Professional Documents
Culture Documents
COM
PLUS:
IMPROVING TEENS’
MENTAL HEALTH
THE BRAIN-IMMUNE
SYSTEM LINK
WHAT MAKES A
GOOD GROUP
LEADER?
Protect
Your
Happiness
Social media platforms
are designed to suck us in,
but too much time spent on
them can upset our moods WITH COVERAGE FROM
FROM
THE
EDITOR
Liz Tormes
2
WHAT’S September–
October
INSIDE
2022
Volume 33 • Number 5
3
NEWS
A Single, Quick
“Mindset” Exercise
Protects against
Adolescent Stress
Reframing erroneous beliefs
alleviates the emotional upheavals
that beset young people on the cusp
of adulthood
Milko/Getty Images
I also bombed. Not surprisingly, I think is equipping them with clear, accessi- about 30 minutes, improved the way and stress-can-be-enhancing
of that experience as all bad, an ble information so that the next time young people thought about stressful mindsets, the belief that physiological
enduring embarrassment. But maybe they feel that way, they will see the events (such as my physics test) and responses to stress can be an asset.
4
NEWS
As students work through the turning it into a means of energizing nis-Tiwary, a professor of psychology psychologist at U.T. Austin and a
exercise themselves, they read the motivation to accomplish a goal. at the City University of New York’s co-author of the paper. He emphasiz-
information about how the brain But the intervention also changed Hunter College and author of Future es that the intervention is not intend-
builds on experience and how the their physiological responses for the Tense: Why Anxiety Is Good for You ed to be used for survivors of trauma
body uses stress—a pounding heart better, triggering the body to respond (Even though It Feels Bad), who and abuse, but administering it broadly
delivers extra oxygenated blood to to events as a challenge rather than wasn’t involved in the study. “This does no harm. In addition to address-
the brain, the better to help you think. a threat. It lowered cortisol levels and paper is a beautiful empirical demon- ing mental health issues, a goal of
They see how it works in the real improved cardiovascular functioning. stration of that potential.” the intervention is to help adoles-
world: there is a story about a It also lessened overall anxiety levels, Criticisms of some previous mind- cents engage with challenging
calculus professor who greets with lasting effects in some cases. set research emphasized the lack of courses and projects. In a charter
students on the first day of class “Difficulty and struggle are your statistical rigor or meaningful effects school in one of the experiments,
with a reminder of the frustrations friend,” says Christopher Bryan, a of an intervention on participants. 63 percent of participants passed
they will surely feel and the reassur- social psychologist at the University The new paper uses Bayesian their math and science classes,
ance that struggle is learning. The of Texas at Austin and an author of analysis, which is widely considered compared with 47 percent of
intervention hints at strategies for the new study. Those experiences a more reliable measure of the effects students in a control group.
success in stressful situations don’t feel good in the moment, he of behavioral interventions than other The researchers found that they
(“Remind yourself that feelings of says, “but it’s the path anyone who techniques, such as null hypothesis had to rework a previous growth
confusion and struggle when doing ever became truly excellent at tests of statistical significance. The mindset intervention. That earlier
difficult schoolwork won’t last anything had to travel.” effect sizes—measuring how strong exercise proved effective, especially
forever”). And it asks participants The intervention is not just a a finding is—varied from small to large for low-achieving students, in a
to write about what they might do hypothetical exercise. The stress across the six experiments. And as national study of more than 12,000
differently next time. that adolescents feel has reached would be expected, they were higher students reported in Nature in 2019.
Rigorously tested in multiple alarming proportions. Last Decem- in the laboratory experiments than in But it didn’t consider the visceral
experiments involving thousands ber, Surgeon General Vivek Murthy the real world. But they were consis- butterflies-in-your-stomach feeling.
of high school and college students declared adolescent mental health tently meaningful. “[The study] had “That’s a limitation of previous
before and during the pandemic, the a public health crisis exacerbated by broad, multilevel impact on important mindset interventions because we
brief, scalable intervention appears the pandemic, and anxiety disorders and well-validated indices of stress forgot about or didn’t tap into those
to shift something fundamental: our lead the mental health challenges and anxiety,” Dennis-Tiwary says. stressful emotions,” Yeager says.
interpretation of the world around us faced by young people. “If you can Intriguingly, the intervention did not The usefulness of the new “syner-
and our response to it. Compared shift your mindset about what work for everyone in the same way. gistic” intervention could be consider-
with those in a control group, partici- anxiety is and what it isn’t, how to “The most vulnerable people in the able, he says, although more study
pants in the intervention group be anxious in the right way, every- most stressful time benefit the most,” of its lasting effects is warranted. The
thought about stress differently, thing changes,” says Tracy Den- says David Yeager, a developmental exercise is currently centered on
5
NEWS
6
NEWS
examiners have less information to tive for a Black person, there’s “Our research showed that when a
go on when investigating Black consistently less information record-
deaths. “When there’s less psycho- ed for a Black case, be it a suicide, medical examiner is writing a narrative
logical documentation, they’re more homicide or an undetermined death,” for a Black person, there’s consistently
likely to be labeled as undetermined says Nusrat Rahman, an author of the
intent,” says Rockett, a co-author study and now a senior researcher at
less information recorded for a
of that paper. “This leads to suicide the American Psychiatric Association. Black case, be it a suicide, homicide
misclassification.”
The language that turns up in death
Disparities in death investigations
of Black people also relate to the
or an undetermined death.”
reports tends to confirm this conclu- absence of suicide notes, she says. —Nusrat Rahman
sion. An April 2022 study published A 2018 study that looked at data
in the journal Suicide and Life-Threat- from the National Violent Death
ening Behavior documented a greater Reporting System found that a fifth death as a suicide, especially in the addictive drugs for pain. “This is one
frequency of mental health informa- of Black Americans who die by case of a death from a drug overdose, of those instances where discrimina-
tion in reports of white suicides, likely suicide leave notes, compared with which is often difficult to classify as tory practices toward minority groups
resulting from more widespread ac- a third of white Americans. intentional or accidental. protected them early on,” Volkow
cess to care. Words such as “depres- Reasons for these differences have Nora D. Volkow, director of the says. But the landscape changed
sion” and “anxiety” were more com- yet to be studied, although the stigma National Institute on Drug Abuse, after the introduction of the narcotic
monly found in white narratives, along of suicide within the Black community says that there’s a higher prevalence fentanyl, which is mixed with illicit
with medication information, family may be a possible contributing factor. of suicide in individuals who misuse drugs such as heroin and cocaine
problems or other indicators that Rahman says further research is also drugs, although we don’t know the and sold illegally. The drug overdose
might be risk factors for suicide. Black needed to examine why Black death “direction of the association”—wheth- mortality rate increased by 44 per-
narratives contained less specific reports are shorter and whether racial er drugs cause suicides or those who cent in Black Americans in 2020,
language—words and phrases such bias is a motivating factor. are suicidal are relying on drugs. according to the cdc.
