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Congenital and Acquired Bone Marrow

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CONGENITAL
AND ACQUIRED
BONE MARROW
FAILURE
Edited by

M.D. Aljurf
Adult Hematology and Bone Marrow Transplantation
Oncology Center, King Faisal Specialist Hospital
and Research Center, Riyadh, Saudi Arabia

E. Gluckman
Eurocord, Saint Louis Hospital, Paris, France

C. Dufour
Hematology Unit
G. Gaslini Children’s Hospital, Genova, Italy

 
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List of Contributors

S.O. Ahmed Adult Hematology and Bone Marrow S. Elmahdi Department of Pediatrics, Graduate
Transplantation, Oncology Center, King Faisal School of Medicine, Nagoya University, Nagoya,
Specialist Hospital and Research Center, Riyadh, Japan
Saudi Arabia
P. Farruggia Pediatric Hematology and Oncology
G. Aldawsari Adult Hematology and Bone Marrow Unit, A.R.N.A.S. Ospedale Civico, Palermo, Italy
Transplantation, Oncology Center, King Faisal
F. Fioredda Hematology Unit, G. Gaslini Children’s
Specialist Hospital and Research Center, Riyadh,
Hospital; Unità di Ematologia Istituto Giannina
Saudi Arabia
Gaslini, Genova, Italy
M.D. Aljurf Adult Hematology and Bone Marrow
S. Gandhi Department of Haematological Medicine,
Transplantation, Oncology Center, King Faisal
King’s College Hospital/King’s College London,
Specialist Hospital and Research Center, Riyadh,
London, United Kingdom
Saudi Arabia
S. Giraudier Hematology Laboratory, Henri–
H. Alzahrani Adult Hematology and Bone Marrow
Mondor Hospital, Paris–Est–Creteil University,
Transplantation, Oncology Center, King Faisal
Paris, France
Specialist Hospital and Research Center, Riyadh,
Saudi Arabia E. Gluckman Eurocord, Hospital Saint-Louis, Paris,
France
M. Ayas Pediatric Hematology–Oncology and Stem
Cell Transplantation, King Faisal Specialist Hospital F. Grimaldi Hematology, Department of Clinical
and Research Center, Riyadh, Saudi Arabia Medicine and Surgery, Federico II University,
Naples, Italy
A. Bacigalupo Istituto di Ematologia, Policlinico
Universitario A. Gemelli, Universita’ Cattolica del B. Höchsmann Institute of Transfusion Medicine,
Sacro Cuore, Roma, Italy University of Ulm; Institute of Clinical Transfusion
Medicine and Immunogenetics, German Red Cross
F. Ciceri Hematology and BMT Unit, IRCCS San
Blood Transfusion Service Baden–Württemberg–
Raffaele Scientific Institute; University Vita-
Hessia, and University Hospital Ulm, Ulm,
Salute San Raffaele, IRCCS San Raffaele Scientific
Germany
Institute, Milano, Italy
K. Hosokawa National Institutes of Health, National
J.N. Cooper National Institutes of Health, National
Heart, Lung, and Blood Institute, Bethesda, MD,
Heart, Lung, and Blood Institute, Bethesda, MD,
United States
United States
S. Kojima Department of Pediatrics, Graduate
J.H. Dalle Hematology–Immunology Pediatric
School of Medicine, Nagoya University, Nagoya,
Department, Robert–Debre Hospital, Paris,
Japan
France
T. Leblanc Hematology–Immunology Pediatric
C. Dufour Hematology Unit, G. Gaslini Children’s
Department, Robert–Debre Hospital, Paris, France
Hospital; Unità di Ematologia Istituto Giannina
Gaslini, Genova, Italy

ix
x List of Contributors

J.C.W. Marsh Department of Haematological P. Scheinberg Oncology Center, Hospital São José
Medicine, King’s College Hospital/King’s College National Institutes of Health, National Heart, Lung,
London, London, United Kingdom and Blood Institute, Bethesda, MD, United States
D. Meyran Hematology–Immunology Pediatric H. Schrezenmeier Institute of Transfusion
Department, Robert–Debre Hospital, Paris, France Medicine, University of Ulm; Institute of Clinical
Transfusion Medicine and Immunogenetics,
M. Miano Hematology Unit, G. Gaslini Children’s
German Red Cross Blood Transfusion Service
Hospital; Unità di Ematologia Istituto Giannina
Baden–Württemberg–Hessia, and University
Gaslini, Genova, Italy
Hospital Ulm, Ulm, Germany
G.J. Mufti Department of Haematological
S. Sica Istituto di Ematologia, Policlinico
Medicine, King’s College Hospital/King’s College
Universitario A. Gemelli, Universita’ Cattolica del
London, London, United Kingdom
Sacro Cuore, Roma, Italy
J.R. Passweg Division of Hematology, University
M.T.L. Stanghellini Hematology and BMT Unit,
Hospital Basel, Basel, Switzerland
IRCCS San Raffaele Scientific Institute, Milano,
R. Peffault de Latour BMT Unit, French Reference Italy
Center for Aplastic Anemia and PNH, Saint-Louis
A. Tichelli Hematology, University Hospital of
Hospital, Paris, France
Basel, Basel, Switzerland
A.M. Risitano Hematology, Department of Clinical
M.T. Van Lint Divisione di Ematologia e Trapianto
Medicine and Surgery, Federico II University,
di Midollo Osseo, IRCCS AOU San Martino IST,
Naples, Italy
Genova, Italy
A. Rovó Hematology, University Hospital of Bern,
A.J. Warren Cambridge Institute for Medical
Bern, Switzerland
Research; The Department of Haematology,
A. Ruggeri Eurocord, Hospital Saint-Louis; University of Cambridge; Wellcome Trust–Medical
Hematology Department, Hospital Saint Antoine, Research Council Stem Cell Institute, University of
Paris, France Cambridge, Cambridge, United Kingdom

S. Samarasinghe Department of Haematology, N.S. Young National Institutes of Health, National


Great Hormond Street Hospital, London, United Heart, Lung, and Blood Institute, Bethesda, MD,
Kingdom United States

 
Introduction

From the first descriptions by Ehrlich over a haploidentical and cord blood transplants, and
century ago to where we are today, the under- in supportive care of hematopoietic stem cell
standing of the pathogenesis and biology and transplantation have lead not only to the expan-
of the diseases that are encompassed under sion of the potential donor pool, but also to re-
the umbrella of the “bone marrow failure syn- markable improvements in the outcome of he-
dromes” have witnessed tremendous progress. matopoietic stem cell transplantation for bone
This has been coupled with significant improve- marrow failure from related and unrelated stem
ments in the clinical care and outcomes of both cell sources with excellent rates of cure, par-
congenital and acquired forms of bone marrow ticularly in the younger patients, when a fully
failure. matched unrelated donor is used.
When considering acquired bone marrow Telomere shortening and telomeropathies
failure, in the last 4 decades, aplastic anemia have been increasingly recognized as contrib-
has progressed from a disease that was almost uting factors for bone marrow failure and stem
universally fatal to one in which the majority cell exhaustion in acquired states and causative
of patients can now expect to be cured and lead factors for the increasing number of entities of
normal lives. We have gained noteworthy in- congenital bone marrow failure.
sights in understanding the immune mechanism Several new treatment modalities have
of hematopoietic stem cell destruction, stem cell emerged during the last decade, most notable
niche, and T-cell dysregulation. This knowledge of which is the introduction of thrombopoietin
has placed immunosuppressive therapy at the mimetic agents. Possible interventions to rescue
center stage in the treatment of aplastic anemia, telomere length are being actively investigated.
and has facilitated the initiation of clinical trials Given the exciting progress in the field, this
for the use of new potential therapies to treat ac- book is a timely educational initiative produced
quired aplastic anemia. jointly by the Working Party of Severe Aplas-
Substantial progress in the knowledge about tic Anemia of the European Society for Blood
the role of somatic mutations and their relation and Marrow Transplantation and the European
to clonal hematopoiesis in acquired bone mar- School of Haematology.
row failure has been facilitated by the use of the The contents are a collection of up-to-date
next generation sequencing technologies, and contributions from world-renowned experts in
has allowed us to understand their relationship the field of congenital and acquired bone mar-
with myelodysplastic syndromes, paroxysmal row failure. The chapters in this book provide
nocturnal hemoglobinuria, and the risk of dis- extensive coverage for all aspects of congenital
ease progression. and acquired bone marrow failure, including bi-
Advances in HLA-typing technology, prog- ology, pathology, and treatments involving he-
ress in the field of alternate donor availability, matopoietic stem cell transplantation.

xi
xii Introduction

We hope this book will be an important re- With the endorsement of the European Soci-
source for scientists, clinicians, nurses, and all ety for Blood and Marrow Transplantation and
other health-related professionals involved in the European School of Haematology
research and patient care with the bone marrow
failure syndromes. Mahmoud Aljurf, Eliane Gluckman, Carlo Dufour

 
C H A P T E R

1
Epidemiology of Acquired Bone
Marrow Failure
F. Grimaldi*, S. Gandhi**, A.M. Risitano*
*Hematology, Department of Clinical Medicine and Surgery, Federico II University,
Naples, Italy; **Department of Haematological Medicine, King’s College Hospital/
King’s College London, London, United Kingdom

INTRODUCTION studies to gather data on the epidemiology of


AA. Based on the two epidemiological studies
Paul Ehrlich in 1888 gave the first seminal carried out in Europe and Asia that used the
description of aplastic anemia (AA) in a preg- same methodology, the incidence of the disease
nant woman, where the normal hemopoietic is two- to threefold higher in Asia than in the
tissue was replaced by a fatty marrow and West [2–12]. This variability in incidence rates
empty spaces, the “hypocellular” marrow that may reflect differences in exposure to environ-
resulted in pancytopenia. Idiopathic AA is mental factors including viruses, drugs and
a rare form of acquired bone marrow failure, chemicals, genetic background, diagnostic cri-
where improved supportive care, early insti- teria, and study designs.
tution of immunosuppressive treatment, and In the following sections, a short review of
hematopoietic stem cell transplantation have studies performed and available in literature, in-
led to better treatment outcomes [1]. Several cluding case series and reports to determine the
retrospective studies from Europe, United epidemiology and demographics of AA across
States, South America, and Asia suggest that different centers of the world is presented. Dis-
the incidence is 0.6–6.1 cases per million popu- cussion is restricted to acquired cases of AA, and
lation. In addition, the incidence of AA shows hence the inherited bone marrow failure syn-
geographical variability, with lower rates re- dromes, the inevitable cases of marrow aplasia
ported in Europe, North America, and Brazil that follow intentional chemoirradiation treat-
and higher rates in Asia. However, the rarity of ments and cytopenias of nutritional deficiencies
disease means there have been few prospective or other causes have been excluded.

Congenital and Acquired Bone Marrow Failure


http://dx.doi.org/10.1016/B978-0-12-804152-9.00001-4
1 Copyright © 2017 Elsevier Inc. All rights reserved.
2 1. Epidemiology of Acquired Bone Marrow Failure

INCIDENCE OF AA IN DIFFERENT South Asia, in this study were found to have an


GEOGRAPHICAL REGIONS incidence even higher than their counterparts
AND RACE from East Asia, at 7.3 per million [13]. This study
suggested that Asian children have an increased
The annual incidence of AA varies from 0.6 incidence of AA, possibly as a result of a genetic
to 6 per million populations per annum across predisposition. Indeed, in a hospital based case
centers in different continents. Most findings control study from Lucknow (India), the annual
are from retrospective studies, and even retro- incidence of childhood AA was determined to be
spective reviews of death registries. However, 6.8 per million [14].
this incidence masks the variability that is seen Benzene has been found to be toxic to the
across continents and different ethnic groups; hemopoietic progenitor cells. In large collab-
for example, reports from the Barcelona group orative studies between the National Cancer
(2008), which was a detailed prospective study Institute and American and Chinese institutions
by Montané et al. [2] had an incidence of 2.34 per [15], hematologic susceptibility to benzene has
million population. This incidence rate is simi- been correlated to nucleotide polymorphism
lar to the 2.0 per million reported by the Inter- in key drug metabolic patways [16]. Thus, he-
national Agranulocytosis and Aplastic Anemia matotoxicity from exposure to benzene may be
Study (IAAAS) [3], which was conducted in Eu- particularly evident among genetically suscep-
rope and Israel from 1980 to 1984, and to rates re- tible populations, and it is plausible that the
ported in smaller national studies in Europe that increased incidence of AA seen in Asia may be
included United Kingdom [4], France [5], Scan- related not only to increased exposure but also
dinavia [6], and in South Americas and Brazil [7]. to key polymorphism in genes regulating the
The incidence was accurately determined to be 4 metabolism and cytokine expression.
cases per million population in Bangkok [8], but Similarly, although AA incidence reported
based on prospective studies, it may actually be in a multicenter Latin American study remains
closer to 5.6 cases per million population in the very low at 1.6 per million; this study corrobo-
rural areas of Thailand (Khonkaen region) [9]. rated the association between risk of exposure to
In the prospective Chinese Epidemiologic Study benzene, chloramphenicol, and also azithromy-
Group of Leukemia and Aplastic Anemia survey, cin and predisposition to AA in this area [17,18].
7.4 per million was reported as a national inci-
dence, which clearly is much on the higher side,
but may have been overestimated, as stringent AGE AND GENDER RELATED
criteria for the diagnosis of AA, as bone marrow DEMOGRAPHICS OF AA
study, were not strictly applied [10]. Increased
incidence in Eastern countries may be related to In nearly all modern studies of AA, the sex
environmental factors, such as increased expo- ratio has been close to 1:1, which is unusual for
sure to toxic chemicals and pesticides on agricul- immune-mediated diseases [2,19]. An exception
tural farms, practiced in the Far East and South to this has been a study from the Sabah prov-
Asia. However, the incidence of AA in children ince in Malaysia [12], where an unusually high
of immigrants from the East Asia in a pediat- male to female ratio was noted at 3:4. Similarly
ric population from the ages 0 to 14 years, in a a male preponderance was also noted in stud-
study from British Columbia (Canada) was sig- ies from Thailand [9], India [20], and Pakistan
nificantly higher at 6.9 per million, as compared [21]. This may reflect the underreporting of cases
to children of white/mixed ethnic descent at 1.7 of AA among females and access to adequate
per million [11]. Children of immigrants from healthcare services in Asia. However, it remains

