Professional Documents
Culture Documents
Nicholas Rescher
Ethics Matters
Nicholas Rescher
Ethics Matters
Ethical Issues in Pragmatic Perspective
Nicholas Rescher
Department of Philosophy
University of Pittsburgh
Pittsburgh, PA, USA
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For Susanne Meinl
Extraordinary Historian
Preface
vii
Contents
1 Personhood 1
6 Moral Luck 97
7 Fairness Problems123
9 Ancestor Worship?137
ix
x Contents
13 Collective Responsibility177
16 Problems of Betterment215
18 Perfectibility Problems237
Coda245
References247
Index251
CHAPTER 1
Personhood
1.2 Capacities of Persons
Personhood is a decisive classification and being a person is a binary mat-
ter—one either is or is not a person. But while we cannot be more or less
of a person, one can be a better or worse person. One can certainly honor
the obligations and harness the opportunities that being a person puts at
one’s disposal to a greater of lesser extent. In this regard personhood is
like kingship: a matter of better or worse even if not of more or less.
It is important to distinguish between degrees of personhood (which
there cannot be) and degrees of evidence for ascribing personhood (which
there certainly are). Granted, the grounds for ascribing personhood to X
can be partial and incomplete, but X’s personhood (if indeed there) can-
not prove to be partial and incomplete. Incomplete evidence for some-
thing is not evidence for something incomplete. Again, someone can
display and manifest the features requisite for personhood to varying
degrees, but that does not make this individual more or less of a person.
To reemphasize, personhood as such is a matter of the possession of capa-
bilities and not of the extent and requiring of their actualization. The
extent to which a creature quacks like a duck and waddles like a duck may
constitutes a stranger case for saying that it is a duck, but it does not make
it more of a duck. Like being a person, being a duck, is not a matter
of degree.
As a creature that makes its way in the world by the guidance of infor-
mation, we intelligent agents have a need for knowledge. And this enjoins
4 N. RESCHER
• That the limits of a person’s cognitive world are set by the limits of
the individual’s experience. Experience accordingly sets limits to the
individual’s cognitive reach beyond which it cannot venture very far.
• That a person’s reflexivity of understanding enables them to realize
that reality extends above and beyond them on cognitive range.
The idea of a self, predicated on the contrast between the individual con-
cerned and the rest—both the impersonal remainder but also the personal
others. And persons as intelligent beings have a conception of their place
in impersonal nature and also as members of a wider grouping of other
persons.
This twofold, contrastive differentiation is at the cognitive disposal of
persons as intelligent agents, and endows them with an unavoidable aware-
ness of a realm of being that extends beyond the self.
1 PERSONHOOD 5
The evaluative dimension spills over into the cognitive. Persons are first
and foremost cognitive agents, beings who act on the basis of information
and thought. For such beings, radical skepticism is not an option: a sys-
temic refusal to accept contentions creates a 100 percent certainty of lack-
ing the information needed to guide action. A person can reasonably be a
mild sceptic, denying the prospect of settling factual issues with 100 per-
cent certainty. But a person cannot reasonably be radical sceptic holding
that all factual claims are equimeritorious and that none is deserving of
greater credence than any other. For without evaluation rational decision
and thereby rational action becomes impossible and persons will no longer
function as rational beings.
The possession of these personabilities does not require the agent to exer-
cise them constantly and consistently. It is simply a matter of being able to
do so often and to some nontrivial extent. Capacity rather than perfor-
mance is of the essence here.
These personabilities are majoritatively necessary and sufficient condi-
tions for qualifying as a person.2 Here the connection is one of logico-
conceptual implication. With evidentiation, however, far less is required.
The connection need not be one of logico-conceptual necessitation, but
can be a matter of eventual indications, with evidentiation, with consider-
ations of inductive harmonization now in the foreground.
Above all, persons must be able to obtain and manage information.
And to this end communication is virtually inevitable. For one thing there
is the matter of communication with oneself of other times and places by
means of memory, recollection, memoranda, and records. For another
there is the matter of communication with others. The recording and
transmission of information is thus an essential resource of personhood.
And the use of language is indemonstrable for the realization of these
requisites. All of the essentials of language use—pattern recognition, sym-
bolist realization, pattern detection, habitat acquisition, rule following,
etc.—are needed for the operation of the process that implements person-
definitive capabilities.