as “questionable,” “nothing” and “no But the consequences are clear: She thinks the explanation is some In general, coroners and medical
further details” were common. That “In these undetermined deaths, combination of both. “Drug users are examiners are unlikely to label drug
study found that accounts for Black there’s not enough text to conclude at a higher risk of dying by suicide deaths as suicides without clear
people contained fewer words and whether a death was intentional,” because they don’t see a way out,” evidence. As a result, Black suicides
less “lexical diversity,” the number of Rahman says. Without information Volkow says. get misclassified as drug overdoses.
different words used to describe the about mental health–related diagno- Black Americans were initially less “I would conservatively estimate that
manner of death. ses, suicide notes or interviews with exposed to the opioid epidemic 15 percent of drug overdoses labeled
“Our research showed that when a family members, medical examiners because they were less likely than undetermined are likely suicides,”
medical examiner is writing a narra- are less likely to label the cause of white people to be prescribed Volkow says. cdc information from
7
NEWS
2019 to 2020 shows that if 15 because statistics show they are by mon with, such as age, personality,
percent of the 15,907 Black unde- far the most likely to die by suicide. People May Pick and even physical appearance, but
termined overdose deaths were But a Black man’s suicidality might it seems we might also secretly seek
misclassified suicides, their estimat- be missed. “At a very basic level, Friends Who Smell out those who smell like us. Inbal
ed suicide rate for Black Americans these data impact a doctor’s risk Like Them Ravreby, a neuroscientist at the
would be 12.5 per 100,000 people assessment in emergency rooms Similar body odors might determine Weizmann Institute of Science in
versus the official rate of 7.5 per across the country,” says Paul if two strangers will “click” Rehovot, Israel, got her inspiration for
100,000—a 67 percent higher rate Nestadt, a psychiatrist who specializ- an experiment to test out this idea
than previous calculations. es in the epidemiology of suicide at after she started to contemplate the
It’s not surprising that many drug Johns Hopkins University. Have you ever met someone and phrase “There is chemistry between
deaths aren’t properly investigated. If the rate of Black suicides is known right away you’d found a new us.” Sure, Ravreby reasoned, it could
Even before the pandemic, coroners higher than officially acknowledged, friend? Was it their smile, their laugh, just be another figure of speech.
and medical examiners were spread that indicates that even more re- a twinkle in their eye or maybe a “Some phrases are just phrases,” she
too thin, says Kathryn Pinneri, sources need to be directed to clever joke they told? In truth, the says, “but sometimes we have
president of the National Association prevention. When Nestadt sounded clincher might have been an underap- phrases because people notice a
of Medical Examiners. “The medical the alarm in a research study about preciated item on your subconscious phenomenon. It’s worth checking.”
examiner/coroner community has high suicide rates in Baltimore checklist. As is the case for many Ravreby and her research team
been struggling with an increasing County, lawmakers took action by mammals, your instant bond may have did just that by employing a chemical
caseload for many years, largely due starting a task force to take on the developed right after the first sniff. sensing device called an electronic
to increasing numbers of drug-relat- issue and installing a suicide preven- Whether we notice it or not, we are nose, along with a collection of
ed and violent deaths. The C OVID-19 tion coordinator for the city of Balti- constantly probing our surroundings human “smellers” to back up its
pandemic exacerbated the problem,” more. “Once we realized that our with an olfactory radar just like measurements. Their work—pub-
she says. Some deaths that would predominantly Black population was rodents and nonhuman primates. lished in Science Advances—found
have been brought in for external at risk of suicide, we took steps to Mice and chimps seem to have the that friends who “clicked” when they
examination—when coroners exam- prevent it,” he says. scent smarts to know immediately first met smelled more alike than
ine the victim’s body, including scars, Nestadt hopes that, as understand- who to befriend and who to rebuff. random pairs of people, suggesting
surgical incisions and medical ing of the real numbers grows, Black And though we might think of our nose might play a part in how we
devices—are now investigated with people at risk of suicide will feel less ourselves as apart from our warm- know who we’ll get along with best.
medical records alone, Pinneri notes. isolated. “Knowing they’re not alone blooded relatives, new research For the experiment, the research-
But in many cases, these records normalizes these struggles and shows that us hairless hominins may ers gathered 20 pairs of same-sex
don’t exist for Black Americans. makes them feel like they’re not the not be so different after all. friends who reported clicking during
Right now clinicians are trained only ones going through them,” he Yes, we gravitate toward a smile or their first encounter with each other.
to look for suicides in white men says. —Sara Novak people we have something in com- For three days, participants gave up
8
NEWS
9
Why
Social Media
Makes
People
Unhappy−
And Simple
Ways to
Fix It
Research suggests platform
designs make us lose track of
time spent on them and can
heighten conflicts, and then we
feel upset with ourselves
10
Daisy Yuhas edits the Scientific American column Mind Matters.
She is a freelance science journalist and editor based in Austin,
Tex. Follow Yuhas on Twitter @DaisyYuhas
D
isrupted sleep, lower life satis- You’ve shown how changing social media pating a winning lottery ticket or getting food. It’s
faction and poor self-esteem cues and presentations could improve a powerful way that these apps are designed to keep
are just a few of the negative well-being, even when people strongly us checking and scrolling.
mental health consequences disagree on issues. Can you give an The “30-Minute Ick Factor” is when people mean
example? to check their social media briefly but then find that
that research has linked to
The design of social media can have a lot of power 30 minutes have passed, and when they realize how
social media. Somehow the
in how people interact with each other and how much time they spent, they have this sense of dis-
same platforms that can help they feel about their online experiences. For exam- gust and disappointment in themselves. Research
people feel more connected and knowledgeable also ple, we’ve found that social media design can actu- has shown that people are dissatisfied with this
contribute to loneliness and disinformation. What ally help people feel more supportive and kind in habitual social media use. A lot of people frame it
succeeds and fails, computer scientists argue, is a moments of online conflict, provided there’s a little as meaningless, unproductive or addictive.
function of how these platforms are designed. Aman- bit of a nudge to behave that way. In one study, we
da Baughan, a graduate student specializing in designed an intervention that encouraged people You’ve argued this experience is less
human-computer interaction, a subfield of computer who start talking about something contentious in a a matter of addiction and more an issue
comment thread to switch to direct messaging. Peo- of “dissociation.” What is that exactly?
science, at the University of Washington, believes
ple really liked it. It helped resolve their conflict Dissociation is a psychological process that comes
that interdisciplinary research could inform better
and replicated a solution we use in-person: people in many forms. In the most common, everyday dis-
social platforms and apps. At the 2022 Association having a public argument move to a private space sociation, your mind is so absorbed that you are dis-
for Computing Machinery Computer-Human Inter- to work things out. connected from your actions. You could be doing
action (CHI) Conference on Human Factors in Com- the dishes, start daydreaming and not pay attention
puting Systems in May, she presented findings from a You’ve also tackled a different problem to how you are doing the dishes. Or you might seek
recent project that explored how social media trig- coming out of social media usage called immersive experiences—watching a movie, reading
gers what psychologists call “dissociation,” or a state the “30-Minute Ick Factor,” a term coined a book or playing a game—that pass the time and
of reduced self-reflection and narrowed attention. by Alexis Hiniker, your graduate adviser cause you to forget where you are.
and a computer scientist at the During these activities, your sense of reflective
Baughan spoke with Mind Matters editor Daisy Yuhas
University of Washington. What is that? self-consciousness and the passage of time is re
to explain how and why apps need to change to give
We very quickly lose ourselves on social media. duced. People only realize that they dissociated in
the people who use them greater power. When people encounter a platform where they can hindsight. Attention is restored with the sense of
infinitely scroll for more information, it can trigger “What just happened?” or “My leg fell asleep while
[An edited transcript of the interview follows.] a similar neurocognitive reward system as antici- we were watching that movie!”