 
AA and association with toxins/drugs 3
unclear why a female preponderance is not seen tries and Europe, where recently an incidence of
in a quintessential autoimmune disorder, such as 5.4%, stable across the years, has been reported
AA among studies in Europe and United States. in a large registry study from EBMT [25].
In all the largest studies available, including a Cases of AA associated with HAV, HBV, HGV,
series of 300 patients reported by Clinical Center parvovirus B19 [26–29], Epstein–Barr virus
at NIH by Young et al. [22], the Barcelona report (EBV) [30], transfusion-transmitted virus (TTV)
[2] and epidemiologic study from Thailand [9], [31] or echovirus [32] infections have been re-
2 patient age peaks of incidence are constantly ported. In a German–Austrian study of 213 pe-
observed, one among young adults and the sec- diatric cases aged 17 years or less of AA, 80% of
ond in the elderly. This characteristic biphasic cases were idiopathic, 9% followed posthepatitis
distribution shows two peaks, one from 10 to AA, 7% were following viral infections, and 4%
25 years and the second above 60 years. Within were associated with drugs/toxins [33].
the younger age group, a small peak in the in- Parvovirus B19 is the causative agent for fifth
cidence is observed in childhood, probably due disease, usually in the immunocompetent host.
to overlap with inherited marrow-failure syn- However, transient aplastic crises have been re-
dromes featured by a less penetrating pheno- ported in chronic hemolytic anemias, such as
type, where classical physicalanomalies of the sickle cell disease owing to reticulocytopenia,
inherited marrow-failure syndromes are not ob- and cases of severe AA have also been reported
vious. On the other hand, the second incidence in normal individuals during an acute episode
peak of AA seen above 60 years may reflect the of infection [34]. The actual incidence of acute
smaller pool of hematopoietic stem cell reserve parvovirus B19 infection at presentation in AA
left, with age-related telomeric attrition and its is not known, but in single case series of 27 pa-
capacity to maintain normal hemopoiesis, in the tients with AA from India, parvovirus B19 IgM
face of an immune insult against the hematopoi- and viral DNA was detected in nearly 40% of the
etic precursor cells [23]. cases [35]. This maybe an important etiological
factor, especially in immunocompromised host
or patients with chronic hemolytic anemias.
POSTHEPATITIS AA AND AA Very recently retrospective observations
OCCURRING AFTER VIRAL about eight AA cases occurring during HIV in-
INFECTIONS fection have been reported [36]. Even if AA ap-
pears to be a late rare complication in HIV pa-
Posthepatitis AA is a stereotypical syndrome, tients, report from Pagliuca et al. [36] highlights
where pancytopenia often presents 2–3 months that immunosuppressive therapy is a feasible
after an acute attack of seronegative severe but strategy in AA patients and that better outcome
self-limited liver inflammation. This distinct is observed in patients eligible to transplant,
variant has been commonly seen in 5–10% of while death for infection remain the principle
“classical” AA cases, typically occurring in ado- cause of mortality in undertreated patients.
lescent boys and young men [24]. Severe imbal-
ance of the T-cell immune system as seen with
“classical” AA, human leukocyte antigen (HLA) AA AND ASSOCIATION WITH
association, and effective response to immuno- TOXINS/DRUGS
suppressive therapy strongly suggest an im-
mune-mediated mechanism. As for other form There is no discernible difference in the de-
of AA, higher incidence is noted in East Asia mographics or clinical behavior, including re-
(4–10%), when compared to the Western coun- sponse to immunosuppressive therapy, between

 
4 1. Epidemiology of Acquired Bone Marrow Failure

patients classified as having “drug or toxin in- clined to the point that it has not been reported
duced” versus “idiopathic” AA [37]. as significant risk factor in any recent systematic
Benzene is the most widely studied and im- epidemiologic study of AA in Western countries.
plicated amongst toxins causing AA. The rela- Even in Thailand where the need for such effec-
tionship was initially brought to light by a case tive and inexpensive antibiotic is substantial, and
where a series of workers exposed through their usage is reported 100 times greater than in the
specific occupations [15] and has since been West, association with AA is infrequent, prob-
detected in some, but not all population-based ably due to lower-doses prescription [9].
case-control studies. An association has been In the IAAAS study [3] approximately 25%
seen in some case-control studies but even when of the identified AA cases were related to
present, the proportion of cases that can be at- drug use. Major drug associations were with
tributed to this chemical has been small. Studies gold salt (relative risk, RR of 29), antithyroid
on American workers earlier in this century sug- drugs (RR of 11), and nonsteroidal antiinflam-
gested that the risk of AA was about 3% in men matory agents (RR of 8.2 for Indomethacin).
exposed to concentration higher than 300 ppm, Similarly in 235 patients with AA prospec-
and in the more recent IAAAS study [3], benzene tively followed by the Barcelona group [2],
was accounted for about 1–3% of AA recorded 67 cases (28.5%) had a history of exposure to
cases. Similarly in Thailand population, benzene drugs or toxic agents that have been associated
carried a relative risk of 3.5 but accounted for an with AA, sometime in the preceding 6 months.
etiologic fraction of only 1% [9]. Forty nine (20.8%) cases had been exposed to
Pesticides have been associated with AA in a the following drugs (Table 1.1). In addition, 21
large number of medical records. In the Indian (8.9%) cases had been exposed to toxic agents:
cohort of pediatric AA, although significantly insecticides (n = 8), benzene (n = 6), and other
higher blood levels of organochlorine com- solvents (n = 10).
pounds were detected suggesting an associa-
tion, they were not entirely supported by statis- TABLE 1.1 Exposures to Drugs Reported to be
tical methods [14]. Anecdotal case reports of AA Associated With Aplastic Anemia in the
following use and pesticides, such as dichloro- 2–6 Months Prior to Hospital Admission
Among 235 Cases (Montané et al. [2])
diethyly-trichlorthane (DDT), chlordane or lin-
dane, or following exposure to organic solvents, Drug N (%)
such as toluene and other molecules resembling
Allopurinol 9 (3.8)
benzene, or containing benzene ring, again point
merely to an association. Unfortunately, system- Indomethacin 9 (3.8)
atic population case-control studies correlating Gold salts 9 (3.8)
level and duration of exposure of these identi- Sulfonamides 9 (3.8)
fied toxins and AA onset are lacking. Carbamazepine 5 (2.1)
Initially suggested by accumulation of case re- Ticlopidine 4 (1.7)
ports, specific drug associations have been estab-
Chloramphenicol 3 (1.2)
lished in different population based study and
have changed across time, mainly due to chang- Oxyphenbutazone 3 (1.2)
es in drugs diffusion and utilization. Chloram- Phenylbutazone 3 (1.2)
phenicol, for example, that gained notoriety for Penicillamine 3 (1.2)
its prominent association with AA in the 1950s Clopidogrel 2 (0.8)
and for decades was considered the common-
Methimazole 2 (0.8)
est cause of the disease, has progressively de-

 
AA and association with HLA genes 5
Finally, incidence of drug-associated AA ap- Nimer et al. [39]. Subsequently, positive asso-
pears to be lower in East Asia [8,9]. ciation between HLA-DR2 (precisely DRB1*15
allele) and AA was confirmed in Chinese [40],
Japanese [41], Turkish [42], Pakistani [43], and
AA AND ASSOCIATION Malaysian [44] series. These data depict a clear
WITH HLA GENES role for HLA-DR2 gene as risk factor for AA,
and different distribution of this gene across
The (HLA) system is a crucial group of genes human population may probably account for
responsible for starting and regulating immune different incidence seen for AA inspecific geo-
response. Since antigen presentation and T-cell graphical areas and ethnic groups. Interestingly,
activation through HLA may represent the early when Maciejewski et al. [45] analyzed distribu-
step that precede global hematopoietic stem cell tion of HLA-DR2 (mainly DRB1*15 allele) across
destruction in AA, HLA polymorphism may disease subgroups (i.e., AA, hemolytic PNH
contribute to pathogenesis of the disease by: (1) and AA/PNH), they found an increased fre-
increasing or decreasing susceptibility to AA, quency in the ones where bone marrow failure
particularly for specific ethnic or age groups, was associated with a PNH clone. Other DR2 al-
(2) facilitating activity of drugs or viral antigen leles have been correlated with AA; in a single
to break immune tolerance and starting the dis- case report, Nakao et al. [46] showed a specific
ease, (3) influencing response to immunosup- T-cell cytotoxic response associated with the
pressive therapy. DRB1*0405 allele. The DRB1*07 allele has been
As for other autoimmune disease, a large reported in a single cohort of Iranian subjects
number of studies demonstrated an association [47], and DRB1*0901 in Chinese children [48].
between polymorphism of HLA class II genes Finally, evidences available correlate AA even
and AA susceptibility (Table 1.2, a). with other HLA-II class genes, such as Dpw3
An increased frequency of HLA-DR2 was [49] and DR4 [22].
first described in several studies for European Less data are available for HLA class I genes.
and American Caucasian patients [38], and Early reports suggested a correlation with HLA-
finally confirmed in a multiethnic cohort by A2 gene [50,51] and with HLA-B7 and HLA-B14

TABLE 1.2 Summary of AA and Incidence of Specific HLA Genes or Alleles


a. HLA and b. HLA and
increased risk increased risk c. HLA and d. HLA and e. HLA and drug/ f. HLA and
of AA (Class II) of AA (Class I) reduced risk of AA onset age of AA viral related AA AA outcome

HLA-DRB1*1501 HLA-A2 HLA-DRB1*13 HLA-DRB*09 Haplotype: -B38, HLA-DR2


-DR4, -DQ3
HLA-DRB1*0405 HLA-A*0206 HLA-DRB1*03:01 HLA-A26 Haplotype: HLA-DRB1*1501
-DRB1*0402,
-DQB1*0302
HLA-DRB1*07 HLA-B7 HLA-DRB1*11:01 HLA-B14 Haplotype: HLA-DR4-Ala74
-DRB1*1601,
-DQB1*0502
HLA-DRB1*0901 HLA-B14 HLA-DRB1*51:01 HLA-B48 HLA-DRB1*08
HLA-Dpw3 HLA-B*4002 HLA-DRB1*03
HLA-DR4 HLA-DRB1*13:02

 
6 1. Epidemiology of Acquired Bone Marrow Failure

genes at least in European patients [52,53]. More- tentially different HLA landscape in children
over, association between HLA-B14 alleles, HLA- with AA, even if further investigation involving
Cw7, and AA has been confirmed by Maciejewski a higher number of patient are needed to specifi-
et al. [45] in a multiethnic cohort of 212 American cally address this question (Table 1.2, c).
individuals. Finally Shichishima et al. [54] report- Association between agranulocytosis and
ed higher incidence of HLA-B*4002 and HLA- HLA genes has been reported for drugs expo-
A*0206 in 78 Japanese AA patients, suggesting sure in specific ethnic groups, suggesting that
a potential role of HLA class I genes even in Far certain alleles may facilitate the initiation of AA
East countries. through direct presentation of drug-derived an-
HLA genes revealing a protective role in devel- tigens to T-cells [37]. HLA-class II haplotypes
oping AA have been identified too (Table 1.2, b). have been reported to be associated with clozap-
Even if data refer mainly to small series of pa- ine-induced agranulocytosis in Askenazi Jewish
tients, and may reflect natural polymorphism [60,61] individuals, and association between
in HLA system, again a key role for HLA class HLA-DRB1*08 alleles and thionamide-induced
II genes and its alleles is suggested. HLA- AA has been described for Japanese patients
DRB1*13 appeared to be protective in a cohort [62]. A similar mechanism of disease can be sug-
of patients of Turkish origin [55], as well as gested for posthepatitis AA too, where associa-
HLA-DRB1*03:01, HLA-DRB1*11:01, and HLA- tion between HLA class I, specifically HLA-B8,
B1*51:01 alleles appear to be protective in co- and hematological disease have been document-
hort of Chinese children [48]. In a small cohort ed [24] (Table 1.2, d).
of Pakistani patients [43], HLA-DRB1*03 had an Finally, some groups have shown that re-
higher frequency in healthy control, suggesting sponse to immunosuppressive therapy can be
a putative protective role, and a similar observa- related to specific HLA genes. HLA-DRB1*1501
tion is available for allele DRB1*1302 in Korean is the most clearly allele associated with a better
population [56]. response to Cyclosporine [41], and the presence
Even if AA has a typical bimodal age of inci- of HLA-DR2 and a PNH clone independently
dence, majority of studies did not look specifi- predict response to therapy in patients under
cally into HLA frequency and age differences, immunosuppression [45]. On the other hand
mostly due to their retrospective nature and HLA-DRB1*1502 allele [63], that represents a dif-
rarity of disease. Therefore, a good assump- ferent allele variant of HLA-DR2, doesn’t seem
tion could be that data on HLA allele frequency to have same influence on treatment, even if its
could be inferred to the pediatric setting. How- incidence is increased among older Japanese pa-
ever Fuhrer et al. [57] in a recent study involv- tients with AA. High-resolution genotyping of
ing 181 Caucasian children observed a positive HLA-DRB1 showed that the HLA-DRB1*04 al-
association between HLA-A26 and HLA-B14 lele coding for alanine position 74 (HLA-DR4-
alleles, but not a higher incidence of HLA-DR2. Ala74) [64] predispose to AA independently
Similarly Chen et al. [48] in a retrospective sur- from HLA-DRB1*15 and that HLA-DRB1*04 al-
vey conducted on 80 Chinese children showed leles are associated with worse response to cy-
an higher than expected incidence of class I closporine and poorest prognosis (Table 1.2, e).
HLA-B48 alleles and class II HLA-DRB*09 al- Association between AA and HLA remains
lele. Finally, a frequency of HLA-DR2 B15 allele an intriguing field of interest. However studies
not different from normal population has been with larger patients populations from different
reported by Kook et al. [58] in North Korean AA ethnic backgrounds are needed to better address
children and by Yoshida et al. [59] in Japanese complex relations between HLA, environmental
AA children. These limited data suggest a po- factors, ethnicity, and AA incidence.

 
AA during pregnancy 7

AA AND AUTOIMMUNE among AA patients. Stalder et al. in a single cen-


DISORDERS ter series [71] of 253 individuals showed that
5.3% of patients with AA had a previous diagno-
Although AA is idiopathic in most cases, as- sis of AIDS, and 4.5% developed an AIDS after
sociations with other autoimmune disease (AID) AA was diagnosed. Similarly 4% of patients re-
have been shown in numerous single-case re- corded in EBMT database [72] for AA have been
ports. In rheumatic diseases, such as systemic found diagnosed with a previous AIDS in a ret-
lupus erythematosus (SLE) and rheumatoid ar- rospective analysis. Most frequently diagnosed
thritis (RA), there is a recognized associations AIDS were autoimmune gastritis and thyroid-
with AA [65], with a true incidence not known, itis in Stalder series, and RA in EBMT analysis,
but presumed to be very low. respectively. Interestingly, in both studies pa-
Peripheral autoimmune cytopenias are com- tient’s age at diagnosis of AA seems to be higher
monly seen in SLE, and they are listed among (>50 years) than normal. Impact of immunosup-
diagnostic criteria for the disease in the revised pressive treatment for AA on concomitant AIDS,
American College of Rheumatology classifica- and effects on its natural history, remains at the
tion. Similarly, anemia of chronic disease, and moment a controversial topic.
cytopenias in relation to the use of cytotoxic
drugs are commonly seen in SLE patients [66].
Less frequently, case reports and small series AA DURING PREGNANCY
documented bone marrow abnormalities consis-
tent with AA, suggesting that in rare cases bone There are no prospective studies about the
marrow may also be a target organ of the disease, incidence of AA during pregnancy. Curiously
showing a full picture of acquired bone marrow AA was first described in a pregnant women
failure [67]. Very recently Chalayer et al. [68] re- by Ehrlich in 1888. Since then, there have been a
ported a MEDLINE methanalysis of 25 patients few published reports of AA during pregnancy.
with SLE and AA. In 12 of these 25 patients, di- Tichelli et al. [73] described a case series of 36
agnosis of AA was associated with long story of pregnancies in women with AA. Their study
SLE, extensive disease, and drug exposure, sug- showed that successful pregnancy with normal
gesting that drug-induced AA may represent a outcome is possible in women with AA who
consistent type of AA in these patients. have been previously treated with immuno-
Similarly the association of RA with AA is suppression. Nineteen percent of women were
better recognized because of the use of thera- found to have relapse of AA and a further 14%
peutic agents in RA, such as Methotrexate, gold needed transfusion support at the time of de-
salts, penicillamine, and Eternacept [69] causing livery. Complications appear to be more likely
AA, likely drug induced. in patients with low platelet counts and par-
Correlation with immune disorders is also oxysmal nocturnal hemoglobinuria-associated
highlighted by the strong link observed with AA. Similarly, Choudhry et al. [74] described
eosinophilic fasciitis (Shulman disease), a rare 10 cases of AA and concomitant pregnancies,
sclerodermiform syndrome that, in most cases, reporting successful delivery in 10 of 11 cases,
resolves spontaneously or after corticosteroid with adverse outcome related to fatal bleeding
therapy, and that is frequently reported in asso- in only 2 patients.
ciation with hematological diseases, especially Although pregnancy remains an immuno-
AA [70]. modulatory state, with an higher incidence of
Two large different studies have specifically autoimmune disease reported, causative rela-
looked into incidence of autoimmune conditions tionship with AA remains controversial.

