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FINALS POLYGRAPH 2.

SCREENING TEST
• A Screening test is administered to find out
TWO PRIMARY APPROACH IN POLYGRAPH TESTING if the examinee has denied any
involvement on relevant questions
1. DECEPTION TEST pertaining to a single or multiple issue of
• An approach in polygraph testing that is concern. This test is designed to develop
conducted to determine the involvement important information and investigate the
of an examinee to a known incident or to possible involvement of the examinee to
multiple issues of concern. The method that the issue. Screening test provides concrete
will be use varies according to the basis for decision making in hiring personnel
examiner’s preference and purpose of the for high risk position. However, it cannot not
test. These include any of the following be used as a standalone technique when
polygraph techniques: the examinee exhibits significant reactions
- Zone Comparison Technique to any issue of concern. A follow- up
- Modified General Question Technique examination is recommended to address
- Directed Lie Screening Test the matter that needs to be verified.
- Relevant-Irrelevant Technique Screening test can also serves as a
deterrence factor for non-compliance with
2. RECOGNITION TEST agency policies, rules and regulations
• This approach in polygraph testing is (Nelson 2015). Screening test is used for the
intended to determine if the examinee has following purposes:
knowledge about the issue being tested. - Pre-Employment Testing
An examinee who are knowledgeable on - Periodic Audit Testing
the case information or facts, will exhibits - Post-Conviction Sexual Offender Test
physiological reaction when confronted
with the item relevant to the test. The type Screening polygraph test can be an effective
of recognition test are as follows: method in monitoring the persons under the
- Searching Peak of Tension Test program of non-institutional correction. It will not
- Known Solution Peak of Tension Test only serve as a process of determining their
- Concealed Information Test compliance with the rules and regulations but also
- Acquaintance Test as deterrence for violating the conditions set by
the board. The possible implementation of
USES OF POLYGRAPH TESTING screening test in parole and probation program
1. Diagnostic Test may add to the volume of work load. But it will
• This test is conducted to person suspected create job opportunities to criminologist who have
of involvement on a particular issue under interest in polygraph practice.
investigation. The examinee is tested based
on the available facts, circumstances or THE POLYGRAPH EXAMINER
evidence of the allegation to determine his • is one who is skilled and capable to detect
possible involvement or non-involvement. deception or verify truth of statement
The purpose of diagnostic test is to obtain a through instrumentation or the use of
conclusion that will serve as basis for a mechanical devise.
decision (Nelson 2015). The future of the • The instrument or devise utilized to detect
examinee as well of his family can be deception or verify truthfulness of the
affected by the opinion rendered by the statements must meet the basic
polygraph examiner. It is imperative on the instrumentation requirement of being
part of the polygraph examiner to remain capable of recording simultaneously on a
objective and employ the appropriate moving chart the physiological responses.
testing technique to achieve the highest The following are qualification and qualities
level of accuracy of the test result. expected of a polygraph examiner are:
Diagnostic test as used in the investigation
of crimes produced high level of decision 1. He must remember that he is an impartial
accuracy, when administered in a single seeker of the truth, conducts his examination in
issue - specific test. a professional and ethical manner, and never
allow his personal feelings, sympathies, or RESPONSIBILITIES OF THE INVESTIGATOR TO THE
prejudice influence the result of the EXAMINER
examination. 1. He must not wait until the last minute, after all
investigative methods and techniques have
2. He should constantly bear in his mind his failed, the test should never be used as a last
primary responsibility to his subject to give them resort.
all possible safeguards against error and must
never accept for polygraph examination, any 2. He must not fail to investigate the case before
subject whose physical or mental health or seeking assistance. The polygraph examination
state makes him unfit. does not establish whether a crime has been
committed or not. Faulty or incomplete
3. Technically, he must have a complete investigation places the examiner in a position
knowledge of the instrument and its potentials to ask weak questions rather than strong
and limitations, the most modern polygraph specific ones
technique, proficiency in the conduct of the
polygraph examination, test construction and 3. He should not depend on the mass screening
chart interpretation. of possible suspects to produce the guilty party
except when no reasonable amount of
4. Morally, he must have a sincere desire to be a investigation had produced a likely suspect or
polygraph examiner in its strictest sense, by materially narrowed down the number of
devoting himself to the polygraph profession possible suspect;
through maintenance of a high personal
integrity and increasing personal proficiency 4. Not to stop investigation if polygraph
through constant study and research. examination is deferred or temporarily delay

RESPONSIBILITIES OF POLYGRAPH EXAMINER TO HIS 5. He must not ask the test to bolster the evidence
SUBJECT submitted to the court. This is a display of doubt
1. The polygraph examiner recognizes the fact always build up to the benefit of an accused,
that his primary responsibly must be to the and in numerous instances, the opinion of the
person who has voluntary submitted himself to examiner is accepted by the court in favor of
a polygraph examination. the defense rather for the prosecution;

2. He should never conduct examination on 6. He must not use polygraph as a props, ruse or
person without first the appraisal of the trickery to secure confession or for the
subject's constitutional rights, rights against self- evaluation of the mental and physical state of
incrimination. the suspect; and

3. He should never perform examination to any 7. He should not tell anyone that the polygraph
person unless the instrument he is going to would decide whether the subject or suspect is
utilize is in good working condition and makes innocent or guilty. The court makes the
a continuous permanent recording in a moving decision.
chart of at least two physiological tracings.
8. He must not think that investigation is over if the
4. He should never render a certain or conclusive test indicated that the subject lied or
verbal or written opinion based on the chart confessed. Evidence and testimonies should
analysis without having administered at least be gathered to prove the facts of the offense
two or more charts. and the allegation against the subject.

5. He should not suggest testimony concerning RESPONSIBILITIES OF INVESTIGATORS TO THE


the charts or conclusion presented by another SUBJECT
examiner unless he is methodically familiar with • In asking a person involved in a criminal
the techniques and procedures employed case under investigation to take polygraph
test, the investigator should:
1. Be knowledgeable about the polygraph so 2. He must refrain from smoking for at least two (2)
that he can talk openly and freely to the hours.
person about the test. The subject may know
very little or may have been misinformed about
it; 3. He should not undergo prolonged
interrogation prior to the test.
2. Not to divulge details of an offense which
maybe utilized in application of a peak of 4. The subject must not have been subjected to
tension" test physical abuse or body contact.

