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Dietary Reference Intakes (DRI)
The Dietar y Reference Intakes (DRI) include two sets of The DRI also include the Tolerable Upper Intake Level
­nutrient intake goals for individuals—the Recommended (UL) that represents the estimated maximum daily amount
­Dietary ­A llowance (RDA) and Adequate Intake (AI). The RDA of a ­nutrient that appears safe for most healthy people to con-
ref lects the average daily amount of a nutrient considered sume on a regular basis. Turn the page for a listing of the UL
­adequate to meet the needs of most healthy people. If there for selected vitamins and minerals. Note that the absence of
is insufficient evidence to determine an RDA, an AI is set. a UL for a nutrient does not indicate that it is safe to consume
In a­ ddition, the Estimated Energy Requirement (EER) repre- in high doses, but only that research is too limited to set a UL.
sents the average dietary energy intake considered adequate Chapter 1 describes these DRI values in detail.
to maintain energy balance in healthy people.

Estimated Energy Requirements (EER), Recommended Dietary Allowances (RDA), and Adequate Intakes (AI) for Water,
Energy, and the Energy Nutrients

Linolenic Acidc
EERb (kcal/day)
Reference BMI

RDA (g/kg/day)
Height cm (in.)

Weight kg (lb)

Carbohydrate

Linoleic Acid

RDA (g/day) d
RDA (g/day)

Total Fiber
Reference

Reference

AI (g/day)

AI (g/day)

AI (g/day)

AI (g/day)
AI (L/day)

Total Fat

Protein

Protein
Water a

Energy
Age (yr)
Males
0–0.5 — 62 (24) 6 (13) 0.7e 570 60 — 31 4.4 0.5 9.1 1.52
0.5–1 — 71 (28) 9 (20) 0.8 f 743 95 — 30 4.6 0.5 11 1.20
1–3g — 86 (34) 12 (27) 1.3 1046 130 19 — 7 0.7 13 1.05
4–8 g 15.3 115 (45) 20 (44) 1.7 1742 130 25 — 10 0.9 19 0.95
9–13 17.2 144 (57) 36 (79) 2.4 2279 130 31 — 12 1.2 34 0.95
14–18 20.5 174 (68) 61 (134) 3.3 3152 130 38 — 16 1.6 52 0.85
19–30 22.5 177 (70) 70 (154) 3.7 3067h 130 38 — 17 1.6 56 0.80
31–50 22.5i 177 (70)i 70 (154)i 3.7 3067h 130 38 — 17 1.6 56 0.80
>50 22.5i 177 (70)i 70 (154)i 3.7 3067h 130 30 — 14 1.6 56 0.80
Females
0–0.5 — 62 (24) 6 (13) 0.7e 520 60 — 31 4.4 0.5 9.1 1.52
0.5–1 — 71 (28) 9 (20) 0.8 f 676 95 — 30 4.6 0.5 11 1.20
1–3g — 86 (34) 12 (27) 1.3 992 130 19 — 7 0.7 13 1.05
4–8 g 15.3 115 (45) 20 (44) 1.7 1642 130 25 — 10 0.9 19 0.95
9–13 17.4 144 (57) 37 (81) 2.1 2071 130 26 — 10 1.0 34 0.95
14–18 20.4 163 (64) 54 (119) 2.3 2368 130 26 — 11 1.1 46 0.85
19–30 21.5 163 (64) 57 (126) 2.7 2403j 130 25 — 12 1.1 46 0.80
31–50 21.5i 163 (64)i 57 (126)i 2.7 2403j 130 25 — 12 1.1 46 0.80
>50 21.5i 163 (64)i 57 (126)i 2.7 2403j 130 21 — 11 1.1 46 0.80
Pregnancy
1st trimester 3.0 +0 175 28 — 13 1.4 46 0.80
2nd trimester 3.0 +340 175 28 — 13 1.4 71 1.10
3rd trimester 3.0 +452 175 28 — 13 1.4 71 1.10
Lactation
1st 6 months 3.8 +330 210 29 — 13 1.3 71 1.30
2nd 6 months 3.8 +400 210 29 — 13 1.3 71 1.30
NOTE: BMI is calculated as the weight in kilograms divided height, and physical activity level. The values listed are based gFor energy, the age groups for young children are 1–2 years

by the square of the height in meters. For all nutrients, values on an “active” person at the reference height and weight and and 3–8 years.
for infants are AI. The glossary on the insert defines units of at the midpoint ages for each group until age 19. Chapter 8 hFor males, subtract 10 kcalories per day for each year of age

nutrient measure. Dashes (—) indicate that values have not and Appendix F provide equations and tables to determine above 19.
been determined. estimated energy requirements. iBecause weight need not change as adults age if activity is
aThe water AI includes drinking water, water in beverages, and cThe linolenic acid referred to in this table and text is the main­tained, reference weights for adults 19 through 30 years
water in foods; in general, drinking water and other beverages omega-3 fatty acid known as alpha-linolenic acid. are applied to all adult age groups.
con­tribute about 70 to 80 percent, and foods, the remainder. d The values listed are based on reference body weights. jFor females, subtract 7 kcalories per day for each year of age

Conver­sion factors: 1 L = 33.8 fluid oz; 1 L = 1.06 qt; eAssumed to be from human milk. above 19.
1 cup = 8 fluid oz. fAssumed to be from human milk and complementary foods
bThe Estimated Energy Requirement (EER) represents the and beverages. This includes approximately 0.6 L (~2½ cups) SOURCE: Adapted from the Dietary Reference Intakes
aver­age dietary energy intake that will maintain energy as total fluid including formula, juices, and drinking water. series, National Academies Press. National Academies of
balance in a healthy person of a given gender, age, weight, Sciences.

A
Recommended Dietary Allowances (RDA) and Adequate Intakes (AI) for Vitamins

RDA (mg/day)a

RDA (μg/day) b

RDA (μg/day) c

RDA (μg/day) d
RDA (mg/day)

RDA (mg/day)

RDA (mg/day)
RDA (μg/day)
Pantothenic

AI (mg/day)

AI (mg/day)
Vitamin B12
AI (μg/day)

AI (μg/day)
Vitamin B 6
Riboflavin

Vitamin A

Vitamin D
Vitamin C

Vitamin K
Vitamin E
RDA (mg/

RDA (mg/
Thiamin

Choline
Niacin

Folate
Biotin

day)e
acid
day)
Age (yr)
Infants
0–0.5 0.2 0.3 2 5 1.7 0.1 65 0.4 125 40 400 10 4 2.0
0.5–1 0.3 0.4 4 6 1.8 0.3 80 0.5 150 50 500 10 5 2.5
Children
1–3 0.5 0.5 6 8 2 0.5 150 0.9 200 15 300 15 6 30
4–8 0.6 0.6 8 12 3 0.6 200 1.2 250 25 400 15 7 55
Males
9–13 0.9 0.9 12 20 4 1.0 300 1.8 375 45 600 15 11 60
14–18 1.2 1.3 16 25 5 1.3 400 2.4 550 75 900 15 15 75

From Whitney/Rolfes, Understanding Nutrition, 13E. © 2013 Cengage Learning.


19–30 1.2 1.3 16 30 5 1.3 400 2.4 550 90 900 15 15 120
31–50 1.2 1.3 16 30 5 1.3 400 2.4 550 90 900 15 15 120
51–70 1.2 1.3 16 30 5 1.7 400 2.4 550 90 900 15 15 120
>70 1.2 1.3 16 30 5 1.7 400 2.4 550 90 900 20 15 120
Females
9–13 0.9 0.9 12 20 4 1.0 300 1.8 375 45 600 15 11 60
14–18 1.0 1.0 14 25 5 1.2 400 2.4 400 65 700 15 15 75
19–30 1.1 1.1 14 30 5 1.3 400 2.4 425 75 700 15 15 90
31–50 1.1 1.1 14 30 5 1.3 400 2.4 425 75 700 15 15 90
51–70 1.1 1.1 14 30 5 1.5 400 2.4 425 75 700 15 15 90
>70 1.1 1.1 14 30 5 1.5 400 2.4 425 75 700 20 15 90
Pregnancy
≤18 1.4 1.4 18 30 6 1.9 600 2.6 450 80 750 15 15 75
19–30 1.4 1.4 18 30 6 1.9 600 2.6 450 85 770 15 15 90
31–50 1.4 1.4 18 30 6 1.9 600 2.6 450 85 770 15 15 90
Lactation
≤18 1.4 1.6 17 35 7 2.0 500 2.8 550 115 1200 15 19 75
19–30 1.4 1.6 17 35 7 2.0 500 2.8 550 120 1300 15 19 90
31–50 1.4 1.6 17 35 7 2.0 500 2.8 550 120 1300 15 19 90
NOTE: For all nutrients, values for infants are AI. The glossary on the inside back cover b
Folate recommendations are expressed as dietary folate equivalents (DFE).
defines units of nutrient measure. c
Vitamin A recommendations are expressed as retinol activity equivalents (RAE).
a
Niacin recommendations are expressed as niacin equivalents (NE), except for d
Vitamin D recommendations are expressed as cholecalciferol and assume an absence of
recommendations for infants younger than 6 months, which are expressed as preformed adequate exposure to sunlight.
niacin. e
Vitamin E recommendations are expressed as α-tocopherol.

Recommended Dietary Allowances (RDA) and Adequate Intakes (AI) for Minerals
RDA (mg/day)

RDA (mg/day)

RDA (mg/day)

RDA (mg/day)

RDA (mg/day)

RDA (μg/day)

RDA (μg/day)

RDA (μg/day)

RDA (μg/day)
Molybdenum
Phosphorus

Manganese
Magnesium
AI (mg/day)

AI (mg/day)

AI (mg/day)

AI (mg/day)

AI (mg/day)

AI (μg/day)
Potassium

Chromium
Selenium
Chloride

Fluoride
Calcium
Sodium

Copper
Iodine
Zinc
Iron

Age (yr)
Infants
0–0.5 120 180 400 200 100 30 0.27 2 110 15 200 0.003 0.01 0.2 2
0.5–1 370 570 700 260 275 75 11 3 130 20 220 0.6 0.5 5.5 3
Children
1–3 1000 1500 3000 700 460 80 7 3 90 20 340 1.2 0.7 11 17
4–8 1200 1900 3800 1000 500 130 10 5 90 30 440 1.5 1.0 15 22
Males
9–13 1500 2300 4500 1300 1250 240 8 8 120 40 700 1.9 2 25 34
14–18 1500 2300 4700 1300 1250 410 11 11 150 55 890 2.2 3 35 43

From Whitney/Rolfes, Understanding Nutrition, 13E. © 2013 Cengage Learning.


