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GLOBAL
PHYSICAL
CLIMATOLOGY
SECOND EDITION
Dennis L. Hartmann
Department of Atmospheric Sciences,
University of Washington, Seattle, WA, USA
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This book and the individual contributions contained in it are protected under copyright by
the Publisher (other than as may be noted herein).
Notices
Knowledge and best practice in this field are constantly changing. As new research and
experience broaden our understanding, changes in research methods, professional practices,
or medical treatment may become necessary.
Practitioners and researchers must always rely on their own experience and knowledge
in evaluating and using any information, methods, compounds, or experiments described
herein. In using such information or methods they should be mindful of their own safety
and the safety of others, including parties for whom they have a professional responsibility.
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products, instructions, or ideas contained in the material herein.
ISBN: 978-0-12-328531-7
I had not intended that 21 years should pass between the first edition
of this book and the second, but much else has intervened to command
my attention and time. The timing of this second edition is nonetheless
propitious, as I started in earnest just after finishing participation in the
Intergovernmental Panel on Climate Change (IPCC) Working Group I
Fifth Assessment in late 2013. So I had good familiarity with a recent sum-
mary of the state of knowledge as a starting point. Another advantage
of waiting so long is that the easy availability of data sets and modern
tools to manipulate them made it possible for me to make most of the new
figures myself. The second edition is thus heavy with color figures of data
from observations and models.
The basic outline of the book is the same as that of the first edition,
except that I have added a new Chapter 8 on natural internal variability
that is captured by the instrumental record. This chapter makes use of some
statistical and mathematical techniques that I do not explain in detail, but
I feel that by looking at the pictures and trusting me, the student will gain
an intuitive sense of the structures of atmospheric and oceanic variability.
The first seven chapters are suitable for a course for undergraduate science
majors, and the final six chapters are more appropriate for an introductory
overview course for graduate students. When I use the book to teach third-
year atmospheric sciences majors, I go through the first seven chapters and
mix in material from Chapters 9, 12, and 13 to add spice and relevance.
Many people contributed to the second edition. Marc L. Michelsen
made many of the figures in Chapter 6 and on many occasions rescued me
when my own computer skills led me into blind alleys. Bryce E. H arrop
did the radiative–convective equilibrium calculations in C hapters 3
and 13. I wanted to update Manabe and Wetherald (1967) with more phys-
ical clouds, but I have to say that modern calculations are not very differ-
ent from theirs. Paulo Ceppi provided me with multimodel mean data
from CMIP5. Mark D. Zelinka generated some key figures in Chapter 11.
I have made liberal use of figures from the IPCC Fifth Assessment, and
I am grateful to the IPCC authors for producing them and the IPCC for
letting me use them here. I thank all the people who created data sets and
put them on the web in handy format. Some of these are acknowledged in
figure captions.
A number of people have used the first edition over the years and
provided feedback, and some have used the draft of second edition
ix
x PREFACE TO THE SECOND EDITION
Dennis L. Hartmann
Seattle, October 2015
Preface to the First Edition
xi
xii Preface to the First Edition
1
Introduction to
the Climate System
1.1 ATMOSPHERE, OCEAN, AND LAND SURFACE
1
2 1. Introduction to the Climate System
FIGURE 1.1 Earth as seen on July 6, 2015 by the NASA Earth Polychromatic Imaging
Camera aboard the NOAA Deep Space Climate Observatory spacecraft one million miles
from Earth.
FIGURE 1.2 The main zones of the atmosphere defined according to the temperature
profile of the standard atmosphere profile at 15°N for annual-mean conditions. Data from
U.S. Standard Atmosphere Supplements (1966).
result partly from the decrease of temperature with altitude because Death
Valley is below sea level and Vostok is 3450 m above sea level.
An important feature of the temperature distribution is the decline of
temperature with height above the surface in the lowest 10–15 km of the
atmosphere (Fig. 1.2). This rate of decline, called the lapse rate, is defined
by
∂T
Γ≡− (1.1)
∂z
where T is the temperature and z is altitude and the deltas indicate a par-
tial derivative. The global mean tropospheric lapse rate is about 6.5 K km–1,
but the lapse rate varies with altitude, season, and latitude. In the upper
stratosphere, the temperature increases with height up to about 50 km. The
increase of temperature with height that characterizes the stratosphere is
caused by the absorption of solar radiation by ozone. Above the strato-
pause at about 50 km the temperature begins to decrease with height in
the mesosphere. The temperature of the atmosphere increases rapidly above
about 100 km because of heating produced by absorption of ultraviolet
radiation from the sun, which dissociates oxygen and nitrogen molecules
and ionizes atmospheric gases in the thermosphere.
