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To My Wife, Madara
Contents
Introduction 1
vii
viii CONTENTS
Conclusion 257
Index 267
List of Figures
ix
List of Tables
xi
Introduction
1 Lennart Meri, “Meriisms,” City Paper’s Baltics Worldwide (1994), accessed on March
17, 2016, http://www.balticsworldwide.com/quotes/merisms.htm.
INTRODUCTION 3
the last remnants from World War II on the Europe’s map based on
the legality and equality of all.”2 From the Baltic perspective, the failure
to join NATO was seen as imminently resulting in re-imposition of the
Russian domain, while a possibility to join the EU was seen as an end to
the soviet economic deprivation and social injustices. Yet, in order to gain
access to these communities, the Baltic States had to undertake significant
transformation and enjoy the welcoming approaches by major powers for
their membership in the Euro-Atlantic community.
To outline these aspects this book will first focus on intrinsic weak-
nesses of the Baltic States. Chapter “Small Baltic States: Sensitivities and
Vulnerabilities” will outline some important instances as indicators for
military, economic and social vulnerabilities and sensitivities in the post-
Cold War until the EU and NATO enlargement and thereafter. This
unique outline of intrinsic sensitivities and vulnerabilities for the Baltic
States will dwell on paradigms and experiences of other small states in
international affairs. This chapter will also deliver some answers if the
Euro-Atlantic integration became a remedy for all inherent weaknesses
for the Baltic States.
Chapter “The Surge of the Euro-Atlantic Community: 1956, 1968,
1981” of this book will emphasize foreign and security policies of the
United States and the Soviet Union until the end of the Cold War.
Despite this book focuses on the Baltic integration into NATO and the
EU in the post-Cold War, this chapter will explain the patterns and ideas
behind the policies of major powers (their ways and temptation to use
force against small states in their neighborhood). The Cold War shared
experiences of former Soviet states became the intrinsic reasons for early
fragmentation of the Soviet bloc and dwindling of Kremlin’s power. Until
the enlargement of NATO and the EU in 2004, the Baltic States were
mentioning experiences of Hungary from 1956, Czechoslovakia from
1968 and Poland from 1980s. These historical lessons explain the over-
arching inability by Moscow to construct benevolent relations with its
constituents and its neighbors. Thus, the possible voluntary reintegration
of the Baltic States into the Russian polity or political order was popularly
As is the case with many other small states, there are few studies about
the Baltic States. Small states might simply not be as interesting as major
powers, institutions, multinational organizations, interests groups or any
other influential actor in international affairs. Additionally, it may be
assumed that there is little rationale for studying small states with minis-
cule global impact. So, why should we study small states in general or any
one in particular?
International relations have been a state-centered discipline. Since the
peace of Westphalia in 1648 and the emergence of nation states as the
primary actors in international affairs, the focus of analysis has been on
a comparison of diverse states––large and small, or weak and powerful.
Most experts have been interested in major and powerful actors. Thus,
the debate about small states emerged as a residual category with the
tendency to surge as the number of small states grew.
Before World War I, the debate was solely about major powers, and,
for many of them, their empires. Such world order was apparent between
the unification of Germany until the run up to World War I when major
powers had incorporated inside their polities most small states.1 Some
authors mention that in the run up to the war, there were six major
powers (Germany, Great Britain, France, Russia, Austria-Hungary, and
1 Carsten Holbraad, Middle Powers in International Politics (St. Martin’s Press, 1984).
Italy). The rest could be viewed as “small” powers with Denmark, Turkey,
and Sweden the most notable exceptions as middle powers.2 Therefore,
a small state was defined by what it was not, assuming it even existed, or
as an impediment to large and middle powers.3
A few new states emerged during the interwar period. That includes
the Baltic States. But their viability was immediately put to test when the
world order was based on hard to enforce idealistic principles suggesting
the preservation of small states only legally.4 As a result, the interwar
order offered novel foreign policy possibilities for small states, but small
and microstates had to rely on their own capabilities to withstand external
pressure.5 The dawn of the Second World War proved to be the viability
test for small states where most failed.
Around 1945, the post-war world offered different principles. The
order was determined mainly by two superior powers and the balance
of power principles.6 The post-war period divided the world into two
ideologically different poles.7 The structure was rigid, especially at first.
Nevertheless, some powers managed eventually to rise as middle powers.
2 Francis Harry Hinsley, Power and the Pursuit of Peace: Theory and Practice in the
History of Relations Between States (Cambridge: Cambridge University Press, 1963), 245–
255.
3 Ivar B. Neumann and Sieglinde Gstöhl, “Lilliputian’s in Gulliver’s World?” ed. Chritine
Ingebritsen, Ivar Neumann, Sieglinde Gstöhl, and Jessica Beyer, Small States in Interna-
tional Relations (Seattle: University of Washington Press and Reykjavik: University of
Iceland Press, 2006), 6.
