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ky 12 mvx2 12 mv y2 12 mvz2 12 k x x 2 12 k y y 2 12 k z z 2
kx
Dulong-Petit’s
Law
en
r im
p e
ex
t
Heat Capacity—Einstein Model (1907)
Planck (1900): vibrating oscillators (atoms) in a solid have
quantizedEenergies
n n n 0, 1, 2, ...
[later QM showed En n 2
1
is actually correct]
Average total n
E e En / kT
energy of E U 3 N f ( En ) En 3 N n0
solid:
n 0
e
n 0
E n / kT
Heat Capacity—Einstein Model contd…
n e n / kT
Using Planck’s equation: U 3N n 0 Now let x
kT
e
n 0
n / kT
d nx d x n
ne nx
Which can e e
dx n 0 dx n 0
U 3 N n 0
be rewritten: U 3N
3 N
e
n 0
nx
e
n 0
nx
e
n 0
x n
1 ex
Now we can use
x n
1
for x 1
To give: e x n
1 ex e x 1
the infinite sum: n 0 1 x n 0
d ex
x
dx e 1 3 N 3 N
So we obtain: U 3 N
ex e x 1 e / kT 1
x
e 1
Heat Capacity—Einstein Model contd…
Differentiating: CV
3 N A e / kT 3R e
kT 2
2
kT
/ kT
e / kT
1
2
e 1 / kT 2
Now we define an E
“Einstein temperature”: k
So we obtain the
CV (T )
3R e
E 2
T
E /T
equation:
e E /T
1 2
Limiting Behavior of CV(T)
High T E
1 CV (T )
3R 1 3R
E 2
T
E
T
limit: T
1 1
E
T
2
Low T limit:
E
1 CV (T )
3R e
E 2 E /T
T
3R e
E 2 E / T
T
e
E /T 2 T
3R
CV
These predictions are
qualitatively correct: CV
3R for large T and CV 0
0 T/E
as T 0:
Heat Capacity—Einstein Model contd…
High T behavior:
Reasonable agreement
with experiment
Low T behavior:
CV 0 FASTER
as T 0 .
The Debye Model (1912)
Despite its success in reproducing the approach of CV 0
as T 0, the Einstein model is clearly deficient at very low
T. What might be wrong with the assumptions it makes?
En n n 0, 1, 2, ...
Details of the Debye Model
Pieter Debye developed a more sophisticated (but still approximate)
treatment of atomic vibrations in solids.
Debye’s model of a solid:
• 3N normal modes (patterns) of oscillations
• Spectrum of frequencies from = 0 to max
• Treat solid as continuous elastic medium (ignore details of atomic
structure)
max
CV (T )
N ( ) C
0
E ( , T ) d
2u E 2u
2
for wave propagation along the x-
t x 2 direction
2u 2
2 u E So the wave speed is independent of
2
v we find that v wavelength for an elastic medium!
t x 2
(k ) is called the
v dispersion relation of
2f 2 kv
the solid, and here it is
linear (no dispersion!)
d
group velocity v g k
dk
1-D Monatomic Lattice
By contrast to a continuous solid, a real solid is not uniform on an
atomic scale, and thus it will exhibit dispersion. Consider a 1-D chain
of atoms: M
In equilibrium:
s 1 a s s 1 s p
Longitudinal
wave:
u s 1 us u s 1 us p
p = atom label
For atom s, Fs c p u s p u s p = 1 nearest neighbors
p
p = 2 next nearest
neighbors
cp = force constant for atom p
1-D Monatomic Lattice: Equation of Motion
2u s
Now we use Newton’s second law: Fs M 2 c p u s p u s
t p
Thus:
Mu (i ) 2 ei ( ksa t ) c p uei ( k ( s p ) a t ) uei ( ksat )
p
Or:
M 2e i ( ksa t ) e i ( ksa t ) c p e ikpa 1
p
So:
M 2 c p e ikpa 1 Now since c-p = cp by symmetry,
p
M 2 c p eikpa e ikpa 2 2c p cos(kpa) 1
p 0 p 0
1-D Monatomic Lattice: Solution!
2 4
The result is: 2
M
c p (1 cos(kpa))
p 0 M
p ( 2 kpa)
c sin
p 0
2 1
The result is periodic in k
and the only unique 4c1
M
solutions that are
physically meaningful
correspond to values in
k
the range:
k
a a 2 2
0
a a a a
Dispersion Relations: Theory vs. Experiment
In a 3-D atomic lattice we
expect to observe 3 different
branches of the dispersion
relation, since there are two
mutually perpendicular
transverse wave patterns in
addition to the longitudinal
pattern we have considered.
