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5
™
5 STEPS TO A
500
AP U.S. Government and
Politics Questions
to know by test day
5 STEPS TO A
500
AP U.S. Government and
Politics Questions
to know by test day
Third Edition
William Madden
Brian T. Stevens
ISBN: 978-1-26-427499-4
MHID: 1-26-427499-8
The material in this eBook also appears in the print version of this title: ISBN: 978-1-26-427498-7,
MHID: 1-26-427498-X.
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sional.com.
WILLIAM MADDEN is a history teacher who has taught AP classes in U.S. government and comparative government
for the last several years. Prior to becoming a history teacher, he was a senior account executive for a healthcare public
relations agency in New York City, where he became familiar with government regulation and the media. A graduate of
Rutgers University, he holds degrees in political science and English.
BRIAN T. STEVENS is an AP reader and table leader, College Board consultant, AP book editor, and U.S. government
and politics instructor who has taught AP U.S. government and politics for the past 31 years. Over the course of those
years, Brian has had hundreds of his students pass the AP test, most years beating the national passing average by 25 or
more percentage points. A graduate of Western Michigan University and Michigan State University, he holds degrees in
political science and U.S. constitutional history.
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CONTENTS
Introduction vi
Preface vii
Diagnostic Quiz 1
Getting Started: The Diagnostic Quiz 3
Diagnostic Quiz Questions 5
Questions 1–20
Diagnostic Quiz Answers 11
Unit 1 Foundations of American Democracy 15
Questions 1–92
Answers 147
Bibliography 199
❮ v
vi ❯
Welcome to the revised edition of 5 Steps to a 5: 500 AP U.S. Government and Politics
Questions. This edition reflects the changes you will find in the redesigned AP test.
There will now be four answers on multiple-choice questions instead of five, and
questions will be organized by the new curriculum framework aptly named the
Big Ideas. The redesigned AP test will also feature many questions on Supreme Court
cases, including a focus on the 15 landmark cases mandated for the new test. This
edition also includes a detailed answer explanation for each question in order to
help you do your best on test day.
Best of luck!
❮ vii
❮ 1
The following questions refer to different units in this book. These questions will
help you test your understanding of the concepts tested on the AP exam by giving
you an idea of where you need to focus your attention as you prepare. For each
question, simply circle the letter of your choice. Once you are done with the exam,
check your work against the given answers, which also indicate where you can find
the corresponding material in the book.
Good luck!
❮ 3
1. Addressing the above issue with the new Constitution, Madison would
contend that tyranny would be addressed by
(A) creating a federal system of government.
(B) establishing a separation of powers between the branches of
government.
(C) allowing the Supreme Court the use of judicial review.
(D) adding a Bill of Rights to the Constitution.
4. Other than declaring war, what is a method Congress can use in war-
making policy?
(A) Congress can select military leaders.
(B) The House of Representatives can confirm generals selected by the
president.
(C) The federal Congress has the power of the purse, deciding how
military funds are spent.
(D) The speaker of the house can overrule any military decision of the
president.
❮ 5
5. Although the vice president of the United States has the title of president
of the Senate, his or her powers are very limited. Those powers include
(A) acting as the presiding officer of the Senate.
(B) breaking ties in Senate votes on legislation.
(C) Both A and B
(D) None of the above
6. What is an informal power given to the chief justice of the United States?
(A) He or she selects the cases that come before the Supreme Court.
(B) If the chief is on the winning side of a case, he or she will assign the
Court opinion to a justice on the winning side or himself or herself.
(C) The chief justice appoints all the members’ Court clerks.
(D) If inclined, the chief can reject a presidential nominee to the Supreme
Court.
7. Which pairing is a clear distinction between the federal courts and state
courts?
8. What is largely the source of protection for civil liberties in the United States?
(A) Declaration of Independence
(B) Articles of Confederation
(C) Federal Bill of Rights
(D) Emancipation Proclamation
10. What is the most common way for people to participate in government?
(A) Run for a local office
(B) Join an interest group
(C) Send a donation to their selected political candidate
(D) Vote in a presidential election
WA
NH
MT ND VT ME
OR MN
MA
ID SD WI NY
WY MI RI
IA PA CT
NV NE NJ
IL IN OH
UT DE
CA CO WV
KS VA MD
MO KY DC
NC
TN
AZ OK AR
NM SC
MS AL GA
LA
AK TX
FL PR
HI
13. According to the U.S. Census Bureau in 2020, what region of the United
States witnessed the highest population growth?
(A) The Midwest
(B) The Northeast
(C) The West
(D) The Southeast
15. The changing of population demographics can directly affect what process?
(A) How many congressional districts a state receives
(B) The number of U.S. senators per state
(C) How states choose to elect their governors
(D) The way a state decides to count its votes for state elections
16. How do political parties affect the policy making process in Congress?
(A) Congressional political parties nominate presidential candidates.
(B) By winning majorities, political parties help map out legislative goals.
(C) Interest-group lobbyists are members of Congress, affecting public
policy making.
(D) Third parties largely determine public policy goals in Congress.
19. Which of the following is true about the Electoral College and presidential
elections?
(A) All electoral votes are given to the winner of the national popular
vote.
(B) Most states use a winner-take-all system: win the state popular vote, a
presidential candidate wins all the state’s electoral votes.
(C) Third-party candidates are very competitive in Electoral College
voting.
(D) Almost all the states are competitive in the Electoral College.
❮ 11
❮ 15
6. Which of the following documents best reflects the values found in the
Declaration of Independence?
(A) Federalist #51
(B) Federalist #70
(C) Lincoln’s Gettysburg Address
(D) “Letter from Birmingham Jail”
8. After the writing and signing of the Constitution, how was the document
ratified?
(A) Local town halls
(B) State legislatures
(C) Special state conventions
(D) The Articles of Confederation legislature
This country, with its institutions, belongs to the people who inhabit it.
Whenever they shall grow weary of the existing government, they can exer-
cise their constitutional right of amending it, or their revolutionary right to
dismember or overthrow it.
—Abraham Lincoln, First Inaugural Address, March 4, 1861
10. Directly after the Civil War, what would be an example of a constitutional
amendment that addressed the issue of the people becoming weary of an
existing government?
