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ANCIENT
Ocean Crossings
ANCIENT
Ocean Crossings
STEPHEN C. JETT
Inquiries about reproducing material from this work should be addressed to the
University of Alabama Press.
List of Illustrations ix
Preface xi
Acknowledgments xvii
Introduction 1
24. Repellants 259
25. Attractants 266
PART V CONCLUSIONS 357
parallel, so that if those landmasses could be pushed together, the parts would
fit more or less snugly against one another. Wegener’s and others’ investiga-
tions indicated that the sequences of rock strata at certain spots on opposite
sides, as well as the fossils in those strata, were identical, and that the distribu-
tions of certain families of wild plants seemed inexplicable except on the basis
of the continents’ once having been joined. Accordingly, Wegener concluded
that (long, long before the advent of humans on the planet) there had existed a
supercontinent, which he called Pangaea, that subsequently broke up, its pieces
then floating about over the ages and ultimately reaching their present positions.
Geologists of Wegener’s time derided such ideas as “pseudoscience” and
the “delirious ravings” of a mere meteorologist. And, as my geology professors
said forty-five years later, in the interim virtually no reputable scientist had ac-
cepted the theory of continental drift. This was because no plausible mechanism
had ever been proposed that could account for the continents’ plowing through
thousands of miles of solid oceanic crust, a phenomenon that had never been
observed. Geologists’ initial rejection of drift theory had not altered much over
the years, even in light of the post-Wegener finding that the alignment of mag-
netic minerals (whose orientations indicate the directions of Earth’s magnetic
poles at the time of the formation of the rocks) were everywhere consistent in
very late rocks but became increasingly more divergent among the continents
the farther back in time one went. I couldn’t believe what I was hearing. There
seemed to be no way in which all of these independent phenomena could be
accounted for other than by the continents’ having split and moved. There had
to be a mechanism—the evidence showed that—we just hadn’t identified it yet.
What was wrong with these doubting geologists?
As it turned out, the chairman of our own department, Harry H. Hess, was,
along with his colleagues, in the process of developing a hypothesis about a
possible mechanism of movement: convection currents in Earth’s plastically
deformable subsurface mantle that, as they diverged at the tops of their rising
plumes, split overlying continents apart and, like snail-paced conveyor belts,
carried the resulting pieces slowly in opposite directions. This concept, which
came to be called “sea-floor spreading,” supplied the missing mechanism for
continental movement. It galvanized geologists around the globe and set the
stage for the novel concept of “plate tectonics.” This new paradigm accounted
plausibly for a host of otherwise inexplicable phenomena, from island arcs to
mountain building, from the geographical distribution of earthquakes and vol-
canism to that of metallic mineral deposits. As the geologist Kenneth Deffreyes
said around 1970, “Ninety-nine per cent of the profession have had to admit
they were wrong, including a great many who were in print saying continental
migration couldn’t possibly happen.”2 Wegener—with some modification and
much amplification—was redeemed. As the physicist Thomas Gold put it, “A
person who thought that continents or parts of continents might have moved
in the past was ridiculed before 1960, despite the existence of good evidence
Preface / xiii
from magnetic rock measurements. After 1965 anyone who did not believe in
such movement was again a subject of ridicule.”3 Here we have a classic dem-
onstration of the dictum that all truth passes through three stages: initial ridi-
cule, subsequent violent opposition, and ultimate acceptance as self-evident fact.
In my schooling, I seemed to be destined to encounter questions of intercon-
tinental connections. When I interviewed for admission to the PhD program
in geography at Johns Hopkins University, I talked with Professor George F.
Carter, a one-time graduate student of the renowned cultural geographer Carl
Ortwin Sauer at the University of California, Berkeley. Carter spoke to me of
his interest in the question of ancient transoceanic Old World cultural influ-
ences on certain Native American societies. Except for some vague notion con-
cerning jade, my education had been conventional regarding this matter, and
my reaction was a bit incredulous: “Aren’t the cultures of the two hemispheres
generally considered to be independent?,” I asked. I thought to myself, If there
really were something to this notion, wouldn’t I have heard about it? Carter
spoke of all sorts of evidence of interhemispheric contacts, especially the pre-
Columbian sharing of a number of cultivated-plant species. I was polite but re-
mained highly skeptical.
