholding States, who represented the opposite side on
the political questions of the day. It passed the House by a close vote
of 86 to 82. It has been seriously questioned since whether this act
was constitutional. The real struggle was political, and for the
balance of power. For a while it threatened the total overthrow of all
political parties upon principle, and the substitution of geographical
parties discriminated by the slave line, and thus destroying the
proper action of the Federal government, and leading to a separation
of the States. It was a federal movement, accruing to the benefit of
that party, and at first carried all the Northern democracy in its
current, giving the supremacy to their adversaries. When this effect
was perceived, democrats from the northern non-slaveholding States
took early opportunity to prevent their own overthrow, by voting for
the admission of the States on any terms, and thus prevent the
eventual separation of the States in the establishment of
geographical parties divided by a slavery and anti-slavery line.
The year 1820 marked a period of financial distress in the country,
which soon became that of the government. The army was reduced,
and the general expenses of the departments cut down, despite
which measures of economy the Congress deemed it necessary to
authorize the President to contract for a loan of five million dollars.
Distress was the cry of the day; relief the general demand, the chief
demand coming from debtors to the Government for public lands
purchased under the then credit system, this debt at that time
aggregating twenty-three millions of dollars. The banks failed,
money vanished, instalments were coming due which could not be
met; and the opening of Congress in November, 1820, was saluted by
the arrival of memorials from all the new States praying for the relief
to the purchaser of the public lands. The President referred to it in
his annual message of that year, and Congress passed a measure of
relief by changing the system to cash sales instead of credit, reducing
the price of the lands, and allowing present debtors to apply
payments already made to portions of the land purchased,
relinquishing the remainder. Applications were made at that time for
the establishment of the preemptive system, but without effect; the
new States continued to press the question and finally prevailed, so
that now the preemptive principle has become a fixed part of our
land system, permanently incorporated with it, and to the equal
advantage of the settler and the government.
The session of 1820–21, is remarkable as being the first at which
any proposition was made in Congress for the occupation and
settlement of our territory on the Columbia river—the only part then
owned by the United States on the Pacific coast. It was made by Dr.
Floyd, a representative from Virginia, who argued that the
establishment of a civilized power on the American coast of the
Pacific could not fail to produce great and wonderful benefits not
only to our own country, but to the people of Eastern Asia, China and
Japan on the opposite side of the Pacific Ocean, and that the valley of
the Columbia might become the granary of China and Japan. This
movement suggested to Senator Benton, to move, for the first time
publicly in the United States, a resolution to send ministers to the
Oriental States.
At this time treaties with Mexico and Spain were ratified, by which
the United States acquired Florida and ceded Texas; these treaties,
together with the Missouri compromise—a measure
contemporaneous with them—extinguished slave soil in all the
United States territory west of the Mississippi, except in that portion
which was to constitute the State of Arkansas; and, including the
extinction in Texas consequent upon its cession to a non-
slaveholding power, constituted the largest territorial abolition of
slavery that was ever up to that period effected by any political power
of any nation.
The outside view of the slave question in the United States, at this
time, is that the extension of slavery was then arrested,
circumscribed, and confined within narrow territorial limits, while
free States were permitted an almost unlimited expansion.
In 1822 a law passed Congress abolishing the Indian factory
system, which had been established during Washington’s
administration, in 1796, under which the Government acted as a
factor or agent for the sale of supplies to the Indians and the
purchase of furs from them; this branch of the service then belonged
to the department of the Secretary of War. The abuses discovered in
it led to the discontinuance of that system.
The Presidential election of 1824 was approaching, the candidates
were in the field, their respective friends active and busy, and
popular topics for the canvass in earnest requisition. Congress was
full of projects for different objects of internal improvement, mainly
in roads and canals, and the friends of each candidate exerted
themselves in rivalry of each other, under the supposition that their
opinions would stand for those of their principals. An act for the
preservation of the Cumberland Road, which passed both houses of
Congress, met with a veto from President Monroe, accompanied by a
state paper in exposition of his opinions upon the whole subject of
Federal interference in matters of inter state commerce and roads
and canals. He discussed the measure in all its bearings, and plainly
showed it to be unconstitutional. After stating the question, he
examined it under every head of constitutional derivation under
which its advocates claimed the power, and found it to be granted by
no one of them and virtually prohibited by some of them. This was
then and has since been considered to be the most elaborate and
thoroughly considered opinion upon the general question which has
ever been delivered by any American statesman. This great state
paper, delivered at a time when internal improvement by the federal
government had become an issue in the canvass for the Presidency
and was ardently advocated by three of the candidates and qualified
by two others, had an immense current in its power, carrying with it
many of the old strict constructionists.
