Professional Documents
Culture Documents
Global History
with Chinese
Characteristics
Autocratic States along the Silk Road in the Decline
of the Spanish and Qing Empires 1680–1796
Manuel Perez-Garcia
Palgrave Studies in Comparative Global History
Series Editors
Manuel Perez-Garcia
Shanghai Jiao Tong University
Shanghai, China
Lucio De Sousa
Tokyo University of Foreign Studies
Tokyo, Japan
This series proposes a new geography of Global History research
using Asian and Western sources, welcoming quality research and
engaging outstanding scholarship from China, Europe and the Americas.
Promoting academic excellence and critical intellectual analysis, it offers a
rich source of global history research in sub-continental areas of Europe,
Asia (notably China, Japan and the Philippines) and the Americas and
aims to help understand the divergences and convergences between East
and West.
Advisory Board
Patrick O’Brien (London School of Economics)
Anne McCants (Massachusetts Institute of Technology)
Joe McDermott (University of Cambridge)
Pat Manning (Pittsburgh University)
Mihoko Oka (University of Tokyo)
Richard Von Glahn (University of California, Los Angeles)
Bartolomé Yun-Casalilla (Universidad Pablo de Olavide de Sevilla)
Shigeru Akita (Osaka University)
François Gipouloux (CNRS/FMSH)
Carlos Marichal (Colegio de Mexico)
Leonard Blusse (Leiden University)
Antonio Ibarra Romero (Universidad Nacional Autonoma de Mexico,
UNAM)
Giorgio Riello (University of Warwick)
Nakajima Gakusho (Kyushu University)
Liu Beicheng (Tsinghua University)
Li Qingxin (Guangdong Academy of Social Sciences)
Dennis O. Flynn (University of the Pacific)
J. B. Owens (Idaho State University)
Global History
with Chinese
Characteristics
Autocratic States along the Silk Road in the Decline
of the Spanish and Qing Empires 1680–1796
Manuel Perez-Garcia
Shanghai Jiao Tong University
Shanghai, China
Pablo de Olavide University
Seville, Spain
© The Editor(s) (if applicable) and The Author(s) 2021. This book is an open access
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189721, Singapore
This research has been sponsored and financially supported from the GECEM
project (Global Encounters between China and Europe: Trade Networks, Consumption
and Cultural Exchanges in Macau and Marseille, 1680–1840) hosted by the
University Pablo de Olavide, UPO, (Seville, Spain), www.gecem.eu. The GECEM
project is funded by the ERC (European Research Council)-Starting Grant, under
the European Union’s Horizon 2020 Research and Innovation Programme, ref.
679371. The Principal Investigator is Professor Manuel Perez-Garcia (Distinguished
Researcher at UPO). This research has also been part of the academic activities of
the Global History Network in China www.globalhistorynetwork.com.
To my wife Marisol Vidales Bernal who has been the best companion and
supporter since we moved to China in 2011. She has set an outstanding
example showing strength, love, and encouragement to overcome the
obstacles in day-to-day life and work during our time in Beijing, and now
in Shanghai. Her generous help with my research by digitizing documents
when we visited historical archives, website design, curation of images, and
diffusion of academic results has been fundamental to the success of my
academic endeavours. But above all without her support in difficult
moments, this research and book would not have been possible. This book
somehow is a reflection of our life and experience in China.
Foreword
Until the 2020s, we have so many global studies and global history
studies ranging from various disciplines and topics to a wide variety of
theoretical frameworks and ground archival works. Particularly, proce-
dure of enlarging the field of global studies occurred mostly by absorbing
different disciplines such as world sociology, political science, economic
history, anthropology, religion, natural sciences, meteorology, maritime
studies, health, disease, cultural studies, and history studies. However, as
for disciplinary discussion on global study itself seems to be rather limited
ix
x FOREWORD
Looking at Macao and Marseille, two port cities located on the periph-
eries of China and Europe, allows us to accurately observe how changes
in consumer behaviour, prompted by the intermediation of traders, were
correlated with economic growth and how the state bureaucracy and
mercantilist policies facilitated or impeded the circulation and entry of over-
seas goods. The common features shared in both areas is the cross-cultural
trade that stimulated local economies, the internal organization of trading
families, as well as the assimilation of different cultural forms. (p. 148)
FOREWORD xi
Then, secondly, the upper level of historical stage, region, and regional
relations, is introduced:
Professor Manuel Perez-Garcia in his basic scheme and idea for this
book, questioned a historical issue on China from the global history with
“Chinese characteristics”:
1 This research has been sponsored and financially supported by GECEM Project
(Global Encounters between China and Europe: Trade Networks, Consumption and Cultural
Exchanges in Macau and Marseille, 1680–1840) hosted by the Pablo de Olavide Univer-
sity (UPO) of Seville (Spain). The GECEM Project is funded by the ERC (European
Research Council) Starting-Grant, ref. 679371, under the European Union’s Horizon
2020 Research and Innovation Programme, www.gecem.eu. The P.I. (Principal Investi-
gator) is Professor Manuel Perez-Garcia (Distinguished Researcher at UPO). This work
was supported by the H2020 European Research Council. This research has also been
part of the academic activities of the Global History Network in China (GHN) www.glo
balhistorynetwork.com.