4 David Vital, The Inequality of States: A Study of the Small Power in International Rela-
tions (Greenwood Publisher Group, 1967); Elmer Plischke, Microstates in World Affairs:
Policy Problems and Options (Studies in Foreign Policy: AEI Press, 1977); Sheila Harden,
Small is Dangerous: Micro States in a Macro World (Frances Pinter Publishers Ltd, 1985).
5 William E. Rappard, Problems of Peace: Pacifism is Not Enough (Geneva Institute of
International Relations, 1934).
6 Kenneth N. Waltz, Man, the State, and the War: A Theoretical Analysis (New York:
Columbia University Press, 1959); John J. Mearsheimer, The Tragedy of Great Power
Politics (W. W. Norton & Company, 2001); Kenneth N. Waltz, “Structural Realism after
the Cold War,” International Security, Volume 25, No. 1 (Summer, 2000).
7 Raymond Aron, The Century of Total War (New York: Doubleday & Company, 1954);
Judt and Snyder, Thinking the Twentieth Century; Tony Judt, Postwar: A History of Europe
Since 1945 (England: Penguin Books, 2005).
SMALL BALTIC STATES: SENSITIVITIES AND VULNERABILITIES 9
8 Simon Serfaty, France, De Gaulle and Europe: The Policy of the Fourth and Fifth
Republic toward the Continent (Baltimore: John Hopkins University Press, 1968), 89–117,
143–149.
9 Hans Joachim Morgenthau, Politics among Nations: The Struggle for Power and Peace
(New York: Knopf, 1960), 129–130.
10 S. SRADERS
the United States approach to small states like the Baltic States in inter-
national affairs as impediment to better relations with major powers, like
the Russian Federation.10
Many authors have argued that the right to self-determination
promoted by the UN Charter was precisely the reason for the surge of
numerous small states, as well as causes for significant governance prob-
lems for major and middle powers.11 However, no group or no small
power alone hindered the designs of major UN powers. Discussions were,
instead, about aspects related to the extent to which small states depended
on major powers.12
It was broadly conceived that small states could escape the pressure of
major powers by entering into alliances with major powers or convincing
them that the neutrality of a small state could be beneficial.13 The roles
of small states depended on changes in international trade, transport,
10 Michael Mandelbaum, Mission Failure: America in the World in the Post-Cold War
Era (New York: Oxford University Press, 2016), 68–70.
11 Patricia Wohlgemuth Blair, The Ministate Dilemma (Carnegie Endowment for Inter-
national Peace, 1968); Stanley A. De Smith, Microstates and Micronesia: The Problems of
America’s Pacific Islands and Other Minute Territories (New York University Press, 1970);
Richard L. Harris, Death of a Revolutionary: Che Guevara’s Last Mission (New York: W.
W. Norton, 1970).
12 Otmar Holl, Small states in Europe and Dependence (Austrian Institute for Interna-
tional Affairs, 1983).
13 Nicholas J. Spykman, America’s Strategy in World Politics: the United States and the
Balance of Power (Transaction Publishers, 2008); Annette Baker Fox, The Power of Small
States: Diplomacy in World War II (Chicago: University of Chicago, 1959).
SMALL BALTIC STATES: SENSITIVITIES AND VULNERABILITIES 11
They could turn some of their domestic properties into niche power
capabilities to better serve their domestic interests. The work was
significant because it was not about systemic vulnerabilities and sensi-
tivities resulting from large states decisions. The narrative was about
small Western European countries––the Netherlands, Belgium, Sweden,
Switzerland and Austria––that managed to offset negative external condi-
tions by adapting domestic institutions and interest groups to respond
to changes in international markets. This work about world market and
democratic consensus implicitly implies that there is little small states can
do in the face of military threats.
Until the collapse of the Soviet Union and Yugoslavia, there had been
no other significant research that would challenge Professor Katzenstein’s
general conclusions. The first literature that questioned the new roles
of small states was devoted to Scandinavia, which had been previously
neutral against the Soviet Union. If still neutral, then against whom?
That policy dilemma absorbed Sweden or Finland, for example. Since the
end of the Cold War, the enhancement of small state domestic interests
were broadly sought within international organizations. Liberal coopera-
tion was widespread and the military realm had gone out of fashion for a
while.
It was argued that the decisions taken by small countries depended on
domestic structural interests.18 Moreover, there has been some research
devoted to explaining how easy it was for small and large countries to
satisfy their combined interests even when their societies were heteroge-
neous.19 The work argues that man-made political boundaries of states
should dovetail with the economic interests and market possibilities of a
group.
