Professional Documents
Culture Documents
Monitoring Centres’
operators on Vessel
Tracking Systems
Course for EU Fisheries
Monitoring Centres’
operators on Vessel
Tracking Systems
VERSION 1 (2019)
Disclaimer
This course for EU fisheries monitoring centres’ operators on vessel tracking systems
is a training manuscript. It can be used by EU Member States competent authorities
and the European Commission for the training of their staff.
It is not a legal document and by no means replaces the legislative framework for
the application of the common fisheries policy set by the EU or other legal provisions
established at EU and at national level.
1 Introduction 7
EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS 3
4 Fishing vessel activity - vessel tracking systems 42
4.2 Transhipment 43
4.3 Transferring/caging 45
7.1 General 93
4 EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS
Annexes 95
A. Glossary 95
B. References 96
C. Links 97
D. RFMOs websites 98
E. AIS websites 99
List of figures
Figure 1 — VMS DATA FLOW 16
Figure 2 — VMS BRIDGE (BELOW DECK) COMPONENT 17
Figure 3 — SELECTION OF VMS ANTENNA UNITS 18
Figure 4 — INSERTION OF POWER ‘ON/OFF’SWITCH 19
Figure 5 — VMS ANTENNA WRAPPED IN ALUMINIUM FOIL 19
Figure 6 — SELECTION OF AIS TRANSPONDERS 21
Figure 7 — LONG RANGE IDENTIFICATION AND TRACKING (LRIT) 22
Figure 8 — VESSEL TRAFFIC SYSTEM (VTS) - (SOURCE: SAAB) 23
Figure 9 — Overall Earth Observations coverage for a given AREA - (SOURCE EFCA) 25
Figure 10 — FISHING VESSEL TRACK WITH VMS POSITIONS ONLY (SOURCE: EFCA IMS) 26
Figure 11 — FISHING VESSEL TRACK COMBINING VMS AND AIS POSITIONS
(SOURCE: EFCA IMS) 27
Figure 12 — EFCA IMS LABEL OPTIONS (SOURCE: EFCA IMS) 27
Figure 13 — LINK TO EU FLEET REGISTER VIA EFCA IMS 29
Figure 14 — EU FLEET REGISTER HOME PAGE 29
Figure 15 — EXAMPLE OF VESSEL SEARCH IN EU FLEET REGISTER 30
Figure 16 — OVERVIEW OF DIFFERENT SEA AREAS/ZONES 32
Figure 17 — FAO FISHING AREA 27. SUB-AREAS AND DIVISIONS (SOURCE: FAO) 34
Figure 19 — GFCM AREAS (SOURCE: FAO) 36
Figure 20 — EXAMPLE OF FRA’s IN THE BALTIC SEA (SOURCE: EFCA) 37
Figure 21 — EXAMPLE OF FRA’s IN THE NORTH SEA (PLAICE BOX) (SOURCE: EFCA) 38
Figure 22 — EXAMPLE OF FRA’s IN THE IRISH SEA AND CHANNEL (IRISH BOX/MACKEREL BOX)
(SOURCE: EFCA) 38
Figure 23 — FRA’S IN STRAITS OF SICILY (SOURCE: OCEANA) 39
Figure 24 — ERS SCREENSHOT OF A FISHING TRIP INFORMATION (SOURCE: EFCA) 40
EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS 5
Figure 25 — EXAMPLE OF SEARCHING FOR FISH, FISHING OPERATION AND TRANSIT OF
PURSE SEINER (SOURCE: EFCA IMS) 44
Figure 26 — POSSIBLE TRANSHIPMENT IN SOUTH ATLANTIC - IMAGE 1 (SOURCE: EFCA IMS) 45
Figure 27 — POSSIBLE TRANSHIPMENT IN SOUTH ATLANTIC - IMAGE 2 (SOURCE: EFCA IMS) 46
Figure 28 — POSSIBLE TRANSHIPMENT ON HIGH SEAS (SOURCE: EFCA IMS) 46
Figure 29 — BFT PS SEARCHING FOR A SCHOOL OF TUNA (AVERAGE SPEED 8-10 KNOTS)
(SOURCE: EFCA IMS) 47
Figure 30 — BFT PS FISHING OPERATION AND TRANSFER, ALSO TOWING VESSEL (SOURCE:
EFCA IMS) 48
Figure 31 — TOWING VESSEL TRACK DURING BFT PS CAMPAIGN (SOURCE: EFCA IMS) 48
Figure 32 — BOTTOM OTTER TRAWL (SOURCE: FAO) 50
Figure 33 — BOTTOM TRAWLER TRACK – EX. 1 (SOURCE: EFCA IMS) 50
Figure 34 — BOTTOM TRAWLER TRANSITING THROUGH A RESTRICTED AREA (IN BLUE) – EX. 2
(SOURCE: EFCA IMS) 51
Figure 35 — BOTTOM TRAWLER TRACK (SOURCE: Denmark FMC) (1st Zoom & 2nd Zoom) 51
Figure 36 — BOTTOM PAIR TRAWLER TRACKS (SOURCE: EFCA IMS) 52
Figure 37 — BEAM TRAWL (SOURCE: FAO) 53
Figure 38 — BEAM TRAWLER – fig. 1 (WITH ZOOM) (SOURCE: EFCA IMS) 53
Figure 39 — BEAM TRAWLER FISHING ACTIVITY IN THE NORTH SEA – FIG. 2 (SOURCE: EFCA IMS) 54
Figure 40 — MIDWATER OTTER TRAWL (SOURCE: FAO and DNK FMC) 54
Figure 41 — MIDWATER PAIR TRAWLER (SOURCE: FAO) 55
Figure 42 — PELAGIC PAIR TRAWLER TRACKS (SOURCE: EFCA IMS) 55
Figure 43 — FLY-SEINE FISHING OPERATION (SOURCE: FAO) 56
Figure 44 — DANISH SEINE FISHING OPERATION TRACK (SOURCE: EFCA IMS -VMS/AIS) 56
Figure 45 — DANISH SEINE FISHING PATTERN WITH SEVERAL FISHING OPERATIONS
(CIRCULAR MOVEMENTS) (SOURCE: EFCA IMS) 57
Figure 46 — SCOTTISH SEINE WITH FISHING OPERATION (WITH ZOOM)
(SOURCE: DNK FMC) 57
Figure 47 — EXAMPLES OF DREDGES (SOURCE: FAO) 58
Figure 48 — DREDGER TRACKS (SOURCE: EFCA IMS) 58
Figure 49 — BOTTOM SETTT GILLNET (SOURCE: FAO) 59
Figure 50 — TRAMMEL NET (SOURCE: FAO) 59
Figure 51 — TRACK OF NETTER OPERATING SEVERAL SETS OF NETS (SOURCE: EFCA IMS) 60
Figure 52 — NETTER TRACK (POSSIBLY OVER WRECK) WITH ZOOM (SOURCE: DNK FMC) 60
Figure 53 — BOTTOM LONG LINE (SOURCE: FAO) 61
Figure 54 — TRACK OF BOTTOM LONG LINER WITH ZOOM (SOURCE: EFCA IMS) 61
Figure 55 — DRIFTING LONG LINE (SOURCE: FAO) 62
Figure 56 — DRIFTING LONG LINER TRACK (SOURCE: EFCA IMS) 62
6 EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS
Figure 57 — DRIFITING LONGLINER FISHING OPERATION (SOURCE: EFCA IMS) 63
Figure 58 — POTS (SOURCE: FAO) 63
Figure 59 — POTTER TRACK - 2 DAYS (SOURCE: EFCA IMS) 64
Figure 60 — PURSE SEINE (SOURCE: FAO) 65
Figure 61 — PURSE SEINE TRACK WITH 3 FISHING OPERATIONS (SOURCE: EFCA IMS) 66
Figure 62 — PURSE SEINE FISHING ACTIVITY (SOURCE: EFCA IMS) 66
Figure 63 — PURSE SEINE TRACK, TRANSIT AND FISHING OPERATION WITH ZOOM
(SOURCE: DNK FMC) 67
Figure 64 — BFT PS FISHING OPERATION AND TRANSFER (2 X FISHING VESSELS)
(SOURCE: EFCA IMS) 68
Figure 65 — TOWING VESSEL 1 (YELLOW), TOWING VESSEL 2 (GREEN) (SOURCE: EFCA IMS) 68
Figure 66 — TRAWLER OPERATING IN PROHIBITED AREA (WITH ZOOM) (SOURCE: NLD FMC) 70
Figure 67 — TRAWLER OPERATING IN PROHIBITED AREA (SOURCE: NLD FMC) 70
Figure 68 — VMS TRACK OF DREDGER OPERATING IN PROHIBITED AREA
(SOURCE: FRA FMC) 71
Figure 69 — VMS DATA FOR DREDGER OPERATING IN PROHIBITED AREA
(SOURCE: FRA FMC) 71
Figure 70 — VMS TRACK OF TRAWLER AT TOWING SPEED INSIDE 3-MILES’ LIMIT
(SOURCE: FRA FMC) 72
Figure 71 — VMS REPORT (WITHOUT RECOVERED DATA) (SOURCE: NLD FMC) 73
Figure 72 — TRACK OF TRAWLER FISHING TRIP (WITH RECOVERED DATA)
(SOURCE: NLD FMC) 73
Figure 73 — TRACK OF TRAWLER AT TOWING SPEED (WITH RECOVERED DATA)
(SOURCE: NLD FMC) 74
Figure 74 — EXAMPLE OF OPEN/CLOSED FISHING SEASON AND AREAS FOR
SCALLOPS (SOURCE: FRA/DIRM) 75
Figure 75 — SUMMARY TABLE ON DEPTH RESTRICTIONS (SOURCE: IE/SFPA) 79
Figure 76 — LANDING OF TUNA BY NON-EU REEFER VESSEL (SOURCE: EFCA) 81
Figure 77 — LANDING OF TUNA BY NON-EU REEFER VESSEL (SOURCE: EFCA IMS) 81
Figure 78 — ESTIMATION OF PASSIVE GEAR LENGTH (SOURCE: EFCA IMS) 82
Figure 79 — EXTRACT FROM COUNCIL REGULATION (EU) 2018/120 ANNEX IA 83
Figure 80 — TRAWLER FISHING TRIP TO ROCKALL (SOURCE: IRL FMC) 84
Figure 81 — FISHING AREAS VI AND VII, AND SUB-AREAS (SOURCE: ICES) 85
Figure 82 — VMS TRACK IN 44F4 (SOURCE: DNK FMC) 86
Figure 83 — ‘ZOOM-IN’ ON STATISTICAL RECTANGLE 44F4 (SOURCE: DNK FMC) 87
Figure 84 — LOGBOOK EXTRACT WITH CATCH AREA DECLARED AS 43F5
(SOURCE: DNK FMC) 87
Figure 85 — VMS TRACK IN AREA IIIAS (SOURCE: DNK FMC) 88
EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS 7
Figure 86 — LOGBOOK EXTRACT WITH FISHING AREA DECLARED AS 3AN
(SOURCE: DNK FMC) 88
Figure 87 — PHOTO FROM SIGHTING FORM SHOWING FV OPERATING LONG LINE
(SOURCE: ITA FMC) 91
Figure 88 — VMS TRACK SHOWING TYPICAL PELAGIC LONG LINER BEHAVIOUR (SOURCE: ITA
FMC) 92
Figure 89 — GROUP OF FV’s WITHIN 3NM OF COAST AT SPEEDS 3-5 KNOTS (SOURCE: ITA FMC) 93
Figure 90 — BEFORE NAVIGATING TOWARDS PORT, FISHING VESSEL’s SWITCH ON AIS
(SOURCE: ITA FMC) 94
8 EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS
Module 1 Perform the initial actions to start an inspection
Introduction 1
Course objectives 1.1
1 INTRODUCTION
and fortunately, the majority of this is exchanged, managed and stored electronically. (2) Article 9.7 of the Control
Regulation.
