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The oxidation behavior of three types of stainless steels, namely AISI 321, AISI 316, and AISI
409, was compared. In all stainless steels, oxide layers were formed and their masses and
thicknesses increased with oxidation time. Among them, AISI 409 ferritic stainless steel
demonstrated higher oxidation rate. According to the kinetical oxidation behavior of them at
elevated temperatures, the oxidation mechanism was determined. Among them, the AISI 409
ferritic stainless steel showed the lowest and AISI 321 austenitic stainless steel demonstrated
the highest oxidation resistance. Based on the experimental results, it was suggested that the
kinetic of oxide growth in stainless steels was followed by a parabolic relationship. In all cases,
a well-known Cr-rich internal oxidation zone (IOZ) was observed. The formation of IOZ was
suggested by the Gibbs free energy expression and confirmed by following up the formed
oxide layers at different holding times. Furthermore, the formation of thicker oxide layers in
ferritic stainless steel was explained by using solid-state diffusion relations and supported by
quasi-steady-state approximation of Fick’s first law.
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A. Movahedi-Rad et al.: Oxidation behavior of AISI 321, AISI 316, AISI 409 stainless steels: Kinetic, thermodynamic, diffusion studies
controlled stage at 1173–1223 K. The influence of the determine the evolution of oxide formation at different
oxidation environment on oxidation behavior has been holding times by means of SEM and EDS.
considered as objective in some papers.11–13 Sabioni
et al.11 reported a comparative study of high-temperature
III. RESULTS AND DISCUSSION
oxidation behavior in AISI 304 and AISI 439 stainless
steels performed between 1123 and 1223 K, in oxygen and A. Kinetic of oxidation (oxidation resistance)
Ar–H2–H2O atmospheres. Based on their experiments it To study the kinetic of oxidation of stainless steels, at
was shown that oxidation resistance of the AISI 439 does first, the actual chemical composition of two austenitic
not depend on the atmosphere, however, the oxidation stainless steels (AISI 321 and AISI 316) and a ferritic
behavior of AISI 304 is temperature dependent and at stainless steel (AISI 409) is determined by spectroscopy
temperatures higher than 1223 K, the oxidation rate method and summarized in Table I. As can be seen, the
dramatically increases in oxygen atmosphere, in comparison Cr content is higher in austenitic stainless steels and AISI
to that observed in Ar–H2–H2O atmosphere. In the other 321 has the highest Cr content. In addition, the Ni content
studies by Huntz et al.6 and Carvalho et al.,13 the kinetics is also very much higher in two austenitic stainless steels
and oxide morphology of ferritic and austenitic stainless in comparison to the ferritic one.
steels in a temperature range of 1123 K and 1223 °C, in two As a next step, all samples were placed in the furnace
atmospheres of oxygen and Ar were investigated. for 72, 342, 1022, and 1202 h at the temperature of 873 K
To the best knowledge of the author, the comparative in air atmosphere. According to SEM observation, oxide
study of AISI 321, AISI 316, and AISI 409 at high layers were formed with different thicknesses, depending
temperatures during prolongated periods has not yet been on the alloy type and oxidation time. Figure 1 shows the
reported. Therefore, the aim of this work is to study the SEM micrographs of oxide layer of three stainless steels
high-temperature oxidation behavior of two austenitic after 72 and 1202 h holding under oxidation conditions. It
stainless steels of AISI 304 and AISI 304, and one AISI is seen that the oxide thickness is thicker in AISI 409
409 ferritic stainless steel at 873 K by measuring the ferritic stainless steel in comparison with two other
variation of mass and thickness of oxides during the austenitic stainless steels at both 72 and 1202 h oxidation
oxidation for kinetic studies. In addition, the formation of times. In addition, the presence of cracks is evident in
oxide layers is explained from thermodynamical perspec- oxide layers of austenitic stainless steels, which can be
tives. Furthermore, scanning electron microscope (SEM) related to their low thermal shock resistivity. On contrary,
and corresponding energy dispersive x-ray spectroscopy due to the lower coefficient of thermal expansion in
(EDS) are used to evaluate the thickness and chemical ferritic stainless no significant crack is observed.6
composition of oxide layers. At the ends, the diffusion As already explained, the weight of oxide layers was
reaction of oxides is also studied to justify the difference measured. Figure 2 shows the variation of weight loss
in the thickness of oxide layers. against cleaning time for all alloys. As can be seen, the
curves reach steady state and become straight, which
II. EXPERIMENTAL shows that there is no oxide layer on the surface of
samples. However, in the case of ferritic stainless steel,
To compare the oxidation behavior of three commonly the data present a slope which becomes lower with the
used stainless steels (AISI 321, AISI 316, and AISI 409), increase of the time, and at the end a small slope is
at first, their actual chemical compositions were deter- observed. SEM observation after the clearing process
mined by using spectroscopy method. After that, three
steel samples with the dimensions of 7.5 mm 10 mm
1 mm were prepared. Then, the samples were cleaned by TABLE I. Chemical composition of AISI 321, AISI 316, and AISI
409 stainless steels.