11
Dissociation can be a positive thing, especially if it’s Social media could have
an absorbing experience, meaningful activity or a need-
ed break. But it can also be harmful in certain cases, as
a healthy, meaningful place in people’s lives.
in gambling, or come in conflict with people’s time-man- But that’s just not the way
agement goals, as with social media scrolling. it’s being designed right now.
How do you measure people’s dissociation
on social media?
We worked with 43 participants who used a custom when we did interviews, people said they felt safer be as antithetical to social media companies’ revenue
mobile app that we created called Chirp to access their checking their social media accounts when these modi- goals as we might intuitively think.
Twitter accounts. The app let people interact with Twit- fications were present. We’ve found that people value being able to log in to a
ter content while also allowing us to ask them questions In another design, people received timed messages platform, connect with who they want to connect with,
and test interventions. So when people were using letting them know how long they had been on Chirp and consume the media they enjoy, find the information that’s
Chirp, after a given number of minutes, we would send suggesting they leave. They also had the option of view- relevant and then be gently nudged off the platform in a
them a questionnaire based on a psychological scale for ing a usage page that showed them statistics such as way that fits their time-management goals. Social media
measuring dissociation. We asked how much they agreed how much time they’d spent on Chirp in the past seven could have a healthy, meaningful place in people’s lives.
with the statement “I am currently using Chirp without days. These two solutions were effective if people opted But that’s just not the way it’s being designed right now.
really paying attention to what I’m doing” on a scale of 1 to use them. Many people ignored them, however. Also,
to 5. We also did interviews with 11 people to learn more. people thought the timed messages were annoying. What’s most important for people using so-
The results showed dissociation occurred in 42 percent Those findings are interesting because a lot of the pop- cial media now to know?
of our participants, and they regularly reported losing ular time-management tools available to people look First, don’t pile a bunch of shame onto your social
track of time or feeling “all-consumed.” like these time-out and usage notifications. media habits. Thousands of people are employed to
make you swipe your thumb up on that screen and keep
You also designed four interventions that So what could social media companies be do- you doing what you’re doing. Let’s shift the responsibil-
modified people’s Twitter experience on Chirp ing differently? And is there any incentive for ity of designing safe and fulfilling experiences from
to reduce dissociation. What worked? them to change? users to the companies.
The most successful were custom lists and reading his- Right now there is a lot working against people who use Second, get familiar with the well-being tools that are
tory labels. In custom lists, we forced users to categorize social media. It’s impossible to ever fully catch up on a already offered. TikTok has a feature that, every hour,
the content they followed, such as “sports” or “news” or social media feed, especially when you consider the algo- will tell you that you’ve been scrolling for a while and
“friends.” Then, instead of interacting with Twitter’s rithmically inserted content such as Twitter’s trending should consider a break. On Twitter, custom lists are a
main feed, they engaged only with content on these lists. tweets or TikTok’s “For You” page. But I think that there feature that already exists; it’s just not the default option.
This approach was coupled with a reading-history inter- is hope that relatively simple tweaks to social media If more people start using these tools, it could convince
vention in which people received a message when they design, such as custom lists, can make a difference. these companies to refine them.
were caught up on the newest tweets. Rather than con- It’s important to note that the custom lists significant- Most important, vote for people who are interested in
tinuing to scroll, they were alerted to what they had ly reduced dissociation for people—but they did not sig- regulating technology because I think that’s where we’re
already seen, and so they focused on just the newest con- nificantly affect time spent using the app. To me, that going to see the biggest changes made. M
tent. Those interventions reduced dissociation, and points out that reducing people’s dissociation may not
➥
12
Guardians of the Brain
The nervous and immune systems
are tightly intertwined. Deciphering
their chatter might help address
many brain disorders and diseases
By Diana Kwon
13
T
Diana Kwon is a freelance journalist who covers health and
the life sciences. She is based in Berlin.
he brain is the body’s sovereign and receives protection system knit together has prompted a wealth of ques-
in keeping with its high status. Its cells are long-lived tions, says Tony Wyss-Coray, a neuroimmunologist at
and shelter inside a fearsome fortification called the Stanford University. “How important is this in normal
brain function or disease? That is a very hard question
blood-brain barrier. For a long time, scientists thought to answer.”
that the brain was completely cut off from the chaos of
the rest of the body—especially its eager defense system, PRIVILEGED SPACE
a mass of immune cells that battle infections and whose More than two decades ago, when neuroimmunologist
actions could threaten a ruler caught in the crossfire. Michal Schwartz had just set up her laboratory at the
Weizmann Institute of Science in Rehovot, Israel, she
In the past decade, however, scientists have discov- 2021, and researchers have made several major findings couldn’t stop asking herself an unpopular question: Could
ered that the job of protecting the brain isn’t as straight- in the past few years. it really be true that the brain is completely cut off from
forward as they thought. They’ve learned that its fortifi- No longer do scientists consider the brain to be a spe- immune protection? “It was completely axiomatic that the
cations have gateways and gaps and that its borders are cial, sealed-off zone. “This whole idea of immune privi- brain cannot tolerate any immune activity—everyone
bustling with active immune cells. lege is quite outdated now,” says Kiavash Movahedi, a thought that if you have any immune activation, this was
A large body of evidence now shows that the brain and neuroimmunologist at the Free University of Brussels. a sign of pathology,” she says. “But it didn’t make sense that
the immune system are tightly intertwined. Scientists Although the brain is still seen as immunologically tissue that is so indispensable, like the brain, cannot enjoy
already knew that the brain had its own resident im unique—its barriers prevent immune cells from coming the benefit of being assisted by the immune system.”
mune cells, called microglia; recent discoveries are and going at will—it’s clear that the brain and immune The idea that the brain was off limits to the immune
painting more detailed pictures of their functions and system constantly interact, he adds. system took root decades earlier. In the 1920s Japanese
revealing the characteristics of the other immune war- This shift in attitude is widespread in the community, scientist Y. Shirai reported that when tumor cells were
riors housed in the regions around the brain. Some of says Leonardo Tonelli, chief of the neuroendocrinology implanted in a rat’s body, the immune response destroyed
these cells come from elsewhere in the body; others are and neuroimmunology program at the U.S. National them, but when placed in the brain, they survived—indi-
produced locally, in the bone marrow of the skull. By Institute of Mental Health. In his experience, almost cating a feeble or absent immune response. Similar find-
studying these immune cells and mapping out how they every neuroscientist who reviews grant proposals for the ings followed in the 1940s.
interact with the brain, researchers are discovering that agency accepts the connection, he says, although many Most scientists also thought that the brain lacked a sys-
they play an important part in both healthy and dis- still need to catch up with the latest discoveries in neu- tem for ferrying immune molecules in and out—the lym-
eased or damaged brains. Interest in the field has explod- roimmunology, which have started to reveal the under- phatic drainage system that exists elsewhere in the body—
ed: there were fewer than 2,000 papers per year on the lying mechanisms. even though such a system was first described in the
subject in 2010, swelling to more than 10,000 per year in The rush to understand how the brain and immune brain more than two centuries ago. The prevailing view,
14
The Brain’s Immune Defenses
Long thought to be cut off from the body’s immune system, the brain is now known to host its own immune cells while
Brain immune cells are produced by stem cells
allowing others to circulate through its fluid-filled borders, the meninges. Cell types include microglia inside the brain and
in the skull bone marrow, which sense and
T cells and macrophages at the edges. Together, these help the healthy brain to function and defend it from disease.
respond to infection or injury.