 
8 1. Epidemiology of Acquired Bone Marrow Failure

AA POSTVACCINATION Ready availability of nucleotide variants


from the human genome project have defined
There have been three case reports of AA, new polymorphisms that are definitely patho-
following hepatitis B vaccination [75]. System- geneic and disease causing as opposed to vari-
atic case control studies for the incidence of AA ants that are disease predisposing and require
following vaccination are not known. Patients the interplay of other external factors for disease
with AA who have been treated with immu- causation. Furthermore, genetic tests have also
nosuppressive treatment, should better avoid defined how environmental influences, such as
vaccinations, if possible, including influenza, benzene play a role in the pathogenesis of AA
as there remains a theoretical risk of disease re- because of nucleotide polymorphisms that affect
lapse [1]. key drug metabolism pathways or cytokine sig-
naling molecules.
Following this theme, future epidemiological
PROBLEMS WITH studies for AA, are likely to better explain the
EPIDEMIOLOGICAL STUDIES IN association to causality in AA, precise diagno-
AA AND FUTURE STRATEGIES sis and staging prognostic information and also
unravel key molecular pathways for therapeutic
AA remains a rare disease with an annual inci- exploitation.
dence between 0.6 and 6 per million per annum. It
is innately difficult to conduct a population based References
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C H A P T E R

2
Pathophysiology of Acquired Bone
Marrow Failure
K. Hosokawa*, P. Scheinberg**, N.S. Young*
*National Institutes of Health, National Heart, Lung, and Blood Institute, Bethesda,
MD, United States; **Oncology Center, Hospital São José National Institutes of
Health, National Heart, Lung, and Blood Institute, Bethesda, MD, United States

INTRODUCTION: EVIDENCE AND therapy (IST) alone is strong evidence of an im-


INFERENCES FROM THE CLINIC mune mechanism in most patients with AA: 60–
70% respond to one course of horse hATG/cyclo-
Acquired aplastic anemia (AA) is the proto- sporine (CsA) and an additional 30% of primary
typical bone marrow (BM) failure syndrome. nonresponders will respond to a second course
AA is characterized by pancytopenia of pe- of IST. Similarly, patients’ blood counts often are
ripheral blood and BM hypoplasia. Low blood dependent on continued administration of CsA,
counts and “empty” marrow pathology implies as would be expected of a T-cell driven disease.
the absence of stem and progenitor cells, which Eltrombopag, a thrombopoietin (TPO) mimetic,
is consistent with, the success of BM transplan- has activity in refractory SAA as single agent
tation (BMT), in which replacement of hemato- and in increasing the response rate and com-
poietic stem cells (HSCs) (and immune cells) is pleteness of the response when combined with
adequate to cure disease. There is little evidence IST as first therapy. These results suggest that
that AA is mediated by BM stromal cells. If stem there are residual HSCs that can repopulate BM,
cell absence were the only defect, twin donor or even if they are not detectable. Recent genomic
syngeneic transplants should be successful with data applying whole exome sequencing in AA
infusion of BM, but a large proportion suffer show that hematopoiesis can be sustained from
graft failure; that conditioning eliminates graft a single or very few HSC clones. Clonal hemato-
failure suggests an immune pathophysiology poiesis has also been inferred from the frequent
[1]. Immunosuppressive regimens were devel- and unique association of paroxysmal nocturnal
oped in the context of graft failure and now are hemoglobinuria (PNH), the origin of which is a
widely employed when stem- cell transplant is somatic mutation in an X-linked gene, with ac-
not feasible. The efficacy of immunosuppressive quired AA.

Congenital and Acquired Bone Marrow Failure


http://dx.doi.org/10.1016/B978-0-12-804152-9.00002-6
13 Copyright © 2017 Elsevier Inc. All rights reserved.
14 2. Pathophysiology of Acquired Bone Marrow Failure

In vitro experiments with patients’ cells are fected patients at presentation. There are few or
consistent with clinical observations in support- no CD34+ cells on flow cytometry [8].
ing an immune mechanism of AA. The presence Recent HSC fate-mapping analyses in mice
of PNH or acquired copy number-neutral loss of have suggested that progenitors and not HSCs
heterozygosity of the 6p arms (6pLOH) clones are fundamental for hematopoiesis under ho-
support clonal escape from immune-mediated meostatic conditions [11,12]. Physiological
BM destruction. Immune-mediated destruction studies to experimentally test this hypothesis
of BM can be modeled in animals and animal ex- are not possible in normal human subjects.
periments employing myelotoxic drugs or with However, certain disease states may indicate
myeloablative transplants show that very limit- the consequences of HSC loss on progenitors
ed numbers of HSCs can support hematopoiesis and the role of HSCs in human blood produc-
for very prolonged time periods. tion under nontransplant conditions. Using a
Clonal evolution, the development of myelo- flow cytometric gating scheme to define MPPs
dysplastic syndrome (MDS) and acute myeloid (CD34+CD38–Thy1–CD45RA–CD49f–), CMPs
leukemia (AML) in a patient with typical AA, of- (CD34+CD38+CD10–FLT3+CD45RA–), and MEPs
ten after successful IST, demonstrates genomic (CD34+CD38+CD10–FLT3- CD45RA–), the pro-
instability in the setting of immune or inflamma- genitor hierarchy was examined in a few cases
tory disease environment (and occurs in other of AA [13]. Consistent with previous reports,
immune diseases, such as inflammatory bowel the proportion of CD34+ cells within the over-
disease and chronic hepatitis). Short telomeres all mononuclear cell pool was much lower
appear to predispose to genomic instability, in AA compared with normal BM [6,9]. The
with tissue culture and animal model experi- CD34+CD38– stem-cell compartment in AA was
ments providing a mechanism of chromosome more significantly depleted compared with the
derangement. In some cases of clonal evolution, CD34+CD38+ progenitor compartment. HSCs
there is evidence of origin from a tiny clone of and MPPs were virtually undetectable in the
cells harboring a recurrent mutation in an MDS/ residual CD34+CD38– compartment, confirming
AML candidate gene. that HSCs are lost in AA, as determined by phe-
notype. Despite the loss of phenotypic HSCs,
the CD34+CD38+ compartment was detectable
in all cases. The percentage of myeloid progeni-
PATHOPHYSIOLOGY tors was equivalent compared with normal BM.
In contrast, erythroid progenitors were low, like
Hematopoiesis in AA HSCs, in all patients. These results suggest that
AA is a BM failure syndrome characterized ongoing erythropoiesis is more reliant on HSC
by pancytopenia of the peripheral blood and input compared with myelopoiesis. Consistent
BM hypoplasia [2–4]. Profound reduction in he- with these findings, clinical data suggested that
matopoietic stem and progenitor cells (HSPCs) the baseline absolute reticulocyte count (ARC)
is a consistent finding [5–9]. Stem cells/early and absolute lymphocyte count (ALC) together
progenitor cells can be assayed by long-term serve as a simple predictor of response to IST
culture-initiating cell assays (LTC-ICs) [7,9], or and greater rate of 5-year survival [14].
cobblestone area-forming cells [10], these cells In AA, BM is not truly empty but replaced by
are also markedly deficient in AA. The scant fat cells [15]. BM adipocytes were reported to
numbers of LTC-ICs per mononuclear cell sug- be possible negative regulators in the hemato-
gest that only a small percentage of residual poietic microenvironment [16]. To examine the
early hematopoietic cells remain in severely af- role of adipocytes in BM failure, recent study

 
Pathophysiology 15
investigated peroxisomal proliferator-activated of the AA patients, in a limited number of genes
receptor gamma (PPARγ), a key transcription and at low initial variant allele frequency [26].
factor in adipogenesis, utilizing an antagonist of Clonal hematopoiesis was detected in 47% of the
this factor [17]. While PPARγ antagonists inhib- AA, most frequently as acquired mutations. The
ited adipogenesis as expected, it also suppressed prevalence of the mutations increased with age.
T-cell infiltration of BM, reduced plasma in- DNMT3A-mutated and ASXL1-mutated clones
flammatory cytokines, decreased expression of tended to increase in size over time; the size of
multiple inflammasome genes, and ameliorated BCOR- and BCORL1-mutated and PIGA-mutat-
marrow failure. These results suggested that ed clones decreased or remained stable. How-
PPARγ antagonists acted as negative regulators ever, clonal dynamics were highly variable and
of T cells in addition to their inhibition of BM did not determine the response to therapy and
adipogenesis. long-term survival among individual patients.
AA is strongly associated with PNH [18]. These results were consistent with those of re-
PNH is a rare acquired disorder of HSCs, char- cent studies in which candidate-gene targeted
acterized by hemolytic anemia, BM failure, and sequencing also showed recurrent mutations in
venous thrombosis. The etiology of PNH is a a similar spectrum of genes [28,29]. Two hun-
somatic mutation in the X-linked phosphati- dred and nineteen genes were screened in 39 pa-
dylinositol glycan class A gene (PIG-A), result- tients, and found somatic mutations in 9 (23%),
ing in global deficiency of glycosyl phosphati- comprising ASXL1, DNMT3A, and BCOR. The
dylinositol–anchored proteins (GPI–APs) [19]. median allele burden was <10% in 7 patients
Clinically, AA may coexist or appear to evolve [28]. In 2 of 38 patients (SLIT1, and SETBP1 with
to other hematologic diseases that are character- ASXL1) using a smaller panel of 42 genes, 3 mu-
ized by proliferation of distinctive cell clones, as tations were found. However, the patient with
in PNH or MDS [2]. Nearly half of AA patients SETBP1 and ASXL1 was tested at time of pro-
have clonal populations of cells lacking GPI–APs gression to MDS.
because of somatic mutations in the PIG-A gene; These results show parallels between BM
these are called PNH clones [20,21]. Most clones failure and normal aging of the hematopoietic
are small and do not lead to clinical manifesta- compartment. The characteristic mutation sig-
tions of hemolysis or thrombosis [22], but classic nature and correlation of mutations with patient
PNH can be dominated by marrow failure (the age suggested age-related, spontaneous conver-
“AA/PNH syndrome”). PIG-A mutant cells can sion of methylated cytosine to thymidine at CpG
support hematopoiesis for long term, despite sites as major source of nucleotide alternations
accumulation of somatic mutations associated in AA [30]. Similar C-to-T conversion muta-
with clonal evolution to MDS/AML [23–25]. tions accumulate in hematopoietic progenitors
Recent studies have demonstrated clonal he- in healthy persons [31–33]. Mutations generally
matopoiesis in the majority of AA [26,27]. To appeared at a low variant allele frequency and
clarify the origin, importance, and dynamics involved common mutational targets in my-
over time of clonal hematopoiesis in AA, and its eloid cancers, which suggests that the origin and
relationship to the development of MDS, AML, clonal selections of these mutations are similar
or both, targeted deep-sequencing, SNP array to those in AA.
karyotyping, and whole-exome sequencing, However, the exact mechanism of selection
were performed to identify genetic alterations in of mutated cells in AA is unclear. DNMT3A is
AA and described their dynamics over long clin- essential for hematopoietic stem-cell differen-
ical courses [26]. Somatic mutations in myeloid tiation [34]. DNMT3A loss predisposes murine
cancer candidate genes were present in one-third HSCs to malignant transformation [35]. Deletion

 
16 2. Pathophysiology of Acquired Bone Marrow Failure

of ASXL1 results in myelodysplasia in vivo BM [44–50]; CD8+ CTLs are expanded


[36,37]. Cells containing DNMT3A or ASXL1 in AA, leading to the production of
mutations may preferentially self-renew rather proinflammatory cytokines (e.g., IFN-γ) that
than differentiate in response to extrinsic sig- induces apoptosis of CD34+ cells [47,50].
nals. In contrast, striking overrepresentation of 2. Oligoclonal skewing of the T-cell repertoire
BCOR and BCORL1 and PIGA mutations as well indicating expansion of pathogenic CD8+
as frequent 6pUPD involving the specific HLA T cells [51–53]. In general, patients at
classes suggest a mechanism of protection of presentation demonstrate oligoclonal
mutated cells from immune-mediated destruc- expansions of a few Vβ subfamilies, which
tion by pathogenic T cells [38,39]. diminish or disappear with successful
IST; original clones reemerge with relapse,
sometimes accompanied by new clones,
Immune Mechanisms in AA consistent with spreading of the immune
Clinical Data response. Very occasionally, a large clone
An immune mechanism was inferred de- persists in remission, perhaps evidence of
cades ago from the recovery of hematopoiesis T-cell tolerance.
in patients who failed to engraft after stem-cell 3. A reduction of regulatory T cells (Treg) and
transplantation, when renewal of autologous an increase in Th17 related T cells resulting
blood-cell production was credited to the con- in a high Th17/Treg ratio at diagnosis which
ditioning regimen. Also, the majority of synge- tends to normalize in responding patients
neic transplantations in which BM was infused to IST [54,55]; reduction in Treg numbers
without conditioning failed due to rejection im- correlates with disease severity, and the
plying a disease immune mechanism [40]. The defect is most prominent in severe and very
responsiveness of AA to IST in most patients severe AA [56].
is the best evidence of an underlying immune 4. Increased transcription of Th1-related genes
pathophysiology: the majority of patients show in activated T cells of AA patients [57,58];
hematologic improvement after only transient recent study in BM failure mouse models
T-cell depletion by ATGs; relapse also usually identified NOTCH signaling as a primary
responds to ATG; and dependence of adequate driver of Th1-mediated pathogenesis in
blood counts on administration of very low dos- AA and may represent a novel target for
es of CsA is not infrequent [2]. therapeutic intervention.
5. Confirmation in murine models on the role
T Cells and Cytokines of Th1 and Th17 cells and related cytokines
In early laboratory experiments, removal of to producing destruction of marrow
lymphocytes from aplastic BMs improved colony progenitor cells and the positive effects of
numbers in tissue culture, and their addition to Th17 blocking antibodies and infusion of
normal marrow inhibited hematopoiesis in vitro regulatory T cells in reversing BM failure in
[41]. Immunity to HSCs by activated T cells has these models [55,59–63].
been considered to be responsible for the patho- The impact of T-cell attack on BM can be mod-
genesis of AA [42,43]. Laboratory in vitro data eled in vitro and in vivo. IFN-γ (and tumor necro-
has further reinforced the immune pathogenesis sis factor-α) in increasing doses reduce numbers
in AA with the principal findings including: of human hematopoietic progenitors assayed in
1. An increased cytokine (IFN-γ) of activated vitro; the cytokines efficiently induce apoptosis
T cells identified both in the blood and in CD34+ target cells, at least partially through

