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Great Powers and US Foreign
Policy towards Africa
Stephen M. Magu
Great Powers and US Foreign Policy towards Africa
Stephen M. Magu
© The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer
Nature Switzerland AG, part of Springer Nature 2019
This work is subject to copyright. All rights are solely and exclusively licensed by the
Publisher, whether the whole or part of the material is concerned, specifically the rights
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publication does not imply, even in the absence of a specific statement, that such names are
exempt from the relevant protective laws and regulations and therefore free for general use.
The publisher, the authors and the editors are safe to assume that the advice and
information in this book are believed to be true and accurate at the date of publication.
Neither the publisher nor the authors or the editors give a warranty, express or implied,
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This book is dedicated to Mary Wanjiku, my mom, for always having my back,
prayers, being the rock, the foundation; and for keeping me grounded.
To Hon. Kwenya wa Thuku. For being a true “Servant Leader.” And to all
that hope for and aspire to better relations between Africa and its friends
(and sometimes foes) abroad.
Preface
Great Powers and US Foreign Policy towards Africa stemmed from a doc-
toral class project at Old Dominion University, under the tutelage of one
of the brightest minds and most accomplished scholars in international
studies (foreign policy) I have ever met, Dr. Simon Serfaty. Although
the project did not ultimately result in a dissertation, and was shelved
for a few more semesters, when I returned to re-read it, much after the
several unilateral and multilateral foreign policy, such as the debacle
of the ill-advised NATO actions in Libya, it was with some hindsight.
The resurgence in my interest in the project was not solely informed by
the actions of NATO and the outcomes in Libya: Kenya had, by now,
embarked on its own mis/adventure in the neighboring Somalia. Surely,
somewhere in the halls of Kenya’s State House, there was some foreign
policy guru, churning through tomes of Kissinger and Kennanesque wis-
dom. That they were crafting Kenya’s well-thought out foreign policy
for Somalia, complete with plans for intervention, goals, projected out-
comes, expenses, public polls to gauge support (or opposition to), car-
rying out a cost-benefit analysis and ultimately deciding on the unrivaled
wisdom of intervention.
This gave some direction to the more visible power on the horizon:
the United States, its foreign policy for Somalia (is there one?), the start-
stops in its dealings with the region, which further evoked memories of
wars (Ogaden, Shifta) etc. It occurred to me that there is perhaps no
US foreign policy for Somalia, or Kenya, or the other 51 countries (save
vii
viii Preface
for Egypt, which benefits from US military largesse, given the 1978
Camp David accords and its peace treaty with Israel). So, there was
Archimedes, and the Eureka moment: what is the US foreign policy for
Africa? Is there a US foreign policy for Africa? If not, why? This led to a
second question; more pertinent: what is China doing in Africa? Are the
Chinese the new imperialists, or are they development partners, stepping
into the development-funding gap that has been gaping ever since the
Kenya-Uganda Railway, the so aptly-named “Lunatic Express”, complete
with its Man Eaters of Tsavo, reached the shores of Lake Victoria?
Great Powers and US Foreign Policy towards Africa is a non-fiction
work, easy to read, and easy to arrive at the absence of a coherent for-
eign policy for Africa. This absence is not only to be found in US foreign
policy. Many current and former Great Powers (which now do, or have
in the past included Russia, USSR, Great Britain/United Kingdom,
France, The Netherlands, Spain, Portugal) have no clue what to do with,
or about, Africa. This is particularly true of that part that resembles the
horn, jutting towards the Red Sea and Arabia; the now-failed state of
Somalia, which has brought back to life the proposition represented in
the Johnny Depp movies, Pirates of ~.