I “knew” that until around the time of Christopher Columbus, everyone had
thought that the earth was flat, ending with an edge that one risked falling over;
that marine architecture wasn’t capable of creating ocean-crossing ships; and
that the absence of the magnetic compass had prevented ships from safely sail-
ing far out of sight of land. So I wondered if Carter was “all there” intellectu-
ally. I’m sorry to say that my perception’s analogy to the resistance to Wegen-
er’s ideas that I had decried in geology escaped me at the time: the notion that
cultural similarities across the seas, no matter how detailed, had to be inde-
pendent, because no means of contact—neither adequate watercraft nor navi-
gational techniques—were known to exist in pre-Columbian times.
While still at Princeton, I had taken the university’s one (short-lived) anthro-
pology course, with the sociologist Melvin Tumin and the social anthropolo-
gist Paul Bohannon, and had audited a course in linguistics. I had received in-
tensive training in history in high school. And although I had been a geology
major, my first aim as an undergraduate had been the acquisition of a breadth
of knowledge. Accordingly, I had enrolled in many courses in what could col-
lectively be called “culture history”: the natures and histories of art and archi-
tecture, music, world religions, and philosophy—including a course in the phi-
losophy of science with Carl Hempel, one of the two philosophers most often
invoked by those who wished to make the social sciences, including anthro-
pology, “scientific” (the other being Karl Popper). Thus when at Johns Hopkins
I took Professor Carter’s advanced cultural geography course, I found that I was
intellectually “preadapted” to his history-of-culture approach.
Carl Sauer and his Berkeley colleague (and neighbor), the preeminent an-
thropologist Alfred Louis Kroeber, had greatly influenced each other, and Carter
xiv / Preface
when, with what cultural baggage to transfer, and with what consequences—
that is the focus of the present work.
Despite the publication of many books and articles since Thor Heyerdahl’s
best-selling 1950 volume Kon-Tiki, no one has attempted an organized, rigorous
effort to provide an inclusive review of the many important scholarly consid-
erations bearing upon the question of early transoceanic contacts; the subject
is too vast to be encompassed within the pages of a single work. Much striking
evidence, in a multiplicity of disciplines, has appeared rather recently. As de-
tailed in the introduction, the present volume considers the physical-geographic,
nautical, and navigational issues; possible motives for ocean crossings; and the
physical and biological evidence of contacts having occurred. Cultural compari-
sons and their theoretical implications—along with discussion of subjective
reasons for widespread opposition to the notion of long-distance diffusion—
await a second book.
It is a truly daunting task to tackle such an enormous and heatedly debated
topic, but the time seems ripe for reconsideration of these issues, and investiga-
tion has been enormously facilitated by a major research tool, John L. Sorenson
and Martin H. Raish’s monumental Pre-Columbian Contacts with the Americas
across the Oceans: An Annotated Bibliography (1990, 1996; in both print and
searchable diskette form), and its continuation in Pre-Columbiana: A Journal
of Long-Distance Contacts, of which I am the editor. Another highly useful an-
notated bibliography of less global scope is Nicholas J. Goetzfridt’s 1992 In-
digenous Navigation and Voyaging in the Pacific: A Reference Guide. The reader
is also directed to a succinct but pithy and well-balanced historiography of the
transoceanic contacts controversy, Eugene R. Fingerhut’s 1994 Explorers of Pre-
Columbian America? The Diffusionist-Inventionist Controversy. One may also men-
tion Jordan E. Kerber’s 1991 Coastal and Maritime Archaeology: A Bibliography
and take note of the ongoing Bibliographia Maritima in Pre-Columbiana.
Let us set sail, then, on a metaphorical voyage of discovery across the an-
cient global ocean.