Skin
Lymphatic
vessels
Dura T cell
Meninges mater
Sinus
Venous sinus
network Cerebrospinal fluid
Lymphatic
Cortex T cells enter the meninges Microglia
vessels
of brain through channels called sinuses,
monitor for immune signals and Signals
Lymph
nodes drain out through the lymphatic
vessels. Infection
or injury
then, was that the brain and the immune system lived immune cells do, indeed, have a significant role in the dence of a rise in numbers of T cells in the brain’s fluid-
largely separate lives. The two were thought to collide brain, even in the absence of autoimmune disease. Re filled borders. The expansion of these immune cell popu-
only under hostile circumstances: when immune cells searchers have shown, for example, that in mice engi- lations suggests that they might have a role in the disease,
went rogue, attacking the body’s own cells in diseases neered to lack an immune system, neurodegenerative dis- Wyss-Coray says.
such as multiple sclerosis. eases such as motor neuron disease (amyotrophic lateral But whether immune cells hurt or help the brain is an
So when, in the late 1990s, Schwartz and her team sclerosis) and Alzheimer’s disease seemed to progress open question. In their studies of Alzheimer’s and other
reported that after an acute injury to the central nervous more rapidly, whereas restoring the immune system neurodegenerative disorders, Wyss-Coray and his col-
system, two types of immune cells, macrophages and slowed their progression. Scientists have also revealed a leagues suggest that the immune system could be dam-
T cells, protected neurons from damage and supported potential role for microglia in Alzheimer’s. aging neurons by releasing molecules that boost inflam-
their recovery, many scientists were skeptical. “Everyone More recently, scientists have shown that immune cells mation and trigger cell death. Others have suggested
Nik Spencer/Nature
told me, you’re absolutely wrong,” Schwartz recalls. at the brain’s edges are active in neurodegenerative diseas- that T cells and other immune cells could instead be pro-
Since those early experiments, Schwartz’s team and oth- es. After examining the cerebrospinal fluid of people with tective. For example, Schwartz’s group has reported that
ers have amassed a large body of evidence showing that Alzheimer’s, Wyss-Coray and his colleagues found evi- in mouse models of Alzheimer’s, boosting the immune
15
Cerebrospinal fluid (colored red) seeps into the brain tissue
(blue) through tiny gaps in the blood vessels that run through
the brain’s protective layers.
16
Signals carried in the cerebrospinal fluid (blue) are presented
to immune cells in blood vessels (magenta) in the brain’s
protective outer layers.
17
her team explored the link between
emotion, immunity and cancer in
Private Protectors immune system. Choi’s team is tracing
out the specific neurons and circuits
Brain immune cells are produced by stem cells in the bone marrow, in response to signals
mice. They reported in 2018 that acti- from the cerebrospinal fluid indicating infection or injury in the brain tissue. that modulate the immune response.
vating neurons in the ventral tegmen- One day she hopes to be able to gener-
tal area, a brain region involved in Lymphatic ate a comprehensive map of the inter-
Skin
positive emotions and motivation, vessel actions between the brain and immune
boosted the immune response and, in system, outlining the cells, circuits
turn, slowed tumor growth. Bone marrow and molecular messengers responsi-
Immune cells
Then, in 2021, her group pinpointed Bone-marrow ble for the communication in both
neurons in the insular cortex—a part T cell directions—and connecting those to
of the brain involved in processing Stem cells behavioral or physiological readouts.
emotion and bodily sensations, among One of the biggest challenges now is
other things—that were active during Skull to tease apart which populations of
inflammation in the colon, a condition cells are involved in these myriad func-
also known as colitis. Dura tions. To tackle it, some researchers
Sinus
By activating these neurons artifi- mater have been probing how these cells dif-
cially, the researchers were able to Cerebrospinal fluid fer at the molecular level, by sequenc-
reawaken the intestinal immune re ing genes in single cells. This has re
sponse. Just as Pavlov’s dogs learned Microglia vealed a subset of microglia associated
to associate the sound of a bell with Cortex with neurodegenerative disease, for
food, causing the animals to salivate Signals of brain example. Understanding how these
any time they heard the noise, these microglia function differently from
Infection or
rodents’ neurons had captured a their healthy counterparts will be use-
injury
“memory” of the immunological re ful in developing treatments, Stevens
sponse that could be rebooted. “This says. They could also be used as mark-
showed that there is very intense ers to track the progression of a disease
crosstalk between neurons and immune cells,” says Mova- for many psychosomatic disorders, according to Rolls. or the efficacy of therapies, she adds.
hedi, who wasn’t involved with this work. It could also inspire therapies. Rolls and her team found Researchers have already begun using these insights
Rolls suspects that organisms evolved such immuno- that blocking the activity of those inflammation-associat- into the immune ecosystem in and around the brain.
logical memories because they are advantageous, gear- ed neurons lessened inflammation in mice with colitis. Schwartz’s team, for example, is rejuvenating the immune
ing up the immune system in situations when the body Her group hopes to translate these findings to humans system in the hope of fighting Alzheimer’s. This work has
might meet pathogens. She adds that in certain cases, and is examining whether inhibiting activity using nonin- opened up new avenues for therapeutics, particularly for
they can instead be maladaptive—when the body antici- vasive brain stimulation can help alleviate symptoms in neurodegenerative conditions, Schwartz says: “It’s an
Nik Spencer/Nature
pates an infection and mounts an unnecessary immune people with Crohn’s disease and psoriasis—disorders that exciting time in the history of brain research.” M
response, causing collateral damage. This pathway might are mediated by the immune system. This work is in the
help explain how psychological states can influence early phases, Rolls says, “but it’ll be really cool if it works.” This article is reproduced with permission and was
the immune response, providing a potential mechanism Other groups are exploring how the brain controls the first published in Nature on June 1, 2022.