xv
xvi ACKNOWLEDGEMENTS
History Studies in China, Europe, and the Americas” at the XVIII World
Economic History Conference/Waves of Globalization held in Boston
(US), July–August 2018.
A very special word of thanks to Sara Crowley-Vignau, former head
of the editorial board of Humanities and Social Sciences at Palgrave
Macmillan (China and Asia Pacific). Sara Crowley and I, as P.I. of
the GECEM Project, signed in November 2016 an agreement between
Palgrave and GECEM to launch the book series Palgrave Studies in
Comparative Global History. I should mention other Palgrave associates
such as Connie Li (senior editorial assistant at the Shanghai office),
Hua Bai (regional director of Palgrave in China), and Leana Li (former
regional director of Palgrave in China) who have contributed to this publi-
cation. I am thankful for the assistance of Paula de la Cruz-Fernandez and
Elisabeth O’Kane Lipartito (editing group Edita.us) for the proofreading,
editing, and reviewing of this manuscript.
In addition, I would like to express my gratitude to the Delegation of
the European Union to China and EURAXESS China whose generous
support and collaboration has been essential in expanding the scientific
results and GECEM output to Chinese academic and non-academic audi-
ences. The main goal of the EU Delegation is to transfer knowledge and
promote a better understanding of Sino-European international relations,
as well as the history and culture of Europe within China. The constant
and generous support of Philippe Vialatte (Minister Counsellor, Head of
Science and Technology Section of the Delegation of the European Union
to China) and Halldor Berg (Chief Representative of EURAXESS China)
to the GECEM Project and GHN is of extreme importance to expanding
the scientific mission of the project and fostering high-quality academic
research among European and non-European researchers based in China.
Finally a very important acknowledgement goes to my family, mainly
my father, Manuel Perez-Garcia, for his constant support, advice, and
education in human values as to how to carry on in difficult moments, to
have the strength to look always ahead, to set high goals and challenges,
but also to remain humble. Without his love and care, and without
my mother (Encarnita), brothers (Mariano, Angel), and sisters (Maria,
Encarnita), I could not have envisioned this book. The family is the main
pillar and stronghold of our society.
Shanghai, China
Spring 2020
Praise for Global History with
Chinese Characteristics
xxi
xxii PRAISE FOR GLOBAL HISTORY WITH CHINESE CHARACTERISTICS
and new consumer tastes. This is an important work that will provide a
framework for future research in global history and urban development.”
—James Cook, Associate Director, Asian Studies Center, University of
Pittsburgh, USA
“In a world where global has become the synonym of all that is modern
and up-to-date, this trend has not left history and academia out of its
influence. Global History with Chinese Characteristics. Autocratic States
along the Silk Road in the Decline of the Spanish and Qing Empire 1680-
1796 is one of the finest works of its kind. Dr. Manuel Perez Garcia,
one of the leading historians in the field, confronts the existing narra-
tives of global history and pursues the creation of a systematized guide-
line on methodology and approaches to various readers, academic and
even casual. This masterpiece shows the light at the end of the tunnel
for historians who seem to believe that a new age of global history is
approaching.”