19–30 1500 2300 4700 1000 700 400 8 11 150 55 900 2.3 4 35 45
31–50 1500 2300 4700 1000 700 420 8 11 150 55 900 2.3 4 35 45
51–70 1300 2000 4700 1000 700 420 8 11 150 55 900 2.3 4 30 45
>70 1200 1800 4700 1200 700 420 8 11 150 55 900 2.3 4 30 45
Females
9–13 1500 2300 4500 1300 1250 240 8 8 120 40 700 1.6 2 21 34
14–18 1500 2300 4700 1300 1250 360 15 9 150 55 890 1.6 3 24 43
19–30 1500 2300 4700 1000 700 310 18 8 150 55 900 1.8 3 25 45
31–50 1500 2300 4700 1000 700 320 18 8 150 55 900 1.8 3 25 45
51–70 1300 2000 4700 1200 700 320 8 8 150 55 900 1.8 3 20 45
>70 1200 1800 4700 1200 700 320 8 8 150 55 900 1.8 3 20 45
Pregnancy
≤18 1500 2300 4700 1300 1250 400 27 12 220 60 1000 2.0 3 29 50
19–30 1500 2300 4700 1000 700 350 27 11 220 60 1000 2.0 3 30 50
31–50 1500 2300 4700 1000 700 360 27 11 220 60 1000 2.0 3 30 50
Lactation
≤18 1500 2300 5100 1300 1250 360 10 13 290 70 1300 2.6 3 44 50
19–30 1500 2300 5100 1000 700 310 9 12 290 70 1300 2.6 3 45 50
31–50 1500 2300 5100 1000 700 320 9 12 290 70 1300 2.6 3 45 50
NOTE: For all nutrients, values for infants are AI. The glossary on the inside back cover defines units of nutrient measure.
Tolerable Upper Intake Levels (UL) for Vitamins

Vitamin B 6

Vitamin A

Vitamin D
Vitamin C

Vitamin E
(mg/day)c
(mg/day)a

(μg/day)a

(μg /day)b
(mg/day)

(mg/day)

(mg/day)

(μg /day)
Choline
Niacin

Folate
Age (yr)
Infants
0–0.5 — — — — — 600 25 —
0.5–1 — — — — — 600 38 —
Children

From Whitney/Rolfes, Understanding Nutrition, 13E. © 2013 Cengage Learning.


1–3 10 30 300 1000 400 600 63 200
4–8 15 40 400 1000 650 900 75 300
9–13 20 60 600 2000 1200 1700 100 600
Adolescents
14–18 30 80 800 3000 1800 2800 100 800
Adults
19–70 35 100 1000 3500 2000 3000 100 1000
>70 35 100 1000 3500 2000 3000 100 1000
Pregnancy
≤18 30 80 800 3000 1800 2800 100 800
19–50 35 100 1000 3500 2000 3000 100 1000
Lactation
≤18 30 80 800 3000 1800 2800 100 800
19–50 35 100 1000 3500 2000 3000 100 1000
a
The UL for niacin and folate apply to synthetic forms The UL for vitamin E applies to any form of supplemental
c

obtained from supplements, fortified foods, or a α-tocopherol, fortified foods, or a combination of the two.
combination of the two.
b
The UL for vitamin A applies to the preformed vitamin only.

Tolerable Upper Intake Levels (UL) for Minerals

Molybdenum
Phosphorus

Manganese
Magnesium

Vanadium
(mg/day)d

Selenium
(mg/day)

(mg/day)

(mg/day)

(mg/day)

(mg/day)

(mg/day)

(mg/day)

(mg/day)

(mg/day)

(mg/day)

(mg/day)
Chloride

Fluoride
Calcium

(μg/day)

(μg/day)

(μg/day)

(μg/day)
Sodium

Copper

Nickel
Iodine

Boron
Zinc
Iron

Age (yr)
Infants
0–0.5 — — 1000 — — 40 4 — 45 — — 0.7 — — — —
0.5–1 — — 1500 — — 40 5 — 60 — — 0.9 — — — —
Children
1–3 1500 2300 2500 3000 65 40 7 200 90 1000 2 1.3 300 3 0.2 —
4–8 1900 2900 2500 3000 110 40 12 300 150 3000 3 2.2 600 6 0.3 —
9–13 2200 3400 3000 4000 350 40 23 600 280 5000 6 10 1100 11 0.6 —
Adolescents
14–18 2300 3600 3000 4000 350 45 34 900 400 8000 9 10 1700 17 1.0 —
Adults
19–50 2300 3600 2500 4000 350 45 40 1100 400 10,000 11 10 2000 20 1.0 1.8
51–70 2300 3600 2000 4000 350 45 40 1100 400 10,000 11 10 2000 20 1.0 1.8
>70 2300 3600 2000 3000 350 45 40 1100 400 10,000 11 10 2000 20 1.0 1.8
Pregnancy
≤18 2300 3600 3000 3500 350 45 34 900 400 8000 9 10 1700 17 1.0 —
19–50 2300 3600 2500 3500 350 45 40 1100 400 10,000 11 10 2000 20 1.0 —
Lactation
≤18 2300 3600 3000 4000 350 45 34 900 400 8000 9 10 1700 17 1.0 —
19–50 2300 3600 2500 4000 350 45 40 1100 400 10,000 11 10 2000 20 1.0 —
d
The UL for magnesium applies to synthetic forms obtained from supplements or drugs SOURCE: Adapted with permission from the Dietary Reference Intakes for Calcium and
only. Vitamin D, © 2011 by the National Academies of Sciences, Courtesy of the National
NOTE: An upper Limit was not established for vitamins and minerals not listed and for Academies Press, Washington, D.C.
those age groups listed with a dash (—) because of a lack of data, not because these
nutrients are safe to consume at any level of intake. All nutrients can have adverse effects
when intakes are excessive.
Nutrition for Health
seventh edition and Health Care

Linda Kelly DeBruyne


Kathryn Pinna

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Linda Kelly DeBruyne, Kathryn Pinna

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Printed in the United States of America


Print Number: 01    Print Year: 2018
Linda Kelly DeBruyne

Kathryn Pinna

iii
About the Authors
Linda Kelly DeBruyne, M.S., R.D., received her B.S. and M.S. degrees
in nutrition and food science at Florida State University. She is a founding member
of Nutrition and Health Associates, an information resource center in Tallahassee,
Florida, where her specialty areas are life cycle nutrition and fitness. Her other
publications include the textbooks Nutrition and Diet Therapy and Health: Making
Life Choices. She is a registered ­dietitian and maintains a professional membership in
the Academy of Nutrition and Dietetics.

Kathryn Pinna, Ph.D., R.D., received her M.S. and Ph.D. degrees in nutrition
from the University of California at Berkeley. She taught nutrition, food science, and
human biology courses in the San Francisco Bay Area for over 25 years and also
worked as an outpatient dietitian, Internet consultant, and freelance writer. Her other
publications include the textbooks Understanding Normal and Clinical Nutrition and
Nutrition and Diet Therapy. She is a registered dietitian and a member of the American
Society for Nutrition and the Academy of Nutrition and Dietetics.

v
Brief Contents
Chapter 1 Chapter 13
Overview of Nutrition and Health 1 Nutrition Care and Assessment 379

Chapter 2 Chapter 14
Digestion and Absorption 39 Nutrition Intervention and Diet-Drug
Interactions 403
Chapter 3
Carbohydrates 67 Chapter 15
Enteral and Parenteral Nutrition Support 433
Chapter 4
Lipids 95 Chapter 16
Nutrition in Metabolic and Respiratory
Chapter 5
Stress 469
Protein 125
Chapter 17
Chapter 6
Nutrition and Upper Gastrointestinal
Energy Balance and Body Composition 147 Disorders 489
Chapter 7 Chapter 18
Weight Management 173 Nutrition and Lower Gastrointestinal
Disorders 513
Chapter 8
The Vitamins 199 Chapter 19
Nutrition and Liver Diseases 545
Chapter 9
Water and the Minerals 237 Chapter 20
Nutrition and Diabetes Mellitus 565
Chapter 10
Nutrition through the Life Span: Pregnancy and Chapter 21
Lactation 271 Nutrition and Cardiovascular Diseases 595
Chapter 11 Chapter 22
Nutrition through the Life Span: Infancy, Nutrition and Renal Diseases 625
Childhood, and Adolescence 303
Chapter 23
Chapter 12
Nutrition, Cancer, and HIV Infection 653
Nutrition through the Life Span: Later Adulthood 351
vii
viii
Contents
Preface xvi
The Vascular System 50
Acknowledgments xx The Lymphatic System 51
Transport of Lipids: Lipoproteins 51
Chapter 1
Overview of Nutrition and Health 1 Gastrointestinal Hormones and Nerve Pathways 53
Gastrointestinal Microbes 53
The System at Its Best 54
Six Classes of Nutrients 6 Nutrition in Practice Food Safety 57
kCalories: A Measure of Energy 6

Chapter 3
Dietary Reference Intakes 8
Acceptable Macronutrient Distribution Ranges 10 Carbohydrates 67

National Health Goals 11 Monosaccharides 68


National Trends 11 Disaccharides 69
Polysaccharides 69

Dietary Ideals 13
Dietary Guidelines for Americans 14
Fitness Guidelines 16
The USDA Food Patterns 18 Sugars 74
MyPlate 23 Alternative Sweeteners: Sugar Alcohols 78
Alternative Sweeteners: Nonnutritive Sweeteners 79
The Ingredient List 24
Nutrition Facts Panel 25 Carbohydrates: Disease Prevention
Claims on Labels 27 and Recommendations 81
Nutrition in Practice Finding the Truth about Carbohydrates: Food Sources 84
Nutrition 34
Carbohydrates: Food Labels and Health Claims 86
Nutrition in Practice The Glycemic Index in Nutrition
Chapter 2 Practice 90
Digestion and Absorption 39
Chapter 4
The Digestive Organs 40 Lipids 95
The Involuntary Muscles and the Glands 42

Digestion in the Mouth 45


Digestion in the Stomach 46 Triglycerides 97
Digestion in the Small and Large Intestines 46 Fatty Acids 98
Phospholipids 101
Sterols 101
The Small Intestine 48
Absorption of Nutrients 49

ix
Chapter 7
Fats and Heart Health 103
Recommendations 106 Weight Management 173

Finding the Fats in Foods 108 Genetics and Weight 174


Cutting Solid Fats and Choosing Unsaturated Environmental Stimuli 177
Fats 110
Nutrition in Practice Figuring Out Fats 117
Over-the-Counter Weight-Loss Products 180
Chapter 5 Other Gimmicks 180
Protein 125
Obesity Drugs 180
Surgery 181
The Structure of Proteins 126
Nonessential and Essential Amino Acids 127
A Healthful Eating Plan 182
Physical Activity 185
Behavior and Attitude 186
Protein Turnover 129 Weight Maintenance 188
Nitrogen Balance 129

