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Key Specifications and Implementation of WCDMA Receiver

Bala Ramachandran, John Vasa, Aravind Loke


Conexant Systems Inc., 4311 Jamboree Road, Newport Beach, CA 92660

Abstract - Third-generation (3G) mobile systems present unique Adjacent channel selectivity:
challenges in the radio/analog front-end design of a cellular handset. io,= -92.7 dBd3.84 MHz,
This paper presents key RF receiver requirements and
implementation challenges for a 3G Code Division Multiple Access DPCH-Ec = -I 03 dBd3.84 MHz,
(WCDMA) system based on the Third Generation Partnership
Project (3GPP) specifications. Measured results of a WCDMA
iooc(modulated)= -52 dBm at f5 MHz offset
receiver ASIC are presented for key receiver parameters. Inter-modulation characteristics: Two interfering signals at I O
MHz (CW blocker) and 20 MHz (modulated blocker) offsets
INTRODUCTION are present at the input of the receiver, each being equal to 4 6
dBm and the desired signal, io,= -103.7 dBmN.84 MHz .
3GPP defines the key technical specifications of the WCDMA
system and this paper presents a detailed analysis of the radio In-band blocking characteristics: Modulated blockers are at 10
specifications per 3GPP 25.101 [I]. Per 3GPP, the following paired MHz and 15 MHz offsets are present at the input of the receiver
bands of operation are defined for frequency division duplex (FDD) and the desired signal, jsr= -103.7 dBd3.84 M z .
mode of operation in 3” generation mobile systems:
Downlink (Base Station to Mobile): 21 10-2170 MHz Out-of-band blocking characteristics: Continuous wave (CW)
Uplink (Mobile to Base Station): 1920-1980 MHz blockers are specified according to the profile in Figure 2 and
The channel bandwidth is 5 MHz and the channel raster is 200 kHz. the desired signal, for= -103.7 dB~d3.84MHz .

SYSTEM OVERVIEW
Reference Sensitivity Level

The reference sensitivity level sets the maximum tolerable


In a wideband CDMA system, all users can share the same
cascaded noise figure (NF) of the receiver. In WCDMA, the data to
frequency and transmit at the same time. Interference between
be transmitted is spread over a wide bandwidth equal to the chip rate
different users is minimized by separation through unique
(3.84 Mcps in this case), and the signal-to-noise ratio (SNR) is
orthogonal codes. The downlink signal in WCDMA consists of
improved by the spreading ratio also known as the processing gain
quadrature phase-shift keying (QPSK) modulated carrier where the I
(PG) of the system. The maximum tolerable noise IN allowed at the
and Q branches are spread to the chip rate by orthogonal variable

1
receiver can be calculated from:
spreading code (OVSF) and subsequently scrambled by a complex
code. This data is band-limited with a root raised cosine (RRC)
Nyquist filter before up-conversion [2]. Chip Rate
[“;-E *
The composite down-link WCDMA channel consists of a Eb Informatim Data Rate
common pilot channel (CPICH), a common paging channel DPCH- = (2)
Nt IOC
(PCCPCH), sync channel (SCH), a paging indicator channel (PICH), -
and the actual information bearing traffic channel also known as the I0r
dedicated physical channel (DPCH). The remaining users sharing the
same frequency channel constitute orthogonal channel noise (OCNS) DPCH-Ec is the received strength of the traffic channel
(dedicated physical channel), i DT is the composite received signal
[21. strength at the antenna and Iocis the maximum allowable noise plus
Therefore, the composite signal from the base station 131 can be interference. The required DPCH E,/N, can be determined from the
mathematically represented as: modem performance under static propagation conditions using the
additive white Gaussian noise (AWGN) as a source of interference.
CPICH- E, PCCPCH- E, SCH- E , DPCH- Ec PICH- E , OCNS- Ec From the 3GPP specification, to meet the bit error rate (BER) of lo”,
-t-+ +- +- +-=I (1) the EJ” is determined as 7.38 dB. This includes the coding gain
‘0: ‘Or ‘or ‘or ‘or ‘or (U3 rate convolutional code for voice only) and baseband
implementation losses.
KEY RECEIVER SPECIFICATIONS The processing gain equals 101og,,((3.84 x lo6)/ (12.2 x IO’)) =
24.98 dB for the reference 3GPP downlink channel. Therefore, the
The key receiver RF specifications of the mobile per 3GPP maximum noise I_ can be calculated as:
specification are outlined below: I, (allowable) = -10.3 -t 25 - 106.7 - 7.38 = -99.4 dBd3.84 MHz
Reference sensitivity level: Hence, signal to noise ratio (SNR) to meet BER of lO.’is -7.3 dB
io,= -104.7 dBmN.84 MHz, The total noise includes:
DPCH-Ec = -1 I7 dBd3.84 MHz
Thermal noise (kTB) in 3.84 MHz bandwidth (-108.05 dBm)
Maximum input level: Noise figure (NF) of the receiver front end and
for= -25 dBd3.84 M z , Transmitter (TX) noise floor in the receiver (U)band.
DPCH-Ec/Ioor = -19 dB
In a full duplex system like WCDMA, where the transmitter
and the receiver can be ON simultaneously, the transmitter noise
floor in receive band can potentially degrade the sensitivity. The