(A) The Fourteenth Amendment, giving citizenship to the new freed slaves
(B) The Sixteenth Amendment, legalizing income taxes
(C) The Seventeenth Amendment, calling for the direct election of the
U.S. senators
(D) The Nineteenth Amendment, giving women the right to vote
13. What constitutional principle would help prevent Congress from being
“overborne by him [the president], it will be no fault of the makers of the
Constitution?”
(A) Federalism
(B) Consent of the governed
(C) Checks and balances
(D) Popular sovereignty
14. Modern students of the Presidency would cite this informal power as a
method of sidestepping Congress.
(A) Vetoing bills
(B) Selecting members of the cabinet
(C) Creating tax legislation
(D) Issuing executive orders
The Commerce Clause is one of the most prolific sources of national power
in the United States and an equally prolific source of conflict with legislation
of the state. While the Constitution vests in Congress the power to regulate
commerce among the states, it does not say what the states may or may not
do in the absence of congressional action.
—Justice Robert H. Jackson, H.P Hood & Sons v. DuMond, 1949
16. What has been a prime criticism of how the Commerce Clause has been
used?
(A) Presidents have a hard time enforcing commerce laws.
(B) Commerce, at times, is hard to define.
(C) Congress has used the Commerce Clause as a method to promote an
agenda other than commerce.
(D) The federal bureaucracy has been allowed to overregulate commerce
with very little oversight.
The “judicial power” of Article III of the Constitution is the power of the
federal government, and not of any inferior tribunal.
—Justice Louis Brandeis, Crowell v. Benson, 1932
17. Which of the following required Supreme Court cases reflects the views of
Justice Brandeis: the dominance of the federal government over the states?
(A) Marbury v. Madison (1803)
(B) McCulloch v. Maryland (1819)
(C) Schenck v. the United States (1919)
(D) Baker v. Carr (1962)
19. What judicial events below would fall under Brandeis’s view of the federal
courts versus the state courts?
(A) The Supreme Court’s establishment of judicial review
(B) Allowing internment of Japanese Americans in the Korematsu case
(C) Striking down President Nixon’s claim of unlimited executive
privilege in the U.S. v. Nixon (1974)
(D) The incorporation cases of the Warren Court in the 1960s
All eyes are on Justice Stephen Breyer’s future as the Supreme Court winds down
its term in the next week. Political observers are holding their breath to see if the
82-year-old liberal justice will be stepping down from the court while Democrats
are in the White House, which would give President Biden a chance to nominate
a younger liberal to the court.
22. What is the constitutional role of the Senate in the judicial nomination
process?
(A) Power of the purse
(B) Advice and consent
(C) Proper interpretation of the Constitution
(D) Judicial review of nominations
23. Other than nominating people to the Supreme Court, what is a formal/
informal way the president can impact the Court?
(A) The president can fire a justice of the Supreme Court.
(B) Impounding funds allocated to the Supreme Court could alter its
decision making.
(C) The president can alter the Court’s jurisdiction.
(D) After the Supreme Court announces a decision, the president could
hesitate to enforce the ruling.
The powers of the federal government are enumerated; it can only operate in
certain cases; it has legislative powers on defined and limited objects, beyond
which it cannot extend its jurisdiction.
—James Madison
24. In the above quote, James Madison is making an argument that the
Constitution calls for a
(A) limited government.
(B) weak federal government.
(C) Congress with unlimited power.
(D) federal government with many implied powers.
25. In the Anti-Federalist paper Brutus #1, the author found great concern in
(A) the Supremacy Clause.
(B) the Necessary and Proper Clause.
(C) an overreaching federal government.
(D) All of the above
26. If an Anti-Federalist like Brutus could view our political world today, he or
she would be worried about
(A) the amount of governance at the local government level.
(B) the Tenth Amendment.
(C) the expansive power of the federal government.
(D) the size and scope of the federal government.
27. Marriage licenses, birth certificates, and driver’s licenses are recognized
from one state to another because of
(A) the Takings Clause.
(B) the Elastic Clause.
(C) the Full Faith and Credit Clause.
(D) the Supremacy Clause.
28. In order to secure ratification of the Constitution, what did James Madison
and the Federalists offer as a carrot to the Anti-Federalists?
(A) Promise to elect an Anti-Federalist as the first president of the United
States
(B) To amend the Constitution and limit the president to two elected
terms
(C) To allow the states to nullify federal laws
(D) To add a Bill of Rights to the Constitution
30. What event is generally considered the Founding Fathers’ wake-up call that
eventually led to the Constitutional Convention?
(A) French and Indian war
(B) Boston Tea Party
(C) Signing of the Declaration of Independence
(D) Shays’ Rebellion
33. What is the power employed by the federal government to help ensure that
state governments follow the Constitution?
(A) The president’s pardon power
(B) Judicial review over state laws used by the Supreme Court
(C) Bureaucratic discretion employed by the federal bureaucracy
(D) Congress’s ability to override the president’s veto
34. When the Bill of Rights was ratified in 1791, the amendments were
originally thought to protect citizens against
(A) oppressive state governments.
(B) oppressive local governments.
(C) an oppressive federal government.
(D) oppressive municipal governments.
35. Which Foundational Document infers that the Supreme Court has the
power of judicial review?
(A) The Declaration of Independence
(B) The Constitution
(C) Brutus #1
(D) Federalist #78
36. Which of the following are NOT part of the U.S. Constitution?
(A) Preamble
(B) The Articles
(C) Amendments
(D) Federal laws
37. At the Constitutional Convention, what was the major result of the
Connecticut (Great) Compromise?
(A) A weak executive branch led by the president
(B) Creation of a one-chamber legislature
(C) Largely a continuation of the Articles of Confederation
(D) An independent judiciary with lifetime appointments
The fabric of the American empire ought to rest on the solid basis of THE
CONSENT OF THE PEOPLE. The streams of national power ought to
flow from that pure original fountain of all legitimate authority.
—Alexander Hamilton, Federalist #22
42. Although Hamilton claims that “the fabric of the American empire ought
to rest on the solid basis of THE CONSENT OF THE PEOPLE,” there
are arguments that the original Constitution does not call for this consent.