 
Pathophysiology 17
the Fas-dependent pathway of cell death [43,64]. Immune Escape Clones (PNH, 6pLOH)
In long-term culture of human BM, in which Certain clones may escape the immune attack
stromal cells were engineered to constitutively within the BM environment and proliferate and
express IFN-γ, the output of long-term-culture- attain a survival advantage over normal HSCs.
initiating cells (LTCI-ICs) was markedly dimin- The global absence of a large number of cell-sur-
ished, despite low concentrations of the cytokine face proteins in PNH has been hypothesized to
in the media, consistent with local amplification allow escape and survival of a preexisting mutant
of toxicity in the marrow milieu [49]. clone. Association of present PNH clone with a
Measurements of soluble circulating mediat- predictor of responsiveness to IST suggests that
ing factors in BM failure were limited largely to the escape is from immune attack [20,80–83].
one or two cytokines in AA [65–68]. High TPO Small PNH clones present at diagnosis usually
levels have been observed in patients with AA, remain stable over time, but may expand suffi-
and these abnormal levels correlate with disease ciently to produce symptomatic hemolysis [84].
severity [66,68]. Comprehensive analysis of 31 Comparison by microarray shows that residual
cytokines by an immuno-bead-based multiplex cells of normal phenotype in the PNH BM upreg-
assay (Luminex) identified that high levels of ulate the same apoptosis and cell-death genes as
TPO and granulocyte colony-stimulating fac- do CD34+ cells in aplastic marrow, while the PIG-
tor, with low levels of CD40 ligand, CXCL5, A mutant clone appears transcriptionally similar
CCL5, CXCL11, epidermal growth factor, vascu- to CD34+ cells from healthy donors [85]. Alter-
lar endothelial growth factor, and CCL11 were natively, NK cell mediated cytotoxicity may play
a signature profile for AA [69]. An increase in a role; immunoglobulin-like receptors (KIR) may
IL-17-producing Th17 cells in the peripheral be differentially expressed in PNH compared to
blood and BM of patients with AA has also been normal, resulting in cytotoxicity of normal HSCs
reported [55,70,71]. Recent study showed that [86]. Recent work has suggested expansion of au-
TPO and IL-17 levels are useful for differentiat- toreactive, CD1d-restricted, GPI-specific T cells
ing hypocellular refractory cytopenia of child- in PNH [38]. These data suggested important
hood (RCC) from pediatric AA [72]. roles for cell-extrinsic factors in clonal expansion
of PNH cells.
HLA and Cytokine Gene Polymorphisms
It was recently reported that AA patients po­
There have been a number of studies on the ssessing clonal/oligoclonal hematopoiesis who
human leukocyte antigens (HLA) and their as- had specifically lost either HLA haplotype con-
sociation with AA. HLA-DR2 is overrepresent- taining the HLA-B*40:02, HLA-A*31:01, HLA-
ed among patients [73], suggesting a role for A*02:01, and HLA-A*02:06 [87]. Approximately
antigen recognition, and its presence is predic- 10% of AA have acquired copy number neutral
tive of a better response to CsA [74]. Further re- loss of heterozygosity (CN-LOH) in chromo-
search showed HLA-DRB1*1501 was associated some arm 6p (6pLOH), postulated to emerge by
with a good response to IST in Japanese cohorts immune selection against specific HLA alleles
[75,76]. [87–89]. This clonal hematopoiesis may repre-
Polymorphisms in cytokine genes, associated sent a signature of an escape from cytotoxic T-
with an increased immune response, also may cells autoimmunity targeting autoantigens and
be more prevalent: a nucleotide polymorphism strengthen the hypothesis of the immune-me-
in the TNF-α (TNF2) promoter at −308 [77], ho- diated pathogenesis of AA, although the exact
mozygosity for a variable number of dinucleo- mechanism is still unclear. Recent report showed
tide repeats in the gene encoding IFN-γ [78], and the PNH patient that had acquired CN-6pLOH
polymorphisms in the CTLA4 [79]. in GPI–AP+ granulocytes, but not in GPI–AP−

 
18 2. Pathophysiology of Acquired Bone Marrow Failure

granulocytes, supporting the hypothesis that a matory bowel disease. Recent work described
hostile immune environment drives selection previously unknown potential regulatory roles
of resistant hematopoietic cell clones [90]. Re- of the miR-145-5p and miR-126-3p in T-cell ac-
cent study reported successful isolation of HLA- tivation in AA, in which MYC and PIK3R2 are
B*40:02-restricted CTLs specific for HSCs that the respective targets of these miRNA [99]. Dys-
were present in AA patient peripheral blood or regulated miR-145-5p and miR-126-3p promote
BM [91]. T-cell proliferation and increase GZMB and IFN-
γ production. Targeting or employing miRNA
STAT3 Mutant Clones mimics might be novel molecular therapeutic
Large granular lymphocyte leukemia (LGL) approaches in AA.
is often associated with immune cytopenias and
can occur in BM failure, such as AA and MDS Autoantibodies
[92,93]. STAT3 mutations in LGL clonal expan- Autoantibodies are frequently detected in
sions are detected [94,95]. STAT3 clones can be patients with AA [100–103]. Antimoesin [100],
not only in known LGL concomitant cases, but diazepam-binding inhibitor-related protein 1
in a small population of other BM failure cases [101], kinectin [102], postmeiotic segregation in-
(7% AA and 2.5% MDS) [72]. In STAT3-mutat- creased 1 [102], and HNRNPK antibodies [103]
ed AA patients, trend toward better responses were reported to be expressed in AA. Recent
of IST and an association with the presence of study using SEREX identified autoantibodies
HLA-DR 15 were found. STAT3-mutant clones that are expressed in AA accompanied by im-
may facilitate a persistently dysregulated auto- mune abnormality [104]. Eight candidates were
immune activation, responsible for the primary identified: CLIC1, SLIRP, HSPB11, NHP2L1,
induction of BM failure in a subset of AA and SLC50A1, RPL41, RPS27, and SNRPF.
MDS.
Immune-Mediated BM Failure
Innate Immunity Mouse Models
Transcriptional analysis of T cells from AA Mouse models of AA, produced by the de-
has implicated some components of innate im- struction of BM cells using radiation, cytotoxic
munity in AA, including toll-like receptors and drugs, and immune cells, have been useful in
natural killer cells [96]. defining the hematopoietic stem cell and illus-
There are some experimental results that sup- trating the potency of small numbers of lympho-
port the natural killer cells involvement in AA cytes in specifically inducing apoptosis of BM
[97,98]. KIR and KIR ligand (KIR-L) genotype targets and their cytokines (e.g., IFN-γ-) as nega-
study showed that AA and PNH showed de- tive effector molecules [105–108]. Murine mod-
creased frequency of KIR-2DS1 and KIR-2DS5 els mimicking AA have used exposure to agents
genes [98]. The reduced frequency of these KIRs that result in marrow destruction through a
in AA and PNH may indicate an immunogenetic direct toxic effect, but models that explore anti-
relationship between these diseases. genic disparities between strains have resulted
in immune-mediated destruction of the marrow,
microRNAs more closely modeling human AA [109]. Infu-
There is emerging evidence that microRNA sion of parental lymph node cells into F1 hybrid
(miRNA) play crucial roles in controlling and donors caused pancytopenia, profound mar-
modulating immunity. Dysregulation of miRNA row aplasia, and death [63]. Not only a murine
can lead to autoimmune diseases, such as rheu- version of ATG and CsA but also monoclonal
matoid arthritis, multiple sclerosis, and inflam- antibodies to IFN-γ and tumor necrosis factor

 
Pathophysiology 19
abrogated hematologic disease, rescuing ani- and continued until days 91 and 112 posttreat-
mals. A powerful “innocent bystander” effect, ment [113].
in which activated cytotoxic T cells kill geneti-
cally identical targets, was present in second-
ary transplantation experiments [62]. In a minor Genetic Risk Factors in AA
histocompatibility antigen-discordant model, Telomeres are DNA sequences with a struc-
marrow destruction resulted from activity of an ture that protects chromosomes from erosion and
expanded H60 antigen-specific T-cell clone [61]. that a specific enzyme, telomerase, is involved
Treatment with the CsA abolished H60-specific in their repair after mitosis [114,115]. Telomeres
T-cell expansion and rescued animals from fatal are repeated nucleotide sequences that cap the
pancytopenia. The development of BM failure ends of chromosomes and protect them from
was associated with a significant increase in ac- damage. Acquired and congenital AA have been
tivated CD4+CD25+ T cells that did not express linked molecularly and pathophysiologically
intracellular FoxP3, whereas inclusion of normal by abnormal telomere maintenance [116,117].
CD4+CD25+ regulatory T cells in combination Telomeres are eroded with cell division, but in
with C57BL/6 LN cells aborted H60-specific T- HSCs, maintenance of their length is mediated
cell expansion and prevented BM destruction. by telomerase. Accelerated telomere shorten-
Trafficking of T cells to the marrow has also been ing is virtually universal in dyskeratosis con-
shown to be important in AA pathogenesis in genita, caused by mutations in genes encoding
murine models [110]. components of telomerase or telomere-binding
protein (TERT, TERC, DKC1, NOP10, or TINF2)
Mouse Models of Chemical and Drug [118–122]. Short telomeres were found in leuko-
Hematopoietic Toxicity cytes from approximately one-third of patients
In a few instances, mouse models have been with AA, especially those who do not have a re-
utilized to examine chemical and drug toxicity sponse to IST [123,124]. Systematic screening of
for hematopoiesis. Industrial exposure to ben- patients with apparently AA showed a few pa-
zene has numerous deleterious hematologic tients with TERT or TERC mutations [125,126].
effects in human workers. When benzene was Mutation of SBDS underlie Shwachman–
subcutaneously injected into CD1 mouse, they Diamond syndrome (SDS), inherited syndrome
showed lethargy, irritability, and weight loss, featuring BM failure [127]. Heterozygosis for
with decreased hemoglobin, erythrocytes, leu- 258 + 2 T > C SBDS gene was associated with
kocytes, and BM cells indicative of BM failure AA (4 of 91 AA) and telomere shortening of
[111]. leukocytes [128]. These mutations cause low
Chronic, delayed hematotoxicity of the che- telomerase activity, accelerated telomere short-
motherapy drug busulfan was recapitulated in ening, and diminished proliferative capacity of
a mouse model: following a course of therapy, hematopoietic progenitors. Sex hormones in-
animals maintained normal blood and BM cell crease telomerase activity by upregulating the
counts for 1 year before developing pancytope- TERT gene [129]. Blood count improvement can
nia and frank marrow aplasia, with significant be obtained with androgen therapy in patients
decline in splenic colony-forming units (CFU) with mutation in telomere repair complex genes
[112]. BALB/c mice were treated 8 times with [130]. For more information about telomeres,
busulfan over 23 days and found reductions please refer Chapter 15.
in nucleated marrow cells, granulocyte-macro- Germ-line GATA2 gene mutations, lead-
phage (CFU-GM), CFU-erythroid, erythrocytes, ing to haploinsufficiency, have been identi-
leukocytes, platelets, and reticulocytes on day 1 fied in patients with familial MDS/AML [131],

 
20 2. Pathophysiology of Acquired Bone Marrow Failure

monocytopenia and mycobacterial infections dyskeratosis congenita (DC), and Diamond–


[132,133], Emberger syndrome [134], and den- Blackfan anemia (DBA) are sequenced by this
dritic cell, monocyte, B-, and NK-cell deficien- method [144].
cy [135,136]. GATA2 mutations have also been
identified in a subset of patients presenting with
chronic neutropenia [137], and young adults Clonal Evolution in AA
with AA [138,139], highlighting the clinical With improved survival, the late develop-
heterogeneity and variable hematologic phe- ment of MDS, AML, or both has been noted in
notypes associated with a single genetic defect. about 15% of AA patients and termed “clonal
The BM from patients with GATA2 deficiency evolution” [145]. AA patients with clonal cy-
is typically hypocellular, with varying degrees togenetic patterns are heterogenous; unlike in
of dysplasia. The marrow had severely reduced primary MDS, aberrancies of chromosome 5
monocytes, B cells, and NK cells; absent hema- and 20 were infrequent [146]. The clinical course
togones; and inverted CD4:CD8 ratios. Atypi- depended on the specific abnormal cytogenetic
cal megakaryocytes and abnormal cytogenetics pattern. Most deaths related to leukemic trans-
were more common in GATA2 marrows. Routine formation occur in patients with abnormalities
BM flow cytometry, morphology, and cytogenet- of chromosome 7 or complex cytogenetic altera-
ics in patients who present with cytopenias can tions or both [146]. In contrast, +8 and del13q,
identify patients for whom GATA2 sequencing may appear in AA that is responsive to IST and
is indicated [139]. If GATA2 mutations are iden- associated with good prognosis [146–149]. In AA
tified, it is important to screen family members patients with PNH clone, cytogenetic abnormal-
who may be potential donors, as BM transplan- ities usually occur in hematopoietic cells that are
tation is the only definitive therapy for GATA2 normal phenotype (GPI–AP positive), suggest-
deficiency [140,141]. ing these cells have different origin [25,148].
Familial AA is an extremely rare inherited Telomere dynamics play a role in the devel-
subtype affecting multiple individuals in a fam- opment of myeloid cancers in patients with AA
ily. Patients typically only have features of AA; not associated with a telomeropathy. In adult
the absence of any somatic features making it patients with severe AA undergoing IST (with-
distinct from other inherited AA. By exome se- out a known genetic telomeropathy), pretreat-
quencing, the causative homozygous MPL mu- ment telomere length in the bottom quartile for
tation in a family with familial AA is reported age was a significant risk factor for evolution to
[142]. Biallelic constitutional mutations in MPL MDS [150]. Patients with the shortest telomeres
have been described in congenital amegakaryo- had more uncapped telomere-free chromosome
cytic thrombocytopenia (CAMT) [143]. MPL ends as compared to the patients with the lon-
mutations can be found in children with famil- gest telomeres [151]. Analysis of patients, with-
ial AA in whom CAMT was not diagnosed or out telomeropathies and with normal telomere
suspected. Additional studies will be needed to length at the time of diagnosis, who developed
further clarify the relationship between CAMT, to monosomy 7 found these patients had dra-
AA, and MPL. matically accelerated telomere attrition before
For screening, genomic panels of large num- developing MDS [152]. Rapid telomere loss
bers of genes are now available and routinely led to an accumulation of individual chromo-
used in the clinic to molecularly characterize somes bearing extremely short telomeres prior
patients with suspected inherited bone marrow to the development of monosomy 7 as detected
failure syndromes (IBMFS); multiple genes from by STELA. Dependence on a limited stem-cell
pathways involved in, Fanconi anemia (FA), pool to support hematopoiesis would require