➥
18
Mass Shootings Leave Lasting
Psychological Wounds
Tragedies such as the ones in Uvalde, Tex., and Buffalo, N.Y.,
can lead to major depression, PTSD and other lingering
mental distress among survivors
By Claudia Wallis
BY NOW THE SIGHT OF GRIEVING, What are the most common long- toms ranged from 8 to 91 percent, depending
sobbing family members, terrified children and term mental health consequences for in part on how and when they were assessed.
survivors of a mass shooting event? A more recent study, published in 2020 and
devastated communities is all too familiar from the Major depression and post-traumatic stress co-led by Maya Rossin-Slater, now an associ-
coverage of mass shootings such as the recent ones in disorder (PTSD), or some PTSD symptoms, ate professor of health policy at Stanford Uni-
Uvalde, Tex., and Buffalo, N.Y. But when the cameras were the most common psychiatric condi- versity, found a 21.4 percent increase in anti-
tions seen in studies covered by the 2015 depressant prescriptions for people under age
are gone, the dead are laid to rest and the injured have
review paper, Galea says. Anxiety disorders, 20 in the local area where a school shooting
been treated, what psychological wounds linger? What panic attacks, substance use disorders, pho- had occurred, compared with areas 10 to 15
are the longer-term mental health consequences for bias and other issues were also reported in miles away. The study, which included pre-
survivors, their families and the community at large? some studies. But Lowe points out that “it’s scription data from 44 communities affected
hard to say what the most common mental by school shootings, found an elevated use of
And what steps can most effectively limit the harm?
health problems were because our knowledge antidepressants that persisted two years after
For research-based answers to these questions, is limited to what was assessed.” the incident.
Scientific American spoke with Sandro Galea, dean Some studies looked at what Lowe calls
of the Boston University School of Public Health and “nonspecific psychological distress,” such as What makes someone particularly
feelings of fear and unease. And some includ- vulnerable to long-term
a leading researcher on the psychological impacts of
ed physical symptoms, such as headaches psychological effects? And what
mass traumas, and psychologist Sarah Lowe, an assis- and stomachaches. things protect against them?
tant professor of public health at Yale University. Research points to many factors that fall into
Together they authored a 2015 review of 49 studies How do these violent events three broad categories: before, during and
specifically affect children who after the shooting. “What people bring in with
looking at impacts from 15 separate mass shootings
experience them? them into these events, including demograph-
that occurred between 1984 and 2008, 12 of them in “There are relatively few studies about the ic characteristics,” is the first determinant,
the U.S. and nine at K–12 schools or universities. Lowe mental health consequences for children,” Lowe says. People with preexisting mental
has begun the process of updating that review to cover Galea notes. Only five of the studies he and health problems, for example, are more vul-
Lowe reviewed looked at high school–age or nerable to depression and other psychological
another decade of mass shootings with data from
younger children who had experienced a issues after a mass shooting. So are those who
a total of about 100 studies. shooting. The prevalence of PTSD or its symp- lack psychosocial resources such as family
20
cohesion and financial support. “We also know that being mally from other communities and strangers—but that be helpful, Lowe says. “It seeks to restore psychological
a woman or a girl is associated with increased risk for tends to wane over time. And over time, folks who are liv- and psychosocial resources like hope and optimism, a
mental health problems after these types of events,” Lowe ing in less resourced communities tend to have greater sense of safety, social support.”
says. “Whether that’s due to biological sex differences, risks if they face high levels of exposure [to a disaster].
gender roles, women’s greater comfort with disclosing That’s something that we found after Hurricane Sandy,” Mass shootings are so common now that about
psychiatric symptoms or other factors is really unknown.” which struck the North American East Coast and the 96 percent of U.S. public schools hold “active
The second category is related to the shooting itself. Caribbean in 2012. shooter” and/or “lockdown” drills. Do these
“People who are in greater proximity to the violence—if drills make kids feel safer?
they see someone being shot or if they see dead bodies or What do we know about the impact on people What little evidence there is suggests that the answer is
people injured, that increases risk,” Lowe says. If a fami- watching from afar—you, me and everyone no. A survey published in the Journal of Adolescent
ly member or friend lost their life, that, too, makes a per- else reading about these horrific events and Health in 2020 found that 60 percent of young people
son more vulnerable. watching news coverage? polled reported feeling unsafe, scared, helpless or sad as
After the event, social resources can make a difference “We do know that people can report symptoms of mental a result of such drills. A quarter said that they did not
for survivors, Lowe says. “Emotional support (feeling like illness from watching television or from social media,” believe that drills improved safety because they suspect-
people are there for you), informational support (know- Galea says. And, he emphasizes, “the baseline rate of ed that students would panic when confronted with an
ing what resources are out there) and tangible support depression is already quite high now, with the prolonged actual threat—and because the drills could inform poten-
(such as money and physical assistance) are things that impact of the COVID pandemic. This is not a good time tial shooters.
can really matter,” she adds. Availability of mental health to have more traumatizing events.” A 2021 analysis of social media posts made by students
counseling and other services is also important. “These Remote impacts are not that well studied: only a few of after they engaged in such drills indicated that anxiety,
types of events can really shake your foundation and your the papers Galea and Lowe reviewed in 2015 looked at the stress and depression increased by 39 to 42 percent fol-
core beliefs about yourself and other people in the psychological effects of mass shootings on people at a dis- lowing the drills.
world—like the belief that the world is a safe place and tance. Those that did, Lowe notes, found “at least tempo- Lowe has not studied the response to these drills her-
that most people are good. And those shattered assump- rary decreases in feelings of safety and increases in fear.” self, but she says her students tell her they tended to take
tions can lead to an increased risk for PTSD and depres- them as a joke or that the drills made them feel afraid. “I
sion,” Lowe says. What kinds of interventions have been shown think there are probably ways to go about them that are
to help people who are more directly affected? a bit more trauma-informed,” Lowe says—including giv-
What impacts do these tragedies have on Galea and Lowe say an approach called “psychological ing students a choice to opt out.
the local community? What, for example, first aid” is recommended after traumatic events. “Psy-
can the people of Uvalde expect? chological first aid starts with education, making people We’ve seen powerful examples of activism af-
Galea and Lowe say there are not a great deal of data on who might be affected aware” of possible mental health ter school shootings from groups such as stu-
community-level impacts of mass shootings. “But we symptoms, Galea explains. “Then it moves on to giving dents who survived the Parkland, Fla., shoot-
know from other collective trauma, like climate change– them tools, and then it moves on to helping people access ing and parents of children killed in the New-
related disasters, that the resources within a community care if they need it. It is a way of sequencing interven- ton, Conn., incident. Does activism help allay
really matter,” says Lowe, who has studied the mental tions.” A school-specific manual is available from the fed- feelings of hopelessness and depression?
health consequences of such calamities. “Oftentimes erally funded National Child Traumatic Stress Network. Lowe says she is not sure this has been studied in the con-
after these events, there’s an outpouring of support—both For those who show signs of distress, an intervention text of school shootings, but she has been involved in
formally from the government organizations and infor- technique called “skills for psychological recovery” can research on climate change anxiety. “We found that if you
21
were engaged in environmental activism, like high levels
of collective action, that was a buffer against the negative
impact of climate change anxiety or depression,” she says.
With activism, she points out, “you get to have support
from a group of like-minded people who are all commit-
ted to the same cause..., but there is also the risk of burn-
out and disillusionment.”
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22
OPINION John Horgan directs the Center for Science Writings at the Stevens
Institute of Technology. His books include The End of Science,
The End of War and Mind-Body Problems, available for free at
mindbodyproblems.com. For many years he wrote the popular blog
Cross Check for Scientific American.
