Professional Documents
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Feelings Transformed
ii
E mot i on s of t he Past
Series Editors
Robert A. Kaster | David Konstan
Feelings Transformed
Philosophical Theories of the Emotions, 1270–1670
Dominik Perler
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Feelings Transformed
Philosophical Theories of the Emotions, 1270–1670
Dominik Perler
Translated from the German by Tony Crawford
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Contents
Preface vii
Preface to the English Edition xi
Introduction 1
I.1 A Philosophical Approach to Emotions 1
I.2 Why Historical Analysis? 6
I.3 A Twofold Transformation 16
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vi Contents
Conclusion 281
Notes 293
Bibliography 325
Name Index 339
Subject Index 343
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Preface
Over the past two decades, emotions have moved more and more into the focus
of scientific research and have been studied primarily in psychological, biolog-
ical, and neuroscientific perspectives. The empirical studies concentrate pre-
dominantly on explaining the origin and structure of such phenomena as joy,
fear, and sadness, which are grouped under the common rubric of “emotions.”
But what prompts us to apply a single rubric to a number of phenomena? By
what criteria are these phenomena distinguished from others and classified?
How are they described or even defined? And to whom are they ascribed? The
present book is concerned with answers to these questions. It is intended not as
an empirical study, but as a conceptual analysis. Its aim is to analyze the theoret-
ical map on which the individual emotions are charted and set in relation to one
another as well as to other mental and physical phenomena.
The perspective taken in its five chapters is that of the history of philosophy.
Each chapter reconstructs and discusses influential theories of the emotions
that originated in the late Middle Ages and the early modern period. The in-
tention is not to provide the most exhaustive treatment possible of the exten-
sive textual material, nor yet a history of the sources and their reception, but to
analyze systematically relevant problems and to compare different theoretical
approaches. The history of philosophy shows that there is far more than just one
map on which the emotions can be drawn in their relationship to sensations,
perceptions, beliefs, acts of volition, and other phenomena. Only when we ex-
amine a given map more closely can we explain what is meant by individual
emotions.
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Preface ix
I have presented ideas that have found their way into this book in lectures
in Vancouver, Toronto, Montreal, St. Louis, Leuven, Utrecht, Jerusalem,
Würzburg, Munich, Freiburg im Breisgau, Basel, Graz, Rome, Jyväskylä, and
Berlin. I thank all the participants in discussions for valuable questions, but
most of all for pointing out unclear points and so motivating me to state my
arguments more precisely, and not to lose sight of the philosophical forest
for the many historical and philological trees. My sincere thanks go to Luz
Christoph Seiberth and Sebastian Bender, who have supported me in obtaining
literature and preparing the text for publication.
I am grateful to the stimulating interlocutors and also to the dedicated
helpers I found in organizing conferences and reading groups on theories of the
soul and the emotions in the Berlin Excellence Clusters “Topoi” and “Languages
of Emotion.” I was given the opportunity to finish the work in idyllic surround-
ings at the Istituto Svizzero di Roma. I thank the directors of the institute for
their hospitality and for a gift that is becoming more and more precious in the
bustling routine of the university: time to read and write.
Berlin, May 2010
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The present book is the English translation of a German book that I finished in
2010. The text, including the references, has not been changed. But a great deal
else has changed in the meantime, of course. For one thing, the scholarly debate
has continued to advance in recent years. Theories of the emotions have increas-
ingly taken the spotlight in studies of medieval and early modern philosophy,
and it has become still more evident that, in these theories in particular, central
problems of metaphysics, the philosophy of mind, moral psychology, and ethics
have been discussed with particular intensity. For another, my own perspective
on these theories has also changed in certain respects. I would briefly like to in-
dicate three areas that, in my present view, call for closer study.
