Professional Documents
Culture Documents
_________________________
ENGR. ERWIN DR. MAGSAKAY
KNOW ALL MEN BY THESE PRESENTS:
-and-
WITNESETH
______________________ WHEREAS, long-term investments in building local STI capacity will spur innovations
DR. CECILIA N. GASCON
that can strengthen existing businesses, create new industries, and increase job opportunities;
WHEREAS, DOST- III encourages and supports the promotion, transfer and
commercialization of technologies and innovations that have been generated from
government-funded research and development activities such that the social and benefits of
these products of research may redound to the people in the regions;
WHEREAS, DOST- III acknowledges the important role of state universities and
colleges (SUCs) and higher education institutes (HEIs) in Region III in the effective
dissemination and transfer of these technologies to the intended beneficiaries and regards
these institutions as valuable partners in the innovation ecosystems;
WHEREAS, DOST- III in partnership with the USAID STRIDE project team has been
earnestly exploring the possibility of establishing a regional inclusive innovation center to
jumpstart the concept in Region III with SUCs playing a crucial role in the project;
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WHEREAS, BulSU, through its Research, Development and Extension (RDE) Office,
has submitted
_________________________ a project proposal to DOST- III through the Provincial Science and Technology
Center-Bulacan
ENGR. ERWIN DR. MAGSAKAY (PSC-Bulacan), that seeks to pursue the establishment of a Business
Innovation Unit as a functioning unit that serves as a dynamic one-stop shop (helpdesk) and
valuable first contact for prospective innovators among businesses and a strategic
communications point for GIA stakeholders in the region;
WHEREAS, the DOST- III has endeavored to assist BulSU in its desire to implement
the project by allocating funds from the 2020 DOST- III Regional Grants-In-Aid Program;
and;
WHEREAS, DOST- III and BulSU agree to jointly undertake the project entitled:
“Establishment of a Business Innovation Unit for the Regional Inclusive Innovation
Center (RIIC): BRAID III – CLINIC Center.”
_________________________NOW, THEREFORE, for and in consideration of the foregoing premises, both parties
hereto mutually agree to the following terms and conditions:
ANGELITA Q. PARUNGAO
I. PROJECT TITLE:
a. Be responsible for the overall implementation of the project and ensure that
activities and plans are carried out according to agreed schedules;
b. Designate from among its staff, a Project Leader/Coordinator, who shall
coordinate with DOST-III through the Provincial Science and Technology
Center-Bulacan (PSTC-Bulacan) all activities that will be undertaken during
implementation of the project;
c. Implement the project according to the identified technological interventions as
__________________________________ indicated in the approved project proposal;
d. III
JULIUS CAESAR V. SICAT, PhD, CESO Facilitate the procurement of required equipment and the disbursement of
expenses as defined in the approved Line-Item-Budget hereto attached as
Annex B;
e. Allow DOST-III representatives access to the premises and facilities for
activities relevant to the implementation of the project;
f. Submit to DOST-III through PSTC-Bulacan required Technichal Semi-Annual
(DOST Form D) and Annual Progress Reports (DOST Form E) of all project
activities in two (2) hard copies and an electronic copy, within one (1) month
after respective due dates following the format in Annex C. Upon project
complementation, submit to DOST-III the Technical Terminal/Completion
Report (DOST Form N) reflecting the project’s major accomplishments,
problems met and actions taken. Reports shall be submitted to DOST-III
through PSTC-Bulacan in two (2) hard copies and an electronic copy, not later
than two (2) months after project completion;
.