Because the United States is a superpower, a hyperpower, a hegemon,
the book focuses quite a bit on US foreign policy and general rela-
tionship, and historical connections between the land of the free, that
enslaved millions of Africans, later freed them as (African) Americans and
attempted to ship (at least some of them) back to Liberia. It also banned
all the other Africans from entering the country most of the twentieth
century, and then suddenly discovered that there was a continent, com-
prising of 22% of the world’s land mass, that was about to become free
from colonialism. Also, that the much disliked communists who lived in
the land of bears and ice, Soviets, were interested in that continent of
Africa (they weren’t, at any extent outside of thwarting western expan-
sion), and that the United States needed to prevent them, so the Peace
Corps program was born, sending a bunch of mostly urban, graduating
kids to teach African farmers how to farm… Then the volunteers got
asked about that whole concept of “separate but equal” that looked sus-
piciously like the conditions of colonialism, and way down south, like
apartheid…
In one moment of absolute brilliance, wiping away Africa’s 500
year, terrible, horrible, no-good history with the United States, those
Americans elected Obama, the first Kenyan president of the United
Preface ix
States, who then shunned Kenya for a while, until he could not. Then
they elected another president who called Africa/ns and Haiti “shithole
countries” because they were not Norwegians, and all that left all those
Africans feeling as though the United States had no interest in, nor for-
eign policy strategy towards Africa. Neither did the other major powers,
including those former colonists, Brazil, India, China or Indonesia.
xi
Contents
1 Introduction 1
Index 187
xiii
CHAPTER 1
Introduction
After the fall of the Berlin Wall in November 1989 and the collapse of
the Union of Soviet, Socialist Republics (USSR), the United States’
ascendancy into a hegemon began. For some, this heralded the unipo-
lar moment by the now-sole global superpower, almost unrivaled in its
preponderance of power and influence and the capacity to do the utmost
good—or in some instances, to do nothing good. Of course, there was
the question of a few thousand nuclear weapons soon to be inherited
by Russia, and a few other nuclear-armed states around the globe, but
none with the economic or cultural clout the US wielded. After the col-
lapse, the United States set about to establish a new pecking order; the
first instance of this was by cobbling together a coalition that reinforced
global rules-based norms that became the First Gulf War. As the former
Soviet Union gradually declined, Russia was grappling with the possible
future where it was ascendant. The new hegemon found itself almost
required to deal with the perceived diminished international threats—per-
ceived, for they would soon be hydra-headed. Over the next 25 years, it
would need to successfully confront these threats, which called for the
adoption of a different tact, different strategies, in its new role.
The early years of the post-Cold War period saw a trend toward multi-
lateralism, and optimism that peace could be achieved, that the last great
war and its aftermath were behind human history. Much like the end of
the Cold War caught practically every major actor in the international
system and politics by surprise, this period however, coincided with the
rise of a new phenomenon in the context of statehood: state failure.
immediate post-Cold War era. The Cold War, despite being a relatively
shorter period as major global epochs go, witnessed a few key events
previously mentioned; the fall of the Berlin Wall end of the Cold War
and the collapse of the Soviet Union and its competing ideology, a more
globalized, interconnected world; bipolarity giving way to the rise of
hegemony/interpolarity/multipolarity and regionalism, the gradual rise,
strengthening and deepening of regional and intergovernmental organ-
izations and institutions such as the EU, NATO and the UN. States
continue to use the tools of foreign policy of a bygone era to address
multiple new opportunities—and challenges.
Over history’s long arc, these tools have included diplomacy, pre-
ponderant military and economic capabilities, building and leveraging
of alliances, and pursuit of other power variables, nowadays thought
to include “soft power” and “smart power.” This approach has neither
reflected, nor addressed the unintended consequences of the end of
post-World War era of bipolarity. The parallel process of increasing num-
bers of nation-states has produced a medley of nontraditional security
threats. These include former and new client-states’ failure, increased
inter- and intra-ethnic conflicts, demographic pressures due to refu-
gees, humanitarian issues with internally displaced persons, rise of new
security challenges such as international and domestic terrorism, rise of
non-state actors competing against the Weberian state and the potential
of nuclear proliferation, small-arms proliferation, low-intensity regional
wars and a fragmented international order. Great Powers have generally
not formulated strategic and cohesive foreign policy options to confront
these changes and challenges, while the United States appears to stum-
ble from crisis to the next with frequent leadership changes crafting new,
improved, panacea-type solutions to the issues that bedevil the world.
The potential benefits of the end of the Cold War and its attendant
consequences failed to produce the world that the United States had
envisioned. At the same time, levels of cooperation, trade, technologi-
cal development, communication and collaboration through institutions
and regimes has increased. The retreat of communism to just a few hold-
out countries has not produced democracy, or “liberal states”; non-state
actors have increasingly been able to affect the direction of international
relations, and as seen in the current pressing global issues, such as “the
war on terror”, the low-to-high intensity conflicts arising from the Arab
Spring and the perennial conflict in the Great Lakes region in Africa.
