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Hooman Farzaneh Editor
Devising a
Clean Energy
Strategy for
Asian Cities
Devising a Clean Energy Strategy for Asian Cities
Hooman Farzaneh
Editor
This Springer imprint is published by the registered company Springer Nature Singapore Pte Ltd.
The registered company address is: 152 Beach Road, #21-01/04 Gateway East, Singapore 189721,
Singapore
Preface
v
vi Preface
also looks into the links of subnational processes to national and international
processes.
This book capitalizes on two hot topics: the low carbon emission development
strategies and climate change in Asian cities. There is a resurgence in making
policies to investigate more aspects of the energy-environment spectrum for the
global energy market in the future. This book helps the policy makers and
researchers to understand which actions should be taken to reduce the environmental
impacts of economic activities in different regions in Asia. To determine the global
actions, it is necessary to make breakthroughs by promoting further research and to
present scenarios that achieve SDGs without dependence upon fossil fuels. The
scenarios and case studies discussed in this book are helpful to plan for the SDGs,
where various objectives have to be achieved at the same time. The UN 2030
development agenda needs innovative planning to achieve multiple goals with
limited resources and generate synergy among sectors. This book will be one of
the first books available on this subject. The chapters of this book would use a
combination of methodologies and case studies to develop effective science-policy
interaction to address the opportunities where clean energy strategies can be used to
support energy system, environmental, and/or economic development planning
strategies across in Asian cities.
This book is basically structured on a collaborative research network consisting
of scholars and experts from a number of the most global cities in the Asia-Pacific
region to provide an analytical framework for conducting regular synthesis and
assessment together with real case studies and the lessons which can be learned
from them. I am grateful to the authors of the various chapters for their contributions.
The content of this book is based on the experiences achieved from a funded
project, entitled “Multiple Benefits Assessment of the Low Emission Development
Strategies in Asia Pacific Cities” and a series of workshops organized with the local
stakeholders at the Institute of Advanced Energy, Kyoto University.
We acknowledge the financial support of Asia-Pacific Network for Global
Change Research (Ref. CRRP2017-07SY-Farzaneh), the Japan Society for the
Promotion of Science (grant-in-aid for the scientific research (C)), the Unit of
Academic Knowledge Integration Studies of Kyoto University, and the Future
Development Funding Program 2017 of Kyoto University Research Coordination
Alliance.
vii
viii Contents
ix
x Contributors
Hooman Farzaneh
1.1 Introduction
The main challenges of the coming urban energy transitions in Asia include
increased urbanization in developing countries, climate change-energy security
imperatives, and new technologies at local and grid levels. These challenges high-
light the need for Asian cities to reconsider how new urban investments should be
prioritized in order to reduce resource consumption and emissions, as well as to
achieve local and national development goals. A number of factors influence energy
use in and the resulting greenhouse gas (GHG) emissions from these cities. The
major ones include:
• The urban spatial structure
• The nature of transportation systems, income, and lifestyle
• The energy efficiency of key technologies, industrial processes, and building
technologies
• Climate and waste disposal methods
Cities in rapidly industrialized regions of Asia face many tasks related to eco-
nomic and environmental issues. In megacities such as Beijing and Shanghai,
industries consume more than half of the total energy use, reflecting the fast growth
of Chinese economy, while in large cities of countries whose economies are growing
at a slower pace, it is the transportation sector which consumes more than half of the
total energy. Industry and power generation are major contributors to the carbon
footprint of Chinese cities. Meanwhile, residential and commercial buildings
account for more than half of the energy consumed in cities such as Tokyo and
Seoul.
H. Farzaneh (*)
Interdisciplinary Graduate School of Engineering Sciences, Kyushu University, Fukuoka, Japan
e-mail: farzaneh.hooman.961@m.kyushu-u.ac.jp
Urban authorities are largely not aware of the multiple benefits of energy man-
agement and GHG reduction. Given their growing scale and significance, Asian
cities will have to be active in the global fight against climate change if it is to be
effective. Municipal authorities in Asian cities therefore have a significant scope to
pursue urban low-emission strategies and clean energy initiatives in ways that will
also foster economic development. Moreover, clean energy initiatives at the city
scale could generate knowledge and innovations that can have wider economic and
social benefits, in addition to inspiring climate action in other cities and at a national
scale. Without more coordination between international, national, regional, and local
institutions, integration into different sectoral priorities and policies, and engage-
ment between the public, private, and civic sectors, it seems likely that the cities in
Asia will lock in more fully to high-cost, high-carbon development paths. Because of
the global significance of Asian cities, policies, and programs, facilitating large-scale
adoption and deployment of clean and renewable energy will need to play a central
role in this area.
Many local governments in Asian cities face a dual challenge in achieving
top-priority local development goals, such as improving standards of living through
extending access to modern energy and increasing employment while also
supporting national climate change action. To support broader development goals
while also reducing GHG emissions, a number of governments are developing and
implementing LEDS (low-emission development strategies) which aim to achieve
development priorities with minimal GHG (greenhouse gas) emissions as part of
their national objectives. Historically, literature on evaluating the impacts of a shift
to a low-emission pathway has focused on the costs, but in fact, the benefits may
outweigh the costs when considering broader impacts (e.g., public health). By
including the broader set of benefits in the cost-benefit analyses conducted during
planning processes, local governments get more comprehensive assessments of their
potential LEDS investments. Following APN’s Fourth Strategic Plan (2015–2020)
(APN 2015), this chapter aims to develop effective science-policy interaction to
address the opportunities where LEDS can be used to support energy system and
environmental and/or economic development planning strategies across the Asian
region.