The first of these areas concerns the relationship between theories of the
emotions and cognitive theory. A central thesis of this book is that medieval
and early modern philosophers were particularly interested in the question of
how we can alter our emotions. How can we overcome anger in ourselves in spe-
cific situations, decrease our wrath, or increase our joy? To answer this question,
many authors appealed to cognitive mechanisms of control. They argued that
we can change emotions only if we also change our perceptions, imaginings,
judgments, and other cognitive states. Only if we judge the object of our anger
differently, for example, can we reduce that anger, and only if we perceive the
object of our joy more intensely can we increase our joy. Of course, the critical
question is then how such a cognitive control is possible. Exactly how can we
influence our emotions by means of our perceptions or judgments? Aristotelian
authors addressed this question using a psychology of faculties. They argued
that the whole soul consists of various faculties that produce different kinds of
states or activities—perceptions, judgments, emotions, etc. All the faculties are
coordinated with one another, so that activities of the faculty of judgment, for
example, have immediate effects on the activities of the affective faculty. This
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means, of course, that the unity and coordination of the faculties permit cogni-
tive control of the emotions.
However, this argument depends on two strong assumptions. First, it assumes
that there are in fact faculties that produce activities, and second, it presupposes
that there is in fact a perfect coordination of all faculties. But what is there to
justify the assumption of faculties in the first place? We cannot observe faculties;
we can observe only individual activities. And why should we assume that the
faculties, if they exist, are coordinated? Indeed, we observe over and over again
that cognitive control fails. We are often unable to reduce our anger or to increase
our joy. It would therefore seem all too optimistic to assume from the outset a
coordinated system of faculties. Reflections of this kind motivated many skep-
tical or anti-Aristotelian authors in the early modern period to question, or to
reject completely, the psychology of faculties. In recent years I have studied the
debate on the faculties in depth (see The Faculties: A History, Oxford: Oxford
University Press, 2015), and this debate seems to me to be of central impor-
tance for an understanding of theories of the emotions. Only if it is clear how
the assumption of faculties was justified in the context of an Aristotelian cog-
nitive theory can we also understand how the cognitive control of emotions
was explained. And only if it is clear how the Aristotelian assumption was
replaced with new assumptions—in the context of a Cartesian or Spinozan cog-
nitive theory, for example—can we also discern what anti-Aristotelian authors
meant by references to a close relationship among perceptions, judgments, and
emotions. Hence it is very important to examine more closely the discussions
concerning the status and the function of faculties. This means, of course, that
theories of the emotions must be more comprehensively embedded in the cor-
responding cognitive theories.
A second area that requires closer analysis concerns the relationship among
the theories of the emotions and various areas of philosophy. Studies of emotions
are now so well established in the contemporary debate that the “philosophy of
the emotions” has become a discipline of its own. It is therefore tempting to ex-
pect such a discipline to have existed in the Middle Ages and the early modern
period too, and to try to delimit it from other disciplines. Such a temptation must
be resisted, however. In the period between the 13th and the 17th centuries, there
was no separate “philosophy of the emotions”; there was rather an investigation
of the emotions that took place as part of existing disciplines. The discipline
in which this investigation took place varied depending on the author and the
context, however. Two examples may serve to illustrate this. Thomas Aquinas
discussed the nature and the function of the emotions in the second part of
the Summa theologiae, that is, in a theological text, where his study follows a
thorough analysis of human actions and precedes an analysis of the virtues (see
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Section 1.1). The questions that interested him primarily were how we can pro-
duce good actions by means of the emotions, and how we can over time acquire
a virtuous character so that we produce good actions again and again. Aquinas
embedded the discussion of these questions in the context of a comprehensive
moral theology. René Descartes proceeded very differently. In the preface to The
Passions of the Soul, he wrote that he was investigating the emotions “as a nat-
ural philosopher” (see Section 4.1). He wanted mainly to analyze how different
states originate in the brain through external influences, leading in turn to dif-
ferent emotions. Furthermore, he wanted to determine more precisely which
particular facial expressions and gestures are elicited by the various emotions.
He meant to explain these processes in the context of a mechanistic physiology.