Persons occupy a special place on Nature’s stage because they are “free
agents.” They are agents because they can act through thought-guided
intervention in the course of events. And they are free because their
thought can be developed autonomously rather than as an automaticity
responding to experimental conditioning. No doubt higher primates—
and even “lower” animals—can also engage in thought-guided action, but
only as the product of stimulus-response experience. Human persons can
move beyond this to shape their thinking by experience-transcending
1 PERSONHOOD 7
1.4 Being a Person
To count as a person calls for functioning on two fronts: the physical to
provide for interaction with nature that can provide information, and the
8 N. RESCHER
mental to access, process, and use this information. Both physically inter-
active and cognitively functional operations must figure in a person’s
repertoire.
A person must be able to realize things. But are there any specific, par-
ticular, identifiable things that a person must be able to realize?
Presumably yes—at least at the level of capacities and capabilities.
Presumably Cartesian reformalization of an ability to think of oneself as a
being, “a thing that can think,” is something of which any actual person
must be capable. The ability to see oneself as a distinctive unit in the
world’s larger scheme if things—to think the distinction between self and
other—is an integral essential feature of personhood.
The personabilities are not necessarily conjoined: it is theoretically pos-
sible for beings to have some while lacking others. Thus in specific
2.1 Other Persons
Interestingly, it does not lie in the concept of a person that one must nec-
essarily have a body. To be sure, one must be able to act, but this agency
could in theory be purely mental—involving solely, say, the direct com-
munication between minds through a sympathetic resonance of some sort.
Only contingently—only among agents for whom the transmission of
information requires sending physical signals and where its recording
requires a physical depository—will persons have to be embodied.
Being a person thus contrasts with being human. We humans are Homo
sapiens, a biological species that has evolved here on planet earth. To be
sure, we are—or like to think we are—persons. But there is no good rea-
son to think that we have a monopoly here—that we are the only persons
in the universe. After all, Homo sapiens is a biological category. And what is
at issue with personhood is a functional category, a being with the capacity
to do certain sorts of things. And there is no basis for envisioning exclusiv-
ity here.
There is no decisive reason for thinking that humans are the sole and
exclusive instances of access to personhood. For one cannot but acknowl-
edge the very real prospect that those non-human persons could per-
form—and possibly perform better than ourselves—far better at the
various person-characterizing abilities than we humans.
Christiaan Huygens’ (d. 1695) book Cosmotheros (published posthu-
mously in 1698) was a landmark in the history of speculation about alien
life in the cosmos. On the one hand, it was a monumental exercise in
imaginative speculation on a scale not reduplicated to the time of Jules
Verne and H. G. Wells. But on the other, it was disappointingly
10 N. RESCHER
Thought, decision, speculation, and the rest are emergent capacities that
increasingly complex and substandard natural beings have come to muster.
Persons as we know them are the product of evolutionary develop-
ment. Apes evolved into humanoids; humanoids into humans, humans
into persons. Evolution brings new qualities to the fore that can transcend
origins. DNA molecules are an assemblage of physical atoms but they
encompass the key to organic life. Birds doubtless initially developed song
for signaling warnings of danger, but that did not preclude the evolution-
ary transmutation of song-behaviors into means for establishing territori-
ality against potential competition. The physical rooting of an activity or
process does not restrict or circumscribe its functional character.
The emergence of new modes and levels of operation, function, and
behavior that transcend the capabilities of their causal origination is in fact
characteristic of evolutionary processes. For the first microseconds of cos-
mic history after the big bang there was no chemistry. The early stages of
the universe had no place for biology. There was no foothold in nature for
laws of sociology or market-economics before the origin of man. The
emergence of new phenomena at different levels of scale and organiza-
tional complexity in nature means the emergence of new processes and
stats at these levels. The transition from protophysical to physical and then
to chemical and onwards to biological law reflects a succession of new
levels of operational complexity. And this holds good for purposive intel-
ligence as well—it is a new phenomenon that emerges at a new level of
operational complexity. New products and processes constantly develop
from earlier modes of organization. The emergence of the psychological
processes that open up meaning and purpose is simply another step in this
course of development of new levels of functional complexity.