Different institutions and organizations have a different understanding, definition,
and interpretation of benefits assessment of LEDS. For instance, the “co-benefits” is
defined by the MOEJ (Ministry of the Environment of Japan) and Intergovernmental
Panel on Climate Change (IPCC) as the process of controlling GHG emissions and
reducing other local emissions (e.g., SO2, NOx, CO, and PM); on the other hand,
local pollution control in the sustainable development process can also reduce or
absorb CO2 and other GHG emissions (Smith et al. 2014; MOEJ 2008). The varying
use of this term in “Climate co-benefits” and “Climate and air co-impacts” indicated
that there is almost no agreement on assessing co-benefits with diverse methods and
tools. Some studies made in the similar research area mostly focus on qualifying the
co-benefits of mitigating GHG emissions and reducing air pollutants through poli-
cies of energy conservation, climate change, and air pollutant control (Farzaneh
2016, 2017a, b).
1 Scenario Analysis of Low-Carbon Urban Energy System in Asian Cities 5
The multiple benefits assessment which will be discussed in this chapter is far
beyond a simple co-benefits approach and will refer to the achievement of mitigating
climate change, solving local environmental and developmental problems, as well as
improving public health and local economy through the implementation of LEDS in
urban area. This chapter will demonstrate a new strategic planning mechanism for
achieving multiple energy, environmental, public health, and economic benefits of
clean energy development strategies in Asian cities, together with a robust analytical
framework that can be used to assess those benefits during the development and
implementation process. By evaluating potential clean energy policies with criteria
that cut across the multiple benefits, localities are able to select options that facilitate
the achievement of multiple goals and avoid options that may impede key priorities.
Fig. 1.2 Overall schematic of the CGE model (Adopted from Böhringer 2004)
The implications of the LCS vision in the present society must balance the factors
related to the 3Es. Analysis of multidimensional interactions between 3Es and the
urban energy system is a complex task that necessitates the development and
utilization of analytical tools. To address this complex issue, in this research a
city-level CGE (computable general equilibrium) model has been developed on
the basis of the general equilibrium theory. It uses actual economic data from a
SAM (social accounting matrix) which is an accounting framework that reflects the
circular flow of city’s economic activity to estimate how a city might react to
changes in clean energy policies. In this model, the expenditures and savings are
the primary inputs to the subsequent analysis of macroeconomic effects on income,
employment, and output (Fig. 1.2).
The CGE model has two main parts: supply and demand. On supply side, the
microeconomic principles have been utilized to develop a concept that would
represent the behavior of an urban energy system in a market with a perfect
competition. The local government as a decision-maker in this market strives for
maximum satisfaction (or utility) of delivering certain energy service to the end users
such as providing required electricity at the end-user level. The utility or satisfaction
is a function of a broad range of parameters such as quality of the service, comfort,
accessibility, environment, costs, and time. Maximizing utility is subject to certain
constraints due to the availability of resources. The resources are time, capital for
obtaining a quality service, availability of reliable system environment, and income.
The solution of such a mathematical model would be possible if the utility function
could be identified and formulated explicitly based on both supplier (local govern-
ment) and consumer (end users) viewpoints. An alternative methodology has been
developed which may be categorized as a direct solution of the model. Although the
solution of the model based on the maximization of the utility of delivering energy
1 Scenario Analysis of Low-Carbon Urban Energy System in Asian Cities 7
subject to
f ð x1 ; . . . ; xn Þ U ∗ ð1:2Þ
X
xi Ri ð1:3Þ
i
xi Ai ð1:4Þ
xi 0 ð1:5Þ
where:
TC: Total cost of the system
xi: Determinant factor i such as energy, material, land, technology, etc.
U*: Defined level of the utility
Ri: Available resource of determinant factor i such as fossil fuel or renewable energy
Ai: Bound on using or consumption of factor i such as technical, environmental,
institutional, and economic constraints
pi: Unit cost of determinant factor i (i.e., cost of technologies and energy carriers)
The level of segregation is usually determined by the ability to introduce the
number of end users and different technologies which are used to operate the flow of
energy from the resource level to the end-user level. On demand side, on the other
hand, end users are divided into buildings, transport, and industrial sectors. A
spreadsheet simulation model based on bottom-up end-use method and the Avoid-
Shift-Improve (A-S-I) approach has been applied to the end-user level in order to
assess the effect of different scenarios of socioeconomic, technological, and demo-
graphic developments on energy consumption and emissions of the citywide energy
system in a multi-sectoral context (Farzaneh et al. 2014). The model systematically
relates the GHG and air pollution emissions based on the specific energy demand in
the end-user sectors in cities to the corresponding social, economic, and technolog-
ical factors that affect this demand. The nature and level of the demand for energy are
a function of several determining factors, including population growth, number of
inhabitants per dwelling, number of electrical appliances used in households, local
priorities for the development of certain economic sectors, the evolution of the
efficiency of certain types of equipment, penetration of new technologies or energy
forms, etc. An understanding of these determining factors permits the evaluation of
the various categories of energy demand for the urban energy system considered.