3. Recommend the test as a means for the 5. He must refrain from drinking alcoholic
subject to indicate his truthfulness; beverages, taking sedatives, or capsule or
syrup for at least twelve (12) hours prior to the
4. Stress the test's capacity for indicating through test.
the recorded response whether a person is
telling the truth; 6. He must not be suffering from any temporary
illness like headache, toothache, stomach
5. Guarantee the subject that the examiner is ache, fever, menstruation (for female), severe
qualified and impartial to all persons involved colds and coughs.
in the case; and 6. Avoid any claim for the
instrument or examiner that is not backed up 7. He must not be hungry and
by fact.
8. He must not have sex indulgence prior to the
WHAT TAKES PLACE DURING POLYGRAPH test
EXAMINATION?
• The nervous control of the human body
includes the central nervous system (the LIMITATIONS AND RELIABILITY OF POLYGRAPH
brain and the spinal cord) and the EXAMINATIONS (2011)
autonomic or regulating nervous system
which has two complimentary branches: 1. It is an invaluable aid but not a substitute for an
the sympathetic and parasympathetic investigation.
nervous system acting opposite each
other. 2. It is not a lie detector but it is a scientific
• The sympathetic will prevail and over-ride diagnostic instrument.
the parasympathetic, therefore, there will
be changes in the heart rate, pulse rate, 3. It does not determine facts; it records responses
blood pressure, respiratory tracing, psycho in which the subject knows to be true.
galvanic reflexes, time of response to
question, voice tracing, etc. 4. It is as accurate as the examiner is competent.
• the parasympathetic nervous system works
to bring back things to normal when the 5. The test should not be administered unless
conditions of stress have been removed. enough facts of the case have been
• When subject is asked series of questions established to permit the examiner to prepare
the recording of several psycho- a complete set of suitable questions.
physiological reaction and the scientific
interpretations are the basis of the tests by 6. A test must not be administered without the
the examiner. voluntary consent of the subject.

LIMITATION OF THE SUBJECT WHO WILL UNDERGO 7. No indication or presumption of guilt will be
POLYGRAPH EXAMINATION entertained, or a written report submitted
1. The subject must have a goodnight sleep at because the subject refuses to undergo the
least five (5) hours prior to the test. test.
8. A test should not be administered until all
accusations have been explained and
understood by the subject.

9. No attempt should be made on the use of


polygraph machine in testing physical or
mental capacity of the subject.

10. The reliability of polygraph examination


depends on the examiner.
PHASES OF POLYGRAPH EXAMINATION polygraph room is a common problem
• In 2012, the American Polygraph encountered by any polygraph examiner
Association has described that a during a field polygraph test. He has of no
polygraph test includes a pertest interview, liberty to choose whatever room that is
test data collection phase and test data available. Privacy is sometimes at risk.
analysis phase (Nelson 2015). The proper ▪ The Ideal Examination Room
application of the three phases of ✓ The room must be spacious for two
polygraph examination was assumed to persons with a polygraph desk,
have significant contribution on test subject's chair with arm rest and an
accuracy. The APA standards of practice examiner's stool;
require that beginning January 1, 2012, all ✓ The room must be devoid of pictures,
APA members should conduct field paintings, ornaments and other
examinations using only the validated decors;
polygraph testing techniques (APA 2012). ✓ The room must be well ventilated &
This author suggests that polygraph lighted;
practitioners though not yet APA member ✓ The room must be private and 90
must also adopt with the APA standard of percent soundproof free from outside
practice. Adherence to APA standard noise & distracting influence;
practice will achieve the highest level of ✓ Installed with a one-way mirror and
accuracy on every polygraph examination remote sound system or video device
conducted. and amplifier for monitoring and
• In other books, the phases are the recording the test proceedings to
following: authorized observers;
1. Initial Interview ✓ The polygraph machine should be
2. Pretest Interview tested and widely used by most Asian
3. Actual Test/Examination Proper countries, latest version, well
4. Post Test Interview maintained and in a well running
condition.

