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Natural Science in Archaeology

Christoph Siart
Markus Forbriger
Olaf Bubenzer Editors

Digital
Geoarchaeology
New Techniques for Interdisciplinary Human-
Environmental Research
Natural Science in Archaeology

Series editors
Günther A. Wagner
Christopher E. Miller
Holger Schutkowski
More information about this series at http://www.springer.com/series/3703
Christoph Siart • Markus Forbriger •
Olaf Bubenzer
Editors

Digital Geoarchaeology
New Techniques for Interdisciplinary
Human-Environmental Research
Editors
Christoph Siart Markus Forbriger
Institute of Geography Institute of Geography
Physical Geography Physical Geography
Heidelberg University Heidelberg University
Heidelberg, Germany Heidelberg, Germany

Olaf Bubenzer
Institute of Geography
Physical Geography
Heidelberg University
Heidelberg, Germany

ISSN 1613-9712
Natural Science in Archaeology
ISBN 978-3-319-25314-5 ISBN 978-3-319-25316-9 (eBook)
DOI 10.1007/978-3-319-25316-9

Library of Congress Control Number: 2017956917

# Springer International Publishing AG 2018


Chapters 1, 2, 6, 8 and 14 are licensed under the terms of the Creative Commons Attribution 4.0
International License (http://creativecommons.org/licenses/by/4.0/). For further details see
license information in the chapters.
This work is subject to copyright. All rights are reserved by the Publisher, whether the whole or
part of the material is concerned, specifically the rights of translation, reprinting, reuse of
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The registered company is Springer International Publishing AG
The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
Preface

In this book, the term Digital Geoarchaeology is to be established as a novel


approach of interdisciplinary collaboration between classical studies,
geosciences and computer sciences. It can be regarded as an intersection of
different scholarly concepts, which are combined for common benefits to
unravel cultural-historical questions at the human–environmental interface.
In retrospect, the idea of this volume began with several rather spontane-
ous collaborations between archaeologists, historians, geoscientists and com-
puter experts at Heidelberg University. Given this fruitful cooperation, it was
our wish to bring together a broader scientific audience to promote the
multilateral exchange, which ultimately led to an eponymous conference at
the Heidelberg Academy of Sciences in the end of 2013. One of the
symposium’s major outcomes was the joint intention of compiling a book
that presents an overview of some of the most illustrative, promising
applications in the field of Digital Geoarchaeology and in turn encourages
to seek a dialogue across disciplinary boundaries.
Accordingly, Digital Geoarchaeology helps bridging the gap between
different subject areas by leveraging synergies in the study of past man–
nature relationships. It should not be considered as another distinct discipline
but rather seen as an auspicious way of common research that allows to better
understand palaeoenvironmental interactions and helps to interpret them
holistically from different viewpoints.
The different case studies in this volume presented by scholars from all
over Europe clearly highlight the interdependencies and interrelationships
between archaeology, geosciences and computer sciences, which, when
considering the common scientific discourse, have not been fully explored
yet. Above all, they underline that technologies developed and used by one
particular discipline may frequently be combined with tools and
methodologies from others for mutual benefit. No matter from which aca-
demic field a specific research question may be brought up, it is always the
complementing subjects embedded in the framework of Digital
Geoarchaeology that improve insight and assist in solving the overarching
topic. As demonstrated by the examples in our book, this strategy easily
outperforms mere monodisciplinary approaches.
Taken as a whole, the case studies at hand are to be considered as best
practice and kind of idea generators, as the development of Digital

v
vi Preface

Geoarchaeology can indeed still be seen as a new phenomenon. Apart from


that, this book is particularly designed as a teaching volume intended for arts
scholars, geoscientists and computer scientists, who are interested in inter-
disciplinary research and seek insight into other disciplinary concepts and
new methodologies. We particularly hope to attract the interest of young
researchers and to encourage them to enter into a cross-disciplinary dialogue
between subjects like archaeology, computer sciences, ecology, geography,
geoinformatics, geology, history, etc. Besides offering incentives for collab-
oration, common fields of work are to be identified and discussed from
different scientific perspectives in order to learn from each other, better
understand past relationships between man and environment, protect cultural
heritage, develop new ideas for common projects, increase knowledge trans-
fer and, thus, benefit from synergy effects.
As a general introduction to this volume, the theoretical concept and
framework of Digital Geoarchaeology are described in the first chapter,
taking special account of the developments and shortcomings that can be
observed from the current scientific discourse. Subsequently, the book is
structured into four parts, based upon a division into major categories of the
most promising applications and key technologies, respectively. Each part is
introduced by a general thematic overview on the particular methodologies,
followed by several case studies that vividly illustrate the broad spectrum of
potential techniques and interdisciplinary research designs. Part I deals with
topics whose focus is on information systems and spatial analysis, while
Part II concentrates on research in the context of remote sensing and image
digital image analysis. Part III gives an insight into laser scanning
applications used for geoarchaeological questions. Last but not least, geo-
physical prospecting techniques used in multi-method approaches and com-
bined with the aforementioned applications are presented in Part IV.
Needless to say, the selection of contributions is just exemplary and does
not raise any claim to completeness. Certainly, there may be further innova-
tive approaches, which could have been considered just as well. Hence, one
of the main intentions of this book is to promote and disseminate the concept
of Digital Geoarchaeology and thereby bring together more scholars from
different disciplines interested in past human–environmental interactions. As
can been seen from all papers included in this volume, bridging disciplines
demands scholarly strength and, depending on the specific research question
to be unravelled, a profound comprehension of the counterparties. Digital
geoarchaeological research may therefore be a great challenge but offers
promising future prospects as it contributes to a better understanding of
ancient landscapes along with their forming processes.
In closing, it should not go unmentioned that this volume would not have
been possible without the assistance and support of many colleagues and
institutions. Most of all, we would like to express our sincere gratitude to
Günther A. Wagner, who significantly encouraged us to pursue our idea and
provided constant advice. Sincere thanks are due to the Heidelberg Academy
of Sciences for funding the Digital Geoarchaeology conference in 2013,
Preface vii

which substantially paved the way for this book. Special thanks go to all
authors for their contributions and willingness to make this endeavour a
success. We are also indebted to Max Kanig, who provided profound organi-
zational assistance during the editing process. Finally, a special thank you is
dedicated to Annett Büttner and the Springer team for letting us to take our
idea to the next level and giving us the opportunity to publish it in the series
Natural Science in Archaeology.

Heidelberg Christoph Siart


November 2017 Markus Forbriger
Olaf Bubenzer
Contents

1 Digital Geoarchaeology: Bridging the Gap Between


Archaeology, Geosciences and Computer Sciences . . . . . . . . 1
Christoph Siart, Markus Forbriger, and Olaf Bubenzer

Part I Spatial Analysis and Geographical Information Systems


2 Spatial Analysis in Archaeology: Moving into New
Territories . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
Philip Verhagen
3 Methods and Perspectives of Geoarchaelogical Site Catchment
Analysis: Identification of Palaeoclimate Indicators in the
Oder Region from the Iron to Middle Ages . . . . . . . . . . . . . . . 27
Armin Volkmann
4 Point Pattern Analysis as Tool for Digital Geoarchaeology:
A Case Study of Megalithic Graves in Schleswig-Holstein,
Germany . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45
Daniel Knitter and Oliver Nakoinz
5 Visual Perception in Past Built Environments: Theoretical
and Procedural Issues in the Archaeological Application of
Three-Dimensional Visibility Analysis . . . . . . . . . . . . . . . . . . 65
Eleftheria Paliou
6 Understanding by the Lines We Map: Material Boundaries
and the Social Interpretation of Archaeological Built
Space . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 81
Benjamin N. Vis

Part II Remote Sensing and Digital Image Analysis


7 Airborne and Spaceborne Remote Sensing and Digital
Image Analysis in Archaeology . . . . . . . . . . . . . . . . . . . . . . . 109
Karsten Lambers
8 Paleoenvironmental Research in the Semiarid Lake Manyara
Area, Northern Tanzania: A Synopsis . . . . . . . . . . . . . . . . . . 123
Felix Bachofer, Geraldine Quénéhervé, Christine Hertler,
Liane Giemsch, Volker Hochschild, and Michael Maerker
ix
x Contents

9 In Search of the Optimal Path to Cross the Desert:


Geoarchaeology Traces Old Trans-Saharan Routes . . . . . . . . 139
Olaf Bubenzer, Andreas Bolten, and Heiko Riemer
10 Combined Aerial and Ground-Based Structure from Motion
for Cultural Heritage Documentation . . . . . . . . . . . . . . . . . . 149
Christian Seitz

Part III Laser Scanning Applications


11 Introduction to LiDAR in Geoarchaeology
from a Technological Perspective . . . . . . . . . . . . . . . . . . . . . 167
Martin Hämmerle and Bernhard H€ofle
12 3D Laser Scanning for Geoarchaelogical Documentation
and Analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 183
Dirk Hoffmeister
13 Visual Detection and Interpretation of Cultural Remnants
on the K€onigstuhl Hillside in Heidelberg Using Airborne
and Terrestrial LiDAR Data . . . . . . . . . . . . . . . . . . . . . . . . . 201
Karl Hjalte Maack Raun, Michelle Pfeiffer,
and Bernhard H€ofle