0-7803-6412-0/0I/$10.0002001 IEEE.
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transmitter noise floor must be at-least 10 dB below thermal noise degradation in receiver SNR due to cross-modulation. In a classic
(-1 18 dBm), so that the receiver sensitivity is not significantly super-heterodyne receiver, the local oscillator (LO) phase noise is
degraded. Typical available duplex filters reject the noise in down-converted to an intermediate frequency via reciprocal mixing
receive band by =45 dB, hence, receive band noise floor at the as shown in Figure 1. [4]. The in-band noise that results from the
power amplifier output must be -139 dBm/Hz or less. Hence, mixing of the two tones with the local oscillator (LO) is assumed
negligible. To satisfy this criterion, the integrated phase noise at 10
Thermal Noise + NF(allowab1e) = -99.46dBd3.84 MHz (3) MHz k2.5 MHz is required to be Phase noise (dBcMz)
= - (Blocker - desired signal + lOlog,,(BW) + margin + 3 - SNR)
Therefore, the maximum allowable noise figure (NF) of the = -129 dBcMz. It is assumed that both tones contribute equally to
receiver chain is 8.59 dB. Accounting for front-end losses of 3.5 the reciprocal mixing, hence, contribution from each is required to
dB (typical duplex filter and band switch), cascaded NF of 5 dB is be 3 dB below the total allowed and a margin of 10 dB is assumed.
tolerable at the LNA input. Therefore, cascaded IIP3 of the receiver chain equals:
Maximum Input Level Cascaded IIP3=Tone+(Tone-IMD(allowable))/2=-19.23dBm (5)
Depending on the distance of the mobile from the base station,
the received signal at the antenna can range from a minimum level of
-106.7 dBm to a maximum input level of -25 dBm. Therefore, the
minimum dynamic range requirement is 83 dB. The composite
downlink signal consists of multiple traffic channels (spread by
unique Walsh codes) in addition to the pilot, sync, and paging
channels. This composite signal has a high crest factor and this
implies that at i = -25 dBd3.84 MHz, the receiver needs to have
Or

sufficient headroom to avoid clipping and generating distortion. The


worst-case peak-to-average ratio (PAR) for 16 traffic channels is
estimated as 14dB and this needs to be accounted in the receiver
link budget. A simple scheme to avoid distortion is to bypass the
LNA at high signal strengths above sensitivity. This also reduces the WCDMACHANNEL-’ fi- 10 MHz

dynamic range requirements of the IF variable gain amplifier (VGA). FREQUENCY (I)