 
Treatments for AA 21
an increased rate of cell division and accelerate were not associated with the development of
telomere attrition. MDS-defining cytogenetic abnormalities [156].
In recent years, a number of studies have In contrast, clones carrying mutations in DN-
reported the presence of acquired somatic mu- MT3A, ASXL1, and a few other genes were more
tations in AA, often associated with low level likely to increase in size over time, and these mu-
clones [28,29,153,154]. These mutations were tations (dominated by DNMT3A and ASXL1) as
recurrent somatic mutations found in MDS/ a group were associated with a poorer response
AML. In a small cohort of predominantly pedi- to IST, inferior overall survival, and progression
atric patients, somatic mutations were detected to MDS, AML, or both. Computational strategy
in 72%, most frequently involved in immune identified patients with better overall survival
escape (PIGA, 6pLOH) and signal transduction (those with PIGA, BCOR, and BCORL1) and pa-
(STAT5B, CAMK2G), and MDS-associated SM tients with worse overall survival (those with
were found in only 9% of patients [27]. A large ASXL1, DNMT3A, TP53, RUNX1, and CSMD1)
cohort of 150 AA patients with no morphologi- than overall survival in the unmutated group,
cal evidence of MDS identified a subgroup (19%) and patients with better progression-free surviv-
with relevant somatic mutations in a small num- al (those with PIGA, BCOR, and BCORL1) and
ber of genes (ASXL1 in 12 patients, DNMT3A in patients with worse progression-free survival
8, BCOR in 6, and (those with ASXL1, DNMT3A, RUNX1, JAK2,
1 each for SRSF2, U2AF1, TET2, MPL, IKZF1, and JAK3) than progression-free survival in the
and ERBB2) [155]. Somatic mutations, when ex- unmutated group.
amined together, predicted for risk of later evo- A more detailed analysis of clonal evolution
lution to MDS; the risk was 38% compared to 6% was obtained by the sequencing of serial samples
in the absence of a somatic mutation, and if the from 35 AA patients that spanned years [26]. In
disease duration of the AA was >6 months, the most patients, clonal hematopoiesis originated
risk of MDS was even more significant at 40% from a minor clone that was already present at
compared to 4% without a somatic mutation. the time of diagnosis. However, the subsequent
ASXL1 and DNMT3A mutations were associated temporal course of these clones was highly vari-
with evolution to monosomy 7 in 4 AA patients. able. Close monitoring of clonal hematopoiesis
They also showed that presence of a somatic by means of both deep sequencing and SNP ar-
mutation was associated with shorter telomere ray karyotyping will need to be combined with
length compared to patients who lacked a somat- clinical evaluation to estimate prognosis and to
ic mutation. In a combined USA and Japanese guide treatment of patients with AA.
study targeted sequencing of 106 genes in 439
AA patients [26], various sets of mutations show
distinct behavior and clinical effect; BCOR-mu- TREATMENTS FOR AA
tant and BCORL1-mutant clones and PIGA-mu-
tant clones tended to disappear or remain small,
BMT With Matched Sibling Donors
were associated with a better response to IST,
and predicted favorable outcomes. These data HSCT is the treatment of choice in newly di-
are compatible with previous studies focusing agnosed patients up to 40 years of age eligible
on the significance of PIG-A mutant clones. The for HSCT with a histocompatible donor [157].
vast majority of patients tended to equilibrate at For all other patients IST with horse ATG/CsA
a clone size, even after IST [23,84]. Recent study is the preferred treatment modality. The long-
reported that 6p CN-LOH clones were present term survival for either therapy is about 80% for
in 11.3% of AA, remained stable over time, and patients of all ages, with younger patients (<20)

 
22 2. Pathophysiology of Acquired Bone Marrow Failure

faring better in general [158]. Standard treat- significantly improved [165,166]. Recent study
ment for patients who have a matched sibling reported that the outcome of UD transplants for
donor is HSCT which provides a cure in about AA is currently not statistically inferior when
80–90% of patients [159]. Cyclophosphamide compared to sibling transplants, although pa-
(CY) with ATG as a conditioning regimen and tients are at greater risk of acute and chronic
the CsA plus methotrexate (MTX) as GVHD pro- GVHD [167]. The risk of death of UD grafts was
phylaxis represent an effective treatment, with a higher, but not significantly higher, compared to
rate of engraftment of 90–95% and overall sur- a sibling donor. The strongest negative predic-
vival near 80–90% [159]. These rates tend to be tor of survival was the use of peripheral blood
worst in older patients (>40 years of age) ap- as a stem cell source, followed by an interval of
proximating 50–60% [160]. diagnosis to transplant of 180 days or more, pa-
BM source, conditioning with CY + ATG, and tient age 20 years or over, no ATG n in the con-
GVHD prophylaxis by CsA + MTX represent the ditioning, and donor/recipient cytomegalovirus
gold standard in transplantation for AA in pa- serostatus, other than negative/negative.
tients receiving transplantations from an HLA-
identical sibling donors. Given these excellent
results, survival is thus no more the sole concern Experimental HSCT
then prevention and early detection of late com- Other alternative source of stem cells in-
plications after BMT is the main objective [161]. cludes umbilical cord blood and a haploiden-
After transplantation from an HLA-identical sib- tical family donor [168]. The difficult situation
ling donor or from an unrelated donor, the use encountered is when a patient with refractory
of peripheral blood stem cells must be strongly AA has no suitably matched UD, and this is not
discouraged because they have been systemati- uncommon. The options for these individuals
cally associated with an increased incidence of include a second course of IST, an alternative
chronic GVHD compared with the use of BM as immunosuppressive drug or novel agent, or an
a stem cell source, leading to an unacceptably experimental form of transplantation using an
higher risk of treatment-related mortality in this alternative donor source, namely cord blood or
setting. a haploidentical family donor. HSCT offers pos-
sibilities of cure, but risks of alternative donor
HSCT remain graft rejection and GVHD, espe-
BMT From Alternative Donors cially chronic GVHD, which affects mortality
For patients who lack an HLA identical sib- and quality of life.
ling donor, IST remains the first treatment of The key features of haploidentical graft are
choice. However, 30–40% of the patients will availability for most patients, the time to pro-
be refractory or relapse to IST and will thus be cure the graft is short, and the cost is low. This
considered for transplantation using an alterna- is not a new approach to HSCT for SAA patients
tive donor. HSCT is indicated if refractory AA lacking a matched sibling donor or a suitably
patients are fit and have a suitably matched matched UD. Historically, haploidentical HSCT
donor. Transplantation from an unrelated do- was invariably unsuccessful, with high rates of
nor (UD) is usually considered after failure of graft rejection and GVHD. A recent review on
at least one course of IST [162]. This strategy is 73 patients receiving HSCT between 1976 and
based on a relatively high risk of complications 2011 and mostly using nonmyeloablative regi-
for UD transplant recipients, such as graft rejec- mens showed a 3-year OS of only 37% [169]. A
tion, GvHD, and infections [163,164]. However, novel approach is nonmyeloablative condition-
the outcome of unrelated donor transplants has ing with high-dose CY given on days +3 and +4

 
Treatments for AA 23
after transplantation (PTCy) to prevent GVHD Amounting evidence that AA had an immune
by depleting dividing donor-alloreactive T cells mediated pathogenesis led to the exploration
but sparing quiescent, nonalloreactive T cells. of more immunosuppressive agents in clinical
Such an approach has been reported anecdotally protocols. This development was conducted in
in PNH and is under study in protocols in AA two manners: (1) adding a third immunosup-
[170]. Recent studies from Johns Hopkins and pressive agent to horse ATG/CsA and (2) using
others showed that nonmyeloablative allo-BMT more potent lymphocyte depleting agents than
with PTCy from haploidentical donor appears horse ATG. Neither strategy improved the out-
promising in patients with refractory acquired comes. Adding mycophenolate mofetil or siro-
and inherited AA with acceptable rates of en- limus to horse ATG/CsA did not improve out-
graftment, eradication of preexisting clonal dis- comes in SAA and the use of more lymphocyte
eases, low risk of GVHD, and expansion of the depleting agents (cyclophosphamide, alemtu-
donor pool [171,172]. zumab, rabbit ATG) was equally disappointing
The largest retrospective study of unrelated [180,181]. Cyclophosphamide, despite being an
cord blood transplantation comprised 71 AA active agent in SAA, is associated with prohibi-
patients (9 with PNH) [173]. The main problem tive toxicity impeding its use [182,183]. Toxic-
was engraftment failure, with a cumulative in- ity was considerable, mainly due to prolonged
cidence of neutrophil recovery of only 51% at absolute neutropenia, that occurred regardless
2 months and a 3-year OS of 38%. All those pa- of pretherapy blood counts, and persisted an
tients receiving total body irradiation 12 Gy as average of 2 months [183]. Alemtuzumab as-
part of the conditioning regimen died, indicat- sociated with a low response rate (about 20%)
ing that a RIC rather than myeloablative regi- when given as first therapy [184]. Noteworthy
men is preferable. Significantly improved OS are the disappointing results with rabbit ATG/
was seen in recipients of >3.9 × 107 TNCs/kg CsA when compared directly to horse ATG/
prefreezing. Recent study showed that haplo- CsA in a randomized study [185]. The anticipa-
cord HSCT is an effective treatment option for tion was for a higher response rate with rabbit
severe AA patients who lack an HLA-matched ATG/CsA given its more lymphocyte depleting
donor [174]. properties, Treg inducing property, activity in
horse ATG/CsA refractory cases and superior-
ity to horse ATG in solid organ transplant [186–
IST 189]. However, results showed a lower response
The possibility that the pathophysiology of rate of about 35–40% compared to the expected
AA could be immune mediated was initially 60–70% seen with horse ATG/CsA [185]. This
proposed by Barnes and Mole and later rein- difference resulted in superior survival out-
forced by autologous hematologic recovery af- comes with horse ATG/CsA compared to rab-
ter ATG exposure [109,175]. The combination of bit ATG/CsA [185]. Other observations from
ATG + CsA was shown superior to ATG alone prospective studies confirmed this observation
and became the standard IST option in patients [190]. Therefore, horse ATG/CsA remains the
not eligible for HSCT [176]. Extensive experi- optimal immunosuppressive regimen as first
ence with this regimen showed that 60–70% of line therapy in SAA. The options for patients
patients responded to the combination of horse who fail initial horse ATG/CsA include HSCT
ATG/CsA becoming the standard IST regimen. from a related (in older patients) or unrelated
Across these studies hematologic response (in younger patients) histocompatible donor or
correlated with excellent long-term survival a repeat course of IST [191,192]. Rabbit ATG/
[157,176–179]. CsA or alemtuzumab in this refractory setting

 
24 2. Pathophysiology of Acquired Bone Marrow Failure

can salvage about 30–40% of patients who can titrated up to 150 mg in a IST refractory SAA
achieve a hematologic response [184,188]. The cohort [202]. The overall response rate was 44%
ability to salvage a proportion of patients with with some bi- and trilineage hematologic im-
transplant and nontransplant modalities along provements observed. The degree and quality of
with advances in supportive care have resulted improvement in blood counts with eltrombopag
in improved survival outcomes in IST refractory of patients with refractory AA was unanticipat-
patients over the years [193]. Even among very ed. Responses were striking in several respects:
refractory patients to IST who do not undergo they were not restricted to platelets and were
HSCT long-term survival can be achieved with robust, resulting in transfusion independence.
supportive care measure, such as transfusions, In an extended experience (n = 43) the response
antimicrobials, growth factor, androgens and rate was confirmed at 40% and multilineage in-
iron chelation. Neutrophil count in this setting crement in blood counts were continued to be
are a principal determinant of survival [194]. observed [203]. Discontinuation of eltrombopag
When neutrophils are adequate in numbers was possible in a few patients who had achieved
that prevent recurrent life-threatening infec- a robust hematologic recovery without worsen-
tions long-term survival with supportive care ing of the counts. Eight of 43 patients developed
measures can be achieved [194]. A longer, taper- new cytogenetic abnormalities. The most com-
ing course of CsA following horse ATG up to mon chromosomal changes were chromosome
24 months as initial therapy delayed but did not 7 abnormalities, which developed in five of the
ultimately prevent relapses [195]. Therefore, ef- eight evolvers. This clonal transformation is as-
forts to improve beyond the outcomes achieved sociated with a poor outcome, but all patients
with horse ATG plus CsA were ineffective until who developed chromosome 7 changes were
recently. successfully transplanted. Increase in bone mar-
row cellularity was observed in some respond-
ing patients suggesting that eltrombopag was
Eltrombopag stimulating a more primitive progenitor popu-
TPO mimetics, such as romiplostim and el- lation leading to improvement in marrow func-
trombopag, were developed to treat patients with tion and increase in blood counts. The protection
refractory immune thrombocytopenia but have and/or stimulation of residual HSCs by eltrom-
been investigated for the treatment of BM failure bopag is a strategy with many applications.
syndromes [196]. TPO is the main regulator for Multiple clinical trials of thrombopoietin mi-
platelet production and its receptor (c-Mpl) is metics, eltrombopag, and romiplostim are in
present on megakaryocytes and HSCs [197,198]. progress. Eltrombopag is being combined with
Historically the use of G-CSF and erythropoietin standard horse ATG and CsA in treatment-naive
have not been effective in systematic AA studies severe AA [204]. In these previously untreated
and did not change the natural history of the dis- patients, the combination of eltrombopag with
ease [199]. The use of a TPO agonist was of par- horse ATG and CsA yielded overall response
ticular interest given the expression of the TPO rate at 3 and 6 months of 80 and 85%, respec-
agonist receptor in marrow progenitor cells and tively, which are 20–30% higher than histori-
the reduced numbers of HSCs in murine TPO cal rates with the same regimen without Tpo
receptor knockout models [200]. However, the agonist in AA. Clonal cytogenetic evolution oc-
very high endogenous TPO levels in SAA could curred in 7 of 88 patients, similar to prior rates
render this approach ineffective [201]. observed with standard IST. Longer and more
In a pilot study (n = 26) eltrombopag was mature data regarding this novel combination
investigated at an initial dose of 50 mg/day is awaited to better define the durability of