—Liu Shiyung, Adjunct Professor, Asian Studies Center, University of
Pittsburgh, USA, and Distinguished Professor, School of Humanities,
Shanghai Jiao Tong University, China
“Manuel Perez-Garcia challenges (a) 2013 ‘New Silk Road’ politics and
(b) Chinese academics (including Marxists), both promoters of historical
narratives centered upon narrow concepts of cultural unity. Despite world-
wide challenges to (and replacement of) traditional nation-state histories
by polycentric global histories today, Chinese scholars typically view global
history as a ‘Western’ threat to Chinese culture. Perez-Garcia argues,
on the contrary, that Chinese history must be viewed in global context
and that Sinocentrism is no improvement over Eurocentrism. His theo-
retical/methodological framework is used to construct a new case study
that compares economic axes of Macao-Canton vis-à-vis Marseille-Seville,
both micro-scale areas beyond the dominion of mercantilist and autocratic
states of Qing China and Bourbon Spain. Perez-Garcia analyzes the state
capacity of Qing China via a new ‘power paradox theory’ and ‘supremacy
dilemma,’ which demonstrates that state interventionism entails weak
governance. Empirical information gleaned from trade records, probate-
inventories, local gazetteers, imperial edicts, and manuscripts are entered
into a huge database (an alternative to abstract and misleading macroe-
conomic constructions, such as GDP estimates). Based upon considerable
first-hand experience at Chinese and European universities, Perez-Garcia
PRAISE FOR GLOBAL HISTORY WITH CHINESE CHARACTERISTICS xxiii
“Another new approach to global history has been born here. The
uniqueness of this book is that it is an analysis of Chinese socio-economic
history combined with a perspective on Chinese political philosophy. A
comparison of Chinese socioeconomic development with that of Europe,
including a vision on mutual influence after the Great Divergence, makes
us think about how the complex world system can grow in the same
period with elements in common or in different ways. Readers will find
this book very helpful when they try to understand China’s current
strategy in the international environment.”
—Mihoko Oka, Associate Professor, Historiographical Institute, The
University of Tokyo, Japan
and Spanish Empire. Inquiring how bustling non-official trade and trans-
ferred knowledge interwoven with weak state capacity, this book offers a
novel and illuminating study of economic growth in early-global world.”
—Pengsheng Chiu, Distinguished Professor, School of Humanities,
Shanghai Jiao Tong University, China
“Manuel, a Spanish academic who completed his PhD in Italy but spent
the last decade as a full time academic in China, has written a remarkable
and unique book in Global History. While much of the global history
written in the West aims at correcting Eurocentric bias, Manuel’s book
also elaborates and debunks the myth of Sino-centrism in the Chinese
historiography. Through a careful archival based study of the trading
networks of Macao and Marseilles in the early modern era, the book offers
an intimate and balanced portrayal of global history linking the world with
the local, the macro with the micro. All in all, a stimulating read.”
—Debin Ma, Professor, Hitotsubashi University, Japan
xxv
xxvi CONTENTS
5 Conclusions 171
Bibliography 181
Index 223
Abbreviations
xxvii
xxviii ABBREVIATIONS
xxix
xxx LIST OF FIGURES
Illustration 3.1 Dı̄ng and Tax Returns in Hebei Province, 1680 114
Illustration 4.1 Sangleyes or Chinese Casts in the Philippines 133
Illustration 4.2 Couple of Sangleyes as in the Boxer Codex 137
Illustration 4.3 Preparation of a Sino-Japanese-Latin dictionary by
Ruggieri and Ricci, circa 1583–1588 142
xxxi
List of Maps
xxxiii
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IV.
V.
VI.
VII.
VIII.
At the close of this unusual strain, the figure sat down on the grass,
and proceeded to bind up her long and disordered tresses, gazing
along the old and unfrequented road.
“Now God be my helper,” said the traveller, who happened to be
the Laird of Johnstonebank, “can this be a trick of the fiend, or can it
be bonnie Phemie Irving, who chants this dolorous song? Something
sad has befallen, that makes her seek her seat in this eerie nook amid
the darkness and tempest: through might from abune, I will go on
and see.”
And the horse, feeling something of the owner’s reviving spirit in
the application of the spur-steel, bore him at once to the foot of the
tree. The poor delirious maiden uttered a piercing yell of joy as she
beheld him, and, with the swiftness of a creature winged, linked her
arms round the rider’s waist, and shrieked till the woods rang.
“Oh, I have ye now, Elphin, I have ye now!” and she strained him
to her bosom with a convulsive grasp.
“What ails ye, my bonnie lass?” said the Laird of Johnstonebank,
his fears of the supernatural vanishing when he beheld her sad and
bewildered look.
She raised her eyes at the sound, and, seeing a strange face, her
arms slipped their hold, and she dropped with a groan on the
ground.
The morning had now fairly broken: the flocks shook the rain from
their sides, the shepherds hastened to inspect their charges, and a
thin blue smoke began to stream from the cottages of the valley into
the brightening air. The laird carried Phemie Irving in his arms, till
he observed two shepherds ascending from one of the loops of
Corriewater, bearing the lifeless body of her brother. They had found
him whirling round and round in one of the numerous eddies, and
his hands, clutched and filled with wool, showed that he had lost his
life in attempting to save the flock of his sister.