8 H. Farzaneh
The total energy demand for each end-use category is aggregated into three main
energy consumer sectors. Application of the model is subject to the identification and
estimation of the performance function of the urban energy system which is possible
by segregating the whole energy system into incremental elements such as end user,
final energy, energy conversion, and energy resources. When various energy forms,
i.e., electricity, fossil fuels, etc., are competing for a given end-use category of
energy demand, this demand is calculated first in terms of useful energy and then
converted into final energy, taking into account market penetration and the efficiency
of each alternative energy source and using new technologies. Demand for fossil
fuels is therefore broken down in terms of coal, gas, or oil, and the substitution of
fossil fuels by alternative “new” energy forms (i.e., solar, wind, etc.) is estimated,
due to the importance of the structural changes in the urban energy system that these
energy forms may be introduced in the future. Since these substitutions will be
essentially determined by policy decisions, they are to be taken into account at the
stage of formulating and writing the scenarios of development. The scenarios can be
subdivided into two categories:
• One related to the socioeconomic system describing the fundamental character-
istics of the social and economic evolution of the urban energy system such as
lifestyle changes, population growth, and GDP growth
• The second related to the technological factors affecting the calculation of energy
demand, for example, the efficiency and penetration potential of each alternative
energy form and new technology such as smart grid
Following this approach, the planner can make assumptions about the possible
evolution of the social, economic, and technological development patterns of the
local energy system that can be anticipated from current trends and governmental
objectives. The methodology comprises the following sequence of operations:
• Desegregation of the total energy demand of the city into a large number of
end-use categories in a coherent manner
• Identification of the social, economic, and technological parameters which affect
each end-use category of the energy demand
• Establishing in mathematical terms the relationships which relate energy demand
and factors affecting this demand
• Estimation of the energy demand-related GHG emission and air pollution from
different sub-sectors
• Developing (consistent) scenarios (policy interventions) of social, economic, and
technological development for the given city’s energy system
• Evaluation of the climate co-benefits resulting from each scenario
• Selection among all possible scenarios proposed, the “most probable” patterns of
development for the city through analyzing CBA and system sustainability
Assessing the public health benefits of clean energy development in the selected
cities would be possible through selecting of concentration-response (C-R)
functions. For most of the health effects include premature mortality and exacerba-
tion of health conditions such as asthma, respiratory disease, and heart disease, a
1 Scenario Analysis of Low-Carbon Urban Energy System in Asian Cities 9
Delhi’s transportation sector is the largest consumer of energy and represents a major
contributor to GHG emissions and local air pollution. This sector is expected to
experience a large increase in fossil fuel consumption resulting from the fast growth
of private vehicles. Delhi already has exceptionally high levels of private car use
with around two million cars in the city (Farzaneh et al. 2016a, b). The city also
experienced rapid expansion of demand in urban transport which has led to
10 H. Farzaneh
Fig. 1.4 Projection of travel and energy demand in Delhi’s transport sector
Fig. 1.5 Projection of GHG and air pollution emissions in Delhi’s transport system
BSES (Bharat stage emission standards) are emission standards instituted by the
Government of India to regulate the output of air pollutants from internal combus-
tion engines and spark-ignition engine equipment, including motor vehicles. In
2016, the Indian government announced that the country would skip the BS-V
norms altogether and adopt BS-VI norms by 2020 (DieselNet 2017). By moving
to BS-VI, the transport sector of the city of Delhi will use the highest specifications
of fuel standard available in the world (Fig. 1.6).
Fig. 1.6 Early adoption of BS-V and BS-VI auto fuel norms
With almost 23 hundred thousand passengers using the Delhi Metro network every
day, increasing ridership has been the Delhi Metro Rail Corporation’s biggest
challenge. Yet it’s also its biggest challenge as trains struggle to keep up with
expanding ridership. At present the total ridership of Delhi Metro is estimated to
be about 25%. While Delhi Metro has been trying to expand its fleet, it is currently in
the process of converting six-coach trains into eight-coach ones on the main line. It
has been planned in Rapid Metrorail Gurgaon with a total length of 11.7 km serving
11 stations. Based on these actions and objectives of the aforesaid initiatives (clean
transport scenario), the model was used to evaluate the GHG emission reduction
potential and the multiple benefits achievable by improving air quality in 2030.
According to the results, modal shift from private modes to the public transport
systems, including the metro, can help reduce energy consumption, CO2 emissions,
and pollution load in the city of Delhi. Figure 1.7 shows the expected GHH emission
reduction from the implementation of the above plans, which is estimated to be about
4.3 million tons in 2030.
The high-quality public transport system in the clean transport scenario can
provide additional benefits besides emission reduction, including improved public
health. As shown in Fig. 1.8, the model predicts that the total amount of harmful gas
emissions, such as SO2, NOX, and PM10, would decline in the clean transport
scenario compared to the baseline scenario by approximately 48%.
Using the mortality rates that were collected for the Ministry of Health and
Family Welfare for 2008–2011 (MHFW 2018) and also annual average data for
concentration of SO2, NOX, and PM10, which were derived from continuing
measurement taken in the period of 2008–2011, from five monitoring stations
throughout the Delhi metropolitan area, the estimated annual reductions in the
mortality rate from the clean transport scenario are given in Table 1.2.
According to the results, the annual reduction of cases of mortalities varies from
19,200 (exposure to PM10) to 419 (exposure to SO2) in Delhi in 2030. The larger
numbers for the projected reduction of cases of cardiovascular mortalities imply that
the pollution impact on these cases is more serious than others. Among all pollutants,
the reduction of PM10 plays a significant role in achieving the desired health
outcome.