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_________________________
g. Submit to DOST-III through PSTC-Bulacan a Semi-Annual/Annual Financial
ENGR. ERWIN DR. MAGSAKAY Report certified correct by the agency accountant within a month after each
due date following the format (DOST Form H) in Annex D. Upon completion of
a calendar year or completion of project duration, submit a Terminal Audited
Financial Report (AFR) (DOST Form I) within three (3) months after the due
date or completion of the project; The FR shall be supported by DOST Form K-
List of Equipment Purchased (Annex E) and Property Acknowledgement
Receipt (PAR);
h. Ensure all reports reports are duly endorsed by the Head of Agency;
i. Provide logistic support to DOST-III staff who will extend assistance to the
project;
j. Assist in the documentation, monitoring and evaluation of the project;
k. In coordination with DOST-III through PSTC-Bulacan, place on the individual
_________________________ equipment acquired out of the financial assistance, inventory stickers to be
ANGELITA Q. PARUNGAO provided by DOST-III;
l. Be responsible and accountable for the maintenance and safekeeping of
equipment and properties acquired out of the DOST-III GIA funds.
m. Put-up a signage at the project sites, at BulSU’s expense, two (2) weeks after
the receipt of the project assistance. The signage shall contain the following
information:
__________________________________
2. DOST-III shall have the following responsibilities:
JULIUS CAESAR V. SICAT, PhD, CESO III
a. Designated the Provincial S&T Director of Bulacan as Project Coordinator who
shall oversee the smooth implementation of the project;
b. Provide financial assistance from its 202 Regional Grants-In-Aid Program for the
acquisition of equipment and other components of the project as per attached line-
item-budget;
c. Provide continuous technical assistance and support for the successful
implementation of the project including coordination with its attached
councils/institutes whenever necessary in order to maintain greatest impact;
d. Through PSTC-Bulacan, periodically monitor the progress of the project in
attaining the objectives and its set target and formulate written suggestions and
recommendations on constraints or problems being encountered; and
e. Through PSTC-Bulacan, conduct regular documentation and evaluation of the
project.
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IV. FINANCIAL ARRANGEMENT:
_________________________
ENGR. ERWIN DR. MAGSAKAY
1. DOST-III shall transfer to BulSU the amount of ONE MILLION FIVE
HUNDRED THOUSAND PESOS (1,500,000) from its 2020 Grants-In-Aid funds
to fill in the budgetary requirements of the project as defined in the line-item-
budget hereto attached as Annex B.
2. BulSU, on the other hand, shall provide fund to cover for the other expenses
defined in the line-item-budget. All other incidental expenses not indicated in
the line-item-budget shall as well be borne by BulSU.
V. OTHER CONDITIONS:
1. Project implementation shall commence within (2) months after the release of
_________________________ fund.
ANGELITA Q. PARUNGAO 2. Failure to submit within six (6) months all the required financial, technical and
other reports prescribed deadlines, demand letter will be sent by DOST-III to
the Project Leader/ Coordinator and Head of Agency. Upon the recommendation
of DOST-III, the Project Leader/Coordinator and the Agency is prevented from
receiving further grants or any kind of support from within the DOST System until
he/she is cleared from all obligations pertinent to the previous GIA grant received.
For compelling reasons, subject to the endorsement of PSTC-Bulacan, the
Project Leader/Coordinator shall submit an Oath of Undertaking to allow him/or
her to receive further grant or support. DOST-III may instigate legal measures
against the Project Leader/Coordinator and the Agency for non-submission of
requirements.
______________________ 3. The activities, operation, books of accounts and records of the project shall be
DR. CECILIA N. GASCON subject to inspection by the authorized representative of DOST-III and its
auditor, whenever necessary.