The decrease of temperature with altitude in the troposphere is
crucial to many of the mechanisms whereby the warmth of the surface
temperature of Earth is maintained. The lapse rate in the troposphere and
the mechanisms that maintain it are also central to the d etermination of
1.2 Atmospheric temperature 5
FIGURE 1.3 Annual mean temperature profiles for the lowest 25 km of the atmosphere
in three latitude bands. Data from ERA-Interim.
FIGURE 1.5 Zonal average temperature (K) as a function of latitude and altitude for
the (a) December, January, February (DJF) and (b) June, July, August (JJA) Seasons. Data
from ERA 40 reanalysis.
FIGURE 1.6 Global map of the January and July surface temperature and July minus
January. Data from ERA-Interim reanalysis.
1.4 Hydrostatic balance 9
1 dp
g=− (1.2)
ρ dz
For an ideal gas, pressure (p), density (ρ), and temperature (T) are
related by the formula
p = ρ RT (1.3)
where R is the gas constant. After some rearrangement, (1.2) and (1.3) yield
dp dz
=− (1.4)
p H
where
RT
H= = scale height. (1.5)
g
p = p s e − z/ H (1.6)
The pressure thus decreases exponentially away from the surface, de-
clining by a factor of e−1 = (2.71828)−1 = 0.368 every scale height. The scale
height for the mean temperature of Earth’s atmosphere is about 7.6 km.
Figure 1.7 shows the distribution of atmospheric pressure with altitude.
The pressure is largest at the surface and decreases rapidly with altitude
in accord with the exponential decline given by (1.6). We can rearrange
(1.2) to read
− dp
dm ≡ ρ dz = (1.7)
g
The mass between two altitudes, dm, is related to the pressure change
between those two levels. Because of hydrostatic balance, the total mass of
the atmosphere may be related to the global mean surface pressure.
1.5 Atmospheric humidity 11
FIGURE 1.7 Vertical distributions of air pressure and partial pressure of water vapor
as functions of altitude for globally and annually averaged conditions. Values have been
normalized by dividing by the surface values of 1013.25 and 17.5 hPa, respectively.
ps
Atmospheric mass = = 1.03 × 10 4 kg m −2 (1.8)
g
The vertical column above every square meter of Earth’s surface con-
tains about 10,000 kg of air.
Because the surface climate is of primary interest, and because the mass
of the atmosphere is confined to within a few scale heights of the surface,
or several tens of kilometers, it is the lower atmosphere that is of most
importance for climate. For this reason, most of this book will be devoted
to processes taking place in the troposphere, at the surface, or in the ocean.
The stratosphere has some important effects on climate, however, and
these will be described where appropriate.
which can release rainfall and are also extremely important in both reflect-
ing solar radiation and reducing the infrared radiation emitted by Earth.
The partial pressure of water vapor in the atmosphere decreases
very rapidly with altitude (Fig. 1.7). The partial pressure of water vapor
decreases to half of its surface value by 2 km above the surface and to
less than 10% of its surface value at 5 km. Atmospheric water vapor also
decreases rapidly with latitude (Fig. 1.8). The amount of water vapor in
the atmosphere at the equator is nearly 10 times that at the poles.
The rapid upward and poleward decline in water vapor abundance
in the atmosphere is associated with the strong temperature dependence
of the saturation vapor pressure. The vapor pressure in equilibrium with
a wet surface increases very rapidly with temperature. The temperature
dependence of saturation pressure of water vapor over a water surface
is governed by the Clausius–Clapeyron relationship.
des L
= (1.9)
dT T(α v − α l )
In (1.9), es is the saturation vapor pressure above a flat liquid surface,
L is the latent heat of vaporization, T is the temperature in K, and a repre-
sents the specific volume of the vapor av and liquid al forms of water. The
Clausius–Clapeyron relation can be manipulated to express the fraction-
al change of saturation vapor pressure ∆es / es , and thereby the specific
humidity at saturation, q*, to the fractional change of temperature. The
specific humidity is related to the water vapor pressure approximately as
e
q 0.622 .
p
∆ q* ∆ es L ∆T ∆T
*
= ≈ = r (1.10)
q es Rv T T T
where Rv is the gas constant for water vapor.
1.6 Atmospheric thermodynamics, vertical stability and lapse rate 13
FIGURE 1.9 Saturation vapor pressure and specific humidity as functions of tempera-
ture at standard pressure.