 
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joignaient, se traversaient pour se séparer ensuite, lentement ou en
hâte. Le trafic de la grande ville continuait au milieu de la nuit qui
s’approfondissait sur le fleuve sans sommeil. Nous regardions et
attendions patiemment, — il n’y avait rien d’autre à faire jusqu’à la fin
de la marée. Ce ne fut qu’après un long silence quand il nous dit
d’une voix hésitante : « Je suppose que vous vous souvenez, vous
autres, qu’une fois je me suis fait marin d’eau douce, pour quelque
temps », que nous comprîmes que nous étions destinés, avant que
le reflux ne se fît sentir, à entendre le récit d’une des inconcluantes
expériences de Marlow.
« Je n’ai pas l’intention de vous infliger le détail de ce qui m’est
arrivé personnellement, commença-t-il, — non sans trahir par cette
remarque l’erreur commune à tant de conteurs qui semblent si
souvent ne point se douter de ce que leur auditoire préférerait
entendre. — Pourtant pour apprécier l’effet produit sur moi, il faut
bien que vous sachiez comment je fus amené là-bas, ce que j’y vis
et comment je remontai ce fleuve jusqu’à l’endroit où pour la
première fois je me trouvai en présence du pauvre diable. C’était le
point extrême accessible à la navigation : ce fut aussi le point
culminant de mon aventure. Il me parut répandre une sorte de
lumière sur toutes choses autour de moi et dans mes pensées. Il
était sombre à souhait, cependant — et lamentable — point
extraordinaire en quoi que ce fût — pas très clair non plus… Non,
pas très clair… — Et néanmoins, il semblait répandre une espèce de
lumière…
« Je venais tout juste à ce moment, vous vous en souvenez, de
rentrer à Londres, après force service dans l’Océan Indien, le
Pacifique, les mers de Chine — une dose régulière d’Extrême-
Orient, quoi !… Six ans ou peu s’en faut — et je flânais de-ci de-là,
vous empêchant de travailler et envahissant vos foyers, tout comme
si j’avais reçu mission du Ciel de vous civiliser. Ce fut charmant pour
un temps, mais j’en eus bientôt assez de me reposer. Je commençai
alors à chercher un navire — la plus dure corvée, je crois bien, qui
soit au monde. Mais les navires ne daignaient même pas
s’apercevoir de mon existence. Et de ce jeu-là aussi, je finis par me
lasser.
« Or quand j’étais gamin, j’avais la passion des cartes. Je restais
des heures à considérer l’Amérique du Sud, ou l’Afrique ou
l’Australie — perdu dans toutes les gloires de l’exploration. A cette
époque, il y avait pas mal d’espaces blancs sur la terre et quand j’en
apercevais un sur la carte qui avait l’air particulièrement attrayant
(mais ils ont tous cet air-là !) je posais le doigt dessus et disais :
« Quand je serai grand, j’irai là ». Le Pôle Nord fut l’un de ces blancs,
je me rappelle. Je n’y suis pas encore allé et à présent je n’essaierai
pas… Le prestige a disparu… D’autres blancs étaient dispersés
autour de l’Équateur et par toutes sortes de latitudes sur les deux
hémisphères… Je suis allé voir certains d’entre eux, et…, — mais ce
n’est pas de cela qu’il s’agit. Il y en avait un cependant, le plus
grand, le plus « blanc » si j’ose dire qui entre tous m’attirait.
« Il est vrai qu’au moment dont je vous parle, ce n’était plus un
vrai blanc. Depuis mon enfance, il s’était garni de rivières, de lacs,
de noms. Il avait cessé d’être un vide espace de mystérieuses
délices, l’endroit vierge à faire glorieusement rêver un enfant. C’était
devenu une région de ténèbres. Il y avait là notamment un fleuve, un
énorme fleuve qu’on distinguait sur la carte, pareil à un immense
serpent déroulé, la tête dans la mer, son corps au repos s’étendant
au loin au travers d’une vaste contrée, la queue perdue dans les
profondeurs de l’intérieur. Et tandis que j’en contemplais la carte à
une devanture, il me fascinait comme un serpent le ferait d’un
oiseau, un pauvre petit oiseau sans cervelle. Ensuite je me souvins
qu’il existait alors une grosse entreprise, une Compagnie pour le
commerce sur ce fleuve. Que diable, pensai-je, ils ne peuvent faire
du commerce sans utiliser une espèce quelconque de bâtiment sur
tout ce flot d’eau douce, — des vapeurs ! Pourquoi ne pas essayer
de m’en faire confier un ? Je continuai à arpenter Fleet Street, mais
l’idée demeurait attachée à moi. Le serpent m’avait fasciné.
« Il s’agissait à vrai dire d’une affaire continentale ; mais j’ai
quantité de relations sur le continent ; la vie y est bon marché et
point si déplaisante qu’elle en a l’air, assurent-elles.
« Je rougis d’avouer qu’incontinent je me mis à les relancer.
Cela, déjà, était pour moi une nouveauté ! Je n’avais pas coutume
d’arriver à mes fins de cette manière-là… D’ordinaire, j’allais droit
mon chemin, sans emprunter les jambes d’autrui pour marcher. De
fait, je ne m’en serais pas cru capable, mais à ce moment, voyez-
vous, j’étais sous l’impression qu’il me fallait aller là-bas coûte que
coûte. Je relançai donc mes gens. Les hommes me répondirent :
« Comment donc, cher ami ! » et ne bougèrent pas. Alors — le
croirez-vous ! — je me rabattis sur les femmes… Oui, moi —
Charles Marlow, je mis les femmes en mouvement pour me
décrocher une situation. Bon sang ! — Mais l’idée fixe me tenait… —
J’avais une tante, une tendre âme enthousiaste. Elle m’écrivit :
« Que ce sera charmant ! Je suis prête à faire n’importe quoi pour
vous. C’est une idée admirable. Je connais la femme d’un
personnage très important dans l’Administration et aussi un homme
qui a beaucoup d’influence parmi eux, etc., etc. ». Bref elle était
résolue à remuer ciel et terre pour arriver à me faire nommer
capitaine sur un vapeur d’eau douce, si telle était ma fantaisie.
« J’obtins la place — comme de juste, et cela ne traîna même
pas. Il paraît que la Société venait d’apprendre qu’un de ses
capitaines avait été tué au cours d’une échauffourée avec les
indigènes. Ce fut l’occasion pour moi et je n’en fus que plus chaud
pour partir. Ce n’est que, bien des mois plus tard, lorsque je tentai de
recueillir ce qui restait du corps, que j’appris que toute la querelle
était due à un malentendu à propos de poules. Oui, à propos de
deux poules noires ! Fresleven, — ainsi s’appelait l’homme, un
Danois — s’était cru lésé de quelque manière dans le marché, c’est
pour quoi il descendit à terre, et se mit à travailler le chef du village
avec un gourdin. Je ne fus pas surpris le moins du monde
d’apprendre tout cela et de m’entendre dire, en même temps, que
Fresleven était l’être le plus doux et le plus pacifique qui se soit
jamais promené sur deux pattes. Incontestablement il l’était, mais il y
avait deux ans déjà qu’il était engagé là-bas au service de la noble
cause et sans doute avait-il éprouvé enfin le besoin de manifester sa
dignité d’une manière ou d’une autre. Il se mit donc à rosser
impitoyablement le vieux nègre sous les yeux des indigènes
terrorisés, jusqu’au moment où quelqu’un — le fils du chef, me dit-
on, — poussé au désespoir par les hurlements du vieillard, fit le
geste de pousser vers l’homme blanc la pointe d’une lance, qui, bien
entendu, pénétra sans la moindre difficulté entre les deux
omoplates. Sur quoi la population tout entière se dispersa dans la
forêt, persuadée que les pires calamités allaient se produire,
cependant que d’un autre côté le vapeur que commandait Fresleven
fuyait dans un coup de panique, sous les ordres, je crois, du
mécanicien. Ensuite, nul ne parut se soucier beaucoup des restes
de Fresleven jusqu’au jour où j’arrivai là-bas pour chausser ses
pantoufles. Je ne pouvais laisser les choses en l’état, mais quand
une occasion enfin se présenta pour moi de rencontrer mon
prédécesseur, l’herbe qui lui croissait entre les côtes était assez
haute pour dissimuler ses os. Ils y étaient tous. On n’avait point
touché à l’être surnaturel, après sa chute. Et le village était
abandonné, les cases béaient, noires, pourrissantes, toutes
disloquées entre les enclos renversés. Les calamités effectivement
s’étaient abattues sur lui. Quant aux gens ils s’étaient évanouis. Une
terreur aveugle avait tout dispersé, hommes, femmes, enfants, dans
la brousse : et ils n’étaient jamais revenus. J’ignore ce qu’il advint
des poules. J’incline à penser cependant qu’elles demeurèrent
acquises à la cause du progrès. Quoiqu’il en soit, ce fut à cette
glorieuse affaire que je dus ma nomination avant même d’avoir
commencé à l’espérer.
« Je courus comme un fou pour être prêt à temps, et quarante-
huit heures ne s’étaient pas écoulées que je traversais la Manche
pour me présenter à mes patrons et signer le contrat d’engagement.
En quelques heures je gagnai cette ville qui me fait songer toujours
à un sépulcre blanchi. — Parti-pris, sans doute ! Je n’eus guère de
peine à trouver les bureaux de la Société. C’était ce qu’il y avait de
plus considérable dans toute la ville, et personne qu’on rencontrât
qui n’en eût plein la bouche. Pensez donc ! Ils allaient exploiter un
empire d’outre-mer et en tirer un argent fou par le négoce !
« Une rue étroite et déserte, dans une ombre profonde de hautes
maisons aux fenêtres innombrables, garnies de jalousies, un silence
de mort, l’herbe poussant entre les pavés, d’imposantes entrées
cochères à droite et à gauche, d’immenses portes à double battant
mornement entrebâillées. Je m’insinuai dans l’une de ces fissures,
gravis un escalier nu et soigneusement balayé, aussi aride que le
désert et poussais la première porte que j’avisai. Deux femmes,
l’une grasse et l’autre maigre, étaient assises sur des chaises de
paille et tricotaient de la laine noire. La femme maigre se leva et
s’avança droit sur moi en continuant de tricoter, les yeux baissés et
déjà je songeais à m’écarter devant elle, comme on ferait pour une
somnambule, quand elle s’arrêta et redressa la tête. Sa robe était
aussi unie qu’un fourreau de parapluie. Elle fit demi-tour sans ouvrir
la bouche et entra devant moi dans une antichambre. Je donnai mon
nom, et jetai les yeux autour de moi. Il y avait une table de bois
blanc au milieu, des chaises toutes simples au long des murailles, et
au bout de la pièce, une grande carte brillante, bariolée de toutes les
couleurs de l’arc-en-ciel. Beaucoup de rouge, qui fait toujours plaisir
à voir, parce qu’on sait que là, du moins, on travaille effectivement ;
une quantité de bleu, un peu de vert, quelques taches orange et sur
la côte Est, une bande pourpre pour indiquer l’endroit où les joyeux
pionniers du progrès dégustent le joyeux lager !… Mais il n’y avait là
rien pour moi : j’étais destiné au jaune ; tout juste au centre ! Et le
fleuve était là aussi, fascinant, terriblement comme un serpent.
Brr !… Une porte s’ouvrit ; une tête de secrétaire à cheveux blancs,
avec une expression pleine de compassion, apparut, et un index
osseux en même temps me fit signe de pénétrer dans le sanctuaire.
La lumière y était avare et une lourde table à écrire s’étalait au
milieu. Derrière ce monument se distinguait quelque chose de
corpulent et de blême, dans une redingote. C’était le grand homme
en personne ! Il était haut de cinq pieds six pouces, me parut-il, et
tenait dans son poing les ficelles de combien de millions !… Il me
serra la main, je crois, murmura quelque chose vaguement, se
déclara satisfait de mon français. Bon voyage.
« Au bout de quarante-cinq secondes, je me retrouvai dans
l’antichambre auprès du secrétaire compatissant qui, plein de
désolation et de sympathie, me fit signer un document. Je crois bien
que je m’y engageais entre autres choses à ne révéler aucun secret
commercial. — Vrai, ce n’était pas mon intention…
« Je commençais à me sentir mal à l’aise. Vous savez que je n’ai
pas l’habitude de ces sortes de cérémonies, et il y avait quelque
chose de sinistre dans l’atmosphère. C’était tout juste comme si je
venais d’être admis dans une espèce de conspiration, je ne sais quoi
de pas tout à fait honnête et je fus enchanté de m’échapper. Dans
l’autre pièce, les deux femmes tricotaient leur laine noire
fiévreusement. Des gens arrivaient et la plus jeune allait et venait en
les introduisant. La vieille demeurait assise sur sa chaise. Ses
pantoufles plates en étoffe étaient appuyées sur une chaufferette, et
un chat reposait dans son giron. Elle portait une chose blanche
empesée sur la tête, elle avait une verrue sur la joue et des lunettes
d’argent pendaient au bout de son nez. Elle me jeta un coup d’œil
par-dessus ses verres. L’indifférente et fuyante placidité de ce
regard me troubla. Deux jeunes hommes, l’air joyeux et insouciant,
étaient introduits à ce moment et elle leur lança le même preste
coup d’œil de sagesse impassible. Elle semblait ne rien ignorer de
moi-même ni de ceux-là. Une impression inquiétante m’envahit. Elle
avait l’air fatal et au-dessus de toutes choses. Souvent, quand je fus
là-bas, je revis ces deux créatures, gardiennes de la porte des
Ténèbres, tricotant leur laine noire comme pour en faire un chaud
linceul, l’une introduisant, introduisant sans trêve dans l’inconnu,
l’autre scrutant les visages joyeux et insouciants de ses vieux yeux
impassibles. Ave ! Vieille tricoteuse de laine noire. Morituri te
salutant ! De tous ceux qu’elle regarda ainsi, il n’en est pas
beaucoup qui la revirent, moins de la moitié, il s’en faut !…
« Restait la visite au médecin. « Simple formalité », m’assura le
secrétaire avec, l’air de prendre une part immense à mes malheurs.
En conséquence, un jeune gaillard qui portait son chapeau incliné
sur le sourcil gauche — un commis, je pense, car il devait bien y
avoir des commis dans cette affaire, encore que la maison fût aussi
silencieuse qu’une maison de la cité des morts ! — s’amena de
l’étage au-dessus et se chargea de me conduire. Il était râpé et
négligé, avec des taches d’encre sur les manches de son veston, et
une ample cravate bouffante sous un menton en galoche. Comme il
était un peu tôt pour trouver le médecin, je proposai d’aller boire
quelque chose, ce qui du coup le mit en verve. Tandis que nous
étions attablés devant des vermouths, il se mit à exalter les affaires
de la Société, si bien que je finis par m’étonner qu’il ne partît pas lui
aussi. Il devint froid et réservé sur-le-champ : « Je ne suis pas aussi
bête que j’en ai l’air, disait Platon à ses disciples », déclara-t-il
sentencieusement en vidant son verre avec résolution, et nous nous
levâmes.
« Le vieux docteur me tâta le pouls, tout en pensant évidemment
à autre chose. « Bon, bon, pour là-bas », marmotta-t-il et ensuite,
avec un certain intérêt, il me demanda si je l’autorisais à prendre la
mesure de mon crâne. Un peu surpris, j’y consentis, sur quoi il sortit
une espèce d’instrument pareil à un calibre, et releva mes
dimensions, par-devant, par derrière et de tous les côtés, en prenant
soigneusement des notes. C’était un petit homme mal rasé, en
veston élimé d’étoffe sèche comme de la gabardine, les pieds dans
des pantoufles et qui me fit l’effet d’un fou inoffensif. « Je demande
toujours la permission, dans l’intérêt de la science, de mesurer le
crâne de ceux qui s’en vont là-bas. — Le faites-vous aussi quand ils
reviennent ? demandai-je. — Oh, répondit-il, je ne les vois jamais et
de plus, c’est à l’intérieur que les modifications se produisent. » Il
sourit, comme à une douce plaisanterie. « Ainsi, vous allez là-bas !…
