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Textbook Plasma Cell Neoplasms A Morphologic Cytogenetic and Immunophenotypic Approach 1St Edition Michael A Linden Ebook All Chapter PDF
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Plasma Cell Neoplasms
Michael A. Linden • Robert W. McKenna
Editors
1 3
Editors
Michael A. Linden Robert W. McKenna
Department of Laboratory Medicine Department of Laboratory Medicine
and Pathology and Pathology
University of Minnesota University of Minnesota
Minneapolis Minneapolis
MN MN
USA USA
Plasma cell neoplasms, including plasma cell myeloma, did not start to appear in
the medical literature until the 1840s [1]. In 1847, Dr. Henry Bence Jones described
the features of a urine precipitate in a patient that likely had plasma cell myeloma
[1]. Nearly 100 years later the field was revolutionized by the invention of immu-
noelectrophoresis (1953) and immunofixation (1964) [1]. These tools improved the
way in which plasma cell neoplasms are diagnosed and monitored. In the last 20
years, there have been remarkable changes in the treatment approach to myeloma
patients, including bone marrow transplantation and innovative chemotherapy (im-
munomodulatory drugs and proteasome inhibitors), that have increased the median
survival of standard risk patients to greater than 10 years [2].
This book is primarily intending for a pathology audience, including trainees
and practicing pathologists. While these neoplasms may comprise a minority cases
in our practices, improved patient outcomes means that we are continuously see-
ing a greater proportion of bone marrow biopsies from patients with a diagnosis of
plasma cell neoplasm. Moreover, as new ancillary diagnostic testing is continuously
introduced to our practice, it is important for us to be familiar with the right tools
to make an accurate diagnosis and to guide our clinician allies on test utilization.
There are multiple pieces of data necessary to render a diagnosis of plasma cell
neoplasm and to provide important prognostic and predictive information. These
data include clinical findings, laboratory data, morphologic features, immunophe-
notype, and cytogenetics. The first two chapters of this book approach how we
detect and enumerate paraproteins, by electrophoretic and/or immunoturbidimetric/
nephelometric methods. Next, we review how a careful bone marrow examination
is a key component of the diagnosis, often with the aid of immunohistochemical
stains. Building on the first three chapters, we next look at the current 2008 WHO
classification of plasma cell neoplasms, including monoclonal gammopathy of un-
determined significance, solitary plasmacytoma, primary amyloidosis, and plasma
cell myeloma [3]. Chapters 5 and 6 provide an overview of cytogenetic and flow
cytometric features of plasma cell neoplasms, and their role in diagnosis and prog-
nosis. The final two chapters may be the most important—while this book is pri-
marily intended for pathology trainees and practicing pathologists, it’s important to
recognize that patients and clinicians depend on our timely, high quality diagnoses
v
vi Preface
to guide care. Chapter 7 will give a perspective on how a clinician would approach
the treatment of a patient with a plasma cell neoplasm, and Chapter 8 will provide
guidelines for how pathologists can most effectively summarize and communicate
their findings in a diagnostic report.
1. Kyle RA. Multiple myeloma: an odyssey of discovery. Br J Haematol.
2000;111(4):1035–44.
2. Rajkumar SV, Gahrton G, Bergsagel PL. Approach to the treatment of multiple
myeloma: a clash of philosophies. Blood. 2011;118(12):3205–11.
3. Swerdlow SH, Campo E, Harris NL, Jaffe ES, Pileri SA, Stein H, et al. WHO
classification of tumours of hematopoietic and lymphoid tissues. 4th edn. Lyon:
International Agency for Research on Cancer; 2008.
Index������������������������������������������������������������������������������������������������������������������ 151
vii
Contributors
Jonathan R. Genzen
Introduction
Immunoglobulins
Protein electrophoresis can provide valuable information regarding serum and urine
proteins in both health and disease. One particularly important use in clinical prac-
tice, however, is in the detection and monitoring of monoclonal immunoglobulins.