Nutrition in Practice Fad Diets 195

Protein Deficiency 132 Chapter 8


Malnutrition 133
Protein Excess 134 The Vitamins 199
Protein and Amino Acid Supplements 135
Protein Recommendations and Intakes 136
Vitamin A and Beta-Carotene 203
Protein Quality 137 Vitamin D 207
Protein Sparing 138 Vitamin E 211
Protein on Food Labels 138 Vitamin K 212
Nutrition in Practice Vegetarian Diets 141
The B Vitamins 214
Chapter 6 Thiamin 216
Riboflavin 216
Energy Balance and Body Composition 147 Niacin 217
Pantothenic Acid and Biotin 218
Feasting 148 Vitamin B6 218
The Economics of Fasting 149 Folate 219
Vitamin B12 220
Energy In 152 Non–B Vitamins 222
Energy Out 152 Vitamin C 222
Estimating Energy Requirements 155 Nutrition in Practice Phytochemicals and Functional
Foods 229
Defining Healthy Body Weight 156
Body Composition 159 Chapter 9
How Much Body Fat Is Too Much? 160 Water and the Minerals 237

Health Risks of Underweight 161 Water Balance 238


Health Risks of Overweight and Obesity 162 Fluid and Electrolyte Balance 240
Guidelines for Identifying Those at Risk from Acid–Base Balance 241
Obesity 163
Other Risks of Obesity 163
Sodium 243
Nutrition in Practice Eating Disorders 166 Chloride 244

x Contents
Potassium 244
Calcium 245 Energy and Nutrient Needs 316
Phosphorus 249 Hunger and Malnutrition in Children 320
Magnesium 249 Lead Poisoning in Children 321
Sulfate 251 Food Allergy 322
Hyperactivity 324
Iron 251 Childhood Obesity 325
Zinc 256 Mealtimes at Home 330
Selenium 258 Nutrition at School 334
Iodine 259
Copper 260 Growth and Development during Adolescence 336
Manganese 260 Energy and Nutrient Needs 336
Fluoride 261 Food Choices and Health Habits 337
Chromium 261 Nutrition in Practice Childhood Obesity and
Other Trace Minerals 261 the Early Development of Chronic Diseases 345
Nutrition in Practice Vitamin and Mineral
Supplements 267 Chapter 12
Nutrition through the Life Span: Later
Chapter 10
Adulthood 351
Nutrition through the Life Span: Pregnancy
and Lactation 271 Slowing the Aging Process 353
Nutrition and Disease Prevention 355

Nutrition Prior to Pregnancy 272


Prepregnancy Weight 272 Cataracts and Macular Degeneration 356
Healthy Support Tissues 273 Arthritis 356
The Events of Pregnancy 274 The Aging Brain 357
Nutrient Needs during Pregnancy 276
Food Assistance Programs 281
Weight Gain 282 Energy and Energy Nutrients 360
Weight Loss after Pregnancy 283 Vitamins and Minerals 362
Physical Activity 284 Nutrient Supplements for Older Adults 363
Common Nutrition-Related Concerns of Pregnancy 285 The Effects of Drugs on Nutrients 364
Problems in Pregnancy 286
Practices to Avoid 288 Individual Preferences 365
Adolescent Pregnancy 291 Meal Setting 365
Depression 365
Nutrition during Lactation 292 Food Assistance Programs 365
Contraindications to Breastfeeding 294 Meals for Singles 366

Nutrition in Practice Encouraging Successful Nutrition in Practice Hunger and Community


Breastfeeding 300 Nutrition 373

Chapter 11 Chapter 13

Nutrition through the Life Span: Infancy, Nutrition Care and Assessment 379
Childhood, and Adolescence 303
How Illness Affects Nutrition Status 380
Responsibility for Nutrition Care 381
Nutrient Needs during Infancy 304 Identifying Risk for Malnutrition 382
Breast Milk 306 The Nutrition Care Process 383
Infant Formula 309
The Transition to Cow’s Milk 311
Introducing First Foods 311 Historical Information 385
Looking Ahead 314 Dietary Assessment 386
Mealtimes 315 Anthropometric Data 389

Contents xi
Biochemical Analyses 392 Chapter 16
Physical Examination 395 Nutrition in Metabolic and Respiratory Stress 469
Nutrition in Practice Nutritional Genomics 399
Hormonal Responses to Stress 471
Chapter 14 The Inflammatory Response 472
Nutrition Intervention and Diet-Drug
Interactions 403 Determining Nutritional Requirements 474
Approaches to Nutrition Care in Acute Stress 476

Care Planning 404


Approaches to Nutrition Care 406 Chronic Obstructive Pulmonary Disease 477
Respiratory Failure 480

Energy Intakes in Hospital Patients 408 Nutrition in Practice Multiple Organ Dysfunction
Modified Diets 409 Syndrome 486
Variations in the Diet Order 413
Chapter 17
Food Selection 414 Nutrition and Upper Gastrointestinal
Food Safety 414 Disorders 489
Improving Food Intake 414

Drug Effects on Food Intake 416 Dry Mouth 490


Drug Effects on Nutrient Absorption 416 Dysphagia 490
Dietary Effects on Drug Absorption 417 Gastroesophageal Reflux Disease 494
Drug Effects on Nutrient Metabolism 418
Dietary Effects on Drug Metabolism 419
Drug Effects on Nutrient Excretion 420 Dyspepsia 496
Dietary Effects on Drug Excretion 420 Nausea and Vomiting 497
Drug-Nutrient Interactions and Toxicity 420 Gastroparesis 497
Gastritis 498
Nutrition in Practice Complementary and Alternative Peptic Ulcer Disease 498
Therapies 424

Gastrectomy 500
Chapter 15 Bariatric Surgery 503
Enteral and Parenteral Nutrition Support 433 Nutrition in Practice Nutrition and Oral Health 509

Oral Supplements 434 Chapter 18


Candidates for Tube Feedings 435 Nutrition and Lower Gastrointestinal
Tube Feeding Routes 436
Enteral Formulas 438 Disorders 513
Administration of Tube Feedings 441
Medication Delivery during Tube Feedings 445 Constipation 514
Tube Feeding Complications 446 Intestinal Gas 516
Transition to Table Foods 446 Diarrhea 516

Candidates for Parenteral Nutrition 448 Fat Malabsorption 519


Venous Access 449 Bacterial Overgrowth 521
Parenteral Solutions 450 Lactose Intolerance 521
Administering Parenteral Nutrition 454
Managing Metabolic Complications 455 Pancreatitis 523
Cystic Fibrosis 524
Candidates for Home Nutrition Support 457
Planning Home Nutrition Care 457 Celiac Disease 526
Quality-of-Life Issues 458 Inflammatory Bowel Diseases 528
Nutrition in Practice Inborn Errors of Metabolism 463 Short Bowel Syndrome 531

xii Contents
Vitamin Supplementation and CHD Risk 603
Irritable Bowel Syndrome 534 Lifestyle Changes for Hypertriglyceridemia 605
Diverticular Disease of the Colon 535 Drug Therapies for CHD Prevention 605
Colostomies and Ileostomies 536 Treatment of Heart Attack 607
Nutrition in Practice Probiotics and Intestinal
Health 542 Stroke Prevention 608
Stroke Management 608
Chapter 19
Nutrition and Liver Diseases 545 Factors That Influence Blood Pressure 609
Factors That Contribute to Hypertension 609
Treatment of Hypertension 611
Fatty Liver 546
Hepatitis 547
Consequences of Heart Failure 614
Medical Management of Heart Failure 615
Consequences of Cirrhosis 549
Treatment of Cirrhosis 552 Nutrition in Practice Helping People with Feeding
Nutrition Therapy for Cirrhosis 552 Disabilities 620

Chapter 22
Nutrition in Practice Alcohol in Health and Disease 561
Nutrition and Renal Diseases 625
Chapter 20
Consequences of the Nephrotic Syndrome 627
Nutrition and Diabetes Mellitus 565 Treatment of the Nephrotic Syndrome 627

Symptoms of Diabetes Mellitus 566 Causes of Acute Kidney Injury 630


Diagnosis of Diabetes Mellitus 567 Consequences of Acute Kidney Injury 630
Types of Diabetes Mellitus 567 Treatment of Acute Kidney Injury 631
Prevention of Type 2 Diabetes Mellitus 569
Acute Complications of Diabetes Mellitus 569
Chronic Complications of Diabetes Mellitus 571 Consequences of Chronic Kidney Disease 633
Treatment of Chronic Kidney Disease 635
Kidney Transplants 640
Treatment Goals 573
Evaluating Diabetes Treatment 574
Nutrition Therapy: Dietary Recommendations 575 Formation of Kidney Stones 642
Nutrition Therapy: Meal-Planning Strategies 577 Consequences of Kidney Stones 643
Insulin Therapy 580 Prevention and Treatment of Kidney Stones 643
Antidiabetic Drugs 583 Nutrition in Practice Dialysis 648
Physical Activity and Diabetes Management 584
Sick-Day Management 585 Chapter 23
Nutrition, Cancer, and HIV Infection 653
Pregnancy in Type 1 or Type 2 Diabetes 586
Gestational Diabetes 586
How Cancer Develops 654
Nutrition in Practice The Metabolic Syndrome 591 Nutrition and Cancer Risk 655
Consequences of Cancer 658
Chapter 21 Treatments for Cancer 658
Nutrition and Cardiovascular Diseases 595 Nutrition Therapy for Cancer 661

Consequences of Atherosclerosis 597 Prevention of HIV Infection 665


Causes of Atherosclerosis 597 Consequences of HIV Infection 666
Treatments for HIV Infection 668
Nutrition Therapy for HIV Infection 669
Symptoms of Coronary Heart Disease 599
Evaluating Risk for Coronary Heart Disease 599 Nutrition in Practice Ethical Issues in Nutrition
Lifestyle Management to Reduce CHD Risk 600 Care 675