Which national institution calls for direct consent of the people?
(A) The Electoral College
(B) The Senate
(C) The House of Representatives
(D) The Supreme Court
43. Which of the following amendments called for consent of the people not
found in the original Constitution?
(A) Amendment 15: African American men get the right to vote
(B) Amendment 19: women receive the right to vote
(C) Amendment 24: elimination of the poll tax
(D) All of the above
44. In Federalist #45, Madison is trying to sell the new Constitution to the
citizens of New York. His pitch to the citizens is that this is a constitution
that promotes
(A) popular sovereignty.
(B) individual rights.
(C) consent of the governed.
(D) limited government.
45. What powers is Madison describing that the federal government has that
are “few and defined”?
(A) Expressed powers
(B) Reserved powers
(C) Concurrent powers
(D) Inherent powers
46. What is Madison describing that give the state governments “numerous
and indefinite” powers?
(A) Expressed powers
(B) Reserved powers
(C) Concurrent powers
(D) Inherent powers
47. Which of the following items was NOT included in the Articles of
Confederation?
(A) A one-house legislature
(B) Weak central government
(C) Inability to tax
(D) All 13 states needed to pass an amendment
50. The federal Bill of Rights was ratified in 1791. The intent of the Bill of
Rights was to provide protection against
(A) an overreaching federal government.
(B) state governments.
(C) municipal governments.
(D) county government.
51. Which of the following powers listed is a concurrent power, a power that is
held by both state and federal governments?
(A) The ability to coin money
(B) Naturalization of immigrants
(C) Regulation of marriage
(D) The power to tax
52. In our bicameral legislature, what is an exclusive power given only to the
House of Representatives?
(A) Origination of all taxation bills
(B) Oversight of the bureaucracy
(C) Advice and consent on treaties and presidential nominations
(D) The ability to create standing committees
53. In our bicameral legislature, what is an exclusive power given only to the
Senate?
(A) The ability to create legislation
(B) Confirmation of public officials nominated by the president
(C) The ability to impeach the president
(D) All of the above
56. The Constitution creates a system that prevents excessive power from being
accumulated by the national government through
(A) judicial review.
(B) federalism.
(C) checks and balances.
(D) representative government.
58. The constitutional provision that allows Congress to expand its legislative
power is the
(A) Supremacy Clause.
(B) Necessary and Proper Clause.
(C) Commerce Clause.
(D) Implied Powers Clause.
59. Historically, the most frequent method for amending the Constitution has
been for
(A) two-thirds of the states to request a constitutional convention to ratify
a new amendment.
(B) a two-thirds vote in Congress to be followed by ratification in three-
fourths of the state legislatures.
(C) three-fourths of special state constitutional conventions to ratify a
new amendment.
(D) a three-fourths vote in Congress to be followed by ratification in two-
thirds of the state legislatures.
61. The New Jersey Plan, an alternative to the Virginia Plan, received states’
rights support because it
(A) created an independent judiciary.
(B) created a powerful executive.
(C) maintained representation based on the population of a state.
(D) maintained the one-state, one-vote structure that existed under the
Articles of Confederation.
63. In the case Marbury v. Madison, the Supreme Court established the Court’s
ability to
(A) practice judicial restraint.
(B) declare laws unconstitutional.
(C) exercise its appellate jurisdiction.
(D) utilize judicial activism.
64. The federal government uses the power of the purse to control the actions
of the states
(A) categorical grants
(B) block grants
(C) funded mandates
(D) all of the above
65. Under the federal system, which type of federal grant-in-aid gives states an
exact amount to spend?
(A) Categorical grants
(B) Matching grants
(C) Treasury grants
(D) Block grants
68. The Tenth Amendment offers the most explicit endorsement of federalism
because it
(A) states that all powers not given to the national government rest with
state governments.
(B) states that all powers not given to the national government rest with
the people.
(C) provides for a clear separation between national and state
governments.
(D) establishes the spheres of influence of each level of government.
69. The supremacy of the federal government over the states was firmly
established in what case?
(A) McCulloch v. Maryland
(B) Marbury v. Madison
(C) Barron v. Baltimore
(D) Gibbons v. Ogden
70. The judicial branch’s primary power in the checks and balances system is
(A) declaring laws and executive orders unconstitutional.
(B) overseeing impeachment trials for high-ranking government officials.
(C) having original jurisdiction over international treaties.
(D) overseeing the function of lower federal courts.
71. In United States v. Lopez, what congressional power did the Supreme Court
rule Congress exceeded when attempting to keep handguns away from
schools?
(A) The Commerce Clause
(B) The Necessary and Proper Clause
(C) The Establishment Clause
(D) The ability to tax
72. Which of the following is the term used for pushing some of the federal
government’s responsibilities back to the states?
(A) Entitlements
(B) Revenue sharing
(C) Devolution
(D) Mandates
We hold these truths to be self-evident, that all men are created equal, that
they are endowed by their creator with certain unalienable rights, that among
these are life, liberty, and pursuit of happiness.
—Thomas Jefferson, Declaration of Independence
76. What was a major concern of the Anti-Federalists at the time of the
Constitution’s ratification?
(A) That the unicameral legislature had too much power
(B) That the Elastic Clause was far too vague and could be abused by
Congress
(C) That the new Constitution made the judiciary the dominant branch
(D) That a unitary structure under the Constitution centralized power far
too much
The House of Representatives . . . can make no law which will not have its
full operation on themselves and their friends, as well as the great mass of
society. This has always been deemed one of the strongest bonds by which
human policy connects the rulers and the people together . . . but without
which every government degenerates into tyranny.
—James Madison, Federalist #57
77. In Federalist #57, why is Madison arguing that an institution such as the
House of Representatives is so necessary?
(A) Without the House of Representatives, the president would be
allowed to dominate.
(B) Proper and successful government needs an instrument to connect the
people to government, and the House of Representatives does that.
(C) Making laws in the House of Representatives aids the elite in society.
(D) All of the above
78. In this passage from Federalist #57, Madison is making a direct pitch for
what type of democracy?