The revision of the tariff, with a view to the protection of home
industry, and to the establishment of what was then called “The
American System,” was one of the large subjects before Congress at
the session of 1823–24, and was the regular commencement of the
heated debates on that question which afterwards ripened into a
serious difficulty between the federal government and some of the
Southern States. The presidential election being then depending, the
subject became tinctured with party politics, in which so far as that
ingredient was concerned, and was not controlled by other
considerations, members divided pretty much on the line which
always divided them on a question of constructive powers. The
protection of domestic industry not being among the powers granted,
was looked for in the incidental; and denied by the strict
constructionists to be a substantive term, to be exercised for the
direct purpose of protection; but admitted by all at that time and
ever since the first tariff act of 1789, to be an incident to the revenue
raising power, and an incident to be regarded in the exercise of that
power. Revenue the object, protection the incident, had been the rule
in the earlier tariffs; now that rule was sought to be reversed, and to
make protection the object of the law, and revenue the incident. Mr.
Henry Clay was the leader in the proposed revision and the
champion of the American system; he was ably supported in the
House by many able and effective speakers; who based their
argument on the general distress then alleged to be prevalent in the
country. Mr. Daniel Webster was the leading speaker on the other
side, and disputed the universality of the distress which had been
described; and contested the propriety of high or prohibitory duties,
in the present active and intelligent state of the world, to stimulate
industry and manufacturing enterprise.
The bill was carried by a close vote in both Houses. Though
brought forward avowedly for the protection of domestic
manufactures, it was not entirely supported on that ground; an
increase of revenue being the motive with some, the public debt then
being nearly ninety millions. An increased protection to the products
of several States, as lead in Missouri and Illinois, hemp in Kentucky,
iron in Pennsylvania, wool in Ohio and New York, commanded many
votes for the bill; and the impending presidential election had its
influence in its favor.
Two of the candidates, Messrs. Adams and Clay, voted for and
avowedly supported General Jackson, who voted for the bill, was for
it, as tending to give a home supply of the articles necessary in time
of war, and as raising revenue to pay the public debt; Mr. Crawford
was opposed to it, and Mr. Calhoun had withdrawn as a Presidential
candidate. The Southern planting States were dissatisfied, believing
that the new burdens upon imports which it imposed, fell upon the
producers of the exports, and tended to enrich one section of the
Union at the expense of another. The attack and support of the bill
took much of a sectional aspect; Virginia, the two Carolinas, Georgia,
and some others, being unanimous against it. Pennsylvania, New
York, Ohio, and Kentucky being unanimous for it. Massachusetts,
which up to this time had no small influence in commerce, voted,
with all, except one member, against it. With this sectional aspect, a
tariff for protection, also began to assume a political aspect, being
taken under the care of the party, afterwards denominated as Whig.
The bill was approved by President Monroe; a proof that that careful
and strict constructionist of the constitution did not consider it as
deprived of its revenue character by the degree of protection which it
extended.
A subject which at the present time is exciting much criticism, viz:
proposed amendments to the constitution relative to the election of
President and Vice-President, had its origin in movements in that
direction taken by leading Democrats during the campaign of 1824.
The electoral college has never been since the early elections, an
independent body free to select a President and Vice-President;
though in theory they have been vested with such powers, in practice
they have no such practical power over the elections, and have had
none since their institution. In every case the elector has been an
instrument, bound to obey a particular impulsion, and disobedience
to which would be attended with infamy, and with every penalty
which public indignation could inflict. From the beginning they have
stood pledged to vote for the candidate indicated by the public will;
and have proved not only to be useless, but an inconvenient
intervention between the people and the object of their choice. Mr.
McDuffie in the House of Representatives and Mr. Benton in the
Senate, proposed amendments; the mode of taking the direct vote to
be in districts, and the persons receiving the greatest number of
votes for President or Vice-President in any district, to count one
vote for such office respectively which is nothing but substituting the
candidates themselves for their electoral representatives.
In the election of 1824 four candidates were before the people for
the office of President, General Jackson, John Quincy Adams,
William H. Crawford and Henry Clay. None of them received a
majority of the 261 electoral votes, and the election devolved upon
the House of Representatives. John C. Calhoun had a majority of the
electoral votes for the office of Vice-President, and was elected. Mr.