Thus, the emergence of new small states or the federalization of larger
ones could be a result of market forces. Such arguments were rooted in
a quantitative analysis by computing the optimal size of a state in theory,
and explaining the phenomenon of a country size in reality. Here, again,
the debate fails to explain the impact of military power while more focus
is on markets.
18 Christine Ingebritsen, The Nordic States and the European Unity (Cornell University
Press, 1998).
19 Alberto Alesina and Enrico Spolaore, The Size of Nations (Boston: MIT Press, 2003).
SMALL BALTIC STATES: SENSITIVITIES AND VULNERABILITIES 13
Military
The strategic significance of small powers emanate from various polit-
ical, geographical, economic and military factors that are not always easy
to identify or disentangle.26 After the collapse of the Soviet Union, the
constellation of power in the proximity of the Baltic States was reshaped,
but the attention from Russia never shifted. Thus, military capacities still
25 Anders Wivel, “The Grand Strategies of Small European States,” Paper Presented
at the 50th Annual ISA Meeting (February 15, 2009), Accessed on November 25,
2016, http://citation.allacademic.com/meta/p_mla_apa_research_citation/3/1/1/7/4/
pages311749/p311749-1.php.
26 Tim Sweijs, “The Role of Small Powers in the Outbreak of Great Power War,” Centre
for Small State Studies Publishing Series: University of Iceland, Occasional Paper (2010),
5.
SMALL BALTIC STATES: SENSITIVITIES AND VULNERABILITIES 15
27 Nicholas J. Spykman, America’s Strategy in World Politics: The United States and the
Balance of Power (Transaction Publishers, 2008), 19.
28 Michael Mandelbaum, “The New Containment: Handling Russia, China, and Iran,”
Foreign Affairs (March/April, 2019).
29 Alyson JK Bailes, “Does a Small State Need a Strategy?” Center for Small State
Studies Publication Series: University of Iceland, Occasional Paper (2009), 40–41.
16 S. SRADERS
30 See Trading Economics data for Estonia, Latvia, and Lithuania, https://tradingec
onomics.com/lithuania/latvia/estonia/gdp (2019: GDP for Estonia was 31 bnUSD and
2% or 620 mUSD for defense, for Latvia 36 bnUSD and 2% or 720 mUSD for defense,
and Lithuania 54 bnUSD and 108 mUSD for defense). One F35 fighter jet costs approx-
imately 120 mUSD, see article “How much does the F-35 Cost? Producing, Operating
and supporting a 5th Generation Fighter,” accessed April 30, 2020, https://www.f35.
com/about/cost. One Mistral ship vacillates between 600–700 mUSD, see article by
Sebastien Roblin, “How France Almost Sold Russia Two Powerful Aircraft Carriers,” The
National Interest (September 1, 2019), accessed on April 30, 2020, https://nationalinte
rest.org/blog/buzz/how-france-almost-sold-russia-two-powerful-aircraft-carriers-77241.
SMALL BALTIC STATES: SENSITIVITIES AND VULNERABILITIES 17
31 Barry Buzan, People, States and Fear: The National Security Problems in International
Relations (University of North Carolina Press, 1983), 171.
32 Vital, 159–160.
33 Ibid., 58–68.
34 Brendan Halligan, Strategies for a Small State in a Large Union (Dublin: The
Institute of International and European Affairs, 2013), 8.
18 S. SRADERS
35 Vital, 89.
36 Viktor Suvorov, Inside Soviet Military Intelligence (New York: MacMillan Publishing
Company, 1984), 24.
SMALL BALTIC STATES: SENSITIVITIES AND VULNERABILITIES 19
When one of the first three scenarios materialized and the Soviet
Union indeed attacked Finland during the Winter War of 1939, Sweden
politically downplayed its military involvement by describing itself as a
non-combatant, rather than as neutral to fight together with Finland
against the Soviet Union.37 Furthermore, since Finland reached peace
accords with Russia, and subsequent neutrality by 1944, Sweden could
further discard the first three strategies and opt for defense against
Germany.
Learning from Norwegian-German and Danish-German lessons,
Sweden quickly mobilized its domestic production resources with firms
like Husqvarna, Ericsson, and Volvo. Apart from quick and sound
improvements in naval capabilities, Sweden rapidly developed its own
domestic aircraft design and production company, SAAB (Svenska Aero-
plan Aktienbolaget ). It made Swedish defense strategy more efficient
and the country could stay militarily non-committed since it did not
procure military equipment from abroad.38 Apart from building its own
military-industrial complex, in early 1942 Sweden launched large-scale
mobilization by recruiting 300,000 men; there is evidence that this move
might have deterred Germany from “liquidating” Sweden.39
What allowed Sweden to incrementally adapt to changing external
conditions were not just its geographic location and the wartime expe-
rience of its neighbors or military mobilization. Wartime Germany relied
on Sweden for about 40% of its supplies of iron ore––one of the most
contentious issues in the war. As a result, Sweden’s foreign relations could
be succinctly explained as maneuvering on the margins since there was
a strong opposition from the United Kingdom and the United States
regarding the Swedish trade.