Acknowledgments
On the morning of October 12, 1492—some half a century after Johannes Guten
berg had published the first book printed with moveable type, and thirty-nine
years after the Turks had taken Constantinople and thus ended the last politi
cal vestige of the Roman Empire, and the same number of years after the Battle
of Castillon at which the cannons of the French had decisively ended the su-
premacy of the English longbow—three ships commanded by Christopher Co-
lumbus landed on a speck of land in the Bahamas, one the admiral took to be
an offshore isle of Asia.1
The European Middle Ages had already largely given way to the Renaissance,
helped along by expanded learning and the widening use of gunpowder, and
the Great Age of Discovery was in progress. The ultimate legacy of Columbus’s
landfall, accomplished on behalf of the Castilian crown, was a world changed in
revolutionary ways, and the year 1492 signaled the commencement of unprece-
dented far-flung extrahemispheric conquests and colonizations on the part of
several emerging European nation-states.
Migrations of Europeans to the “New World” (a world not recognized as “new”
by Columbus himself ) grew from the ensuing trickle of the 1490s into an ever-
increasing tide. Natives of the Americas—and those of Australia and the Pacific
islands—came to be decimated, displaced, and deculturated. Surviving popula-
tions underwent various degrees of miscegenation and were subjected to Latin-
and German-derived languages and to Roman Catholic and, later, Protestant
Christianity. At the same time, the interlopers introduced to the natives crops
that these indigenes had not previously known, such as wheat, barley, and rice,
as well as Eurasian domesticated animals: sheep, goats, cattle, horses, donkeys,
and hogs. The harvests, cuisines, and demography of the Old World were for-
2 / Introduction
ever, if slowly, altered as well by the bringing back of potatoes, manioc (cas-
sava), and so forth.
More insidiously, diseases of the Old World were transmitted to the non
immune native peoples of the New, with devastating results—the Native Ameri
can population crashed from perhaps 44 million to a mere two or three million
in less than a century. Too, these seemingly ocean-isolated peoples and their
continents—mentioned by neither Aristotle nor the Bible—created a crisis in
European thought concerning an unthinkable separate creation. In brief, the
greatest demographic and cultural collapses and most massive migrations and
cultural and biological transfers of human history, as well as the transforma-
tion of traditional perceptions on both sides of the seas, had commenced, and
the modern era had truly begun. Western civilization, and then much of the
rest of the world, was to be metamorphosed from cultures based almost entirely
on tradition into ones founded on innovation; from religion-driven ways of life
to a significantly secular emphasis; and from essentially rural populations to
mostly urban ones. Earth was to become definitively interlinked in a transpor-
tational, economic, and political network.
The Rutgers sociologist Eviatar Zerubavel has written, “only from Europe’s
standpoint was America discovered by Columbus. Only from an extremely nar-
row Eurocentric perspective can October 12, 1492, be seen as a beginning.”2 But
“discovery” is not the main point of 1492; that year symbolizes the initiation
of the unprecedented era of continuing European overseas exploration, exploi-
tation, and colonization, of the development of a truly global modern “world
system,” and of the massive so-called Columbian exchange of p eople, animals,
plants, and pestilences.
Despite Columbus’s status in this regard, it is now agreed that he had a
handful of Norse predecessors, as far as Europeans actually reaching the New
World and establishing (temporary) settlement there are concerned. These
known pre-Columbian sojourners in North America beyond Greenland, first
sailing under the command of the Icelander Leif Eiríksson (Erikson)—now of
Greenland—reached what is presently eastern Canada around AD 1000 and
overwintered, with Leif’s kinsman and successor Thorfinn Karlsefni estab-
lishing a short-lived settlement in this “Vínland” in about 1008.3 However, this
Norse feat is usually not accorded great cultural importance, because the last-
ing impacts of the brief European presence in Norse Vínland and environs are
usually perceived of as having been negligible in both hemispheres (a percep-
tion that has been changing slightly in recent years).