When Things
Feel Unreal,
Is That a Delusion
or an Insight?
The psychiatric syndrome called
derealization raises profound moral
and philosophical questions
23
OPINION
ing for a job. Psychiatrists prescribe psychothera- have inspired all these metaphysical conjectures? to things; we take them for granted. We become
py and medication, such as antidepressants, Many people, Camille suggests, undergo epi- like zombies or automatons, carrying out chores
when the syndrome results in “distress or impair- sodes of derealization without knowing what it is. and interacting with other people—even those we
ment in social, occupational, or other important The feeling disturbs you, so you suppress it. supposedly love—without being fully aware of
areas of functioning.” In some cases, derealization You try to put it out of your mind, and you don’t what we are doing.
results from serious mental illness, such as mention it to others. “You’re afraid that if you do Derealization is like a slap across the face. It
schizophrenia, or hallucinogens such as LSD. tell people, they won’t know what it is,” Camille cuts through the monotony of life and wakes you
Extreme cases, usually associated with brain explains, “and you don’t want people viewing you up. It reminds you of the weirdness of the world,
damage, may manifest as Cotard delusion, also differently.” I understand these reactions because of other people, of yourself. By weirdness I mean
called walking corpse syndrome, the belief that derealization can be unsettling, even terrifying. infinite improbability and inexplicability. Weirdness
you are dead, and Capgras delusion, the convic- My most serious, sustained bout of derealiza- encompasses all the bipolar properties of our ex-
tion that people around you have been replaced tion occurred after a drug trip in 1981, which left istence, its beauty and ugliness, kindness and
by imposters. me convinced that existence is a fever dream cruelty, good and evil.
I’m glad Camille has drawn attention to the of an insane god. For months the world felt wob- Seeing the weirdness doesn’t negate our mor-
disorder because derealization raises profound bly, flimsy, like a screen on which images were al responsibility to others. Far from it. By estrang-
philosophical questions. Sages ancient and projected. I feared that at any moment everything ing me from the world, derealization, paradoxical-
modern have suggested that everyday reality, in might vanish, giving way to—well, I didn’t know ly, makes it more real. It helps me see humanity
which we go about the business of living, is an what, hence the fear. These feelings over the more clearly and care about it more deeply. What
illusion. Plato likened our perceptions of things years have lost their visceral power over me, but once felt like a curse has become a gift.
to shadows cast on the wall of a cave. Eighth- their intellectual aftereffects linger. That’s what I tell myself, anyway. Others, in-
century Hindu philosopher Adi Shankara asserted Pondering derealization leaves me conflicted. cluding those Camille interviewed for her film
that ultimate reality is an eternal, undifferentiated I have moral misgivings about claims that reality and Camille herself, experience derealization dif-
field of consciousness. The Buddhist doctrine isn’t, well, real. These assertions, whether Platon ferently. She sees the syndrome as “your brain’s
of anatta says our individual selves are illusory. ism, the simulation hypothesis or my insane-god way of taking a break. It thinks you can’t handle
Modern philosophers such as Nick Bostrom theology, can easily become escapist and nihilis- certain things, and so it turns everything off.” She
postulate that our cosmos is probably a simula- tic. Why should we worry about poverty, oppres- has learned that “just letting the feelings flow”
tion, a virtual reality created by the alien equiva- sion, environmental destruction, pandemics, war rather than fighting them helps her get through
lent of a bored teenage hacker. The philosophical and other sources of suffering if the world is just episodes. Whatever derealization means to us,
stance known as solipsism insinuates that you a video game? I reject any philosophy that under- however we cope with it, we’re surely better off if
are the only conscious being in the universe; cuts our responsibility to care for one another. we can talk about it openly, as Camille and others
everyone around you only seems conscious. As I’ve nonetheless come to value derealization do in her brave, revealing film.
I have mentioned in another article, some inter- as an antidote for habituation. Our brains are de-
pretations of quantum mechanics undermine the signed to accomplish many tasks with minimal
status of objective reality. Could derealization conscious effort. As a result, we get accustomed
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24
OPINION Mitch Prinstein is chief science officer of the American Psychological Association. He holds a Ph.D. in clinical psychology from the
University of Miami. Follow Prinstein on Twitter @mitchprinstein
Kathleen A. Ethier is director of adolescent and school health at the Centers for Disease Control and Prevention. She holds a Ph.D.
in social psychology from the City University of New York. Follow the CDC's Division of Adolescent and School Health on Twitter @CDC_
DASH and follow Ethier on Twitter @ethierka The findings and conclusions in this paper are those of the author and do not necessarily
represent the official position of the Centers for Disease Control and Prevention.
Science Shows
How to Protect
Kids’ Mental
Health, but It’s
Being Ignored
Yes, the COVID pandemic has made the
problem worse. But our teens were in trouble
long before that
ccahill/Getty Images
tients seeking services.
Has the current crisis been caused by the pan-
demic? No. Those of us who have been monitor-
ing the health and well-being of youth know this
25
OPINION
storm began years ago. In 2022 we continue to gay, bisexual, transgender or who were question- policies or best practices in schools, homes
fund a system to address children’s mental health ing their identity were overrepresented among and communities.
that is similar to an infrastructure initiated in the those teens who considered or attempted suicide. For instance, scientists now have identified evi-
1940s, when returning veterans were the priority Since the pandemic began, the situation has dence-based treatments to ameliorate severe psy-
for mental health treatment. The system that worsened. Children who were vulnerable before chological symptoms, but few caregivers know how
emerged was—and is—geared to adults. the pandemic now were in crisis, and those less to seek treatments that have been proven to work.
Scientific advances have identified effective vulnerable before the pandemic were at risk for Science also has identified effective strategies
mental health practices, such as school-based the onset of psychological symptoms. to prevent emotional or behavioral distress by
emotional-regulation training that teaches chil- During COVID, adolescent visits to emergency teaching children skills for how to interpret or
dren how to cope with strong feelings, or school- departments for suicide attempts and eating dis- cope with stressors, how to develop healthy so-
based screenings that could allow us to detect orders have increased. The cdc’s Adolescent cial relationships, strategies to lower anxiety, and
mental health crises before they occur. Scientific Behaviors and Experiences Survey, the first na- how to spot the warning signs for depression. Yet
advances have identified effective mental health tionally representative survey of U.S. high school resources are not available to allow these preven-
practices, which have been largely ignored, and students during the pandemic, revealed that tion approaches to be deployed at scale or used
now is the time to act on them. Based on centu- young people’s lives were extremely disrupted, in among populations most at need. Thus, youth
ries-old and long-disproved theories of physical ways unexpected or less easily managed. continue to suffer needlessly. Schools dedicate
and mental health as two independent systems, More than a quarter of youth in the U.S. told time to teach children how to brush their teeth
billions are being invested annually on medical us they experienced hunger, and more than half but not these science-based mental health strat-
research and physician training, but staggeringly told us they experienced emotional abuse by an egies that could save decades of emotional dis-
few resources are available to advance psycho- adult in their homes. We also heard that more tress and stop youth from self-harm.