Contents xiii
Appendix A Aids to Calculation A-2 Chapter 19
a.1 Conversion Factors A-2 Man with Cirrhosis 556
a.2 Percentages A-2 Chapter 20
a.3 Weights and Measures A-3
Child with Type 1 Diabetes 585
Appendix B WHO: Nutrition Recommendations B-1
Woman with Type 2 Diabetes 587
Appendix C Choose Your Foods: Food Lists for
Chapter 21
Diabetes C-1
C.1 The Food Lists C-1 Patient with Cardiovascular Disease 614
C.2 Serving Sizes C-1 Chapter 22
C.3 The Foods on the Lists C-1 Woman with Acute Kidney Injury 632
C.4 Controlling Energy, Fat, and Sodium C-2 Man with Chronic Kidney Disease 640
C.5 Planning a Healthy Diet C-3
Chapter 23
Appendix D Physical Activity and Energy
Woman with Cancer 664
Requirements D-1
Man with HIV Infection 671
Appendix E Nutrition Assessment: Supplemental
Information E-1
E.1 Weight Gain during Pregnancy E-1 How To Features
E.2 Growth Charts E-1 Chapter 1
E.3 Measures of Body Fat and Lean Tissue E-2 Calculate the Energy a Food Provides 7
E.4 Nutritional Anemias E-8
Chapter 3
E.5 Cautions about Nutrition Assessment E-12
Reduce Intakes of Added Sugars 76
Appendix F Enteral Formulas F-1
Chapter 4
Glossary GL-1
Make Heart-Healthy Choices—by Food Group 110
Index I-1
Chapter 5
Calculate Recommended Protein Intakes 136
Case Studies
Chapter 6
Chapter 10
Estimate Energy Requirements 156
Woman in Her First Pregnancy 294
Chapter 7
Chapter 11
Apply Behavior Modification to Manage Body
Boy with Disruptive Behavior 324 Fatness 187
Chapter 12
Chapter 9
Elderly Man with a Poor Diet 366 Cut Salt Intake 243
Chapter 13 Add Calcium to Daily Meals 249
Nutrition Screening and Assessment 396 Add Iron to Daily Meals 257
Chapter 14 Chapter 11
Implementing Nutrition Care 407 Protect against Lead Toxicity 322
Chapter 15 Chapter 12
Injured Hiker Requiring Enteral Nutrition Support 448 Turn Convenience Foods into Nutritious Meals 368
Patient with Intestinal Disease Requiring Parenteral Stretch Food Dollars and Reduce Waste 375
Nutrition 456
Chapter 13
Chapter 16
Measure Length and Height 390
Patient with a Severe Burn 477 Measure Weight 390
Elderly Man with Emphysema 480 Estimate and Evaluate Changes in Body Weight 392
Chapter 17
Chapter 14
Woman with GERD 496 Estimate Appropriate Energy Intakes for Hospital
Nutrition Care after Gastric Surgery 503 Patients 408
Chapter 18 Help Hospital Patients Improve Their Food
Patient with Short Bowel Syndrome 533 Intakes 415
Young Adult with Irritable Bowel Syndrome 535 Prevent Diet-Drug Interactions 421

xiv Contents
Chapter 15 Chapter 18
Help Patients Improve Intakes with Oral Supplements 435 Follow a Fat-Restricted Diet 522
Help Patients Cope with Tube Feedings 442 Chapter 19
Plan a Tube Feeding Schedule 444 Help the Cirrhosis Patient Eat Enough Food 554
Administer Medications to Patients Receiving Tube Chapter 20
Feedings 446
Use Carbohydrate Counting in Clinical Practice 578
Express the Osmolar Concentration of a Solution 449
Chapter 21
Calculate the Macronutrient and Energy Content
of a Parenteral Solution 453 Implement a Heart-Healthy Diet 604
Reduce Sodium Intake 613
Chapter 16
Estimate Energy Needs Using Disease-Specific Stress Chapter 22
Factors 475 Help Patients Comply with a Renal Diet 640
Chapter 17 Chapter 23
Improve Acceptance of Mechanically Altered Foods 493 Increase kCalories and Protein in Meals 662
Manage Gastroesophageal Reflux Disease 496 Help Patients Handle Food-Related Problems 663
Alter the Diet to Reduce Symptoms of Dumping
Syndrome 502
Alter Dietary Habits to Achieve and Maintain Weight Loss
after Bariatric Surgery 505

Contents xv
Preface
We are pleased to present this seventh edition
Nutrition for Health and Health Care
Chapter 1

Chapter 2

Chapter 3

Chapter 4

Chapter 5

Chapter 6

Changes for This Edition Chapter 7

xvi
Chapter 8
Chapter 16

Chapter 17
Chapter 9

acid regurgitation, heartburn, bloating, pernicious


anemia.

Chapter 18
Chapter 10

Chapter 11
Chapter 19

Chapter 20
Chapter 12

Chapter 13

Chapter 14

Chapter 21
Chapter 15

specialized nutrition support oral nutrition


support

Preface xvii
Chapter 22

protein-energy wasting.

hypocitraturia

Chapter 23

MindTap: Empower Your


Students

Features of this Text

Access Everything You Need


in One Place

Empower Students to Reach


their Potential

xviii Preface
Control Your Course— Ancillaries
and Your Content ●●
A test bank is available through Cengage Learning
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Preface xix
Acknowledgments

xx
Overview of Nutrition
and Health
Chapter Sections and Learning Objectives (LOs)

1.1 Food Choices


LO 1.1 Describe the factors that influence personal food choices.

1.2 The Nutrients


LO 1.2 Identify which of the major classes of nutrients are organic and which
yield energy.

1.3 Nutrient Recommendations


LO 1.3 Describe the four categories of the Dietary Reference Intakes (DRI),
the Estimated Energy Requirement (EER), and the Acceptable Macronutrient
Distribution Ranges (AMDR).

1.4 National Nutrition Surveys


LO 1.4 Describe the ways in which the kinds of information collected by
researchers from nutrition surveys are used.

1.5 D
 ietary Guidelines, Fitness Guidelines,
and Food Guides
LO 1.5 Explain how each of the dietary ideals can be used to plan a healthy
diet, and how the Dietary Guidelines and USDA Food Patterns help make diet
planning easier.

1.6 Food Labels


LO 1.6 Compare the information on food labels to make selections that meet
specific dietary and health goals.

1.7 Nutrition in Practice: Finding the Truth about Nutrition


LO 1.7 Discuss how misinformation and reliable nutrition information can be
identified.

chapter

Rosenfeld/Flirt/Corbis
1
Every day, several times a day, you make choices that will either
health

wellness

1.1 Food Choices


health: a range of states with physical,
nutrition
mental, emotional, spiritual, and social
components. At a minimum, health
means freedom from physical disease,
mental disturbances, emotional
distress, spiritual discontent, social
maladjustment, and other negative
states. At a maximum, health means
wellness.
wellness: maximum well-being; the cultural competence
top range of health states; the goal
of the person who strives toward
realizing his or her full potential Preference
physically, mentally, emotionally,
spiritually, and socially.
nutrition: the science of foods and the
nutrients and other substances they
contain, and of their ingestion, digestion,
absorption, transport, metabolism,
interaction, storage, and excretion. A
broader definition includes the study of bioactive food components phytochemicals
the environment and of human behavior
as it relates to these processes.
cultural competence: an awareness
and acceptance of one’s own and
others’ cultures, combined with the
skills needed to interact effectively
Habit
with people of diverse cultures.
bioactive food components:
compounds in foods (either nutrients
or phytochemicals) that alter client patient
physiological processes in the body.
client

2 CHAPTER 1 Overview of Nutrition and Health


FIGURE 1-1 The Health Line phytochemicals (FIGH-toe-CHEM-ih-
cals): compounds in plants that confer
No matter how well you maintain your health today, you may still be able to improve tomorrow. color, taste, and other characteristics.
Likewise, a person who is well today can slip by failing to maintain health-promoting habits. Some phytochemicals are bioactive
food components in functional foods.
Nutrition in Practice 8 provides details.
Wellness— foodways: the eating habits and
optimal physical,
mental, emotional, culinary practices of a people, region,
spiritual, and social health
or historical period.

Superior
ethnic diets: foodways and cuisines
level of typical of national origins, races,
health
cultural heritages, or geographic
Good
level of locations.
health

Moderate
level of
health

Marginal
level of
health
Death Poor
from level of
disease health

Associations

Ethnic Heritage and Regional Cuisines

foodways

ethnic diets Photo 1-1

Values
Monkey Business Images/Shutterstock.com

ecolabels

halal Ethnic meals and family gatherings


nourish the spirit as well as the
body.

Food Choices 3
TABLE 1-1 Selected Ethnic Cuisines and Food Choices
Protein
Grains Vegetables Fruit Foods Milk

Asian Millet, rice, Baby corn, bamboo Kumquats, Pork; duck and Soy milk
rice or wheat shoots, bok choy, loquats, lychee, other poultry;

Becky Luigart-Stayner/
noodles leafy greens (such as mandarin fish, octopus,

Encyclopedia/Corbis
amaranth), cabbages, oranges, sea urchin,
mung bean sprouts, melons, pears, squid, and
­scallions, seaweed, persimmon, other seafood;
snow peas, straw plums soybeans, tofu;
mushrooms, water eggs; cashews,
chestnuts, wild yam peanuts

Mediterranean Bulgur, cous- Artichokes, Berries, dates, Fish and other Feta, goat,
cous, focaccia, cucumbers, figs, grapes, seafood, mozzarella,
Italian bread, eggplant, fennel, lemons, ­melons, gyros, lamb, parmesan, provo-
pastas, pita grape leaves, leafy olives, oranges, pork, ­sausage, lone, and ricotta
Photodisc, Inc./
Getty Images

pocket bread, greens, leeks, pomegranates, chicken, fava cheeses; yogurt


polenta, rice onions, peppers, raisins beans, ­lentils, and yogurt
tomatoes almonds, walnuts beverages

Mexican Hominy, Bell peppers, ­cactus, Avocado, Beans, refried Cheese, flan
masa (corn cassava, chayote, bananas, guava, beans, beef, (baked caramel
Photodisc/Getty Images

flour dough), chili ­pepper, corn, lemons, limes, goat, pork, custard), milk in
tortillas (corn jicama, onions, mango, oranges, ­chorizo, chicken, beverages
Mitch Hrdlicka/

or flour), rice summer squash, papaya, plantain fish, eggs


tomatoes, winter
squash, yams

Social Interaction

Emotional State

Marketing

Availability, Convenience, and Economy

4 CHAPTER 1 Overview of Nutrition and Health


Photo 1-2

wavebreakmedia/Shutterstock.com
Age

Nutrition is only one of the many factors


that influence people’s food choices.

Body Weight and Image

Medical Conditions

Health and Nutrition

whole foods: fresh foods such as


whole foods
vegetables, grains, legumes, meats,
and milk that are unprocessed or
minimally processed.
processed foods processed foods: foods that have been
intentionally changed by the addition
of substances, or a method of cooking,
preserving, milling, or such.
ultra-processed foods: foods that have
ultra-processed foods been made from substances that are
typically used in food preparation, but
not consumed as foods by themselves
(such as oils, fats, flours, refined
starches, and sugars) that undergo
further processing by adding a little,
if any, minimally processed foods, salt
and other preservatives, and additives
such as flavors and colors.

Food Choices 5
Review Notes
●● A person selects foods for many different reasons.
●● Food choices influence health—both positively and negatively. Individual food selections
neither make nor break a diet’s healthfulness, but the balance of foods selected over time
can make an important difference to health.
●● In the interest of health, people are wise to think “nutrition” when making their food choices.

