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Handbook of Moral and Character Education
Second Edition
There is widespread agreement that schools should contribute to the moral development
and character formation of their students. In fact, 80% of US states currently have man-
dates regarding character education. However, the pervasiveness of the support for moral
and character education masks a high degree of controversy surrounding its meaning
and methods. The purpose of this handbook is to supplant the prevalent ideological
rhetoric of the field with a comprehensive, research-oriented volume that both describes
the extensive changes that have occurred over the last 15 years and points forward to the
future. Now in its second edition, this book includes the latest applications of develop-
mental and cognitive psychology to moral and character education from preschool to
college settings, and much more.
Larry Nucci is Adjunct Professor in the Graduate School of Education at the University
of California, Berkeley and Editor-in-Chief of the journal Human Development.
Routledge
ROUTLEDGE
List of Figures ix
List of Tables x
Notes on Editors xi
Notes on Contributors xiii
Chapter 17 Smart & Good Schools: A New Paradigm for High School
Character Education 290
M AT T H E W D AV I D S O N , T H O M A S L I C KO N A , A N D
V L A D I M I R K H M E L KO V
Contents s vii
ix
TABLES
x
EDITORS
xi
xii s Editors
Max Planck Institute for Human Development in Berlin, Germany, and earned
his Habilitation degree at Humboldt University Berlin. His research on morality,
self, and emotions has been funded by several grants from the German Research
Foundation and the Social Sciences and Humanities Research Council Canada
and has been published in internationally renowned journals. Currently, he is
Associate Editor of the Journal of Moral Education and Consulting Editor for the
journal Child Development.
CONTRIBUTORS
xiii
xiv s Contributors
Marilyn Watson was Director of Programs at the Developmental Studies Center and
Program Director of the Child Development Project and currently is an inde-
pendent author and scholar, Vacaville, CA.
Roger P. Weissberg is Professor of Psychology and CEO of the Collaborative for Academic,
Social, and Emotional Learning (CASEL), University of Illinois at Chicago.
Thomas Wren is Professor of Philosophy at Loyola University of Chicago, Evanston, IL.
Shaogang Yang is Professor of Psychology at Guangdong University of Foreign Studies,
Guangzhou City, China.
Jun Yu is a doctoral candidate in the Department of Psychology, Idaho State University.
Betty Zan is Associate Professor of Education and Director of the Regents Center for
Early Developmental Education, University of Northern Iowa.
1
INTRODUCTION AND OVERVIEW
Larry Nucci, Darcia Narvaez, and Tobias Krettenauer
The first edition of the Handbook of Moral and Character Education published in 2008
responded to a need for a single volume resource that would present the work of leading
researchers and scholars in the growing field of moral and character education. The
interest in moral education has not subsided since publication of the handbook. There
remains widespread agreement that schools should contribute to students’ moral devel-
opment and character formation. As was the case in 2008, 80% of states have mandates
regarding character education. Internationally, many nations such as Canada, Korea,
Japan, and China mandate moral/character education as part of their national cur-
riculum. Within Europe the interest in moral education is often subsumed under the
broader topic of citizenship education where basic concerns for developing compassion-
ate and morally engaged children and youth are at the heart of these efforts. The broad
international scope of interest in moral and character education is evidenced by the fact
that the Association of Moral Education, which held its 2011 meeting in China, includes
members from more than 35 countries around the globe.
With publication of the first edition, we began the process of moving beyond the
controversies and debates that have plagued moral and character education by bringing
together a collection of chapters by the top researchers and scholars that reflect the state
of the art in the field. Since the publication of the first edition, new work has opened up
additional approaches to moral education, and has expanded the connections to related
areas such as citizenship education. This second edition includes updates of the foun-
dational chapters from the first volume along with new chapters that address emerg-
ing work in areas of social and emotional development, applications of mindfulness to
moral education, sport as a context for moral growth, moral development and ecology
education, and a new section on citizenship education. In addition, the new edition
responds to the growing international scope of moral and character education by includ-
ing authors from Europe and Asia who are addressing issues of moral philosophy, moral
development, character, and citizenship within democratic societies. More than half of
1
2 s L. Nucci et al.
the chapters in the second edition are covering topics or include authors not within the
first edition of the handbook. All of the chapters that appeared in the first volume have
been edited and updated. In many cases these changes have been substantial.