Fameux… Intéressant aussi… » Il me jeta un coup d’œil pénétrant,
prit encore une note : « Aucun cas de folie dans votre famille ? »
demanda-t-il d’un ton tout naturel. Je me sentis plutôt froissé —
« Cette question est-elle dans l’intérêt de la science également ? — Il
serait intéressant pour la science de suivre sur place les
modifications mentales de l’individu, mais… » Je lui coupai la
parole : « Etes-vous aliéniste ?… — Tout médecin devrait l’être tant
soit peu », me répondit cet original imperturbablement. « J’ai une
petite théorie qu’il vous appartient, à vous autres, Messieurs, qui
allez là-bas, de justifier. Tel est mon lot parmi les avantages que mon
pays est appelé à recueillir de la possession d’une si magnifique
dépendance. La vulgaire richesse, je la laisse aux autres…
Pardonnez-moi ces questions, mais vous êtes le premier Anglais
que j’aie l’occasion d’observer… » Je me hâtai de l’assurer que je ne
devais en aucune façon être considéré comme représentant mon
espèce. « Si je l’étais, ajoutai-je, je ne bavarderais pas ainsi avec
vous… — Ce que vous dites est plutôt profond et probablement
erroné, me dit-il en riant. Évitez toute irritation plus que l’exposition
au soleil… Adieu. Comment dites-vous cela en Angleterre ? Good
Bye. Eh bien, Good Bye. Adieu. Avant tout, sous les tropiques il faut
conserver son calme… » Il éleva un index significatif : Du calme du
calme. Adieu…
Il ne restait plus qu’à prendre congé de mon excellente tante. Je
la trouvai triomphante. Elle m’offrit une tasse de thé — la dernière
tasse de thé convenable pour combien de jours ! — et dans une
pièce qui répondait de la manière la plus flatteuse à l’idée qu’on se
fait du salon d’une dame, nous eûmes une longue causerie tranquille
au coin du feu. Au cours de ces confidences, il m’apparut clairement
que j’avais été représenté à la femme du haut dignitaire — et Dieu
sait à combien d’autres encore ? comme un être exceptionnellement
doué, — une chance pour la Compagnie ! — un des hommes dont
on ne s’attache pas le pareil tous les jours… N’empêche qu’avec
tout cela, c’était d’un méchant rafiau de quatre sous que j’allais
prendre charge, sans parler du sifflet d’un sou qui le complétait ! Du
moins j’allais être désormais l’un des Pionniers avec un grand P, s’il
vous plaît !… Quelque chose comme un émissaire de lumière, une
espèce d’apôtre au petit-pied… Un flot de sornettes de ce genre
avait été lâché à cette époque, en paroles et en écrits, et la brave
femme qui vivait au cœur même de cette plaisanterie en avait tout
simplement perdu la tête. Elle ne parlait que d’« arracher ces millions
de créatures ignorantes à leurs affreuses coutumes », si bien que je
finis par me sentir gêné. Je me risquai à suggérer qu’après tout la
Compagnie avait pour but de réaliser des bénéfices.
— « Vous oubliez, cher Charlie, que toute peine mérite salaire »,
fit-elle, rayonnante. Extraordinaire, la façon dont les femmes vivent
en dehors de la réalité. Elles vivent dans un monde qu’elles se font
elles-mêmes, à quoi rien n’a jamais été ni ne sera pareil. Trop parfait
d’un bout à l’autre et tel que si elles avaient à le réaliser, il
s’écroulerait avant le premier coucher de soleil. Quelqu’un de ces
misérables faits, avec qui, nous autres hommes, n’avons cessé
d’être en difficultés depuis le jour de la création, surgirait
brusquement et jetterait tout l’édifice par terre…
« Après cela, ma tante m’embrassa, me recommanda de porter
de la flanelle, de ne pas manquer d’écrire souvent, que sais-je
encore ! et je m’en fus… Dans la rue, je ne sais pourquoi, je me fis
l’effet singulier d’être un imposteur. Étrange que moi qui étais
habitué, en vingt-quatre heures de temps, à partir pour n’importe
quel endroit du monde, sans plus de réflexion que la plupart des
hommes n’en mettent à traverser la rue, — j’ai eu un instant, je ne
dirai pas d’hésitation, mais tout au moins d’effarement devant cette
banale entreprise. Je ne saurais mieux le faire entendre qu’en vous
disant que, pendant une ou deux secondes, il me parut qu’au lieu de
partir pour le cœur d’un continent, j’étais sur le point de m’enfoncer
au centre de la terre.
« Je pris passage sur un bateau français qui fit escale à chacun
de ces sacrés ports qu’ils ont là-bas, à seule fin, autant que je pus
en juger, d’y débarquer des soldats et des douaniers. Je considérais
la côte. Considérer une côte tandis qu’elle défile au long du navire,
c’est comme se pencher sur une énigme. Elle est là devant vous,
souriante ou hostile, tentante, splendide ou médiocre, insipide ou
sauvage, et muette toujours, non sans un air de murmurer :
Approche et devine. Cette côte-ci était presque sans traits, comme
encore inachevée, avec un aspect de monotone sévérité. La lisière
d’une jungle colossale d’un vert si foncé qu’il en était presque noir,
bordée d’une barre d’écume blanche, courait toute droite, comme
tracée au cordeau, au long d’une mer bleue dont l’éclat était voilé
par une brume traînante. Le soleil était terrible ; la terre semblait luire
et ruisseler dans la vapeur. De-ci de-là, quelques taches d’un gris
blanchâtre apparaissaient, groupées derrière la barre, avec parfois
un drapeau hissé. C’était des établissements vieux de plusieurs
siècles, pas plus importants cependant qu’une tête d’épingle au
regard de l’étendue inviolée de l’intérieur. Nous nous traînions
lentement, nous arrêtions, débarquions des soldats ; nous repartions
ensuite, débarquions des commis de douane, appelés à percevoir
leurs taxes dans ce qui avait l’air d’une sauvagerie oubliée de Dieu,
avec, perdus là-dedans, un hangar de zinc et un mât de pavillon ;
nous débarquions encore des soldats, pour veiller à la sécurité des
commis de douane, apparemment. Quelques-uns, à ce que j’appris,
se noyaient en franchissant la barre, mais qu’il en fût ainsi ou non,
personne ne paraissait y attacher la moindre importance. Les
pauvres diables étaient simplement jetés à terre et nous repartions.
La côte chaque jour était pareille, à croire que nous n’avions pas
bougé ; mais nous touchâmes à divers ports de commerce ! dont les
noms, comme Grand-Bassam ou Petit-Popo semblaient appartenir à
quelque farce misérable jouée devant une sinistre toile de fond. Mon
désœuvrement de passager, l’isolement parmi tous ces hommes
avec qui je n’avais pas de point de contact, la mer huileuse et
indolente, la sombre uniformité de cette côte, semblaient me tenir à
l’écart de la réalité des choses, dans l’oppression d’une sorte de
lamentable et absurde fantasmagorie. Le bruit de la barre que je
percevais de temps en temps me causait un plaisir réel, comme la
parole d’un frère. C’était quelque chose de naturel, qui avait sa
raison et sa signification. Parfois, un canot qui se détachait de la
côte créait un contact momentané avec la réalité ! Il était monté par
des pagayeurs noirs. On pouvait voir de loin le blanc de leurs yeux
qui luisait. Ils criaient ou ils chantaient ; leurs corps ruisselaient de
sueur ; ils avaient des visages pareils à des masques grotesques,
ces gaillards, mais ils avaient des os, des muscles, une vitalité
sauvage, une intense énergie de mouvements qui était aussi
naturelle et authentique que la barre au long de leur côte. Ils
n’avaient pas besoin d’excuse pour justifier leur présence. C’était un
grand soulagement de les considérer. Pour un temps, je sentais que
j’appartenais toujours à un monde de faits positifs, mais cette
impression ne durait guère. Quelque chose ne tardait pas à survenir
qui avait tôt fait de la dissiper. Un jour, je me souviens, nous
rencontrâmes un navire de guerre, mouillé au large du rivage. Il n’y
avait même pas de hangar là, et cependant il canonnait la brousse. Il
paraît que les Français avaient une guerre en cours dans ces
parages. Le pavillon pendait flasque comme une loque ; la gueule
des longs canons de huit pouces hérissait de toute part la coque
basse, que la houle grasse et boueuse soulevait paresseusement
pour la laisser ensuite retomber, en faisant osciller les mâts effilés.
Dans la vide immensité du ciel, de l’eau et de la terre, il restait là,
incompréhensible, à canonner un continent. Boum ! faisait l’une des
pièces de huit pouces ; une courte flamme jaillissait, et
s’évanouissait ; un peu de fumée s’évaporait, un pauvre petit
projectile passait en sifflant, et rien ne se produisait. Qu’eût-il pu se
produire ? Il y avait je ne sais quelle touche de folie dans toute cette
affaire, une impression de drôlerie macabre dans ce spectacle et elle
ne fut pas pour la dissiper, l’assurance que me donna sérieusement
quelqu’un à bord qu’il y avait un camp d’indigènes — il disait
d’ennemis ! — caché hors de vue, quelque part.
« Nous remîmes ses lettres à ce navire solitaire (dont j’appris que
les hommes étaient emportés par la fièvre à raison de trois par jour)
et nous repartîmes. Nous fîmes escale à quelques autres endroits
aux noms bouffons, où la joyeuse danse du Commerce et de la Mort
va son train dans une immobile et terreuse atmosphère de
catacombe surchauffée, au long d’une côte sans forme bordée par
une barre dangereuse, comme si la nature elle-même eût voulu en
écarter les intrus ; dans les eaux ou en vue de fleuves, vivants
courants de mort, dont les berges pourrissaient parmi la vase, dont
le flot, épaissi par la boue, inondait des palétuviers convulsés qui
semblaient se tordre vers nous, comme dans l’excès d’un désespoir
impuissant. Nulle part l’arrêt ne fut assez long pour permettre une
impression particulière, mais d’une manière générale, je sentais
s’accentuer en moi un sentiment d’étonnement, confus et déprimant.
C’était comme une sorte de morne pèlerinage parmi des éléments
de cauchemar.
« Il se passa plus de trente jours avant qu’on n’aperçût
l’embouchure du grand fleuve. Nous jetâmes l’ancre en face du
siège du Gouvernement. Mais mon rôle ne devait commencer qu’à
quelque trois cents kilomètres plus loin. C’est pourquoi, aussitôt qu’il
fut possible, je gagnai un endroit à trente milles en amont.
« Je fis le voyage sur un petit vapeur de haute mer. Le capitaine,
un Suédois, en apprenant que j’étais marin, m’invita à monter sur la
passerelle. C’était un jeune homme, maigre, blond, morose, avec
des cheveux raides et une allure traînarde. Comme nous quittions le
misérable petit wharf il désigna la rive d’un hochement méprisant :
« Vous êtes descendu là ?… » Je lui dis que oui. « Fameux, ces
types du Gouvernement, pas vrai ? » continua-t-il. Il parlait anglais
avec une grande précision et une remarquable amertume :
« Étrange ce que certaines gens consentent à faire pour quelques
francs par mois… je me demande ce qu’il advient à ces gens-là
lorsqu’ils s’avancent dans l’intérieur !… » Je répondis que je
comptais bien être fixé là-dessus avant longtemps : « Avant
longtemps ! » s’écria-t-il. Il traversa le pont en traînant la semelle,
sans quitter la route des yeux. « Ne soyez pas si sûr de votre
affaire… L’autre jour, j’en ai chargé un qui s’est pendu en route. Et
c’était un Suédois !… — Pendu ! m’écriai-je. Et pourquoi, grands
dieux ! » Il ne détourna pas son regard vigilant. « Que sais-je !…
Sans doute en avait-il assez du soleil ou du pays peut-être… »
« A la fin, le fleuve s’élargit. Une falaise rocheuse apparut, des
monticules de terre retournée sur la rive, des maisons sur une
colline, d’autres, avec des toits de fer, perdues dans un chaos
d’excavations ou accrochées au versant. Un bruit incessant de
rapides, en amont, planait au-dessus de ce paysage de dévastation
habitée. Des hommes, en général noirs et nus, allaient et venaient
comme des fourmis. Une jetée s’avançait dans le fleuve. Et un soleil
aveuglant noyait parfois l’ensemble dans une recrudescence subite
d’éclat. « Voilà le poste de votre Compagnie », fit le Suédois, en
désignant du doigt trois édifices de bois, pareils à des
baraquements, sur la pente rocheuse. « Je vous fais monter vos
affaires. Quatre caisses, dites-vous… Parfait. Au revoir… »
« Je donnai sur une chaudière vautrée dans l’herbe, et trouvai un
sentier qui gravissait la colline. Il faisait un coude de temps en temps
pour éviter les blocs de rocher, voire un wagonnet échoué sur le dos,
les roues en l’air. Une d’elles manquait. La chose avait l’air aussi
morte qu’une carcasse d’animal. Je tombai sur d’autres pièces de
machine, un tas de rails rouillés. A ma gauche, un bouquet d’arbres
faisait un îlot d’ombre où des choses obscures semblaient remuer
faiblement. Je bronchai : la côte était roide. Une trompe sonna sur
ma droite et je vis les noirs courir. Une détonation puissante et
sourde secoua le sol, une bouffée de fumée s’éleva de la falaise, et
ce fut tout. Aucun changement n’apparut sur l’aspect du roc. Ils
construisaient un chemin de fer. Sans doute la colline n’était-elle pas
à l’alignement ! A ces coups de mine sans objet se bornaient du
reste les travaux.
« Un léger tintement derrière moi me fit tourner la tête. Six nègres
à la file gravissaient péniblement le sentier. Ils marchaient, raides et
lents, balançant de petites corbeilles de terre sur la tête, et le
tintement marquait la mesure de leurs pas. Des haillons noirs étaient
noués autour de leurs reins et les bouts leur pendillaient derrière le
dos comme des queues. On distinguait chacune de leurs côtes, les
articulations de leurs membres étaient pareilles à des nœuds dans
un câble ; chacun avait un collier de fer autour du cou et ils étaient
tous attachés par une chaîne dont les maillons se balançaient avec
un tintement rythmé. Une nouvelle détonation qui s’éleva de la
falaise me fit ressouvenir de ce navire de guerre que j’avais aperçu,
canonnant un continent. C’était la même voix sinistre, mais ces
hommes-ci, par quel effort d’imagination, voir en eux des ennemis ?
Aussi bien ils n’étaient appelés que criminels et la loi outragée,
pareille aux obus explosifs, s’était abattue sur eux, insoluble mystère
surgi de la mer… Les maigres poitrines haletaient toutes ensemble :
les narines, violemment dilatées, frémissaient, leurs regards étaient
tendus en l’air fixement. Ils passèrent à moins d’un pas de moi, sans
un coup d’œil, avec cette totale, cette mortelle indifférence du
sauvage malheureux. Derrière cette matière première, l’un des
Régénérés, le produit des forces nouvelles à l’œuvre, flânait d’un air
déprimé, tenant un fusil par le milieu. Il avait une vareuse d’uniforme
à laquelle un bouton manquait et en apercevant un blanc sur le
sentier, il porta vivement l’arme à l’épaule. C’était là simple
précaution ; à distance, les hommes blancs se ressemblent à ce
point qu’il ne pouvait deviner qui j’étais. Il fut bientôt rassuré et avec
une large grimace de coquin, qui lui découvrait les dents, il cligna de
l’œil vers son convoi, comme pour m’associer à la haute mission
qu’il remplissait. Après tout, moi aussi, je faisais partie de la grande
cause d’où procédaient ces nobles et justes mesures !…
« Au lieu de continuer à monter, j’obliquai et descendis vers la
gauche. Je tenais à laisser à l’équipe enchaînée le temps de
disparaître avant de reprendre mon ascension. Je ne suis pas
particulièrement tendre, vous le savez ; j’ai eu dans la vie à cogner
et à me défendre ; j’ai eu à résister et parfois à attaquer (ce qui n’est