A fishing vessel’s current position, course and speed, as well as its historical track will
(3) Article 9.8 of the Control
most likely be available on a Vessel Monitoring System (VMS), as well as an Automatic Regulation
EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS 9
1 Introduction
1.2 Overview and main concepts
Information System (AIS). Similarly, Vessel Traffic Systems (VTS) cover many fishing
grounds, and this is another source for fishing vessels track data. Depending on the
vessel size/type, it may also be subject to the Long-Range Identification and Tracking
(LRIT) system requirements.
Added to these systems, there is an ever increasing contribution from Earth Observations
(EO) from space, both visual and radar (SAR – Synthetic Aperture Radar), with the
Copernicus suite of services a good example.
The more traditional sources of vessels position data, such as sighting reports from air and
sea patrolling assets, are increasingly being transferred electronically in near real time,
and will soon be supplemented by similar reports from Remotely Piloted Aircrafts (RPAs).
This considerable range of data sources for fishing vessels positions and movement is
further enhanced with data on the real-time fishing activity of those vessels, as provided
by systems such as the Electronic Recording and Reporting System (ERS), which details
what fish were caught, and where and when they were caught. In many instances, the
ERS is linked to a quota management system where the cumulative catch is monitored
and alerts are provided when the catch is approaching or reaching quota limits. Similarly,
an Electronic Inspection Reporting System (EIR) will provide a snapshot for a particular
time and place, and will deliver a verified assessment of the catch retained on-board as
well as the type of gear/equipment being used.
In recent years there has also been a number of significant trials/pilots of Remote
Electronic Monitoring (REM), i.e. on-board integrated closed-circuit television (CCTV)
and sensor system, and it appears increasingly likely that this technology may become
part of the mainstream Monitoring Control and Surveillance (MCS) toolkit. Initially, it is
expected that these measures will require considerable manual intervention to carry
out the required review and analysis. However, as the technology improves the level of
human involvement in that analysis may diminish.
Many of the above systems will most likely be linked directly to the national vessels reg-
ister, which in turn would interact with a regional register, such as the EU Fleet Register
or a Regional Fisheries Management Organisation (RFMO) Register. Very often, one or
more of the above systems is linked to, or may incorporate, data on, licencing, fishing
authorisations and permits. There is also a selection of more static information available
to the FMC, ranging from definitions/coordinates of jurisdictional boundaries, closed
areas, etc. to IUU vessels’ lists, vessel target lists, etc.
In an ideal world, all of the above electronic systems would be fully integrated, with a
highly sophisticated Business Intelligence tool capable of performing the necessary vali-
dations/verifications, cross-checks, risk analysis and then producing recommendations
on the tasking of patrolling assets and resources. However, if such a scenario represents
the top end of the scale, the vast majority of FMC’s will be positioned somewhere lower
along the scale, with varying degrees of automation and integration.
So, many of today’s FMCs will combine some highly automated and integrated analysis
functions with manual analysis procedures where operators will bring their knowledge,
skills and experience to bear on determining the operational risk of a particular situation.
This analysis will be critical in ensuring the most effective and efficient use of MCS assets
(i.e. inspectors, patrol vessels, patrol aircraft, RPA’s, etc.).
10 EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS
Overview of existing vessel tracking systems, satellite monitoring and integrated systems 2
Vessel tracking systems 2.1
EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS 11
2 Overview of existing vessel tracking systems, satellite monitoring and integrated systems
12 EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS
Overview of existing vessel tracking systems, satellite monitoring and integrated systems 2
Vessel tracking systems 2.1
EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS 13
2 Overview of existing vessel tracking systems, satellite monitoring and integrated systems
Article 21
Control measures to be adopted by flag Member States
Each flag Member State shall ensure the continuous and systematic monitoring and
control of the accuracy of the data referred to in Article 19 of this Regulation, and
shall act promptly whenever data are found to be inaccurate or incomplete.
Article 22
Frequency of data transmission
1. Each Member State shall ensure that its FMC receives, at least once every 2 hours,
through the VMS the information referred to in Article 19 of this Regulation concerning
its fishing vessels. The FMC may require the information at shorter time intervals.
2. The FMC shall have the capacity of polling the actual position of each of its fishing
vessel.
14 EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS
Overview of existing vessel tracking systems, satellite monitoring and integrated systems 2
Vessel tracking systems 2.1
Article 26
Non-receipt of data
1. When the FMC of a flag Member State has not received data transmissions in
accordance with Article 22 or Article 25(1) of this Regulation for 12 consecutive
hours it shall notify the master or the operator of the Union fishing vessel or their
representative(s) thereof as soon as possible. If, in respect of an EU particular fishing
vessel, that situation occurs more than three times within a period of a calendar
year, the flag Member State shall ensure that the satellite-tracking device of the
fishing vessel is thoroughly checked. The flag Member State shall investigate the
matter in order to establish whether the equipment has been tampered with. By
way of derogation from Article 20(2)(d) of this Regulation, that investigation may
entail the removal of such equipment for examination.
2. When the FMC of a flag Member State has not received data transmissions for
12 hours in accordance with Article 22 or Article 25(1) of this Regulation and the
last received position was from within the waters of another Member State it shall
notify the FMC of that coastal Member State thereof as soon as possible.
3. When the competent authorities of a coastal Member State observe a Union
fishing vessel in its waters and have not received data in accordance with Article
24(1) or 25(2) of this Regulation, they shall notify the master of the fishing vessel
and the FMC of the flag Member State thereof.
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2 Overview of existing vessel tracking systems, satellite monitoring and integrated systems
· Technical aspects
A VMS is a form of satellite tracking using a GPS receiver, which plots the position of a
fishing vessel (in much the same way as a car Satnav or indeed a handheld GPS) and
then transmits that time-stamped position along with the vessels course and speed, to
the FMC of the flag MS.
The VMS transmissions are normally every 2 hours, or more frequently if required by a Flag
State for their own vessels. The reporting interval is lower in some areas e.g the waters
of Norway and the Faroes, as well as those covered by the North East Atlantic Fisheries
Commission (NEAFC) RFMO. Normally the VMS terminal is configured to automatically
change the reporting frequency when the vessel enters and exits these areas.
The original EU regulatory requirements were for the VMS terminals to communicate via satel-
lite transmission only, but now some systems have adopted a hybrid solution using a Global
Packet Radio System (GPRS) modem for GSM communication whilst closer to the coast.
VMS is today a key tool in the MCS suite of systems and there is a wide variety of VMS
systems in use throughout the world. Typically, depending on the vessel’s length and/
or the duration of its fishing trips, an EU fishing vessel will be required to be fitted with a
VMS terminal when it is operating in the waters under the jurisdiction of its Flag State. It
will also require it when operating in other MS waters or indeed the waters of a Regional
Fisheries Management Organisation (RFMO) such as NEAFC or the Northwest Atlantic
Fisheries Organisation (NAFO).
Similarly, if the EU vessel is operating in the waters of a third country with whom the
EU has a fishery agreement, such as Norway, Madagascar, Ivory Coast, etc., it will be
required to transmit VMS data to that country. In the vast majority of cases, only one
VMS terminal is required and the data is transmitted to the Flag State databases, before
onward transmission to the Coastal State.
16 EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS
Overview of existing vessel tracking systems, satellite monitoring and integrated systems 2
Vessel tracking systems 2.1
The transmission of VMS data from an EU Flag State (on behalf of its fishing vessels) to
another EU Coastal State is done via the EU FLUX (Fisheries Language for Universal
Exchange) protocol. The FLUX provides a harmonised message standard, and is in-
creasingly becoming the transmission means between the EU and various RFMO’s and
third country coastal State’s. However, there remain a small number of situations where
a third country will require an EU fishing vessel to fit an additional VMS terminal in order
to transmit the data direct to that countries system.
EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS 17
2 Overview of existing vessel tracking systems, satellite monitoring and integrated systems
As stated above, there is a variety of VMS systems in use throughout the world. The intel-
ligence and capacity of each of those systems will depend on the level of technological
sophistication incorporated in the actual on-board terminal, and/or the back office/shore
elements. For example, in some systems there is no ‘On/Off’ switch, but the system will
‘go to sleep’ when the vessel remains in the same location within a port, for a period. The
system will ‘wake up’ at configurable intervals (e.g. every hour or every 4 hours) to check
its location and if it has not moved, it will ‘go back to sleep’ again. This restricts the ability
of the master/crew to switch the system off in order to avoid exposure of illegal activity.
In other systems, the on-board terminal will incorporate considerable geo-fencing func-
tions and may be loaded with the coordinates of dozens of specific areas (e.g. ‘SAC’s
- Special Areas of Conservation’, ‘Closed Areas’ etc.). This permits the on-board terminal
to detect if the vessel has crossed into (or out of) an area and whether an alarm message
should be sent to the Flag State FMC. Were this functionality to be incorporated into the
back office element of the system, the back office will only be able to determine whether
such an entry or exit took place after it receives the two-hourly report from the vessel.
Consequently, the vessel could have been operating undetected within a specific area
for a period of up to two hours. These are just a few examples of how the technology
chosen can assist with the monitoring function. However, numerous other examples
will be provided later in this course. There are also possibilities of interference with the
physical components of the system. When VMS was first introduced, certain operators
used a variety of methods to restrict the transmission of position reports from their tamper
proof systems. Where the system did not have an ‘On/Off’ switch, the operator merely
inserted such a switch along the power supply cable (see fig. 4 below).