Thus he did not intend to embed the analysis of the emotions in a moral the-
ology. Consequently, he concentrated not on moral questions in the strict sense
(such as the question of what the goal and the structure of morally good actions
are), but for the most part on questions that are relevant from a perspective of
science and natural philosophy.
This important difference must be borne in mind. It would be misleading
to assume that Thomas Aquinas and Descartes pursued a single project of a
“philosophy of the emotions.” There was no such project in the Middle Ages
and the early modern period. Rather, the issues investigated by the individual
authors were oriented after their various overarching projects or disciplines—
such as those of moral theology or of natural philosophy. Daniel Garber re-
cently pointed out that it would be methodologically inappropriate to look for a
unified “philosophy of the emotions” in earlier texts. He concisely writes, “The
earlier theories of the passions and emotions we examined are embedded in
a rich web of philosophical context; modern theories are more autonomous”
(“Thinking Historically/Thinking Analytically: The Passion of History and the
History of Passions,” in Thinking about the Emotions: A Philosophical History,
ed. A. Cohen and R. Stern, Oxford: Oxford University Press, 2017, 23). This ob-
servation cannot be overemphasized. We must always ask in what context a
medieval or early modern philosopher discussed a given problem, what sig-
nificance that context had for a theory of the emotions, and how that theory
was integrated in a more comprehensive theory. And, of course, we must also
ask how and why different problems were addressed in different contexts. In
any case, the context-specific differences between individual authors must be
analyzed more closely.
Finally, there is a third area that calls for closer examination. This one concerns
the relation of medieval and early modern theories of the emotions to present-
day theories. This book makes it plain that there are, in spite of all differences,
important points of correspondence. For example, Aquinas, Ockham, Descartes,
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Feelings Transformed
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1
Introduction
1
2
2 Feelings Transformed
Introduction 3
4 Feelings Transformed
Introduction 5
6 Feelings Transformed
that the dog is well trained, her fear will not simply subside or disappear. And
a person who falls head over heels in love is overcome with an uncontrollable
feeling that cannot be moderated or extinguished by any rational reflection: she
is simply at the mercy of this feeling. But how can emotions be something we
can actively induce and control and at the same time be something we passively
undergo, something that overcomes us? Are there two kinds of emotions, active
and passive? Or do all emotions have an active and a passive aspect? And what
can we be held responsible for: only for the emotions that we can control? But to
what extent can we control them? Can a person moderate or shut off her outrage
as if at the push of a button by making the appropriate reflections? Or is there
an element here too that is beyond her control? An answer to these questions
is possible only when the concepts of activity and passivity are clear and when
we examine the cognitive mechanisms by which emotions are accessible. That
requires in turn an explanation of what we mean by such mechanisms to begin
with, and in what sense they can be ascribed to a person.
Of course, the five problems just mentioned are not a complete list of the
philosophical problems to be clarified. These are just some of the fundamental
issues, the entrance gates, so to speak, to further problems in the philosophy of
mind, metaphysics, action theory, and moral psychology. But those who study
emotions can hardly avoid discussing them. For we can gain an insight into the
nature and structure of emotions only if it is sufficiently clear what we mean
by mental phenomena and their characteristics, a mind–body unity, a complex
state, and a cognitive mechanism. An analysis of these conceptual problems is of
course no substitute for empirical investigations, as we still need data to which
the individual concepts can be applied. Nor are they a substitute for the discus-
sion of methods and theories in the various empirical disciplines. It would be
unreasonable to simply substitute the conceptual work of philosophy for em-
pirical work or to assume there could be such a thing as pure conceptual work
that could ignore the empirical findings. But neither can empirical studies, con-
versely, take the place of the conceptual work of philosophy; rather, they inev-
itably lead to it because they always resort, in structuring and evaluating the
data, to fundamental concepts that are by no means self-evident and that re-
quire explanation. Only when these concepts have been clarified do we discern
the frame in which the empirical findings are assimilated. And only then can we
see how the nature and the function of emotions can be explained.