I. THE PRETEST INTERVIEW b. Examiners Appearance


• The pretest interview is the initial part of the • Polygraph examiner should dress properly.
polygraph examination process where in His attire must not create possible
the examiner inform the examinee of the distractions on the subject. He should not
purpose of the test, discuss the test wear uniform, and shall not display any
procedure, and introduce the subject to weapons or badges.
the polygraph questions relative to the
issue being tested. The length of the pretest c. Discussion with the Investigators
interview ranges from 30 minutes to 2 hours • It is important to meet the investigator and
or longer, depending on the complexity of other pertinent personalities in order to
the case, interactions between the subject gather the information about the issue to
and the polygraph examiner, and the be tested. It well assist the examiner to
testing technique used. Pretest interview is visualize the incident and provides key in
use in all types of polygraph techniques. formulating the test questions. It will help
him also to determine the background of
1. PREPARATION FOR THE TEST the examinee that may serves as an
important guide in post-test interview.
a. Room for Polygraph Examination
▪ An ideal polygraph examination room must d. Review of Relevant Materials
be clean and orderly. It must be free from • Any available information such as
any noise, and have privacy. There should photographs of the crime scene,
be no displayed pictures, certificates and statements of witness, and or subject,
other items that may attract interest and investigation reports, notes and records is a
will distract the attention of the examinee is great help for the examiner to appreciate
allowed. The appropriate setting of the how the incident under investigation
happened. It is also a key in constructing informed about the issue to be tested and
good test questions. These details also brief discussion of the topics is conducted.
provides great insights in the approach of The function of the polygraph and the
post test interview. sensors that will be connected to the
examinee will also be introduced. The
e. Functionality of the Instrument process and intention of acquaintance test
• Prior to conducting the examination, the is explained. Test procedures will be
polygraph examiner should ensure that the discussed, and the instructions on how to
instrument is working soundly. Each conduct himself during the test will be
channel sensors must be in good condition. specified.
Calibration or functionality test shall be
done before the examination. APA 4. RIGHTS AND CONSENT
standard of practice requires a periodic • It is the obligation of the polygraph
functionality test of polygraph instrument to examiner to advise the examinee of his
maintain its efficiency. rights prior to conducting the polygraph
examination. Subject is told that the test is
2. INTRODUCTION TO EXAMINEE oluntary and that he has the rights to refuse
a. Greetings anytime that he feels. Subject is also told
• A professional and friendly greeting to the that the result of the examination is to be
subject is essential in stablishing rapport. submitted to the requesting party and the
The polygraph examiner will introduce examiner has no longer in control
himself cordially to the examinee as a way regarding their decision. The approval of
to initiate the process. He will require the the subject is essential before proceeding
subject to turn off the phone and anything with the test. The examinee is requested to
that may cause disturbance during the sign a consent form and provide his
test. biographical information on the form
attached to the waiver. An interview on his
b. Identification background information is conducted as a
• Polygraph subject will be identified by means of familiarizing the subject. It serves
asking him any proof of identification in stablishing rapport. Examinee is deemed
available to him. Examiner may ask the suitable to the test mentally and physically
subject if is alright to call him by his first when he signed the consent form. It is
name or nickname in a way to ease the suggested that before obtaining the
tension that the examinee might be consent or waiver form, it is important that
experiencing. Examiner may express his subject was already briefed of the
compassion to the subject, thereby procedure of the test and the function of
developing rapport between them. It may the polygraph was also explained to him.
put the examinee at ease, and even talk
confidently with the examiner. The 5. HEALTH AND BIOGRAPHICAL INFORMATION
examiner will introduce himself • The polygraph examiner must ensure that
professionally so as to stablish his authority. test subject is suitable to undergo
He must empress the polygraph subject by polygraph examination. He must ascertain
showing his expertise in conducting the that the examinee is physically and
examination. mentally suitable to undergo examination.
An examinee who are not physically and
3. OVERVIEW OF THE TEST mentally sound will not be tested. In some
• Subject is advice that the polygraph test situations, it is necessary to seek the
will be recorded through an audio/video approval of medical authorities before the
devices. A consent to undergo polygraph subject will be allowed to undergo a
examination is necessary to be polygraph test..
accomplished by the subject. An interview
on the subject's personal background will a. Unsuitability for the Test:
be conducted as a way of familiarizing the 1. A subject who was exposed to prolong
subject and establishing rapport. Subject is interrogation immediately before the
examination is not ideal to undergo b. Structured Interview
polygraph examination. ▪ In a screening type of examination, the
2. Those who are mentally or physically procedure in pretest interview is more
fatigue structured in nature. An outline about the
3. Those who are emotional upset topics to be discuss can be used to obtain
4. Intoxicated all information that is needed to be
5. Those who are suffering significant physical reviewed with the subject. Pretest appeals
discomfort may be applied to obtain any undisclosed
6. Persons with poor level of mental information. Care must be observed not to
functioning (too young or low IQ) overly expose the subject to any issue.
Structured interview are most preferred
▪ Obtaining the background information of because of consistency.
an examinee is also an essential part of the
test. Examiner may use it later during the c. Semi-structured Interview
port test interview or as guide in formulating ▪ Semi-structured interview is conducted
comparison questions. It also help in using a structured content and question
developing rapport. outline, for which the interviewer is
permitted to present interview questions in
b. Rapport Building a manner that is individualized based on
▪ Rapport building is important to make the the personalities, education levels, and
examinee feel comfortable. The polygraph rapport between the interviewer and the
examiners expression of compassion may interviewee
lead to more good information offered by ▪ Intended to make more effective use of
the subject on the issue. Simple listening interviewer skill and expertise to access rich
can obtain good information (Baranowski information regarding the interview
2017). The extent of conversation helps in content. Semi- structured interviews should
evaluating examinee's insights and be anchored by a defined interview
become an ally. By showing of expertise in schedule or protocol, with clearly
handling the process is also a factor in formulated operational definitions that
rapport building. It must be observed that describe the behavioral issues of concern.
polygraph examiner should established his Strategies both depend on and foster
authority by showing that he was in control greater interviewing skill. All interview topics
of the interview process. are addressed at some point during an
interview.
6. INTERVIEW OF THE RELATED ISSUES
a. Free-narrative Interview 7. EXPLAINING THE POLYGRAPH
▪ In diagnostic examination, polygraph • The polygraph examiner will provide the
subject is ask to explain and discuss his subject with an explanation about the
knowledge about the incident freely functions of the polygraph. Subject will be
without applying pressure. During subject's oriented on the basis of physiological
narration of facts, the examiner will not response recorded by the instrument. The
interrupt and will take note on any examiner will explain the connections
inconsistencies and other details that between involuntary nervous system and
needs to be clarified. Examiner is lying. Subject will also be briefed about the
discourage to argue or challenge the test procedure and test instruction. He will
version of the subject about the issue. He be advised how to behave during the
shall encourage the subject to be frank in duration of the test and to give the required
the details that he will provide. It is answer to the test questions.