(A) Participatory
(B) Elite
(C) Pluralist
(D) Collective
79. Concurrent powers are powers possessed by both the federal and state
governments. Which of the following is an example of a concurrent power?
(A) The ability to coin money
(B) The power to tax
(C) The power to create post offices and post roads
(D) The power to make and maintain a military
81. What clause in the Constitution allows the federal government to take
private land for public use?
(A) The Full Faith and Credit Clause
(B) The Supremacy Clause
(C) The Takings Clause
(D) The Due Process Clause
82. A pivotal event that symbolized the problems with the Articles of
Confederation and demonstrated the need to reform them was
(A) Shays’ Rebellion.
(B) Nat Turner’s Rebellion.
(C) the failure of all states to send troops for defense against a British
attack.
(D) a national tax to help pay the debt incurred by the Revolutionary
War.
86. Which of the following were points of interest in Federalist #70 and
Federalist #78?
Federalist #70 Federalist #78
(A) Focused on the danger of Argued against a plural
factions executive
(B) Was concerned about an Supported the concept of a
overreaching federal government separation of powers at the
federal level
(C) S aid the judicial branch would be Worried about the powers of
“the least dangerous branch” Congress
(D) Believed that the president Mentioned the judicial branch’s
should be singular and active power of judicial review
88. Which pairing is an accurate description of the Virginia and New Jersey
Plans?
89. Which of the following pairings provides an example of the Full Faith and
Credit Clause and the Supremacy Clause?
Full Faith and Credit Clause Supremacy Clause
(A) Calls for citizens to respect States that the Constitution is
the laws of another state while the highest law of the land
traveling
(B) Allows Congress to make laws Regulates commerce between
to carry out its constitutional the states
powers
(C) Was the focus of the McCulloch Used in the Marbury v.
v. Maryland (1819) case Madison (1803) case
(D) Allows marriage licenses to be Allows state laws to trump
recognized from one state to federal law
another
July-August, 1521.
With a force of over one hundred and fifty thousand men the
Spaniards now advanced on the city, a large proportion destined
wholly to raze buildings, fill channels, and remove obstacles, while
the rest were to drive back the enemy and keep them at bay. At the
channel near the plaza the Mexicans detained the forces for an hour
with a peace proposal, in order to gain time for some operation, and
then suddenly they began to ply their missiles. Cortés was not slow
to accept the challenge, and led the attack with a recklessness that
caused his followers to remonstrate with him for exposing so
valuable a life. It had the effect, however, of so encouraging the
charging party that the channel with its intrenchments was quickly
captured. On reaching the plaza they found it covered with loose
stones, which prevented the horses from running. Several streets
leading to it were blocked with stone barricades. The main effort for
this day was directed toward opening the approach to the plaza,
which was to serve as the starting-point for subsequent movements.
The work was slow, owing to the massive character of the buildings
along the leading avenue, and in this imperial centre of the city; but
myriads swarmed thereat, and structure after structure was levelled,
opening wide access to the southern causeway.
The Mexicans made repeated efforts to stay such ruthless
destruction. But their onslaught was futile, for thundering cannon and
fiery chargers protected every point. “Burn and raze, you slaves,”
they shouted to the auxiliaries in their impotent fury; “you will have to
rebuild it all, either for us if we win, or for your present masters if they
conquer!” And so it happened. With dreary tasks did they pay for the
momentary triumph over their enemy. During the withdrawal of the
troops to camp in the evening the Mexicans were able to make a
forcible demonstration, more so than usual on these occasions, if we
may credit the native records. They pushed in front of their lines a
fine-looking Spanish cross-bowman, reserved from the late captives,
and sought to make him direct his arrows against his countrymen.
This he refused to do, always shooting too high, and finally the
enraged Aztecs cut him down. His presence naturally interfered with
the free operations of the soldiers, as the enemy had expected.
On the following days Cortés ascended the commanding temple
pyramid in the plaza, and thence directed more effectively the
operations for razing buildings and driving back the Mexicans, who
fought with desperation for every foot of ground, so much so that on
one day alone fell twenty thousand it is said. On one occasion a
corps of Tlascaltecs crossed a canal and were thrown into disorder
by the enemy. The Aztecs began to exult, and one of their number, a
muscular warrior with enormous bejewelled plumage, armed with a
Spanish sword and shield, shouted a challenge to any Spaniard.
Several were ready, among them Hernando de Osma, who had just
swum across the canal to sustain the wavering allies. Dripping wet
he rushed upon the warrior, but received a blow which cleft his
shield. Recovering himself, he dealt the Mexican a thrust from below
and stretched him dead, whereupon he snatched the sword and
plumage and sprang back in time to escape the pursuing friends of
the fallen man. He afterward offered the trophy to Cortés, who
accepted, but returned it at once with the remark that none was so
worthy thereof as he who had won it. The deed served also to
reanimate the Tlascaltecs, and they sustained their position.
Not long after, another powerful warrior, similarly plumed, came
forth brandishing a Spanish sword and announcing that he sought
the glory of either dying by the hand of a brave Spaniard or defeating
him. Cortés, who was present, told him that ten more men like
himself were needed to match one soldier. The warrior insisted.
“Very well,” said the general, “this beardless page of mine shall
despatch you, and demonstrate the mettle of our Castilian boys.”
Juan Nuñez de Mercado, as the youth was called, thereupon
stepped forward, and bravely as this Goliah fought, a few passes
from the skilled arm of the youngster soon sufficed to lay him low.