J. R. Genzen ()
Department of Pathology, University of Utah School of Medicine/ARUP Laboratories,
500 Chipeta Way, Mail Code 115, Salt Lake City, UT 84108, USA
e-mail: jonathan.genzen@path.utah.edu
© Springer International Publishing Switzerland 2016 1
M. A. Linden, R. W. McKenna (eds.), Plasma Cell Neoplasms,
DOI 10.1007/978-3-319-10918-3_1
2 J. R. Genzen
Antibody diversity, including antigen specificity and affinity, is the result of a re-
markable process of somatic gene recombination, hypermutation, and class switch-
ing [1]. The result of this diversity is vast combination of circulating antibodies
directed against a wide range of targets. There is typically not a single predominant
antibody clone in normal individuals. During antigen exposure, infection, and/or
inflammation, many new antibody clones may arise. This is a natural part of im-
mune defense in primary (initial) and secondary (subsequent) immune response.
While this may result in faint or transient oligoclonal patterns observed on SPEP,
it typically does not lead to predominant monoclonal peaks. In clonal plasma cell
and lymphoproliferative disorders, a proliferation of antibody-producing cells can
lead to the appearance of a predominant monoclonal antibody in serum. If present
in large enough concentration, these antibodies may be detected and quantified as
an M-spike on SPEP or UPEP and clonally characterized by IFE.
It is worth emphasizing that such information is critically important in the
workup of plasma cell and lymphoproliferative neoplasms. For example, the pres-
ence and quantification of monoclonal antibodies are essential in the application of
WHO diagnostic criteria for disorders such as monoclonal gammopathy of undeter-
mined significance (MGUS), multiple myeloma, and Waldenström’s macroglobu-
linemia [2]. They are also valuable in assessing the risk of disease progression from
MGUS and smoldering asymptomatic myeloma [3]. Clonal characterization (such
as IgA type) is even a factor in myeloma risk stratification [4]. While subsequent
chapters in this book incorporate laboratory information in discussing the diagnosis
and management of plasma cell disorders, the focus of the remainder of this chapter
is to provide a practical introduction to the principles of electrophoretic testing in
support of this endeavor.
History of Electrophoresis
occurs at the ends of the U-tube and in solution [8]. Early forms of zone electropho-
resis used a variety of support media, including filter paper, starch beds, and starch
gels [8, 9]. Of particular note, Oliver Smithies discovered that starch gel electro-
phoresis allowed the visualization of many additional protein fractions in serum [9].
Agar gels were also found to facilitate the separation of large proteins, although
advantages of using agarose instead of agar in electrophoretic gels was described
by Dr. Stellan Hjertén [10]. Briefly, agarose has a relatively neutral charge when
compared to agaropectin, the other major component of agar. Use of agarose was
therefore found to decrease the electro-endosmotic force (EOF) in the gel when a
voltage is applied (see section “Clinical Electrophoresis”, below). Additional gel
media commonly used in protein separation include polyacrylamide and cellulose
acetate [8, 11]. As most clinical SPEP systems for the detection of monoclonal pro-
teins use agarose gels, these other materials will not be discussed further.
Finally, capillary zone electrophoresis (more commonly referred to as capillary
electrophoresis) is a method in which protein separation takes place in a narrow
diameter glass tube [12]. Capillary electrophoresis gained prominence due to tech-
nological advances in 1970s and 1980s. It is now also a method commonly used
(along with agarose gels) in clinical SPEP.
Clinical Electrophoresis
Principles
EMF, however, is not the only factor that causes proteins to move in an elec-
tric field. Another important force is electro-endosmosis, also known as endosmotic
force (EOF). As the supporting gel matrix typically has a fixed negative charge,
positive ions in the buffer solution will be attracted to, and essentially coat, the gel
surface and interior. When a voltage is applied to the gel, these positive ions in the
buffer (cations) will migrate toward the cathode. This movement of cations, how-
ever, also “pulls” surrounding water molecules in the same direction, thus resulting
in a flow of water toward the cathode—a phenomenon also known as endosmosis.