suggested to ask an open-ended question • It is important to inform the subject about
at the start of the interview, then close- the functions of every sensors that will be
ended questions to have the examinee placed on his body. Subject must
rekindle the physical and mental acts of understand that polygraph sensors will not
the allegations. hurt or cause discomfort to him, and that
he must obey the test instructions in order ▪ When using the classic EDA finger plates,
to successfully complete the test. the sensor is placed on the volar surface of
the distal phalange of the index and ring
a. Pneumograph Sensors finger.Subject is asked to wash and dry their
▪ In explaining the pneumograph sensor, the hands to ensure that skin is clean before
examiner will emphasized that the sensors connecting the sensor. Attached the
that will be placed on his abdomen and sensor snugly by wrapping the Velcro
chest will monitor normal body movement. fastener on each finger. The sensor must
The sensors are too sensitive and it is not be too tight that the examinee will feel
important not to move during the test. The the pulse on his finger or too loose that it
subject is asked to place his hands in the may be detached and lost contact with
head during the placement of sensors. the skin.
Abdominal sensor is attached first followed ▪ Manufacturers of computerized polygraph
by the thoracic sensor. It is suggested that have other EDA sensors provided to
the polygraph examiner shall positioned address the needs of the polygraph
himself beside or in front of the examinee in examiner. When using the reusable
attaching the sensors. His one hand holding electrode, apply a small amount of
the edge of the tube or band while the electrode paste on the cups. Attach snugly
other hand is holding the beaded chain or the sensors on the palmar surface of the
the strap. The abdominal sensor is distal phalange of the index and ring finger.
positioned at the center above the Clean the sensor after recording.
sternum. The pneumograph should not be ▪ The disposable gel electrodes are placed
stretched more than two inches to prevent on the palmar surface of the hand one on
damaging the elastic parts inside. The the base of the thumb and the other on the
thoracic sensor is placed at the center base of the litter finger. Make sure that the
above the nipple line. The sensors should hand of the examinee is clean before
not be too loose to slide or too tight to loose connecting the sensors.
signal or cause discomfort to the
examinee. Ensure that the sensors do not Some examiners preferred to attach the EDA
touched the arm of the examinee. The sensor on the non-dominant hand. Standard
polygraph examiner's professional practice requires that EDA sensors must be placed
approach in placing the sensors to the on the opposite side where cardio arm cuff is
subject is essential to the subject. Care attached. This is to avoid affecting the signal due
must be observe not to touch too much to pressure applied on the arm.
any body parts of the subject. If possible, a
female examiner is suggested to perform c. Plethysmograph Sensor
the sensor attachment on female subject. ▪ The next sensor that will be placed to the
After connecting the pneumograph examinee's finger is the Plethysmograph
sensors, ask the examinee to lower his when computerized polygraph is used.
hand." Subject is told that the sensor is very
sensitive to movements and it is important
b. EDA Sensor that he will not make any movement during
▪ It has been the practice of this author to the test. The sensor is attach on the
attach the EDA sensor next to finger/thumb or wrist of the same hand
pneumographs.. The examinee is told that having the electrodermal sensor.
the sensor are sensitive to the activity of the
sweat glands. The sensor monitors and d. Cardio sensor
records the drying or wetting of the surface ▪ The blood pressure cuff is placed on the
of the skin during the test. Some examinees upper arm without the EDA and PLE sensor.
who are concerned about their sweaty In attaching the sensor, ask the subject to
hand are told that the sensor is designed to extend his arm forward and palm up. is The
monitor the changes happening in the skin polygraph examiner positioned on the side
surface and not the excessive sweating of of the subject when attaching the sensor.
their hand. Ensure that the cuff is snugly attached to
arm, immediately over the brachial artery. the effectiveness of the test. There are
When the examinee is wearing thick jacket, types of acquaintance test available, each
it is advisable to remove it to avoid type has different strength and effect to an
affecting the cardiovascular tracing. It is examinee. The polygraph examiner may
also important that the cuff will not in choose the type of acquaintance test that
contact with the body of the examinee. best suited to the subject. Most polygraph
Breathing can affect the cardio tracing examiners recommend the use of Known
because of the pressure applied to the Solution Acquaintance Test. Research
cuff. indicates that this type acquaintance test
▪ Forearm or wrist and even the thumb can contributes to the accuracy of test result
be an alternative sites for recording (Nelson et al., 2018).
cardiovascular tracings. Computerized
polygraph provides an optional sensors for TYPES OF ACQUAINTANCE TEST
these purpose. 1. Calibration Verification of Sensitivity
2. Fail-Proof Blind Number Test
e. Movement or Seat Sensor 3. Known Number Acquaintance Test
▪ The movement or seat sensors are placed 4. True Blue Control Test
on the polygraph chair during the
instrument set up if a computerized DEVELOPMENT AND REVIEW OF TEST QUESTIONS
polygraph is used. Movement sensor are ✓ The knowledge of the polygraph examiner
designed to be sensitive to on the facts of the issue and the
somatic/behavioral nervous system activity information on the examinee's background
(Nelson 2015). The addition of an activity is essential in the formulation of test
sensors can increase the detection of question. Relevant question must deal with
somatic activity, and this may reduce the possible involvement of the examinee
occurrence of false accusations of to the target issue. Comparison question is
countermeasure use (Stephenson and. intended to create physiological response
Barry, 1986; Ogilvie and Dutton, 2008). The of the subject. The construction of test
American Polygraph Association Standard question is centered on the examinees
Practice requires the use of movement level of understanding. Every questions
sensors on every polygraph examination must be clear and understood by the
conducted. examinee. An adjustment is necessary
▪ The proper placement of sensors when the subject provides related
contributes to the quality of tracings admissions on a particular question.
collected during the examination. Polygraph subject is advised that all test
Polygraph examiner must ensure that questions will be reviewed to him prior to
sensors are properly attached and will not conducting the actual examination. All
interfere or cause discomfort to the subject. questions will be presented and clearly
It is also important that wirings or rubber explained and must be understood by the
hose of the sensor must not be crimpled or subject. Any concerns on every question
pinched and not be placed in front of the that may be raised, requires corresponding
examinee. It may cause distraction on the adjustment to the questions. It is important
subject during the test. to note that before proceeding with the
examination, the examiner is fully satisfied
8. THE ACQUAINTANCE TEST with the subject's understanding and
• An acquaintance test is given to the answers to the questions.
examinee after the explanation of the
functions of the instrument. This test is The review of question is presented in the following
designed to prepare and introduce the sequence:
subject to the process of the examination. 1. Sacrifice Relevant Question
The procedure of the acquaintance test is 2. Relevant Question
explained to the examinee and after its 3. Comparison Question
completion, feedback is necessary to 4. Neutral/Irrelevant Question
provide an impression to the subject about 5. Symptomatic/Introductory Question.
II. IN-TEST/DATA COLLECTION PHASE common mistakes encountered by
• The second part of the polygraph operators who directly plugged in the
examination is the in-test data collection power cord of the instrument to any
phase. The American Polygraph available electrical source. Remember
Association requires the use of various that polygraphs are manufactured in the
validated techniques applicable to any United States and the voltage requirement
testing purposes. Various Comparison are mostly 120volts.
Question Technique format requires a • After the instrument was plugged on the
minimum of three relevant chart to required power supply, the next thing to do
evaluate the polygraph data. If the data is to check that the vent are closed. Apply
are not sufficient to obtain test result, the necessary pressure required on the arm