To understand how states have dealt with the changes in world order,
this monograph briefly examines Great Power politics, summarizing the
4 S. M. MAGU
postwar world order. It then delves into the post-Cold War geopoliti-
cal situation and examines how the end of the era of bipolarity affected
global geopolitics. Specifically, it addresses the issue of the rise of fragile,
failing and failed states, the implications of failing states and the dangers
these pose to world order and the Foreign Policy tools and options that
the sole post-Cold War current hegemon has used to meet the challenges
of failed states.
Among other things, this monograph broadly examines US foreign
policy toward much of the African continent, with special attention to
the greater East African and Horn of Africa region. It investigates how
the United States has dealt with the growing existential threats emanat-
ing from the Horn of Africa, and especially the state failure phenome-
non. For good measure, it studies the comparative foreign policy of
other great powers, especially the European Union, and the now-rising
BRICS. The United States, in its conduct of foreign policy, and despite
the knowledge of the end of bipolarity, rise of state failure and contes-
tation to state and global authority, has continually applied the tradi-
tional tools of diplomacy, power and influence to the new challenges and
opportunities, rather than crafting appropriate responses to emergent
conditions.
The latter is especially true of the postcolonial states of Africa, which
joined an already existing system that generally marginalized them, and their
attempts and processes to fit into this new world order. The monograph
discusses potentially new, effective, nontraditional foreign policy strategies
that have better prospects of addressing global changes in the twenty-first
century, especially toward Africa, but more precisely, the Horn of Africa. It
further argues that the success of such new strategies can provide the United
States a template, a blueprint, for the future of its foreign policy strate-
gies for the rest of the continent and parts of the world that have similar
characteristics.
Yugoslavia and Czechoslovakia, and the breakup of the latter two. On the
economic arena, the General Agreement on Tariffs and Trade heralded
the movement toward free trade, aided by the rise to supremacy of the
Bretton Woods Institutions and increasing interdependence and globali-
zation. The levels and complexity of global trade, occurring at a time of
deepening political integration and economic expansion of Europe east-
ward affirmed an American-led future, one that then prized the free trade
rules imputed by the World Trade Organization. On a less promising
track, there was an increase in the number of state and non-state actors in
the international system, including the ominous rise in and the power
of violent non-state actors (VNSAs) and their brand of interstate rela-
tions such as terrorism. Although liberal democracy didn’t quite take hold
everywhere, more countries were embracing tenets of democracy, which also
brought about a change issues states would confront in the new century—
including changes in the concepts of sovereignty, global governance, the
cyber environment as a new frontier for conflict, human rights and climate
change.
These changes have impacted—if not shifted—states’ security priorities
and agendas, in ways that embrace traditional world order concerns such
as the balance of power, anarchy and possibility of conventional war, states’
capabilities and alliances and outcomes of global trade; yet, they are con-
fronting new challenges and threats including constraints in war, rebuilding
states defeated in conflict, and the effects of environmental changes on their
security (coastal lands flooding, necessitating populations moving, naval
bases that may be relocated, etc.). The new expanded agenda also includes
issues somewhat related to traditional security challenges: they include (in)
security arising from inter/intra and ethnic conflicts, small weapons, weap-
ons of mass destruction, nuclear, biological and chemical weapons prolif-
eration, role diffusion and division in traditional state functions amongst
several state and non-state actors, terrorism, effects of globalization, trade
and trade wars, challenging economies threatening the global capitalist sys-
tem, and the rise in the number of failed states.