EOF in clinical gel electrophoresis works to (a) slow the movement of negative
proteins toward the anode, (b) increase the movement of positively charged proteins
toward the cathode, and (c) serve as the driving force for the movement of neutral
proteins toward the cathode. As immunoglobulins are generally neutral or slightly
positively charged at the pH of clinical electrophoresis buffers, they migrate toward
the cathode when a voltage is applied. In clinical SPEP and UPEP, the loading zone
(specimen application point) is therefore not at the “top” or “bottom” of the gel as
one might assume, but rather near the “middle” of the gel, near the interface of the
beta and gamma fractions (Fig. 2a). Proteins ultimately migrate toward the anode or
cathode based on the opposing EMF and EOF.
Gel Electrophoresis
As noted earlier, most clinical SPEP and UPEP are performed using agarose-con-
taining gels. These gels (as kit components) are usually purchased preformed, as
this helps to streamline laboratory workflow and ensures consistent gel quality and
electrophoretic performance. The agarose gel is manufactured using a buffer solu-
tion, frequently Tris-barbital or Tris-barbital/MOPS, along with additional stabiliz-
ers and/or preservatives [15, 16]. The buffer has a typical pH in the range of 8.5–9.5,
depending on the manufacturer and desired separation characteristics.
In research settings (the environment where most scientists and/or physicians
have experience with protein and DNA electrophoresis), specimens are usually
loaded into preformed “wells” that were created during gel formation. In clinical
electrophoresis, however, the presence of such wells could potentially create visual
artifacts that might interfere with specimen interpretation. Clinical protein electro-
phoresis systems therefore usually incorporate a process of loading patient speci-
mens onto applicators made of either paper or mylar substrates. These applicators
are then gently applied to the gel surface at the defined loading zone. This allows
specimens to transfer into agarose without the need for wells and therefore reduces,
but does not altogether eliminate, the possibility of loading zone artifacts.
After the protein migration protocol is completed, gels are dried, stained (us-
ing dyes such as Acid Violet, Amido Black, or Coomassie Brilliant Blue), washed,
and dried again. An image of the gel is then made using either a scanner or an
integrated digital imaging system. An electropherogram is then generated. This is
a visual representation of the specimen migration pattern, in which the area under
6 J. R. Genzen
the curve (AUC) of specific fractions and/or abnormal bands is proportional to the
band intensity on the gel (Fig. 2b, c). Note that the gamma fraction in normal serum
specimens shows a rounded polyclonal response (Fig. 2b), whereas our abnormal
serum specimen shows a distinct abnormal band in the gamma fraction (Fig. 2c).
The shading superimposed on this abnormal peak is called a gate used to quantify
the amount of abnormal protein present. An operator manually sets and refines the
start and end points of this gate, so that the AUC selected is neither under nor over-
quantified. Operator training is particularly important in this step, both to prevent
nonmonoclonal fractions from being falsely “tagged” as monoclonal, as well as to
maintain consistency in how gates are placed. Marked inconsistency in gating be-
tween operators could in theory impact clinicians’ perception of disease progression
and therefore decisions regarding therapeutic management.
To calculate the quantity of fractions in mass concentration (e.g., g/dL), the rela-
tive percent of individual AUCs is multiplied by the serum total protein concentra-
tion performed separately using chemical methods or refractometry. This method is
used to quantify the M-spike at baseline and to monitor a patient’s disease course
over time.
The UPEP is performed similarly to the SPEP procedures outlined above. Urine
concentration protocols, however, are frequently conducted on specimens prior to
electrophoresis. This improves the sensitivity of UPEP for detecting monoclonal
bands in dilute urine specimens. While random urine specimens are frequently used
in screening for monoclonal proteins, in patients with known monoclonal disease,
a 24-h urine collection permits the reporting of monoclonal protein excretion not
just in mass concentrations (e.g., mg/dL), but also in amount per day (e.g., mg/day).