additional chart is allowed. Five chart is the cuff as indicated on the
maximum. The Directed Lie Screening Test sphygmomanometer dial. It is suggested to
requires one chart as minimum to evaluate inflate the cuff at a higher pressure then
the data collected. In this technique, release the pressure to the desired setting
relevant questions are ask three times in between 60 to 80 mmHg. Computerized
one series. If data are not enough to arrive polygraph requires a lower cuff pressure
at decision, a repetition of the series is usually between 52 to 62 mmHg. This
necessary. process no longer requires the massaging
• It is important to note that prior to of the arm cuff, thereby avoiding more
conducting polygraph test, the polygraph physical contact with the examinee. The
examiner must ensure that the instrument is inflation of the arm cuff will give signal to
working properly. Every channel and parts the subject that the test is about to start.
are functional, sensors are free from any • The sensitivity of the thoracic
defect. Ensure that the instrument is pneumograph ist then set to determine the
capable of providing good data during the desired tracing of 4 inch. Centering control
chart collection. APA Standard of Practice is also adjusted to position the pen. Same
also requires a periodic calibration or procedure is conducted in activating the
functionality test of the instrument. abdominal pneumograph channel. In
Polygraph data collected can be affected computerized polygraph, default sensitivity
by the condition of the instrument used in is set at 50, polygraph examiner may adjust
the examination. Consequently, test results the sensitivity to obtain the required tracing
will be affected because of the poor data amplitude. If adequate signal is not
thereby resulting to low confidence in obtained, check the placement of the
decision. sensors, it may be too loose or too tight.
• The examiner should discourage any Noisy or straight line signal is caused by
comments or statements by the subject improper placement of the connectors to
• The technical knowhow on the operation the sensor box or damage on the lead or
of the polygraph is vital. How the instrument transducer.
was set up, adjusted and operated to • The next channel to activate is the EDA
generate good tracings must be observe Channel. The sensitivity is usually set at 1.5
at all times. These skill are learned and for Lafayette and 25 for Stoelting. The ideal
acquired thru experience, continues tracing required is about 1 ½ inch.
research and trainings. In over fifteen years Centering control is use to position the pen.
of private practice, this author had Examiner may use either of the two EDA
experienced using both the conventional mode, if the tracing is stable, a manual
and computerized polygraph. mode is suggested. When the tracings is
Understanding the function of each noisy, the electronic mode is
component helped in addressing problems recommended. Electronic mode allows
encountered during the operation of the the tracing to return to baseline without
instrument. adjusting the pen manually.
• In the operation of a conventional • The electrodermal channel of a
polygraph, we must determine first the computerized polygraph records tracing
voltage capacity of the unit. This is the through skin conductance. It has
automatic centering capability. Sensitivity Process:
is adjusted up or down to obtain visible and 1. Determine first the voltage capacity of the
clear tracing. If the tracing produced is a unit.
straight line, check the connections, sensor 2. Plug on the required power supply and
contacts on the finger, and wires. check that the vent are closed
• In setting up the cardio channel, ensure 3. Apply the necessary pressure required on
that the vent is closed. The cuff is inflated to the arm cuff as indicated on the
a higher pressure as displayed on the sphygmomanometer dial
sphygmomanometer dial. Slowly lower the 4. Adjust the centering control and sensitivity
pressure to the desired setting between 60 of the components. 5. Questions on set and
to 80 mmHg. The procedure of increasing offset, subject's answer, questions number,
the pressure initially is to avoid touching the any artifacts, and other details of
arm of the examinee usually by massaging examiner's importance
the arm cuff. The sensitivity is set at 5 for 5. After the completion of the first test,
Lafayette and 25 for Stoelting polygraph. polygraph examiner employ a between -
The recommended amplitude of tracing is chart - stimulation technique to enhance
4 inch. Centering control is use to position the reactivity of polygraph subject
the pen. Lafayette polygraph has an 6. Review of polygraph questions is also
exclusive enhancement features in their conducted to achieve the same purpose.
instrument designed to regulate the
diacritic notch by filtering the tracings
HOTTE III. TEST DATA ANALYSIS
• When using a computerized polygraph, • This portion of the polygraph examination
cardio cuff is inflated only after all other involves the evaluation of polygraph data
channels are set up (Thoracic & abdominal collected. The American Polygraph
pneumograph, Electrodermal, Association requires the use of validated
Plethysmograph and activity sensor). Doing method in analyzing the polygraph data
so will affect the tracing quality of the other (see test data analysis). Test result is
channels. Inflate the cuff about 80 to 100 determined by comparing the magnitude
mmHg then deflate up to 50mmHg. Ask the of response between the relevant and
subject to relax his arm then increase the comparison questions. Numerical scores
pressure to 60mmHg. The optimal cuff are assigned based on the strength of
pressure in between 52 to 62 mmHg. The reactions observed.
default sensitivity is set at 50. Adjustment is • If the reaction to relevant question is
required until the desired tracing is visible. greater than the comparison question, the
• Appropriate markings is indicated on the assigned score is negative, a positive
polygraph chart to denote any numerical score is assigned if the reaction
annotations that is significant to the to comparison question is bigger than the
interpretation of physiological data. It reaction to relevant questions. If the total
includes the questions on set and offset, numerical scores for relevant questions
subject's answer, questions number, any reached the cut off results for deception,
artifacts, and other details of examiner's an opinion of DECEPTION INDICATED is
importance. given to a single issue or specific issue test.
• After the completion of the first test, A SIGNIFICANT REACTION result is rendered
polygraph examiner employ a between to a multiple issue examination. A post-test
chart stimulation technique to enhance interview is necessary to clarify the
the reactivity of polygraph subject. Review concerns surrounding the reaction of the
of polygraph questions is also conducted subject to the relevant questions. Effort
to achieve the same purpose. Same must be exerted to obtain admission or
procedure is applied on the succeeding explanation on the part of the deceitful
test. examinee. If the test results yielded
favourably to the subject, an opinion of NO
DECEPTION INDICATED is rendered to a
single issue polygraph test. For multiple issue
examination, NO SIGNIFICANT REACTION is • The subject, when innocent is cordially
given. In this case, polygraph subject is released & thanks extended by the
given appreciation for his cooperation and examiner for his/her consideration &
time to submit for the test. If the test resulted cooperation.
to inconclusive or no opinion, where • This phase includes all consideration that
polygraph examiner failed to give correct bears on the examination just after the
decision due to poor data caused by instrument are turned off.
artifacts or some other factors, re test is
necessary. TYPES OF POLYGRAPH QUESTION
• One of the difficult part in polygraph
examination is the proper construction of 1. IRRELEVANT/NEUTRAL QUESTION
polygraph test question. An essential ▪ A type of polygraph question that is
elements on every polygraph test designed to be non-emotion evoking and
conducted is how the subject's respond to unrelated to the issue being tested.
a particular question. The level of Irrelevant question must not appear
responsivity by an examinee to the test, humorous, embarrassing and should be a
relies on how the questions are formulated. known truth. Irrelevant question is designed
Selecting the target issue is necessary in to establish stability and facilitate recovery
formulating the relevant question for the from artifact or reaction. It helps identify
test. It requires the knowledge and skills of certain countermeasures strategies
the polygraph examiner to appropriately employed by the polygraph subject.
design a test questions that will address the Irrelevant questions are designed to obtain
target issue. This is an important factor to a YES answer.
obtain the maximum responsiveness of the
test subject. TYPES OF IRRELEVANT/NEUTRAL QUESTION