L 1 1
es ≅ 6.11 i exp − (1.11)
Rv 273 T
Aalbert, 253
Aaldert, 253
Aalk, 185
Aalsma, 240
Aalt, 165
Aaltje (Aeltsje), 132, 185, 201, 217, 227, 232, 248, 250, 251
Aardenburg, Ardenburch, 77
Aartswoud, 63
Abbeke, 216
Abke, 253
Abraham, 203
Achlum, 37
Acxele, Aksel, 77
Ada, 231
Adaloald, 164
Adaloltiswilare, 164
Adelbert, 151
Adelbrecht, 100, 101, 149, 151, 165, 168, 200, 212, 249, 253
Adelbric, 201
Adelburg, 201
Adeldag, 201
Adelen, 219
Adelgarde, 201
Adelgonda, 201
Adelhelm, 161
Adelwin, 151
Adetschwil, 164
Adriaan, 211
Adriaenssens, 146
Adser, 200
Aebbe, 278
Aeff, 262
Aelbert, 101
Aeltsje (Aaltje), Aelheyt, Adelheid, 201, 217, 248, 250, 251 [294]
Aepke, 273
Agele, 216
Agilhart, 233
Agneessens, 185
Agnes, 228
Ahlshausen, 164
Aitse, 214
Akersloot, 63
Akkrum, 36, 42
Alaric, 167
Alaswinde, 167
Alawic, 167
Albert, Adelbrecht, 100, 101, 131, 145, 149, 150, 151, 165, 168, 200, 202, 235,
249, 253
Aldburga, 201
Alderden, 168
Alderding, 168
Alderse, 168
Aldersma, 168
Aldersma-heerd, 168
Aldersna, 168
Alderts, 168
Aldertsna, 168
Alderwick, 114
Aldgrim, 201
Aldrik, 165
Aldringa-borg, 168
Aldringham, 168
Aldrington, 168
Aldrink, 168
Alida, 237
Aling, 216
Alingewolde, 105
Alkama-state, 153
Alkema, 153
Alkemade, 154
Alkema-sate, 153
Alken, 153
Alkenrath, 154
Alkesweer, 154
Alkham, 154
Alkoven, 152
Alla, 151
Allama, 151
Allana, 152
Alle, Allo, 105, 130, 149, 150, 151, 153, 212, 229, 241
Allema, 151
Allen, 152
Allena, 152
Allenbüttel, 152
Allendorf, 152
Allentrop, 152
Allenrode, 152
Allerda, 168
Allerda-sate, 168
Allerding, 168
Allert, Adelhart, 150, 151, 168, 188, 227, 232
Allertje, 168
Allerts, 168
Allertsma, 168
Allertsoog, 168
Alles, 151
Alleshausen, 152
Alligny, 105
Allincourt, 105
Alling, 153
Allinga, 151
Allingham, 152
Allinson, 152
Allison, 152
Allix, 151
Alma-borg, 152
Alma-heerd, 152
Alma-sate, 151
Aloyn, 151
Alsema, 153
Alsing, 153
Alske, 153
Alsma, 153
Alssema, 153
Alsum, 154
Alta, 153
Altekana, 153
Altema, 153
Alten, 153
Altena, 153
Altena-sate, 153
Altikon, 154
Altinga, 153
Altingen, 154
Alts, 153
Altunga, 153
Alvesmerscene, 120
Ame, 212
Ameland, 6, 27, 88
Amele, 214
Ameling, 216
Amersfoort, 6, 62
Amke, 215
Amme, 212
Amse, 214
den Andel, 56
Andela, 235
Anderen, 59
Andreas, 204
Angenietje, 228
Anne, 127
Annee, 227
Annema, 127
Annezin, 127
Annineshem, 127
Antwerpen, 5, 72
Apeluiders van IJsselstein, 62
Appegarbe, 128
Appi, 253
Applegarth, 128
Arafrid, 114
Aragis, 114
Ardenburch, Aardenburg, 77
Are, 114
Arendonk, 71, 72
Ariaen, 262
Arink, 114
Armgard, 201
Arohildis, 114
Arolinda, 114
Art van Gheel wittige soen wilen Maes Shoegen, 187, 192, 194
Arum, 8, 35, 37
Ashbourne, 117
Assendelft, 63
Aswyn, 201
Athala, 219
Athalbercht, 101, 149, 249, 253
Athalbrand, 249
Athalgar, 249
Athalwin, 101
Auck, 274
Audeland, 114
Auderwick, 114
Aukje, Auda, Ava, [296]217, 220, 225, 227, 228, 232, 250, 251
Avis, 259
Axel, Aksel, 67, 77, 78
Ayenwolde, 105
Ayle, 274
Baard, 34
Baardeghem, 73
Baart, 148
Baas, 141
Baasrode, 73
Baayum, 36
de Backer, 140
Baeckaert, 144
de Baecker, 134
Baeff, 262