The changes are thought to have altered the traditional security
agenda so that it now includes humanitarian issues, a greater focus on
terrorism and terrorist-client states, weapons proliferation, refugees,
migration and demographic pressures, economic crimes such as drugs,
counterfeiting and trafficking in persons, state failure and its conse-
quences, all which are evident in failed states. Some of these changes
are illustrated by the United Nations Security Council’s deliberations in
2008, on rape as a weapon of war.1 Scholars suggest that Great Powers’
6 S. M. MAGU
foreign policy and security agenda should change to reflect the changing
scope; for example, Richard Haass suggests that the US adopt a policy
of “regulation”, forming and working with coalitions when needed, and
unilaterally when it suits the US interests.2 Other scholars suggest that
states remain the primary actors in the international system; that anar-
chy is still the predominant ordering principle of international relations,
and that even the challenges to states by other actors—Multi-National
Corporations and VNSAs—still occur within the framework of the state
as the organizing principle.3 Still, others suggest a range of policies such
as the doctrine of preemptive intervention, humanitarian intervention,
state-building, institutionalism, isolationism and traditional power pur-
suit among others.
To confront the morphing changes in world order, Great Powers
have largely maintained, improved on or modified a (pre)-Cold War for-
eign policy, with national security built around the overriding national
interest. This approach emphasizes constraining the rise of other pow-
ers, expanding their own power and reach, order and security in Europe,
strengthening their capabilities, dealing with issues of nuclear prolifer-
ation and general insecurity—and strengthening their economies—to
confront the challenges arising. The end of the Cold War and the fall of
the Soviet Empire have barely affected the way states perceive security.
For example, mercantilism suggests that Great Powers should resolve the
threat to commerce posed by piracy originating from the failed state of
Somalia, and the use of juridical territories of Somalia, Sudan, Yemen,
Afghanistan, and Pakistan as a haven for terrorists, an enhanced post-
Cold War security challenge.
Great Powers have frequently fought “limited wars”4 where narrow
objectives such as the change of government, elimination of (perceived)
threats or other interests, such as annexation, have (generally) been fol-
lowed by a withdrawal and role change to focus on peacekeeping, recon-
struction and state-building. Where intervention has occurred, it has
done so to safeguard the intervening state’s national interest, to assert
hegemony, to maintain international order (e.g. Balkans in the 1990s, or
Iraq/Kuwait in 1990/1) or retain strategic influence through human-
itarian assistance, for instance the US involvement in Somalia and in
Haiti in the early 1990s. Even where the cost of addressing state fail-
ure and its consequences to Great Powers can increase exponentially,
they have displayed little inclination to address precipitating factors that
would prevent and/or mitigate state failure, and therefore assure their
1 INTRODUCTION 7
security, such as not invading Somalia, and allowing terrorism and piracy
to take root. Almost universally, Great Powers lack comprehensive, risk-
free foreign policy strategies to address state failure and other challenges.
At best, policy options are limited to managing the traditional security
threats despite a potentially changed nature of security threats.
Monograph Outline
The volume begins with an introductory chapter that outlines the organ-
ization, discussing some of the traditional approaches to foreign policy
preferences by Great Powers, despite the changes that have occurred
since the end of the Cold War. The second chapter, titled Order (and
Disorder) in World Order, defines what international relations schol-
ars consider to be ordered in the system of states. It examines the con-
cepts of power, systems, anarchy, hierarchy and states’ interactions in
the absence of a government above other governments and considers
how great powers and their interactions have shaped the contemporary
world, including the hypotheses of conflicts, hegemonic war and sta-
bility. It reflects on a two-century history of world order, the different
periods that denoted different systems—such as the European balance
of power in the 1800s, the major wars of the nineteenth and twentieth
centuries, the interwar “cooling off” period, the Cold War period and
the post-Cold War period, with the multiple systems hypothesized to be
manifesting: Zones of Chaos, interpolar, multipolar and/or hegemonic
dominance by the United States. The chapter also considers the place
of the Global South in world order, finding that the Global South came
into an already established system and had little chance of influencing it,
other than through, for example, state failure and the primacy of (vio-
lent) non-state actors, but highlighting how world order is still in flux.
Chapter 3 is titled Great Powers, International Order and Stability:
Transformation? This chapter examines the rise of great/global powers,
by considering their definition, and the conditions that have facilitated
their rise. It delves into the new world order that arose from the ashes of
the Third Reich and the Japanese Empire, and the fall of the European
colonial empires after World War II, at the same time heralding the start
of the Cold War period. It postulates the dissonance between the great
powers (of which, at this time, there were two: the United States and
the USSR), and their master puppetry and manipulation of other coun-
tries into NATO and the Warsaw Pact alliances respectively, and the rise
8 S. M. MAGU
Notes
1. United Nations Security Council, Resolution 1820 (2008). 19 June 2008.
S/RES/1820 (2008). Full Text: https://www.un.org/press/en/2008/
sc9364.doc.htm. Accessed 4/27/2018.