Part IV Geophysical Methods and Data Fusion


14 An Introduction to Geophysical and Geochemical Methods
in Digital Geoarchaeology . . . . . . . . . . . . . . . . . . . . . . . . . . . 215
Apostolos Sarris, Tuna Kalayci, Ian Moffat, and Meropi Manataki
15 A Geoarchaeological Approach for the Localization
of the Prehistoric Harbor of Akrotiri, Thera . . . . . . . . . . . . . 237
Katerina Theodorakopoulou, Yannis Bassiakos,
Constantin Athanassas, Gerd Schukraft, Ingmar Holzhauer,
Stefan Hecht, Bertil Mächtle, and Günther A. Wagner
16 Merging the Views: Highlights on the Fusion of Surface
and Subsurface Geodata and Their Potentials for Digital
Geoarchaeology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 253
Christoph Siart

Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 267
List of Contributors

Constantin Athanassas Centre de Recherche et d’Enseignement de


Géosciences de l’Environnement (C.E.R.E.G.E.), Aix-en-Provence, France
Felix Bachofer Institute of Geography, University of Tuebingen, Tuebingen,
Germany
Yannis Bassiakos Laboratory of Archaeometry, N.C.S.R. “Demokritos”,
Athens, Greece
Andreas Bolten Institute of Geography, University of Cologne, Cologne,
Germany
Olaf Bubenzer Institute of Geography, Physical Geography, Heidelberg
University, Heidelberg, Germany
Markus Forbriger Institute of Geography, Physical Geography, Heidelberg
University, Heidelberg, Germany
Liane Giemsch Archäologisches Museum Frankfurt, Frankfurt am Main,
Germany
Martin Hämmerle GIScience & 3D Spatial Data Processing Research
Group, Institute of Geography, Heidelberg University, Heidelberg, Germany
Bernhard H€ofle GIScience & 3D Spatial Data Processing Research Group,
Institute of Geography, Heidelberg University, Heidelberg, Germany
Heidelberg Center for the Environment, Heidelberg, Germany
Stefan Hecht Institute of Geography, Heidelberg University, Heidelberg,
Germany
Christine Hertler Heidelberg Academy of Sciences and Humanities,
Tuebingen, Germany
Senckenberg Forschungsinstitut, Frankfurt am Main, Germany
Volker Hochschild Institute of Geography, University of Tuebingen,
Tuebingen, Germany
Dirk Hoffmeister GIS & Remote Sensing, Institute of Geography, Univer-
sity of Cologne, Cologne, Germany

xi
xii List of Contributors

Ingmar Holzhauer Institute of Geography, Heidelberg University,


Heidelberg, Germany
Tuna Kalayci GeoSat ReSeArch Lab, Foundation for Research and Tech-
nology, Hellas (F.O.R.T.H.), Rethymno, Crete, Greece
Daniel Knitter Department of Geography, Physical Geography—Land-
scape Ecology and Geoinformation, Christian-Albrechts-Universität zu
Kiel, Kiel, Germany
Karsten Lambers Leiden University, Leiden, the Netherlands
Bertil Mächtle Institute of Geography, Heidelberg University, Heidelberg,
Germany
Michael Maerker Heidelberg Academy of Sciences and Humanities,
Tuebingen, Germany
Meropi Manataki GeoSat ReSeArch Lab, Foundation for Research and
Technology, Hellas (F.O.R.T.H.), Rethymno, Crete, Greece
Ian Moffat GeoSat ReSeArch Lab, Foundation for Research and Technol-
ogy, Hellas (F.O.R.T.H.), Rethymno, Crete, Greece
Oliver Nakoinz Institut für Ur- und Frühgeschichte, Christian-Albrechts-
Universität, Kiel, Germany
Eleftheria Paliou Archäoinformatik/Computational Archaeology, Institute
of Archaeology, University of Cologne, Cologne, Germany
Michelle Pfeiffer Junior Research Group Digital Humanities and Digital
Cultural Heritage at the Interdisciplinary Center for Scientific Computing
and Cluster of Excellence Asia & Europe in Global Context, Heidelberg
University, Heidelberg, Germany
Geraldine Quénéhervé Institute of Geography, University of Tuebingen,
Tuebingen, Germany
Karl Hjalte Maack Raun Junior Research Group Digital Humanities and
Digital Cultural Heritage at the Interdisciplinary Center for Scientific Com-
puting and Cluster of Excellence Asia & Europe in Global Context,
Heidelberg University, Heidelberg, Germany
Heiko Riemer Institute of Prehistoric Archaeology, African Archaeology,
University of Cologne, Cologne, Germany
Apostolos Sarris GeoSat ReSeArch Lab, Foundation for Research and
Technology, Hellas (F.O.R.T.H.), Rethymno, Crete, Greece
Gerd Schukraft Institute of Geography, Heidelberg University, Heidelberg,
Germany
Christian Seitz Research Group “Optimization, Robotics, and Biomechan-
ics”, Institute for Computer Engineering, Heidelberg University, Heidelberg,
Germany
List of Contributors xiii

Christoph Siart Institute of Geography, Physical Geography, Heidelberg


University, Heidelberg, Germany
Katerina Theodorakopoulou Department of History, Archaeology and
Social Anthropology, University of Thessaly, Volos, Greece
Philip Verhagen Faculty of Humanities, Vrije Universiteit Amsterdam,
Amsterdam, The Netherlands
Benjamin N. Vis Classical and Archaeological Studies (CLAS) and Kent
Interdisciplinary Centre for Spatial Studies (KISS), School of European
Culture and Languages, University of Kent, Canterbury, UK
Armin Volkmann Heidelberg University, Junior Research Group
Digital Humanities and Cultural Heritage at the Interdisciplinary Center for
Scientific Computing and Cluster of Excellence Asia & Europe in Global
Context, Heidelberg, Germany
unther A. Wagner Institute of Geography, Heidelberg University,
G€
Heidelberg, Germany
Digital Geoarchaeology: Bridging the Gap
Between Archaeology, Geosciences 1
and Computer Sciences

Christoph Siart, Markus Forbriger, and Olaf Bubenzer

Abstract
Modern archaeology increasingly crosses academic boundaries by com-
bining different new methodologies in order to answer research questions
about ancient cultures and their remains. Above all, the geosciences
became an indispensable counterpart of archaeology and cultural heritage
management. As to the investigation of past archaeological landscapes and
palaeoenvironments, the term Geoarchaeology is commonly used,
representing the utilization of traditional and the development of new
geoscientific applications for archaeological purposes. In addition, com-
putationally engaged research became absolute state of the art in modern
archaeology, in geoscientific landscape reconstructions and in the
deciphering of spatio-temporal interactions between man and nature.
Despite this multidisciplinary constellation, the thematic and methodolog-
ical overlap of humanities, natural sciences and informatics is frequently
disregarded. It is beyond debate that multidisciplinary approaches, which
especially emerge at the interface of adjacent subjects, substantially con-
tribute to a better understanding of ancient landscapes, their forming
processes and the resulting cultural heritage. They allow fusing comple-
mentary perspectives for the first time and therefore go far beyond unilat-
eral research designs. Digital Geoarchaeology, which is to be established
in this chapter as a new concept for the first time, can therefore be regarded
as an intersection of disciplines that contributes to the consolidation of
different academic perspectives. It represents a novel approach in terms of
computer scientific methods combined with geoscientific know-how and
archaeological expertise to multi-methodically investigate past human-
environmental relationships. Accessing this multidisciplinary interface
helps overcome potentially restricted, monodisciplinary perceptions and

C. Siart (*) • M. Forbriger • O. Bubenzer


Institute of Geography, Physical Geography, Heidelberg
University, Heidelberg, Germany
e-mail: qb120@uni-heidelberg.de; m.forbriger@gmail.
com; olaf.bubenzer@uni-heidelberg.de

# The Author(s) 2018 1


C. Siart et al. (eds.), Digital Geoarchaeology, Natural Science in Archaeology,
DOI 10.1007/978-3-319-25316-9_1
2 C. Siart et al.

provides new forms of unbiased approaches for investigating the interplay


of man and nature. Thus, closer collaboration and dialogue across disci-
plinary boundaries will offer promising prospects for future research at the
human-environmental interface.