Introduction 7
8 Feelings Transformed
is exegetically appropriate, it shows that a theory from the 17th century is still
challenging.
Finally, another reason why the period between 1270 and 1670 is of particular
interest for contemporary debates is that a profound change took place at that
time. Aristotelian theories that explained the emotions in the context of hylo-
morphism (mainly that of Thomas Aquinas, John Duns Scotus, and William
of Ockham, who were influential well into the 17th century) were gradually
superseded by new theories based on a mechanistic understanding of natural
processes. That is, whereas the Aristotelians assumed that emotions arise by
the actualization of faculties and the absorption of forms, the anti-Aristotelians
claimed that the notions of hidden faculties and transferred forms are not only
incomprehensible, but also empirically unfounded. Emotions can arise only by
objects affecting the body mechanically, that is, by pressing and impinging upon
it, producing stimulations that are processed in the brain and that in turn pro-
duce states in the mind or coincide with such states. Depending on the kind
of object affecting the body and the kind of physical stimulation, different
emotions arise, and the purpose of a theory of the emotions consists in exactly
describing the individual relata of this causal relation and the relation itself.
Stating his agenda, Descartes declared that he was concerned with emotions
not as an orator or a moral philosopher, “but only as a natural philosopher.”14
From a present-day perspective, the mechanistic explanation he then gave of
the origins of individual emotions naturally seems antiquated in many respects.
But his methodical approach still seems appealing: emotions are to be studied as
part of a comprehensive theory on the apprehension and cognitive processing of
physical stimuli. Studying the Cartesian theory and earlier theories based on the
Aristotelian view is therefore stimulating because we can visualize the method-
ological transformation that has taken place, and because we can investigate the
reasons for this transformation that are still influential today. Furthermore, we
can then see clearly what assumptions have persisted to the present day in spite
of that transformation and are turning up again in discussions in the cognitive
sciences.
Thus it seems as if there is motivation enough to approach the problem of
emotions from a historical perspective and to examine the transition from
the late Middle Ages to the modern period in regard both to substance and
to method. The reasons named bring with them a danger, however. They all
start from the perspective of current debates and ask what positive or negative
points of reference there are in an earlier epoch. They presuppose as self-evident
that the present-day understanding of emotions and today’s methodological
assumptions are mandatory; earlier discussions serve only as a positive or neg-
ative backdrop. The danger then is that we subject ourselves to a “tyranny of the
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Introduction 9
10 Feelings Transformed
which it passively suffers (a passio). Both pain and sadness are produced in the
soul and hence belong to the same category. Thus Duns Scotus’ understanding
of what belongs to a class of phenomena diverges from the present-day notion,
and he is confronted with different problems. From his perspective, what needs
to be investigated is how a passio is produced and how the soul or the ensouled
body changes in the process.
Spinoza lists all the emotional states, which he calls affectus, at the end of the
third part of the Ethics. He finds that desire is a fundamental one of them, which
is nothing but a form of aspiration [appetitus], and then enumerates many other
forms, including love and hate, joy and sadness—and also ambition [ambitio]
and indulgence [luxuria].22 This too seems confusing. Why is aspiration the
basic form of the emotions? Doesn’t that mix up wishes and intentions, which
are also forms of aspiration, with the emotions? And why does Spinoza include
phenomena in his list, alongside the classic emotions, that belong rather to the
category of character traits (like ambition) or to that of vices (like indulgence)?
He is evidently classifying them by a different criterion than Duns Scotus, and
again with a different one from that which many people would use today. For
Spinoza, everything that is a form of aspiration belongs to the same class, and
within this class, the individual types of phenomena can be separated only by
examining the respective kinds of aspiration. For this reason, he begins with the
questions of what we mean by an aspiration and how the different kinds of as-
piration are distinguishable.