Conventional thinking has long taken it as given that before the era of Leif
Eiríksson the two hemispheres were entirely or essentially cut off from each
other; that subsequent to initial settlement of the Americas by overland, foot-
powered migration via the Bering Strait region during lowered-sea-level pe-
Introduction / 3
riods of the Late Pleistocene epoch (an “ice age” ending some 11,000 years ago),
the post-Pleistocene meltwater-fed rising oceans formed effectively imperme-
able barriers to further interhemispheric communication. As Gabriel Haslip-
Viera, Bernard Ortiz de Montellano, and Warren Barbour put it—ignoring the
Norse—it is “the view of the profession that Old World explorers did not come
to the Americas before Columbus.”4 The implication of this view is, then, that
the cultures of the Old World and those of the Americas developed essentially
independently of one another, and this remains the prevailing opinion. Here is
a late twentieth-century (and extreme) restatement of the position, by a promi-
nent historian of maritime cartography: “Each emergent civilization as it came
to consciousness—in Mesopotamia, China, or America—was aware only of its
own immediate environment. For thousands of years of human history this pat-
tern was maintained, of multiple civilizations developing in isolation and igno-
rance of each other. This isolation was a natural product of physical geography,
the impassible barriers of ocean, desert and mountain.”5
This perception of the wholly separate evolutions of Earth’s early civilizations,
especially those of the Old World vis-à-vis those of the New, is a hoary one.6 It
originated in part from the general ignorance of the existence of the Americas
on the part of Renaissance Europeans, who were astonished by what the ex-
plorations of Columbus and his successors had revealed. If we knew nothing
of this new world, was the thought, then neither could our predecessors have
known of it, much less Asians or Africans, they being less advanced and more
distant. Importantly, too, the idea of culture-historical separateness derives from
the mid-nineteenth-century emergence of Darwinian evolutionary theory. Dar-
win’s concept of natural selection seemed to provide a mechanism to account
for a regular repetition, in various places, of the process of civilization-building.
The American attorney Lewis Henry Morgan was the most influential of the
nineteenth-century founders of anthropology—the political theorists Karl Marx
and Friedrich Engels adopted many of his ideas—and he was the quintessen-
tial evolutionist. In Berlin, the ethnographer Adolf Bastian had formulated the
concept that humans’ innate mental qualities were everywhere the same, pro-
viding a foundation for assuming that similar cultural developments spontane-
ously took place under similar stimuli wherever they occurred.
Despite these early evolutionist orientations, interest in the historical geo-
graphic movements of peoples and cultures was also widespread in the devel-
oping field, especially in Europe. But the 1920s and 1930s saw the rise of essen-
tially ahistorical approaches. The Oxford anthropologist A. R. Radcliffe-Brown
had a sociological view of culture and stressed the seeking of universal laws
regulating human cultural behaviors, as opposed to stressing the historical par-
ticulars leading up to those behaviors. The prominent Polish-born British func-
tionalist anthropologist Bronislaw Malinowski thought in terms of individual
cultures’ operating as essentially closed systems comprised of various parts,
each of which could be understood in terms of its function in the “machine”
as a whole. With regard to nonliterate peoples, any attempt to work out the in
4 / Introduction
dividual histories of these parts (including possible outside origins) was seen
as valueless speculation with no evidentiary foundation.
The tacit or explicit collective opinion of these scholars and their followers
was that it was unnecessary to look outside of cultures themselves for explana-
tions of how they worked and why, and that it was idle to consider the possibility
of significant influences from afar via undocumented migration or via cultural
diffusion (the group-to-group spread of ideas). The historical dissemination of
culture traits (including overseas) nevertheless continued for years to engage
the attention of many archaeologists, anthropologists, and geographers, espe-
cially in England, in German-speaking Europe, and in California. But the post–
World War II rise of logical-positivist social science, as practiced in the United
States by Lewis Binford in archaeology and Marvin Harris in cultural anthro-
pology (among many others), reinforced the idea of local evolution of cultures
without major exogenous inputs. Spatial cultural dissemination over time was
deemed an inappropriate subject to consider, and proposals of transoceanic in-
fluences were looked upon with particular distaste. Even more limited studies
of cultural spreading largely disappeared from the mainstream, and “diffusion”
became the “d word,” avoided in almost all serious academic discourse. If the
process was mentioned at all, euphemisms such as “spread,” “dispersal,” and
“transfer” would be used. As one historian put it, the “establishment charges
that diffusionists are but a rabble of undisciplined intellectual guerillas intent
on archaeological anarchy.”7
Still, all along, a contrary if minority view continued to exist: that cultural
spread had been vitally consequential in human history and that there had been,
in reality, significant interhemispheric contacts by sea, probably many, not only
before Columbus and Eiríksson but also, in some cases, millennia earlier; and,
further, that these contacts had resulted in highly important cultural and bio-
logical exchanges between the peoples of the two hemispheres. This point of
view is commonly called “diffusionism.”