Keywords
Digital geoarchaeology • Geoarchaeology • Geoinformatics • Digital
humanities • Human-environmental interactions • Digital methods •
Cross-disciplinarity

1.1 Introducing the Concept Rapp and Hill 2006; for the history of the disci-
of Digital Geoarchaeology pline, see Hill 2017), who focused on deciphering
the stratigraphy, the formation or the preservation
Modern archaeology increasingly crosses aca- of an archaeological site, the development of the
demic boundaries by combining different new surrounding landscape and the potential influence
methodologies in order to answer research of environmental conditions like climate on
questions about ancient cultures and their remains. human behaviour and vice versa. However, an
On the one hand, this development is attributed to increasing number of disciplines became involved
the fact that human impact and environmental (e.g. biology, anthropology, history), so that Engel
conditions are more and more considered coherent and Brückner (2014) define Geoarchaeology more
within the context of integral landscape comprehensively as “. . . the science that studies
reconstructions. On the other hand, it is the sub- geo-bio-archives in an archaeological context by
stantial technological progress made during the also considering historical and archaeological
last decades that fostered this progression. Above data sources in its synthesis. It mainly applies
all, the geosciences became an indispensable geoscience tools in order to reconstruct the evolu-
counterpart of archaeology and cultural heritage tion and use of former landscapes and ecosystems,
management. As to the investigation of past with regard to the interactions between humans
archaeological landscapes and palaeoen- and their environment”. Hence, when considering
vironments, the term Geoarchaeology the prevailing view, Geoarchaeology sensu
(or Archaeometry, if with a broader natural scien- originali is generally regarded as an applied and
tific focus; see Reindel and Wagner 2009) is com- primarily physically oriented subject in terms of
monly used, representing the utilization of methodology and technologies used. In analogy to
traditional and the development of new the definition of Archaeometry by Wagner (2007),
geoscientific applications for archaeological it represents the interface between geosciences and
purposes. In general, this pertains to geographical archaeology and aims at contributing to the solu-
investigations and field methods (analysis and dat- tion of cultural-historical questions.
ing of geoarchives, e.g. sediments, soils, In contrast to this conventional perception, we
landforms) or geophysical prospecting like intend to go one step further by also taking
earth resistivity tomography, ground penetrating account of the digital dimension of human-
radar and geomagnetics (Sarris et al. 2018; environmental studies and thereby aim at
Theodorakopoulou et al. 2018). During the last highlighting the frequently disregarded thematic
50 years, geoarchaeological research was strongly overlap of humanities, natural sciences and infor-
influenced by earth scientists, namely, by matics (Fig. 1.1). As shown by practice, compu-
geomorphologists (Butzer 1964, 1982, 2008; tationally engaged research became absolute
Renfrew 1976; Gladfelter 1977; Hassan 1979; state of the art in modern archaeology, in
1 Digital Geoarchaeology: Bridging the Gap Between Archaeology, Geosciences. . . 3

geoscientific landscape reconstructions and in Moreover, the permanent increase in spatial res-
the deciphering of spatio-temporal interactions olution of available datasets also helps to over-
between man and nature. For instance, area- come the traditional problems of scale (e.g. Stein
wide remote sensing based on satellite imagery 1993; Schlummer et al. 2014) between
proves to be of great value for identifying surface archaeologists, who mainly work on specific
findings (Lambers 2018), laser scanning allows and spatially restricted sites over distinct
for capturing archaeological sites and findings human-related time slices, and geoscientists,
in 3D (Hämmerle and H€ofle 2018; Raun et al. who rather focus on specific environments
2018) and digital elevation models (DEM) ide- and/or landscape-forming processes. Given this
ally qualify for detecting zones of archaeological broad spectrum of applications and new research
interest and for spatially analysing and predicting designs, the rising impact of computer scientific,
the relationships between different sites (Siart digital techniques on archaeological and
et al. 2013; Bubenzer et al. 2018; Knitter and palaeoenvironmental studies becomes evident.
Nakoinz 2018). GIS, geoinformatics and com-
puter sciences, have also served as essential
tools in cultural heritage management for many
years, particularly with regard to protecting
archaeological sites (e.g. Ioannides et al. 2014).

Fig. 1.2 Schematic workflow of Digital Geoarchaeology


(modified according to Siart et al. 2013). Based on the
topic to be investigated, which is mostly brought up by
Fig. 1.1 The interdisciplinary intersection that defines archaeology itself, acquisition of different datasets is car-
the concept of Digital Geoarchaeology (DGA). While ried out. Geosciences, computer sciences and archaeology
archaeology generally determines the historical context come into play then, depending on the respective type of
and the corresponding time slice, geosciences refer to the information required for solving specific scientific
spatial and environmental dimension of studied objects. questions. The interdisciplinary interface (triangle) is
No less important is the use of computer-aided tools, characterized by data (pre-)processing in terms of desktop
particularly as to post-processing and fusion of archaeo- studies, analysis and subsequent interpretation of results,
logical and geoscientific datasets. This is why computer as well as final visualization (see Fig. 1.3 for details). This
science functions as the technological backbone in DGA. entire workflow is iterative and significantly relies on
Yet, all three domains are to be understood as equal and scholarly exchange. It leads to presentation and transfer
co-depending, even though each one may have a different of outcomes to both academia and the public—an aspect
share. Their methodological inventories can be combined of special importance, e.g. for cultural heritage manage-
in due respect of the scientific question to be unravelled ment and protection of archaeological sites, in which
(see Figs. 1.2 and 1.3 for details on workflow and many different stakeholders are to be addressed with
applications of DGA) different levels of detail as to scientific outcomes
4 C. Siart et al.

Fig. 1.3 Major work packages and examples of common procedures at the interdisciplinary interface of Digital
Geoarchaeology

The multi-method overlap associated therewith highlights at once that the initiatives are primarily
could be described best using the term Digital driven by archaeologists and computer scientists
Geoarchaeology (DGA, Fig. 1.1). Yet, when without any input from earth sciences (Fig. 1.1).
considering the status quo, comprehensive col- As almost every archaeological dataset is or can
laboration between archaeology, geosciences be georeferenced, and therefore owns a quintes-
and informatics is still rare, even though useful sential spatial attribute, allowance of profound
synergies could be generated for all parties geoscientific contribution could be an asset to
concerned. It is beyond debate that multidisci- better understand human-environmental
plinary approaches, which especially emerge at interactions during specific time slices.
the interface of adjacent subjects, substantially On the contrary, geoscientists generally need
contribute to a better understanding of ancient sound archaeological records to fully understand
landscapes, their forming processes and the landscape evolution and natural processes in
resulting cultural heritage. They allow fusing space and time. Now this is where the humanities
complementary perspectives for the first time represent a crucial component, because they help
and therefore go far beyond unilateral research to identify the human impact and its historico-
designs. cultural implications for the environment. The
Considering the common scientific discourse, Working Group on Geoarchaeology of the Inter-
the mutual benefits of integral research have not national Association of Geomorphologists (IAG)
been fully explored yet. In fact, several similar and the German Working Group on
trends and developments can be observed Geoarchaeology (AK Geoarchäologie) as part of
amongst different subjects, e.g. an increase of the German Society for Geography are only two
both the quantity and the quality of geoinformatic examples, which illustrate the increasing signifi-
applications, but almost all of them happen sepa- cance of archaeological know-how in human-
rately within narrow disciplinary boundaries. In environmental research. However, both are pre-
archaeology, for example, integration and consul- dominantly driven by geomorphologists and only
tation of geoscientific know-how is still the to a minor degree by archaeologists. Here, too,
exception rather than the rule. This fact is mainly collaboration mostly corresponds to
caused by the great progress archaeologists made Geoarchaeology sensu originali, in which
themselves in using and developing further their human impact on the environment is considered
own digital techniques over the last decades key, but joint research on the basis of digital
(Forte and Campana 2016). Digital Archaeology, applications is rare to non-existing. Vice versa,
a term that directly originates from this evolution there are also several archaeological working
(Zubrow 2006), describes these concepts best, but groups with explicit foci on computationally
1 Digital Geoarchaeology: Bridging the Gap Between Archaeology, Geosciences. . . 5