Sweden’s trading policies were closely tied to its foreign policies. It
was the “double-negotiation”––a delicate balancing, sometimes blackmail
and brinkmanship, aimed at taking care of both wartime parties without
upsetting any of them.40 Sweden proved itself compliant as it efficiently
switched its support to the winning party notwithstanding the moral
37 John Gilmour, Sweden, Swastika and Stalin (Edinburgh: Edinburgh University Press,
2010), 211–212.
38 Gilmour, 216–217.
39 Ibid., 219.
40 Ibid., 113.
20 S. SRADERS
41 Håkan Wiberg, “Coping with a Greedy Neighbor,” Journal of Peace Research, Volume
26, No. 3 (1989): 319–325, 321.
42 See “Zviedrija izdod baltiešu un vācu bēgļus PSRS” Nekropole, accessed on
January 25, 2017, https://nekropole.info/lv/events/Zveidrija-izdod-baltiesu-un-vacu-beg
lus-PSRS; See “The Baltic Tragedy - Nazi and Soviet occupation in Estonia, Latvia and
Lithuania,” a documentary, accessed on January 25, 2017, https://www.youtube.com/
watch?v=x440cUS4uTU.
43 Urs Schwarz, The Eye of the Hurricane: Switzerland in World War Two (Boulder,
Colorado: Westview Press, 1980), 2–9.
44 John Kimche, Spying for Peace: General Guisan and Swiss Neutrality (New York: Roy
Publishers Inc., 1961), 58.
45 Christopher Kopper, “Hitler, the West, and Switzerland, 1936–1945,” German
Studies Review, Volume 26, No. 1 (2003): 198–199, 199.
SMALL BALTIC STATES: SENSITIVITIES AND VULNERABILITIES 21
In the event of attack, the United States would come to defend any of the
NATO’s members like the Baltic States. In exchange, any member-state
must uphold NATO military spending principles and follow the United
States leadership to ensure the stability and security of the alliance.49 As
the result, the Baltic States can enjoy similar security guarantees provided
by the United States to Israel.
Notwithstanding the aggregate Baltic military spending, all three Baltic
States together, or each of them separately, are miniscule military powers.
Since the Russian invasion in Georgia in 2008 and in Ukraine in 2014,
the three Baltic States have the fastest growing military budgets. Latvia,
Lithuania and Estonia increased spending on new defense equipment to
$390 million in 2016, from $210 million in 2014.50 In comparison, the
United States in 2016 has granted Israel a military aid package worth
$38 billion for the next 10 years, equating to $3.8 billion a year, or
$10 million a day.51 It means that Israel in a little bit more than one
month spends the same amount on its military as the Baltic States on
equipment per year. Nevertheless, the United States security guarantees
through NATO places the Baltic States as similar to Israel. Thus, the
future of NATO was and is of paramount security interests to the Baltic
States.
NATO is the result of shared American and European interests. The
prosperity of Europe keeps America affluent, the stability of a democratic
Europe helps strengthen American values, and the security of war-weary
European states helps protect America from the risks of another global
war in Europe.52 Today as the result of the Marshall Plan cooperation,
the United States and Europe are one another’s closest trading partner.53
49 Richard Holbrooke, “America, a European Power,” Foreign Affairs, Volume 74, No.
2 (1995): 38–51, 46.
50 Eric Schmitt, “U.S. Lending Support to Baltic States Fearing Russia,” The New York
Times (January 1, 2017).
51 See “Obama Grants Israel Largest Military Aid Package in U.S. History,” Inter-
national Middle East Media Center News (September 16, 2016), accessed on January
03, 2017, http://imemc.org/article/obama-grants-israel-largest-military-aid-package-in-
u-s-history/.
52 Simon Serfaty, Stay the Course: European Unity and Atlantic Solidarity (Westport,
Connecticut, and London: Praeger, 1997), 3–4.
53 Daniel S. Hamilton and Joseph P. Quinlan, The Transatlantic Economy 2016: Annual
Survey of Jobs, Trade and Investment Between the United States and Europe (Washington:
24 S. SRADERS
merely on paper.56 The alliance had to forego the test of viability, lost
original purposes, and adaptation to new potential risks.57 The search for
solidarity and applicability would test whether NATO’s best days were in
the past.58
NATO skeptics might have been partially right. Apart from the Article
V, there was little NATO could seemingly offer in the immediate after-
math of the Cold War. Russia was still a nuclear power, but it was
severely weakened and circumscribed. China was on the rise, but it did
not project any immediate military threats to the Euro-Atlantic alliance.