This feat served not alone to discourage duels with Spaniards, but
was regarded by many Mexicans as a bad omen.[1190]
Whatever may have been the reverses of the enemy, they
usually rallied in the evening to pursue the troops as they returned to
camp, the allies being always sent back first so as to leave the road
clear for the soldiers, covered by the cavalry. One day the pursuit
was not made for some reason, and a few horsemen ventured to
look into it, but only to be driven back with two animals badly
wounded. Cortés resolved to be avenged. He ordered Sandoval to
reënforce him so as to increase the number of horse to forty. Thirty
of these were posted early in the day in a hiding-place near the
plaza, and close by a hundred select soldiers and a corps of
Tlascaltecs. When the hour came to return to camp, the Mexicans,
as expected, fell upon the retreating lines in stronger force than ever,
encouraged by the achievement of the previous evening and by the
pretended timidity of the ten horsemen who covered the rear. When
the first columns of pursuers had well passed the hiding-place, the
signal was given, and with ringing Santiagos the parties in ambush
rushed upon the startled warriors. Finding their retreat cut off, the
severed section lost presence of mind, and permitted themselves to
be butchered like cattle. When the massacre was over, fully five
hundred of the flower of the Aztec armies covered the ground.[1191]
Never again were the Spaniards exposed to pursuit near or beyond
the plaza, or indeed to any such fierce charges, and the horses
became again an object of awe.[1192]
The captives were questioned regarding the condition of the city,
and from them a revelation was obtained showing that the majority of
the occupants were in favor of capitulation, but afraid to express their
views in face of the firmness of Quauhtemotzin and his party, who
were resolved to defend their city to the end. And there was still
enthusiasm among the Mexican people. Women and cripples could
be seen preparing and bringing war material for stronger arms to
use; they swept dust from the roofs into the faces of assailants, while
children threw tiny stones and lisped an echo of the curse that fell
from the lips of their parents. But all this manifest spirit was slowly
but surely subsiding, and deep and dismal woe was settling down
upon them.[1193] Alas for Mexico, pride of the grand plateau! Alas for
thine ancient grandeur! Blotted out forever must be thy culture,
crushed thy budding progress! The days of thy glory are ended; and
so are thy bloody ceremonies and sacrificial stones!
Long sieges had never suited the native ideas of warfare, and
experience could therefore teach little in the preparation for the
event. Vast supplies had been accumulated by the Mexicans, but a
large influx of fugitives from the lake towns had swelled the number
of non-combatants and had helped to diminish the food supply,
which had received but scanty additions, owing to the close watch of
the cruisers. Nor had any restrictions been placed on consumption,
since the provisions were chiefly in private hands. Now famine was
raging with rapidly increasing horrors, and jewels were offered by the
handful for an equal quantity of food.[1194] Excluded from such
competition, the poorer classes sought in holes and canals for snails,
lizards, and rats, skimmed the surface of the water for its
mucilaginous scum, or tore up the earth for roots and weeds, glad
even to chew the bark of trees, and anxiously waiting for the scanty
allowance of brackish water. Disease was marching hand-in-hand
with hunger, and weakened by their sufferings hundreds were left to
linger in torment till welcome death relieved them. The frequency of
these incidents made the people callous, and the sufferings even of
near friends were looked on with indifference by the gaunt and
hollow-eyed, who were themselves marked for death.
Regardless of the consequences, many crept at night close to
the Spanish camps in search of roots and refuse which could no
longer be found within their precincts. Advised of such movements, a
body of soldiers and allies was sent out before sunrise one day and
fell on a large number, slaughtering many of them before discovering
them to be starving women and children.[1195] It was necessary to
take increased measures even against these surreptitious attempts
to sustain the defence, and to keep in the useless population, though
there was little prospect of any important exodus, since the fear of
the savage and cannibal auxiliaries who surrounded the city made its
very pest-holes appear attractive places of refuge. The vessels were
particularly efficient for this purpose, the more so since the crews
had found a ready means to render the submerged stakes and
palisades of little hindrance.[1196] They were thus enabled to ravage
the suburbs, and to coöperate with the other forces by landing and
driving the inhabitants toward the narrow quarter in which they were
now confined. They had not always an easy task, however, for the
Mexicans were growing more reckless, and would sometimes
venture to meet even the ‘winged houses.’
On one occasion a portion of the fleet was closely beset in a
confined place, and the flag-ship happening to strand on some
timbers the crew became panic-stricken and sought to abandon her.
Martin Lopez, the builder, who was the chief pilot, at once turned
against the deserters, and being a large and powerful man he
pitched two into the water, beat and bruised half a dozen others, and
soon compelled their return to duty. He thereupon led them against
the enemy and drove them off, killing the leader, who was a
prominent officer. For this important service the brave Lopez was
rewarded with a captaincy.[1197]
Cortés made quite rapid advance in the work of demolition,
considering the immensity of it. The Tlacopan road had been
levelled, rendering communication easy with the camp of Alvarado,
and on the eve of Santiago’s day[1198] the greater part of the main
street to the market was gained. This thoroughfare bore afterward
the name of Guatemotzin,[1199] because this emperor’s palace was
here situated. Strongly fortified, its capture was not effected without
a severe struggle, wherein many a brave fellow met his fate. During
the fight Alderete’s horse became unmanageable from a thrust, and
rushed amid the enemy in mad fury, creating more disorder by his
pawing and biting than a squad of soldiers could have done.[1200]
Equally severe was the struggle on the following days in entering
and filling a street with a wide canal, adjoining the main road. At the
same time was taken a temple,[1201] wherein a number of impaled
bearded heads stared the horrified Spaniards in the face. Tears filled
the eyes of the beholders, and reverently the ghastly remains were
taken down to receive Christian rites.[1202]
The progress of Cortés’ party in the direction of Tlatelulco
market, the objective point of all the movements, had impelled
Alvarado to almost superhuman efforts to gain before them a spot
lying much nearer to his camp. Once within, he hoped to keep his
ground, for it was large and level, twice the size of the market-place
in Salamanca, says Cortés, and capable of accommodating sixty
thousand persons. It was lined with porticos, wherein more
substantial traders had their shops, while the open square was
covered with booths, between which the Spaniards had so often
wandered to gaze on products of every variety, from field and forest,
from river and mountain, as well as from the workshop of artisan and
artist.[1203] Thus it was formerly; but now were to be displayed only
the worst phases of human selfishness, cunning, and brutality; blood
and corpses in lieu of fabrics and provisions; fierce war-cries and the
clash of arms in place of merry traffickings and the clink of coin. By
the day following Santiago’s day Alvarado had levelled a wide
approach, and now he resolved to direct his whole strength against
this plaza, leaving merely a portion of his auxiliaries to attend to
further razing operations. Before dawn the next morning he
advanced with all his force and took the Aztecs by surprise. He
effected an entrance with little trouble, and was able to meet in good
order the bands which came to retrieve their neglect by fierce
charges. They were led by the renowned orders of Tigers and
Eagles, conspicuous in their corresponding gear, and eager to
maintain the reputation which had gained for them their insignia.