engaged research, such as Computer Applications To sum up and return to the starting point of
and Quantitative Methods in Archaeology this paper, Geoarchaeology sensu originali gen-
(CAA) (AG CAA in Germany). Most of them erally remains under the aegis of geoscientists,
are successfully promoted by archaeologists, while Digital Archaeology or Computational
mathematicians and computer scientists, whereas Humanities are mainly pursued by archaeologists
it is the geosciences that remain underrepresented and computer scientists, respectively. All of the
despite similarities in research interests and above-mentioned disciplinary interfaces (see
applications. also Fig. 1.1) have significantly evolved and
Apart from the above-mentioned domains developed their own spheres of activity during
governed by either archaeology or the the last decades, but exchange with disciplinary
geosciences, it is essential to consider the view- counterparts was and still is uncommon. The
point of scientific computing, which has also major reason might be the different scholarly
advanced into interdisciplinary spheres over the attitudes of natural sciences, computer sciences
years. Computer scientific research is often and humanities. Their prima facie distinct
linked to explicit archaeological and geospatial perceptions sometimes just originate from igno-
aspects, e.g. in the context of documentation of rance of actual parallels (e.g. with regard to
archaeological findings and the reconstruction of research topics). Besides, attention must be paid
historical sites (Schäfer et al. 2012; Var et al. to the fact that it is the methodological expertise
2013; Bogacz et al. 2015) or photogrammetric that governs but also limits the execution of
image processing (Sauerbier 2013; Kersten et al. specific research. For instance, archaeologists
2014). Referring to this, Bock et al. (2013) pres- and geoscientists gained profound IT experience
ent a broad range of interdisciplinary studies and over the years, but their knowledge is mostly
therefore introduce the term Computational very specific and does not necessarily compare
Humanities. Unfortunately, the great potential to the actual scope of expertise of computer
and benefits of scientific computing still have scientists (discrepancy between end users and
not been fully explored as to geoarchaeological developers).
investigations, even though lots of innovative Nevertheless, it is important to note, that
approaches could actually be transferred or within the framework of Digital Geoarchaeology,
adapted to other research questions. In common disciplines are meant to support each other and
practice, initial project ideas for studies at the significantly interdepend. Geoscientific know-
human-environmental interface do not originate how, for example, shall not substitute but pro-
from informatics. As the latter represents a very mote archaeological studies as for methodologies
versatile, multipurpose discipline, overarching and integration of spatial aspects (e.g. acquisition
scientific questions must be developed by of appropriate geodata, use of specific techniques
humanities or natural sciences, if human- that help assess new archaeological archives
environmental interactions are to be investigated like sediments). Geosciences may therefore
(Fig. 1.2). improve the investigation and understanding
By analogy, this predominant unilateral view, of geoarchaeological landscapes and allow
in which geoscientific input is rather neglected, unravelling the palaeoenvironmental history
also applies to many topics that fall within the comprehensively. In contrast, the historico-
scope of Digital Humanities. They can be defined cultural implications of measured values and
as transdisciplinary, computationally engaged geodata are not self-evident. They depend on
research that brings digital tools and methods to thorough interpretation, which only evolves if
the study of the humanities (Burdick et al. 2012), close exchange between disciplines is ensured.
but following Bock et al. (2013), they differ from In this regard, Maran (2007) points out the dif-
Computational Humanities as to their closer ferent levels of progress achieved amongst those
spectrum of concepts and methods applied as humanities, which focus on the relationships of
well as their stronger focus on information man and environment. While pre- and early his-
sciences. tory and earth sciences constantly approach each
6 C. Siart et al.

other and thereby integrate their viewpoints, Butzer KW (1964) Environment and archaeology: an
archaeology is still prone to considering histori- introduction to Pleistocene geography. Aldine,
Chicago
cal findings and geoscientific data in a juxtaposed Butzer KW (1982) Archaeology as human ecology;
and unlinked way. method and theory for a contextual approach.
In order to demonstrate the valuable synergies, Cambridge University Press, New York
which arise from interdisciplinary collaboration Butzer KW (2008) Challenges for cross-disciplinary
geoarchaeology: the intersection between environ-
between humanities, natural sciences and infor- mental history and geomorphology. Geomorphology
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Part I
Spatial Analysis and Geographical Information Systems
Spatial Analysis in Archaeology: Moving
into New Territories 2
Philip Verhagen

Abstract
GIS has become an indispensable tool for archaeologists to organize,
explore and analyse spatial data. In this introductory chapter, an historical
overview of the development of GIS use in archaeology is given. It
focuses on three major fields of application: site location analysis,
modelling movement and transport and visibility analysis. This state of
the art is illustrated by discussing three different case studies. Finally,
some thoughts on the future of GIS in archaeology are presented.

Keywords
GIS • Archaeological theory • Site location analysis • Least-cost paths •
Viewsheds

2.1 Introduction extremely convenient techniques for more effi-


ciently carrying out ‘traditional’ archaeological
It is now over 30 years ago that the term GIS research. However, there are also those who
was introduced in archaeology (Hasenstab 1983), maintain that the ‘spatial turn’, boosted by GIS
and it is hard to imagine how archaeologists technology, points the way to applying funda-
have ever done research without it. GIS and mentally different theoretical perspectives in
spatial analysis are now seen by most archaeology.
archaeologists as essential tools to explore, ana- In this chapter, I will give a condensed
lyse and interpret spatial data and have become overview of the current state of GIS use in
standard ingredients in many archaeological archaeology and attempt to sketch the current
research projects. GIS and spatial analysis are role of GIS and spatial analysis for archaeolog-
ical interpretation and show its potential for
changing theoretical perspectives and research
traditions, drawing on examples from recent
P. Verhagen (*) research. And lastly, I will try to look into the
Faculty of Humanities, Vrije Universiteit Amsterdam, crystal ball and set a tentative agenda for future
Amsterdam, The Netherlands research.
e-mail: j.w.h.p.verhagen@vu.nl

# The Author(s) 2018 11


C. Siart et al. (eds.), Digital Geoarchaeology, Natural Science in Archaeology,
DOI 10.1007/978-3-319-25316-9_2
12 P. Verhagen

2.2 The Position of GIS in general characteristic of emerging fields trying to


Archaeological Research establish their scientific identity.
One of the reasons why the debate on GIS has
If we would have to describe the history of the been quite tense is highlighted by Hac{güzeller
use of GIS in archaeology in a nutshell, it could (2012). She distinguishes between two views of
be summarized as a cycle of initial enthusiasm understanding the past, the representational
and proliferation in the 1980s and early 1990s, and non-representational. In the representational
followed by severe criticism and (partial) disillu- view, the past is supposed to have an objective
sionment in the late 1990s, only to be reappraised reality. This is a reality, however, that we cannot
again and rapidly gaining momentum in the late touch. For this reason we can only use
2000s, leading to its current status as an almost representations to understand the past. This
indispensable research tool—or rather methodol- leads to a dualistic approach to research,
ogy—for dealing with spatial archaeological separating, e.g. past and present and material
data. The main trends in this development and meaning. It also implies that there is a con-
have been described by, e.g. Kvamme (1999), stant search for the right medium to construct
Verhagen (2007: 13–25), McCoy and Ladefoged representations that are as faithful to ‘reality’ as
(2009), Wagtendonk et al. (2009) and Verhagen possible—and this is exactly where GIS filled a
(2012) and need not be repeated here. However, huge gap when it came to the scene in the
when reading the academic literature on the sub- 1980s. Digital cartography suddenly allowed
ject (which has the tendency of being a rather researchers (not just in archaeology) to take
slow detector of longer-term trends), we could be mapping to a much higher level and to collect
under the impression that archaeologists are still and manipulate geographical data in a much
reluctant and hesitant in their appreciation and more sophisticated way.
adoption of GIS-based spatial analysis. This is The critique of this representational viewpoint
because of its association with the theoretical is very prominent in the post-processual rejection
school of processual archaeology, with its of ‘processualist’ methods such as GIS (Thomas
underlying, naive support of scientism, and with 1993, 2001, 2004; Tilley 2004, 2008). The pre-
its emphasis on environmental determinism occupation of post-processual researchers with
(see Hac{güzeller 2012). Theoretically oriented bodily understanding as the preferred way to
archaeologists were seriously concerned about study the past, and in this way to come closer to
these issues in the 1990s and early 2000s when the mindset of human beings long dead, shows
thinking about how to deal with digital that they were looking for new ways of represen-
technologies in general. However, archaeolog- tation, albeit in a different form than what car-
ical practice has certainly moved on since then, tography and other techniques of data complexity
and currently archaeologists have generally reduction could achieve (see, e.g. Tilley 2004). It
embraced geographical database management, has however been noted before (Fleming 2006;
digital cartography and spatial analysis, if only Verhagen and Whitley 2012) that the rejection of
for reasons of efficiency. To a lesser extent, they the ‘scientific method’ by post-processualism
have also gradually adopted computer-based contradicts one of its own tenets, i.e. the explora-
modelling as a research tool, although accep- tion of multiple and equivalent views of the past.
tance here has been a lot slower, due to the fact As such, ‘scientific’ approaches can and should
that it has stood in the middle of the processual have their place in archaeological research prac-
versus post-processual controversy (see also tice, and the predominance given to narrative by
Verhagen and Whitley 2012). This is part of a post-processualists is not necessarily the best
larger debate about computing applications in way to represent the past either.
archaeology that has been described as an ‘anxi- What the early practitioners of GIS and their
ety discourse’ by Huggett (2013) and which is a critics did not perceive is that GIS and other
2 Spatial Analysis in Archaeology: Moving into New Territories 13