2. Richard Haass, The Reluctant Sheriff: The United States After the Cold War
(Washington, DC: Council on Foreign Relations, 1997), 49–97.
3. See: Anthony Arend, Legal Rules and International Society (New York:
Oxford University Press 1999), 39; John Hulsman and A. Wess Mitchell,
The Godfather Doctrine: A Foreign Policy Parable (Princeton, NJ: Princeton
University Press, 2009), 21–85; Charles W. Kegley, World Politics: Trend
and Transformation (Belmont, CA: Wadsworth, 2009); Charles W. Kegley
and Gregory A. Raymond, The Global Future: A Brief Introduction to
World Politics (Boston, MA: Wadsworth, 2006); and Timothy J. Sinclair,
Global Governance: Critical Concepts in Political Science (New York, NY:
Routledge, 2004), 289–91.
4. On ‘limited war’, see Russell Frank Weigley, The American Way of
War; a History of United States Military Strategy and Policy (New York,
Macmillan, 1973), 382–416. See also, J.F.C. Fuller, The Conduct of War,
1789–1961: A Study of the Impact of the French, Industrial, and Russian
Revolutions on War and Its Conduct (New Brunswick, NJ: Rutgers
University Press, 1961), 15–18.
Bibliography
Arend, Anthony. Legal Rules and International Society. New York: Oxford
University Press, 1999.
12 S. M. MAGU
Fuller, J.F.C. The Conduct of War, 1789–1961: A Study of the Impact of the
French, Industrial, and Russian Revolutions on War and Its Conduct. New
Brunswick, NJ: Rutgers University Press, 1961.
Haass, Richard. The Reluctant Sheriff: The United States After the Cold War.
Washington, DC: Council on Foreign Relations, 1997, 49–97.
Hulsman, John, and A. Wess Mitchell. The Godfather Doctrine: A Foreign Policy
Parable. Princeton, NJ: Princeton University Press, 2009.
Kegley, Charles W. World Politics: Trend and Transformation. Belmont, CA:
Wadsworth, 2009.
Kegley, Charles W., and Gregory A. Raymond. The Global Future: A Brief
Introduction to World Politics. Boston, MA: Wadsworth, 2006.
Sinclair, Timothy J. Global Governance: Critical Concepts in Political Science.
New York, NY: Routledge, 2004.
United Nations Security Council. Resolution 1820 (2008). 19 June 2008. S/
RES/1820 (2008). Full Text: https://www.un.org/press/en/2008/sc9364.
doc.htm. Accessed 4/27/2018.
Weigley, Russell Frank. The American Way of War: A History of United States
Military Strategy and Policy. New York, NY: Macmillan, 1973, 382–416.
CHAPTER 2
Language: Finnish
V O YA G E
TO
Guinea, Brasil, and the
West-Indies;
In His Majesty’s Ships, the S w a l l o w
and W e y m o u t h .
Describing the several Islands and Settlements, viz—Madeira, the Canaries, Cape
de Verd, Sierraleon, Sesthos, Cape Apollonia, Cabo Corso, and others on the
Guinea Coast; Barbadoes, Jamaica, &c. in the West-Indies.
The Colour, Diet, Languages, Habits, Manners, Customs, and Religions of the
respective Natives, and Inhabitants.
With Remarks on the Gold, Ivory, and Slave-Trade; and on the Winds, Tides
and Currents of the several Coasts.
By J O H N A T K I N S ,
Surgeon in the Royal Navy.
I.
That Widows of Commission and Warrant Officers of the Royal
Navy, shall be reputed proper Objects of the Charity, whose Annual
Incomes arising from their Real and Personal Estates, or otherwise,
do not amount to the following Sums, viz.
l. s. d.
