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From: Riley, John <JRiley@CFTC.

gov>
Sent: Monday, November 16, 2009 12:02 AM
To: Chon, Julie (Banking) <Julie_Chon@banking.senate.gov>
Cc: Leslie, Douglass <dleslie@CFTC.gov>; Arbit, Terry <tarbit@CFTC.gov>
Subject: CFTC Staff Technical Assistance re Title II of Senate Banking bill
Attach: Senate Banking Committee-cftc staff technical comments re Title II def of
financial company-registered entities 11.15.09.docx

Julie -

The attached document consists ofCFTC staff technical assistance regarding Title 2 of the reform
legislation.

Please share with others on the Senate Banking staff as appropriate. Explanation is included but if there
are any questions, please let me know.

Thanks.

John

John P. Riley
Director of Legislative Affairs
Office ofthe Chairman
u.s. Connnodity Futures Trading Connnission
115521 51 St., NW
Washington, DC 20581
(202) 418-5383
JRi1ey@CFTC.gov

CFTC-CREW-0471

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