Fig. 1.7 Future mobility and expected GHH emission reduction in the clean transport scenario
1 Scenario Analysis of Low-Carbon Urban Energy System in Asian Cities 13
Fig. 1.8 Expected co-benefits of local air quality improvement in the clean transport scenario
Table 1.2 Estimated annual health outcomes from the clean transport scenario in 2030
Health outcomes (deaths
prevented/year)
Exposure metric and subgroups SO2 NOX PM10
Total mortality and short-term exposure (all ages) 419 2390 19,200
Cardiovascular mortality and long-term exposure (age >30) 327 1250 12,350
Respiratory mortality and long-term exposure (age >30) 70 950 6513
Respiratory mortality and short-term exposure (age <5) 22 190 337
Implementation of the clean transport scenario in Delhi has direct and indirect
impact on the local economy of this city. Direct effects are changes in sales, income,
or jobs associated with the on-site or immediate effects created by an expenditure or
change in final demand, for example, the employment and wages for workers who
assemble batteries at a manufacturing plant. Indirect effects are changes in sales,
income, or jobs in upstream-linked sectors within the region. These effects result
from the changing input needs in directly affected sectors, for example, increased
employment and wages for workers who supply materials to the battery assemblers.
Induced effects are changes in sales, income, or jobs created by changes in house-
hold, business, or government spending patterns. These effects occur when the
income generated from the direct and indirect effects is re-spent in the local
economy. The cumulative growth of GDP and its absolute employment caused by
the clean transport scenario in Delhi were estimated by the model which is
represented in Fig. 1.9.
14 H. Farzaneh
Fig. 1.9 The cumulative growth of GDP and its absolute employment caused by the clean transport
scenario
1.4 Conclusion
References
Asia-Pacific Network for Global Change Research (2015) Fourth strategic plan 2015–2020, ISBN
978-4-9902500-3-4, Kobe, Japan
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models. Écon Int 99:9–26
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ORDER_02.09.2015.pdf
Farzaneh H (2016) Chapter 5: energy. In: Christopher NH Doll, Puppim de Oliveira JA (eds)
Urbanization and climate co-benefits implementation of win-win interventions in cities.
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low carbon energy scenarios in the urban system. Energy Procedia 107(2017):321–326
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climate co-benefits of the urban energy system. Procedia Environ Sci 20:97–105
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optimization of energy flow in the urban energy system. J Clean Prod 114:269–285
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Middle East region. Int J Green Energy 13(7):682–694
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PeriodicReport.aspx
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Reduction Projects (2008) https://www.env.go.jp/en/earth/ets/icbaghserp081127.pdf
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low-carbon society. Prog Energy Combust Sci 37:462–502
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Revich B, Sauerborn R (2014) Human health: impacts, adaptation, and co-benefits. In: Climate
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Chapter 2
Taking a Co-benefits Approach in Asia:
A Comparative Analysis of Barriers
with Recommendations
2.1 Introduction
In 2015, much of the international community welcomed the Paris Agreement and
the Sustainable Development Goals (SDGs). These two landmark agreements have
the potential to transform how governments, businesses, and other stakeholders
mitigate climate change and pursue sustainable development for the next
10–15 years. Questions nonetheless persist about the extent to which policymakers
can invest in actions that only mitigate climate change without other development
benefits, as well as the affordability and manageability of working on the SDGs with
169 targets. From both climate mitigation and sustainable development perspectives,
an integrated approach to decisions on climate mitigation and the SDGs appears
useful. Such an approach aims to identify policies and projects that can achieve both
climate mitigation and other development objectives. One kind of integrated
approach that can achieve these multiple goals concentrates on co-benefits.
Co-benefits are the benefits of a single action that mitigates climate change and
meet other development priorities. They are considered important because they offer
decision-makers a second—and possibly more compelling—rationale for mitigating
climate change beyond climate benefits. They have also been associated with
helping to steer climate funds to a number of development priorities. Both of these
logics have led to a fast-growing literature on co-benefits. Much of this published
work has concentrated on quantification of benefits above and beyond reductions in
greenhouse gases (GHGs), especially improvements in local air quality and second-
order effects on public health. While quantification is indeed important—as what
goes uncounted often goes unconsidered—it has become apparent that there are
barriers beyond those related to quantification that can prevent achieving co-benefits,
particularly those related to governance. There have been few studies to date to
closely examine those barriers across a number of cases. The purpose of this chapter
is to fill this gap by drawing upon a collection of co-benefit case studies in five
sectors in Asia (transportation, waste management, biomass/fuel, livelihood, and
energy/industry). The review of these studies aims to discern whether and to what
extent patterns appear in the barriers—especially governance barriers—to achieving
co-benefits.
This chapter found that the most common and easiest way to overcome barriers
involve technologies and their users. The financial challenges, often involving initial
costs for infrastructure, also appeared frequently; financial support from higher-level
governments and/or engagement with the private sector (in the form of public and
private partnerships (PPP)) helped to get past these difficulties. The most common
governance challenges involved stakeholder participation across a wide range of
policy areas. Institutional coordination issues were less common; this may be due to
the project scale of many of the cases. It also suggests a possible correlation between
the barriers and scale that could be explored in future studies.
The appearance of the term “co-benefits” in the academic literature dates back to the
early 1990s when environmental economists were examining the affordability of
investing in technologies to mitigate climate change. It was at this juncture that some
observers recognized that even with considerable uncertainty surrounding the ben-
efits of mitigating climate change, there were “no regrets” in investing in actions that
could achieve more local and certain environmental and social benefits (Morgenstern
1991). From that realization grew an extensive literature that drew upon energy and
economic models as well as cost-benefit analysis to estimate the favorable impacts
on the development from hypothetical climate policies (often in the form of a carbon
tax) (Pearce 2000). This work was performed initially in developed countries with
most studies indicating that it was cost-effective to control GHGs even without the
consideration of climate benefits. This conclusion was laid out clearly in the Third
Assessment Report (TAR) of the Intergovernmental Panel on Climate Change
(IPCC) in 2001—the first IPCC report to include a section on co-benefits (IPCC
2001).