Adjacent Channel Selectivity Figure. 1. Reciprocal Mixing Effect due to blocker

The adjacent channel selectivity defines the ability of the receiver In-Band Blocker at 10 and 15 MHz offsets
to reject an adjacent channel interferer. The interferer is at 5 MHz
The in-band blocker specification determines the selectivity
offset and the received signal strength i o r = -92.7 dBd3.84 MHz.
available against blockers within the receiver bandwidth of 60 MHz.
Since the signal strength is higher than the sensitivity by =15 dB, the The desired signal is at 3 dB above sensitivity and the modulated
thermal noise contribution from the front end is negligible. To meet blockers at 10 MHz offset and 15 MHz offset are -56 dBd3.84
the BER requirement of lo”, the total noise allowable is 1%= -92.7 + MHz and 4 4 dBd3.84 MHz respectively. This specification
7.3 = -85.4 dBd3.84 MHz. Because the adjacent channel interferer essentially sets the compression point of the receiver chain and
equals -52 dBd3.84 MHz, the minimum selectivity required is allowable Local Oscillator (LO) phase noise. LO phase-noise at 10
=33 dB. In a classic super heterodyne realization of a receiver, this is MHz k2.5 MHz is typically -129dBcMz to meet the IMD
typically achieved with a combination of IF surface acoustic wave specification and hence does not add to the total allowable noise.
(SAW) filter and analog base-band filtering. The modulated blocker consists of multiple traffic channels along
with the pilot, sync, and paging channels. Therefore, the receiver
Inter-Modulation Spurious Response Attenuation needs to have sufficient headroom to avoid clipping and generate
distortion. The worst-case PAR is 14 dB as discussed before and this
The inter-modulation response attenuation is a measure of the margin needs to be accounted in the receiver budget.
immunity of the mobile against interferers that produce a spurious
response within the channel bandwidth. This specification sets the Out of Band ContinuousWave (CW) Blocker
cascaded input referred third-order intercept point (IIP3) of the
receiver. Since, the desired signal is 3 dB above the sensitivity level, In conventional cellular systems, the out-of-band blocker
the total noise allowable to meet a BER requirement of 10 equals I_ determines the immunity of the receiver against interferers from
= -103.7 + 7.3 = -96.4 dBd3.84 MHz. This total noise includes the other systems. This govems the pre-select filter rejections as well as
thermal noise, noise figure of the receiver and the inter-modulation dmensitizatiodblocking effects in the receiver. The LO phase noise
‘distortion (IMD) noise. The thermal noise and the IMD noise are un- also contributes to this effect via reciprocal mixing. However,
correlated with each other and hence add in power. Hence, total IMD because of the full duplex nature of WCDMA, the TX signal
noise allowable is calculated as: continuously leaks through the duplex filter and is always present at
IMD noise (allowable) = -99.4dBd3.84 MHz the LNA input. The TX leakage at the duplex spacing frequency
(4) (190 MHz) can inter-modulate with the out-of-band CW blocker at
In CDMA systems, since the transmitter (TX) and receiver (RX) half the duplex spacing away (95 MHz) and generate in-band IMD
can be ON simultaneously, the TX signal continuously leaks through within the receiver bandwidth. This degrades the SNR and thus, the
the duplex filter and is always present at the LNA input. The TX LlVA and mixer IIP3 must be sufficiently high to meet this
signal has non-constant envelope because of band limiting and by specification.
the process of cross-modulation transfers the amplitude variation to
the CW blocker at frequency offset w,. In case of WCDMA,
difference between o,and envelope frequency w, is greater than the
RX signal bandwidth of +/-2.5 MHz and hence, there is no

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random access channel request (RACH) [l]. The tolerance of open
1 < f < 2025 2255 < f < 12750
loop power control range is ltr9 dB and includes the total variations
-15dBm -1 5 dBm of the passive and active elements in the transmitter and receiver.
-6 1 2025 < f < 2050 2230 < f < 2255 Therefore, the RSSI value needs to be estimated accurately.
-20
A quadrature demodulator then converts the output of the VGA
r? into analog in-phase (I) and quadrature-phase (Q) signals. A Voltage
-40
-
0
controlled oscillator (VCO) with a e 2 circuit is included in the ASIC
m
g -60 to generate the LO signal for the demodulator. The noise figure and
- IIP3 of each block in the chain are optimized to meet the system
:
3 -80 requirements per 3GPP specification.
2
-
3
::-100 MEASURED RESULTS
-120
- z z The block level specifications of each of the functional blocks are
0
N
0
N shown in Table 1 below. Typical losses are assumed for the duplexer,
RF SAW, and IF SAW filters. Some of the key RX ASIC parameters
evaluated include the cascaded noise figure, cascaded IIP3, and
Figure 2. Out-of Band Blockers for WCDMA dynamic range. The current consumption of the entire receiver front
end equals 42mA in the high gain, high linearity mode and 36mA in
For Class 111 terminals intended for voice/data applications, the the bypass mode of operation where the LNA is bypassed and thus
maximum TX power at the antenna is 24 dBm with an accuracy of switched out of the circuit. All cascaded measurements were
+1/-2 dB. Typical duplex filters isolate the TX signal by =49 dB, and performed at Vet= 3.0 V, Ta = 25' C, IF = 190 MHz and high side
thus, the TX signal hitting the LNA is -24 dBm. The out-of-band injection of the LO (2300 - 2360 MHz) with LO power = -10 dBm.
CW blocker is specified at a level of either 4 4 dBm, -30 dBm, or -
15 dBm, depending on the frequency of the blocker as shown in
Figure 2. The worst case occurs when the blocker frequency is 2025
MHz (-15 dBm). The blocker is attenuated -25 dB by the duplexer
. .. .. High Gain Mode - Bypass Mode

and hits the LNA at a level of =-40dBm. Since, the desired signal is 20

3 dB above sensitivity, the total noise allowable to meet BER of


equals 1%= -103.7 + 7.3 = -96.4 dBd3.84 MHz. This noise includes 15
thermal noise and noise figure contribution from the front end and -I
IMD noise due to the mixing of the CW blocker and TX signal. The g 10
thermal noise and IMD noise are un-correlated with each other and m
LT

hence add in power. Therefore,


5

Total IMD noise (allowable) = 199.4 d B d 3 . 8 4 MHz (6)