Adams was elected President by the House of Representatives,
although General Jackson was the choice of the people, having
received the greatest number of votes at the general election. The
election of Mr. Adams was perfectly constitutional, and as such fully
submitted to by the people; but it was a violation of the demos krateo
principle; and that violation was equally rebuked. All the
representatives who voted against the will of their constituents, lost
their favor, and disappeared from public life. The representation in
the House of Representatives was largely changed at the first general
election, and presented a full opposition to the new President. Mr.
Adams himself was injured by it, and at the ensuing presidential
election was beaten by General Jackson more than two to one.
Mr. Clay, who took the lead in the House for Mr. Adams, and
afterwards took upon himself the mission of reconciling the people to
his election in a series of public speeches, was himself crippled in the
effort, lost his place in the democratic party, and joined the Whigs
(then called the national republicans). The democratic principle was
victor over the theory of the Constitution, and beneficial results
ensued. It vindicated the people in their right and their power. It re-
established parties upon the basis of principle, and drew anew party
lines, then almost obliterated under the fusion of parties during the
“era of good feeling,” and the efforts of leading men to make personal
parties for themselves. It showed the conservative power of our
government to lie in the people, more than in its constituted
authorities. It showed that they were capable of exercising the
function of self-government, and lastly, it assumed the supremacy of
the democracy for a long time, and until lost by causes to be referred
to hereafter. The Presidential election of 1824 is remarkable under
another aspect—its results cautioned all public men against future
attempts to govern presidential elections in the House of
Representatives; and it put an end to the practice of caucus
nominations for the Presidency by members of Congress. This mode
of concentrating public opinion began to be practiced as the eminent
men of the Revolution, to whom public opinion awarded a
preference, were passing away, and when new men, of more equal
pretensions, were coming upon the stage. It was tried several times
with success and general approbation, because public sentiment was
followed—not led—by the caucus. It was attempted in 1824 and
failed; all the opponents of Mr. Crawford, by their joint efforts,
succeeded, and justly in the fact though not in the motive, in
rendering these Congress caucus nominations odious to the people,
and broke them down. They were dropped, and a different mode
adopted—that of party nominations by conventions of delegates from
the States.
The administration of Mr. Adams commenced with his inaugural
address, in which the chief topic was that of internal national
improvement by the federal government. This declared policy of the
administration furnished a ground of opposition against Mr. Adams,
and went to the reconstruction of parties on the old line of strict, or
latitudinous, construction of the Constitution. It was clear from the
beginning that the new administration was to have a settled and
strong opposition, and that founded in principles of government—
the same principles, under different forms, which had discriminated
parties at the commencement of the federal government. Men of the
old school—survivors of the contest of the Adams and Jefferson
times, with some exceptions, divided accordingly—the federalists
going for Mr. Adams, the republicans against him, with the mass of
the younger generation. The Senate by a decided majority, and the
House by a strong minority, were opposed to the policy of the new
President.
In 1826 occurred the famous debates in the Senate and the House,
on the proposed Congress of American States, to contract alliances to
guard against and prevent the establishment of any future European
colony within its borders. The mission though sanctioned was never
acted upon or carried out. It was authorized by very nearly a party
vote, the democracy as a party being against it. The President, Mr.
Adams, stated the objects of the Congress to be as follows: “An
agreement between all the parties represented at the meeting, that
each will guard, by its own means, against the establishment of any
future European colony within its own borders, may be advisable.
This was, more than two years since, announced by my predecessor
to the world, as a principle resulting from the emancipation of both
the American continents. It may be so developed to the new southern
nations, that they may feel it as an essential appendage to their
independence.”
Mr. Adams had been a member of Mr. Monroe’s cabinet, filling the
department from which the doctrine would emanate. The
enunciation by him as above of this “Monroe Doctrine,” as it is
called, is very different from what it has of late been supposed to be,
as binding the United States to guard all the territory of the New
World from European colonization. The message above quoted was
written at a time when the doctrine as enunciated by the former
President through the then Secretary was fresh in the mind of the
latter, and when he himself in a communication to the American
Senate was laying it down for the adoption of all the American
nations in a general congress of their deputies. According to
President Adams, this “Monroe Doctrine” (according to which it has
been of late believed that the United States were to stand guard over
the two Americas, and repulse all intrusive colonists from their
shores), was entirely confined to our own borders; that it was only
proposed to get the other States of the New World to agree that, each
for itself, and by its own means, should guard its own territories;
and, consequently, that the United States, so far from extending
gratuitous protection to the territories of other States, would neither
give, nor receive, aid in any such enterprise, but that each should use