Summary: a. Obvious Irrelevant Question


• If the reaction to relevant question is
greater than the comparison question, the
assigned score is negative.
• A positive numerical score is assigned if the
reaction to comparison question is bigger
that the reaction to relevant questions. b. Identity Irrelevant Question
• If the total numerical scores for relevant
questions reached the cut off results for
deception, an opinion of DECEPTION
INDICATED is given to single issue or
specific issue test.
• SIGNIFICANT REACTION= Multiple issue
Test
• NO DECEPTION INDICATED = Single Issue 2. RELEVANT QUESTIONS
Test • The relevant question are questions that
• NO SIGNIFICANT REACTION = Multiple issue deals to the matter under investigation. It
test addresses the important issue of the test in
which the subject is being tested.
IV. POST TEST INTERVIEW
• A method of interrogation is administered IN FORMULATING RELEVANT GUIDELINES QUESTIONS
by the examiner to obtain admission or a. Relevant question should be clear, simple,
confession. concise and direct as possible.
• An interview is conducted when the Examples:
subject indicates innocent response while
interrogation is undertaken if symptoms of
deception are indicated by the results of
the actual polygraph test.
b. Do not use the word AND/OR. Relevant question i. Avoid emotion evoking question.
must deal with one act per question. Example:
Examples:

j. Avoid the use of relevant question that the


c. Relevant Question should not be accusatory.
examinee could be untruthful to, but not
Examples:
committed the offense under investigation.
Examples:

d. It should not use legal or technical terms


whenever possible k. Questions about intent, inclinations and state of
Examples mind should be avoided. It is best to use words that
describe the overt behavior in question, not the
thoughts associated with it.
Examples:

e. Do not use question that contain obscene,


profane, racial, derogatory, degrading, or insulting
words or phrases.
Examples: l. When testing a witness or victims, the key issue is
their truthfulness about their statement, not about
the crime

f. The question must not ask for an opinion.


Example: m. Relevant questions are usually designed to be
answered NO, but sometimes, circumstances
dictates a YES-answered relevant questions.
Examples:

g. Avoid testing examinee on other people's


behavior
Example

n. Do not mix "YES" and "NO" answered questions


during the same series.
Examples:

h. Questions must not imply or assume guilt.


Relevant questions are constructed to test for the Evidence Connecting Question
denial of an examinee regarding his involvement • A question that tends to directly connects
to the crime being investigated. It is important to om the examinee through elements of the
remember that when using any of the testing crime or 0 B physical evidence.
technique with two three or four relevant • Addresses knowledge of the nature or
questions, we must ensure that answers to all location of the evidence:
relevant questions are the same. If the relevant • Physical acts that support the primary
question is designed to obtain a "NO" answer, all offense such as tearing, cutting, or
relevant questions must have the same answer. Do breaking, destroying evidence, etc.
not mixed a yes or no answered relevant questions • Evidence can be real or imaginary
in a particular series to avoid confusion both on the (fingerprints that disappeared or foot prints
part of examiner and the subject. that washed away)
• It can be evidence that has yet to be
TYPES OF RELEVANT QUESTIONS scientifically analyzed (DNA, fingerprints,
shoe prints, etc.).
Primary Relevant Question
• The primary relevant question is concerned
with the primary issue being tested. It deals
with the direct involvement of the
examinee to the crime. It focuses on the
specific action to which the examinee did
in the commission of the crime. The primary
relevant question requires a NO answer to
determine the denial of subject on the issue
being tested.

Examples:

Secondary Relevant Question


• The Secondary relevant question addresses
secondary involvement on the issue being
tested. It addresses secondary issues such
as;
a. Helped the subject
b. Planned the event
c. Participated in event
d. Knowledge of event
e. Benefited from act of event

Examples of Secondary Relevant Question

3. COMPARISON QUESTION
• A questions that is designed to produce a
physiological responses which are
compared to the physiological response of
the applicable relevant questions
TYPES OF COMPARISON QUESTION • Not related to this incident, have you ever
A. Probable-Lie Comparison Question (PLC) caused any damage to someone else's
• It is a question designed to be a probable- property out of revenge?
lie for the examinee. It is similar in nature of • When you live in Manila, have you done
the issue being tested but unrelated by malicious to someone's belonging
time, place, or category. It must be broad • During your 20's, have you ever destroyed
in scope, and time to cover as many of the any object that was not your own?
examinee's past life experiences a as
possible. PLC for Stealing
• As a soldier, have you ever padded your
Example: expense account?
• Before this year, have you ever stolen
anything?
• Before moving in Quezon, have you ever
taken property you your home that was
stolen from somewhere?
• While in high school, have you ever
cheated anyone?
• Between the ages of 20-25, have you ever
obtained anything dishonestly?

PLC for Lying, Perjury


EXCLUSIONARY PHRASES
• While in high school, have you ever lied to
• Exclusionary PLC's is use to ensure that the
get someone into trouble?
probable-lie comparison question does not
• Between the ages of 16 and 21, have you
accidentally become a relevant question.
ever lied to cover up something?
Exclusionary Comparison Question is use to
• As a salesman, have you ever lied about
achieve a clear line of demarcation, from
something important?
events surrounding the relevant issue, by
• During your 20s, have you ever lied for
using time, place, or category separation.
personal gain?
a. While in high school,
• Before 2023, have you ever lied to a person
b. Prior to the year,
in authority?
c. During your 20's,
d. Before moving to Manila,
PLC for Victim of Sexual Offenses
e. Not connected with this case
• Prior to 2023, have you ever lied to
advance your own interest at the expense
PLC for (Robbery, Homicide, Assault)
of someone else?
• While in highschool, have you ever lied
• While in high school, have you ever lied
about hurting another person?
about something important?
• Before this year, have you ever wanted to
• before moving in Manila, have you ever
hurt someone badly? When you were in
lied to someone in authority?
college, have you ever done anything to
• Before While in college, have you ever told
get even with someone?
a lie to someone who trusted you?
• Not related to this incident, have you ever
• Between the ages of 16 and 21, have you
lost your temper and struck anyone?
ever lied to cover up a mistake or
• During your 20's, have you ever hurt anyone
accident?
out of revenge?