1.2 The Nutrients

nutrients

nutrients: substances obtained from


food and used in the body to provide
energy and structural materials and to Six Classes of Nutrients
serve as regulating agents to promote
growth, maintenance, and repair.
Nutrients may also reduce the risks of
some diseases.
essential nutrients: nutrients a person
must obtain from food because the body
cannot make them for itself in sufficient
quantities to meet physiological needs.
essential nutrients
organic: in chemistry, substances or
molecules containing carbon–carbon Carbohydrates, Fats, and Proteins
bonds or carbon–hydrogen bonds. The
four organic nutrients are carbohydrate, organic
fat, protein, and vitamins.
energy-yielding nutrients: the nutrients energy-yielding nutrients
that break down to yield energy the
body can use. The three energy-yielding Vitamins, Minerals, and Water
nutrients are carbohydrate, protein,
and fat.
inorganic
inorganic: not containing carbon or
pertaining to living organisms. The two
classes of nutrients that are inorganic
are minerals and water.
calories: a measure of heat energy.
kCalories: A Measure of Energy
Food energy is measured in
kilocalories (1000 calories equal calories
1 kilocalorie), abbreviated kcalories or
kcal. One kcalorie is the amount of heat
necessary to raise the temperature of
organic
1 kilogram (kg) of water 18C. The scientific
use of the term kcalorie is the same as
the popular use of the term calorie. Metabolism

6 CHAPTER 1 Overview of Nutrition and Health


kilocalories kcalories energy density: a measure of the
energy a food provides relative to the
kcalorie kcal amount of food (kcalories per gram).

energy density

Energy Nutrients in Foods

Energy Storage in the Body

Alcohol, Not a Nutrient

Box 1-1 How to Calculate the Energy a Food Provides


To calculate the energy available from a food, multiply the number of To determine the percentage of kcalories from fat, for example,
grams of carbohydrate, protein, and fat by 4, 4, and 9, respectively. divide the 81 fat kcalories by the total 173 kcalories:
Then add the results together. For example, one slice of bread with
81 fat kcal 4 173 total kcal 5 0.468 (rounded to 0.47)
1 tablespoon of peanut butter on it contains 16 grams of carbohydrate,
7 grams of protein, and 9 grams of fat: Then multiply by 100 to get the percentage:

16 g carbohydrate 3 4 kcal/g 5 64 kcal 0.47 3 100 5 47%

7 g protein 3 4 kcal/g 5 28 kcal Dietary recommendations that urge people to limit fat intake to
20 to 35 percent of kcalories refer to the day’s total energy intake,
9 g fat 3 9 kcal/g 5 81 kcal not to individual foods. Still, if the proportion of fat in each food choice
Total 5 173 kcal throughout a day exceeds 35 percent of kcalories, then the day’s
total surely will, too. Knowing that this snack provides 47 percent of
From this information, you can calculate the percentage of kcalories its kcalories from fat alerts a person to the need to make lower-fat
each of the energy nutrients contributes to the total. ­selections at other times that day.

The Nutrients 7
Review Notes
●● Foods provide nutrients—substances that support the growth, maintenance, and repair of the
body’s tissues.
●● The six classes of nutrients are water, carbohydrates, fats, proteins, vitamins, and minerals.
●● Vitamins, minerals, and water do not yield energy; instead, they facilitate a variety of activities
in the body.
●● Foods rich in the energy-yielding nutrients (carbohydrates, fats, and proteins) provide the
major materials for building the body’s tissues and yield energy the body can use or store.
●● Energy is measured in kcalories.
Dietary Reference Intakes (DRI): a set
of values for the dietary nutrient intakes
of healthy people in the United States
and Canada. These values are used for
planning and assessing diets. 1.3 Nutrient Recommendations
Recommended Dietary Allowances
(RDA): a set of values reflecting the
average daily amounts of nutrients
considered adequate to meet the
known nutrient needs of practically all
healthy people in a particular life stage
and gender group; a goal for dietary
intake by individuals. Dietary Reference Intakes
Adequate Intakes (AI): a set of values
that are used as guides for nutrient
intakes when scientific evidence is
insufficient to determine an RDA.
Dietary Reference Intakes (DRI)
requirement: the lowest continuing
intake of a nutrient that will maintain
a specified criterion of adequacy.

Setting Nutrient Recommendations: RDA and AI


FIGURE 1-2  Nutrient Intake
Recommendations
The nutrient intake recommendations are set high Recommended Dietary Allowances (RDA)
enough to cover nearly everyone’s requirements Adequate Intakes (AI)
(the boxes represent people). The Estimated
Average Requirement (EAR) meets the needs of
about half of the population (shown here by the
red line). The Recommended Dietary Allowance
(RDA) is set well about the EAR, meeting the needs
of about 98 percent of the population (shown here
by the purple line).

Nutrients

requirement

8 CHAPTER 1 Overview of Nutrition and Health


deficient: in regard to nutrient intake,
deficient describes the amount below which
almost all healthy people can be
expected, over time, to experience
Facilitating Nutrition Research and Policy: EAR deficiency symptoms.
Estimated Average Requirements Estimated Average Requirements
(EAR) (EAR): the average daily nutrient
intake levels estimated to meet the
requirements of half of the healthy
individuals in a given age and gender
group; used in nutrition research and
policymaking and as the basis on which
RDA values are set.
Establishing Safety Guidelines: UL Tolerable Upper Intake Levels (UL):
a set of values reflecting the highest
Tolerable Upper Intake Levels (UL) average daily nutrient intake levels
that are likely to pose no risk of toxicity
to almost all healthy individuals in a
particular life stage and gender group.
As intake increases above the UL, the
potential risk of adverse health effects
Using Nutrient Recommendations increases.

groups
individuals

●●

FIGURE 1-3  Inaccurate versus Accurate View of Nutrient Intakes


The RDA (or AI) for a given nutrient represents a point that lies within a range of appropriate and reasonable intakes between toxicity and deficiency.
Both of these recommendations are high enough to provide reserves in times of short-term dietary inadequacies, but not so high as to approach
toxicity. Nutrient intakes above or below this range may be equally harmful.

1 1
UL

2
2
Intake

RDA AI
3
3
RDA EAR
4

Inaccurate Accurate
view view

Nutrient Recommendations 9
●●

●●

●●

●●

Setting Energy Recommendations


Estimated Energy Requirement (EER)

any

Acceptable Macronutrient Distribution Ranges

Acceptable Macronutrient Distribution Ranges (AMDR)

●●

●●

●●

Estimated Energy Requirement (EER):


the dietary energy intake level that is Review Notes
predicted to maintain energy balance ●● The Dietary Reference Intakes (DRI) are a set of nutrient intake values that can be used to
in a healthy adult of a defined age,
gender, weight, and physical activity plan and evaluate dietary intakes for healthy people.
level consistent with good health. ●● The Estimated Average Requirement (EAR) defines the amount of a nutrient that supports a
Acceptable Macronutrient Distribution specific function in the body for half of the population.
Ranges (AMDR): ranges of intakes (Continued )
for the energy-yielding nutrients that
provide adequate energy and nutrients
and reduce the risk of chronic disease.

10 CHAPTER 1 Overview of Nutrition and Health


(Continued)
●● The Recommended Dietary Allowance (RDA) is based on the EAR and establishes a goal for

dietary intake that will meet the needs of almost all healthy people.
●● An Adequate Intake (AI) serves a similar purpose as the RDA when an RDA cannot be

determined.
●● The Tolerable Upper Intake Level (UL) establishes the highest average daily nutrient intake

level that appears safe for almost all healthy people.


●● The Estimated Energy Requirement (EER) defines the energy intake level needed to maintain

energy balance in a healthy adult of a defined age, gender, weight, height, and physical activ-
ity level.
●● The Acceptable Macronutrient Distribution Ranges (AMDR) define the proportions contributed

by carbohydrate, fat, and protein to a healthy diet.

1.4 National Nutrition Surveys

malnutrition

What We Eat in America

What We Eat in America

National Health Goals


Healthy People

malnutrition: any condition caused by


deficient or excess energy or nutrient
intake or by an imbalance of nutrients.
Healthy People: a national public
health initiative under the jurisdiction
of the U.S. Department of Health and
National Trends Human Services (DHHS) that identifies
the most significant preventable threats
to health and focuses efforts toward
eliminating them.

National Nutrition Surveys 11


TABLE 1-2 Healthy People 2020 Nutrition and Weight Status Objectives
●● Increase the proportion of adults who are at a healthy weight
●● Reduce the proportion of adults who are obese
●● Reduce iron deficiency among young children and females of childbearing age
●● Reduce iron deficiency among pregnant females
●● Reduce the proportion of children and adolescents who are overweight or obese
●● Increase the contribution of fruit to the diets of the population aged 2 years and older
●● Increase the variety and contribution of vegetables to the diets of the population aged 2 years and older
●● Increase the contribution of whole grains to the diets of the population aged 2 years and older
●● Reduce consumption of saturated fat in the population aged 2 years and older
●● Reduce consumption of sodium in the population aged 2 years and older
●● Increase consumption of calcium in the population aged 2 years and older
●● Increase the proportion of worksites that offer nutrition or weight management classes or counseling
●● Increase the proportion of physician office visits that include counseling or education related to
nutrition or weight
●● Eliminate very low food security among children in U.S. households
●● Prevent inappropriate weight gain in youth and adults
●● Increase the proportion of primary care physicians who regularly measure the body mass index
of their patients
●● Reduce consumption of kcalories from solid fats and added sugars in the population age 2 years and
older
●● Increase the number of states that have state-level policies that incentivize food retail outlets
to provide foods that are encouraged by the Dietary Guidelines
●● Increase the number of states with nutrition standards for foods and beverages provided
to preschool-age children in childcare
●● Increase the percentage of schools that offer nutritious foods and beverages outside of school meals
Source: www.healthypeople.gov.

Review Notes
●● Nutrition surveys measure people’s food consumption and evaluate the nutrition status of
populations.
●● Information gathered from nutrition surveys serves as the basis for many major diet and nutri-
tion reports, including Healthy People.

12 CHAPTER 1 Overview of Nutrition and Health


TABLE 1-3  Leading Causes of Death
Dietary Guidelines, Fitness
1.5 in the United States
Guidelines, and Food Guides The diseases in bold italics are nutrition related.
overnutrition 1. Heart disease
undernutrition 2. Cancers
3. Chronic lung diseases
chronic diseases
4. Accidents
5. Strokes
6. Alzheimer’s disease
7. Diabetes mellitus
8. Pneumonia and influenza
9. Kidney disease
10. Suicide

Source: J. Xu and coauthors, Mortality in the United States,


2015, NCHS Data Brief 267, December 2016.

eating pattern

overnutrition: overconsumption of food


Dietary Ideals energy or nutrients sufficient to cause
disease or increased susceptibility to
disease; a form of malnutrition.
●●
undernutrition: underconsumption of
●● food energy or nutrients severe enough to
●● cause disease or increased susceptibility
●●
to disease; a form of malnutrition.
●● chronic diseases: diseases characterized
●● by slow progression, long duration, and
degeneration of body organs due in part
adequacy to such personal lifestyle elements as
poor food choices, smoking, alcohol use,
and lack of physical activity.
balance
eating pattern: customary intake of
foods and beverages over time.
adequacy: the characteristic of a
diet that provides all the essential
nutrients, fiber, and energy necessary
to maintain health and body weight.
balance: the dietary characteristic of
kcalorie (energy) control providing foods in proportion to one
another and in proportion to the body’s
needs.
nutrient density kcalorie (energy) control:
management of food energy intake.
nutrient density: a measure of the
nutrients a food provides relative
to the energy it provides. The more
nutrients and the fewer kcalories, the
higher the nutrient density.