logical science or the development of a mental than 60 percent of Asian students and more than cdc data confirm these approaches work. For
health workforce. half of Black students encountered racism in instance, data show that during the pandemic,
The results are clear. Data from the Centers for their schools. As we saw prepandemic, emotional students who felt connected to others in school
Disease Control and Prevention, where one of us distress and suicidal thoughts and behaviors were less likely to experience emotional distress
(Ethier) is the director of adolescent and school continued to worsen, and these problems and other indicators of poor mental health, as well
health, reveal that in the 10 years prior to the pan- became more significant among female and as suicide plans and attempts. Prior to the pan-
demic, a remarkably high number of young people LGBQ students. demic, we were making progress in addressing
reported feeling severe emotional distress. Spe- And so now a crisis that existed prior to the the needs of LGBTQ youth, for example. By
cifically, in 2019, 37 percent of high school stu- pandemic has been exacerbated, leaving many 2018, 79 percent of high schools reported identi-
dents questioned in a survey said they felt so sad to wonder what can be done. The answer can fying safe spaces for LGBTQ youth, 96 percent
and hopeless that they couldn’t participate in their be found in scientific discoveries that one of us had anti-harassment policies, 77 percent had in-
regular activities, and about one in five U.S. teens (Prinstein) and psychological science colleagues clusivity professional development for school
seriously considered or attempted suicide. Ado- have developed over the past several decades yet staff, and 64 percent had student-led clubs for
lescent girls and youth who identified as lesbian, that have been largely ignored when developing LGBTQ youth.
26
OPINION
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27
OPINION
28
OPINION
these inputs—or from any of our other senses, for sumed that this brain area was one of the main fibers. Instead we found that CN neurons did not
that matter. You’re not distracted by the pinch of players involved in selectively enhancing or filter- simply pass their inputs along but transformed
your shoes or the tug of the guitar strap as you ing sensory signals. They believed that the CN, on them. In fact, cuneate neurons showed patterns
play; you focus only on the sensory inputs that the other hand, was simply a passive relay station, of activity that were more similar to those in the
matter. The brain expertly enhances some signals moving signals from the body up to the cortex. brain’s cerebral cortex neurons than they were to
and filters out others so that we can ignore dis- But we were skeptical. Why would the CN exist the patterns in nerve fibers.
tractions and focus on the most important details. if it did not alter the signals in some way? We de- But the connection between the CN and the
How does the brain accomplish these feats of cided to watch cuneate neurons in action to find cortex is not a one-way street. In addition to sen-
focus? In recent research at Northwestern Univer- out. The challenge historically has been that the sory nerves going up, there are pathways from
sity, the University of Chicago and the Salk Insti- CN is small and very hard to access. It’s located sensory and motor areas of the cerebral cortex
tute for Biological Studies in La Jolla, Calif., we at the highly flexible junction of head and neck, going down to the cuneate nucleus. We wondered
have illuminated a new answer to this question. meaning an animal’s movement can make it diffi- whether the CN contributed to some form of sen-
Through several studies, we have discovered that cult to reach. To make matters worse, the cu- sory filtering based on an animal’s planned volun-
a small, largely ignored structure at the very bot- neate nucleus is nestled in the brain stem, sur- tary movements. To that end, we observed CN ac-
tom of the brain stem plays a critical role in the rounded by vital brain regions that, if damaged, tivity when monkeys reached toward a target and
brain’s selection of sensory signals. The area is can lead to death. compared those signals with the CN signals gen-
called the cuneate nucleus, or CN. Our research Fortunately, modern neuroscientific tools let us erated when a robot moved the monkeys’ arm in a
on the CN not only changes the scientific under- observe the CN stably in awake animals without similar fashion. We discovered that the activity in
standing of sensory processing, but it might also harming nearby areas. In monkeys, we implanted cuneate neurons did indeed change, depending
lay the groundwork for medical interventions to tiny arrays of electrodes that we used to monitor on what the animals were doing and whether
restore sensation in patients with injury or disease. individual cuneate nucleus neurons. For the first movements were voluntary or involuntary. As just
To understand what’s new, we should review a time, we could study how single brain cells in one example, we know that signals from arm mus-
few basics of how somatosensation works. When- this area responded when a monkey moved and cles can help an animal determine that a move-
ever we move or touch something, specialized touched things. This method allowed us to an- ment is going as planned. In line with this idea, we
cells within our skin and muscles respond. Their swer several questions about what the CN does. found that many signals from the arm muscles
electrochemical signals travel along nerve fibers For one, we studied how these neurons re- were enhanced in the CN when a monkey volun-
to the spinal cord and brain. The brain uses these sponded to touch signals by exposing monkeys’ tarily moved its arm, compared with when the ro-
messages to track body posture and movement skin to many kinds of stimuli, including vibrations bot moved it.
and the location, timing and force with which we and braille-like embossed dot patterns. We then These studies established that the processing
interact with objects. Experiments have made compared the responses in the CN with activity in of signals coming from our body has already be-
clear that the conscious experience of our body nerve fibers that feed into this brain structure. If gun when signals reach the cuneate nucleus. But
and its interactions with objects relies on these the area just passed along information collected what are the brain cells and pathways that enable
signals reaching the cerebral cortex, the outer- by the skin’s sensory cells, neural activity in the the CN’s selective enhancement of signals that
most layer of the brain. Scientists have long as- CN would essentially echo the activity in nerve matter and suppression of those that do not?
29
OPINION
In a third study, we took advantage of genetic sults already have significant implications for reha-
and viral techniques to probe the nervous system bilitation. Beyond the active tactile and muscle
of mice. With these tools, we could manipulate signals we were able to study, evidence suggests
specific types of cells, turning them on or off by that the CN receives many more “dormant” inputs
shining a laser at them. We paired these tech- that may play a part in recovery from neurological
niques with behavioral tasks: By training mice to injury. Millions of people worldwide suffer from
pull a string or react to various textures for a re- some form of limb dysfunction, such as paralysis
ward, we tested how the activation or inactivation or loss of feeling. With a better understanding of
of specific neurons might affect a mouse’s ability how sensory and motor signals support move-
to carry out dexterous tasks. This approach al- ment, doctors can eventually improve diagnosis
lowed us to first explore the functions of cells and treatment of these conditions. For example,
within the CN, revealing a specific set of neurons implanted electrodes could one day electrically
surrounding it that can suppress or enhance the activate the cuneate nucleus in people who have
passage of touch signals as they enter the brain. lost sensation in their limbs, potentially restoring
Then we applied similar techniques to examine the ability to perceive their body.
how other higher brain regions may influence the
CN’s activity. We discovered two different path- Eiman Azim is an associate professor and William Scandling
Developmental Chair in the Molecular Neurobiology Laboratory at
ways from the cortex all the way down to the CN the Salk Institute for Biological Studies. He is also adjunct faculty
that govern how much information the cuneate in neurobiology at the University of California, San Diego. He explores
how the brain and spinal cord control movements of the body,
allows to pass. In other words, the CN receives focusing on how neural circuits establish the speed and precision
not only information from the body but also guid- of dexterous behaviors.