computer-based methods enable pluralism, 2.3 Spatial Analysis in Action


rather than enforce reductionism. Using these
tools, a multitude of representations can be cre- In the following sections, I will introduce
ated with little effort, in which there is no longer examples of the use of GIS-based spatial analysis
an easy way to distinguish between right and that I believe illustrate current research trends, as
wrong and between more and less plausible. well as its utility and limitations in practice. The
Because of this, cartography has been effectively main applications of GIS in archaeology can be
democratized, and mapping these days is, more classified into site location analysis, modelling
than ever, an exercise in (scientific) rhetoric. movement and transport and visibility analysis,
Following Hac{güzeller’s (2012) view, we and I will provide examples of applications of all
can gain much more by adopting a non- of them. In many cases these approaches are also
representational approach to the study of the used in conjunction—although we can suspect that
past, and thus to GIS. In this view, the past is this is partly because they are all available in the
not something that can be understood in a same toolbox and are therefore relatively easy to
static and definitive way, but rather something combine. Over the last few years, however, we can
that continually changes and is repeatedly see that researchers are becoming more and more
reconstructed in the present. It is therefore a interested in coupling GIS to other techniques,
plea for eclecticism in using GIS and to consider such as social network analysis, advanced statisti-
it more as a constantly changing research prac- cal methods and agent-based modelling.
tice than as a technology-driven instant solution
that can be applied to all forms of spatial data and
all archaeological research questions. It also 2.3.1 Site Location Analysis
follows that GIS-based spatial analysis and
modelling can never be a stand-alone approach, Without site location analysis, GIS might not have
but should be an integral part of what we might caught on as quickly as it did in archaeology. The
call ‘hybrid’ archaeological research—which of earliest examples of GIS-based site location anal-
course echoes the strong call for interdisciplinar- ysis can already be found in the early 1980s in the
ity in modern science. USA, and it is has never left the scene since then.
We might even go one step further and ask At the time, it met a strongly felt need for more
ourselves whether spatial analysis and modelling efficiently analysing site location preferences, a
could not be just one of many approaches, but field of study which had received an enormous
perhaps constitute a leitmotiv for doing archaeo- boost in the mid-1970s through site catchment
logical research in the twenty-first century. An analysis (Higgs and Vita-Finzi 1972; Findlow
important characteristic of computer-based and Ericson 1980). The closely related practice
techniques that sets them apart from all other of predictive modelling followed in its wake,
approaches is their ability to deal with data sets responding to a demand from Cultural Resources
that are too big and complex to handle by human Management to predict the distribution of archae-
minds. Therefore, they can be applied to all ological remains in areas under threat of destruc-
situations where we have ‘big data’. GIS can tion (Kvamme 1983, 1984; Judge and Sebastian
deal with big data that also have a spatial dimen- 1988). However, both methods quickly came
sion and in this way help to discern patterns and under severe attack when post-processual theory
to simulate theories of human behaviour over made its way into archaeology in the late 1980s
large areas. It is therefore, in all probability, the and early 1990s. To the post-processualists, site
next frontier for spatial technology in archaeol- location analysis and predictive modelling were
ogy: to move beyond the boundaries of individ- prime examples of how the processualists had
ual, site-based or micro-regional projects and to chosen to ignore the human dimension in the
have a look at the ‘big picture’. study of the past.
14 P. Verhagen

The first and foremost of these criticisms was Thirdly, site location analysis and predictive
the accusation of environmental determinism. The modelling have been criticized for being static,
comparison of site locations to various environ- and not taking into account the temporal dimen-
mental characteristics (such as soil type, slope or sion of human behaviour. Again, this is much
distance to natural resources) will inevitably more a question of the availability of suitable
favour environmental-deterministic explanations data rather than of flawed methodology—
of site location patterns (Wheatley 1993, 1996, temporal dynamics of site location patterns can
2004; Gaffney and van Leusen 1995). In fact, it only be studied fruitfully if we have sufficiently
was argued that the use of GIS even forced the reliable dating of archaeological sites and if
interpretation of site location patterns towards we have sufficiently detailed palaeogeographical
this point of view, since it could not handle reconstructions.
‘soft’ social and cognitive parameters and non- At a deeper level, this debate shows the ever-
environmental data sets were scarce or unavail- lasting struggle between the application and
able. And even when the method can hardly be development of scientific theory. We cannot
blamed for lack of data or for flawed expect a method or technique to operate in a
archaeological-theoretical perspectives on site theory-neutral environment; our choice of
location, in practice it has proved to be very diffi- research questions, study regions, methods and
cult to deal with non-environmental variables in data sets is governed by what we think we know
site location analysis, although some real progress about the past and by what we think we need to
has been made in this respect over the last decade do to expand our knowledge. So if we really did
(Whitley et al. 2010; Verhagen et al. 2013a, not think that the environment influences site
2016), also using, e.g. point pattern analysis location choice, then we would never choose to
(Bevan and Conolly 2006) and network analysis analyse it. And on the other hand, patterns that
techniques (Bevan and Wilson 2013). suggest themselves to us, for example, while
A second criticism of site location analysis is performing site location analysis, will find their
directed towards its quantitative nature: the way back into existing theoretical frameworks
results of site location analysis are typically and either reinforce or challenge established
presented as statistical tables and diagrams and opinions.
offer the perspective of extrapolating the analysis Basically, we are still looking for answers to
results to other areas in the form of predictive the question of what made people settle where at
maps—and they are therefore potentially a particular point in time. For this, site location
misleading if the data and/or theories used are analysis is not the only possible tool, but it
flawed (Wheatley 2004). In the early days, many remains a versatile, powerful and relatively
GIS practitioners were well aware of the pitfalls straightforward way to explore site location
of using and interpreting statistical analyses (see, preferences over large areas, to detect patterns
e.g. Judge and Sebastian 1988). However, the and anomalies in settlement distribution, to com-
backlash against quantitative methods in the pare these between areas and time periods and to
early 1990s led to a general distrust in the use place these in perspective together with other
of statistics and a loss of proficiency amongst sources of information.
archaeologists that is still evident in university
curricula these days. More importantly, dealing
with field survey data for site location analysis 2.3.2 Example: Long-Term
has proved to be one of the trickier statistical Settlement Pattern Dynamics
issues in archaeology, since we usually have in the South of France
little control over the representativeness of sam-
pling, and there are no established procedures Over the past 25 years, French scholars have
for dealing with uneven representation (see, worked extensively on collecting and analysing
e.g. Orton 2000; Verhagen 2007: 115–168). a large set of archaeological and environmental
2 Spatial Analysis in Archaeology: Moving into New Territories 15

data in the southeast of France, in various study therefore decided to extend the analysis protocol
areas located along the river Rhône south of of site location preferences to include
Valence and in the Provence and Languedoc non-environmental factors. For this, a distinction
regions on the Mediterranean coast. In the was made between what might be called ‘socio-
mid-1990s, considerable efforts were made environmental’ variables, in particular accessi-
within the Archaeomedes Project (Durand- bility and visibility, and ‘true’ socio-cultural
Dastès et al. 1998; Van der Leeuw et al. 2003) variables. These include the influence of long-
to develop a protocol for site location analysis term occupation (‘memory of landscape’) on site
that could be applied to all study regions and that location preference and the position of
would allow to make long-term and cross- settlements in networks.
regional comparisons of location preferences of Modelling of accessibility through so-called
rural settlement in the period from 800 BC to cumulative cost paths (Verhagen et al. 2013a)
800 AD. This protocol was based on three impor- was somewhat inconclusive, with little discern-
tant principles: ible direct influence on site location patterns. The
importance of ‘memory of landscape’ for new
• The establishment of a standardized hierarchi- occupation, however, was clearly demonstrated
cal classification of archaeological settlements in two study regions in the south of France
• The selection of a reduced number of relevant (Verhagen et al. 2016; Fig. 2.1). These results
environmental variables for analysis that show that it is possible and desirable to include
could be standardized for all regions more sophisticated and archaeologically
• The analysis of not just the location of the site informed parameters into site location analysis,
itself but also its immediate surroundings especially when environmental factors are not
very good predictors.
The results of the site location analysis clearly
showed how the rhythms of occupation and
abandonment of settlement changed between 2.3.3 Modelling Movement
study areas and over the southeast of France as and Transport
a whole. This pointed to a different story for in
particular the Late Roman ‘agricultural crisis’ One of the techniques offered by GIS that has
than was previously assumed. Instead of a politi- attracted much interest in archaeology is least-
cal and economic crisis coupled to land abandon- cost path analysis (see, e.g. Bell and Lock 2000;
ment and environmental degradation, it reflects a Llobera 2000; Bell et al. 2002; Fábrega-Álvarez
process of restructuration and stabilization of the and Parcero-Oubiña 2007; Zakšek et al. 2008;
settlement pattern, in which settlement is Murrieta-Flores 2014). It is a method to find the
contracting into fewer locations, but not neces- optimal path between two or more locations. In a
sarily exploiting smaller areas (Favory et al. landscape that is characterized by differential
1999; Fovet 2005). accessibility, finding the most efficient route is
At the time, performing the necessary a non-trivial task that requires determining the
calculations was a considerable task. The method trade-off between distance travelled and
however proved successful enough to be obstacles on the route. These obstacles can be
repeated in various other areas in France during of a physical nature, like steep slopes, water
the Archaedyn Project (Gandini et al. 2012), with bodies or vegetation hindering free movement,
similar outcomes. Invariably, the site location thus making detours potentially more attractive
analyses showed a different story of occupation than taking the straight line. But we can also
pattern dynamics than was previously assumed think of obstacles of a social nature, such as the
on the basis of local studies. However, the analy- presence of enemies, toll roads or even taboos on
sis was limited to a comparison of environmental entering certain areas. And in some cases, inter-
preferences. Verhagen et al. (2013a, 2016) mediate locations may need to be visited in order
16 P. Verhagen

