ISO 14001

2015 1

9 Performance Evaluation

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ISO 14001
2015 2

9 Performance Evaluation
9.1 Monitoring, Measurement, Analysis and Evaluation
9.1.1 General
9.1.2 Evaluation of compliance
9.2 Internal Audit
9.2.1 General
9.2.2 Internal Audit Programme
9.3 Management Review

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ISO 14001
2015 3

9 Performance Evaluation
9.1 Monitoring, Measurement, Analysis and Evaluation
9.1.1 General
 Organization shall determine:
 What needs to be monitored and measured,
 Methods for monitoring, measurement, analysis and evaluation, as
applicable, and ensure valid results,
 Criteria and appropriate indicators.
 When the monitoring and measuring shall be performed, and
 When the results shall be analysed and evaluated.

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ISO 14001
2015 4

9 Performance Evaluation
9.1 Monitoring, Measurement, Analysis and Evaluation
9.1.1 General
 Ensure calibrated or verified monitoring and measuring equipments is used and
maintained.
 Communicate relevant environmental performance information both internally and
externally.
 Retain appropriate documented information as evidence of the monitoring,
measurement, analysis and evaluation results.
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ISO 14001
2015 5

9 Performance Evaluation
9.1 Monitoring, Measurement, Analysis and Evaluation
9.1.2 Evaluation of Compliance
 Shall establish, implement and maintain the process(es) needed.
 Shall determine the frequency that compliance will be evaluated.
 Shall evaluate compliance and take action if needed.
 Shall maintain knowledge and understanding of its compliance status.
 Shall retain documented information as evidence of the compliance
evaluation result(s). tion
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ISO 14001
2015 6

9 Performance Evaluation
9.2 Internal Audit
9.2.1
 Conduct Internal audit at planned intervals.
 Requirement – at least once in 12 months
 Recommended – once in 6 months
 PURPOSE:
 Provide information on whether EMS
o Conforms to Organization’s own requirements.
o Conforms to ISO 14001:2015 EMS Requirements.
o Is effectively implemented and maintained.

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ISO 14001
2015 7

9 Performance Evaluation
9.2 Internal Audit
9.2.2 Internal Audit Programme
 Shall establish, implement and maintain an internal audit programme includes
 Frequency,
 Methods,
 Responsibilities,
 Planning requirements and reporting,
 Consideration of environmental importance of the processes,
 Changes affecting the organization,
 Results of previous audits.

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ISO 14001
2015 8

9 Performance Evaluation tion

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9.2 Internal Audit e tai nfor
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9.2.2 Internal Audit Programme en
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 Organization shall
 Define the audit criteria and scope for each audit,
 Select auditors and conduct audits to ensure objectivity and the impartiality of
the audit process,
 Ensure that the results of the audits are reported to relevant management,
 Retain documented information as evidence of the implementation of the
audit programme and the audit results.

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ISO 14001
2015 9

9 Performance Evaluation
9.3 Management Review

 Top management shall review organization’s EMS, at planned intervals.

 Requirement – at least once in 12 months
 Recommended – once in 6 months

 Purpose: To ensure its

 Continuing suitability,
 Adequacy, and
 Effectiveness.

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ISO 14001
2015 10

9 Performance Evaluation
9.3 Management Review
 Management review consider (INPUTS)
a) The status of actions from previous management reviews,
b) Changes in
1) External and internal issues that are relevant to the EMS,
2) The needs and expectations of interested parties, including compliance obligations,
3) Its significant environmental aspects,
4) Risks and opportunities.
c) The extent to which environmental objectives have been achieved,
d) Information on organization’s environmental performance, including trends in
1) Nonconformities and corrective actions,
2) Monitoring and measurement results,
3) Fulfilment of its compliance obligations,
4) Audit results.
e) Adequacy of resources,
f) Relevant communication(s) from interested parties, including complaints, and
g) Opportunities for continual improvement.

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ISO 14001
2015 11

9 Performance Evaluation
in n
9.3 Management Review Reta formatio
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 OUTPUTS of Management shall include: Docu
1. Conclusions on the continuing suitability, adequacy and effectiveness of the EMS.

2. Decisions related to continual improvement opportunities.

3. Decisions related to any need for changes to the environmental management system,
including resources.

4. Actions, if needed, when environmental objectives have not been achieved.

5. Opportunities to improve integration of the environmental management system with other

business processes, if needed.

6. Any implications for the strategic direction of the organization.

 Shall retain documented information as evidence of the results of management reviews.

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ISO 14001
2015 12

December 31, 2023

ISO 14001
2015 13

December 31, 2023