ance from the cortex to help determine what sig- Sliman Bensmaia is James and Karen Frank Family Professor in
nals are most relevant or important for an individ- the department of organismal biology and anatomy at the University
of Chicago. He investigates the neural basis of somatosensation and
ual at any given moment. leverages this basic scientific understanding to endow bionic hands
Clearly, the cuneate nucleus is a far more inter- with a sense of touch.
esting brain region than it has been given credit Lee E. Miller is a Distinguished Professor of Neuroscience in the
for. Our work helps to clarify its function: to high- department of neuroscience, physical medicine and rehabilitation and
the department of biomedical engineering at Northwestern University.
light certain signals and suppress others before He was inducted into the American Institute for Medical and Biological
passing them on to brain regions responsible for Engineering in 2016 and is current president of the Society for the
Neural Control of Movement.
perception, motor control and higher cognitive
functions. That important role may help explain Chris Versteeg earned his Ph.D. under the mentorship of Lee. E.
why the CN appears in a wide variety of mammals, Miller at Northwestern University and is now a postdoctoral fellow
at Emory University. He is interested in how controlled movements
including mice and primates. emerge from the dynamic coupling of the brain to the body.
Although our work is far from finished, our re-
➥
30
OPINION Hemant Kakkar is an assistant professor of management at Duke University's Fuqua School of Business.
His research draws on social psychology and evolutionary theories of status and influence to examine judgments
and behaviors of individuals and groups within social hierarchies.
Niro Sivanathan is a professor of organizational behavior at London Business School. His research explores
how social hierarchy regulates our judgment and behaviors through the psychological experience of status and power.
How Dominant
Leaders Go Wrong
Highly assertive, confident individuals may
foster a selfish culture that hurts productivity
Westend61/Getty Images
they lead. fostering a competitive climate. Past research hyperindividualist approach can foster a wide-
In our recent research, we examined some shows that societies and organizations flourish spread zero-sum mindset, in which people believe
of the unintentional negative consequences of when members help one another, share informa- they can progress only at the expense of others.
a dominant leadership style. Across eight studies, tion and engage in collective problem-solving. In our first foray into this investigation, we
we explored how such leaders can inadvertently Dominant leadership can stifle those activities, looked at political leadership, specifically compar-
31
OPINION
ing democracies and dictatorships. Although some was what we call the prestige style. In it, leaders tions. We gave participants a written description of
democratic leaders are aggressive and competi- emphasized how much they valued others’ input a leader. Then we put them on teams for an online
tive, dictators exhibit extremely dominant behavior. and an egalitarian approach. task and measured the degree to which they vol-
They subjugate others to serve their own best in- We then recruited about 600 participants who unteered to transcribe text for their fellow group
terests. Given our hypothesis that dominance may watched one of these videos (either a male or fe- members. Our hypothesis held. People who had
foster a highly competitive culture, we wondered male leader in the dominance or prestige condi- read descriptions of their leader’s dominant styles
whether citizens in dictatorships engage in more tion). Afterward, they rated how much they agreed were significantly less willing to help their team
zero-sum thinking than those in democracies. To with statements related to zero-sum thinking and out during these exercises.
test that idea, we examined data from 70 coun- how likely they would be to engage in helping be- Finally, we tested whether this finding could be
tries surveyed between 1981 and 2014 through haviors—such as listening to a co-worker’s prob- replicated with actual working groups. We sur-
the World Values Survey, which seeks to under- lems—if they worked for the boss whose video veyed 249 employees in 50 teams, along with
stand people’s social, political and cultural beliefs. they had just seen. We found that participants who their supervisors, at companies in India. We began
We specifically attended to how much residents had watched a dominant leader were more prone by asking employees about their leader’s tendency
reported their agreement with such statements as to express a zero-sum mindset and less likely to to influence based on dominance and about their
“people can get rich only at the expense of oth- help others, compared with participants who had own zero-sum mindset. Six weeks later supervi-
ers.” We also looked at their inclination toward just watched a prestige leader. sors rated their employees’ helping behaviors.
helping behaviors, including how highly they rated Additional questions and analysis allowed us to When we looked at our combined data, we found
the importance of caring for their neighbors. We rule out other factors that could influence these a familiar pattern: Employees supervised by a
found that citizens of countries governed by dicta- findings. Gender had no effect: dominant men and dominant leader reported greater zero-sum think-
tors reported greater zero-sum mindsets and were women in the videos both reduced helpfulness ing. And as their supervisors subsequently re-
less likely to help others when compared with resi- and increased zero-sum thinking among partici- vealed, these employees displayed fewer helping
dents of democracies. pants. In a follow-up study, we asked people ques- behaviors. More important, this effect remained
For our second study, we designed an experi- tions to assess how much autonomy they pos- robust even when employees had a positive rela-
ment to directly test whether dominance influenc- sessed and whether they considered assisting tionship with their supervisor and saw this leader
es how people think about cooperation and com- others to be an important part of their work. After as highly ethical, two factors that might otherwise
petition in a work context. We recruited male and all, if people feel they lack control over their tasks explain variation in their thinking and behavior.
female professional actors and then filmed them or that their job simply doesn’t involve cooperation, Although a number of leadership books and
in a series of videos. The performers introduced it’s no surprise they might hesitate to help others, popular coaching manuals celebrate the effective-
themselves at the start of each video and de- regardless of their leader’s style. But these factors, ness of a confident, decisive leader, our work un-
scribed their leadership approach to newly on- our analyses revealed, had minimal effect on derscores how this approach may breed an “each
boarded workplace subordinates. One of these thinking and behavior in comparison with leader to their own” culture. Managers need to be aware
approaches was dominance: in it, leaders de- dominance and zero-sum thinking. that an assertive or forceful approach could re-
scribed their tendency to be authoritative and de- We also assessed actual helping behavior rath- duce cohesiveness and collaboration. Organiza-
cide what is best for the team. The other approach er than relying solely on people’s reported inclina- tions, meanwhile, should be careful about whom
32
OPINION
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33
ILLUSIONS Susana Martinez-Conde and Stephen Macknik are professors
of ophthalmology at the State University of New York and the organizers
of the Best Illusion of the Year Contest. They have co-authored Sleights
of Mind: What the Neuroscience of Magic Reveals about Our Everyday
Deceptions and Champions of Illusion: The Science behind Mind-Boggling
Images and Mystifying Brain Puzzles.
Hello
Darkness,
My Old Friend
Anticipated blackness tricks
your pupils into reacting
Akiyoshi Kitaoka
in dim environments. “Adjusting the ness,” Laeng says. collaborators Shoaib Nabil, also at pansion can cause pupils to dilate as
pupil in advance would diminish the But what if the rising darkness ex- Oslo, and Akiyoshi Kitaoka of Ritsu- they would in the presence of veridi-
possibility of being temporarily, visu- ists only in the mind of the observer? meikan University in Japan, set out to cal growing blackness.
34
ILLUSIONS
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35
Editor in Chief: Laura Helmuth LETTERS TO THE EDITOR:
Senior Editor, Collections: Andrea Gawrylewski Scientific American, 1 New York Plaza, Suite 4600, New York, NY 10004-
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