Marilyn Watson (Chapter 10) focuses the lens of moral education on the role that class-
room structure and affective relationships have for meeting the developmental needs of
elementary school children. Watson employs attachment theory and self-determination
theory (SDT) to generate an approach to classroom structure and behavioral manage-
ment called “Developmental Discipline” that engages the child’s intrinsic motivations
for autonomy, belongingness, and competence. Developmental discipline comprised a
central element in the approach to moral and character education formulated by the
Developmental Studies Center. The revised chapter includes a discussion of Watson’s
ongoing work to infuse developmental discipline within teacher education.
Whereas considerable attention has been given to moral and character education at
the elementary school level, far less attention has been paid to other age groups. Chapter
11 by Carolyn Hildebrandt and Betty Zan, “Constructivist Approaches to Moral Educa-
tion in Early Childhood,” presents the theoretical assumptions and research on classroom
practices of a developmentally-based approach to moral development in early childhood
settings. Their work builds from extensive research and experience in the application of
Piagetian theory to classrooms in collaboration with their late colleague Rheta DeVries.
The most radical theory driven effort at transforming school culture to promote
moral development has been the “Just Community Schools” initiated by Lawrence Kohl-
berg and his colleagues. Chapter 12 by Fritz Oser, “Toward a Theory of the Just Com-
munity Approach: Effects of Collective Moral, Civic, and Social Education,” updates the
chapter on the just community from the first edition by Clark Power and Ann Higgins
D’Alessandro. Oser’s chapter reviews the history of the development of the just com-
munity approach, and captures the European experience with this form of moral
education. He provides an additional theoretical perspective that extends Kohlberg’s
assumptions and develops the notion that a key element in moral development and the
educational success of the just community is the confrontation of young people’s experi-
ences with moral misconduct.
A new direction for moral education is the integration of contemplative educational
practices through what is termed “mindfulness.” In Chapter 13, “Contemplative Educa-
tion: Cultivating Positive Mental Skills and Social-Emotional Dispositions through
Mindfulness Training,” Robert Roeser and his colleagues describe the underlying Bud-
dhist assumptions behind mindfulness, and the current educational theory and research
that supports the movement toward integrating the use of meditative mindfulness
techniques to heightening students’ emotional sensibilities and awareness of their own
motivations and desires, and to strive toward a more compassionate approach to social
interaction. Roeser and colleagues’ chapter spells out the directions for future research in
this emerging field.
This section of the handbook ends with Chapter 14, “Research-Based Fundamentals
of the Effective Promotion of Character Development in Schools,” by Marvin Berkowitz
and Melinda Bier in which they present a narrative summary of what has been learned
regarding effective educational practices from the decades of research on character
education.
This is not to say that these school-based approaches are not also connected to theory
and research. The section starts off with Chapter 15 by Peter Brunn, “Pedagogy for the
Whole Child: Developmental Studies Center’s Approach to Academic, Moral and Char-
acter Education,” that presents the current work of the Developmental Studies Center
that began as a theory driven and heavily researched program. This chapter presents
arguably the most successful effort to date to apply what has been learned from develop-
mental psychology to the classroom. The thrust of Brunn’s chapter, however, is on how
its approach has evolved over time to accommodate to the realities of classrooms and
schools as it functions to address both the academic as well as social and emotional needs
of children.
Brunn’s discussion of the schools-based work of the Developmental Studies Center
is followed in Chapter 16 by a review of the current status of schools-based efforts to
address students’ social and emotional learning (SEL), and how attending to SEL can
complement efforts to address moral education and character formation. Maurice Elias
and his colleagues, Sarah Parker, Megan Cash, and Roger Weissberg are among the leaders
of the movement that led the Obama administration to place an emphasis upon issues
of students’ emotional safety and social emotional learning as core educational goals for
American schools.