Mayehuatzin, lord of Cuitlahuac, was also among the prominent
leaders, but the cavalry soon obliged him to turn in flight, and
enabled the infantry to capture a number of the shops which lined
the market, and begin to pillage. Much more determined proved the
division under the Tiger captain, Coyohuehuetzin, who fell back and
maintained himself on the Momuztli edifice.
While the main portion of the Spanish forces thus fought at
different points in the plaza with varying advantage, Captain Gutierre
de Badajoz was ordered to capture the great temple which
overlooked the market. It was held by Temilotzin and Tlacatecatl,
who fiercely disputed his advance. Time and again were his men
driven back, or sent tumbling down the steps, bruised and bleeding,
many a one never to rise. But Badajoz persevered, and step by step
he climbed upward, sustained by reënforcements, till after two hours
of hard contest the summit was gained, first by Alférez Montaño.
Woe now to the defenders remaining! Not a Spaniard there but had
wounds to show, and not one who did not strive to exact blood for
blood. It was a repetition of the aerial combat of the year before on
the summit of the central temple. The Mexicans neither expected
mercy nor asked it; rather longed they to dedicate their last breath to
the gods, and gain by glorious death admission into the abode of the
blessed. By nine o’clock in the forenoon the two wooden towers
holding the altars and idols were gained, and the next moment
dense smoke columns rose to announce the victory of the
Spaniards.[1204] Loud rose the wail of the natives as they witnessed
the portentous result, and with the recklessness of despair they
renewed their onslaught, led by Axoquentzin and the Eagle captain,
Quachic. So severely pressed was Alvarado that he was obliged to
call down Badajoz and to concentrate his forces, abandoning the
several temples which surrounded the large pyramid. Encouraged by
this success the Mexicans pushed their advantage from all sides,
and unable to hold their position the Spaniards retired with
considerable loss, including three horses.[1205]
Nothing daunted, Alvarado repeated his entry on the following
day, and met with comparatively little opposition, the enemy being
evidently discouraged by the fall of the temple and the resolute
bearing of the Spaniards. He now passed through and came up to
Cortés’ party, by whom he was received with ringing and repeated
cheers. The latter had just captured the last canal and intrenchments
near the market-place, after a sharp struggle, and now the general
and his doughty lieutenant entered the market and ascended the
lofty pyramid, on which the royal banner waved a proud welcome,
while beside it the still impaled heads of white and dusky victims
recalled the bitter vengeance yet to be exacted. Surveying the city
beneath him on all sides, Cortés says: “It seemed undoubted that of
eight parts we had gained seven.” The late magnificent metropolis,
the finest and largest on all the northern continent, displayed now a
mass of ruins, through which the broad paths levelled by the
invaders led to the one corner which alone remained to the
besieged,[1206] wherein, amid famine, pest, and putrefying bodies,
they huddled in packed masses, sending forth from their midst the
groans of dying and loud lamentations, in an atmosphere so
pestiferous that the soldiers who entered the lately abandoned lanes
were almost stifled. People were found in different stages of hunger
and disease, meeting the soldiers with passive indifference in the
recklessness of despair. Beyond on the roofs stalked the warriors,
gaunt and yellow, like caged and starving beasts.
Cortés felt painfully oppressed on beholding so much misery,
and at once ordering a stay of hostilities he sent some captive chiefs
to Quauhtemotzin with peace proposals, showing the utter futility of
further resistance, which could involve only a needless infliction of
suffering and slaughter, and embitter against him and his the
besieging forces. He was prepared to forget all past animosity, and
respect the persons and property of the besieged, and his rights as
sovereign, and demanded in return only the renewal of allegiance
already offered in Montezuma’s time. Quauhtemotzin scarcely gave
the messengers time to speak, before he answered solemnly: “Tell
Malinche that I and mine elect to die. We will intrust ourselves
neither to the men who commit, nor to the God who permits, such
atrocities!”
Struck by the lofty bearing of the doomed, and desirous of
securing the treasure which the besieged assured him would all be
cast into the water before his fingers should touch it, Cortés again
sent a proposal, formally attested by notary and witnesses, declaring
that the responsibility for the terrible consequences which must
follow the rejection of his offer would fall wholly on the besieged. But
all without avail. And when the priests came and declared the oracle,
“Appeased by sacrifice the gods have promised victory after three
days,” Quauhtemotzin made answer, his council being present: “It is
well. And since it is so, let us have a care of the provisions, and if
need be die fighting like men. Let no one henceforth speak of peace
under pain of death!”
Preparations were accordingly made to renew hostilities at the
designated time, on which occasion sacred relics were to be brought
into service from the paraphernalia of Huitzilopochtli, one a twisted
snake sceptre set with mosaic, called the Xiuhcoatl, which was said
to become alive when launched against the foe and terrify them to
flight; the other a war-dress of feathers tipped with an owl’s head of
fearful aspect, an ægis to scatter the enemy.[1207]
Cortés on his side was not impatient to break the truce, for he
knew that hunger and disease were efficiently fighting his battle, and
he was besides busy constructing in the market-place a catapult
which was to soon end his labors there whatever might be the further
decision of the Mexicans. The idea had been suggested by a soldier
named Sotelo, who boasted of military science acquired during the
Italian wars; and since powder was becoming scarce the necessary
carpenters were readily furnished to construct the machine.
“Behold!” cried the Tlascaltecs, pointing it out to the Mexicans,
“behold a monster mechanism which will quickly annihilate you!” But
on trial it proved a failure.
Then messengers were again despatched to Quauhtemotzin to
talk of peace, and were told that they should have an answer soon.