Fig. 2.1 Land use heritage


map of the Argens-Maures
region (Var, Provence,
France) for the first century
AD, with archaeological
sites. ‘Existing settlements’
are locations already
occupied in the first century
BC, with continuing
occupation in the first
century AD. Source:
Verhagen et al. (2016)

to go from A to B, for example, because there is accumulated cost surface can also be used to
water, food, firewood and/or shelter available. find the area that can be reached within a certain
Tools for finding the most efficient route are amount of time (or by spending a maximum
implemented in all GIS software. First, a cost amount of energy). This is often used to
surface is defined that determines the costs of analyse the size, location and environmental
crossing one grid cell, usually specified in time characteristics of site territories (see, e.g. Robb
or energy units spent. Slope is amongst the most and Van Hove 2003; Ducke and Kroefges 2008;
common cost factors considered, and a number Whitley et al. 2010). Alternatively, we can also
of methods have been developed to determine determine cost surfaces calculated from all
movement costs associated with slope (Herzog locations on a raster map and combine these
2013). Different types of costs (monetary, social) into what has been called a total accessibility
could be included as well, but this will make map or potential path field (Llobera 2000;
things more complicated since we then cannot Mlekuž 2014). These can be used to analyse the
use the same cost units anymore. An relative accessibility of a certain location.
accumulated cost surface is then created from a The definition of the cost surfaces is seen as
starting point, using Dijkstra’s (1959) algorithm the main obstacle in least-cost path modelling.
or one of its variants, which will provide the cost Even in the simplest case, when we only take into
distance from the starting point to every grid cell account the effect of slope on movement speed,
in the study area. Finally, we can then determine there are a number of complex issues to be dealt
the least-cost path between the starting location with, including the accuracy and level of detail of
and any other location, giving us some idea on the digital elevation models used (see Llobera
where transport and movement may have taken 2000; Ejstrud 2005; Zakšek et al. 2008; Gietl
place (see, e.g. Van Leusen 2002: 308–329; et al. 2008; Herzog 2013), potential changes in
Howey 2007; Zakšek et al. 2008). The topography since prehistory and the ability of
2 Spatial Analysis in Archaeology: Moving into New Territories 17

humans to overcome topographical constraints 2.3.4 Example: Modelling Transport


by using technological solutions, such as paving and Movement in the Dutch
or building bridges. Furthermore, different Roman Limes
modes of transport can lead to different optimal
paths: carts carrying heavy loads will have In a recent paper, Groenhuijzen and Verhagen
more difficulty negotiating steep slopes (see, (2015) present a method to combine LCP and
e.g. Bevan 2013). And lastly, route networks SNA in an attempt to model local transport and
will develop dynamically, depending on the movement in the Dutch part of the Roman limes
already existing route and settlement networks (the border of the Roman Empire). The Kromme
in the region and period of study (Fovet and Rijn study area is located on the south bank of the
Zakšek 2014). The optimal path in such a situa- river Rhine, where differential accessibility is
tion may not be the one that takes least time or mainly due to differences in wetness: the
energy, but one that (also) uses the existing low-lying floodplains are more prone to flooding
infrastructure. than the levees, and thus movement is spatially
In practice, therefore, least-cost path analyses constrained by the location of palaeo-channels in
have only been moderately successful in the area. By combining data from physiological
reconstructing past routes and movement (see, experiments and specifying different costs for
e.g. Bell and Lock 2000; Becker and Altschul different modes of transport (on foot—unbur-
2008; Fiz and Orengo 2008; Verhagen and dened and burdened—and by mule cart), it was
Jeneson 2012). Furthermore, validation of the possible to create LCP models connecting all
models will be problematic in most cases since Roman settlements in the area for different
most prehistoric roads are difficult to detect—if modes of transport and for different time slices,
they have survived at all. Mixed results have departing from a detailed palaeo-geographical
been reported as well by researchers who reconstruction and a comprehensive site data-
modelled ‘natural’ travel corridors as variables base. Since the focus was on local transport, the
for site location analysis (Whitley and Hicks connections between settlements were only taken
2003; Whitley and Burns 2008; Murrieta-Flores into account if they were less than 20 min
2012; Standley 2015; Van Lanen et al. 2015). travelling (approximately 1.5 km) apart.
This would lead us to suspect that ‘natural’ The modelled networks indicate a strong pref-
accessibility is a more important factor for locat- erence for movement on the levees (as expected)
ing new routes, rather than for locating new and show different patterns for different modes
settlements per se. The application of least-cost of transport. This is especially clear when SNA is
path modelling is therefore more fruitfully seen used to analyse the importance of the connec-
in the light of hypothesis development and test- tions. Betweenness centrality, which measures
ing of where people might have moved in the the number of times a node has to be passed in
past and what factors may have been influencing order to go from one place to another, is a good
movement and transport. indicator of the importance of a node in a trans-
More recently, it is acknowledged that social port network (Fig. 2.2).
network analysis (SNA) techniques can be The analysis results indicate that the sites
helpful to better understand the interaction showing signs of higher status (as derived from
between settlements and other transport nodes the presence of stone building remains) are rela-
and to analyse patterns of communication at the tively well connected, which might indicate that
regional scale (Verhagen et al. 2013b; Fovet and their position in the network may have
Zakšek 2014). Thus far, however, combining contributed to them becoming more important
SNA and LCP modelling is still a complex task, during the Roman period. It is also noteworthy
since existing SNA software solutions are not that the network configuration, as well as the
integrated with GIS. importance of settlements, changes with different
18 P. Verhagen

Fig. 2.2 Betweenness centrality measurements of Early Roman sites in the Kromme Rijn area, the Netherlands, based
on least-cost paths calculated for mule cart transport. Source: Groenhuijzen and Verhagen (2015)

modes of transport, since the options for mule that originated outside archaeology, where it is
cart transport are much more limited than for used in particular for siting military and
movement on foot. telecommunications facilities. Archaeology
Furthermore, the military limes road, located however is quite unique in how it has used visi-
close to the Rhine, and which has been the sub- bility analysis—and it is probably the nearest that
ject of most research on transport in the Dutch GIS can come to representing bodily experience,
limes, is not very important as a connection by determining what places and objects can be
between settlement sites. Obviously, this road seen from a particular vantage point (Tschan
did serve to connect the castella on the Rhine, et al. 2000; Llobera 2003; Fitzjohn 2007).
but the lack of settlements on the Rhine banks In essence, visibility analysis starts by deter-
means that it may not have been used frequently mining the line of sight between two locations,
for local transport; the castella and adjoining vici by comparing the elevation of location A to the
were therefore peripheral to the local transport elevations encountered on a straight line to loca-
network. tion B. If there is no higher elevation obstructing
the view, then B can be seen from A. In this way,
it is possible to calculate, for each and every grid
2.3.5 Visibility Analysis cell in a region, which cells within a certain
neighbourhood can be seen: this is the cell’s
The third major branch of GIS methods that viewshed. These viewsheds can then be com-
made its way into archaeology is the calculation bined to obtain cumulative (Wheatley 1995) or
of lines of sight and viewsheds. It is a technique even total viewsheds (see Llobera 2003), which
Another random document with
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"How do you come on, my dear?" she asked. "I'll hear you
now."

"Ma, my head aches so dreadfully."

She looked directly in his eyes.

"It does truly, ma; I began right earnest, Aunt Sarah will tell
you, but—"

There was something in her face which prevented him from


going further.

"Where does your last lesson commence, my dear?"

He reluctantly pointed out the page.

"Let me hear how well you can play it."

"O Frankie!" she exclaimed, after he had touched a few


chords. "What will your teacher say?"

"I couldn't play with such a bad headache, ma."

"Well, you may go to your room now, and lie down, while I
carry the yarn to Nancy."

Frank sprang from the stool with an eagerness which


surprised them, exclaiming,—

"Can't I go nutting, then?"

"Of course not. Take off your clothes and go to bed till I
return."
CHAPTER IV.
FRANKIE'S NEW LESSON.

IN the afternoon, Mrs. Colvin went with her sewing to the


nursery, where Frankie was still in bed. Nurse had carried
some bread and milk to him there.

Tony was on the bed, too, and the boy was amusing himself
with hiding his pocket-handkerchief under the sheets and
telling her to find it.

"Is your head better?" asked his mother, seating herself


near him.

"It felt better right off, as soon as I stopped playing," he


said, earnestly.

"I was very sorry that you could not enjoy your favorite
pudding, my dear. Cook said she made it on purpose for
Master Frank."

"Did she have that nice, foaming sauce, ma?"

"Yes, it was very nice."

Frankie's face flushed, and then with a start, he covered his


head with the pillows to hide his tears. At last he said,—

"I think you might have given me some, ma."

She made no answer; and presently he recovered himself


and began his play with Tony again.
He hid the handkerchief here and there, now under the
pillows, and then beneath the tick, when he would say
authoritatively,—

"Go find it, Tony!" and she instantly obeyed.

"She is a very good dog," at last the lady remarked.

"Yes, ma, she minds me real quick. Sam Lambert has a


dog; and he tried to make the boys believe that Fox—that's
his name—was smarter than Tony."