acetone, weighted, and placed in the furnace for 72, 342,
1022, and 1202 h and then left out. The temperature of Elements
furnace was 873 K and remained constant during the tests Alloys C Si Mn P S Cr Mo Ni
at air atmosphere. Subsequently, to measure the oxide
weight, the samples were cleaned with 10% chloride acid AISI 321 0.032 0.570 1.190 0.021 0.002 17.80 0.090 9.00
AISI 316 0.030 0.450 1.240 0.034 0.002 16.80 2.220 10.20
solution until their weight did not change significantly. In AISI 409 0.015 0.510 0.250 0.021 0.002 11.60 0.020 0.23
this case, to prevent possible corrosion of steels, hexam-
ine was used as an inhibitor. Some samples were pre- Elements
pared for oxidation characterization by polishing Alloys Al Co Cu Nb Ti V W Fe
technique. To do so, samples were sectioned and
AISI 321 0.031 0.005 0.070 0.019 0.350 0.130 ,0.02 Base
mounted by epoxy resin. Afterward, they were subjected
AISI 316 0.008 0.150 0.290 0.022 0.002 0.093 0.05 Base
to a fine abrasive lap grinding and subsequent 1 lm AISI 409 0.003 ,0.002 0.200 ,0.003 0.300 ,0.002 ,0.02 Base
diamond paste polishing. To observe the oxide layers and
FIG. 1. SEM micrographs of oxide layer after 72 and 1202 h holding under oxidation conditions, (a and b) AISI 321, (c and d) AISI 316, and
(e and f) AISI 409 stainless steels.
FIG. 2. The variations of weight loss per surface area against cleaning time at different holding times of (a) 72, (b) 342, (c) 1022, and (d) 1202 h in
three stainless steels.
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A. Movahedi-Rad et al.: Oxidation behavior of AISI 321, AISI 316, AISI 409 stainless steels: Kinetic, thermodynamic, diffusion studies
shows that there are some very thin (1 lm) oxide kinetic of oxidation for three stainless steels follows
layers, which are distributed sparsely in intrusion parts of a parabolic relationship based on the Eq. (1):
surface. It is suggested that this small slope in ferritic 2
stainless steel can be attributed to very gradual cleaning Dm
of this part of oxide layers. However, it is thought that ¼ kp t ; ð1Þ
s
weight of such thin oxide layers is negligible.
Based on the SEM observations and weight measure- where kp is parabolic oxidation constant. The kp can be
ments, the variation of oxide mass and thickness for three obtained by using of least squares method as a procedure
alloys at four holding times are illustrated in the three- to determine the best fit line to experimental data.