These two examples, which we will examine in more detail,23 are interesting
not only because they show that very different classifications of mental phe-
nomena were made in two different contexts. They are remarkable primarily
because they demonstrate that it is by no means clear what makes up a uniform
class of phenomena. It is indeed questionable why everything we customarily
group together today under the rubric of emotions belongs to such a class at all.
Do love and hate really belong together, or joy and sadness, as is usually assumed
today? Or are not pain and sadness rather two of a kind? Or perhaps desire and
indulgence? To return to Oksenberg Rorty’s provocative statement, one might
say that emotions are not a natural class that has always been the same every-
where, and just waiting to be discovered. What people define as a natural class
depends crucially on which system of classification they use. Studying earlier
theories is fascinating and important for philosophy (and not just for the history
of ideas or reception history) because they force us to look at a given system and
examine its differences from the system we are familiar with.
We can say something similar about the second problem just presented, the
problem of structure. Present-day discussions are usually based on the assump-
tion that emotions have several distinguishing characteristics, and particular
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Introduction 11
12 Feelings Transformed
Introduction 13
condition of good and bad souls after death), is precisely what makes it attrac-
tive. It unavoidably raises the question of whether physical states or processes
are in fact necessary—not merely contingent—components of emotions. And it
challenges us to define exactly the structure of the purely mental states and their
bearers. Only when this structure is sufficiently clear will it also be apparent
what particular component is added when the emotion is ascribed to a mind–
body unity. And of course we will only then understand the difference between
such a unity—a person—and a pure mind.
In the historic context, the problem of ascription arises in yet another re-
spect: that is, when it is posed—as previously mentioned—as a mereological
problem. Should emotions be ascribed to the whole person or to a part of the
person? This question inevitably comes up in reading medieval texts. First, all
the interpreters of Aristotle insisted that the person, as a natural living being,
has emotions. Following a famous passage in De anima, they held that anger
is a state of the whole animate body and that we can distinguish between only
different aspects of this state, not between particular internal bearers of the
emotion.31 But at the same time they claimed that anger could be ascribed to
a certain “part of the soul,” namely the sensual part. Aquinas went so far as to
subdivide this part and held that anger was ascribable to the sensual–appetitive
part of the soul.32 Who is angry, then: the whole person, the soul, or a part
of the soul? This question can be answered only when the metaphysical frame
is clear in which the soul and its parts are conceived. Early modern authors
are similarly confusing. Descartes, for example, claimed in his official defini-
tion of the passions that they are special “perceptions of the soul”; but he also
emphasized that they can be ascribed only to the unity of soul and body and that
a nonreducible term for this unity is necessary.33 To whom shall we then ascribe
an emotion: to the whole person as such a unity or to the person’s soul as a part
of the unity? This question not only challenges us to examine the mereological
problem of ascription more closely in the given context; it also prompts us to
reflect on our own practice of ascription and to explain to whom or to what we
ascribe an emotion.34 The tensions that come to light in the historic texts make
this problem visible.
Now let us examine the fourth problem, the problem of categories. Once
again, a mere glance at the late medieval and early modern debates shows that
the idea of emotions as mental states is not at all as self-evident as it would ap-
pear today. The Aristotelian authors spoke of them rather in terms of processes,
calling them movements [motus], changes [immutationes], or actualizations
[actus] of the soul’s faculties.35 This in turn raises the question as to what such a
process consists of and how it takes place. Does it have parts? Does it go on over
a certain time? Can it increase or decrease in intensity? How does it relate to
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other processes or states? The Aristotelians also tried to explain these processes
in the framework of the classical doctrine of categories, usually assigning them
to the category of quality.36 This too raises questions: What exactly is a quality?
How does it relate to a substance as its bearer and to other qualities? In what
sense can a process be a quality at all if does not occur as something static in
a substance (like a color), but instead develops? Only when we are aware of
the overall metaphysical framework can we understand how the Aristotelians
categorized the emotions and how they accounted for certain states of affairs
(such as the fact that emotions can last longer and not simply flare up momen-
tarily) by distinguishing different kinds of entities—such as states and processes.