Although the great nineteenth- century German explorer and naturalist
Alexander von Humboldt prefigured them, the nearest equivalents to conti-
nental drift’s Alfred Wegener in the history of diffusionism were: (1) Sir G rafton
Elliot Smith, founder of the British “Heliolithic School,” centered in Manches-
ter and, later, in London and including, especially, William James Perry; and
(2) Father Wilhelm Schmidt of the University of Vienna, leading light of Aus-
tria’s Kulturkreis historical ethnology school (along with his followers Wilhelm
Koppers and Martin Gusinde).8
The German-Austrian culture historical school, in turn, had roots in Ger-
man historicism (as practiced by the nineteenth-century pioneer of cultural ge-
ography Friedrich Ratzel,9 among others, who, however, attributed intersocietal
similarities to a shared primeval culture), especially by way of Fritz Graebner
of the Berlin Museum of Ethnology and E. Foy of the Cologne Museum. The
journal Anthropos—still being published—was initiated by the Viennese ad-
herents. The term Kulturkreis (culture circle) was coined by Ratzel’s student
Introduction / 5
quetzal in Mesoamerica). The sharing of the technology to work this highly re-
calcitrant stone is striking in itself (see also chapter 26).12
sion.” The term diffusion is also employed more loosely and in a broader sense
to include carriage of culture by migration ending in resettlement (“relocation
diffusion,” “demic diffusion”) as well as by contagion.16 A “diffusionist,” then, is
someone who tends to feel that human movements, contacts, and cultural ex-
changes—diffusion in the broad sense—are more often the source of at least
detailed similarities between cultures, including cultures geographically very
distant from one other, than is local evolution.
The historian J. H. Parry, in his 1981 The Discovery of the Sea, spoke for most
scholars when he stated: “There are many tales of discoverers before Columbus;
none is impossible, but [except for some involving Norse remains in Newfound-
land,] no shred of evidence supports any of them.”17 In the following pages, we
shall see whether this kind of contention is, in fact, supportable. Inventionists
sometimes accuse diffusionists of presenting only favorable evidence and ig-
noring contrary data. Accordingly, we begin this reexamination of the question
of transoceanic contacts by looking first at the not-unreasonable intellectual ob-
jections to the notion and by seriously assessing those reservations.
— Uskonhan minä sen. Mutta olkaa hyvä ja menkää nyt pois, sillä
minulla on kiirettä työtä tässä.
Neiti tuli jonkun puolen tunnin kuluttua. Hänelle kertoi eukko taas
pojan käynnin ja näytti tilauslipun. Neiti katseli kirjoja, huomasi
saman erehdyksen kuin toimittajakin ja selitti eukolle sen pariin
kolmeen kertaan, päästäkseen hänestä erilleen. Mutta eukko ei
heittänyt; hän kertoi:
— Täällä oli äsken herra toimittaja ja hän katseli myös kirjoja, vaan
ei hän puhunut mitään toisesta Heikki Haverisesta. Niinpähän se oli
erehdys niin kuin Heikki jo arveli. Me emme ole milloinkaan jättäneet
maksamatta. Sepä nyt on paha, että on toinen Heikki Haverinen;
nehän voivat meidän nimiin tehdä velkaa ympäriinsä, ja sitte tullaan
meiltä velkomaan.
Eukko alkoi luetella, kuinka paljo heillä oli saamisia, joista saa
vetää ristin perään, ja paljo muita petoksia kaupoissa j.n.e.
Mutta eukko kiersi kyökin puolelle rouvan puheille, jolle hän selitti
juurta jaksain pojan käynnin, käyntinsä lehden konttoorissa neidin
luona, jutun tuosta toisesta Heikki Haverisesta y.m. ja että hän nyt
tahtoisi tehdä asian selväksi myöskin toimittajan kanssa. Rouva
kuunteli hartaalla osanotolla, käski vaimon odottaa ja lupasi sanoa
miehelleen, sitte kun hän viimeinkin joutuu päivällispöytään, johon
häntä on jo kauvan odotettu.
— Teidän nimiin?
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