Since 2001, research on co-benefits has continued to move in several constructive
directions. Some of that work has concentrated on conceptual issues and definitions.
For example, some have discussed whether co-benefits are the climate benefits of
development actions or the development benefits of climate actions (Miyatsuka and
Zusman 2010). A second useful direction has been the advent of an air pollution
perspective on co-benefits; that perspective concentrates on types of air pollution
that can have warming effects on the climate while degrading local air quality. This
2 Taking a Co-benefits Approach in Asia: A Comparative Analysis of. . . 19
includes many studies on black carbon (Bond et al. 2013). Another direction
involves the application of many of the models in developing countries. This third
direction has accompanied the growing participation of developing countries in the
international climate agreement—and it has brought with it both greater potential for
possible gains and more significant challenges to implementing the recommenda-
tions of co-benefit modeling (Aunan et al. 2004; Mayrhofer and Gupta 2016).
The potential in developing countries reflects the fact that these countries gener-
ally have more development needs and possibly more to gain from actions with
multiple benefits. A clear example is air pollution. Air pollution tends to be more
severe in industrializing countries. Efforts made to mitigate climate change and
control air pollution are likely to have a bigger impact on air quality, leading to
other comparatively greater desirable outcomes (O’Conner 2001). However, it also
tends to be difficult to successfully formulate and implement a policy or project with
co-benefits where they are estimated to be the greatest in magnitude due to a lack of
finance, technology, or governance (Pearce 2000).
The shortcomings in governance may prove particularly problematic. This is
because the very notion of co-benefits implies cooperation across actors who may
or may not be aware of their shared interests. Modeling results may help to more
clearly see overlapping interests, and some have argued for the development of
easier-to-use, streamlined methods and tools for evaluation and incorporation of
co-impacts in environmental decision-making (Ürge-Vorsatz et al. 2014). However,
even if these joint benefits become more apparent, constraints on collaboration may
still stand in their way from acting upon those joint interests. Three sets of barriers
that overlap with the areas highlighted in the introductory chapter merit
consideration.
• The first is intra- or interagency cooperation. At the most fundamental level, it
will be critical that agencies working on climate change and air pollution have the
institutional incentives and cross-agency channels that encourage them to work
together; this cooperation will also be important for several sectoral policies that
also have implications for climate change.
• The second set of barriers involves vertical cooperation across different levels of
government. This is particularly important since, while national governments are
frequently responsible for shaping national responses to climate change, local
governments are increasingly tasked with implementing those actions by forging
links to local development priorities.
• A third set of possible challenges involve engagement with non-state stake-
holders, ranging from the private sector to the general public. Here again,
mechanisms that can constructively engage with stakeholders beyond the state
are essential to getting the public buy-in and resources needed to achieve
climate and development objectives.
20 B. Chiu and E. Zusman
By Allan Cunningham.
Though my mind’s not
Hoodwinked with rustic marvels, I do think
There are more things in the grove, the air, the flood,
Yea, and the charnelled earth, than what wise man,
Who walks so proud as if his form alone
Filled the wide temple of the universe,
Will let a frail mind say. I’d write i’ the creed
O’ the sagest head alive, that fearful forms,
Holy or reprobate, do page men’s heels;
That shapes, too horrid for our gaze, stand o’er
The murderer’s dust, and for revenge glare up,
Even till the stars weep fire for very pity.
Chapter I.
Along the sea of Solway—romantic on the Scottish side, with its
woodlands, its bays, its cliffs, and headlands; and interesting on the
English side, with its many beautiful towns with their shadows on
the water, rich pastures, safe harbours, and numerous ships—there
still linger many traditional stories of a maritime nature, most of
them connected with superstitions singularly wild and unusual. To
the curious, these tales afford a rich fund of entertainment, from the
many diversities of the same story; some dry and barren, and
stripped of all the embellishments of poetry; others dressed out in all
the riches of a superstitious belief and haunted imagination. In this
they resemble the inland traditions of the peasants; but many of the
oral treasures of the Galwegian or the Cumbrian coast have the
stamp of the Dane and the Norseman upon them, and claim but a
remote or faint affinity with the legitimate legends of Caledonia.
Something like a rude prosaic outline of several of the most noted of
the northern ballads—the adventures and depredations of the old
ocean kings—still lend life to the evening tale; and, among others, the
story of the Haunted Ships is still popular among the maritime
peasantry.
One fine harvest evening I went on board the shallop of Richard
Faulder, of Allanbay, and committing ourselves to the waters, we
allowed a gentle wind from the east to waft us at its pleasure towards
the Scottish coast. We passed the sharp promontory of Siddick, and
skirting the land within a stone-cast, glided along the shore till we
came within sight of the ruined Abbey of Sweetheart. The green
mountain of Criffell ascended beside us; and the bleat of the flocks
from its summit, together with the winding of the evening horn of
the reapers, came softened into something like music over land and
sea. We pushed our shallop into a deep and wooded bay, and sat
silently looking on the serene beauty of the place. The moon
glimmered in her rising through the tall shafts of the pines of
Caerlaverock; and the sky, with scarce a cloud, showered down on
wood, and headland, and bay, the twinkling beams of a thousand
stars, rendering every object visible. The tide, too, was coming with
that swift and silent swell observable when the wind is gentle; the
woody curves along the land were filling with the flood, till it touched
the green branches of the drooping trees; while in the centre current
the roll and the plunge of a thousand pellecks told to the experienced
fisherman that salmon were abundant.