Quantification in 24-h urine specimens allows for a more standardized assessment
of monoclonal protein excretion in the urine, as it is less affected by dilute or con-
centrated random collections.
Capillary Electrophoresis
Protein Patterns
Serum
Urine
Fig. 3 Urine protein electrophoresis. A representative serum specimen control is shown at the left
to indicate the position of electrophoretic fractions. The subsequent urine protein migrations dem-
onstrate the following: a normal urine; b glomerular proteinuria; c Kappa Bence Jones proteinuria
(39 mg/day); d Kappa Bence Jones proteinuria (980 mg/day); e Lambda Bence Jones proteinuria
(134 mg/day); f Lambda Bence Jones proteinuria (236 mg/day). Electrophoresis conducted using
Sebia HYDRAGEL 15 HR gels
Clonal Characterization
Immunofixation—Gel Electrophoresis
Fig. 4. Serum Immunofixation Electrophoresis ( IFE). a Reagent application grid used for serum
IFE on the Sebia Hydrasys platform. The grid is aligned over a HYDRAGEL 9 IF gel (underneath,
partially visible) such that channels are created above corresponding lanes. For this kit, antibody-
containing reagents are color-coded to provide visual of correct pipetting. In this example, reagents
for acid fixation ( yellow) and γ heavy chains ( red) have been applied over nine patient specimens.
b Serum IFE from four patients using the Helena SPIFE 4000 instrument and gels. Note that on
these gels, albumin is oriented toward the bottom whereas the gamma region is oriented toward
the top. Patients 1 and 4 show normal patterns of polyclonal immunoglobulin expression. Patient
2 has a monoclonal IgM-kappa. Patient 3 has a monoclonal IgG-kappa, with suppression of other
polyclonal immuoglobulins
Immunosubtraction—Capillary Electrophoresis
Commercial Platforms
In the USA, most clinical platforms used for gel and/or capillary-based electropho-
resis, as well as their corresponding reagents, are marketed by one of two diagnostic
companies: Sebia, Inc. (Norcross, GA; www.sebia-usa.com) and Helena Laborato-
ries (Beaumont, TX; www.helena.com). An additional company, Interlab (Rome,
Italy; www.interlab-srl.com) manufactures two electrophoretic platforms, one of
which is now available in the USA and is distributed by Grifols, Inc. (Los Ange-
les, CA; www.grifolsusa.com). Instrumentation offers significant variability in the
character and degree of automation, barcode traceability, reagent handling, software
design, and user experience. Thorough instrument demonstration and evaluation
are recommended before deciding upon which platform best fulfills a laboratory’s
unique clinical, financial, workflow, and staffing needs.
Sebia sells both gel- and capillary-based electrophoresis systems. Their gel-
based electrophoresis and immunofixation platform, HYDRASYS®2, can be
Clinical Protein and Immunofixation Electrophoresis 13
combined with a preanalytic ASSIST unit for auto-sampling, dilutions, and antisera
pipetting. A SCAN module can be used for integrated digital imaging and densitom-
etry. Sebia also sells two capillary electrophoresis systems, MINICAP, and CAPIL-
LARYS™2, both of which allow for protein electrophoresis and immunotyping.
The MINICAP is designed primarily for small to moderate size workflows, whereas
CAPILLARYS™2 is designed for higher-volume settings.
14 J. R. Genzen
Specimen Considerations
Serum
Serum (not plasma) is the appropriate clinical specimen when screening for circu-
lating monoclonal proteins by SPEP and IFE. Plasma is not an acceptable specimen
type, as fibrinogen appears as a discrete (and potentially abnormal) band near the
interface of the beta and gamma fractions. When a fibrinogen band is suspected, the
laboratory has several options for potential follow-up. If the primary specimen tube
is available, reverifying tube type by visual inspection of the label is warranted. A
fibrinogen band would also not yield a monoclonal characterization on IFE. Anoth-
er option includes adding a small amount of thrombin to the specimen before repeat
SPEP. If visible clot formation is observed, and the suspected band disappears on
subsequent electrophoresis, the presence of fibrinogen has been confirmed. Finally,
others have advocated for using a gamma fraction to IgG ratio for distinguishing po-
tential fibrinogen peaks [33]. With increased use of alternative oral anticoagulants
in clinical practice (e.g., direct thrombin inhibitors), it is possible that detection of
faint fibrinogen bands may become more common in electrophoretic screening,
even in specimens properly collected in primary serum tubes.