A plaid was laid over the body, which, along with the unhappy
maiden in a half lifeless state, was carried into a cottage, and laid in
that apartment distinguished among the peasantry by the name of
“the chamber.” While the peasant’s wife was left to take care of
Phemie, old man, and matron, and maid had collected around the
drowned youth, and each began to relate the circumstances of his
death, when the door suddenly opened, and his sister, advancing to
the corpse with a look of delirious serenity, broke out into a wild
laugh, and said,—
“O, it is wonderful, it’s truly wonderful! that bare and death-cold
body, dragged from the darkest pool of Corrie, with its hands filled
with fine wool, wears the perfect similitude of my own Elphin! I’ll tell
ye—the spiritual dwellers of the earth, the fairyfolk of our evening
tale, have stolen the living body, and fashioned this cold and
inanimate clod to mislead your pursuit. In common eyes, this seems
all that Elphin Irving would be, had he sunk in Corriewater; but so it
seems not to me. Ye have sought the living soul, and ye have found
only its garment. But oh, if ye had beheld him, as I beheld him to-
night, riding among the elfin troop, the fairest of them all; had you
clasped him in your arms, and wrestled for him with spirits and
terrible shapes from the other world, till your heart quailed and your
flesh was subdued, then would ye yield no credit to the semblance
which this cold and apparent flesh bears to my brother. But hearken
—on Hallowe’en, when the spiritual people are let loose on earth for
a season, I will take my stand in the burial-ground of Corrie; and
when my Elphin and his unchristened troop come past with the
sound of all their minstrelsy, I will leap on him and win him, or
perish for ever.”
All gazed aghast on the delirious maiden, and many of her auditors
gave more credence to her distempered speech than to the visible
evidence before them. As she turned to depart, she looked round,
and suddenly sunk upon the body, with tears streaming from her
eyes, and sobbed out, “My brother! oh, my brother!” She was carried
out insensible, and again recovered; but relapsed into her ordinary
delirium, in which she continued till the Hallow-eve after her
brother’s burial.
She was found seated in the ancient burial-ground, her back
against a broken grave-stone, her locks white with frost-rime,
watching with intensity of look the road to the kirk-yard; but the
spirit which gave life to the fairest form of all the maids of Annandale
was fled for ever.
Such is the singular story which the peasants know by the name of
Elphin Irving, the Fairies’ Cupbearer; and the title, in its fullest and
most supernatural sense, still obtains credence among the
industrious and virtuous dames of the romantic vale of Corrie.
CHOOSING A MINISTER.
By John Galt.
During the winter of 18—, there was a great scarcity of grain in the
western districts of Scotland. The expediency of the corn laws was
then hotly discussed, but the keen hunger of wives and children went
further to embitter the spirits of the lower orders. The abstract
question was grasped at as a vent for ill-humour, or despairingly, as a
last chance for preservation. As usual, exaggerated reports were
caught up and circulated by the hungry operatives, of immense
prices demanded by grain-merchants and farmers, and of great
stores of grain garnered up for exportation. As a natural consequence
of all these circumstances, serious disturbances took place in more
than one burgh.
The town of ——, in which I then resided, had hitherto been
spared, but a riot was, in the temper of the poor, daily to be expected.
Numbers of special constables were sworn in. The commander of the
military party then in the barracks was warned to hold himself in
readiness. Such members of the county yeomanry corps as resided in
or near the town were requested to lend their aid, if need should be.
I was sitting comfortably by my fireside, one dark, cold evening,
conversing with a friend over a tumbler of toddy, when we were both
summoned to officiate in our capacity of constables. The poor fellows
who fell at Waterloo sprang from their hard, curtainless beds with
less reluctance. We lingered rather longer than decency allowed of,
buttoning our greatcoats and adjusting our comforters. At last,
casting a piteous look at the fire, which was just beginning to burn up
gloriously, we pressed our hats deeper over our eyes, grasped our
batons, and sallied forth.
The mischief had begun in the mills at the town-head, and as the
parties employed in the mob went to work with less reluctance than
we had done, the premises were fairly gutted, and the plunderers,
(or, more properly speaking, devastators) on their way to another
scene of action, before a sufficient posse of our body could be
mustered. We encountered the horde coming down the main street.
The advanced guard consisted of an immense swarm of little ragged
boys, running scatteredly with stones in their hands and bonnets.