4. Requests for extension of program/project shall be submitted three (3) months
before the expected date of completion, except for extensions as a result of
force majeure, together with the following documents:
a. Latest financial report (as of date of request)
b. Proposed Line-Item-Budget
c. Gantt Chart of activities for the extension period
d. Technical Report
__________________________________
e. Justification for extension
JULIUS CAESAR V. SICAT, PhD, CESO
5. DOST-III
III reserves the right to discontinue the project or its assistance in case
of violation of this Agreement or upon determination that results which are
obtained or reasonably expected do not justify further activity;
6. Authorize/Allow DOST-III to pull-out the units and other facilities acquired out of
the project funds in case of inability on the part of BulSU to successfully
implement the project;
7. Any changes in the original project plans or any modifications, amendments or
alterations of the foregoing terms and conditions shall not be undertaken
without the knowledge and consent of both parties as long as this Agreement
remains in force;
8. BulSU shall record the equipment purchased out of the project funds in
accordance with the Government Accounting Manual (GAM) subject to the
provisions of the Philippine Public Sector Accounting Standards 17
(PPSAS 17) – Property, Plant and Equipment (PPE).
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9. BulSU shall record the Equipment Outlay in a subsidiary ledger upon procurement and
prepare PAR to be signed by the accountable officer.
10. The DOST-III Property Officer shall record all equipment procured out of the GIA fund
based on the PAR submitted by BulSU;
_________________________
11. DOST-III shall maintain an inventory of equipment purchased for monitoring purposes;
ENGR. ERWIN DR. MAGSAKAY
12. BulSU shall liquidate the Equipment Outlay by submitting to DOST-III a copy of the list
of equipment purchased and copy of PAR, Journal Entry Voucher (JEV) for the
recognition/booking of equipment;
13. Acknowledge the assistance provided by DOST-III in all reports, papers and materials
produced out of the project activities;
14. All parties agree that in matters relating to this Agreement, whether during its existence
or after its termination, and also in all matters concerning the provision of this
Agreement where any question, dispute or difference shall arise among parties, every
such question, dispute or difference shall be settled mutually in good faith;
15. DOST-III and BulSU shall be free to publish under their respective names, information
generated from this joint undertaking such as the operation and performance of the
project, evaluation of utilities, and other relevant findings provided due acknowledgment
is given to the other party; and
_________________________
16. Neither party shall be held liable in any way for failure to observe or perform any
ANGELITA Q. PARUNGAO
provision of this Agreement if such failure shall be caused by any law, rule or regulation,
fortuitous events or of any cause beyond the control of the party in default.
VI. EFFECTIVITY
This Agreement shall take effect upon signing of the Memorandum of Agreement by
all parties and shall remain in force for one (1) year commencing upon the receipt of assistance,
renewable for another year thereafter, unless sooner terminated by either party provided that a
written notice shall have been served one month prior to its termination.
DOST-III BulSU
_________________________________
JULIUS CAESAR V. SICAT , Ph.D. CESO III CECILIA S. NAVASERO-GASCON. PH.D
JULIUS CAESAR V. SICAT, PhD, CESO III Regional Director University President
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_________________________ Certified funds available:
ENGR. ERWIN DR. MAGSAKAY
MS. EVANGELINE M. BAUTISTA
Accountant
ACKNOWLEDGEMENT
_________________________
ANGELITA Q. PARUNGAO BEFORE ME, a Notary Public and in the Province of Pampanga, this _________ day
of ______________ 2020, personally came and appeared the following:
______________________
DR. CECILIA N. GASCON
KNOWN TO ME AND TO ME KNOWN to be the same persons who executed
the foregoing agreement on which the acknowledgement is written signed by the
parties and then the instrumental witness on each every page thereof and
acknowledgement as the entities represented.
WITNESS MY HAND AND SEAL on the date and place above written.