The early modern anti-Aristotelians also did not call the emotions states, but
neither did they call them changes or actualizations of faculties. Spinoza, for
example, held the emotions, or affects, to be “modes of thinking,” and hence
ideas.37 Once again, this raises the question of what category they belong
to: What are modes? Do they have a static or a dynamic structure? How do they
relate to the substance in which they exist? Are there only simple modes, or
are there also complex ones? Can an emotion that goes on over a certain time
be characterized as a complex mode? What distinguishes such a mode from
other modes? The answers to these questions found in Spinoza seem odd at first
glance. He refuses to assume that there are independent bearers of the modes,
for example. In so doing, of course, he also rejects the model, common among
the Aristotelian (and many present-day) authors, according to which there are
individual substances or independent things in which the emotions occur as a
states or processes. For Spinoza there is only one substance in which bundles of
modes occur; an emotion can only be a component of such a bundle. As strange
as this model may appear, and as much as it seems to require an explanation,
it is appealing because it is an alternative to the model common today, and not
merely an anticipation of it. At the same time, it very sharply brings to our at-
tention the fact that it is not enough simply to speak of mental states and to
study their respective origins and effects. It is at least as important to bring up
the metaphysical question of what kind of entities those states are and how they
relate to other entities.
Finally, let us take a look at the fifth problem, the problem of imputation.
One might at first get the impression that this problem never even arose for
the late medieval and early modern authors. After all, they say again and again
that we can master our emotions, that we must master them in fact if we want
to act responsibly. Thomas Aquinas, for example, claimed, in a famous passage
that was later quoted again and again, that we can control our emotions “in a
political way.”38 Descartes ended The Passions of the Soul with the remark that
all the good and evil of our life depends on the emotions, and that we should
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Introduction 15
16 Feelings Transformed
uncritically, that these theories anticipate a number of points that are still
discussed today and that we find positive or negative points of reference for
contemporary models. That would mean we were accepting today’s models as
binding and looking for only a backdrop for them. If it is worthwhile to study
earlier theories, it is primarily because doing so inevitably leads us to funda-
mental philosophical problems. The fact that late medieval and early modern
authors sometimes approached these problems with different conditions and
assumptions, and that they sometimes came to propose other solutions than
those we would expect today, makes it enticing to analyze their theories. They
allow us to enter unfamiliar theoretical spaces, to compare the different spaces
with one another, and so to arrive at a critical assessment—of both the contem-
porary and the past theories.
Introduction 17
1600 must not be seen as a monolithic block. Within the Aristotelian tradition
itself there were changes and reinterpretations of key terms. Hence we must
examine the processes of transformation that took place over several centuries.
This is all the more important for an investigation of theories of the emotions,
as an example may illustrate. Those who simply contrast “prerevolutionary”
Aristotelian theories with the “modern” theories usually assume they oppose
one another in the following respect: the Aristotelians worked with a model
that distinguished three parts of the soul (a vegetative, a sensual, and a rational
part) and ascribed the emotions to the sensual part. Because they localized this
part in the body, they conceived the emotions as physically bound states, or as
“movements” [motus] in the body. The early modern anti-Aristotelians, on the
other hand—above all, Descartes—tended toward a mechanization of the sen-
sual soul, and therefore drew a sharp line between the mechanical processes
in the body and the ideas in the mind. Because they conceived the emotions
as ideas, they located them in the mind, conceiving them as “private” states or
events that are accessible only through an internal consciousness.48 In short,
the emotions were shifted from the physical–sensual plane to the mental plane.