dimensional plots in Figs. 3(a) and 3(b), respectively. In Accordingly, the kp values for AISI 321, AISI 316, and
all samples, with increasing holding time, the thicker and AISI 409, are 1.51 1012, 2.05 1012, and 1.26
heavier oxide layers are formed. It is seen, there is a huge 1010 (mg2/cm4 s), respectively. So, AISI 409 shows
difference in the thickness and mass of oxide layers the highest and AISI 321 shows the lowest kp values. The
between austenitic stainless steels and ferritic stainless parabolic oxidation rate law suggests that the oxidation
steel. In this case, the thicker and heavier oxide layers are behavior of three alloys is ionic diffusion-controlled
related to the ferritic stainless steel after 1202 h. oxidation as a non-steady-state diffusion-controlled re-
Therefore, it is clear that the oxidation resistance of action. This behavior corresponds to ohmic related mech-
ferritic stainless steel is much lower than austenitic ones. anism in which ions diffuse thorough the point defects and
These results are further used to determine the kinetic the thickness of the formed oxide layer is directly pro-
behavior of oxide layers in stainless steels. portional to oxidation time. Similarly, Huntz et al.6
In this research, to find the oxidation mechanism, the reported that AISI 439 ferritic stainless steel obeyed
best fit of the experimental data has been found in parabolic relationship from 1123 to 1223 K. However,
quadratic coordinates. Figures 4(a) and 4(b) show the Carvalho et al.,13 reported a linear relationship for both
square variation of mass per surface area (Dm/s)2 versus AISI 304 austenitic stainless steel and AISI 430 ferritic
oxidation time (t) for ferritic and austenitic stainless stainless steel in the temperature range of 1373–1473 K.
steels. It is seen that there is a linear relationship between
(Dm/s)2 and (t) in all cases. This demonstrates that the
FIG. 4. The square variation of mass per surface area (Dm/s)2 versus
FIG. 3. Three-dimensional plots of (a) oxide mass variations and (b) oxide oxidation time (t) in (a) AISI 409 ferritic stainless steel and (b) AISI
thickness variations at different oxidation times in three stainless steels. 316 and AISI 321 austenitic stainless steels.
B. Characterization of oxide layers and Si is detected in the internal oxide layers. The
The EDS analysis of oxide layers in samples after 72 h formation of oxide layer with similar chemical composi-
of being under oxidation condition are listed in Table II. tion has been reported in the literature.6,9,14 According to
It is clear that the oxidation films are mainly composed of the EDS results, iron oxide (Fe2O3) is proposed for
iron oxide. However, a little Cr in three alloys and Ni in external oxide layer of stainless steels. By comparing
two austenitic stainless steels are also detected. Regard- the chemical composition of oxide layers at 72 and 342 h,
ing the chemical composition of oxide films, it should be it can be concluded that the chromium oxide in the
noted that quantitative EDS results may be over estimated internal oxide layer has been formed during the oxidation
for the Fe, Cr, and Ni elements in all cases. This can be and after iron oxide formation.
due to the large interaction volume of electron beam with Figure 6 shows the variation of oxide weight against
the substrate, which leads to the emission of x-ray from oxide thickness. As can be seen, in the austenitic stainless
material from both substrate and oxide layer. steels, there is not a linear relation between oxidation
Further investigation of Fe, Cr, Ni, Si, and O elemental thickness and oxidation weight, but it is linear in ferritic
distributions from the matrix to oxide layers after 342 h stainless steel. This nonlinear relationship in austenitic
of being under oxidation condition was performed by stainless steels can be related to the crack formation
SEM and corresponding and line scan analysis as during the cooling process. However, there is no signif-
presented in Fig. 5. It is seen in the SEM micrographs, icant crack in ferritic stainless, as shown in Fig. 1, which
unlike the previous conditions, the oxide layers are causes a linear relationship between oxidation thickness
composed of two internal and external oxide layers in and oxidation weight.