__________________________________
JULIUS CAESAR V. SICAT, PhD, CESO III
Series of 2020
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_________________________
ENGR. ERWIN DR. MAGSAKAY
ANNEX A. PROJECT PROPOSAL
I. EXECUTIVE SUMMARY:
H. Potential Employment :
Duration
__________________________________
I. III
JULIUS CAESAR V. SICAT, PhD, CESO Total Project Cost : Php 3,068,207.20
DOST-III GIA : Php 1,500,000.00
Proponent’s : Php 1,268,207.20
Counterpart/Equity
USAID-STRIDE : Php 300,000.00*
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_________________________
ENGR. ERWIN DR. MAGSAKAY
II. RATIONALE:
_________________________ The Central Luzon Regional Development Plan (CLRDP) 2017-2022 identified
ANGELITA Q. PARUNGAO several challenges in advancing science and technology and innovation were
presented: weak and S&T culture (resulting to low adoption of application of
new technologies among MSMEs and other sectors); inadequate STI
infrastructure; and weak linkages among players in the STI ecosystem, among
others. As such, connecting and integrating key elements and stakeholder of
the Philippine innovation and entrepreneurship ecosystem is all the more
crucial.
III. OBJECTIVES:
a. General Objective
The establishment of the Business Innovation Unit, which forms part of the
RIIC Region 3 Innovation Program, aims to increase subscription of MSMEs to
the programs and services of the regional line agencies and in the uptake of
_________________________
research outputs from key R&D partners in the region.
ANGELITA Q. PARUNGAO
b. Specific Objectives:
- Strengthen network for increased synergy and resource-sharing
among innovation programs and services.
- Improve overall awareness and MSME guidance on innovation and
accessing appropriate resources.
- Harmonize existing assets and innovation efforts of MSMEs in the
region (with emphasis on business on business resiliency and
competitiveness).
-
______________________
IV. PROJECT DESCRIPTION:
DR. CECILIA N. GASCON
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To ensure and strengthen the establishment of RIICs, sets of activities are laid
down using the Mapping-Linking-Aligning (M-L-A) Strategy. Using this approach,
STRIDE supports the mapping of innovation actors and their
capabilities, the linking of stakeholders by creating avenues for
_________________________ partnership, and the aligning of existing innovation infrastructures to
ENGR. ERWIN DR. MAGSAKAY industry needs.
RIIC-3 will implement the following activities that will serve as jump-
off points for collaboration with the RIIC ecosystem for the first six
months, applying the Mapping-Linking-Aligning (MLA) Framework of USAID-
STRIDE:
_________________________
ANGELITA Q. PARUNGAO
Mapping-related activities include the conduct of Inventory of
research and research facilities (DOST, CHED), MSMEs & local
products (DTI), and HEIs & experts (CHED). All these innovation
database data shall be endorsed to Bulacan State University for
consolidation in its newly established SCAD Network Center under
its Cybernetics Regional Development Centers. The innovation
database shall be made accessible through distributed access points
along the W-Growth Corridor.
RIIC-3 Innovation program will establish a Business Innovation Unit (BIU) which
shall be under the direct supervision of the Project Leader. The BUI is aimed to
increase subscription of MSMEs to the programs and services of the regional line
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agencies and in the uptake of research outputs from key R&D
partners in the region. It is envisioned as a functioning unit that
serves as a dynamic one-step shop (helpdesk) and valuable first
contact for prospective innovators among business and a
strategic communications point for GIA stakeholders in the
region.
V. STRATEGY/MECHANISM OF IMPLEMENTATION:
a. Technical Aspect:
The proposed Central Luzon Innovation and Connectivity (CLINC) Center, which is
an operating center solely for the RIIC-3, will be spearheading unit that is
responsible in establishing linkage among the GIA stakeholders in
______________________ Region 3 thru a mapping database. It will also handle the technical
DR. CECILIA N. GASCON support needed in the development of the Business Innovation Unit.
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The project will be implemented by a project Leader, supported by
__________________________________the RIIC Core Group (for the program direction setting) and the
JULIUS CAESAR V. SICAT, PhD, CESO III Project Management Team (for the activity coordination and
implementation support). The Project Management Team will be
comprised of representatives from partner agencies involved in the
RIIC implementation. The development of the technical content (per
activity) will be handled by qualified consultants and experts.