Such a crude opposition is inadequate for several reasons, however. First,
the Aristotelian model was not simply replaced by a mechanistic or a Cartesian
one. As late as 1641 (in the same year, that is, in which Descartes published the
Meditationes), the French moralist Jean-François Senault claimed that the soul
was composed of three parts and the emotions were movements of the sen-
sual soul.49 And Eustachius a Sancto Paulo’s Summa philosophiae quadripartita,
which succinctly summarized the traditional model, was used as an oblig-
atory handbook well into the 17th century.50 Thus there was a coexistence of
Aristotelian and non-Aristotelian models. Second, the “modern” philosophers
did not propound the simple thesis that emotions were nothing but ideas and
hence purely mental states. As previously noted, it is crucial for Descartes that
emotions are ascribable to the mind–body unity and that they therefore nec-
essarily have physical components. Of course, he explains these components
differently than the Aristotelians do, appealing to mechanical operations and
not to processes such as the transfer of forms. But in so doing, he does not
shift the emotions from a physical to a mental plane; rather, he reinterprets the
physical plane in a different theoretical frame. Spinoza too, who, like Descartes,
builds on a mechanistic description of the body, staunchly defends the thesis
that emotions must be situated on both planes, and indeed that the two planes
are inseparable from one another.51 Third, and finally, we must note that, as early
as the 14th century, several authors—notably Ockham—were of the opinion
that the rational and the sensual souls are really distinct, and that there are
some emotions that exist only in the rational part and are not bound to physical
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18 Feelings Transformed
events.52 Ironically, a number of Aristotelian authors too claimed that there are
purely mental emotions, whereas the mechanistically oriented authors referred
to the grounding of all emotions in the body.
As I hope these examples illustrate, it would hardly be helpful simply to col-
lect the prerevolutionary authors in a homogeneous group in opposition to
the revolutionary philosophers of the 17th century. A more nuanced picture
emerges only when we examine the models of individual thinkers more closely,
reconstructing them in their respective contexts and comparing them with alter-
native models, looking for the processes of transformation that were mentioned.
These processes concern first and foremost the metaphysical frame, as the locus
to which the emotions are ascribed changes with the given frame. That is, more
concretely: when Ockham distances himself from Thomas Aquinas and claims
there are emotions not only in the sensual, but also in the rational part of the
soul, and when he further opposes Aquinas in postulating a real distinction be-
tween these two parts of the soul, he evidently changes the metaphysical frame,
and he does so within the Aristotelian-scholastic tradition. Then we must ask
what Aquinas and Ockham mean by parts of the soul, how they explain the
unity of the various parts, and how they distinguish the emotions in each part
from other psychological states or processes such as sensory perceptions (in
the sensual part) and from judgments or acts of volition (in the rational part).
Only when the whole frame is clear can we understand the specific place of the
emotions in it, and only then can we also understand what reinterpretations
have taken place. The same is true, of course, of later theories, such as those
of Descartes and Spinoza. Only when the dualistic or monistic frame takes on
clearer contours do the concepts of the physical and mental components of
the emotions become coherent. And only then does it become evident which
Aristotelian elements have been integrated in both frames and which have been
rejected. For this reason, particular attention is devoted in the analyses that
follow to the processes of transformation of the given metaphysical frame.
After the fifth of the problems previously enumerated, we examine one more
transformation. All authors in the late Middle Ages and in the early modern pe-
riod were interested not only in the question of how emotions arise as natural
states or processes in us (whether in a certain part of the soul or in the unity of
body and soul)—they were just as much, if not more, interested in the further
question of how we can deal with the emotions and how we should deal with
them. Consequently, their investigations in metaphysics and natural philosophy
were always incorporated within a larger context of action theory and some-
times even of moral philosophy. This is apparent in the place they accord to
the investigation of emotions in their philosophical system. Thomas Aquinas,
for example, discusses the passiones animae in a large section of the Summa
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Introduction 19
20 Feelings Transformed
a way that we obtain appropriate emotions that motivate us to right action. Or,
to put it briefly: they wanted to know how it is possible for the emotions to be
transformed. This interest naturally brought to the fore a number of questions
about the rationality of emotions: Are emotions sensual states that we can
somehow get a grip on and alter by rational reflection and voluntary decisions?