three alloys. However, both oxide layers in AISI 409 are
much thicker than two oxide layers in austenitic stainless C. Oxidation mechanism
steels. The result of the line scan shows uneven distribu-
tion of atoms in the oxide layers. In all cases, by Concerning the oxidation of stainless steels, several
proceeding from the metallic substrate toward the internal mechanisms have been suggested.14 It has been generally
oxide layer, at first, the concentration of Fe element accepted that the initial step in the oxidation is metal-
decreases and the concentration of Cr element increases. oxygen reaction in which some gases are adsorbed on the
By conditioning and approaching to the external oxide metal surface. Then, individually separated oxide nuclei
layer, the concentration of Fe element increases, and the are formed and laterally grown to form a continuous
concentration of Cr and Ni elements reaches zero. oxide film on the metal surface. At this stage, the metal
Furthermore, in austenitic stainless steels, a slightly and gas have been separated by oxide layer and reaction
higher concentration of Ni is observed near the oxide/ mechanism totally changes and proceeds by solid-state
metal interface in non-oxide area. The detailed chemical diffusion.14 Based on the EDS results, after 72 h of being
composition of internal oxide layers for three stainless exposed at 923 K, iron oxide is formed in the three
steels is summarized in Table III. Based on the EDS stainless steels. Due to the presence of diverse alloying
results of the three alloys, (Fe,Cr) spinal composition elements in alloys, the oxidation of alloys generally
with a chemical composition of (Fe,Cr)2O3 is suggested produces more than one oxide. In this case, first, the
for the internal oxide layer in three alloys. Cr2O3 is the least noble alloying element is oxidized as a result of
most stable oxide for enhancing oxidation resistance, selective oxidation. The formation of iron oxide can be
however, to have a continuous oxide film of Cr2O3, explained by Ellingham diagram as a very helpful display
a minimum Cr concentration is required, which will be for comparing the preferentiality of one oxide over
discussed in Sec. III. C. In addition, a small amount of Ni others. With increasing oxidation time, internal Cr-rich
oxide layers are observed in all alloys as shown in Fig. 5.
However, the thickness of internal oxide layer in ferritic
TABLE II. Chemical composition of oxide layers after 72 h holding AISI 409 stainless steel is much thicker in comparison to
under oxidation condition. other austenitic stainless steels. The formation of internal
oxide layer can be related to occurrence of selective
AISI 321 AISI 316 AISI 409
oxidation, which leads to IOZ formation. Selective
Elements wt% at.% wt% at.% wt% at.% oxidation is a process in which oxygen diffuses into an
O 22.43 51.03 22.96 50.71 5.43 15.92
alloy and causes subsurface precipitation.15
Si 0.61 0.78 0.87 1.09 0.00 0.00 To certify the formation of IOZ, some necessary
Cr 1.58 1.08 1.07 0.72 1.89 1.80 conditions should be fulfilled. First, from the thermody-
Mn 0.77 0.5 0.77 0.5 0.00 0.00 namical perspective, the value of standard Gibbs free
Fe 73.29 46.81 73.29 46.36 92.68 82.28 energy (DG0) of formation (per mole O2) for the solute
Ni 1.32 0.80 1.04 0.62 0.00 0.00
Total: 100 100 100 100 100 100
metal oxide must be more negative than DG0 of forma-
tion (per mole O2) for the base metal.15 The oxide
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A. Movahedi-Rad et al.: Oxidation behavior of AISI 321, AISI 316, AISI 409 stainless steels: Kinetic, thermodynamic, diffusion studies
FIG. 5. SEM micrographs and corresponding line scan analysis results of (a and b) AISI 321, (c and d) AISI 316, and (e and f) AISI 409 stainless
steels, after 342 h holding under oxidation condition.
formation reactions and corresponding DG0 values are of (Fe,Cr)2O3 oxide formation (DGðFe;CrÞ2 O3 ) must be
given in Eqs. (2)–(4). negative. The value of DG is calculated for
2CrðsÞ þ 2FeðsÞ þ 3O2ðgÞ ¼ ðFe; CrÞ2 O3ðsÞ reaction as
4 2 shown in Eq. (5) for three stainless steels.
FeðsÞ þ O2ðgÞ ¼ Fe2 O3ðsÞ ; DG0 ¼ 385:55 kJ=mol ;
3 3
ð2Þ
aðFe;CrÞ2 O3
DG ¼ DG0 RT ln ; ð5Þ
aCr 2 aFe 2 pO3 3
4 2
CrðsÞ þ O2ðgÞ ¼ Cr2 O3ðsÞ ; DG0 ¼ 593:78 kJ=mol ;
3 3 where R is gas universal constant, T is temperature, PO2
ð3Þ is the oxygen pressure, and a is the activation for
indexed materials. The calculated values are
2 2 1
CrðsÞ þ FeðsÞ þ O2ðgÞ ¼ ðFe; CrÞ2 O3ðsÞ ; DG0 ¼ 489:66 kJ=mol ; 67399.91, 64972.80, and 63964.10 (kJ/mol) for
3 3 3
ð4Þ AISI 409, AISI 316, and AISI 321, respectively. It
should be stated that the mentioned thermodynamical
As can be seen, the Cr-containing oxides are more calculations refer to the equilibrium not for our experi-
negative than Fe2O3. Secondly, the formation free energy ments. However, due to the very long oxidation time, it
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A. Movahedi-Rad et al.: Oxidation behavior of AISI 321, AISI 316, AISI 409 stainless steels: Kinetic, thermodynamic, diffusion studies
enhancing the oxidation resistance, is formed faster than approximately 10 times greater than austenitic matrix.11
ferritic stainless steel. As a result, in these alloys, the Our calculations show that the proportion of penetration
external oxide layers do not considerably grow. Conse- depth of IOZ in AISI 409 over AISI 316, and AISI 409
quently, the superior oxidation resistance of austenitic over AISI 321 are 3.21 and 3.46, respectively, which are in
stainless steels in comparison to the ferritic stainless steel good agreement with our SEM observations (Fig. 1).