In the meantime, inter-ethnic and multi-cultural conflicts were far from
gone in Europe.
The foremost critics failed to grasp the role of NATO as a peace-
maker and peacekeeper between its allies in Europe. Some experts viewed
the United States as a peace subsidy for the alliance members.59 Within
the alliance, there is no principle or article that would exclude conflicts
between the members from erupting. Nevertheless, such countries as
Turkey, Greece, France and Germany had been living in peace despite
regional and historical grievances. Apart from its military function, NATO
had evolved into a cooperation platform where institutional framework
contributed to the political dialogue, mutual respect and peace. The
alliance, in the same manner as the EU, contributed to the liberal
peace and the emergence of the democratic community.60 NATO was
56 John J. Mearsheimer, “Back to the Future: Instability in Europe after the Cold War,”
International Security, Volume 15, No. 1 (1990); Owen Harries, “The Collapse of the
West,” Foreign Affairs, Volume 72, No. 4 (September/October, 1994).
57 George Liska, Nations in Alliance: The Limits of Interdependence (Baltimore: The
Johns Hopkins University Press, 1962), 16.
58 John L. Harper, “Anatomy of a Habit: America’s Unnecessary Wars,” Survival,
Volume 42, No. 2 (2005): 57–86; Robert A. Levine, “NATO is Irrelevant: A Bureau-
cracy Whose Time Has Passed,” International Herald Tribune (2003); Charles Kupchan,
“The Last Days of the Atlantic Alliance,” Financial Times (November 18, 2002); Bret
Stephens, “The Retreat Doctrine,” Wall Street Journal (May, 2013); Richard E. Rupp,
NATO After 9/11: An Alliance in Continuing Decline (New York: Palgrave MacMillan,
2006); Simon Serfaty, “Bad War Gone Worse,” The Washington Quarterly, Volume 31,
No. 2 (2008): 165–179.
59 Josef Joffe, “Europe’s American Pacifier,” Survival, Volume 26, Issue 4 (July, 1984):
174–181, 180.
60 Thomas Risse-Krappen, “Collective Identity in a Democratic Community: The Case
of NATO,” ed. Peter Katzenstein, The Culture of National Security (New York: Columbia
University Press, 1996); Michael W. Doyle, “Kant, Liberal Legacies, and Foreign Affairs,”
26 S. SRADERS
Philosophy and Public Affairs, Volume 12, No. 2 (1994); Rob de Wijk, “Towards a New
Political Strategy for NATO,” NATO Review, Volume 2 (1998).
61 Robert B. McCalla, “NATO’s Persistence after the Cold War,” International
Organizations, Volume 50, Issue 3 (1996): 445–476, 470.
62 George Bush and Brent Scowcroft, A World Transformed (New York: Knopf, 1998),
217.
63 James A. Baker III, The Politics of Diplomacy; Revolution, War, and Peace, 1989––
1992 (Putnam Adult, 1995), 250–262.
64 Rebecca R. Moore, NATO’s New Mission (London: Praeger Security International,
2007), 16–17.
65 Baker III, 89.
66 Robert L. Hutchings, American Diplomacy and the End of the Cold War: An Insider’s
Account of US Diplomacy in Europe, 1989–1992 (Baltimore: Johns Hopkins University
Press, 1998), 144.
SMALL BALTIC STATES: SENSITIVITIES AND VULNERABILITIES 27
the United States, Russia could not be balanced without NATO, but
Germany could not be balanced without the EU.67
With the unofficial NATO enlargement “germanwards,” no imme-
diate further enlargement could take place. It was a sobering message
to aspiring members. Even before the Warsaw Pact was disbanded, some
Czech, Polish, and Hungarian leaders, like Václav Havel, from his prison
cell, Adam Michnik as an opposition member, and György Konrád had
been writing about the role of a political dissident, giving political advice
to opposition movements, or promoting a new Central European iden-
tity.68 The urge to join the Euro-Atlantic was evident. The attempted
August coup of 1991 in Russia only elevated the fears of instability and
resurgent imperialism. Therefore, less than a year later, on May 6 of
1992, the Czech Republic, Hungary, and Poland officially declared their
desire for quick NATO membership. 69 The United States adapted an all-
inclusive approach to accommodate Russia but was urging the Visegrad
Group to not to bang on the NATO’s door” too early, staunchly, and
swiftly.70
The debate about the open door policy was in the air. It was argued
that there was a need for a firm stance on the condition of enlarge-
ment, and how NATO could protect new democracies in the East.71
The policies of the new NATO could affect the institutional capacities
to achieve transparency, integration, and negotiation among NATO’s
members-assets that could be mobilized to deal with new security
missions.72
Owing to geographic proximity to the Visegrad countries, as well
as post-Cold War euphoria slowly transcending into hysteria, German
Defense Minister Volker Rühe started investigating NATO enlargement
as a means for extending stability eastwards. Moreover, the Germans did
not see stability in the East as their only objective. It was argued that the
extension of the EU and NATO was the final step to complete the unifica-
tion of Germany.73 United States Senator Richard Lugar was one of the
early proponents for NATO enlargement. In his words, NATO needed
to go “out of area or out of business”.74 There was the evident need
to deal with the erupting conflicts in former Yugoslavia. Even the new
pro-Western regime in Russia went as far as to state on August 26, 1993,
that the Eastern European countries could join any alliance they deemed
necessary.75 It was argued that the expansion of the transatlantic alliance
would stabilize democracy, uphold economic reforms, revert authoritarian
backsliding, and curb nationalism from surging.76
At the Brussels NATO Summit in 1994, President Bill Clinton
announced that the alliance can do for Europe’s East the same as it did for
Europe’s West: prevent a return to local rivalries, strengthen democracies
against future threats and create conditions for prosperity to flourish.77
The All-Inclusive Partnership for Peace (PfP) was announced at the time
as a milestone for NATO, and a marker for eventual membership.