The Widow of a Captain or Commander, 45 0 0
The Widow of a Lieutenant or Master, 30 0 0
The Widow of a Boatswain, }
Gunner, Carpenter, }
Purser, Surgeon, }
Second Master of } 20 0 0
a Yacht, or Master of a }
Naval Vessel warranted }
by the Navy Board, }
And that where any such Widow is possessed of, or interested in any
Sum of Money, the Annual Income and Produce thereof, shall be
computed and deemed, as annually yielding Three Pounds per
Centum, and no more.
II.
That to avoid Partiality and Favour in the Distribution of the
Charity, Widows of Officers of the same Rank shall have an equal
Allowance, the Proportion of which shall be fixed Annually by the
Court of Assistants, according to their Discretion; and that in order
thereunto, the said Court may distribute Annually such Part of the
Monies, arising by the said Charity, among the Widows, as they think
proper; and to lay out such other Part thereof in South-Sea
Annuities, or other Government Securities, as to them shall seem
meet, for raising a Capital Stock for the general Benefit of the
Charity, where the Application is not particularly directed by the
Donors.
III.
That in the Distribution of Allowances to poor Widows, the same
be proportionate to one another, with respect to the Sum each is to
receive, according to the following Division, viz.
The Widow of a Captain or Commander shall receive a Sum One
Third more than the Widow of a Lieutenant or Master.
The Widow of a Lieutenant or Master shall receive a Sum One
Third more than the Widow of a Boatswain, Gunner, Carpenter,
Purser, Surgeon, Second Master of a Yacht, or Master of a Naval
Vessel Warranted by the Navy Board.
IV.
That Widows admitted to an Annual Allowance from the Charity,
shall begin to enjoy it from the First Day of the Month following the
Decease of their Husbands, provided they apply within Twelve
Months for the same; otherwise, from the Time of their Application.
V.
That if any Widow, admitted to the Charity, marries again, her
Allowance from thenceforth shall cease.
VI.
That in order to prevent Abuses, no Widow shall be admitted to
the Benefit of the Charity, who has not been married for the Space of
Twelve Months to the Officer by whose Right she claims the same,
unless the said Officer was killed or drowned in the Sea Service. And
if any Officer marries after the Age of Seventy Years, his Widow shall
be deemed unqualified to receive the Charity.
VII.
That if the Widow of an Officer lives in the Neighbourhood of any
of His Majesty’s Dock-Yards, the Commissioner of the Navy residing
there, and some of the Principal Officers of the Yard, or the said
Officers of the Yard, where there is no Commissioner, shall inform
themselves thoroughly of the Circumstances of the Deceased; and
being satisfied that the Widow comes within the Rules of the Charity,
shall sign and give her the following Certificate gratis, viz.
These are to certify the Court of Assistants for managing the
Charity for Relief of Poor Widows of Commission and Warrant
Officers of the Royal Navy, That A. B. died on the _________ and
has left the Bearer C. B. a Widow; and according to the best
Information we can get from others, and do really believe ourselves,
is not possessed of a clear annual Income to the Value of
___________ and therefore she appears to us to be entituled to the
Benefit of the said Charity under their Direction.
Besides which, the Widow is to make Affidavit, that her Annual
Income is not better than is expressed in the said Certificate, and
that she was legally married (naming the Time when, and the Place
where) to the Officer, in whose Right she claims the Benefit of the
Charity.
VIII.
That if the Widow resides in any other Part of his Majesty’s
Dominions, a Certificate of the like Nature is to be signed by the
Minister of the Parish, a Justice of the Peace, and two or more
Officers of the Navy, who are best acquainted with her
Circumstances; and she is to make such Affidavit as is before
mentioned.
IX.
That all Widows applying for the Benefit of the Charity, are to
make Affidavit, that they are unmarried.
X.
That Widows admitted to the Charity shall once in every Year, at
the Time that shall be appointed, bring to the Court of Assistants
their Affidavits, containing a particular State of their Circumstances,
and that they continue unmarried.
XI.
That Widows of Masters and Surgeons are to apply to the Navy
Office, and receive from thence a Certificate of the Quality of their
Husbands in the Navy, which shall be given them Gratis, before they
apply to the Court of Assistants, to be admitted to the Charity.
XII.
That no Officer or Servant employed in the Business or Service of
this Charity, shall receive any Salary, Reward, or other Gratuity, for
his Pains or Service in the Affairs of the said Charity, but that the
whole Business thereof shall be transacted Gratis.
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