Clinical Protein and Immunofixation Electrophoresis 15
Hemolyzed specimens can also yield a potentially abnormal band near the beta
fraction. As with fibrinogen, a hemoglobin band would not yield a monoclonal char-
acterization on IFE. Along with visual inspection for marked specimen hemolysis,
follow-up may include suggesting repeat testing on a non-hemolyzed specimen and/
or IFE to rule out any possibility of a monoclonal protein.
Clinical conditions can also lead to specimen-related problems in electropho-
retic assays. Patients with large amounts of monoclonal protein (particularly IgM
in Waldenström’s macroglobulinemia) may have elevated serum viscosity. In some
cases, transfer of specimen from the applicator into the gel may be incomplete, lead-
ing to inaccurate quantification of serum fractions. In such cases, prewarming and
thoroughly mixing the specimen before electrophoresis may improve the quality of
results.
It also should be noted that many (if not most) laboratories batch electrophoretic
assays to be run during the day shift. Specimens are therefore frequently refriger-
ated before testing. This can be particularly problematic when analyzing specimens
from patients with known or undiagnosed cryoglobulinemia. Maintaining warm
temperatures during the delivery and processing of these specimens can help to
prevent inadvertent precipitation before electrophoresis.
Urine
As monoclonal free light chains can migrate to the gamma, beta, or even alpha frac-
tions, it is often impossible to definitively exclude the possibility of monoclonal
proteinuria by UPEP alone in the context of other background proteins. Indeed, a
host of nonmonoclonal proteins can be found in glomerular, tubular, mixed, and/
or overflow proteinuria. Urine IFE should therefore be considered in cases where a
monoclonal protein is either suspected or cannot be definitively excluded. As such,
it remains an exceedingly valuable tool, even in an environment of increased utili-
zation of serum-free light chain assays [34].
clonal characterizations). While the author is not aware of any written consensus on
how to handle complex multi-clonal quantifications in diagnostic criteria, a “Sum
of All M-Spikes” approach would certainly be beneficial for automated trending
in the EHR. Individual bands could still be quantified and described separately in
interpretative comments. Finally, some laboratories are now providing expanded
reports including M-spike trends, gel images, electropherograms, quantitative im-
munoglobulins, and serum-free light chain results in order to integrate relevant
information for the clinical providers. See the Standardized Synoptic Reports for
Plasma Cell Neoplasms: Integration of Laboratory and Clinical Data chapter for
how such an approach can benefit clinical care.
Another challenge that laboratories face is how to quantify monoclonal proteins
that overlap (either partially or completely) with other fractions on the SPEP. For
example, Fig. 6 shows a broad monoclonal IgA-kappa that completely overlaps
Fig. 6 Monoclonal IgA-kappa in the beta fraction. a Example SPEP from a normal specimen
( left) and a specimen with an abnormally large beta fraction ( right). b Corresponding serum IFE
from the abnormal specimen demonstrates a broad monoclonal IgA-kappa that completely over-
laps with the beta fraction on SPEP. Serum electropherogram (c) and corresponding fractional
AUC (%) and mass concentrations (d), calculated using the patient’s serum total protein concen-
tration of 8.5 g/dL. Serum total protein was measured using a biuret method (UniCel DXC, Beck-
man Coulter, Inc., Brea, CA)
Clinical Protein and Immunofixation Electrophoresis 17
with the beta fraction. In this case, quantification of the entire beta fraction would
yield an M-spike of approximately 2.9 g/dL. Some laboratories would use this
quantification, but indicate with a comment that it is influenced by normal proteins
in the beta fraction. An alternative approach is to subtract an “average normal beta
fraction” from the beta fraction in this patient. Assuming ones laboratory had an av-
erage normal beta fraction of 0.8 g/dL, this approach would yield a revised M-spike
quantification of 2.1 g/dL. Others may decide to place a gate in the beta fraction
that is somewhat narrow, in an attempt to exclude the normal protein present. While
there are no definitive guidelines as to the best approach, what is absolutely clear is
that a laboratory should be consistent in how overlapping M-spikes are quantified.