The initial evolution of NATO enlargement caused discomfort in
Moscow. Nevertheless, the announcement of PfP was seen as a foreign
policy victory as a means to postpone NATO enlargement, aimed at
admitting some states and excluding others. Moreover, the initial concept
for the new NATO, proposed by RAND experts Ronald D. Asmus,
Richard L. Kugler and F. Stephen Larrabee, was seen implicitly or even
explicitly as playing the Baltic countries and Ukraine off Moscow by
considering them for NATO membership sometime after the Visegrad
Group.78 It was broadly conceived inside Russia that the West should
not risk fabricating an enemy out of Russia just to have a post-Cold War
rejuvenation for NATO.
73 Ronald D. Asmus, “NATO’s Double Enlargement: New Tasks, New Members”, ed.
Clay Clemens, NATO and the Quest for Post-Cold War Security (London: MacMillan
Press, 1997), 71.
74 Moore, 23–24.
75 Alexei K. Pushkov, “A View from Russia,” ed. Jeffrey Simon, NATO Enlargement:
Opinion and Options (Washington: National Defence University Press, 1995), 123–126.
76 Ronald D. Asmus, Richard L. Kugler, and F. Stephen Larrabee, “Building a New
NATO,” Foreign Affairs, Volume 72, No. 4 (September/October, 1993): 28–40, 40.
77 Moore, 25–26.
78 Alexei Pushkov and Miroslav Polreich, “Building a New NATO at Russia’s Expense,”
Foreign Affairs, Volume 73, No. 1 (January/February, 1994): 173–175, 174.
SMALL BALTIC STATES: SENSITIVITIES AND VULNERABILITIES 29
79 Pushkov, 129–130.
80 Ibid., 139.
30 S. SRADERS
Warsaw Pact was disbanded and the Soviet Union was gone. There-
fore, Ukraine upheld an all-inclusive, all-European security architecture.
Owing to the post-Cold War disorder and “security vacuum,” Ukraine
supported a dialogue between the Western security structures as well as
the post-Soviet structures and welcomed PfP as a platform for cooper-
ation and dialogue where Ukraine participated along the same lines as
formerly neutral Austria, Sweden or Finland. It endorsed the dialogue
with NATO as well as Russia’s cooperation with NATO within PfP, or
any other format. Ukraine viewed the inability for Russia and NATO to
find a common ground as a genuine security challenge. In the meantime,
Ukraine pointed to Russia’s subtle task to maintain respectful relations
with its post-Soviet neighbors. It had to act in a manner to avoid new
geopolitical division. Policies of taking sides or choosing alliances were in
conflict with how Ukraine saw its security within the all-European security
cooperation context.81
Furthermore, Belarus was participating in the signing of the dissolution
of the Soviet Union treaty with Ukraine and Russia. After the disband-
ment of the Soviet Union, it had an opportunity to define its foreign and
security policy. Like Ukraine, it acknowledged the need for cooperation
and emergence of a security structure that would be genuinely unifying.
Nevertheless, Belarus emphasized the importance for the United States
to avoid overstepping the Cold War geopolitical borders by coming as
close to Russia as the Baltic states. Because of the geographic proximity
and economic and security dependence, a separate or neutral alliance with
Russia was seen as possible.82
Through Polish eyes, the possibility of joining multi-lateral organiza-
tions with small and medium-sized European states was a matter of secure
existence and national development. Despite no longer being bipolar, the
world was divided between rich and poor, secure and insecure, stable and
volatile areas.83 The pivotal point of 1989 marked the return of Poland,
and the other Central and Eastern European states, into a “grey area,”
81 Ihor Kharachenko, “A View from Ukraine,” ed. Jeffrey Simon, NATO Enlargement:
Opinion and Options (Washington: National Defense University Press, 1995), 143–154.