3
# modes dN N ( )d N ( E )dE N (k )d k
First step: simplify problem by using periodic boundary conditions for the
linear chain of atoms:
s+N-1 We assume atoms s
L = Na and s+N have the
same displacement—
s the lattice has periodic
behavior, where N is
s+1 very large.
x = sa x = (s+N)a
s+2
First: finding N(k)
Since atoms s and s+N have the same displacement, we can write:
# of modes 1 Na L
Thus, in 1-D:
interval of k space k 2 2
Next: finding N()
Now for a 3-D lattice we can apply periodic N3c
boundary conditions to a sample of N1 x N2 x N3
atoms:
N 2b
# of modes N a N 2 b N 3c V N 1a
1 3 N (k )
volume of k space 2 2 2 8
A very similar result holds for N(E) using constant energy surfaces
for the density of electron states in a periodic lattice!
We know that we need to evaluate an upper limit for the heat capacity
integral: max
CV (T )
0
N ( ) C E ( , T ) d
If the dispersion relation is known, the upper limit will be the maximum
value. But Debye made several simple assumptions, consistent with a
uniform, isotropic, elastic solid:
• max given by the value that gives the correct number of modes
per polarization (N)
N() in the Debye Model
Giving:
V 2 V 2 for one polarization
N ( ) 3 4k
8 v g 2 2 v g3
Next we need to find the upper limit for the integral over the
allowed range of frequencies.
max in the Debye Model
max
Since there are N atoms in the solid, there are N
unique modes of vibration for each polarization.
N ( )d N
0
This requires:
max 3 1/ 3
V Vmax 6 N
2
2
Giving: d 2 3 N max v g D
2 2 v g3 0
6 v g V
The Debye cutoff
frequency
Now the pieces are in place to evaluate the heat capacity using the
Debye model! This is the subject of problem 5.2 in Myers’ book.
Remember that there are three polarizations, so you should add a factor
of 3 in the expression for CV. If you follow the instructions in the
problem, you should obtain:
3 /T And you should evaluate this
T D z 4 e z dz
CV (T ) 9 Nk B z
D 0 (e 1)
2
expression in the limits of low
T (T << D) and high T (T >>
D).
Debye Model:
Theory vs. Expt.
Better agreement
than Einstein
model at low T
Universal behavior
for all solids!
Debye temperature
is related to
“stiffness” of solid,
as expected
Debye Model at
low T: Theory vs.
Expt.
Quite an impressive
agreement with
predicted CV T3
dependence for Ar!
(noble gas solid)
Einstein-Debye Specific Heats
The Einstein-Debye phonon model produced agreement with
the low-temperature cubic dependence of specific heat upon
temperature.
Explaining the drastic departure from the Law of Dulong and
Petit was a major contribution of the
Einstein and Debye models. The final step in explaining the
low temperature specific heats of metals was the inclusion of
the electron contribution to specific heat. When these were
combined, they produced the expression
1-D Lattice with Diatomic Basis
Consider a linear diatomic chain of atoms (1-D model for a crystal like NaCl):
Lattice Constant, a
In equilibrium:
yn-1 xn yn xn+1
Applying Newton’s second law and the nearest-neighbor approximation to this
system gives a dispersion relation with two “branches”:
d 2 xn
M 1 2 c1 yn yn 1 2 xn
dt
d 2 yn
M2 2
c1 xn 1 xn 2 yn
dt
1/ 2
M1 M 2 2 M1 M 2
2
4c 2
c1
2
c1 2 1
sin ( 2 ka)
1
M 1M 2 M 1M 2 M 1M 2
Chain of two types of atom
Optical Branch
A Upper branch is due to the
B
C +ve sign of the root.
Acoustical Branch
Lower branch is due to the
–л/a 0 л/a 2л/a k -ve sign of the root.
al gap in allowed + + +
K
frequencies
+
+
acoust k K
+ + +
0 ic
+
a a
1-D Lattice with Diatomic Basis: Results
These two branches may
be sketched schematically gap in allowed frequencies
as follows:
k
0
a a
In a real 3-D solid the dispersion relation will differ along different directions in
k-space. In general, for a p atom basis, there are 3 acoustic modes and p-1
groups of 3 optical modes, although for many propagation directions the two
transverse modes (T) are degenerate.
• Optical modes tend to
be of a high frequency
– Einstein model
– Not excited at “low” T
• Acoustic modes vary in freq
frequency from 0 to
max.
– Debye model
– Contribute even at low T
Diatomic Basis: Experimental Results
The optical modes generally have frequencies near = 1013 1/s, which
is in the infrared part of the electromagnetic spectrum. Thus, when IR
radiation is incident upon such a lattice it should be strongly absorbed
in this band of frequencies.
At right is a transmission
spectrum for IR radiation
incident upon a very thin NaCl
film. Note the sharp minimum
in transmission (maximum in
absorption) at a wavelength of
about 61 x 10-4 cm, or 61 x 10-6
m. This corresponds to a
frequency = 4.9 x 1012 1/s.
If instead we measured this spectrum for
LiCl, we would expect the peak to shift to
higher frequency (lower wavelength)
because MLi < MNa…exactly what
happens!