In Chapter 17, Matthew Davidson and Thomas Lickona, “Smart & Good Schools: A
New Paradigm for High School Character Education,” address factors that they argue
serve to integrate the combined goals of high schools to produce students who attain
high academic success while also fostering moral character. In this revised chapter they
make the case that moral virtues such as honesty and fairness must be supported by per-
formance virtues such as perseverance and hard work if moral values are to be enacted
within a person’s actions.
The final two chapters in this section present approaches to moral and character
education in the Asian countries of Japan and Korea. In Chapter 18, “An Application
of Kohlberg’s Theory of Moral Dilemma Discussion to the Japanese Classroom and its
Effect on Moral Development of Japanese Students,” Noriyuki Araki reviews the research
examining the effectiveness of applying moral dilemma discussions in Japanese class-
rooms. His chapter also addresses the limitations that Japanese schools encountered with
their efforts to enact traditional forms of character education. In Chapter 19, “Moral and
Character Education in Korea,” In Jae Lee provides a comprehensive overview of how the
Korean educational system works to integrate elements from both character and moral
education orientations in order to make the best fit between traditional Korean cultural
traditions and contemporary educational research.
formation of young people, including urban youth who face daily challenges of gang
involvement, drug use, and street violence.
Chapter 27 by Elisabeth Kals and Markus Müller, “Education for Sustainability: Moral
Issues in Ecology Education,” addresses an emerging concern in this age of climate
change and global development, namely how to educate young people to acknowledge
their moral and ethical responsibilities toward the environment. This chapter is new to
the second edition.
It is often said that sports build character. That cliché is critically examined by F. Clark
Power and Kristin Sheehan in Chapter 28, “Moral and Character Education Through
Sports.” They take us beyond the bromides to look at the psychology of morality within
the context of sports, and to explore the kinds of sports experiences that genuinely tap
into and build students’ moral character. Engagement in sports and sports teams is a
form of involvement in community.
Finally, Muriel Bebeau and Verna Monson in Chapter 29, “A Theoretical and Evi-
denced-Based Approach for Designing Professional Ethics Education,” review decades
of research on the impact of professional education on the moral development of health
professionals. On the basis of this research they offer a grounded theory for the integra-
tion of moral education within professional preparation generally and across disciplines.
This chapter closes the circle with the discussion of the ethical dimensions of teaching
introduced by Elizabeth Campbell in Part I of the book.
This second edition of the Handbook of Moral Development and Character Education
reflects the state of the art and science of the field. This is an area of research and prac-
tice that has grown over the past five decades as the general public and political leaders
have come to realize like leaders in centuries past that education is about more than aca-
demic learning. As Theodore Roosevelt once said, “To educate a man in mind and not in
morals is to educate a menace to society.” Still, perspectives vary in how best to go about
the process of education for moral development, and whether the emphasis should be
placed on the cultivation of virtue, or the development of moral judgment. Moreover,
there are concerns about the premature application of developmental research to school
practices (Nucci & Turiel, 2009). Nevertheless, there is a convergence of opinion around
the need to continue research and inquiry in this area, and to encourage schools and
teachers to include attention to moral development in their educational practices. It is
our belief that this second edition will serve as a valuable resource for efforts to engage in
both research and practice in the area of moral development and character education.
REFERENCES
Durkheim, E. (1925/1961). Moral education. Glencoe, IL: The Free Press.
Nucci, L., & Narvaez, D. (2008). Handbook of moral and character education. New York: Routledge.
Nucci, L., & Turiel, E. (2009). Capturing the complexity of moral development and education. Mind, Brain, and
Education, 3, 151–159.
Piaget, J. (1932). The moral judgment of the child. New York: Free Press.
Rawls, J. (2001). Justice as fairness: A restatement. Cambridge, MA: Harvard University Press.