18 EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS
Overview of existing vessel tracking systems, satellite monitoring and integrated systems 2
Vessel tracking systems 2.1
In many instances, the vessel master/crew would also interfere with the transmission means.
Antenna cables can be damaged due to becoming ‘snagged’ on another piece of equipment.
In addition, another favourite was the fitting of metal bucket over the actual antenna. This
would prevent the actual transmission of the signal from the antenna. In the absence of a metal
bucket, a piece of aluminium foil could be wrapped around the antenna (see fig. 5 below).
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2 Overview of existing vessel tracking systems, satellite monitoring and integrated systems
Depending of the technical choices of the MSs, the VMS device may include an internal
hard disk. In this case, when the device starts to operate correctly, the FMC may pull the
information stored in the hard disk during the “silent period” and receive information on
the origin of the lack of transmission. Other cases of manipulation reported were involving
an electronic application modifying the GPS information transmitted to the system, and
consequently transmitting fake positions.
As outlined earlier, some VMS systems have been developed as hybrid systems with
transmission via satellite for offshore locations. They can then switch to GPRS modem
for Global System for Mobile (GSM) communication whilst closer to the coast. However,
in some instances MSs (e.g. Italy and the UK) have developed GPRS based VMS for
smaller vessels which are exempt from mandatory satellite transmission VMS.
In addition to the lower costs associated with the GPRS transmissions via the GSM net-
works, there is also the added advantage of higher data rates, allowing for more frequent
transmissions from the vessel concerned. However, the major disadvantage to the use
of this system is that the network coverage diminishes the further the location from the
coast. There are also many instances of ‘blind spots’ occurring along coastlines due to
shore topography and/or antenna locations.
20 EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS
Overview of existing vessel tracking systems, satellite monitoring and integrated systems 2
Vessel tracking systems 2.1
Throughout the world, AIS plays an important role in traffic management, but also assists
authorities tasked with Coast Guard type functions by enhancing their domain awareness.
Vessels fitted with AIS can be tracked from shore.
One of the particular strengths of AIS is the frequency of the transmissions, which de-
pending on the transponder class (e.g. Class A and B), and the speed of the vessel, can
have transmission rates measured in seconds (i.e. 2-180 secs). However, as the system
transmits on VHF, the range is limited to a maximum of 40 nautical miles, dependent on
antenna height, power output, as well as weather and atmospheric conditions. This range
can be improved through the use of land-based and ship repeater stations.
In order to address this limited range issue, AIS has also moved into the use of satellite
technology. Vessels operating far off shore and out of range of the terrestrial networks,
can now transmit their AIS data via satellite. SAT-AIS is dependent on satellite coverage
but very often the transponder default transmission rates can be set at approx. 30 secs.
However, due to the additional costs associated with satellite communications, SAT-AIS
is normally updated every 6 minutes (a considerable improvement on the VMS transmis-
sion rate of 2 hours).
As stated above, the AIS requires a considerable amount of manual entry and this of
course leaves the system prone to abuse, and there have been instances when false/
incorrect information has been entered. Unlike the VMS, the AIS is not required to be tam-
per-proof. Consequently, the system is open to ‘spoofing’ i.e. when the vessel purposely
reports a false position instead of its actual position. However, knowing and recognising
this type of behaviour, can in itself, focus the attention of an experienced FMC operator.
In May 2006, the IMO made amendments to the International Convention of Safety of Life
at Sea, 1974 (SOLAS) and introduced the establishment of the Long Range Identification
and Tracking system (LRIT) for reasons related to national security.
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2 Overview of existing vessel tracking systems, satellite monitoring and integrated systems
The main purpose of the LRIT ship position reports is to enable a Contracting Party to
obtain ship identity and location information in sufficient time to evaluate the security risk
posed by a ship off its coast and to respond, if necessary, to reduce any risks. The LRIT
system is mandatory for all passenger ships, high-speed craft, mobile offshore drilling
units and cargo ships of over 300 gross tonnes.
LRIT Information is available to Contracting Parties who are entitled to receive information
about ships navigating within a distance up to 1,000 nautical miles off their coast, and
about ships, which have indicated an intention to enter a port irrespective of distance.
Administrations are entitled to receive information about their own-flagged ships irrespec-
tive of where the ships are located. National authorities bear all the costs associated with
LRIT and there are no charges to ships. LRIT information may also be made available
for SAR purposes.
The shipborne equipment is required to automatically transmit the LRIT information at
6-hour intervals to an LRIT Data Centre and be capable of being remotely configured
to transmit at variable intervals and be capable of responding to a polling command.
LRIT Data Centres are set up nationally or regionally by Governments and communicate
through an International LRIT Data Exchange. National authorities obtain LRIT data from
the Data Centres by request providing that they are so entitled according to an LRIT
Data Distribution Plan, which is administered by the IMO. In general, fishing vessels are
not subject to LRIT provisions, but cargo/reefer vessels and processing vessels may be
involved in transhipment operations at sea or in designated ports. In these particular
cases, these vessels should also be equipped with VMS as they are considered as
fishing vessels and carrying out fishing activities (7).
According to the IMO, Vessel Traffic Services (VTS) are shore-side systems, which
range from the provision of simple information messages to ships, such as the positions
of other traffic or meteorological hazard warnings, to extensive management of traffic
(7) Articles 4.31, 9.1 and
9.6 of Regulation (EC)
No1224/2009.
22 EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS
Overview of existing vessel tracking systems, satellite monitoring and integrated systems 2
Vessel tracking systems 2.1
within a port or waterway. Generally, ships entering a VTS area are required to report to
the authorities, usually by radio, and may be tracked by the VTS control centre.
Ships must keep watch on a specific frequency for navigational or other warnings, while
they may be contacted directly by the VTS operator if there is risk of an incident or, in
areas where traffic flow is regulated, to be given advice on when to proceed. SOLAS
provides for governments to establish VTS when, in their opinion, the volume of traffic
or the degree of risk justifies such services.
Typically, VTS systems use a host of different systems and tools such as radar, CCTV,
VHF radiotelephony and AIS to keep track of vessel movements and provide navigational
safety in a limited geographical area. In addition to these sensors, VTS may also use pro-
cedures such as ‘vessel reporting points’ where the ship will notify the VTS control centre
of their current location, course and speed, and any other relevant information, thereby
giving the controllers advance warning for any critical traffic congestion or bottlenecks.
Radar is seen as one of the most important components of a VTS as it is not dependent on
any transmissions from the vessel(s) being tracked. If a vessel does not have an operating
AIS or VMS, either because one or both is not working or one or both of them has been
deliberately switched off, the radar plot will continue to track the vessel independently.
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2 Overview of existing vessel tracking systems, satellite monitoring and integrated systems
Copernicus is the EU’s Earth Observation Programme. Based on satellite and in situ obser-
vations, the Copernicus services deliver near-real-time data on a global level, which can
also be used for local and regional needs.
The Programme is coordinated and managed by the European Commission. It is imple-
mented in partnership with the MSs, the European Space Agency (ESA), the European
Organisation for the Exploitation of Meteorological Satellites (EUMETSAT), the European
Centre for Medium-Range Weather Forecasts (ECMWF), EU Agencies and Mercator Ocean.
Copernicus is served by a set of dedicated satellites (the “Sentinel family”) and contributing
missions (existing commercial and public satellites). The Sentinel satellites are specifically
designed to meet the needs of the Copernicus services and their users. Since the launch
of Sentinel-1A in 2014, the EU set in motion a process to place a constellation of almost 20
more satellites in orbit before 2030.
In terms of fisheries monitoring, information of interest is provided by radar satellite images
and optical satellite images. Radar satellites, which carry Synthetic Aperture Radar (SAR)
instruments, can detect vessels at sea under most conditions, day and night and through
clouds with high-resolution imaging. The sensor can operate in a number of modes i.e.
wide area - low detail, small area - high detail.
Optical satellites provide images of Earth’s surface but need day light and clear sky. Optical
imagers are amongst the most common instruments used for Earth observation with a
horizontal spatial resolution ranging of 1–300m. Copernicus Earth Observation images
can be integrated with other data both from European Maritime Safety Agency’s (EMSA)
maritime information applications and from external data sources. This additional data may
include information such as vessel location, identification and tracking data (for example
AIS, LRIT, and VMS), intelligence data provided by users, and external meteorological data.
Combining data makes the overall information provided to MSs more valuable, operationally.
Vessel position and track information, for example, overlaid on satellite images with a vessel
detection layer, provides a very powerful tool for checking on vessel activity at sea – includ-
ing verifying those vessels that are reporting, and locating vessels that are not reporting their
whereabouts. EMSA provides these fusion products to Copernicus Maritime Surveillance
service users according to their needs and to their access rights to the data.
24 EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS
Overview of existing vessel tracking systems, satellite monitoring and integrated systems 2
Satelitte monitoring 2.2
Figure 9 — Overall Earth Observations coverage for a given AREA - (SOURCE EFCA)
Vessel Detection System (VDS) is a satellite based remote sensing technology, which
can identify vessels and detect their positions at sea (8). The VDS relies on radar satellite
images and optical satellite images. Radar satellites can operate day and night including
through clouds while optical satellites need day light and clear sky.
The Control Regulation (9) specifies that where MSs have clear evidence of a cost benefit
in relation to the traditional control means in the detection of fishing vessels, they shall
use a VDS allowing them to match the positions derived by remotely sensed images
sent to earth by satellites or other equivalent systems with the data received by VMS or
AIS, in order to assess the presence of fishing vessels in the area. MSs shall ensure that
their FMCs possess the technical capacity to use a VDS.
Vessel positions in all EU waters can be sent to FMCs. The delivery time depends on
the capacities of the ground stations. The VDS process is nearly automatic. The system
is not designed to replace aircraft and sea patrols but to complement them. The over-
view made available by VDS may provide basic information for identifying instances of
non-compliance.
(9) Article 11
EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS 25
2 Overview of existing vessel tracking systems, satellite monitoring and integrated systems
Figure 10 — FISHING VESSEL TRACK WITH VMS POSITIONS ONLY (SOURCE: EFCA IMS)
26 EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS
Overview of existing vessel tracking systems, satellite monitoring and integrated systems 2
Integrated tools 2.3
As the screenshots are both taken from EFCA IMS, it must be noted that the track line
itself is the result of the combination of both data sources i.e. VMS and AIS. However,
in fig. 10, only VMS positions are shown. Were the track to be based on VMS positions
only, it is less accurate and only displays straight lines between the VMS positions.