Next day the Spanish sentinels observed a great commotion among
the Mexicans and a gathering of armed masses. They gave due
notice of this, but before the troops were fully prepared the enemy
came rushing from their retreats with a suddenness that threw the
first opposing lines in disorder, a number being wounded and several
killed, at least among the auxiliaries.[1208] The troops quickly rallied,
however, under cover of the artillery, and Cortés resolved to inflict
chastisement. Alvarado was ordered to attack a large ward
containing over a thousand buildings, while the remaining forces
should turn against the main quarter. Incited by the presence of the
mystic owl and the sacred snake-bearer, the Mexicans fought with
an indifference to fate that turned the war into a butchery. When the
survivors were driven back it was ascertained that over twelve
thousand Mexicans had been killed or captured.
The promised victory had proved a disastrous defeat, and even
the most hopeful Mexican sank into the depths of despair. This
feeling was greatly fostered by a strange occurrence about this time,
which the native records describe as a fiery whirlwind, resolving into
flames and sparks. It rose with great noise in the north, after sunset,
revolved over the doomed quarter and disappeared in the lake,
leaving the natives overwhelmed with apprehensions.[1209]
Their eyes were fully opened to the situation. And in pondering
on the dreadful past and present, the dreadful future became dim,
even its terrors growing every day fainter. They had been passive
under the pain of wounds and under hardships indescribable; but
when at last frenzied mothers and fathers seized upon their own
offspring to still the pangs of hunger over which sane minds no
longer had control; when others began furtively to look about for less
closely allied beings whereon to feed, then indeed a stranger and
more terrible fear came over them.[1210]
When Cortés returned with full force on the following day to
renew the fight, crowds of miserable beings came forth, repulsive in
their emaciated and haggard appearance, careless of their lives yet
clamoring for mercy and for bread. Moved by the appeal, he ordered
them not to be injured, and proceeded to answer certain chiefs who
had summoned him to a parley. “Son of heaven!” they cried, “within
one brief day and night the tireless orb returns. Why dost not thou
also finish thy task as quickly? Kill us, so that we may no longer
suffer, but enter paradise and join the happy throng already sent
thither!”[1211] He told them that in their hands was the remedy. They
had but to cease their insane opposition, and their suffering would
cease, for he would give them food and respect their persons and
property. No satisfactory answer was returned. They were evidently
afraid to speak of peace, though eager for it. Cortés felt convinced
that the emperor and a few leading nobles were the only persons
holding back, and willing to spare the people he again resolved on
an appeal.
A distinguished captive was prevailed on to carry this message
in order to give it more weight,[1212] and to use his influence with the
emperor. On appearing before Quauhtemotzin the noble began to
speak of the kind treatment he had received from the Spaniards.
Praise of this nature hardly accorded with the mood of the ruler or
with the views he wished to impart, and no sooner did the envoy
allude to peace than he was ordered away with an imperious sign to
the stone of sacrifice.[1213] Any fate for ruler and people was better
than to fall into the hands of Christian civilization. At the same time
the warriors faintly threw themselves against the Spaniards with
shouts of “Death or liberty!” The attack cost the besiegers a horse,
and several men were wounded, but the charge was easily repelled,
and was followed up by further slaughter. That night the allies
encamped within the city.
The following day Cortés again approached some nobles at an
intrenchment and asked, “Why remains the emperor so stubborn?
Why will he not come and speak with me, and stay the useless
slaughter of his subjects?” Bound by superstitious loyalty to their
ruler, weepingly they replied, “We know not; we will speak with him;
we can but die!” Presently they returned to say that Quauhtemotzin
would present himself in the market-place on the following noon.
Delighted, Cortés ordered a dais to be prepared on the raised
masonry platform recently used for the catapult, together with choice
viands. At the appointed hour the Spanish general appeared in state,
with the soldiers drawn up in line, ready to do honor to the
distinguished guest. After waiting impatiently for some time, they saw
five personages approach, who proved to be the bearers of excuses.
Quauhtemotzin could not come, but desired to learn the wishes of
Malinche.[1214]
Concealing his chagrin, Cortés caused the nobles to be
entertained, and then he sent them to their master with assurance of
good treatment; they soon returned with presents, and said the
emperor would not come. Again they were sent, and again their
efforts were unavailing. The truth is, Cortés desired with the monarch
to secure his treasure; else he would not long have stayed his
bloody hand. On the other hand, though Quauhtemotzin’s conduct
might be attributed to selfish obstinacy, he well knew that even for
his people death was to be scarcely more feared than capture; now
they might at once enter paradise, but the foreigners sought them
but to enslave.
The following day the five nobles again kept Cortés waiting with
a promise that the emperor would meet him. The hour having
passed without his appearance, the allies, who had been kept in the
background during the negotiations, were called forward and the
order was given for assault, Sandoval directing the fleet along the
shore and up the canals to the rear. “Since they will not have peace,
they shall have war!” cried Cortés. Then the carnage became fearful.
Spaniards and auxiliaries alike, two hundred thousand strong and
more, so it was said, abandoned themselves to the butchery, while
Satan smiled approval. In helpless despair, like cooped beasts in the
shambles, they received the death-blow as a deliverance.[1215] I will
not paint the sickening details so often told of chasms filled, and
narrow streets blockaded high with the dead bodies of the
unoffending, while down upon the living settled desolation. It must
indeed have been appalling when he who had brought to pass such
horrors writes: “Such was the cry and weeping of children and
women that not one amongst us but was moved to the heart.” Then
he attempts to throw upon the allies the blame of it. “Never,” he says,
“was such cruelty seen, beyond all bounds of nature, as among
these natives.” Already, before this massacre of forty thousand[1216]
the streets and houses were filled with human putridity, so that now
the Spaniards were forced to burn that quarter of the city to save
themselves from infection.