Dietary Guidelines, Fitness Guidelines, and Food Guides 13


empty kcalories: kcalories provided
by added sugars and solid fats with
few or no other nutrients.
nutrient profiling: ranking foods
based on their nutrient composition.
moderation: the provision of enough,
but not too much, of a substance.
solid fats: fats that are not usually liquid
at room temperature; commonly found
in most foods derived from animals
and vegetable oils that have been
hydrogenated. Solid fats typically contain
more saturated and trans fats than most
oils (Chapter 4 provides more details). empty kcalories
added sugars: sugars, syrups, and other
kcaloric sweeteners that are added to
foods during processing or preparation
or at the table. Added sugars do not
include the naturally occurring sugars
found in fruit and in milk products.
variety: consumption of a wide selection
of foods within and among the major
food groups (the opposite of monotony).
nutrient profiling

moderation
solid fats added sugars

variety

Dietary Guidelines for Americans

Dietary Guidelines for Americans 2015–2020

Dietary Guidelines for Americans


2015–2020

14 CHAPTER 1 Overview of Nutrition and Health


TABLE 1-4 2015–2020 Dietary Guidelines for Americans: The Guidelines and Key Recommendations
The Guidelines
The following guidelines “encourage healthy eating patterns, recognize that individuals will need to make shifts in their food and beverage
choices to achieve a healthy pattern, and acknowledge that all segments of our society have a role to play in supporting healthy choices.”
1. Follow a healthy eating pattern across the lifespan. All food and beverage choices matter. Choose a healthy eating pattern at an appropriate
kcalorie level to help achieve and maintain a healthy body weight, support nutrient adequacy, and reduce the risk of chronic disease.
2. Focus on variety, nutrient density, and amount. To meet nutrient needs within kcalorie limits, choose a variety of nutrient-dense foods across
and within all food groups in recommended amounts.
3. Limit kcalories from added sugars and saturated fats and reduce sodium intake. Adopt an eating pattern low in added sugars, saturated
fats, and sodium. Cut back on foods and beverages higher in these components to amounts that fit within healthy eating patterns.
4. Shift to healthier food and beverage choices. Choose nutrient-dense foods and beverages across and within all food groups in place of less
healthy choices. Consider cultural and personal preferences to make these shifts easier to accomplish and maintain.
5. Support healthy eating patterns for all. Everyone has a role in helping to create and support healthy eating patterns in multiple settings
nationwide, from home to school to work to communities.

Key Recommendations
The following key recommendations provide more detailed tips on how individuals can establish healthy eating patterns to meet the guidelines.
Adopt a healthy eating pattern that accounts for all foods and beverages within an appropriate kcalorie level.
A healthy eating pattern includes:
●● A variety of vegetables from all of the subgroups—dark green, red and orange, legumes (beans and peas), starchy, and other.
●● Fruit, especially whole fruit.
●● Grains, at least half of which are whole grains.
●● Fat-free or low-fat dairy, including milk, yogurt, cheese, and/or fortified soy beverages.
●● A variety of protein foods, including seafood, lean meats and poultry, eggs, legumes (beans and peas), and nuts, seeds, and soy products.
●● Oils.
A healthy eating pattern limits:
●● Saturated fats and trans fats to less than 10 percent of kcalories per day.
●● Added sugars to less than 10 percent of kcalories per day.
●● Sodium to less than 2300 milligrams per day.
●● If alcohol is consumed, it should be consumed in moderation—up to one drink per day for women and up to two drinks per day for men—and only
by adults of legal drinking age.
Meet the Physical Activity Guidelines for Americans (health.gov/paguidelines).

Note: These guidelines and key recommendations are designed for individuals 2 years of age or older and should be applied in their entirety; they are interconnected, and
each dietary component can affect the others.
Source: U.S. Department of Health and Human Services and U.S. Department of Agriculture, 2015–2020 Dietary Guidelines for Americans, 8th ed. (2015): health.gov
/dietaryguidelines/2015/guidelines/.

preventable

Dietary Guidelines, Fitness Guidelines, and Food Guides 15


Photo 1-3

Fitness Guidelines

VILevi/Shutterstock.com
Physical activity helps you look
good, feel good, and have fun,
and it brings many long-term
health benefits as well.

●● More restful sleep

●● Improved nutritional health

●● Improved body composition

●● Improved bone density

●● Enhanced resistance to colds and other infectious diseases

●● Lower risks of some types of cancers

●● Stronger circulation and lung function

●● Lower risks of cardiovascular disease

●● Lower risks of type 2 diabetes

aerobic physical activity: activity in ●● Reduced risk of gallbladder disease


which the body’s large muscles move
in a rhythmic manner for a sustained
period of time. Aerobic activity, also
called endurance activity, improves
cardiorespiratory fitness. Brisk
walking, running, swimming, and
bicycling are examples.

16 CHAPTER 1 Overview of Nutrition and Health


●● Lower incidence and severity of anxiety and depression moderate-intensity physical
activity: physical activity that
requires some increase in breathing
●● Stronger self-image and/or heart rate and expends 3.5
to 7 kcalories per minute. Walking
at a speed of 3 to 4.5 miles per hour
●● Long life and high quality of life in the later years (about 15 to 20 minutes to walk one
mile) is an example.
vigorous-intensity physical activity:
physical activity that requires a
large increase in breathing and/or
heart rate and expends more than
7 kcalories per minute. Walking at
health a very brisk pace (.4.5 miles per
aerobic physical activity hour) or running at a pace of at least
moderate-intensity physical activity vigorous-intensity physical activity 5 miles per hour are examples.
fitness: the characteristics that
enable the body to perform physical
activity; more broadly, the ability
to meet routine physical demands
with enough reserve energy to rise
to a physical challenge; the body’s
fitness ability to withstand stress of all
kinds.

TABLE 1-5 American College of Sports Medicine’s Guidelines for Physical Activity
© David Hanover Photography

© David Hanover Photography


Steve Cole/Photodisc/
Getty Images

Cardiorespiratory Strength Flexibility

Type of Aerobic activity that uses large-­ Resistance activity that is performed at Stretching activity that uses the major
activity muscle groups and can be maintained a controlled speed and through a full muscle groups
continuously range of motion

Frequency 5 to 7 days per week 2 or more nonconsecutive days per week 2 to 7 days per week

Intensity Moderate (equivalent to walking at a Enough to enhance muscle strength Enough to feel tightness or slight
pace of 3 to 4 miles per hour)a and improve body composition discomfort

Duration At least 30 minutes per day 8 to 12 repetitions of 8 to 10 ­different 2 to 4 repetitions of 15 to 30 seconds


exercises (minimum) per muscle group

Examples Running, cycling, swimming, inline Pull-ups, push-ups, weight-­lifting, Yoga


skating, rowing, power walking, cross- pilates
country skiing, kickboxing, jumping rope;
sports activities such as basketball,
soccer, racquetball, tennis, volleyball
a
For those who prefer vigorous-intensity aerobic activity such as walking at a very brisk pace (>4.5 mph) or running (5 mph), a minimum of 20 minutes per day, 3 days
per week is recommended.
Sources: American College of Sports Medicine position stand, Quantity and quality of exercise for developing and maintaining cardiorespiratory, musculoskeletal, and
neuromotor fitness in apparently healthy adults: Guidance for prescribing exercise, Medicine and Science in Sports and Exercise 43 (2011): 1334–1359; W. L. Haskell
and coauthors, Physical activity and public health: Updated recommendation for adults from the American College of Sports Medicine and the American Heart As-
sociation, Medicine and Science in Sports and Exercise 39 (2007): 1423–1434.

Dietary Guidelines, Fitness Guidelines, and Food Guides 17


food group plan: a diet-planning tool The USDA Food Patterns
that sorts foods into groups based on
nutrient content and then specifies
that people should eat certain
food group plan USDA Food Patterns
amounts of food from each group.
USDA Food Patterns: the USDA’s
food group plan for ensuring dietary
adequacy that assigns foods to five
major food groups.
legumes (lay-GYOOMS, LEG-yooms):
plants of the bean and pea family with
seeds that are rich in protein compared
with other plant-derived foods.

Recommended Amounts

not

weekly

Notable Nutrients

Legumes

18 CHAPTER 1 Overview of Nutrition and Health


TABLE 1-6 USDA Food Patterns: Healthy U.S.-Style Eating Pattern
Food 1600 1800 2000 2200 2400 2600 2800 3000
Group kcal kcal kcal kcal kcal kcal kcal kcal
Fruit 1 1/2 c 1 1/2 c 2c 2c 2c 2c 2 1/2 c 2 1/2 c

Vegetables 2c 2 1/2 c 2 1/2 c 3c 3c 3 1/2 c 3 1/2 c 4c

Grains 5 oz 6 oz 6 oz 7 oz 8 oz 9 oz 10 oz 10 oz

Protein foods 5 oz 5 oz 5 1/2 oz 6 oz 6 1/2 oz 6 1/2 oz 7 oz 7 oz

Milk 3c 3c 3c 3c 3c 3c 3c 3c

Oils 5 tsp 5 tsp 6 tsp 6 tsp 7 tsp 8 tsp 8 tsp 10 tsp

Limit on kcalo- 130 kcal 170 kcal 270 kcal 280 kcal 350 kcal 380 kcal 400 kcal 470 kcal
ries available
for other uses*
*The limit on kcalories for other uses describes how many kcalories are available for foods that are not in nutrient-dense forms.
Source: U.S. Department of Health and Human Services and U.S. Department of Agriculture, 2015–2020 Dietary Guidelines for Americans, 8th ed.
(2015): health.gov/dietaryguidelines/2015/guidelines/.

TABLE 1-7  Estimated Daily kCalorie


Needs for Adults
Sedentarya Activeb
Women

19–25 yr 2000 2400

26–30 yr 1800 2400

31–50 yr 1800 2200

51–60 yr 1600 2200


●● More
611 yr 1600 2000
●● Less trans fewer Men

19–20 yr 2600 3000


Nutrient-Dense Choices
21–35 yr 2400 3000

36–40 yr 2400 2800

41–55 yr 2200 2800

56–60 yr 2200 2600

61–75 yr 2000 2600

761 yr 2000 2400

within
a
Sedentary describes a lifestyle that includes only the
activities typical of day-­to-day life.
each group b
Active describes a lifestyle that includes physical activity
equivalent to walking more than 3 miles per day at a rate
of 3 to 4 miles per hour, in addition to the ­activities typical
of day-to-day life. In addition to gender, age, and activity
level, energy needs vary with height and weight (see
Chapter 6).

Dietary Guidelines, Fitness Guidelines, and Food Guides 19


FIGURE 1-4 USDA Food Patterns: Food Groups and Subgroups

Fruit

Consume a variety of fruit, and choose whole or cut-up fruit more often than
fruit juice.

Limit fruit that contains solid fats and/or added sugars:

Polara Studios, Inc.