In addition to the ‘basic’ information, such as name, call sign, IMO number, speed, course
and position, several other items of information are also made available on the EFCA
IMS (see fig. 12 below)
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3 Cross-checking vessel tracking systems
3.1 Vessel lists and registers
The fight against Illegal, Unreported and Unregulated fishing (IUU) is based at
EU level on Regulation (EC) No 1005/2008 and Commission Regulation (EC) No
1010/2009. These regulations require the publication of an IUU list of vessels and the
actions to be taken in the event of detection of a vessel reported as an IUU vessel.
RFMOs also establish their own list of IUU vessels and publish these lists on their
websites (see links in Annex).
RFMOs manage and publish lists of vessels authorised to operate in their convention
area. These lists are available on their website and apart from the technical details of
the vessels flag, registration number, IRCS, vessel type, length, tonnage etc., they also
provide details on the fishing authorisation such as:
a. Area/subareas in which the vessel may operate
b. Target species and by-catches
c. Fishing gear type authorised
d. Period when authorised
e. Type of vessel or of activity
The EU Fleet Register is a database where all the fishing vessels flying the flag of a MS
have to be registered in accordance with EU legislation. It is publicly accessible on the
website http://ec.europa.eu/fisheries/fleet/index.cfm allowing an FMC operator to
search for a fishing vessel and to display its technical characteristics as well as its history.
Information provided includes, in particular the name of the vessel, the vessel owner, its
length and tonnage, and the gear type(s) authorised.
The search option allows query by many criteria such as name, IRCS, length, tonnage,
port, external marking, main gear type, etc. The FMC operator is able to access the EU
Fleet Register via the EFCA IMS System (see fig. 13, 14 and 15 below).
28 EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS
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Vessel lists and registers 3.1
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3 Cross-checking vessel tracking systems
3.1 Vessel lists and registers
30 EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS
Cross-checking vessel tracking systems 3
Maritime boundaries and other areas 3.2
Territorial waters are that part of the ocean adjacent to the coast of a state that is con-
sidered part of the territory of that state and subject to its sovereignty. As defined by
the 1982 United Nations Convention on the Law of the Sea (UNCLOS) they are coastal
waters extending at most 12 nautical miles from the baseline of a coastal state. Territorial
waters are regarded as the sovereign territory of the coastal state, although foreign ships
(civilian) are allowed innocent passage (10) through it, or transit passage for straits. This
sovereignty also extends to the airspace over and seabed below.
However, some costal states have declared territorial waters with an extension less than
12 nautical miles from the baseline or, in the case of sea between States with opposite
or adjacent coasts, the limit of territorial water is the midline equidistant from the nearest
points on the baseline between the two States. In some instances, there are special
fishing rights in the waters between the Territorial Waters/Seas of MS’s (11)
EEZ is also legally based on the UNCLOS. It is the coastal water and seabed around a
country’s shores, to which a state claims exclusive rights for fishing and natural resources.
EEZs extend 200 nautical miles from the baseline. Within this area, the coastal state
has sovereign rights for the purpose of exploring, exploiting, conserving, and managing
natural resources, both living and non-living, of the seabed, subsoil, and the subjacent
waters and, with regard to other activities, for the economic exploitation and exploration
of the zone. Foreign nations have the freedom of navigation and overflight, subject to the
regulation of the coastal states. Foreign states may also lay submarine pipes and cables.
Rights related to the EEZ only exist if the coastal state has explicitly created it, while
respecting the law of the sea and the rights of other coastal states. Where the distance
between the baselines of two States are less than 400 miles, the boundary between their
EEZs shall be fixed by mutual agreement or by decision of a competent international
tribunal (e.g. International Tribunal for the Law of the Sea).
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3 Cross-checking vessel tracking systems
3.2 Maritime boundaries and other areas
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Cross-checking vessel tracking systems 3
Fisheries areas 3.3
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3 Cross-checking vessel tracking systems
3.3 Fisheries areas
Subarea III Skagerrak, Kattegat, Sound, Division III a Skagerrak and Kattegat
Belt Sea, and Baltic Sea; the Sound and Division III b (23) Baltic Sea (Sound)
Belt together known also as the Transi- Division III b, c Baltic Sea (Sound and Belt
tion Area Sea or Transition Area)
Division III c (22) Baltic Sea (Belt Sea)
Division III d (24-32) Baltic Sea
Subarea IV North Sea Division IV a Northern North Sea
Division IV b Central North Sea
Division IV c Southern North Sea
Subarea V Iceland and Faroes Grounds Division V a Iceland Grounds
Division V b Faroes Grounds
Subarea VI Rockall, Northwest Coast Division VI a Northwest Coast of Scotland
of Scotland and North Ireland, the and North Ireland or West of Scotland
Northwest Coast of Scotland and North Division VI b Rockall
Ireland also known as the West of
Scotland
Subarea VII Irish Sea, West of Ireland, Division VII a Irish Sea
Porcupine Bank, Eastern and Western Division VII b West of Ireland
English Channel, Bristol Channel, Division VII c Porcupine Bank
Celtic Sea North and South, and South- Division VII d Eastern English Channel
west of Ireland - East and West Division VII e Western English Channel
Division VII f Bristol Channel
Division VII g Celtic Sea North
Division VII h Celtic Sea South
Division VII j South-West of Ireland - East
Division VII k South-West of Ireland - West
Subarea VIII Bay of Biscay Division VIII a Bay of Biscay - North
Division VIII b Bay of Biscay - Central
Division VIII c Bay of Biscay - South
Division VIII d Bay of Biscay - Offshore
Division VIII e West of Bay of Biscay
Subarea IX Portuguese Waters Division IX a Portuguese Waters - East
Division IX b Portuguese Waters - West
Subarea X Azores Grounds
Figure 17 — FAO FISHING AREA 27. SUB-AREAS AND DIVISIONS (SOURCE: FAO)
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Cross-checking vessel tracking systems 3
Fisheries areas 3.3
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3 Cross-checking vessel tracking systems
3.3 Fisheries areas
9. Ligurian Sea and North Tyrrhenian Sea 24. Northern Levant Sea
15. Malta
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Restricted areas 3.4
Figure 20 — EXAMPLE OF FRA’s IN THE BALTIC SEA (SOURCE: EFCA) (13) Chapter IV of Council
Regulation (EC) No
850/98
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3 Cross-checking vessel tracking systems
3.4 Restricted areas
Figure 21 — EXAMPLE OF FRA’s IN THE NORTH SEA (PLAICE BOX) (SOURCE: EFCA)
Figure 22 — EXAMPLE OF FRA’s IN THE IRISH SEA AND CHANNEL (IRISH BOX/MACKEREL
BOX) (SOURCE: EFCA)
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Cross-checking vessel tracking systems 3
Restricted areas 3.4
It is the case of the Strait of Sicily, the GFCM has established some FRAs. GFCM
Recommendation 4/2016/3 established three FRAs; one to the east of Adventure Bank, a
second west of Gela Basin and a third east of Malta bank –the first two are partially inside
Italian Territorial waters. These areas are also temporary closure areas for the fishing
activity targeting Rose Shrimp and Mediterranean Hake in the Gulf of Gabes, which are
also linked with the 200 meters’ depth contours, and run from 15 July to 30 September.
FRAs have also been established by the GFCM Recommendation 4/2017/3 in the Adriatic
Sea for the management of fisheries activity in the Pomo Pit area where several zones
have been set-up with different provisions for the fishing activities targeting demersal
stocks such as European Hake and Norway lobster. In addition, for fishing vessels of 12
metres’ length overall or more, the frequency of data transmissions shall be of at least once
every 30 minutes when a fishing vessel enters a fishing restricted area, and vessels not
authorised to fish in such areas shall keep a speed of minimum 6 knots when transiting.
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3 Cross-checking vessel tracking systems
3.5 Other sources of information that may be available to FMCs
The ERS is used to record, report, process, store and exchange fisheries data (catch,
landing, sales, and transhipment) (16). The key element is the electronic logbook where the
master of a fishing vessel keeps a record of fishing operations. The electronic logbook
data is transmitted at least once a day and before entering port to the fisheries authori-
ties of the MSs, which stores the information in a secure database. It may also include
prior notifications of entry into port, landing or transhipment. This data allows the control
authorities to monitor the catch data of fishing vessels in near real-time.
ERS data is exchanged via secured channels (e.g. FLUX) with other MSs’ FMCs and with
third countries or RFMOs in the framework of bilateral / international agreements third
countries and international organisations, e.g. NAFO and NEAFC.
The ERS data is very similar to that required for entry into the paper-fishing logbook (17),
and includes information on the quantities of species caught each day as well as the
relevant geographical area in which they were taken. It also includes information on gear
type used, each entry/exit event, landing declarations, transhipments, etc.
40 EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS
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Other sources of information that may be available to FMCs 3.5
gear, a more precise location (i.e. Latitude/Longitude) is required than just the Statistical
Rectangle.
(21) Recommendation.
GFCM41/2017/8
EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS 41
3 Cross-checking vessel tracking systems
3.5 Other sources of information that may be available to FMCs
MSs are required to establish, and keep up to date, an electronic database where they
upload all inspection and surveillance reports recorded by their officials (22) in accordance
with the EU legislation (23). MSs control authorities also receive inspection reports issued
by other MS officials on board their flag fishing vessels, when an infringement has been
found in the course of the inspection (24).
Data and information contained in the inspection reports are crosschecked with other
available data and information available from other sources in order to identify any
possible inconsistencies. Concerning infringements, MSs are required by the Control
Regulation to enter in a national register, all infringements of the rules of the common
fisheries policy committed by vessels flying their flag or by their nationals, including the
sanctions they incurred and the number of points assigned (25).
Total allowable catches (TACs) and quotas are a major tool in fisheries management.
TACs or fishing opportunities are catch limits (expressed in tonnes or numbers) that are
set for most commercial fish stocks. The European Commission prepares the proposals,
based on scientific advice on the stock status from advisory bodies such as ICES and
STECF. The Council of fisheries ministers sets TACs annually for most stocks (every two
years for deep-sea stocks). For stocks that are shared and jointly managed with non-EU
(22) Article 78.1 of Control
Regulation countries, the TACs are agreed with those (groups of) non-EU countries.
(23) Article 118 and TACs are shared between EU MSs in the form of national quotas. For each stock, a dif-
annex XXIV No2
of the Commission ferent allocation percentage per MS is applied. This fixed percentage is known as the
Implementing relative stability key. MS can exchange quotas between themselves. However, MS have
Regulation (EU) No
404/2011. to use transparent and objective criteria when they distribute the national quota among
(24) Article 76 of the Control their fishermen. They are responsible for ensuring that the quotas are not overfished.