It is important to bear in mind, however, that while causal explanation
proceeds from a mind-external point of view, cognitive functions like
meaning and purpose can be comprehended as such only from within—in
the order of hermeneutical understanding. The physical processes that lie
at the causal basis of thought are, as such, fully open to second-party
(“external”) examination, description, explanation, and modelling. But
the ideational aspect of thinking can of course only be apprehended in
one’s own first-hand experience (though of course it can be described to
others who have similar experiences at their disposal.) There is, accord-
ingly, a crucial difference between having a causally productive account of
the physical-process concomitants of human mental operations (of the
sort that biological evolution provides) and having experiential access to
12 N. RESCHER
Theoretically persons can come into the world by artifice: science fic-
tion has long inured us to the idea of sophisticated robots that have
advanced from “artificial intelligence” to “artificial personality.” And—
however much precedence and principal rationality may stand in the
way—there is no reason of fundamental principle why this project cannot
be carried to successful completion in the creation of machines that have
the entire array of the personabililtes at their disposal.
Moreover, there is yet another natural way to realize this end, namely,
evolution. For in our own case, if authentic persons we indeed are, then
evolution is how we get there.
After all, the prospect of non-human persons—the concept of persons
over and above humans—should be seen as commonplace. It is a long-
standing and familiar conception. We find it well entrenched in religion:
with gods, and angels, and the “persons” of the Trinity. We find it at work
in the concept of extraterrestrial aliens, common thought, science fiction
16 N. RESCHER
such (rather than as mere physical objects) only in a world where there are
minds to apprehend their message, so here are persons as such (rather than
mere physical beings) only in worlds where this is apprehensible by intel-
ligent agents (conservably including only the individual itself).5
Presumably we have no doubt that we ourselves are persons. But what
of others? To view someone as a person is to regard them as being most
like ourselves in all fundamental respects.
Attributions of personhood transcends the information provided by
sensory observation. For being a person calls for the capacity to consider
a whole host of mental operations—understanding evaluating feelings,
etc.,—whose functionary can at most be evidential but not established by
observational means. Observation tells one that you are following X—i.e.,
following with a view to finding X’s intended destination—is merely a
plausible conjecture about matters above and beyond the sensory realm
and invokes information supplements by plausible guesswork alone. That
and how you move is observable; why you do so is not (even though it
often can be inferred plausibly for the former). The imputation of purpose
is observation transcendent; it can be evidentiated but not established by
observational means.
When accepting someone as a bona fide person I am not making an
observation report but moving beyond the observable realm. So we now
stand at the threshold of a somewhat convoluted but crucially important
line of thought resting on two crucial considerations:
• An intelligent agent
• Capable of forming a self-image
• Possessed of an action-guiding manifold of values and per-
ceived interests
The capabilities that are definitive of personhood fall into two groups:
the overt that readily admit of observational/empirical verification, and
the covert that do not. The grouping is as follows:
“If Cottington outdo me,” says the son, “he be-whipt.” And so, after
the election of St. George as the seventh champion of Christendom,
ends one of the longest acts that Bull or Cockpit was ever asked to
witness and applaud.
The next act is briefer but far more bustling. We are in that
convenient empire of Trebizond, where everything happened which
never took place, according to the romances. The whole city is in a
state of consternation at the devastations of a detestable dragon,
and a lion, his friend and co-partner. The nobles bewail the fact in
hexameters, or at least in lines meant to do duty for them; and the
common people bewail the fact epigrammatically, and describe the
deaths of all who have attempted to slay the monsters, with a
broadness of effect that doubtless was acknowledged by roars of
laughter. Things grow worse daily, the fiends look down, and general
gloom is settling thick upon the empire, when Andrew of Scotland
and Anthony of Italy arrive, send in their cards, and announce their
determination to slay both these monsters.