"I saw him once. Sam had a stick and he threw it away and
told Fox to get it; but the lazy thing never stirred. He just
whisked his tail and stood still. I wouldn't have such a dog.
Now see, ma, how quick Tony minds me."

He hid the handkerchief again, for the twentieth time, and


then said, "Find it, Tony;" and she instantly darted here and
there, pulling the pillow up with her teeth.

"I see, Frankie; and I think I know a little boy who could
learn a good lesson from his dog."

"Learn from a dog, ma?"

"Yes, indeed! Don't you remember how Solomon, the wisest


man, told us to go to the ant, and learn industry and
perseverance? We can learn many lessons from animals, if
we notice their particular traits."

Frank looked very thoughtful for a few moments, and then


said, frankly,—

"I'm sorry, ma, I didn't obey you better. I acted just like
Sam Lambert's Fox. I didn't think of that before."
Mrs. Colvin leaned over the bed, and kissed her boy.

What do you suppose she was thinking of? She was


thanking God, who had put it into Frankie's heart to confess
his sin.

"Why, ma," the boy went on, "if Tony had acted that way,
when I told her to do something,—I mean if she had fooled
away her time,—I should have got a stick and whipped her.
Why didn't you whip me, ma?"

The lady smiled, as she said, "I preferred to punish you by


sending you here, and giving you time to reflect; and I
rejoice that you have learned so good a lesson from your
pet. Obedience, prompt, cheerful obedience, is the best
foundation for a good character. You see what a nuisance
Tony would become if she did not obey you; and there is no
sight more dreadful to good people, than an unruly,
disobedient child. Such a one is sure to grow up
disregardful of the laws of God and man, and very often
ends his days in a prison, or on the gallows."

"But now I want to talk with you about your music. You can
remember how very anxious you were to learn, and how
many promises you made to practise regularly. Your father
is very fond of music, and cheerfully paid the twenty-five
dollars, which Mr. Lenox asks for teaching you."

"But, ma," urged the boy, "I didn't know how it would make
my fingers ache. If I could play nice marches like Etty
Bowles, I'd like it first-rate."

"Etty began when you did, Frankie; and I dare say her
fingers ached till they became accustomed to the motion. If
you persevere, you will soon be able to play marches. Every
lesson you learn thoroughly is a good step in advance. You
know how easy your first lessons have become."
"Oh, yes, ma! I can diddle 'em off tip-top." He laughed
merrily, as he began to practise with his finger on Tony's
back. Presently, he said,—

"Ma, if you'll let me get up, I'll play steady at it. I'll try to
obey you just as nice as Tony does me. Wont I, doggy?"

"I'd like to see you doing that," replied ma.

Frankie lost no time in tumbling out of bed, followed by


Tony, who seemed, by her joyful bark, to think that his
young master had got into the right track again.

I wish you could have seen the boy as he splashed the


water over his face and head. There was a look of resolution
on his countenance which his mother was very much
pleased to see.

"Come, ma! Come, Tony! Now you'll hear some playing!"


And down he ran, happier than he had been for many a day.

When he was in the right humor, it only took one minute to


find his place, arrange the stool, and seat the dog in a chair
near him.

"It looks awful hard, ma," he said; "but I'll do it." So he


began, slowly at first, picking out the chords of one line and
then repeating the strains until it became familiar. Then he
went on to the next, until he was himself surprised at his
success.

"Bravo! Bravo! My dear child," exclaimed his loving father.


"I doubt whether I could play better myself."

Frankie jumped. "Why, pa, I didn't know you were here.


Stop a minute, please, and hear how nicely I have learned
my whole lesson."
"How long do you think you have been practising?" asked
his mother, kissing him.

"I don't know, ma; I never once thought of the time."

"One hour and twenty minutes. You have done well, my


dear child."

"And my fingers don't ache at all. They only feel stiff a little.
Now, ma, I feel as if I could dance, I'm so very glad. But
wont Mr. Lenox be surprised, though? He'll say, 'Frankie
Colvin, take your place on the stool;' and he'll frown and be
all ready to scold when he finds I haven't practised the last
lesson. Oh, it will be fun to see him!"

"Why, Frank," said his father; "you dance and hop about for
all the world like Tony."

"I'm so happy, pa. This dear little doggy has given me one
good lesson, and I love her better than ever," he added,
hugging the faithful creature.

"It is a lesson," said his mother, gravely, "which I hope you


will remember as long as you may live. Prompt, cheerful
obedience, in the performance of duty, makes old and
young happy. Now, my darling, you shall take a walk with
me; and then it will be time for tea."

CHAPTER V.
THE STOLEN DOG.
ONE day, Frankie was going an errand for his mother; and
Tony, of course, was following closely at his heels, when he
heard the sound of a hand-organ down a lane, and he ran
to find it.

The organ-grinder had a box with dolls dressed in lace,


dancing and bowing in the funniest manner. There was a
crowd of boys around him, who were laughing merrily at
the novel sight. Frankie laughed, too. Indeed, I don't think
one of the boys enjoyed it more than he did.

By and by, he thought of his errand, and was frightened


when he found he had lost the package of thread for which
his mother had sent him to the store. He looked on the
ground near the place where he had been standing; but it
was nowhere to be seen, neither could it be found.

Then he looked behind him for Tony; but she, too, was
missing. He called, loudly, "Tony! Tony!" But there was no
answer back.

"I saw a dog running off that way," said a boy, pointing in
the direction of Frankie's home. "I guess that was your
dog."

Frankie looked in the boy's face, and, child though he was,


he knew it was not an honest one; then he started off for
home, resolved to tell his mother the whole story. The fright
about Tony had made him very warm; and he put his hand
in his pocket to find his handkerchief to wipe the
perspiration from his forehead. But to his surprise, his
handkerchief had followed Tony and the package.

He ran now as fast as he could go, looking in every direction


for the lost dog, and calling, "Tony! Tony! Good doggy!"
When he reached home, his mother was standing at the
door, and she wondered to see him so flushed, and that the
dog was not with him.

"O ma!" he began. "Have you seen Tony, and my


handkerchief? and your thread is lost, too!"

Half crying, he told his mother what had occurred, at the


same time running from room to room in search, for the
dog.

Mrs. Colvin was soon convinced that Tony had been stolen.
She told Frankie to sit down and cool himself; and then she
sent Edward to a neighbor, who was a constable, to ask him
what they should do.

Unfortunately the man was not at home; and they were


obliged to wait until night, when Captain Colvin returned
from the city.

Poor Frank cried until his head ached, and could not eat a
mouthful of dinner. He kept saying, "Oh, I wish I hadn't
gone down the lane! I'm afraid they'll kill Tony, or starve
him to death."

Captain Colvin accompanied the constable to the lane,


where there were a number of shabby tenement houses;
but nobody had seen the dog, or knew anything about her.
At a late hour, he returned home, and found Frankie had
cried himself to sleep.

The next morning, advertisements were put up at all the


principal stores, at the post-office, and the depot; but that
day and the next passed without any news of poor Tony.

"I know she's dead," said poor Frankie, who now looked
really ill. "I know I shall never see her again."
A fresh burst of grief prevented him from saying more. He
laid his arm on the table and cried as if his heart would
break.

His mother tried to soothe him, when suddenly she heard a


feeble whine at the gate.

Frankie heard it, too, and ran quickly across the room to
open time door. There stood poor Tony, with the lost
handkerchief between her teeth. She had grown so thin that
she could hardly stand, but tried to crawl forward to her
young master's feet.

With a scream of joy, Frankie lay down on the floor by her


side and, patting her, covered her with kisses.

Mrs. Colvin rang the bell, and sent nurse for some food for
the poor, starved creature.

"We must feed her very cautiously at first," she said, as her
boy began to cut the meat from the bones. "Let her eat but
a little now, and give her more at the end of an hour."

"I wish Tony could tell where she has been. I'd get the
constable to put the people in prison, for treating her so.
Look, ma! Here is the rope they tied her with. I do believe
the good creature gnawed it off, and ran away!"

Tony seemed to understand what they were saying, for she


tried to bark; but she had not strength, and, instead, made
such a mournful sound, that Frankie's tears began to flow
again. He brought a soft cushion for her to lie upon, and
soon had the pleasure of seeing her enjoying a refreshing
nap!

Toward the close of the day, cook came into the parlor and
told her mistress that there were two boys at the end of the
garden, and she had overheard them talking about the dog.

Mrs. Colvin at once sent the hired man to bring them to the
house. But the boys saw him coming and ran away,
laughing, and shouting loudly, "Catch me if you can."

The man said he knew the boys, and that they were none
too good to steal a dog.

When Mr. Colvin came home, he thought it was best to let


the constable know that he had found out the names of the
thieves. When he reached the gentleman's house, he found
out that the two boys had already been detected of crime,
having only an hour before been arrested for stealing goods
from a store, and were now on their way to the county jail.

When Frankie heard this, he lavished more caresses on his


pet, and told her she was safe now.

CHAPTER VI.
TONY'S LOVE FOR HER MASTER.