As we looked, we saw an old man emerging from a path that
winded to the shore through a grove of doddered hazel; he carried a
halve-net on his back, while behind him came a girl bearing a small
harpoon, with which the fishers are remarkably dexterous in striking
their prey. The senior seated himself on a large gray stone, which
overlooked the bay, laid aside his bonnet, and submitted his bosom
and neck to the refreshing sea breeze; and taking his harpoon from
his attendant, sat with the gravity and composure of a spirit of the
flood, with his ministering nymph behind him. We pushed our
shallop to the shore, and soon stood at their side.
“This is old Mark Macmoran, the mariner, with his granddaughter
Barbara,” said Richard Faulder, in a whisper that had something of
fear in it; “he knows every creek, and cavern, and quicksand in
Solway,—has seen the Spectre Hound that haunts the Isle of Man;
has heard him bark, and at every bark has seen a ship sink; and he
has seen, too, the Haunted Ships in full sail; and, if all tales be true,
has sailed in them himself;—he’s an awful person.”
Though I perceived in the communication of my friend something
of the superstition of the sailor, I could not help thinking that
common rumour had made a happy choice in singling out old Mark
to maintain her intercourse with the invisible world. His hair, which
seemed to have refused all acquaintance with the comb, hung matted
upon his shoulders; a kind of mantle, or rather blanket, pinned with
a wooden skewer round his neck, fell mid-leg down, concealing all
his nether garments as far as a pair of hose, darned with yarn of all
conceivable colours, and a pair of shoes, patched and repaired till
nothing of the original structure remained, and clasped on his feet
with two massive silver buckles.
If the dress of the old man was rude and sordid, that of his
granddaughter was gay, and even rich.
She wore a boddice of fine wool, wrought round the bosom with
alternate leaf and lily, and a kirtle of the same fabric, which almost
touching her white and delicate ankle, showed her snowy feet, so
fairy-light and round that they scarcely seemed to touch the grass
where she stood. Her hair—a natural ornament which woman seeks
much to improve—was of a bright glossy brown, and encumbered
rather than adorned with a snood, set thick with marine productions,
among which the small clear pearl found in the Solway was
conspicuous. Nature had not trusted to a handsome shape, and a
sylph-like air, for young Barbara’s influence over the heart of man;
but had bestowed a pair of large bright blue eyes, swimming in liquid
light, so full of love, and gentleness, and joy, that all the sailors, from
Annanwater to far St Bees, acknowledged their power, and sung
songs about the bonnie lass of Mark Macmoran. She stood holding a
small gaff-hook of polished steel in her hand, and seemed not
dissatisfied with the glances I bestowed on her from time to time,
and which I held more than requited by a single glance of those eyes
which retained so many capricious hearts in subjection.
The tide, though rapidly augmenting, had not yet filled the bay at
our feet. The moon now streamed fairly over the tops of Caerlaverock
pines, and showed the expanse of ocean dimpling and swelling, on
which sloops and shallops came dancing, and displaying at every
turn their extent of white sail against the beam of the moon. I looked
on old Mark the Mariner, who, seated motionless on his gray stone,
kept his eye fixed on the increasing waters with a look of seriousness
and sorrow in which I saw little of the calculating spirit of a mere
fisherman. Though he looked on the coming tide, his eyes seemed to
dwell particularly on the black and decayed hulls of two vessels,
which, half immersed in the quicksand, still addressed to every heart
a tale of shipwreck and desolation. The tide wheeled and foamed
around them; and creeping inch by inch up the side, at last fairly
threw its waters over the top, and a long and hollow eddy showed the
resistance which the liquid element received.
The moment they were fairly buried in the water, the old man
clasped his hands together, and said—
“Blessed be the tide that will break over and bury ye for ever! Sad
to mariners, and sorrowful to maids and mothers, has the time been
you have choked up this deep and bonnie bay. For evil were you sent,
and for evil have you continued. Every season finds from you its song
of sorrow and wail, its funeral processions, and its shrouded corses.
Woe to the land where the wood grew that made ye? Cursed be the
axe that hewed ye on the mountains, the bands that joined ye
together, the bay that ye first swam in, and the wind that wafted ye
here! Seven times have ye put my life in peril; three fair sons have ye
swept from my side, and two bonnie grandbairns; and now, even
now, your waters foam and flash for my destruction, did I venture
my frail limbs in quest of food in your deadly bay. I see by that ripple
and that foam, and hear by the sound and singing of your surge, that
ye yearn for another victim, but it shall not be me or mine.”
Even as the old mariner addressed himself to the wrecked ships, a
young man appeared at the southern extremity of the bay, holding
his halve-net in his hand, and hastening into the current. Mark rose,
and shouted, and waved him back from a place which, to a person
unacquainted with the dangers of the bay, real and superstitious,
seemed sufficiently perilous: his granddaughter, too, added her voice
to his, and waved her white hands; but the more they strove the
faster advanced the peasant, till he stood to his middle in the water,
while the tide increased every moment in depth and strength.
“Andrew, Andrew!” cried the young woman, in a voice quavering
with emotion, “turn, turn, I tell you. O the ships, the haunted ships!”