These were flanked and followed by a number of dirty, draggle-tailed
drabs, most of them with children in their arms. Upon them followed
a dense mass of men of all ages, many of them in the garb of sailors,
for the tars had learned that the soldiery were likely to be employed
against the people, and there is a standing feud between the “salt-
waters” and the “lobsters.” There was also a vague and ill-regulated
sympathy for the suffering they saw around them, working at the
bottom. All this array we half saw, half conjectured, by the dim light
of the dirty street lamps. The body was silent, but for the incessant
pattering of their feet as they moved along.
The word was given to clear the street, and we advanced with right
ill-will upon them. The first ranks gave back, but there arose
immediately a universal and deafening hooting, groaning, yelling,
and whistling. The shrill and angry voices of women were heard
above all, mingled with the wailing of their terrified babes. “We
maun hae meat;” “Fell the gentle boutchers;” “Belay there! spank
him with your pole;” resounded on every side, in the screaming tones
of women, and the deep voices of sailors, garnished and enforced
with oaths too dreadful to mention. Nor was this all: a shower of
stones came whizzing past our ears from the boy-tirailleurs
mentioned above, levelling some of our companions, jingling among
the windows, and extinguishing the lamps. Some of the boldest of the
men next attempted to wrest the batons from the constables who
stood near them. In this they were assisted by the women, who
crushed into our ranks, and prevented us giving our cudgels free
play. The stones continued to fly in all directions, hitting the rioters
as often as the preservers of the peace. The parties tugged and pulled
at each other most stubbornly, while the screams of pain and anger,
the yell of triumph, and hoarse execrations, waxed momentarily
louder and more terrific.
At last the constables were driven back, with the loss of all their
batons and most of their best men. The mob rushed onward with a
triumphant hurrah, and turned down a side street leading to a
granary, in which they believed a great quantity of grain was stored
up. The proprietor’s house stood beside it. A volley of stones was
discharged against the latter, which shattered every window in the
house, and the missiles were followed by a thunder-growl of
maledictions, which made the hair of the innocent inmates stand on
their heads, and their hearts die within them. The crowd stood
irresolute for a moment. A tall athletic sailor advanced to the door of
the granary. “Have you never a marlin-spike to bouse open the
hatchway here?” A crowbar was handed to him. “A glim! a glim!”
cried voices from different parts of the crowd. It was now for the first
time discovered that some of the party had provided themselves with
torches, for after a few minutes’ fumbling a light was struck, and
immediately the pitch brands cast a lurid light over the scene. The
state of the corn merchant’s family must now have been dreadful.
The multitude stood hushed as death, or as the coming
thunderstorm. All this time the sailor of whom I have spoken had
been prising away with his bar at the granary door.
At this moment a heavy-measured tread was heard indistinctly in
the distance. It drew nearer, and became more distinct. Some
respectable burghers, who had assembled, and stood aloof gazing on
the scene, now edged closer to the crowd, and addressed the nearest
women in a low voice: “Yon’s the sodgers.” The hint was taken, for,
one by one, the women gathered their infants closer in their arms,
and dropped off. First one and then another pale-faced,
consumptive-looking weaver followed their example in silence. The
trampling now sounded close at hand, and its measured note was
awful in the hush of the dark night. The panic now spread to the
boys, who flew asunder on all sides—like a parcel of carrion flies
when disturbed by a passenger—squalling, “Yon’s the sodgers!” So
effectual was the dispersion that ensued, that when the soldiers
defiled into the wider space before the granary, no one remained
except the door-breaker, and one or two of the torch-holders.
The latter threw down their brands and scampered. The lights
were snatched up before they were extinguished, by some of the
boldest constables. Of all the rioters only one remained—the tall
sailor, who may be termed their ringleader. The foremost rank of the
soldiers was nearly up to him, and others were defiling from behind
to intercept him should he attempt to reach the side streets. He stood
still, watchful as a wild beast when surrounded by hunters, but with
an easy roll of his body, and a good-humoured smile upon his face.
“Yield, Robert Jones,” cried the provost, who feared he might
meditate a desperate and unavailing resistance. But instead of
answering, Robert sprung upon a soldier who was forming into line
at his right side, struck up the man’s musket, twisted off the bayonet,
and making it shine through the air in the torchlight like a rocket,
tripped up his heels. “Not yet, lobster!” he exclaimed, as the bayonet
of the fallen hero’s left-hand man glanced innocuously past him, so
saying, the sailor rapidly disappeared down a dark lane.—Edinburgh
Literary Journal.
THE FLITTING.
Chapter I.
In May, quhen men yied everichone
With Robene Hoid and Littil John,
To bring in bowis and birken bobynis,
Now all sic game is fastlings gone,
Bot gif if be amangs clowin Robbynis.—A. Scott.