0
The allowable noise in the LNA equals (total IMD noise 2100 2110 2120 2130 2140 2150 2160 2170 2180
(allowable) - duplexer insertion loss (IL) - 6) = -107.9 dBm where Frequency (MHz)
the duplexer loss = 2.5 dB and 6 dB is assuming equal contribution
from the LNA and mixer. The IMD product generated increases 2 Figure 4. Cascaded Noise Figure of RX ASIC
dB for every dB increase in the CW blocker level and 1 dB for every
dB increase in the TX signal power. Therefore,

LNA IIP3 = Tone + (Tone - IMD (allowable) in LNA)L? (7)


= 1.95dBm 1 - - * ..High Gain Mode Bypass Mode I
15
The RF SAW filter between the LNA and the mixer rejects the TX
signal by 20 dB and the CW blocker by 12 dB. By a similar
10
approach, the required mixer IIP3 has been determined as -2 dBm.
e5
WCDMA RECEIVER ASIC s
0
em o
The receiver ASIC is an integrated super heterodyne receiver 3
designed for use in WCDMA applications. It incorporates all the 3 -5
active functional blocks required to implement a receiver as shown
in Figure 3.The duplexer is followed by an LNA that has two modes -10

of operation: high gain mode and Bypass mode. Following the LNA
is the RF SAW filter that rejects the image signal and the TX
leakage amplified by the LNA. The mixer converts the RF signal to 2100 2110 2120 2130 2140 2150 2160 2170 2180
Frequency (MHz)
an IF signal. An IF SAW filter then selects the desired user from all
the users present in the channel bandwidth. A VGA is used to
accommodate varying signal strengths at the antenna and to maintain Figure 5. Cascaded IIP3 of RX ASIC
a constant and sufficient signal level into the demodulator. This
necessitates a continuous analog VGA with a minimum of 90dB
dynamic range. Further, as a part of open loop power control, the
received wide-band power is estimated from the signal strength
(RSSI) and is used to set the transmitter power during the initial

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Table 1 . RX ASIC Block Level Specifications
Vcc=2.?V - -Vcc=3.OV - . - -vcc- = 3.3 v
60 LNA RF MIXER IF VGA Units
50 SAW‘ SAW‘ +IlQ
40 16 -2.5 9 -9 54 dB
30
20
3 33 0 33 -50 dBm
5 10

s o 1. External to RX ASIC
-10

-20
-30
-40

-50

I
0 0.5 1 1.5 2 2.5
ControlVoltage (Volts)
~

Figure 6. VGA Gain vs. Control Voltage

WCDMA IF FILTER

Pl

Figure 3. Block Diagram 01‘ WCDMA RX ASIC

SUMMARY REFERENCES

The key RF specifications and implementation challenges in a [I] 3G TS 25.101 V3.3.1 (2000-06), Technical Specification,
WCDMA system based on 3GPP specifications are analyzed and 3‘d Generation Partnership Project, UE Radio
corresponding receiver requirements are derived. The functional Transmission and Reception (FDD), (Release 99).
block specifications and measured performance results of a super
heterodyne receiver ASIC are presented. The current [2] 3G TS 25.213 V3.1.1 (1999-12), Technical Specification,
consumption for the entire RX ASIC is very low in the high gain 31d Generation Partnership Project, UE Spreading and
mode and further reduced in the bypass mode enabling increased Modulation (FDD).
“standby time”.
[3] 3G TR 25.942 V2.1.3 (2000-03), Technical Report, 3d
ACKNOWLEDGEMENTS Generation Partnership Project, RF System Scenarios,
(Release 99).
The authors would like to express their sincere thanks to
Bipul Agarwal, Keith Rampmeier and Brian Daly for their [4] Behzad Razavi, RF Microelectronics, Prentice Hall Series
contribution towards this project. in Mobile Communications, 1998.

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