This ensures that erroneous assumptions about disease progression and/or improve-
ment are not made based on alternative gating strategies between specimens.
Interpretations
Personnel
As SPEP, UPEP, and IFE are categorized as high-complexity tests, in the USA,
they can only be performed by personnel who meet CLIA qualifications for high-
complexity testing [36]. Given the need for quality and consistency, technologists
who perform electrophoresis are frequently specially trained/dedicated to perform-
ing such testing, or they may do so in combination with other laboratory respon-
sibilities. Greater automation in electrophoresis platforms will certainly decrease
the manual complexity of handling and processing specimens. It will also decrease
interoperator variability in assay performance.
Regarding who is qualified to interpret SPEP, UPEP, and IFE results, a CAP
Checklist item (CHM.10800) notes that “all tests that include an interpretation must
be reviewed by the laboratory director or qualified designee before release from the
laboratory” [37]. Most laboratories have a doctoral-level laboratory scientist or phy-
sician review and approve interpretations. Many laboratories include technologists
and or pathology residents in generating preliminary interpretations. While there
does not appear to be a strict prohibition for having the “qualified designee” be a
non-doctoral-level technologist who meets CLIA qualifications for high-complexi-
ty testing, having a qualified laboratory director or pathologist/physician review in-
terpretations makes sense, from both a medical and liability standpoint. Regardless,
extensive experience in differentiating normal from abnormal is required and comes
only with experience and repetition. Finally, only a medical doctor (pathologist or
other; not a PhD-level scientist or laboratory technologist) can bill for a profes-
sional component according to CMS regulations for Medicare and Medicaid [38].
Additional Considerations
M-spike quantification is one of the several methods that clinicians use in monitor-
ing patients with monoclonal gammopathies. Along with protein electrophoresis,
other tests that are frequently ordered include quantitative immunoglobulins (IgG,
IgA, and IgM) and serum-free light chain assays. Both of these techniques utilize
nephelometric and/or turbidimeteric measurements. Serum total protein is most
Clinical Protein and Immunofixation Electrophoresis 19
Fig. 7 IFE from a patient on rituxan therapy. A faint cathodal IgG-kappa is observed ( arrows)
With the increased use and diversity of monoclonal antibody therapeutics (MATs)
in clinical practice [49, 50], these drugs (often human and/or humanized immu-
noglobulins) can also potentially be detected by IFE and/or SPEP when present
in high-enough concentrations. Detection of siltuximab, rituximab, trastuzumab,
bevacizumab, infliximab, cetuximab, adalimumab [51], as well as ofatumumab [52]
have previously been described. While it is occasionally possible to infer that a faint
monoclonal band could be a MAT (e.g., a new trace cathodal IgG-kappa in a patient
with no prior M-spike, ordered by a provider who specializes in treating chronic
lymphocytic leukemia), in the absence of clinical and pharmacological history it is
impossible to make that determination. As an example, the serum IFE from such a
patient on rituxan therapy is shown in Fig. 7.
Furthermore, other providers who may not be aware of a patient’s MAT therapy
may view electrophoresis and immunofixation results in the EHR during subse-
quent clinical consultation and assume that the patient has MGUS. Thus, a previ-
ously identified monoclonal protein due to MAT therapy may trigger unnecessary
laboratory follow-up. Fortunately, therapeutic concentrations of MATs are far lower
than the M-spike levels that might warrant an extensive and invasive (i.e., bone
marrow biopsy) workup.
Conclusion