1 c fruit =
1 c fresh, frozen, or canned fruit
½ c dried fruit
1 c 100% fruit juice

Vegetables

Consume a variety of vegetables each day, and choose from all five subgroups
several times a week.

Polara Studios, Inc.


1 c vegetables =
1 c cut-up raw or cooked vegetables
1 c cooked legumes
1 c vegetable juice
2 c raw, leafy greens

Limit these vegetables that contain solid fats and/or added sugars:

Grains

Make most (at least half) of the grain selections whole grains.

Limit these grains that contain solid fats and/or added sugars:
Polara Studios, Inc.
1 oz grains =
1 slice bread
½ c cooked rice, pasta, or cereal
1 oz dry pasta or rice
1 c ready-to-eat cereal
3 c popped popcorn

(Continued)

20 CHAPTER 1 Overview of Nutrition and Health


FIGURE 1-4 USDA Food Patterns: Food Groups and Subgroups (continued)

Protein foods

Choose a variety of protein foods from the three subgroups, including seafood
in place of meat or poultry twice a week.

Polara Studios, Inc.


1 oz protein foods =
1 oz cooked lean meat, poultry, or seafood Limit these protein foods that contain solid fats and/or added sugars:
1 egg
¼ c cooked legumes or tofu
1 tbs peanut butter
½ oz nuts or seeds

Milk and milk products

Make fat-free or low-fat choices. Choose other calcium-rich foods if you don’t
consume milk.

Limit these milk products that contain solid fats and/or added sugars:

Polara Studios, Inc.

1 c milk or milk product =


1 c milk, yogurt, or fortified soy milk
1½ oz natural cheese
2 oz processed cheese

Oils

Use oils instead of solid fats, when possible.

trans

Limit these solid fats:

Matt Farruggio Photography


1 tsp oil =
1 tsp vegetable oil
1 tsp soft margarine
1 tbs low-fat mayonnaise
2 tbs light salad dressing

Dietary Guidelines, Fitness Guidelines, and Food Guides 21


Another random document with
no related content on Scribd:
The Project Gutenberg eBook of Recent
discussions on the abolition of patents for
inventions in the United Kingdom, France,
Germany, and the Netherlands
This ebook is for the use of anyone anywhere in the United States
and most other parts of the world at no cost and with almost no
restrictions whatsoever. You may copy it, give it away or re-use it
under the terms of the Project Gutenberg License included with this
ebook or online at www.gutenberg.org. If you are not located in the
United States, you will have to check the laws of the country where
you are located before using this eBook.

Title: Recent discussions on the abolition of patents for inventions in


the United Kingdom, France, Germany, and the
Netherlands
Evidence, speeches, and papers in its favour

Compiler: R. A. Macfie

Release date: November 11, 2023 [eBook #72096]

Language: English

Original publication: London: Longmans, Green, Reader, and Dyer,


1869

Credits: Stephen Hutcheson and the Online Distributed Proofreading


Team at https://www.pgdp.net (This file was produced from
images generously made available by The Internet Archive)

*** START OF THE PROJECT GUTENBERG EBOOK RECENT


DISCUSSIONS ON THE ABOLITION OF PATENTS FOR
INVENTIONS IN THE UNITED KINGDOM, FRANCE, GERMANY,
AND THE NETHERLANDS ***
RECENT DISCUSSIONS
ON THE
ABOLITION OF PATENTS FOR
INVENTIONS
IN THE
UNITED KINGDOM, FRANCE,
GERMANY, AND THE NETHERLANDS.

Evidence, Speeches, and Papers in its


Favour
BY
Sir WILLIAM ARMSTRONG, C.B.; M. BENARD, Editor of the
“Siècle” and “Journal des
Economistes;” Count Von BISMARCK; M. CHEVALIER, Senator and
Member of the
Institute of France; M. FOCK; M. GODEFROI; Mr. MACFIE, M.P.,
Director, or
Member, of the Liverpool, Edinburgh, and Leith Chambers of
Commerce and Merchants’
House of Glasgow; Sir ROUNDELL PALMER, M.P., late Attorney-
General, &c.; Right
Hon. LORD STANLEY, M.P., Chairman of the late Royal Commission
on Patent-Law;
JAMES STIRLING, Esq., Author of “Considerations on Banks and
Bank-Management,”
“Letters from the South,” &c.; and others.
WITH SUGGESTIONS AS TO INTERNATIONAL ARRANGEMENTS
REGARDING INVENTIONS AND COPYRIGHT.

LONDON:
LONGMANS, GREEN, READER, AND DYER.
1869.
“La legislation des brevets d’invention peut avoir l’effet d’entraver
notre commerce d’exportation, et de priver l’industrie nationale de
débouches utiles.... Un brevet est un privilége et un monopole. Pour
que le monopole puisse être reconnu par la loi, il est indispensable
qu’il repose sur un droit certain ou sur une utilité publique
parfaitement établie. Le peu qui précède suffit ce me semble a
démontre que l’utilité publique n’existe pas.... Le brevet d’invention
a-t-il pour base un droit positif? Il semble pourtant que non....
“Telles sont les réflexions qui sont venues à un certain nombre
d’hommes éclairés depuis quelque années et qui ont l’assentiment
d’un bon nombre d’hommes des plus notables parmi les chefs
d’industrie. Elles ont de l’écho dans touts les pays civilisés, et en
Angleterre pour le moins autant qu’en France—(1) Elles ne tendent
à rien moins qu’à renverser le système même des brevets
d’invention, sauf à rémunérer par une dotation spéciale tout homme
ingénieux qui serait reconnu, après un certain temps d’expérience,
avoir rendu à la société un service signalé par quelque découverte.
C’est ainsi qu’il a été procédé en France à l’égard des inventeurs de
la photographie.”—From the Introduction to the “Rapports du Jury
International de l’Exposition 1862, publies sous la direction de M.
Michel Chevalier, President de la Section Française.”

“Selon moi donc, le char du progres social doit être mu par


l’industrie et dirigé par l’esprit chrétien. Il s’arrête à défaut de travail,
il déraille à défaut de charité.... Et s’il est prouvé que c’est industrie
qui nourrit l’humanité, que c’est elle qui la chauffe et la préserve
contre toutes les intemperies, n’est il pas juste de dire que pousser
au développement du travail, comme nous nous proposons,
répandre dans l’esprit des travailleurs des idées qu’ils peuvent
féconder pour arriver à une invention, a un perfectionment, a un
nouveau procédé quelconque diminuant le prix de ce qui entretient
la vie, que c’est là, messieurs, de la bienfaisance par excellence.”—
President’s Opening Address of the Industrial and Scientific Society
of St. Nicolas, 1866.
CONTENTS.
PAGE
Prefatory Note v
Letter from Professor J. C. Thorold Rogers viii
Remarks on an Article in the Westminster Review 1
Petition of the Newcastle Chamber of Commerce 8
Notes of Mr. Macfie, M.P., for Speech upon Motion, 28th
May, 1868 9
Speech of Sir Roundell Palmer, M.P., on that Occasion 93
Speech of Lord Stanley, M.P., on same Occasion 109
Paper by James Stirling, Esq. 116
Papers by M. Benard, “Are Inventions Property?” 124-150
Speeches of M. Chevalier and M. Paul Coq 164
Papers by M. Benard, “Results of a Bad Law” 175-180
Message of Count von Bismarck to North German
Parliament 185
Debate in the Netherlands Second Chamber 197-204
Extracts from a Memorial of the Dutch Government 225
Other Extracts regarding Abolition in Holland 226-229
Speech of E. K. Muspratt, Esq., in Liverpool
Chamber of Commerce 231
Letter of Sir William Armstrong, C.B. 237
Letter of John Thomson, Esq. 238
Letter of Andrew Johnson, Esq., M.P. 239
On the Distinction between Copyright and Patent-right,
by Mr. Macfie, M.P. 241
On Patent Monopoly, by Mr. Macfie, M.P. 243
A Scheme for International Patents, by Mr. Macfie, M.P. 250
Article from the Times on the Debate in Parliament 251
” ” Economist ” ” 255
” ” Spectator ” ” 259
” ” Saturday Review ” ” 263
Extracts from Recent Periodicals 268
Report of the Cologne Chamber of Commerce 272
Extract from M. Bastiat’s “Harmonies Economiques” 276
Extract from a Letter of M. Paillottet, his Editor 277
Extract from M. Vermeire’s “Le Libre Travail” 277
Extracts showing Movements in Belgium, Germany, and
Holland 278
Extract on Perpetuity of Patent-right, by M. Boudron 281
Extracts on American and British Patent-Law 282
Classification of Patents 283
Illustrations Drawn from the Copper and Iron Trades 284
Note on Working Men as Inventors 286
Note on the Inventors’ Institute 287
Note on State Rewards 288
Note on the Patent-office 289
COPYRIGHT.
Observations on Remunerating Authors by Royalties 293
Suggestions How to Give Effect to this Mode 296
Extracts Showing Mr. Watts’ Opinions on this Mode 297
Chapter from M. Renouard’s “Traité des Droits
d’Auteurs” in Favour of it 301
Extract from Dr. Leavitt’s Cobden Club Essay on
International Copyright 305
Extracts on the State of the Question of Copyright in the
United States and Canada 307
Statement of Mr. Purday on Same Subject 313
Letter from the Same on International Copyright in
Musical Works 314
Extracts from Papers laid before the Canadian
Parliament 316
Tendencies of Copyright Legislation, and Extracts from 320
Recent Bill regarding Copyright in Works of Art, with
Remarks on it
Duties on Books in Several Colonies on Behalf of
Authors 326
On Trade-Marks and the Customs Establishment 328
The Export Book Trade of Various Countries Exhibited 330-331
Extract from the “Beehive” 332
To all who are serving their generation as employers and
employed, in the Arts, Manufactures, and Trades, of Leith,
Musselburgh, and Portobello, and have seen and felt the evils
inherent in the present State method of dealing with Inventions,
these pages are inscribed,—with congratulations that in the front
rank of statesmen, as well within the Cabinet as beyond it, there are
earnest advocates of that emancipation of British productive industry
from artificial restraints which is the needful accompaniment and the
complement of free trade;—and in hope that public attention will now
at length be turned towards procuring such a solution as will satisfy
at same time all just pretensions of meritorious inventors and men of
science.
My own bulky contribution to the attack on the last stronghold of
monopoly is to be regarded as but a rough-and-ready earthwork
thrown up by a pair of willing hands in front of powerful artillery
whose every shot is telling. It comprises the jottings and materials
which I collected for a speech intended to be delivered on 28th May,
when proposing a motion in favour of abolishing Patents for
Inventions.
Notwithstanding imperfections in execution, the present
compilation may acceptably supply a desideratum and prepare the
way for further discussions, and especially for the Committee which
Her Majesty’s Government continue to view with favour and will
heartily support.
R. A. M.
June 9, 1869.