Regulation When all the available quota of a species is fished, the MS has to close the fishery.
(25) Article 93 of the Control
Regulation
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Cross-checking vessel tracking systems 3
Other sources of information that may be available to FMCs 3.5
Management of quotas at national level is different between different MSs. For example, in
some MSs, the quota is split between vessels with each getting an individual vessel quota.
Other MSs split the quota between different Producers’ Organisations. Consequently,
follow up of quotas and the closure decision process varies from one MS to another. This
type of information can be very useful when monitoring other elements, such as fishing
area, gear type, catch declarations of a specific vessel, other vessels catch declara-
tions, landing declarations, etc. Catch compositions of similar vessels, operating with
the same gear type, in the same area should be quite similar, and cross checks of data
from different declarations may highlight incoherencies.
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4 Fishing vessel activity - vessel tracking systems
4.1 Identify fishing vessels’ activities during a fishing trip
In the EU legal framework, the terms “fishing activity” covers not only the catching opera-
tion itself but also related operations: “fishing activity means searching for fish, shoot-
ing, setting, towing, and hauling of a fishing gear, taking catch on board, transhipping,
retaining on board, processing on board, transferring, caging, fattening and landing of
fish and fisheries products” (26).
This activity is carried out mainly by vessels targeting schools of pelagic fish such as
tuna, sardine, mackerel, horse mackerel and anchovy, for example, and mainly by purse
seiners, pelagic trawlers and bait boats. While searching for fish, the vessel is proceeding
at top or near top speed and its track may be quite erratic.
During transit to fishing grounds and return to port, fishing vessels are usually proceeding
at top speed and maintaining a steady course.
(26) Article 4.1 of the Control Figure 25 — EXAMPLE OF SEARCHING FOR FISH, FISHING OPERATION AND TRANSIT OF
Regulation PURSE SEINER (SOURCE: EFCA IMS)
44 EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS
Fishing vessel activity - vessel tracking systems 4
Transhipment 4.2
4.2 TRANSHIPMENT
‘Transhipment’ is the unloading of all or any fisheries or aquaculture products on board
a vessel to another vessel. Transhipments at sea can go unnoticed by control authori-
ties of the flag or coastal states and therefore constitute a possible way for operators
to ‘mask’ illegal fishing and/or catches. Transhipment in EU waters is forbidden unless
it is carried out in designated ports (27). Transhipments by EU vessels on the high seas
and under direct authorisations are subject to prior notification (28), direct authorisation
referring to an authorisation given by a third country to an EU vessel to operate in its
waters, outside an Sustainable Fisheries Partnership Agreement (SFPA). In addition,
transhipments at sea, when occurring in the convention area of an RFMO, must adhere
to the rules applicable for that RFMO.
For example, transhipments at sea in the ICCAT convention area are authorised for large-
scale pelagic longliners, following the requirements of the applicable Recommendation (29).
In cases of transhipment, the tracks of vessels involved in the operation, may show the
positions of the vessels very close to each other, and/or following a similar course at a
similar reduced speed (around 1 knot).
The following figure 26 shows movements of a receiving carrier vessel in the Atlantic,
steaming full speed from a transhipment point to another, reducing speed to around one
knot to possibly carry out the transhipment. The figure 27 shows the same vessel at the
time of the transhipment accompanied by the transhipping long liner following a similar
course at the same speed. Both vessels were registered in the ICCAT record of vessels,
which is publicly available on the ICCAT website.
Figure 26 — POSSIBLE TRANSHIPMENT IN SOUTH ATLANTIC - IMAGE 1 (SOURCE: EFCA (27) Article 20 of the Control
IMS) Regulation
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4 Fishing vessel activity - vessel tracking systems
4.2 Transhipment
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Fishing vessel activity - vessel tracking systems 4
Transferring/caging 4.3
4.3 TRANSFERRING/CAGING
Transferring and caging activities (30) refer to activities of transfer of live fish into cages
and into farm installations. They are not considered as transhipment and they are mainly
related to the Bluefin Tuna (BFT) fishery in the Mediterranean Sea. The fish is normally
caught by purse seiners and transferred, live, into cages in open sea (transferring), and is
later transferred into cages at the farm installation (caging) in order to be fattened. These
operations involve several vessels in addition to the purse seiner making the catch opera-
tion: auxiliary vessels, support vessels and towing vessels, all of them being considered
as fishing vessels according to the Control Regulation (31) and therefore subject to VMS
and AIS according to their length.
Purse seine track during transfer operation often shows the vessel idle and drifting,
sometimes for hours, with auxiliary vessels, support vessels and towing vessels in close
proximity. In addition, on some occasions, there may also be other purse seiners involved
in the same joint fishing operation. During the caging operation, apart from the track
of the towing vessel proceeding with the cage(s) to the farm installation at slow speed,
there are no real tracks of interest to be observed. When the cage is delivered in the
farm site, the towing vessel normally moves away from the farm installation and will not
participate to the caging operation.
Tracks of support vessels can be observed on the farm site but it is difficult to relate their
presence to the caging operation, as they are usually present on the farm site for daily
operations like feeding, maintenance or harvesting.
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4 Fishing vessel activity - vessel tracking systems
4.3 Transferring/caging
Figure 31 — TOWING VESSEL TRACK DURING BFT PS CAMPAIGN (SOURCE: EFCA IMS)
Also, note the last part of the track shows the Towing Vessels passage to the farm site
(located at the bottom left in picture) with full cages and transiting at a speed of approx.
1 knot.
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Fishing vessel gear type – vessel tracking systems 5
Towed gears 5.1
5.1.1 General
Towed gears, also known as active gears or mobile gears, are typified by trawls, but
also include dredges. There is a variety of types of towed trawl gears in use and these
vary greatly in size and design, dependent upon the topography of the seabed, the size/
power of the towing vessel, the depth of fishing and the habits of the target species.
The main towed gears used in fisheries are bottom otter trawls, bottom pair trawls, beam
trawls, pelagic or midwater otter trawls, pelagic or midwater pair trawls, Danish seines,
Scottish fly seines, and dredges. From the tracks of the vessels using these gears, it
may be difficult to distinguish the type of gear used as they have similar fishing patterns.
Their tracks may be very similar as the towing speeds, with the exception of beam trawl-
ers, which usually tow at a slightly higher speed (5 to 6 knots) than the other gear types.
A bottom or demersal trawl is constructed like a cone-shaped net that is towed on the
bottom. It consists of a body ending in a codend, which retains the catch. Normally the
net has two lateral wings extending forward from the opening. The mouth of the trawl is
framed by a headline and a groundrope. The vertical opening is maintained by the floats,
which are fixed on the headline, while the horizontal opening is maintained by means of
otter doors. The gear is designed and rigged to catch species living on or near the bottom.
Bottom otter trawls are usually towed across the bottom at a speed of approx. 2 to 4
knots. The duration of a tow normally depends on the expected density and type of fish
(whether fish is aggregated or not) and the shape of the bottom (seabed) in the fishing
area, and can vary from a few (10-15 minutes) up to 10-12 hours. However, the duration
is usually around 2 to 5 hours.
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5 Fishing vessel gear type – vessel tracking systems
5.1 Towed gears
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Towed gears 5.1
Figure 35 — BOTTOM TRAWLER TRACK (SOURCE: Denmark FMC) (1st Zoom & 2nd Zoom)
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5 Fishing vessel gear type – vessel tracking systems
5.1 Towed gears
In this case, the trawl is not towed by one vessel but by two vessels simultaneously. The
trawl is similar to the bottom otter trawl except that the horizontal opening is not made
by doors but by the spacing of the two towing vessels. Hauling and shooting of the trawl
is performed by one of the two vessels, and for towing one of the two towing cables is
handed over to the second vessel. During the towing, the tracks of the vessels are parallel
with similar speeds and courses.
Beam trawlers usually tow at a speed of approx. 2.5 to 7 knots. A beam trawl consists
of a cone-shaped body ending in a bag or codend, which retains the catch. In these
trawls, the beam and beam heads form a rigid framework that keeps the trawl open and
supports the net. Beam trawls are commonly designed without wings. When targeting
flatfish, the beam trawls are usually towed at approx. 4 to 7 knots. However, if targeting
shrimp, the towing speed is normally between 2.5 and 3 knots.
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Towed gears 5.1
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5.1 Towed gears
A Midwater Trawl (often known as a Pelagic Trawl) consists of a cone shaped body, nor-
mally made of four panels, ending in a codend with lateral wings extending forward from
the opening. It is usually much larger than a bottom trawl that has been designed and
rigged to fish in midwater, including in the surface water. The front parts are sometimes
made with very large meshes or ropes, which herd the targeted fish inwards so that they
can be overtaken by smaller meshes in the aft trawl sections. Otter boards maintain the
horizontal opening. Floats on the headline and weights on the groundline often maintain
the vertical opening. Modern large midwater trawls, however, are rigged in such a way
that floats are not required, relying on downward forces from weights to keep the vertical
opening during fishing. The towing speed is usually 3 to 4 knots.
A Midwater Pair Trawl (often known as a Pelagic Pair Trawl) is operated by two vessels
towing in parallel, usually at a speed of approx. 3 to 5 knots. For smaller species such
as sprat, towing speed is normally 1-2 knots. No otter boards are required to maintain
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Towed gears 5.1
the horizontal opening. Usually the setting and hauling of the trawl alternates between
the two vessels. During the towing operation, the tracks of the vessels are parallel with
similar courses and speeds. (see fig. 41 and 42) and they are usually transiting together
to and from the fishing grounds.
Bottom seines are conical nets with a cod end and two long wings. One long bridle (wire/
rope wrap) extends from each wing. The bridles and net are then deployed in a diamond
shape in order to surround a large area or a school of fish. This type of gear includes
the Scottish fly seine (SSC) and the Danish seine (SDN) which are very similar gears.
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5 Fishing vessel gear type – vessel tracking systems
5.1 Towed gears
For the deployment of the gear, the first bridle end is attached to a marker buoy or to an
anchored buoy and the bridle is shot. The deployment of the bridle itself is done at top
or near top speed, and the speed is then reduced to deploy the net body itself. Once
deployed the vessel increases speed again for the second bridle shooting. The fishing
vessel tracks in a big circle returning to the buoy, which is recovered to start the hauling.