But the appearance of a fine run of fish had more influence with the
peasant than the voice of bonnie Barbara, and forward he dashed,
net in hand. In a moment he was borne off his feet, and mingled like
foam with the water, and hurried towards the fatal eddies which
whirled and reared round the sunken ships. But he was a powerful
young man, and an expert swimmer: he seized on one of the
projecting ribs of the nearest hulk, and clinging to it with the grasp of
despair, uttered yell after yell, sustaining himself against the
prodigious rush of the current.
From a sheiling of turf and straw within the pitch of a bar from the
spot where we stood, came out an old woman bent with age, and
leaning on a crutch. “I heard the voice of that lad Andrew Lammie;
can the chield be drowning, that he skirls sae uncannily?” said the
old woman, seating herself on the ground and looking earnestly at
the water. “Ou ay,” she continued, “he’s doomed, he’s doomed; heart
and hand never can save him; boats, ropes, and man’s strength and
wit, all vain! vain! he’s doomed, he’s doomed!”
By this time I had thrown myself into the shallop, followed
reluctantly by Richard Faulder, over whose courage and kindness of
heart superstition had great power; and with one push from the
shore, and some exertion in sculling, we came within a quoit-cast of
the unfortunate fisherman. He stayed not to profit by our aid; for
when he perceived us near, he uttered a piercing shriek of joy, and
bounded toward us through the agitated element the full length of an
oar. I saw him for a second on the surface of the water; but the
eddying current sucked him down; and all I ever beheld of him again
was his hand held above the flood, and clutching in agony at some
imaginary aid. I sat gazing in horror on the vacant sea before us; but
a breathing-time before, a human being, full of youth, and strength,
and hope, was there: his cries were still ringing in my ears, and
echoing in the woods; and now nothing was seen or heard save the
turbulent expanse of water, and the sound of its chafing on the
shores. We pushed back our shallop, and resumed our station on the
cliff beside the old mariner and his descendant.
“Wherefore sought ye to peril your own lives fruitlessly,” said
Mark, “in attempting to save the doomed? Whoso touches these
infernal ships never survives to tell the tale. Woe to the man who is
found nigh them at midnight when the tide has subsided, and they
arise in their former beauty, with forecastle, and deck, and sail, and
pennon, and shroud! Then is seen the streaming of lights along the
water from their cabin windows, and then is heard the sound of
mirth and the clamour of tongues and the infernal whoop and halloo,
and song, ringing far and wide. Woe to the man who comes nigh
them!”
To all this my companion listened with a breathless attention. I felt
something touched with a superstition to which I partly believed I
had seen one victim offered up; and I inquired of the old mariner—
“How and when came these haunted ships there? To me they seem
but the melancholy relics of some unhappy voyagers, and much more
likely to warn people to shun destruction, than entice and delude
them to it.”
“And so,” said the old man with a smile, which had more of sorrow
in it than of mirth; “and so, young man, these black and shattered
hulks seem to the eye of the multitude. But things are not what they
seem: that water, a kind and convenient servant to the wants of man,
which seems so smooth, and so dimpling, and so gentle, has
swallowed up a human soul even now; and the place which it covers,
so fair and so level, is a faithless quicksand out of which none escape.
Things are otherwise than they seem. Had you lived as long as I have
had the sorrow to live; had you seen the storms, and braved the
perils, and endured the distresses which have befallen me; had you
sat gazing out on the dreary ocean at midnight on a haunted coast;
had you seen comrade after comrade, brother after brother, and son
after son, swept away by the merciless ocean from your very side;
had you seen the shapes of friends, doomed to the wave and the
quicksand, appearing to you in the dreams and visions of the night;
then would your mind have been prepared for crediting the strange
legends of mariners; and the two haunted Danish ships would have
had their terrors for you, as they have for all who sojourn on this
coast.
“Of the time and cause of their destruction,” continued the old
man, “I know nothing certain; they have stood as you have seen them
for uncounted time; and while all other ships wrecked on this
unhappy coast have gone to pieces, and rotted, and sunk away in a
few years, these two haunted hulks have neither sunk in the
quicksand, nor has a single spar or board been displaced. Maritime
legend says, that two ships of Denmark having had permission, for a
time, to work deeds of darkness and dolour on the deep, were at last
condemned to the whirlpool and the sunken rock, and were wrecked
in this bonnie bay, as a sign to seamen to be gentle and devout. The
night when they were lost was a harvest evening of uncommon
mildness and beauty: the sun had newly set; the moon came brighter
and brighter out; and the reapers, laying their sickles at the root of
the standing corn, stood on rock and bank, looking at the increasing
magnitude of the waters, for sea and land were visible from St Bees
to Barnhourie.
“The sails of the two vessels were soon seen bent for the Scottish
coast; and with a speed outrunning the swiftest ship, they
approached the dangerous quicksands and headland of Borranpoint.
On the deck of the foremost ship not a living soul was seen, or shape,
unless something in darkness and form resembling a human shadow
could be called a shape, which flitted from extremity to extremity of
the ship, with the appearance of trimming the sails, and directing the
vessel’s course. But the decks of its companion were crowded with
human shapes; the captain, and mate, and sailor, and cabin boy, all
seemed there; and from them the sound of mirth and minstrelsy
echoed over land and water. The coast which they skirted along was
one of extreme danger; and the reapers shouted to warn them to
beware of sandbank and rock; but of this friendly counsel no notice
was taken, except that a large and famished dog, which sat on the
prow, answered every shout with a long, loud, and melancholy howl.
The deep sandbank of Carsethorn was expected to arrest the career
of these desperate navigators; but they passed, with the celerity of
waterfowl, over an obstruction which had wrecked many pretty
ships.