qu’une façon de résister), sans trop penser à la casse et selon ce
qu’exigeait le genre d’existence où je m’étais fourvoyé. J’ai vu le
démon de la violence, et le démon de la cupidité et celui du désert
brûlant ; bon sang ! C’était là de vigoureux démons bien en chair,
l’œil hardi — et c’était des hommes, des hommes, entendez-vous,
que ces démons-là commandaient et possédaient. Mais, debout sur
le flanc de la colline, j’eus le pressentiment que sous l’aveuglant
soleil de ce pays, j’allais apprendre à connaître le démon, flasque,
hypocrite, aux regards évasifs, le démon d’une folie rapace et sans
merci. Ce qu’il pouvait être insidieux aussi, je ne devais le découvrir
que plusieurs mois plus tard et à quelques milliers de kilomètres de
là ! Un moment je demeurai épouvanté, comme par un
avertissement. Enfin je me mis à descendre la colline, obliquement,
dans la direction des arbres que j’avais aperçus.
« J’évitai un vaste trou artificiel que l’on avait creusé dans la
pente et dont il me fut impossible de deviner l’objet. Ce n’était
assurément ni une carrière ni une sablière. C’était un trou sans plus.
Peut-être avait-il quelque rapport avec le philanthropique désir de
fournir quelque occupation aux criminels, qui sait ? Ensuite je faillis
dégringoler dans une tranchée très étroite, à peine plus marquée
qu’une coupure dans le flanc de la colline. Je constatai qu’une
quantité de tuyaux de drainage importés y avait été jetée pêle-mêle.
Pas un qui ne fût brisé. C’était un massacre sauvage. Enfin je me
trouvai sous les arbres, je me proposais simplement de flâner un
instant à l’ombre, mais à peine fus-je entré, il me parut que je venais
de pénétrer dans le cercle sinistre de je ne sais quel Enfer… Les
rapides étaient tout proches, et leur voix ininterrompue, uniforme,
précipitée et jaillissante, remplissait la tranquillité désolée de ce petit
bois, — où pas un souffle, pas une feuille ne bougeait, — d’un bruit
mystérieux, comme si le mouvement éperdu de la terre dans
l’espace y fût subitement devenu perceptible.
« Des formes noires, parmi les arbres, étaient accroupies,
gisantes ou assises, appuyées contre les troncs, collées à la terre,
moins indiquées qu’effacées par la lumière trouble, dans toutes les
postures de la douleur, de l’accablement et du désespoir. Un
nouveau coup de mine éclata sur la falaise suivi par un léger
frémissement du sol sous mes pieds. L’œuvre se poursuivait.
L’œuvre !… Et ceci était l’endroit où certains de ses serviteurs
s’étaient retirés pour mourir.
« Ils mouraient lentement ; aucun doute là-dessus. Ce n’était pas
des ennemis, ce n’était pas des criminels ; ils n’étaient plus quoi que
ce fût dans ce monde désormais, rien que les ombres noires de la
maladie et de l’épuisement, répandues confusément dans la
pénombre verdâtre. Amenés de tous les points de la côte, en vertu
de ce qu’il y a de plus régulier dans les contrats d’engagement à
terme, dépaysés dans un milieu contraire, soumis à un régime
inaccoutumé, ils ne tardaient pas à dépérir, cessaient d’être utiles et
dès lors étaient autorisés à se traîner jusqu’ici et à reposer. Ces
formes moribondes étaient libres comme l’air et presque aussi
diaphanes. Je commençai à distinguer la lueur de leurs yeux sous
les arbres. Ensuite en regardant à mes pieds, j’aperçus un visage
tout près de ma main. La noire ossature était étendue de toute sa
longueur, l’épaule contre un arbre ; avec lenteur, les paupières se
soulevèrent ; les yeux creux me considérèrent, énormes et vides : il
y eut une sorte de clignotement aveuglé dans la profondeur des
orbites, elle s’éteignit peu à peu. L’homme ne semblait pas âgé,
presque un jeune homme, — mais avec ces gens-là sait-on
jamais !… Je ne trouvai rien de mieux à faire que de lui tendre un de
ces excellents biscuits de mer suédois que j’avais dans ma poche.
Les doigts se fermèrent lentement sur lui et le retinrent. Il n’y eut ni
un autre mouvement ni un autre regard. Il avait un bout de laine
noué autour du cou. — Pourquoi ? — Et d’où le tenait-il ?… Était-ce
un insigne, un ornement, un fétiche, une façon d’acte propitiatoire ?
Y avait-il là une intention quelconque ? Il avait l’air saisissant sur ce
cou noir, ce bout de cordon blanc venu de par-delà les mers.
« Près du même arbre, deux autres paquets d’angles aigus
étaient tapis, les jambes remontées L’un d’eux, le menton étayé sur
les genoux, regardait dans le vide d’une manière intolérable et
effrayante : son frère fantôme se soutenait le front comme accablé
d’un intense ennui, et à l’entour, d’autres encore étaient dispersés,
dans toutes les attitudes de l’effondrement et de la contorsion, ainsi
qu’on en voit dans certains tableaux de massacre ou de peste.
Tandis que je demeurais saisi d’horreur, l’un de ces êtres se dressa
sur les mains et les genoux, et se dirigea vers le fleuve à quatre
pattes, pour y boire. Il lapait l’eau dans le creux de sa paume.
Ensuite, il s’assit au soleil, les tibias croisés devant lui et au bout
d’un instant laissa tomber sa tête laineuse sur sa poitrine.
« J’avais perdu toute envie de flâner à l’ombre et je repris
vivement le chemin de la station. Près des bâtiments, je rencontrai
un homme blanc d’une élégance apprêtée si inattendue que tout
d’abord je le pris pour une vision. J’apercevais un col droit empesé,
des manchettes blanches, un veston d’alpaga léger, un pantalon
immaculé, une cravate claire et des chaussures cirées. Pas de
chapeau, mais sous le parasol doublé de vert qu’élevait une forte
main blanche, des cheveux bien brossés, huilés, avec une raie au
milieu. Il était déconcertant et il avait un porte-plume derrière l’oreille.
« J’échangeai une poignée de main avec ce miracle et j’appris
qu’il était le chef comptable de la Compagnie et que toute la
comptabilité était tenue dans ce poste. Il était sorti un instant, me dit-
il, « pour respirer une bouffée d’air frais ». L’expression me paraissait
singulièrement surprenante par ce qu’elle suggérait de vie
sédentaire dans un bureau. Je ne vous aurais du reste pas parlé du
personnage si ce n’était par lui que pour la première fois j’entendis
prononcer le nom de l’homme qui reste indissolublement lié à tous
mes souvenirs de cette époque. Et puis, je me sentis du respect
pour ce gaillard. Oui, j’éprouvai du respect pour ses faux-cols, ses
amples manchettes, ses cheveux bien brossés. Son aspect était
certainement celui d’un mannequin de coiffeur, mais au milieu de la
démoralisation de ce pays, il gardait le souci des apparences. Et
cela c’est de la force de caractère. Ses cols amidonnés, ses devants
de chemise apprêtés n’étaient ni plus ni moins que des preuves de
caractère. Il y avait près de trois ans qu’il était là, et par la suite, je
ne pus m’empêcher de lui demander comment il s’y prenait pour
arriver à exhiber ce linge-là. Il eut une imperceptible rougeur et
répondit modestement : « J’ai dressé une des femmes indigènes du
Poste. Cela n’a pas été sans peine. Elle n’avait aucun goût pour ce
travail… » Ainsi cet homme avait réellement réalisé quelque chose.
De plus il était appliqué à ses livres qui étaient dans un ordre
exemplaire.
« Tout le reste du Poste n’était que confusion, — têtes, choses et
bâtiments. Des files de nègres poussiéreux, aux pieds plats,
arrivaient et repartaient. Un flot de produits manufacturés, cotons de
pacotille, verroteries et fil de laiton, était dirigé vers les profondeurs
des ténèbres d’où découlait en revanche un mince filet d’ivoire
précieux.
« Il me fallut attendre dix jours au Poste, — une éternité ! J’étais
logé dans une baraque au milieu de la cour, mais pour échapper au
chaos, j’allais me réfugier parfois chez le comptable. Son bureau
était construit de planches posées de champ et si mal jointes que
lorsqu’il se penchait sur sa haute table, il était zébré du cou aux
talons d’étroites raies de lumière. Il n’était pas besoin de pousser le
lourd volet pour y voir clair. Et quelle chaleur là-dedans ! De grosses
mouches bourdonnaient férocement ; elles ne piquaient pas, elles
poignardaient. Je m’asseyais généralement sur le plancher
cependant que perché sur un tabouret, irréprochable et même
légèrement parfumé, il écrivait, écrivait… De temps en temps, il se
tenait debout pour se dégourdir. Lorsqu’un malade — un agent de
l’intérieur qu’on rapatriait — fut installé chez lui dans un lit-tiroir, il ne
laissa pas de témoigner une certaine contrariété : « Les
gémissements de ce malade, disait-il, distraient mon attention. Et à
moins d’attention, il est extrêmement difficile d’éviter les erreurs
matérielles sous ce climat… »
« Un jour, il remarqua, sans lever la tête : « Dans l’intérieur, vous
rencontrerez certainement M. Kurtz. » Comme je lui demandais qui
était M. Kurtz, il me dit que c’était un agent de premier ordre et
constatant mon désappointement à cette information sommaire, il
déposa son porte-plume et ajouta lentement : « C’est un homme très
remarquable… » Après force questions je finis par apprendre que M.
Kurtz dirigeait un poste de traite, très important ; dans le vrai pays de
l’ivoire, « au fin fond là-bas. » « Il nous envoie autant d’ivoire que
tous les autres réunis. » Il se remit à écrire. L’homme malade était
trop accablé pour gémir. Les mouches bourdonnaient dans une
grande paix.
« Soudain, il y eut un murmure grossissant de voix et un grand
bruit de piétinement. Une caravane venait d’arriver. Un jacassement
violent, aux sonorités barbares, éclata de l’autre côté des planches.
Tous les porteurs parlaient à la fois, et au milieu du vacarme, on
distinguait la voix lamentable de l’agent principal qui « y renonçait »
pour la vingtième fois ce jour-là. — Il se leva avec lenteur : « Quel
terrible vacarme !… » Il traversa la pièce avec précaution pour jeter
un coup d’œil sur le malade et revenant vers moi : « Il n’entend plus,
fit-il. — Quoi, est-il mort ! m’exclamai-je, saisi. — Non, pas encore,
répondit-il » avec un grand calme. Ensuite faisant d’un signe de tête
allusion au tumulte de la cour : « Quand on a à passer des écritures
correctement, on en arrive à détester ces sauvages, à les détester à
mort… » Il demeura un instant pensif. « Lorsque vous verrez M.
Kurtz, reprit-il, dites-lui de ma part que tout ici (et il jeta un coup d’œil
sur sa grande table) va très bien. Je n’aime guère lui écrire : avec
les courriers que nous avons, on ne sait jamais entre quelles mains
une lettre peut tomber au Poste Central. » Il me considéra un instant
de ses gros yeux placides ; « Oh ! il ira loin, très loin, reprit-il. Il sera
quelqu’un dans l’Administration avant peu… C’est leur intention
arrêtée à ces Messieurs là-bas. — Je veux dire au Conseil en
Europe… »
« Il se remit au travail. Le bruit au dehors avait cessé. Près de
franchir la porte pour sortir je m’arrêtai. Parmi l’incessant
bourdonnement des mouches, l’agent qu’on rapatriait gisait inerte et
congestionné ; l’autre, penché sur ses livres, passait en écriture le
plus correctement possible des opérations parfaitement correctes, et
à cinquante pieds en contrebas, j’apercevais les cimes immobiles du
bosquet de la mort.
« Le jour suivant, je quittai le Poste enfin, avec une caravane de
soixante hommes, pour une ballade à pied de trois cents kilomètres.
« Inutile de vous en dire long là-dessus. Des pistes, des pistes
partout, un réseau de pistes foulées, étendu sur un pays vide, au
travers d’herbes hautes, d’herbes brûlées, de broussailles,
descendant des ravines fraîches, remontant des collines embrasées
de chaleur — et parmi quelle solitude !… personne, pas une hutte.
Les populations s’étaient enfuies depuis longtemps. Ma foi, à
supposer qu’une bande de nègres mystérieux, porteurs de toutes
sortes d’armes terribles, prît fantaisie de circuler sur la route de Deal
à Gravesend, en mettant la main au collet de tous les ruraux à droite
et à gauche pour leur faire porter des fardeaux, j’imagine volontiers
qu’il ne faudrait pas longtemps pour vider proprement fermes et
cottages dans ces parages. Seulement, ici, les habitations elles-
mêmes avaient disparu. Pourtant je traversai quelques villages
abandonnés. Il y a je ne sais quoi de puérilement pathétique dans
les ruines de murailles d’herbes !… — Les jours suivaient les jours
parmi le traînement derrière moi de soixante paires de pieds nus
supportant chacune une charge de trente livres. Camper, cuisiner,
dormir, décamper et puis marcher. Parfois un porteur mort sous le
harnais, gisait dans les hautes herbes près de la piste, avec une
gourde vide et son long bâton à côté de lui. Un grand silence autour
et au-dessus de nous. A peine par certaines nuits tranquilles le
frémissement d’un tam-tam lointain, tour à tour s’effaçant et
s’enflant, tremblement indistinct et vaste, rumeur étrange, attirante,
évocatrice et barbare, dont le sens peut-être était aussi profond que
le son des cloches en terre chrétienne. Un jour, un blanc, en
uniforme déboutonné, campé au travers de la piste, avec une
escorte en armes de maigres Zanzibaristes, fort hospitaliers et
joviaux du reste, pour ne pas dire gris. Il s’occupait de l’entretien de
la route, à ce qu’il disait. Je n’oserais affirmer qu’on s’aperçût de la
présence d’une route ni d’un entretien quelconque, à moins que le
corps d’un nègre d’âge mûr, le front troué d’une balle, et sur lequel je
buttai littéralement à une lieue de là, ne dût être considéré comme
une amélioration d’ordre permanent. J’avais pour compagnon un
autre blanc, pas mauvais garçon, mais trop bien en chair et doué de
l’exaspérante habitude de tourner de l’œil chaque fois qu’il fallait
gravir une côte un peu chaude, à des kilomètres du plus petit coin
d’ombre, et de l’eau. Plutôt énervant, je vous prie de croire, d’avoir à
déployer son veston comme un parasol au-dessus de la tête de
quelqu’un en attendant qu’il veuille bien revenir à soi. Je ne pus
m’empêcher de lui demander un jour ce que diable il venait faire
dans ce pays. — « Drôle de question ! Faire de l’argent, parbleu ! »
me répondit-il d’un air de mépris. Ensuite il prit les fièvres et il fallut
le porter dans un hamac suspendu à une perche. Comme il pesait
plus de deux cents livres ce furent avec plusieurs porteurs des
histoires sans fin !… Ils se rebiffaient, prenaient le large, désertaient
la nuit furtivement avec leurs charges : une mutinerie, quoi ! Aussi
bien, un soir, je leur tins un discours en anglais, avec gestes dont
pas un ne fut perdu pour les soixante paires d’yeux qui me
regardaient, et le matin qui suivit, le hamac prit les devants à
souhait. Une heure plus tard, je découvrais tout le chargement
chaviré dans la brousse. La lourde perche avait écorché son pauvre
nez et il tenait à toute force à me faire tuer quelqu’un ; mais il n’y
avait pas l’ombre d’un porteur à proximité. Je me souvins du vieux
médecin : « Il serait intéressant pour la science de suivre sur place
les modifications mentales de l’individu… » Je constatai que je
commençais à devenir scientifiquement intéressant. Du reste tout
cela est hors de propos. Le quinzième jour, je me retrouvai en vue
du grand fleuve et fis mon entrée, clopin-clopant, au Poste Central. Il
se trouvait au fond d’une crique, entouré de broussailles et de forêt,

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