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Part I
Defining the Field
Historical, Philosophical, and Theoretical Foundations
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2
PHILOSOPHICAL MOORINGS
Thomas Wren
As with the rest of human life, morality and moral education have an outside and an
inside. Seen from the outside, morality provides a way of getting along with others, and
from the inside it is a way of getting along with oneself. In other words, moral educa-
tion is at once a necessary condition for social control and an indispensable means of
self-realization. Most of us, including philosophers and psychologists as well as parents
and educators, assume that these two functions of morality sustain each other: what
is good for society is good for our kids, and vice versa. Although Nietzsche and a few
other so-called rugged individualists have rejected this assumption I will not spend time
defending it in this chapter. Instead I will focus on the second of these two perspectives,
the “inside view.”1 My motives for doing this are twofold. First of all, I want to unpack
the general understanding, shared by contemporary educators of all persuasions, that
morality is a form of self-realization. Also, I want to situate this understanding within
the philosophical tradition of what, using the term in its broadest possible sense, I will
simply call “human development.”
Specialists in the fields of education and psychology may object that not all concep-
tions of moral education are developmental, and that is certainly true if we understand
development in the biological sense of an organic unfolding of innate powers, taking
place within a reasonably stable environment that sustains but does not itself shape the
developmental process. It is also true if we understand development in a nonbiological
but equally narrow sense as an ordered progress through cognitive stages, each of which
has its own logical structure.2 But our everyday concept of human development is not so
narrow: there what is distinctive is not its inevitability or logical structure, but its norma-
tivity. Plainly put, most of us think of development as a movement from a less desirable
state to a better one, even though in the case of human development the “betterness” at
issue—namely, human flourishing—is subject to philosophical debate.
In what follows I will trace the way philosophers have formulated the fundamental
developmental idea of human flourishing, since I believe that the history of their
11
12 s T. Wren
struggles to understand what it means to be human have shaped the ways in which con-
temporary moral educators understand their own enterprise. I am tempted to say that
here as elsewhere in the history of ideas, ontogeny recapitulates phylogeny. However, to
say this would oversimplify the way theories emerge within an intellectual tradition. It
would be more realistic, I believe, to think of traditions, including our philosophical tra-
dition, as providing necessary albeit usually unnoticed moorings for a specific theory or
practice such as character education or moral judgment development. Thanks to these
moorings a theory or practice is secured, stabilized, and thereby rendered intellectually
plausible and practically useful. This point applies across the board, but as we will see in
the following pages it is especially true for the theory, research, and practice of moral and
character education.
When I spoke just now of “our philosophical tradition” I had in mind the usual pan-
theon of Western philosophers, beginning of course with the Greeks. One could begin
even further back, since ancient non-Western thought is rich with insights into the moral
dimension of selfhood—or better, the liberation from the demands of the self. However,
the non-Western part of our story is well covered in the next chapter, so let’s begin with
what might be called the early Greek cognitive-developmental conception of human
development.
FOOTNOTES:
FOOTNOTES:
[10] Karamzín remarks that the dead were always taken away
in sleighs, whether in winter or summer.
[11] Volodár; Prince of Peremýshl, and Vasílko, Prince of
Terebóvl.
[12] Karamzín surmises that he knew Greek, Norse, Pólovts
(Cumanian) and Hungarian, besides Russian.
[13] In the Government of Yaroslávl.
[14] A Slavic tribe settled on the river Oká.
[15] Burgomasters.
Abbot Daniel, the Palmer. (Beginning of XII.
century.)
Pilgrimages to the Holy Land began in Russia soon after
the introduction of Christianity, but Daniel the abbot is the first
who has left an account of his wanderings. Nothing is known
of the life of this traveller, but from internal evidence it may be
assumed that he visited Palestine soon after the first crusade,
from 1106-1108. From his mention of none but princes of the
south of Russia it is quite certain that he himself belonged
there. In a simple, unadorned language, Daniel tells of his
wanderings from Constantinople to the Holy Land and back
again. Characteristic is his patriotic affection for the whole
Russian land and his mention of all the Russian princes in his
prayers,—a rather surprising sentiment for the period when
Russia was nothing but a heterogeneous mass of appanages.
None of the Western accounts of pilgrimages to Palestine
surpass in interest that of the Russian palmer of that period, if
they at all equal it.