“Old men shook their heads, and departed, saying, ‘We have seen
the fiend sailing in a bottomless ship; let us go home and pray:’ but
one young and wilful man said, ‘Fiend! I’ll warrant it’s nae fiend, but
douce Janet Withershins, the witch, holding a carouse with some of
her Cumberland cummers, and mickle red wine will be spilt atween
them. ’Od, I would gladly have a toothfu’! I’ll warrant it’s nane o’
your cauld sour slae-water, like a bottle of Bailie Skrinkie’s port, but
right drap-o’-my-heart’s-blood stuff, that would waken a body out of
their last linen. I wonder whaur the cummers will anchor their craft?’
“‘And I’ll vow,’ said another rustic, ‘the wine they quaff is none of
your visionary drink, such as a drouthy body has dished out to his
lips in a dream; nor is it shadowy and unsubstantial, like the vessels
they sail in, which are made out of a cockle-shell, or a cast-off
slipper, or the paring of a seaman’s right thumb-nail. I once got a
handsel out of a witch’s quaigh myself;—auld Marion Mathers of
Dustiefoot, whom they tried to bury in the old kirkyard of Dunscore;
but the cummer raise as fast as they laid her down, and naewhere
else would she lie but in the bonnie green kirkyard of Kier, among
douce and sponsible folk. So I’ll vow that the wine of a witch’s cup is
as fell liquor as ever did a kindly turn to a poor man’s heart; and be
they fiends, or be they witches, if they have red wine asteer, I’ll risk a
droukit sark for ae glorious tout on’t.’
“‘Silence, ye sinners,’ said the minister’s son of a neighbouring
parish, who united in his own person his father’s lack of devotion
with his mother’s love of liquor. ‘Whisht! Speak as if ye had the fear
of something holy before ye. Let the vessels run their own way to
destruction: who can stay the eastern wind, and the current of the
Solway sea? I can find ye Scripture warrant for that: so let them try
their strength on Blawhooly rocks, and their might on the broad
quicksand. There’s a surf running there would knock the ribs
together of a galley built by the imps of the pit, and commanded by
the Prince of Darkness. Bonnily and bravely they sail away there; but
before the blast blows by they’ll be wrecked; and red wine and strong
brandy will be as rife as dykewater, and we’ll drink the health of
bonnie Bell Blackness out of her left foot slipper.’
“The speech of the young profligate was applauded by several of
his companions, and away they flew to the bay of Blawhooly, from
whence they never returned. The two vessels were observed all at
once to stop in the bosom of the bay, on the spot where their hulls
now appear: the mirth and the minstrelsy waxed louder than ever;
and the forms of the maidens, with instruments of music and wine-
cups in their hands, thronged the decks. A boat was lowered; and the
same shadowy pilot who conducted the ships made it start towards
the shore with the rapidity of lightning, and its head knocked against
the bank where the four young men stood, who longed for the
unblest drink. They leaped in with a laugh, and with a laugh were
they welcomed on deck; wine cups were given to each, and as they
raised them to their lips the vessels melted away beneath their feet;
and one loud shriek, mingled with laughter still louder, was heard
over land and water for many miles. Nothing more was heard or seen
till the morning, when the crowd who came to the beach saw with
fear and wonder the two Haunted Ships, such as they now seem,
masts and tackle gone; nor mark, nor sign, by which their name,
country, or destination, could be known, was left remaining. Such is
the tradition of the mariners.”
Chapter II.
“And trow ye,” said the old woman, who, attracted from her hut by
the drowning cries of the young fisherman, had remained an auditor
of the mariner’s legend; “and trow ye, Mark Macmoran, that the tale
of the Haunted Ships is done? I can say no to that. Mickle have my
ears heard, but more mine eyes have witnessed since I came to dwell
in this humble home by the side of the deep sea. I mind the night
weel: it was on Hallow-e’en, the nuts were cracked, and the apples
were eaten, and spell and charm were tried at my fireside; till,
wearied with diving into the dark waves of futurity, the lads and
lasses fairly took to the more visible blessings of kind words, tender
clasps, and gentle courtship.
“Soft words in a maiden’s ear, and a kindly kiss o’ her lip, were old
world matters to me, Mark Macmoran; though I mean not to say that
I have been free of the folly of daundering and daffin’ with a youth in
my day, and keeping tryst with him in dark and lonely places.
However, as I say, these times of enjoyment were past and gone with
me; the mair’s the pity that pleasure should flee sae fast away,—and
as I couldna make sport I thought I would not mar any; so out I
sauntered into the fresh cold air, and sat down behind that old oak,
and looked abroad on the wide sea. I had my ain sad thoughts, ye
may think, at the time; it was in that very bay my blythe gudeman
perished, with seven more in his company; and on that very bank
where ye see the waves leaping and foaming, I saw seven stately
corses streeked, but the dearest was the eighth. It was a woful sight
to me, a widow, with four bonnie boys, with nought to support them
but these twa hands, and God’s blessing, and a cow’s grass. I have
never liked to live out of sight of this bay since that time; and mony’s
the moonlight night I sit looking on these watery mountains, and
these waste shores; it does my heart good, whatever it may do to my
head. So ye see it was Hallow-e’en; and looking on sea and land sat I;
and my heart wandering to other thoughts soon made me forget my
youthful company at hame. It might be near the howe hour of the
night; the tide was making, and its singing brought strange old-world
stories with it; and I thought on the dangers that sailors endure, the