82 Anatol Maisenia, “A View from Belarus,” ed. Jeffrey Simon, NATO Enlargement:
Opinion and Options (Washington: National Defense University Press, 1995), 155–165.
83 Andrzej Karkoszka, “A View from Poland,” ed. Jeffrey Simon, NATO Enlargement:
Opinion and Options (Washington: National Defense University Press, 1995), 75–76.
SMALL BALTIC STATES: SENSITIVITIES AND VULNERABILITIES 31
located between the affluent, secure, and seen as selfish West and the
unstable and unpredictable East.
To avoid Poland’s pre-1939 predicament when it was left at the mercy
of two revisionist powers, Poland was anxious to overcome the nega-
tive fragility of its post-Cold War status by joining NATO and all other
Western organizations at whatever cost. Military integration, however, did
not constitute Poland’s primary motivation to reintegrate with the West.
The main reason was the absence of immediate, tangible threats from
its neighbors. With Germany, the Czech Republic, and Slovakia, relations
were warm, while with others they were at least normal. For these reasons,
Poland could examine four security options.
First, it could overcome its historic ghosts by signing bilateral secu-
rity guarantees with Russia on equal grounds. The validity of this option,
however, must not be based on historic memory or political declarations.
It was argued that Russia’s internal reforms and stability, which Poland,
or any other country, could not influence, should be relied upon. On
the contrary, Russia’s military campaign in Chechnya, its willingness to
recreate military ties with the Commonwealth of Independent States,
its insistence on a military presence in Caucasus, its involvement in all
conflicts in the nearest proximity around its borders, a new and quite
revealing defense doctrine, as well as a growing influence of the military-
industrial complex, were derailing such cooperation options by default.
Therefore, neutrality and self-defense, a regional defense system-NATO-
bis comprised mainly of the states in the “grey zone” (former Soviet
Union states in Central and Eastern Europe) were not options. The
integration in the Euro-Atlantic community would include NATO, the
Western European Union, the European Union, and other institutions.
This objective entailed Poland’s synergic convergence with the affluent,
secure, and stable West. Poland managed more rapid integration within
the collective defense system, with the United States, Germany, France,
Great Britain, the Netherlands, and Denmark all adamant supporters in
bringing Warsaw into NATO.84 When inside NATO, Poland’s stability
would contribute to the cooperation with Russia.85
84 Karkoszka, 80–81.
85 Asmus, 70.
32 S. SRADERS
86 Ioan Mircea Pascu, “A View from Romania,” ed. Jeffrey Simon, NATO Enlargement:
Opinion and Options (Washington: National Defense University Press, 1995), 94–95.
87 Eitvydas Bajarunas, “A View from Lithuania,” ed. Jeffrey Simon, NATO Enlargement:
Opinion and Options (Washington: National Defense University Press, 1995), 110–115.
88 See “Meriisms,” Citi Paper: The Baltic States, accessed on 28, September, 2016,
http://www.balticsworldwide.com/quotes/merisms.htm.
SMALL BALTIC STATES: SENSITIVITIES AND VULNERABILITIES 33
89 Aivars Stranga, “The Baltic States in the European Security Architecture,” ed. Atis
Lejiņš and Žaneta Ozoliņa, Small States in a Turbulent Environment: The Baltic Perspective
(Riga: Latvian Institute of International Affairs, 1997), 29.
90 Asmus, 61–83; Simon Serfaty, Stay the Course: European Unity and Atlantic
Solidarity, 85–95.
91 Daina Bleiere, “Integration of the Baltic States in the European Union: The Latvian
Perspective,” ed. Atis Lejiņš and Žaneta Ozoliņa, Small States in a Turbulent Environment:
The Baltic Perspective (Rı̄ga: Latvian Institute of International Affairs, 1997), 37.
92 Ronald D. Asmus and Robert C. Nurick, “NATO Enlargement and the Baltic States,”
ed. Philip H. Gordon, NATO’s Transformation (New York: Rowman and Littlefield
Publishers, 1997), 156–174.
34 S. SRADERS
Economy
The second most common feature for small, unaligned states to consider
is their economic sensitivity and vulnerability. In all situations, short of
outright military conflict, this is the weakest spot in the small state’s
armor.97 Here, power and security struggles cannot be distinguished so
reliably. Small states will always have to maintain a sense of adaptability to
the changing external environment. Economic pressures against a small
state can be translated ultimately into security terms. Certain resources,
such as minerals, but especially fuels, are no less essential to industry and
agriculture than to armed forces.98
93 Stephen S. Rosenfeld, “NATO Expansion: The View from Washington,” ed. Atis
Lejiņš, EU and NATO Enlargement in the Baltic Sea Region (Riga: Stockholm School of
Economics, 2002), 8–13.