Or are they rational states themselves, which we need only to connect in an
appropriate way with other such states? In what way are they rational? And
if this is the case, how is it possible that some emotions cannot be rationally
controlled? Are there, in addition to the rational emotions, irrational or perhaps
arational ones too?
These questions can be meaningfully answered, of course, only if it is more
or less clear what we mean by rational states and by a controllability. When
Thomas Aquinas, for example, claims that emotions, as states or processes of
the sensual part of the soul, can be directed by the rational part of the soul,55 we
must first ask how the parts of the soul are interrelated and how such a directing
can take place. When Duns Scotus propounds the thesis that we can change ex-
isting emotions or produce new ones through a free act of volition,56 we must
ask how the will is supposed to operate on them and what kind of freedom it
has. And when Descartes goes so far as to say we have an “absolute power” over
our emotions,57 the question arises again of what this power consists in and how
it can be exercised. In short, the moment we speak of the emotions being sub-
ject to change or control, we must define what psychic agency is supposed to
effect each change and what kind of change is possible. This of course brings us
in turn back to the metaphysical model with which the individual authors op-
erate. Only when we examine a complete body–mind model can we understand
how the given control mechanisms are explained. And only when we regard the
changes in the whole model in the transition from one author to another does
it become clear why each of them explains the control mechanisms differently.
For this reason, we will study the two transformations mentioned in close
connection with one another: a close look at the transformation of metaphys-
ical models will show how it resulted in a change in the theoretical frame in
which a possible transformation of the emotions was explained. In the chapters
that follow, this twofold transformation is analyzed through the use of specific
examples. Of course, we will look only at a small selection of the abundance
of authors and texts. The objective is not to provide the most comprehensive
survey possible.58 Furthermore, the present book is not aimed at providing a
source or reception history of the individual models. Nor will we investigate the
application of these models in practical contexts (such as mirrors for princes
or instructions for confession, which explained appropriate ways of dealing
with good and bad emotions).59 The focus will be on the models themselves: on
21
Introduction 21
Thomas Aquinas
Emotions as Sensual Movements
23
24
24 Feelings Transformed
Thomas Aquinas 25
26 Feelings Transformed
I can hardly tell the reason, but the fact seems to be, that the ass,
an honest and somewhat stupid animal, seems to have given rise to
more fables than any other beast, except the fox. I have already told
some fables in which this long-eared personage is made to utter a
great many wise things. I am now going to tell another fable, in which
the creature is represented as talking rather foolishly.
A man was once going along the road with an ass, whom he
treated somewhat roughly, upon which the beast first whisked his
long tail, and then groaned, and finally spoke outright. “It seems to
me, sir,” said the honest creature, “that you use me very ill,
particularly as I belong to a race of great antiquity, and one that has
been honored above all four-footed beasts!”
“Why, how’s that?” said the man.
“How’s that? indeed!” said the ass. “If you had read the Bible as
much as you should, you would remember that it was one of my
ancestors which conversed with a prophet, and stood in the
presence of an angel on a certain occasion. This is an honor which
belongs exclusively to the ass family, of which I am one, and
therefore it seems meet that you should treat me with proper
respect.”
“Well done!” said the countryman; “well done! poor brute. This is
ever the way. It seems to be with asses as with men: when one has
no merit of his own, he always boasts the dignity of his family, or the
virtues of his ancestors. For my part, I know of nothing that sinks a
beast or a man lower, than to see him attempt to cover up his own
vices, or weakness, or folly, by showing off the dignity of his
pedigree, or the respectability of his connections.” Then, giving the
ass a somewhat contemptuous kick, the man passed on.
Travelling Beehives.—In Switzerland, the traveller often sees a
man trudging up the mountains with a hive of bees on his back. The
people move the bees, because they know how good change of
place is for them. This, too, is done almost everywhere in Scotland.
In France, they put their hives into a boat, some hundreds together,
which floats down the stream by night, and stops by day. The bees
go out in the morning, return in the evening, and when they are all at
home, and quiet, the boat floats on.
Architecture of Birds.