The two bridles are hauled while the fishing vessel is dragging the whole net at low speed
(1 / 2 knots) until the cod end can be secured. With good AIS coverage, it is sometimes
possible to identify each fishing operation from the track of the vessel (see fig. 45).
Figure 44 — DANISH SEINE FISHING OPERATION TRACK (SOURCE: EFCA IMS -VMS/AIS)
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Towed gears 5.1
FISHING OPERATION 3
FISHING OPERATION 1
Steaming to
another operation
HAULING
FISHING OPERATION 2
FISHING OPERATION 4
This type of gear is dragged over the bottom (seabed) to target molluscs or shellfish.
Dredges consist of a mouth frame to which a holding bag constructed of metal rings or
meshes is attached. They are usually towed at a speed of 3 to 4 knots.
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5 Fishing vessel gear type – vessel tracking systems
5.1 Towed gears
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Passive fishing gears 5.2
Within the Gillnet and Entangling Net group (GN), we have a number of different types:
Set Gillnets (Anchored) – GNS, Driftnets – GND, Encircling Gillnets – GNC, Trammel
Nets – GTR, and Combined Gillnets Trammel Nets – GTN. Gillnets are strings of single
netting walls, vertical on the bottom, in which fish will gill or entangle. Trammel nets are
composed of triple netting mounted together on the same frame ropes. These nets may
have floats on the upper line (headrope) and, in general, weights on the ground-line
(footrope). The gear is set anchored to the bottom.
These nets may also be left drifting near the surface or in midwater (GND), held near
the water surface or at a depth below it by floating devices and left drifting with the cur-
rent and the wind, either independently or attached to a boat. It may be equipped with
devices to stabilise the net or to limit its drift such as a sea anchor or an anchor on the
bottom attached to one end of the net. Tracks of vessels operating such driftnets are
very similar to vessels operating drifting long lines.
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5.2 Passive fishing gears
Figure 51 — TRACK OF NETTER OPERATING SEVERAL SETS OF NETS (SOURCE: EFCA IMS)
Figure 52 — NETTER TRACK (POSSIBLY OVER WRECK) WITH ZOOM (SOURCE: DNK FMC)
A set longline consists of a mainline and snoods with baited hooks at regular intervals and
which is set, in general, on or near the bottom. The number of hooks, distance of snoods
on the main line and length of the snoods depends on the target species, the handling
capacity and technology used. Length of bottom longlines can range from few hundred
meters in coastal fisheries to more than 50 km in large-scale mechanized fisheries.
Shooting and hauling speeds are usually lower than other set gears, but depend on the
equipment and mechanization. In the following example in figure 54, the speed varies
from 0.5 to 1.5 knots during fishing operations.
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Passive fishing gears 5.2
Figure 54 — TRACK OF BOTTOM LONG LINER WITH ZOOM (SOURCE: EFCA IMS)
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5.2 Passive fishing gears
A drifting long line consists of a mainline kept near the surface or at a certain depth
by means of regularly spaced floats and with relatively long snoods with baited hooks,
evenly spaced on the mainline. Drifting long lines may be of considerable length, e.g.
over one hundred kilometres. They are used to target pelagic species and mainly highly
migratory species such as salmon.
In open sea, the line may be shot in one row, but normally when the fishing area is more
limited, the line may be in several rows in parallel. Except on small fishing vessels where
the shooting and hauling operations may not be mechanised, the vessel shoots the line
at top, or near top speed. Radio buoys may be used for locating the line at the start of
the haul or in the event of a broken line. Usually, the line is shot towards late afternoon or
early evening, and is recovered the next morning. Depending on the wind and currents,
the line may drift a long distance during the fishing operation.
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Passive fishing gears 5.2
A pot is designed in the form of a cage or basket made from various materials (wood,
wicker, metal rods, wire netting, plastic etc.). Pots are used with or without bait, depending
on the target species. The bait is usually composed of pieces of fish, but also common
is the use of artificial flavoured baits. The pots are set on the bottom, individually for the
small crafts, while the bigger vessels set them in rows attached on a mainline. The shoot-
ing of the pots normally takes place at top speed, but the hauling operation is normally
at approx. 2 to 4 knots. They may be deployed for 1-3 days.
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5.2 Passive fishing gears
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Purse seiners 5.3
5.3.1 General
A purse seine (PS) is an encircling net for capturing fish species, which shoal, or ag-
gregate, in mid-water or close to the surface, such as sardines, mackerel, anchovies,
herring, dolphin fish and tuna. It consists of a large wall of netting deployed around
an entire area or shoal of fish having floats along the top line and a lead line threaded
through rings along the bottom of the net.
Once a shoal of fish is located, the vessel encircles the shoal at the maximum speed,
sometimes using a skiff. The lead line is then pulled, closing the net on the bottom line
and preventing fish from “sounding” and escaping by swimming downward.
In this type of fishery, searching represents a large part of the fishing activity. Searching
is traditionally visual/radar detecting presence of birds and sea mammals indicating fish
shoals, but also by the use of electronic means, sonar and echo sounder detecting the
shoal itself under water.
Purse seine fishing may be used in relation with fish aggregating devices (FADs). A FAD
is a floating object used to attract pelagic fish such as tuna and dolphin fish but also
many other species. FADs usually consist of floating materials including buoys or floats
tethered together, and may be moored to the seabed or left adrift in open sea. FADs used
by oceanic purse seiners include echo sounder and GPS capabilities so that the fishing
vessel can remotely contact it via satellite to localise it and to estimate the quantity of
fish aggregated under the FAD. The use of FADs may be regulated, as it is the case by
ICCAT where the number of FADs by vessel is limited to a maximum number.
During the fishing trip of purse seiners, they can be observed proceeding at medium/
top speed, having sometimes erratic tracks. When a fishing operation occurs, the fishing
vessel will be observed drifting for a while (up to a few hours), depending on the catch,
the time to take the fish on board and recovering the whole net.
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5.3 Purse seiners
Figure 61 — PURSE SEINE TRACK WITH 3 FISHING OPERATIONS (SOURCE: EFCA IMS)
SEARCHING
HAULING
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Purse seiners 5.3
Figure 63 — PURSE SEINE TRACK, TRANSIT AND FISHING OPERATION WITH ZOOM
(SOURCE: DNK FMC)
In the Mediterranean Sea, the BFT caught by PSs is kept alive and transferred to farms
for fattening. It is first transferred live from the net into cages, and then towed to the farms
where a new transfer is done into the farm installation. These transfer operations involve
assistance from support vessels and auxiliary vessels at sea. After a transfer, the towing
vessel may remain on the fishing grounds waiting for a complementing transfer in its
cage(s), or transfer the cage to another towing vessel.
Up to the catching operation itself, the track of a BFT PS will be similar to any PS track, but
the duration of the whole operation, including the transfer into cage, will be much longer
and will involve several vessels. All the vessels involved in the operation considered as
fishing vessels (32), and shall be equipped with VMS and AIS, according to their length.
ICCAT Recommendations on BFT foresee similar dispositions (33).
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5.3 Purse seiners
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Conformity of fishing vessel activity 6
Check conformity with spatial and temporal restrictions 6.1
The activity of vessels detected inside restricted areas, and in particular their course
and speed, should be checked to determine whether they are just transiting or if their
behaviour/pattern could indicate fishing activity. The restriction in the area may be de-
pendent on the type of fishing gear in use, so it is important to establish what type of
gear has been declared.
The frequency of data transmissions shall be of at least once every 30 minutes when
a fishing vessel enters a restricted area (35). Transit through a fishing restricted area is
permitted for all fishing vessels that are not authorised to fish in such areas, but they
must keep a speed of a minimum 6 knots except in case of force majeure or adverse
condition (36). These requirements apply only to fishing vessels of 12 metres’ length overall
or more (37).
MSs may establish fishing restricted areas based on criteria such as gear type, target
species or seasons for example. It must be noted that this type of restriction applies to
the fishing vessels of the MS, which decided the restriction, but not to the other MSs
fishing vessels, including inside the EEZ of that MS outside its territorial waters.
The following case concerns a permanent prohibition made to beam trawlers of more
than 300 Hp to operate within the NLD 12 miles. Following figures 66 and 67 show the
tracks of two vessels detected at a towing speed inside the 12-mile limit, despite the
power of their engine being 2000 Hp.
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6.1 Check conformity with spatial and temporal restrictions
Figure 66 — TRAWLER OPERATING IN PROHIBITED AREA (WITH ZOOM) (SOURCE: NLD FMC)
A second case concerns the daily fishing trip of a vessel fishing for scallops, when the
vessel operated exclusively in an area where fishing for scallops is prohibited (fig. 68
and 69).
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A third case (fig. 70) concerning a trawler entering the 3-mile limit at a towing speed,
where trawling is prohibited within this limit.
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6.1 Check conformity with spatial and temporal restrictions
Closed fishing season means the prohibition of catching, retaining on board and landing
of a particular species during a defined period. This prohibition may concern all types of
fishing gear, but may apply only to certain fishing gear types or vessels. In addition, for
the same gear type, the closed fishing season may be different depending on the area.
For example, in the BFT fishery, the closed fishing seasons are linked to the fishing gear
type (and as well possibly the area) while in the swordfish fishery in the Mediterranean
Sea, the closed fishing seasons apply to any type of gear.
Attention must be paid to all these criteria when there is a suspicion of possible non-
compliance to the closed fishing season rules, based on tracking information. The risk
of non-compliance is mainly related to vessels that use the same type of gear to target
other species during the closed fishing season. Such vessels become priority targets in
the framework of control during sea inspections or landing inspections.
As already mentioned, specific areas may be subject to a real time closure (RTC) as
defined by the Control Regulation (38). The decision of RTC may be taken by the European
Commission or by the coastal MS e.g. immature specimen concentrations. RTC may
specify the duration, the area and the gear types.
Specific attention must be paid to vessels detected inside RTC areas, in particular to
their speed and track to evaluate if they are simply on transit or if they have the behaviour
of a vessel engaged in fishing operations. This has to be seen in relation to the type of
gear operated by the vessels subject to this review as the RTC may concern only certain
(38) Chapter IV, section 3 of
the Control Regulation. types of fishing gear.
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Check conformity with spatial and temporal restrictions 6.1
The following example relates to a trawler operating in the North Sea. The master turned
off the power for about 24h in order to prevent the VMS from transmitting its positions.
When the power was restored, the FMC recovered all missing positions from the memory
of the VMS device and after analysing the data, concluded that the fishing vessel be-
haviour was consistent with fishing operations in a Real Time Closure area (RTC_483).
Trawling operations were affected by this particular RTC. See below a table (fig. 71)
showing VMS data of the vessel and in particular the two lines in red showing when the
power was turned off (PWRDN) and later restored (PWRUP). The following images show
the track of the vessel.