is related to the higher Cr content. However, the reasons for differences between calculations
The thicker oxide layer in ferritic stainless steel can be and observations might be the detachment of loose sheets
also explained by using quasi-steady-state approximation, of scales during preparation process of samples. In
in which the concentration of oxygen obeys a linear addition, this can be related to the ignorance of Ni effect
relation across the IOZ in the planar specimen geometry. and other elements on the diffusion process.
In this case, it is rational to take the flux across the given
plane to be proportional to the concentration gradient
IV. CONCLUSIONS
across the IOZ and this can be described by using
empirical equation of Fick’s first law.19 If the x axis is In this paper, the oxidation behaviors of AISI 321,
taken parallel to the concentration gradient of component AISI 316, and AISI 409 stainless steels were studied at
i, @C=@x, the flux of component, Ji, can be described by 873 K for 72, 342, 1022, and 1202 h. The mass and
the Eq. (11), thickness of formed oxides were compared. It was
observed that their masses and thicknesses increased with
@Ci oxidation time. In addition, among them, it was observed
Ji ¼ Di ; ð11Þ
@xi that the oxidation rate and oxide thickness of the AISI
409 ferritic stainless steels were considerably higher in
where Di is the diffusion coefficient. For our case, the comparison with two other AISI 316. Moreover, AISI
oxygen flux through the IOZ can be obtained by re- 321 austenitic stainless steels and AISI 321 demonstrated
writing Fick’s first law equation, in following form.15 the lowest oxide mass and thickness, which showed the
higher oxidation resistance. These data were taken into
NOMatrix account for further kinetical and thermodynamical calcu-
JO ¼ DO ; ð12Þ lations. From the kinetical point of view, the ionic
xVm
diffusion-controlled oxidation due to the parabolic oxi-
where DO is the diffusivity of oxygen in the ferritic or dation relationship was suggested as an oxidation mech-
austenitic steel (cm2/s), NOMatrix is the oxygen solubility in anism for three stainless steels. In all cases, two oxide
ferritic or austenitic steel, Vm is the molar volume of the layers were identified, which showed the formation of the
solvent metal or alloy (cm3/mol), and x is the penetration IOZ. It was observed that the IOZ was Cr-rich and its
depth of the IOZ. By assuming that the counter diffusion formation was explained based on the Gibbs free energy
of the Cr atoms is negligible, the penetration depth of expressions. However, it was observed that in the ferritic
IOZ can be demonstrated as the following equation15: stainless steel, IOZ layer was thicker than austenitic
stainless steels. To justify this observation, the minimum
1=2
2 NOMatrix DO chromium content for having a continuous film of pro-
x¼ t ; ð13Þ tective oxide was calculated. It was shown that in ferritic
m NCrInitial
stainless steel, it was higher than that in austenitic
where t is time, the m is the coefficient of oxygen in stainless steels, which meant more penetration of the
oxidation reaction of B 1 mO 5 BOm, and NCr Initial
is the reaction front for providing enough amount of Cr content.
initial solute concentration. So, the proportion of pene- This finding was also supported by quasi-steady-state
tration depth of IOZ in ferritic and austenitic stainless approximation based on the Fick’s first law.
steels can be expressed by Eq. (14).
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14, Jul to the Cambridge Core terms of use, available at
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http:/www.cambridge.org/core/terms. http://dx.doi.org/10.1557/jmr.2016.141