Coordination and activity implementation will be handled by a
project administration unit. Progress and impact monitoring will be
handled by monitoring & evaluation unit.
c. Financial Aspect:
`
_________________________
d. Marketing Aspect:
ANGELITA Q. PARUNGAO
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DR. CECILIA N. GASCON
__________________________________
JULIUS CAESAR V. SICAT, PhD, CESO III
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VI. WORKPLAN (Gantt Chart):
JULIUS CAESAR V. SICAT, PhD, CESO III
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VI. EXPECTED OUTPUTS:
ENGR. ERWIN DR. MAGSAKAY
The Establishments of a Business Innovation Unit for the Regional Inclusive
Innovation Center (RIIC) thru BRAID III – CLINC Center will result in main
outputs as follows:
1 Innovation guidebook;
Partnerships
ANGELITA Q. PARUNGAO
Policy/Policy Guide
Sustainability Plan
Implementation Guide
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JULIUS CAESAR V. SICAT, PhD, CESO III
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ANNEX B: LINE - ITEM – BUDGET
Project Title : Establishment of Business Innovation Unit for the Regional Inclusive
Innovation Center (RIIC):
RWIN DR. MAGSAKAY BRAID III – CLINC Center
Implementing Agency : Bulacan State University
(In Coordination with DTI-DOST R3 RIIC or Regional Inclusive and
Innovation Center and USAID-STRIDE)
Total Duration : 60 months
Current Duration : 12 months (Phase I – Pilot Operation)
Cooperating Agencies : Government Agencies – DOST-III, DTI-III, CHED-III; HEI-BulSU; Private –
PCCI-NL, BCCI, USAID-STRIDE
Program Leader : RIIC Core Group
Project Leader : Cecilia S. Navasero-Gascon, President, Bulacan State University
Monitoring Agency : DOST Region Office 3 /
R3 RIIC Project Management Team, Monitoring & Evaluation Unit
Counterpart Funding
BulSU DOST
I. Personal Services P P
Direct Cost
Salaries
One (1) Project Assistant II @ 24,262.80x12months 291,153.60
(Software Engineer)
One (1) Computer Operator I @ 19,749.60x12months 236,995.20
(Data Analyst/DB Administrator +4,513.20x12months
54,158.40
Honoraria
One (1) Project Leader @ 8,800x12months 105,600.00
One (1) Project Staff-Level 3 @ 7,500x12months 90,000.00
Two (2) Project Staff-Level 2 (TSE, TCE) @ 6,000x12months (x2) 144,000.00
One (1) Project Staff-Level 1 @ 4,800x12months 57,600.00
Indirect Cost
(Implementing Agency)
Honoraria
One (1) Project Support Staff-Level 2 @ 1,500x4quarters 6,000.00
One (1) Project Support Staff-Level 1 @ 1,000x4quarters 4,000.00
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Equipment and Software,
Machineries and Equipment, etc.
Repairs and Maintenance of Vehicles
75,000.00
Indirect Cost
(Implementing Agency)
Utilities
Water 6,000.00
Electricity 12,000.00
Supplies and Materials Expenses
Office Supplies Expense, Gasoline,
Oil and Lubricants Expenses
Printing And Binding Expenses
Paper Presentation and Publication Expenses 75,000.00
Direct Cost
(Implementing Agency)
HDD (1.8TB, 12GPBS, Hot Plug 70,000.00
HD LED Monitor, Black keyboard, Optical Mouse, UPS, etc. 24,000.00
Split-Type ACU 50,000.00
Laptop (3 units @ 50,000.00 each) 150,000.00
IT Infrastructure Needed for Temporary Hosting during
Pilot of the Project (c/o BulSU RDE CYBERNETICS RDCs
SCAD Network Center) ***.00
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DOST From E
ANNUAL PROGRESS REPORT
ERWIN DR. MAGSAKAY Project Year___________ Period Covered___________
DOST From E
TERMINAL REPORT
(6) Accomplishments
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ANGELITA Q. PARUNGAO
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