PLC for Sex Crime


PLC for Damage to Property: arson, sabotage, etc.
• As a guard, have you ever fantasized
• As a teenager, have you ever damage
about having sex with an underage girl?
anything?
• Before this year, have you ever done
• Before this year, thought about damaging
anything sexually unusual?
someone's property?
• During your 20's, have you ever taken part 5. SYMPTOMATIC QUESTION
in unusual sex act? • A symptomatic question is a type of
polygraph question that is designed to test
• Between the ages of 20-24, have you ever for an outside issue that could be more
lied about your sexual activities? significant for an examinee than the issues
being tested. Response to the symptomatic
• While in the service, have you ever questions are evaluated but not
touched someone sexually without numerically scored during the test data
permission? analysis. Symptomatic question is used in
Backster and Federal Zone Comparison
Techniques.
B. Directed-Lie Comparison Question (DLC)
• It is a comparison question that deals with
minor violation of any rule, law or code of
conduct in which most people will easily
acknowledge. Upon admitting having
committed such violation, the examinee is
instructed to lie when asked that question
during the test. A directed-lie is a known lie
that results from the subject being
instructed to answer "NO" to questions
about something that the examinee
agrees they have done.
6. INTRODUCTORY QUESTION
• An introductory question is a type of
polygraph question that is designed to
assure the examinee that there will no
unreview or surprise question that will be
asked during the test. It is used in Utah Zone
Comparison Test and is positioned as the
Directed Lie Comparison Question can be trivial or first question in the series.
personal:

4. SACRIFICE RELEVANT QUESTION


• The sacrifice relevant question is a type of
polygraph question that prepares the
examinee for the introduction of the
relevant topic. Reaction to the sacrifice
relevant question is not scored.
POLYGRAPH TECHNIQUES Air Force Modified General Question Test
• Designed to pose a threat to examinees
Characteristics of Valid Polygraph Technique and to induce self-directed attention
• A valid polygraph technique are those that toward specific question in the test
conforms to the valid principles set by the structure.
APA standard of practice regarding • Use for Screening Test (Multiple Issue Test)
selections of the issue to be tested, • Use for Diagnostic Test (Single Issue or Multi-
formulation of test questions and facet Test)
presentation of the polygraph questions • 88% Accuracy using ESS
during the chart collection phase • 82% Accuracy using 7 position scale
• The analysis of physiological data is done
using validated methods of test data Air Force Modified General Question Test
analysis applicable to every testing V1 - Investigation
technique. 1. Neutral
2. Sacrifice Relevant
VALID POLYGRAPH TECHNQUES 3. Comparison 1
4. Relevant 1 (Secondary)
5. Comparison 2
6. Relevant 2 (Primary)
7. Comparison 3

V2 - Screening
1. Neutral
2. Sacrifice Relevant
3. Comparison 1
4. Relevant 1 (Secondary)
5. Relevant 2 (Primary)
6. Comparison 2

Air Force Modified General Question Technique


V1
(AFMGQT)
Air Force Modified General Question Test
• Type of comparison question technique
1. Neutral
designed for multiple-issue and multi facet
2. Sacrifice Relevant
polygraph examination.
3. Comparison 1
• Suitable for single-issue criminal
4. Relevant 1 (Secondary)
investigative examinations.
5. Comparison 2
• It is a good tool to guide the investigators
6. Relevant 2 (Primary)
where to question the subject further after
7. Comparison 3
the test or to identify prime areas for single-
8. Relevant 3 (ECQ/Knowledge)
issue testing.
• It is designed to pose a threat to examine
V2
and to induce self-directed attention
1. Neutral
toward specific questions in the test
2. Sacrifice Relevant
structure.
3. Comparison 1
• Modified version of General Question Test –
4. Relevant 1 (Secondary)
John Reid
5. Comparison 2
• USAMPPS (1968) – modified the GQT – Army
6. Relevant 2 (Primary)
Modified General Question Test (AMGQT)
7. Comparison 3
• Air Force (1970) – modified the ARMY MGQT
8. Relevant 3 (ECQ/Knowledge)
• Sacrifice relevant question
• More comparison questions
• Allow two, three or four RQs
Air Force Modified General Question Test • Minimum of 2 charts
V1 • Global Evaluation to determine purity of
1. Neutral tracings
2. Sacrifice Relevant • Numerical Scoring System
3. Comparison 1
4. Relevant 1 (Secondary) 1. N13 – Irrelevant
5. Comparison 2 2. S25 – Symptomatic
6. Relevant 2 (Primary) 3. SR39 – Sacrifice Relevant
7. Comparison 3 4. C46 – Comparison
8. Relevant 3 (ECQ/Knowledge) 5. R33 – Relevant – primary – Did you stab the
9. Comparison 4 victim?
10. Relevant 4 (Knowledge) 6. C47 – Comparison
7. R35 – Relevant – primary – Did you stab the
V2 victim with a fan knife?
1. Neutral 8. C48 – Comparison
2. Sacrifice Relevant 9. S26 - Symptomatic
3. Comparison 1
4. Relevant 1 (Secondary) Federal Zone Comparison Technique
5. Relevant 2 (Primary) • It was originated from Backster’s
6. Comparison 2 Technique.
7. Relevant 3 (ECQ/Knowledge) • This test is designed for single-issue and
8. Relevant 4 (Knowledge) multi-facet criminal diagnostic polygraph
9. Comparison 3 examination.
• This test uses Sacrifice Relevant and
Air Force Modified General Question Technique Symptomatic Questions the same in
(AFMGQT) Backster’s Technique
• There are two version of this technique, two
relevant and three relevant test format.
• The relevant questions for two RQs
format deals to a single act and is
slightly reworded.
• In the three RQs format, the two
relevant questions are primary
relevant referring to a single act,
and the other one is a secondary
relevant.