While in the hands of the printer, fresh matter has, through the
kindness of honoured fellow-workers in the cause, reached me
almost daily, part of which is added. The reader will find in this
accession to the testimonies on behalf of freedom of industry,
besides some new arguments, such a striking concurrence and
oneness in the principles enunciated, and even in the illustrations
made use of, as, coming from various quarters independently, may
fairly be regarded as presumptive proof of their accuracy.
The Government has been so good as agree to produce, in
conformity with a request from Parliament, any documents in
possession of the Foreign-office which show the reasons or motives
of the Prussian and Dutch Governments for proposing the abolition
of Patents in Germany and the Netherlands. The adoption in the
latter country of abolition pure and simple, without (so far as I can
see) the slightest indication of a substitute, may well reconcile
professional inventors and all who unite with them to the propositions
with which I close my “speech.” Now that the continental stones are
dropping out of the arch which forms the System of Patents, the rest
cannot long keep their place. The antiquated fabric may be expected
to tumble. For public safety, the sooner Parliament and all concerned
set themselves to take it down, the better.
A communication from Professor Thorold Rogers, and remarks on
a recent Review, are given herewith, the former on account of its
value as a vindication of economic truth and justice, the latter by way
of correcting the reviewer’s accidental mistakes.
The Daily News, in a leading article on the 27th July, having
attached importance altogether undue to a small meeting called
under peculiar circumstances on the 24th, which was supposed to
express opinions and wishes of artisans and operatives,[1] I
addressed letters to that influential paper, which will be found in its
issues of the 29th, 30th, and 31st. Of course Sir Roundell Palmer,
who did the promoter of the meeting the honour to take the chair,
had not, any more than myself, the smallest connexion with its
origination and arrangements.
Appended are suggestions and information regarding Copyright,
which came in my way while in the press about Patent-right, and
which may be useful if international negotiations are contemplated
for one or other or both of these kindred subjects.
I hope imperfections of translation, which I regret, and errors of the
press, for which I take blame without correcting them, will be
indulgently pardoned, as well as faults entirely my own in the
unaccustomed part of advocate and compiler.
July 31.

⁂ No rights are reserved. Mr. Macfie will be glad to be favoured,


at Ashfield Hall, Neston, Chester, with a copy of any transcripts
made or any printed matter illustrating the question of Patents.

[1] When members of “Inventors’ Associations” ask mechanics


to join a crusade against freedom of industry, the best rejoinder is
to ask a statement in writing to show how it can be for the interest
of the millions to perpetuate fetters for the sake of investing a few
hundred individuals with a chance of obtaining personal
advantage by means of the power of fettering.
LETTER FROM PROFESSOR
THOROLD ROGERS.
My dear Sir,—.... The fact is, no one, I presume, wishes to say that
an inventor is undeserving and should go unrewarded. All that the
opponents of the Patent system do say is, that the present
machinery gives the minimum advantage to the inventor, and inflicts
the maximum disadvantage on the public. Besides, in ninety-nine
cases out of a hundred, the patentee is only a simultaneous inventor
with a number of others, who lose their labour and ingenuity because
one man happens to get in first....
It has always seemed to me that the weakness of the inventor’s
case lies in the fact already alluded to, that he rarely is the sole
inventor. Hence the fundamental distinction between Invention and
Copyright, though I am no fanatical admirer of the latter privilege.
Now, if a law can confer a right on one person only by inflicting a
wrong on a number of other persons, it is intrinsically vicious, and
cannot be defended on the ground of its intentional goodness.
Yours faithfully,
James C. Thorold Rogers.
July 29.
REMARKS ON A RECENT ARTICLE.
The Westminster Review for July contains an article on Patents.
Its proofs should have been corrected with more care. In my answer
to question 1947 in the Royal Commission’s Report, the word
“patented” in the following the Review misprints “neglected:”—

As a matter of fact, patentees have patented things of so


little value.

And in question 1954 a worse mistake is made by substituting


“some” for “none” in the following:—

There being 400 Patents now in existence affecting your


trade, none of which are made use of by you.

I have right also to complain of mistakes which do not originate


with the printer. The following opinions and arguments imputed to me
I disclaim:—

Had Mr. Macfie said this, we should not have been


surprised. It closely resembles his contention that a book
should be protected because it is something tangible,
whereas an invention is something which, if not invisible, is in
the nebulous condition of an idea.

What I wrote will be found below, page 241. My argument is, that
the subjects of Copyright being tangible can be identified as the
author’s production, and nobody else’s; and that the subjects of
Patent-right being modes or plans, belong to the region of ideas
which may easily occur to anybody besides the first inventor.
Again: the reviewer says of Lord Stanley:—

The latter, while supporting Mr. Macfie on the main issue


distinctly repudiated his leading arguments.

This would be strange if true, seeing I coincide in all his Lordship’s


arguments. How, then, can he, twelve pages further on, say again:—

As for Lord Stanley, he did not hesitate to dissent from Mr.


Macfie’s arguments, while giving a qualified support to his
motion.

Perhaps I should object to the following representation:—

It has been proposed to replace Letters Patent by grants


from the national purse. This is to revert to an obsolete
custom. During the eighteenth century it was fairly tried, and
the result should serve as a warning now. Seventy thousand
pounds were distributed among plausible inventors in the
course of fifty years. The advantage to the public was nil. The
encouragement given to impostors was the only tangible
result. Johanna Stephens obtained 5,000l. for disclosing the
secret of her cure for the stone. A Mr. Blake got 2,500l. to
assist him in perfecting his scheme for transporting fish to
London by land, while a Mr. Foden was greatly overpaid with
500l., “to enable him to prosecute a discovery made by him of
a paste as a substitute for wheat-flour.” Give a man a sum of
money for his invention, and you run the risk of paying him
either too much or too little. Give him a Patent, and you
secure the invention for the public, while his remuneration in
money is absolutely determined according to its value.

The system of State-rewards has not been tried. The reviewer’s


cases do not apply. The scheme that I submit could never be abused
so as to sanction such follies. It may not be a generous and royal
way of dealing with inventions, but it is equitable and safe; whereas,
pace the reviewer, the remuneration from a Patent is not at all
“determined according to its value” (that of the invention).
This interesting article is remarkable for what it omits rather than
what it contains. Like almost every, if not every, defence of Patents
which I have seen, it ignores the grand objection to Patents—their
incompatibility with free-trade. From the beginning to the end there is
not in the article the slightest allusion to the hardship they inflict on
British manufacturers in competing with rivals in home, and
especially in foreign, markets. Reformers of the Patent system fail to
realise this—that no conceivable mere improvement, even, though it
should clear away the present encumbrance of a multiplicity of trifling
Patents, can be more than an alleviation of the mischief now done.
The remaining few would be the most important and valuable ones,
and therefore the most burdensome, because those which, on
account of the heavy royalties that will be legally claimed, must
subject British manufacturers to the largest pecuniary exactions—
exactions that they cannot, but their rivals often would, escape.
The writer of the article has a way of pooh-poohing adverse
arguments, even when he mentions them.

That no two men produce the same book is true. It is


almost as difficult for two men to give to the world two
inventions identical in every detail, and equally well-fitted to
subserve the same end. Much has been said about the ease
with which this may be done, but authentic proofs are lacking
of this having been done on a large scale.

And

Again, then, we ask for proofs of the allegation that six men
are often on the track of the self-same invention.

Why, the simultaneousness, or rapid succession, of identical


inventions is notorious.
He goes in the face of the strongest evidence when he says—

It is doubtful even if these objectionable Patents do any real


harm. An invention which will answer no purpose is simply
useless, whether it be patented or not.

And, elsewhere,

The truth must not be blinked that, if a multiplicity of


worthless Patents be an evil, if the profits of manufacturers
are diminished owing to the battle they have to fight with
patentees, if the bestowal of Patent-right be the source of
mischief and the occasion of pecuniary loss, the like
complaint may be laid at the door of Copyright, and its
abolition might be demanded with as great a show of fairness.

How lightly he can regard arguments of his opponents is also seen


in the following passage:—

Another of Lord Stanley’s objections is that the right man


hardly ever gets the reward. As he puts it, litigation being
costly, and the grant of Patent-right merely amounting to
permission to take legal proceedings against infringers, the
poor man has no chance of asserting and defending his
rights. “If a poor inventor took out a Patent, and the Patent
promised to be productive, in nine cases out of ten he was
obliged to sell it to some one who could command capital
enough to defend it in a court of law.” We submit this proves
nothing more than that the poor inventor, in nine cases out of
ten, deserves our pity. But then, if these nine inventors are
unfortunate, that does not justify the ill-treatment of the tenth.

The source of the writer’s idea, that cessation of Patents is ill-


treatment, lies in the assumption which pervades the whole article,
that to inventors belongs property in inventions—i.e., exclusive right
of property; or, in other words, right to require the State to use its
power to prevent other persons from doing what they do, and what
every other man has a natural and inalienable right to do.
Still further: shutting his eyes to the difficulty of mollifying the
grievance of invention monopoly by means of “compulsory licences,”
which the Royal Commission declared they found no way of
rendering practicable—and, I add, if practicable, would be no cure of
the evils, which are radical—he writes—

If to this were added a system of compulsory licences, the


amount of royalty to be determined by a tribunal, in the event
of the parties failing to come to terms, nearly all the really
serious and valid objections to the working of a Patent-Law
would be obviated.

Yet, believing himself the friend of the public, in spite of all the
strong arguments against his views and the little he himself adduces
for them, he very complacently tells us—

Speaking on behalf of the public, we maintain that a Patent-


Law is necessary in any uncivilised community, because,
without its protection, industry cannot flourish, and ingenuity
can have no scope for its triumphs.

The reviewer can hardly have consulted any practical man when
he pronounces it—

absurd to plead that a Patent has been infringed in ignorance,


when it is certain that the ignorance, if not wilful, is wholly
inexcusable.

Undoubtedly, infringements often are not acts done blamelessly in


ignorance; still, I would be surprised in most cases if the infringer
knew he was infringing. He is not likely to know it in making trivial
improvements, for how can he know without subjecting himself to no
small trouble and expense, such as ought not to be laid upon him.
There is an important point as to which the reviewer and I perhaps
differ, “the extent to which Letters Patent give a monopoly in ideas.”
The fact is, that the whole breadth of a principle is patentable,
provided any single mode of applying it can be specified.
The reviewer, adverting to the changes which have taken place in
the Law of Patents since the days of Elizabeth, characterises them
as “changes towards greater freedom of action on the part of the
State, and greater liberty of choice on the part of the people.” This, I
confess, I do not understand, except so far as it may mean there has
been less and less control exercised by the State, and more and
more advantage taken of this supineness by all sorts of persons. I
am quite prepared to admit that in my speech I have exhibited rather
a popular than a strictly legal and logical view of the meaning and
legitimate applicability of the words in the statute, “nor mischievous
to the State by raising prices.” All that I maintain is this,—that the
spirit of the proviso is opposed to any individual Patent that keeps
prices up at a level below which, if there were no grant, they might,
by the natural progress of industry, be expected to fall, and to a
Patent system that characteristically has that effect and is also
chargeable with “hurt of trade” and “generally inconvenient.”

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