94 See “The Chronology of Co-operation between Latvia and NATO, 1999–2004,”
Ministry of Foreign Affairs of the Republic of Latvia, accessed on October 03,
2013, http://www.mfa.gov.lv/en/security-policy/co-operation-with-nato-member-states-
and-candidate-countries/chronology-of-co-operation-between-latvia-and-nato-1999.
95 Alyson J. K. Bailes, “Presentation,” ed. Atis Lejiņš and Pauls Apinis, After Madrid
and Amsterdam: Prospects for the Consolidation of Baltic Security (Konrad Adenauer
Stiftung and Latvian Institute of International Affairs, 1998), 40–48.
96 R. D. Hooker, Jr., “How to Defend the Baltic States,” The Jamestown Foundation
(2009), accessed on April 30, 2020, https://jamestown.org/wp-content/uploads/2019/
10/How-to-Defend-the-Baltic-States-full-web4.pdf, 2–10.
97 Vital, 40, 55.
98 Ibid., 105.
36 S. SRADERS
99 Anton Steen, “Small States and National Elites in Neoliberal Era,” ed. Harald
Balderstein and Michael Keating, Small States in the Modern World: Vulnerabilities and
Opportunities (Cheltenham, UK and Northampton, USA: Edward Elgar Publishing,
2015), 183.
100 The Gross Domestic Product (GDP) in 2019: South Korea––1690 bnUSD, Russia–
–1750 bnUSD, Estonia––31 bnUSD, Latvia––35 bnUSD, Lithuania––54 bnUSD (See
Data for GDP in 2019 from TradingEconomics.com).
SMALL BALTIC STATES: SENSITIVITIES AND VULNERABILITIES 37
LEPIDOPTERA.
NYMPHALIDAE.
Danainae: Limnas chrysippus (Linn.) ♀. The ground
colour of the pale tint characteristic of
1
Oriental specimens and usually replaced by
a much darker shade in African.
Danainae: L. chrysippus (Linn.) var. alcippus (Cram.) ♂♂.
2
Typical.
Nymphalinae: 1 Neptis agatha (Cram.).
1 Precis cebrene (Trim.).
PAPILIONIDAE.
Pierinae: 1 Catopsilia florella (Fabr.) ♂.
2 Colias electra (Linn.) ♂ ♀.
Terias brigitta (Cram.) ♂ ♂ ♀.
3
Dry season forms; not extreme.
3 Eronia leda (Boisd.) ♂ ♀ ♀.
One of these females has an orange apical
patch on the forewing, almost as distinct as
that of the male.
1 Pinacopteryx sp. ?
A female, rather worn; simulating Mylothris
agathina ♀.
Probably a new species, but being in poor
condition and a single specimen it would not
be advisable to describe it.
1 Belenois severina (Cram.) ♀. Dry season form.
1 Phrissura sp. ♂.
A male, of the P. sylvia group. This form of
Phrissura has not previously been recorded
from any part of East Africa.
Papilioninae: 8 Papilio demodocus (Esp.).
HYMENOPTERA.
1 Dorylus fimbriatus (Shuck.) ♂.
COLEOPTERA.
LAMELLICORNIA.
Scarabaeidae: Oniticellus inaequalis (Reiche).
1
Only known from Abyssinia.
Cetoniidae: 1 Pachnoda abyssinica (Blanch.).
1 Pachnoda stehelini (Schaum).
Both Abyssinian species.
PHYTOPHAGA.
Cassididae: 1 Aspidomorpha punctata (Fab.).
HETEROMERA.
Cantharidae: 2 Mylabris, probably a new species.
NEUROPTERA.
1 Nemoptera, probably a new species.
ORTHOPTERA.
Acridiidae: 1 Cyrtacanthacris
sp.
1 Phymateus brunneri? (Bolivar).
1 Phymateus leprosus (Fab.).
1 Petasia anchoreta (Bolivar).
Mantidae: 1 Sphodromantis bioculata (Burm.).
1 Chiropus aestuans? (Sauss.).
In addition to the above, Dr. Hayes presented three insects
captured by him at Gedaref in the Soudan, including a pair of a
magnificent new species of Buprestid beetle of the genus
Sternocera, taken in coitu. This species has recently been described,
from Dr. Hayes’ specimen and two others in the British Museum, by
Mr. C. O. Waterhouse, who has given it the name Sternocera druryi
(“Ann. Mag. Nat. Hist.” Oct., 1904, p. 247). The third insect is an
example of a Cantharid beetle, which does great damage to the
crops at Gadarif. Its determination as Mylabris hybrida (Bohem.) is
therefore a matter of some importance.
THE END
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