I AM sure the little boys and girls who read this, will be glad
to know that good care, nourishing food, and Frankie's
caresses, at last restored Tony; though it was a long time
before she could run and jump as she had before. It was
quite affecting to see her try to spring after Frankie's ball
when he bid her bring it to him. She would seem to forget
for a moment how feeble she was, and then, quite
exhausted, she would lie down puffing and panting for
breath, but keeping her eyes on her master as if to say, "I
would obey you, if I could."

Then Frank would blame himself for telling her to do it; and
he would ask her pardon, and kiss her over and over again.
Oh, they were very good friends, indeed!

Frankie's school was about a quarter of a mile from the


house. Before Tony was stolen, she used to go with him
until they were in sight of the school-house, and then
scamper back as fast as she could go; but now Tony was
not allowed beyond the gates.

The faithful creature seemed to know when it was time for


Frank to come home. The first day she could crawl down the
yard, she stationed herself where she could see far down
the road, and at the first glimpse of his figure, began to
bark out her welcome.

One day, for whispering, he was kept after school was


dismissed. Tony watched and watched, and, after Eddy
came home, showed great impatience. She even stole
through the gate, and walked cautiously toward the school-
house.

At last Frankie came in sight, not running and jumping as


usual; but walking slowly, with his handkerchief at his eyes.

Tony was sure, now, that something was the matter. She
sprang up, licked his hand, and tried, in every way that a
dog could try, to show her sympathy.

Frankie was a proud boy; that is, he would not like anybody
to know that he had been punished, and was crying for it;
but he didn't mind telling his troubles to Tony.
"It was real mean of the master," he began, "to ferule me
for just saying one word. Sam Lambert asked me to lend
him my new ball; and I said it was at home. Master
punished me; but Sam got nothing but praise."

Tony had the poor, swollen hand now, and was kissing it
with all her might.

"Well," Frankie went on, "after all, I had rather have a good
whipping every day, than to lie as Sam does. The master
will find him out some time; and if he don't, God sees him.
I'd be afraid ever to go to sleep, if I was such a liar."

They were now nearly home, and Frankie concluded to wet


his handkerchief at the pump and wipe his eyes before he
presented himself in the parlor.

Tony stood by, looking very wishful; and then they went in
together. During all the intermission, Tony did not leave her
master a minute; but watched him closely, every now and
then standing on her hind feet to lick his hand.

When the boy started to go to school, she held the skirt of


his coat in her mouth as if she were afraid he would be hurt
again.

"Frankie Colvin, you may walk up to the desk," called out


the master, when all the boys had taken their seats.

Poor Frankie began to tremble, but instantly obeyed.

"Samuel Lambert, take your place by his side."

"Now," continued the teacher, "I wish you, Samuel, to tell


me exactly the words Frank Colvin whispered to you this
morning."
"I can't remember exactly, sir." Sam's face was as red as
fire.

"You may tell, Frank."

"He said, 'Will you let me take your new ball at recess?' and
I told him that I had left it at home."

"Yes, those were the words. I can believe you, Frank, for I
have never known you to tell a lie. You may take your seat."

"Now, Samuel, let me tell you, that I heard you boasting to


the boys that you got off from a whipping by a nice little
white lie as you called it. There are no white lies. Every lie
is, in God's sight, black; and he has told us how he will
punish liars who do not repent and forsake their sins. You
broke the rule of the school by whispering to your
companion, and thus tempting him to answer; and you
have done what was far worse, and broken God's holy law.
You denied that you had whispered, and bore false witness
against your neighbor. How mean for you to sit by and see
him punished for an offence which you had led him to
commit! I am distressed that I have such a scholar, and
shall be compelled to punish you as you deserve."

He then took a ruler from his desk, and punished Samuel on


both hands,—the boy yelling with all his might, while poor
Frankie laid his head on the desk before him and cried.

When Sam returned to his seat, he raised the cover of his


desk to screen his burning cheeks. He was very, very angry;
and, if he had dared, would have been glad to knock
Frankie down for daring to tell the truth against him.

It was very hard for the good boy to study his lesson, while
his seat-mate was muttering so angrily behind the cover;
but, remembering his victory over himself with his music
lesson, he bent his whole mind to the task, and soon
learned all the map questions in his geography lesson.

The class was called to recite directly after recess; and


Frankie was standing in front of the teacher, when he heard
a familiar bark, and suddenly Tony bounded into the room
and rushed up to him.

Then there was a knock at the door, and presently Colonel


Jameson and Mrs. Colvin walked in and took seats on the
platform.

You can easily imagine how glad Frankie was that he had
learned his lesson so perfectly. He stood very erect, his eyes
sparkling, his cheeks rosy-red, and was ready with every
answer, the moment the question was asked.

"Your class appears uncommonly well," remarked the


visitor. "I am glad to see that a little friend of mine is so
studious."

"Bow! Wow! Wow!" barked Tony. "So am I, — so am I."

Mrs. Colvin smiled and was very happy. Nothing makes


mothers so happy as to have their children do well.

CHAPTER VII.
CONCLUSION.
WHEN the classes had all recited, the visitors took their
leave, Mrs. Colvin asking permission for Frankie to
accompany them home, as their friend would remain only
one night.

So they all left together, Frankie turning, as he went out, to


make a bow to his master. Tony thinking, I suppose, it was
the rule of the school, turned round also, and made such a
funny little motion with her head as set the whole school
laughing.

I need not tell you that our little friend felt very happy.
Instead of walking along steadily with his mother and the
colonel, he and Tony had a chase, here and there, every
minute or two returning to the side of their friends.

Before they were half-way home, he determined to tell his


mother all that had occurred at school, ending with, "It's
bad enough to be whipped for whispering, ma; but if I had
been talked to before the school for lying, I should have felt
so mean, I never could have shown my face there again."

"And that is not the worst of it, my dear son," said the lady;
"the exposure before the school was mortifying, to be sure;
but that is nothing compared to the displeasure of our
heavenly Father. There is no sin which appears to good
people more mean and despicable than lying, and there is
none which God abhors more."

"Well, mother," said Frankie, "I'm resolved I'll never, never


tell another lie. You know I haven't told one for a long
time."

"May God help you to keep so good a resolution!" said


Colonel Jameson, very solemnly, laying his hand on the
boy's head. "Be truthful and obedient, and you will not only
have the friendship of all good people; but God, your
heavenly Father, will reward you with his favor."

Tony, at this, sprang into Frankie's arms, and laid her head
on his breast.

Colonel Jameson smiled as he saw the little boy lay his


cheek against Tony's nose. He loved Frankie for the kind
care he took of the dog. After a while he asked,—

"Frankie, can you guess what brought me out here to day?"

"No, sir."

"I came to get permission for you and Tony to go with me to


the sea-shore. There is nice bathing there."

"Oh! Oh!" screamed the boy. "I'm so glad. May I go, ma?"

"Yes, dear. I have consented, on condition that you never go


near the water, unless in company with Colonel Jameson."

"I never will, ma. I'll do everything he says. Oh, wont I


have a good time! Say, Tony;" and he hugged the dog
tightly in his arms. "But when are we going, Colonel
Jameson?"

"On Monday morning. I shall come from the city in an early


train; and you will meet me at the depot. Your mother has
promised to fit you up in a bathing-suit, and I will provide
fish-poles."

Frankie sprang up the floor, clapping his shouting with


delight,—

"Thank you, ma, for letting me go. I mean to be a real good


boy after this."
Col. Jameson, Frankie, and Tony going to fish.

It was now Friday; but immediately after the Colonel left,


the young boy insisted that it would be safer to pack his
clothes and have everything in readiness for a start. He ran
to the attic to bring a small valise, and asked his father's
permission to take it.

An hour later, his mother entered his chamber and found


the floor covered with caps, boots, shoes, books, balls, etc.,
etc.

"Why, what is this, Frankie?" she asked.

"I can't get all my things in, ma," said the boy, in a
desponding tone.

"You will only want one change, my dear, besides your


bathing clothes, and that, with some clean collars, a comb
and brush, and plenty of dry socks, will be all that you will
need."

"Would you carry Tony's new suit, ma? I wish I could; she
does look so funny in it."

"I think there'll be room in the valise."

"How kind you are, ma!" Frankie jumped up and gave his
mother a warm kiss.

Monday morning came at last; and the little fellow,


determined to be in season, had privately engaged cook to
wake him as soon as it was light. To his mother's great
surprise, he walked into her chamber, just as the clock was
striking five, all dressed for his journey.

It was still two hours before the train would leave the city;
and Mrs. Colvin tried to persuade him to return to bed; but
his father laughed and said,—

"Let him stay up if he wishes."

At eight o'clock, he met Colonel Jameson and started off in


high glee. At the end of a week, he walked into the sitting-
room with Tony at his heels. His face was as brown as a
nut; but he exclaimed, as he kissed his mother,—"I've been
a good boy, ma; Colonel Jameson told me to tell you so."
*** END OF THE PROJECT GUTENBERG EBOOK FRANKIE'S
DOG TONY ***

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