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6.1 Check conformity with spatial and temporal restrictions
FMCs shall monitor speed, catch on board, date and time of entry into and exit from
an area, where specific rules on access to waters and resources apply (39) (see fig. 74).
Certain species in some areas are subject to specific conditions (40). These fisheries/areas
have their own requirements and restrictions, and must be considered when monitoring
vessels entry/exit.
(40) Articles 20 to 29 of
Council Regulation (EC)
No 850/98
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Check conformity with spatial and temporal restrictions 6.1
An EU fishing vessel fishing for stocks under the auspices of an RFMO, in or outside EU
waters, is subject to a fishing authorisation in accordance to those RFMO requirements.
In particular, the vessel must be included in the relevant register or list of authorised
vessels of the RFMO concerned. These authorisations must be checked particularly the
period of validity of that authorisation.
For deeper analysis, the specific rules applying in the framework of the RFMO must be
known (e.g. moratorium on certain species, restrictions on sub areas, periodic closures
of certain sub areas, rules for accessing certain sub areas, etc.). Vessels operating in
RFMO areas may also be subject to requirements on entry/exit messages and catch
reports, as outlined above, and FMCs shall monitor date and time of entry/exit in the
(41) Article 23 of the
regulatory areas of the RFMO to which the EU or certain MSs are a party (41). At EU level, Commission
Regulation (EU) 2017/2403 of the European Parliament and of the Council provides the Implementing
Regulation (EU) No
related requirements (42). 404/2011
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6.1 Check conformity with spatial and temporal restrictions
necessary fishing authorisation differs according to each case. If the vessel has fishing
activities covered by the RFMO, the vessel must comply with that RFMO rules. A fishing
vessel may only carry out fishing operations in waters of a third country on stocks man-
aged by an RFMO, if that third country is a contracting party to that RFMO (50).
The main cross checks regarding this type of activities concerns the fishing authorisa-
tions, their period of validity and possible suspension, as well as entry/exit reports. It
should be noted that without prejudice to the requirement to obtain an authorisation from
the competent organisation or third country, an EU fishing vessel shall not carry out fish-
ing operations outside EU waters unless it has been authorised by its flag MS, and the
fishing operations are indicated in a valid fishing authorisation (47).
The Control Regulation requires that masters of certain categories of fishing vessels
(45) Regulation (EU)
2016/2336 targeting specific fisheries subject to multiannual plans provide a prior notification of
(46) Regulation (EU) arrival in port when proceeding from a fishing trip.
2016/1627
The prior notification allows inspectors to plan their inspection activities in the most ef-
(47) Regulation (EU) No
1236/2010
fective way depending on the risk profile of the fishery.
(48) Article 25 of Regulation It is important to note that in most cases, the notification is of time of the vessel first arrives
(EU) No 1236/2010 in port and not the time the vessel is to start to land its catch. In this way, the inspector
(49) Articles 5, 6 and 7 of may be able to be present to observe the physical arrival of the vessel in port to avoid
Council Regulation (EC)
No 1005/2008 the possibility of the vessel landing an unobserved catch.
(50) Article 22.1 of Council It should also be noted that certain categories of vessels may be exempted from the
Regulation (EC) No
1967/2006
requirement to make a prior notice of arrival in port (51).
(51) Article 17 of the Control
Regulation
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Check conformity with spatial and temporal restrictions 6.1
6.1.10 Transhipments
Transhipment operations are regulated by different rules depending on the area where
the operation takes place and on the flag of the vessel. Transhipment in EU waters is
forbidden unless it is carried out in designated ports, or places close to the shore, and
they are subject to authorisation (52).
Transhipments by EU vessels on the high sea and under direct authorisations by the flag
MS authorities are subject to prior notification (53), as well as direct authorisation refer-
ring to the permission given by a third country to an EU vessel to operate in its waters
(excluding SFPA scenarios). In addition, transhipments on high sea have to follow the
rules of the related RFMO if applicable. (52) Article 20 of the Control
Regulation
In the ICCAT areas, transhipment at sea of species managed by ICCAT is forbidden un-
(53) Article 28 of Regulation
less for large-scale long liners in the framework of a Regional Observer Programme, and (EU) 2017/2403 of the
European Parliament
and of the Council
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6.1 Check conformity with spatial and temporal restrictions
In the Atlantic, the provisions related to the depth of water for fishing operations in certain
areas are established in Regulation (EC) No 850/98. With regard to the depth restrictions,
for gillnet, entangling net or trammel net, in the ICES divisions IIIa, IVa, Vb, VIa, VIb, VIIb,
c, j, k and ICES sub-areas VIII, IX, X and XII east of 27° W. However, there is a derogation
up to 600 meters in association with various technical measures, including mesh size,
(54) Article 24 of the maximum length and maximum soak time (61).
Regulation (EU) No
1236/2010 of the
European Parliament
and of the Council
(59) Articles 29 to 32
and annexes VI and
VII of Commission
Implementing
Regulation (EU) No
404/2011
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Gear type Gear Size ICES zone Max. Max. Max. Max. Min. Other
number of length total soak hang- requirements
meshes per length time ing
string allowed ratio
Gillnets 120mm to IIIa, IVa, Vb, VIa, 100 mesh- 5nm 25km 24hrs 0.5 Floats
150mm VIIb c j k and XII es deep
East of 27W
Gillnets 100mm to IIIa, IVa, Vb, Via, 100 mesh- 5nm 25km 24hrs 0.5 Floats and
130mm VIIb c j k and XII es deep Minimum 85%
East of 27W Hake
Gillnets 100mm to VIIIa b d and 100 mesh- 5nm 25km 24hrs 0.5 Floats
130mm subarea X es deep
Gillnets 80mm to VIIIc and 100 mesh- 5nm 25km 24hrs 0.5 Floats
110mm subarea IX es deep
Tangle Greater IIIa, IVa, Vb, Via, 15 Meshes 10km 100km 72hrs 0.33 No means of
nets than VIIb c j k and deep floatation
250mm VIII, IX, X and
XII east of 27W
Trammel Greater Subarea IX 30 meshes 5km 20km 72hrs 0.44 No means of
nets than deep floatation
220mm
Note: Use of gillnets in waters of depth from 200m to 600m as per article 34b of 850/98
consolidated. Vessels also require an authorisation as per Art 7 of the Control Regulation.
The master of a fishing vessel operating such gears in such areas shall record related
specific information in the logbook. This includes the mesh size of the net deployed,
the nominal length of one net, the number of nets in a fleet, the total number of fleets
deployed, the position of each fleet deployed, the depth of each fleet deployed. In ad-
dition, the soak time of each fleet deployed and the quantity of any gear lost, its last
known position and date of loss, must also be recorded. In the areas off Madeira and
Canaries, the maximum set depth is 200 meters (62).
For bottom trawl or similar towed nets operating in contact with the bottom, the maximum
depth to operate is set to 200 meters in the Madeira and Canaries area according (63).
Within the rules relating to area of operations, they are specific fisheries restrictions as
specified in Title IV (Special provisions relating to fishing for certain marine organisms)
and should be viewed in association with gear technical measures.
In the Skagerrak and Kattegat, certain species and gears are subject to nautical limits (64).
In the Mediterranean Sea, the applicable regulation is the Regulation (EC) No 1967/2006,
and gear restrictions are associated with both depth and area, and apply when one of
the two is reached (65). Specific restrictions also apply in the 25 miles’ management zone
around Malta.
(62) Article 30.5 of Council
Outside these two regional EU Regulations, there are rules relating to the territorial waters Regulation (EC) No
of a MS, which apply to other MSs vessels and/or to third countries vessels. MSs may 850/98.
also decide area rules within their own territorial waters for their own fishing vessels. (63) Article 30.5 of Council
Regulation (EC) No
850/98.
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6.1 Check conformity with spatial and temporal restrictions
A third-country fishing vessel may only carry out fishing operations in EU waters if it has
been issued a fishing authorisation. Such a vessel shall comply with the rules applying
to EU vessels in the fishing area in which it operates (66). Fishing authorisations may be
amended or withdrawn (67).
Fishing authorisations granted to third country fishing vessel to operate in EU waters can
be cross-checked through the EU database, which accessible to competent authorities
for control purposes. This database provides all the compulsory information associated
with the fishing authorisation, in particular the name and flag of the vessel, the type of
authorisation including target species or species group(s) and the authorised time and
area of fishing operation (start and end dates; fishing area).
Access to port services and the conduct of landing or transhipment operations by third
country fishing vessels shall be authorised only in designated ports, or places close
to the shore, and they are subject to a prior notification (68) and to authorisation by the
competent authorities of the port MS (69).
The prior notice of landing or transhipment must be transmitted at least three working
days before the estimated time of arrival (ETA), and it shall include a comprehensive list
of information and it must be accompanied by a catch certificate, if applicable . Prior to
landing and to transhipment, the master or his/her representative must transmit a pre-
landing or pre-transhipment declaration specifying the quantity of fishery products by
species to be landed or transhipped, and the date and place of each catch (70).
Commission Regulation (EC) No 1010/2009 lays down detailed rules for the implemen-
tation of the IUU Regulation. It foresees a derogation to the three days period of pre-
notification, reducing this period, to 4 hours before Estimated Time of Arrival (ETA) in port,
for landing of fresh fisheries products (71). The same regulation also set up the forms for
use with pre-notifications (72) and established the procedures and forms for pre-landing
and pre-transhipment (73).
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6.2 Check conformity with technical measures and fishing effort
The use of passive gears may be restricted in terms of deployment and/or maximum
dimensions. In the Atlantic, in ICES divisions IIIa, IVa, Vb, VIa, VIb, VIIb, c, j, k and ICES
sub-areas VIII, IX, X and XII east of 27° W, the deployment of such gears is subject to
technical measures on the deployment depth, the maximum length, and are dependent
on the type of gear (gillnet, entangling net, trammel net) and on the subarea. However,
those technical measures apply in depths between 200 metres and 600 meters.
In the Mediterranean Sea, the use of trammel nets and gillnets is limited to a maximum
length, depending on the number of crew on board, but must not exceed 6000 meters (74).
This length of gear deployed may be roughly estimated as in figure 78 below below.
However, it may be difficult to be sure what type of gear is deployed, as artisanal vessels
are often polyvalent, using different types of fixed gears during the same fishing trip.
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Check conformity with technical measures and fishing effort 6.2
In EU waters, the majority of the fish stocks are managed through TAC limits and quotas.