Federal Zone Comparison Test – 3 RQs


• Originated from Backster Technique
• Diagnostic – multi Facet Test (Federal ZCT)
The Backster You-Phase • 92% accuracy (Federal ZCT)
• One of the three zone comparison test
format developed by Cleve Backster. 1. N1 – Neutral
• It is designed to address a single issue and 2. SR2 – Sacrifice Relevant
single degree of involvement of a 3. Sym3 – Symptomatic
polygraph subject to the issue being tested. 4. C4 – Comparison
• This test format can accommodate two 5. R5 – Primary Relevant
relevant questions that is referring to one 6. C6 – Comparison
single act and worded slightly different 7. R7 – Primary Relevant
from one another. 8. Sym8 – Symptomatic
• It minimum two chart to analyze the 9. C9 – Comparison
polygraph data using the Backster 10. R10 – Secondary Relevant
numerical scoring system.
• Can accommodate two relevant question
Federal You-Phase UTAH Zone Comparison Technique
• Diagnostic – Single Issue Test (Federal You • Designed for single-issue event specific,
Phase) multi facet and mixed issue polygraph
• Screening – Single Issue (Federal You Phase examination.
• 90 % accuracy (Federal You Phase) • It is the first polygraphy technique
developed by psychologist who directly
1. N1 – Neutral incorporated basic knowledge and
2. SR2 – Sacrifice Relevant principles from psychological science and
3. Sym3 – Symptomatic psychophysiology into pretest interview,
4. C4 – Comparison question structure, recording methods, and
5. R5 – Primary Relevant – Did you stab evaluation methods.
Mariano? • It was considered as the most accurate
6. C6 – Comparison technique of all comparison Question Test
7. R7 – Primary Relevant – Did you stab format.
Mariano with a fan knife? • High reliability and validity – Ad Hoc
8. C8 - Comparison Committee on Polygraph Techniques.
9. Sym9 - Symptomatic • Single Issue – 92% Accuracy
• Multi-facet
CONCEALED INFORMATION TEST • Multiple-issue
• It was designed to verify if an examinee
possess information about the case under Single Issue Test
investigation of which he had denied.
• The theorical foundation of the CIT is based
on the assumption that there is a greater
reaction on the critical information for the
guilty examinee than the non-critical item
presented during the test.
• It is useful in a situation when Comparison
Question Technique is not applicable.
• It can still be used even after the subject
has undergone the interrogation process or
if the examinee is a relative of a murder
victim of who are emotionally affected by
the circumstances.
Multiple-facet Test 5. Centering/setting of amplitude – TR, AR,
EDA, PPG, motion, and Cardio

Tracing Amplitude
• Electrodermal
• Vasomotor
• Motion Sensor
• Cardio – 52 to 70mmHg
• Red – low
• Blue – high
• Green – Ideal
• Do not Increase/decrease
• Pressure during data collection

Review of Polygraph Questions

1. Sacrifice 1. Relevant
Relevant 2. Sacrifice
2. Relevant Relevant
3. Comparison 3. Comparison
4. Neutral 4. Neutral
5. Introductory/ 5. Introductory/
Symptomatic Symptomatic

In test Presentation of Polygraph Questions


Utah Directed-Lie Test Multiple-Issue • Test 1 – Intro, SR, N1, C1, R1, N2, C2, R2, N3,
C3, R3
• Test II – Intro, SR, N2, C3, R2, N3, C1, R3, N1,
C2, R1
• Test III – Intro, SR, N3, C2, R3, N1, C3, R1, N2,
C1, R2
• 25 to 35 seconds interval

Chart Markings
• Examiners Comments
• Instrument Adjustment
• Question Modification
• Behavior of the Subject
• Extraneous factors

Between Chart Stimulation – Utah


• Alright Mr. ___________ we have just
Data Collection Procedures completed the ________portion of the test;
1. Explanation of Sensors – Pneumograph, did you understand all the questions?
EDA, PLE, Cardio • How about the personal questions
2. Proper placement of sensor – poor quality concerning on your honesty, do you have
of data = low confidence in result the problem with that? (PLC)
3. Order of placement of sensor – AR, TR, EDA, • How about the questions you are told to
PPG, Cardio give a lie answer, do you have problem
4. Functionality test/recalibrate – start of each with that questions? (DLC)
test
• How about the questions related to the Reaction Features
thief issue is there something else that • Suppressed Breathing
bothers you? • Slowing
• Temporary Increase in Baseline
Chart Requirements • Amplitude
• Comparison Question Technique format • Complexity
requires a minimum of three relevant chart • Duration
to evaluate the polygraph data. • Baseline arousal
• If the data are not sufficient to obtain test • Duration
result, additional chart is allowed. • Reduction in amplitude
• Fiver charts are the maximum • Duration

Average Tracings
• No physiological evidence of change in
the emotional level within the stress area on
the polygraph chart.
• Tonic Level
• Stress Area = start of question until the
second after the answer.

Reaction Tracings
• Shows physiological evidence that the
sympathetic subdivision of the autonomic Respiration Features
nervous system has been more active. • Suppressed Breathing
• Indicating a psychological change from • Apnea
the subject’s average emotional level. • Reduction of Amplitude
• Phasic and/or tonic response. • Slowing
• Temporary increase in baseline

Phasic Response Identification of Reaction features


• Rapid and of shorter duration • Noticeable Difference – Clear
• Arousal to sudden stimulus • Significant Difference – unmistakable
• Unexpected loud noise: • Dramatic Difference - enermous
• Pupillary dilation
• Increase in skin conductivity Vasomotor Features – PLE
• Sudden rise in BP, vasomotor • The constriction of blood vessels in the
• Constriction at the extremities finger produces a reduction in the
amplitude of finger pulse
Relief Tracings • Duration and magnitude of reductions in
• Shows physiological evidence that the finger pulse amplitude.
parasympathetic subdivision of the • Smaller, longer, greater reaction
autonomic nervous system has been more
active following the stress area on the Respiration Features – ESS pattern familiarization
polygraph • Reduction of amplitude – 3 or more cycles
• Allostasis = homeostasis • Slowing of rate – 3 or more cycles
• Temporary increase in baseline – 3 or more
Artifacts cycles
• Deep breaths • Apnea – RQs only
• Coughs
• Movements
• Physiological abnormalities - PVCs
EDA Features - ESS
• Amplitude – bigger is better
• Complexity
• Duration

Cardio Features
• Baseline Arousal – Bigger is better
• Duration
• Pulse Deceleration

Response Onset Window


• The beginning of the reaction must occur
sometimes between stimulus onset until five
seconds after the answer or stimulus offset.

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