Another morrow engenders fresh horrors. The three heavy guns
are brought forward to assist in dislodging the besieged. Fearful lest
the emperor escape him in canoes, Cortés directs Sandoval to place
vessels on the watch for fugitives, particularly at the basin of
Tlatelulco,[1217] into which it is proposed to drive the besieged, there
to catch the king and nobles with their gold and jewels. Of a truth
Cortés does not wish to kill the miserable remnant of this so lately
proud race—particularly if thereby he loses the encaged treasure. So
he again appeals to them, and the Cihuacoatl,[1218] chief adviser of
the emperor, appears and is treated with great courtesy. After a time
he takes his departure, then for the first time declaring that
Quauhtemotzin will on no account present himself. “Return then,”
exclaims Cortés in ill-suppressed anger, “and prepare for death,
invoked, not by high and holy purpose, but by obstinate
timidity!”[1219]
Five hours are thus gained by the wily monarch for the escape of
the women and children, who pour out in swarms, the fainting
supported by the feeble, all emaciated and haggard, and many
marked by wounds or disease. Seeing which the allies pounce upon
them, all stricken and defenceless as they are, and murder them, to
the number of fifteen thousand. And the same number perish in the
fall of broken bridges, in the choked canals, and from the tread of
their fellow fugitives. How glorious is war! How noble the vocation!
How truly great the hero of such hellish deeds! Blush, oh sun! for
making such to-morrows; for lending thy light to human intelligence
by which to do such diabolical wickedness!
Observing no signs of surrender, Cortés opened fire with his
cannon and gave the signal of attack. Another massacre followed,
the Mexicans displaying the same apathy and sullen indifference to
death as on other late occasions. At some points, however, large
bodies surrendered, and the remaining Mexican quarters were fast
falling into the conqueror’s hands Sandoval on his side was closely
guarding the water front and preparing to coöperate. Entering the
harbor basin with a portion of the fleet, he bore down on the canoes
with a crash, upsetting the greater number, filled chiefly with nobles
and their families, of whom a large portion perished. The canoes
which escaped scattered in different directions, into canals and
corners, most of them however turning toward a nook of the basin
with the brigantines in hot pursuit. At this moment a few boats of
larger build emerged from a retreat at the other end and paddled
rapidly toward the open lake.
Warned by his commander to watch closely for the emperor,
Sandoval had not failed to observe the movement, and he
immediately directed García de Holguin, captain of the fastest
vessel, to overhaul the fugitives, who might be persons of note.
Aided both by sails and oars, Holguin speedily gained on them, and
they began to scatter in different directions, evidently with a view to
confuse him; but a captive on board indicated one as most likely to
contain the emperor.[1220] On approaching it the archers levelled
their cross-bows, whereupon a sign of surrender was made, with the
pleading cry that Quauhtemotzin was there. As the overjoyed
Holguin stepped down to secure his captives, among whom were the
young empress, the king of Tlacopan, and other prominent
personages,[1221] the monarch bade him respect his consort and his
retinue. As for himself, he was at his disposal.
Conducted by his captor, he passed along the streets to the
presence of the conqueror, the object of ten thousand eyes, for
rumor had preceded him. Men rested from the slaughter to gaze at
him. In the distance was heard the din of battle, but along the
captive’s path there fell a hush. His was a striking figure. The grave,
careworn face betokened suffering. He wore a dingy blood-stained
robe, and the pallor which overspread a naturally fair face was yet
more heightened by the feverish brilliancy of the eyes, now bent
dejectedly on the ground, now looking straight before him. He
walked with a firm step, and young as he was, the majestic dignity of
the prince and leader impressed every beholder. “He was quite a
gentleman,” graciously affirms Bernal Diaz. Cortés had stationed
himself on the roof of a high building in the Amaxac ward,[1222]
thence to direct operations, and now he caused a dais to be
prepared, and a table with refreshments. When the emperor
approached the guard drew up in line, and the general advanced
with benign dignity and led him to a seat by his side. “Malinche,” said
the captive, “I have done all within my power for the defence of my
people, but the gods have not favored me. My empire is gone, my
city is destroyed, and my vassals are dead. For what have I to live?
Rid me therefore of worthless existence.”[1223] Saying this, with his
hand he touched a dagger in the belt of Cortés. The general sought
to reassure him, declaring that none could resist the Christian’s God.
He had performed his duty bravely, like a good prince, and should be
treated as such.
Although the great end was thus accomplished, slaughter and
pillage were continued until long after vespers. Before the troops
withdrew to their respective camps, the prisoners, including the
pretty empress, Tecuichpo, were conducted to safe quarters in
Coyuhuacan. Shortly afterward a rain set in, aiding the efforts of the
Spaniards to check the auxiliaries in their maraudings, and this,
developing toward midnight into a furious storm with lightning and
thunder, seemed to the homeless Mexicans to be the xiuhcoatl of
Huitzilopochtli and the tumult of departing deities. To the conquerors
this flashing and thundering of heaven’s artillery was the salvo
attending victory, which was celebrated in feasting and merriment till
came late slumber with visions of gold, and lands, and vassals.
Thus ended Tuesday, the 13th of August 1521, sacred to St
Hippolytus, and accordingly adopted by the conquerors as patron
saint of the city. During colonial régime the day was annually
celebrated by a solemn festival, wherein the leading citizens and
officials rode on horseback in procession round the city, headed by
the viceroy and the alférez mayor bearing a banner commemorative
of the conquest.[1224] For seventy-five days consecutively, says
Cortés,[1225] the siege had been wreathing its coils midst almost
hourly scenes of bloodshed, wherein nearly one thousand Spaniards
and two hundred times that number of allies had taken part, one
hundred or thereabout of the former falling, and many thousands
among the latter.[1226]
As for the Mexicans, most of the early authorities assert that fully
one hundred thousand perished, besides those who died from pest
and famine.[1227] At the order of their sovereign, after the
proclamation of peace, the miserable remnant began to evacuate
their pest-holes, and to seek the fields adjacent, now lustrous green
under refreshing rains. Ah! it was pitiful, life to them now, this world a
great charnel-house filled with the bones of their loved ones, and
their hearts dead though still bleeding. What were their sins more
than those of others, that they should be so stricken, that they should
be so ground to the dust while the conquerors flushed with victory
were exulting before God because he had so ordered and
accomplished? They had sacrificed human beings on the altars of
their gods, sixty thousand in one year, some said. But what were
these butcheries of the Spaniards but human sacrifices, of more than
six times sixty thousand in one year! Behold them as they file along
the causeway, the very sun striking black and stifling on their famine-
stricken forms and agonized faces. On them, then, ye conquerors!
Complete your work; for in its swift continuance is their earliest rest!
[1228]