Such visitors are received with more than ordinary welcome. The
emperor is regardless of expense in his liberality, and his daughter
Violetta whispers to her maid Carinthia that she is already in love
with one of them, but will not say which; a remark which is answered
by the pert maid, that she is in love with both, and would willingly
take either. All goes on joyously until in the course of conversation,
and it is by no means remarkable for brilliancy, the two knights let fall
that they are Christians. Now, you must know, that the established
Church at Trebizond at this time, which is at any period, was
heathen. The court appeared to principally affect Apollo and Diana,
while the poorer people put up with Pan, and abused him for
denouncing may-poles! Well, the Christians had never been
emancipated; nay, they had never been tolerated in Trebizond, and it
was contrary to law that the country should be saved, even in its dire
extremity, by Christian help. The knights are doomed to die, unless
they will turn heathens. This, of course, they decline with a dignified
scorn; whereupon, in consideration of their nobility, they are
permitted to choose their own executioners. They make choice of the
ladies, but Violetta and Carinthia protest that they can not think of
such a thing. Their high-church sire is disgusted with their want of
orthodoxy, and he finally yields to the knights their swords, that they
may do justice on themselves as the law requires. But Andrew and
Anthony are no sooner armed again than they clear their way to
liberty, and the drop scene falls upon the rout of the whole empire of
Trebizond.
The third act is of gigantic length, and deals with giants. There is
mourning in Tartary. David has killed the king’s son in a tournament,
and the king remarks, like a retired apothecary, that “Time’s plaster
must draw the sore before he can feel peace again.” To punish
David, he is compelled to undertake the destruction of the enchanter
Ormandine, who lived in a cavern fortress with “some selected
friends.” The prize of success is the reversion of the kingdom of
Tartary to the Welsh knight. The latter goes upon his mission, but he
is so long about it that our old friend Chorus enters, to explain what
he affirms they have not time to act—namely, the great deeds of St.
George, who, as we learn, had slain the never-to-be-forgotten
dragon, rescued Sabrina, been cheated of his reward, and held in
prison seven years upon bread and water. His squire, Suckabus,
alludes to giants whom he and his master had previously slain, and
whose graves were as large as Tothill Fields. He also notices
“Ploydon’s law,” and other matters, that could hardly have been
contemporaneous with the palmy days of the kingdom of Tartary.
Meanwhile, David boldly assaults Ormandine, but the enchanter
surrounds him with some delicious-looking nymphs, all thinly clad
and excessively seductive; and we are sorry to say that the Welsh
champion, not being cavalierly mounted on proper principles, yields
to seduction, and after various falls under various temptations, is
carried to bed by the rollicking nymph Drunkenness.
But never did good, though fallen, men want for a friend at a pinch.
St. George is in the neighborhood; and seedy as he is after seven
years in the dark, with nothing more substantial by way of food than
bread, and nothing more exhilarating for beverage than aqua pura,
the champion of England does David’s work, and with more
generosity than justice, makes him a present of the enchanter’s
head. David presents the same to the King of Tartary, that, according
to promise pledged in case of such a present being made, he may
be proclaimed heir-apparent to the Tartarian throne. With this bit of
cheating, the long third act comes to an end.
The fourth act is taken up with an only partially successful attack by
James, David, and Patrick, on a cruel enchanter, Argalio, who at
least is put to flight, and that, at all events, as the knights remark, is
something to be thankful for. The fifth and grand act reveals to us the
powerful magician, Brandron, in his castle. He holds in thrall the King
of Macedon—a little circumstance not noted in history; and he has in
his possession the seven daughters of his majesty transformed into
swans. The swans contrive to make captives of six of the knights as
they were taking a “gentle walk” upon his ramparts. They are
impounded as trespassers, and Brandron, who has some low
comedy business with Suckubus, will not release them but upon
condition that they fight honestly in his defence against St. George.
The six duels take place, and of course the champion of England
overcomes all his friendly antagonists; whereupon Brandron, with his
club, beats out his own brains, in presence of the audience.
At this crisis, the King of Macedon appears, restored to power, and
inquires after his daughters. St. George and the rest, with a use of
the double negatives that would have shocked Lindley Murray,
declare
The swans, however, soon take their pristine form, and the three
daughters appear fresh from their plumes and their long bath upon
the lake. Upon this follows the smart dialogue which we extract as a
sample of how sharply the King of Macedon looked to his family
interests, and how these champion knights were “taken in” before
they well knew how the fact was accomplished.
And, fore George, as our fathers used to say, they make a night of it.
The piece ends with a double military reel, and the audiences at the