TACs are the amount of fish that can be caught from each stock each year. At international
level, TACs are divided between third countries and the EU. A given stock may be subject
to different regional TACs based on the fishing areas. At EU level, TACs are divided in
quotas allocated to the MSs. MSs may allocate quotas to their vessels according to their
own quota management. For example, in the 2018 TAC and quotas regulation (75), the
haddock fishery is subject to seven different regional TACs. The following figure 79 is an
extract of the annex IA of this regulation, showing two of these regional TACs and their
quotas allocation between MSs.
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6.2 Check conformity with technical measures and fishing effort
The risk at this level is a possible mis-declaration of the area of catch in order to preserve
a quota opportunity in another area. The following figure 80 shows the track of a trawler
on a fishing trip to Rockall. Rockall is in area VI and the vessel has to steam through area
VII on its way to Rockall and on its return journey to port. The main species targeted,
Haddock (FAO code HAD), Anglerfish (FAO code ANF) and Saithe (FAO code POK)
are subject to different TACs and quotas in areas VIb, VIa and VIIb.
The likely scenario is that the majority of the fishing trip is in Rockall area VIb, and the
majority of the catch was caught in the same area. However, the vessel has limited quotas
in area VIb. On its way to Rockall, the vessel carried out a few fishing operations in area
VIa where the catches were over-declared. Once fishing in area VIb, catches are under-
declared to preserve the quotas in this area. On the way back to port, the vessel carries
out a few fishing operations in area VIIb where the catches are once again over-declared
in order to balance the actual catch on board with the total log book declaration, before
entering the landing port. In this scenario, a control at sea during the transit from VIa to
VIb, or during transit from VIb to VIIb, could have detected discrepancies between catch
on board and the logbook figures.
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6.3 Cross-check fishing vessel track with logbook information
As previously mentioned in a previous paragraph, due to regional TACs and quotas, there
is a risk of mis-declaration of the catch areas. When such a risk is detected, crosschecks
between vessels’ track and logbook/landing declaration is recommended. The following
figures 82 and 83 show the VMS track of a vessel operating in the statistical rectangle
44F4, while the statistical rectangle of catches is declared in the log book to be 43F5
(fig. 84).
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Cross-check fishing vessel track with logbook information 6.3
The following case of mis-declaration of catch area shows a vessel VMS track in the 3AS
in Kattegat (fig. 85) while the catch area declared in the logbook is 3AN in the Skagerrak
(fig. 85 and 86). Fish stocks are managed by different TACs in Skagerrak and Kattegat.
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6 Conformity of fishing vessel activity
6.3 Cross-check fishing vessel track with logbook information
88 EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS
Conformity of fishing vessel activity 6
Cross-check fishing vessel track with logbook information 6.3
The BFT fisheries in the East Atlantic and the Mediterranean Sea is specific because
subject to additional control obligations. Among other obligations, each fishing opera-
tion shall be recorded on the logbook including weight and number of fish caught (76),
and BFT transfer and caging operations are subject to specific obligations. This may be
cross-checked against the eBluefin.
Consequently, when a possible catch operation is detected by the track of a BFT PS,
a special attention has to be paid to the activity around the PS and particularly that the
following procedures are met:
a. Before to start any transfer, the PS must request an authorisation from its flag
authorities for an estimated quantity of BFT and must specify the number of the
cage in which the transfer will be done and the information on the towing vessel,
and the name of the farm destination (77).
b. Once the transfer done, the PS must send a transfer declaration to its flag
authorities with the final figures of the transfer in number and weight repeating the
cage number, information on the towing vessel and farm of destination (78).
c. Transfers between towing vessels and from the trap to towing vessels are subject
to the same obligations. With regard to the caging operation, which is the transfer
from a towed cage to a fixed cage in the farm installation, an authorisation must
be granted by the PS or trap flag authorities or by the farm authorities, before the
operation starts (79).
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6 Conformity of fishing vessel activity
6.4 Cross-check vessel track with access rights & opportunities
90 EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS
Conformity of fishing vessel activity 6
Cross-check vessel track with sightings from patrol assets 6.5
EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS 91
6 Conformity of fishing vessel activity
6.5 Cross-check vessel track with sightings from patrol assets
92 EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS
Conformity of fishing vessel activity 6
Cross-check vessel track with VTS radar 6.6
Figure 89 — GROUP OF FV’s WITHIN 3NM OF COAST AT SPEEDS 3-5 KNOTS (SOURCE: ITA FMC)
EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS 93
6 Conformity of fishing vessel activity
6.6 Cross-check vessel track with VTS radar
94 EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS
Check conformity with member state obligations for VMS exchange
and storage of vessel track data 7
General 7.1
7.1 GENERAL
The Control Regulation and the IUU Regulation have established the principle of coopera-
tion and mutual assistance between MSs, the European Commission and the third coun-
tries’ authorities (81). More detailed rules are provided by the Commission Implementing
Regulation (EU) No 404/2011 (82). Communications in this framework have to be done
through a single authority at MSs level (83).
This single authority is responsible for transmitting, receiving, managing and process-
ing all data from fishing logbook, landing declaration and transhipment declaration in
electronic format (84).
In the event that a MS becomes aware of any potential non-compliance issue, in par-
ticular relating to a serious infringement (85), and/or it decides to take any enforcement
measures relating to that serious infringement, it must notify, without delay, the other MS
concerned (86).
that the transfer is more likely to achieve the result referred to in Article 89(2). (83) Article 5.5 of Control
Regulation and article
2. The flag Member State may transfer proceedings relating to an infringement to 152 of the Implementing
Regulation.
the competent authorities of the inspecting Member State, with the agreement of the
(84) Article 46 of the
Member State concerned and on condition that the transfer is more likely to achieve Commission
the result referred to in Article 89(2). Implementing
Regulation (EU) No
404/2011.
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Check conformity with member state obligations for VMS exchange
7 and storage of vessel track data
A MS may also request another MS to provide any information it has on its national register
on the fishing vessel(s) and person(s) suspected of having committed the infringement
in question or indeed having been caught in the act of committing the infringement. The
MS may also request information on any enforcement measures taken (87).
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Annexes
Glossary A
ANNEXES
A. GLOSSARY
- AIS: Automatic Identification System
- CCAMLR: Commission for the Conservation of Antarctic Marine Living Resources
- EEZ: Economic Exclusive Zone
- ETA: Estimated time of arrival
- ETD: Estimated time of departure
- FAO: Food and Agriculture Organisation
- FMC: Fisheries Monitoring Centre
- GFCM: General Fisheries Commission for the Mediterranean
- HMS: highly migratory species
- IATTC: Inter-American Tropical Tuna Commission
- ICCAT: International Commission for the Conservation of Atlantic Tunas
- ICES: International Council for the Exploration of the Sea
- IMO: International Maritime Organization
- IOTC: Indian Ocean Tuna Commission
- IRCS: International Radio Call Sign
- MMSI: Maritime Mobile Service Identity
- NAFO: Northwest Atlantic Fisheries Organization
- NEAFC: North East Atlantic Fisheries Commission
- LRIT: Long-range identification and tracking
- PNC: Possible non-compliance
- SAR: Synthetic Aperture Radar
- SEAFO: South East Atlantic Fisheries Organisation
- SFPA: Sustainable Fisheries Partnership Agreement
- SPRFMO: South Pacific Regional Fisheries Management Organisation
- SOLAS: Safety of Life at Sea
- STECF: Scientific, Technical and Economic Committee for Fisheries
- TAC: Total allowable catch
- UNCLOS: United Nations Convention on the Law of the Sea
- VMS: Vessel Monitoring System
- WCPFC: Western and Central Pacific Fisheries Commission.
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Annexes
B References
B. REFERENCES
- IMO Resolution A.917 (22) Automatic Identification Systems [As amended by
Resolution A.956 (23)]: Guidelines for the on-board operational use of shipborne
automatic identification systems (AIS).
- Directive 2009/17/EC of the European Parliament and the Council, amending the
Directive 2002/59/EC
- Council Regulation (EC) No 1224/2009 (Control Regulation)
- Commission Implementing Regulation (EU) No 404/2011 (implementing rules of
Control Regulation)
- Council Regulation (EC) No 1005/2008 (IUU Regulation)
- Commission Regulation (EC) No 1010/2009 (implementing IUU)
- Regulation (EU) No 1343/2011 of the European Parliament and of the Council
of 13 December 2011 on certain provisions for fishing in the GFCM (General
Fisheries Commission for the Mediterranean) Agreement area and amending
Council Regulation (EC) No 1967/2006 concerning management measures for the
sustainable exploitation of fishery resources in the Mediterranean Sea
- Regulation (EU) 2017/2403 of the European Parliament and of the Council (fishing
activities outside EU waters)
- Regulation (EU) No 2016/1627 of the European Parliament and of the Council (BFT
recovery plan)
- Council Regulation (EC) No 1967/2006 (Mediterranean Sea)
- Regulation (EC) No 218/2009 of the European Parliament and of the Council (FAO
codes species)
- Regulation (EU) 2016/2336 of the European Parliament and of the Council (deep
water species)
- Regulation (EU) No 1236/2010 of the European Parliament and of the Council
(NEAFC)
98 EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS
Annexes
Links C
C. LINKS
- www.copernicus.eu
- www.esa.int
- www.imo.org/en
- https://ec.europa.eu/fisheries/cfp
- http://ec.europa.eu/fisheries/fleet/index.cfm
- http://eur-lex.europa.eu/homepage.html
- http://iuu-vessels.org
- http://www.whofishesfar.org
- http://www.fao.org/fishery/geartype/search/en
- http://www.fao.org/fishery/species/search/en
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Annexes
D RFMOs websites
D. RFMOS WEBSITES
- https://www.ccamlr.org/
- https://www.iattc.org/
- https://www.iccat.int/en/
- http://www.iotc.org/
- https://www.nafo.int/
- https://www.neafc.org/
- http://www.seafo.org/
- https://www.wcpfc.int/
- https://www.sprfmo.int/
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Annexes
AIS websites E
E. AIS WEBSITES
- www.marinetraffic.com
- www.vesselfinder.com
- www.shipspotting.com
- www.myshiptracking.com
- www.vesseltracker.com
- www.fleetmon.com
- www.shipais.com
- www.vtexplorer.com
- www.shipfinder.com
- www.bigoceandata.com
- www.aishub.net
- www.shiplocation.com
EFCA — COURSE FOR FISHERIES MONITORING CENTRES’ OPERATORS ON VESSEL TRACKING SYSTEMS 101
This manual is also available in electronic format on
the European Fisheries Control Agency e-learning
platform (https://training.efca.europa.eu)