Measurement of vibrations in solids
• Infra-red absorption
– Excites optical modes where these give range to a change
in dipole moment
• Inelastic neutron scattering
– Use thermal neutrons
– Undergo energy loss/gain when they are
scattered from a material
– Energy exchange represents the phonon
energy
– More favourable selection rules than IR
absorption
Thermal conduction
Cv AT 3 BT
Cv 2
AT B
T
H. Phonons and Conservation Laws
Collective motion of atoms = “vibrational u s ( x, t ) uei ( kxs t )
mode”:
Quantum harmonic oscillator: En n n 0, 1, 2, ...
2 k 2
Compare this to the special case of Just a special case
elastic scattering of x-rays with a crystal k k G of the general
lattice: conservation law!
Photon wave
vectors
I. Brillouin Zones of the Reciprocal Lattice
Remember the dispersion relation of the 1-D monatomic lattice, which repeats
with period (in k-space) 2 / a :
4c1
M
4 3 2 0 2 3 4
a a a a a a a a
4 3 2 0 2 3 4
a a a a
a a a a
k1
k
1st Brillouin Zone for 3-D Lattices
For 3-D lattices, the construction of the 1st Brillouin Zone leads to a
polyhedron whose planes bisect the lines connecting a reciprocal lattice point
to its neighboring points. We will see these again!
1. Thermal expansion
2. Thermal resistivity (or finite thermal conductivity)
Thermal expansion
In a 1-D lattice where each atom experiences the same potential energy
function U(x), we can calculate the average displacement of an atom
from its T=0 equilibrium position:
U ( x ) / kT
xe dx
x
U ( x ) / kT
e dx
I
Thermal Expansion in 1-D
Evaluating this for the harmonic potential energy function U(x) = cx2 gives:
cx 2 / kT Now examine the numerator
xe dx
carefully…what can you conclude?
x
cx 2 / kT x 0! independent of T !
e
dx
U ( x) cx 2 gx 3 fx 4 (c, g , f 0 and gx 3 , fx 4 kT )
Why this form? On the next slide you can see that this function is a reasonable
model for the kind of U(r) we have discussed for molecules and solids.
Potential Energy of Anharmonic Oscillator
(c = 1 g = c/10 f = c/100)
16
14
12
10
0
-5 -4 -3 -2 -1 0 1 2 3 4 5
Classical definition 1
CV v
of thermal 3
low high T
conductivity
T
CV heat capacity per unit volume
Thermal dT v wave velocity
energy J
dx mean free path of
flux scattering (would be if
(J/m2s) no anharmonicity)
Temperature-Dependence of
The low and high T limits are summarized in this table:
CV
Mean free path Therm. condy
Sp. heat
nph 0, so
low T T3 , but then T3
D (size)
low T
T 3
low T 1
CV e / kT 1
3R high T n ph high T
kT
• The presence of one phonon causes a periodic elastic
strain which modulates in space and time the elastic
constant (C) of the crystal. A second phonon sees the
modulation of C and is scattered to produce a third
phonon.
• By scattering, two phonons can combine into one, or
one phonon breaks into two. These are inelastic
scattering processes (as in a non-linear spring), as
opposed to the elastic process of a linear spring
(harmonic oscillator).
Gas:
Elastic collisions.
No T required.
κ=
Gas:
No net mass flow.
Inelastic collisions
with walls sets up T
& n gradients.
Finite κ.
Crystal:
N-processes
only.
κ=.
Crystal:
U-processes.
Finite κ.
Phonon-Phonon Scattering (Normal Process)
55
Phonon-Phonon Scattering (Umklapp Process)
K1
What happens if K3 a
K3 = K1+K2
K 3 K3
K1 K2
Then K 3 K 3 G
U-Process
K 3 K1 K 2 G
3 1 2
q1 q2 q3 G
q1
Two phonons combine to give a net
q3 q1 q2
phonon with an opposite momentum!
2
This causes resistance to heat flow.
a G
(U process; phonon momentum “lost” in
q2
2
a units of ħG.)
2-D square
lattice
1
θ: Einstein temp 1 2 3 Conditi K1 , K 2 G
2
on:
T > θ: all modes excited → no distinction between N- & U-
processes → l 1/T.
T < θ: probability of U- processes & hence l 1 exp(–θ /2T).
Normal Process vs. Umklapp Process
Selection rules:
K1 K2 K3
Normal Process: G =0 Umklapp process:
Ky G = reciprocal lattice vector
= 2/a 0
Ky
K1
K3 K3
K2 Kx K1
K2 Kx
1 Brillouin Zone
st
5
10
PHONON (Si)
ELECTRON (Au)
4 AIR MOLECULE
MEAN FREE PATH (nm)
10
1
k CvΛ
3
3 μm
10
2
10
Have you heard of
magnons, excitons,
1
10
0 50 100 150 200 250 300 polarons, etc. ?? !!
TEMPERATURE (K)