Here is what God has shown to me, His humble and unworthy
servant, Daniel the monk, for I have in truth seen with my own sinful
eyes how the holy light descends on the life-giving grave of the Lord
our Saviour, Jesus Christ. Many pilgrims do not tell rightly about the
descent of the holy light: for some say that the Holy Ghost descends
to the Sepulchre of the Lord in the shape of a dove, and others say
that a lightning comes down and lights the lamps over the Sepulchre
of the Lord. But that is not true, for nothing is to be seen, neither
dove, nor lightning, but the divine Grace descends invisibly, and the
lamps over the Sepulchre of the Lord are lit by themselves. I shall tell
about it just as I have seen it.
On Good-Friday after vespers they rub the Sepulchre of the Lord
clean, and wash the lamps that are above it, and fill them with pure
oil without water, and put in the wicks which are not lit, and the
Sepulchre is sealed at the second hour of night. And not only these
lights, but those in all the other churches in Jerusalem are
extinguished.
On that very Good-Friday I, humble servant, went in the first hour
of the morning to Prince Baldwin and made a low obeisance to him.
When he saw me making the obeisance, he called me kindly to him
and said to me: “What do you wish, Russian abbot?” for he had
known me before and loved me much, being a good and simple
man, and not in the least proud. And I said to him: “Sir Prince, I beg
you for the sake of the Lord and the Russian princes, let me also
place my lamp over the Holy Sepulchre for all our princes and for all
the Russian land, for all the Christians of the Russian land!”
The Prince gave me permission to place my lamp there and
readily sent his best man with me to the œkonomos of the Holy
Resurrection and to him who has charge of the Sepulchre. Both the
œkonomos and the keeper of the keys to the Holy Sepulchre
ordered me to bring my lamp with the oil. I bowed to them with great
joy, and went to the market-place and bought a large glass lamp
which I filled with pure oil without water, and carried it to the
Sepulchre. It was evening when I asked for the keeper of the keys
and announced myself to him. He unlocked the door of the
Sepulchre, told me to take off my shoes, and led me bare-footed to
the Sepulchre with the lamp which I carried with my sinful hands. He
told me to place the lamp on the Sepulchre, and I put it with my sinful
hands there where are the illustrious feet of our Lord Jesus Christ. At
his head stood a Greek lamp, on his breast was placed a lamp of St.
Sabbas and of all the monasteries, for it is a custom to place every
year a Greek lamp and one for St. Sabbas. By the grace of God the
lower lamps lighted themselves, but not a single one of the lamps of
the Franks, which are hung up, was lighted up. Having placed my
lamp upon the Sepulchre of our Lord Jesus Christ, I bowed before
the worshipful grave, and with love and tears kissed the holy and
glorious place where lay the illustrious body of our Lord Jesus Christ.
We came out of the Holy Sepulchre with great joy, and went each to
his cell.
Next day, on the Holy Saturday, in the sixth hour of the day, people
gather before the church of the Resurrection of Christ; there is an
endless number of people from all countries, from Babylon and
Egypt and Antioch, and all the places about the church and about
the crucifixion of the Lord are filled. There is then such a crowd
inside and outside the church that many are crushed while waiting
with unlit candles for the church doors to be opened. Within, the
priests and people wait until Prince Baldwin’s arrival with his suite,
and when the doors are opened all the people crowd in, and fill the
church, and there is a large gathering in the church and near
Golgotha and near Calvary and there where the Lord’s cross had
been found. All the people say nothing else, but keep repeating:
“Lord, have mercy upon us!” and weep aloud so that the whole place
reverberates and thunders with the cries of these people. The faithful
shed rivers of tears, and if a man’s heart were of stone, he could not
keep from weeping, for then everybody looks within himself,
remembers his sins, and says: “Perchance on account of my sins the
Holy Ghost will not descend!” And thus all the faithful stand with
tearful countenances and contrite hearts. Prince Baldwin himself
stands there in great fear and humility, and a torrent of tears issues
from his eyes; and his suite stand around him, opposite the grave
and near the great altar.
In the seventh hour of the Saturday Prince Baldwin started with his
suite from home for the Sepulchre, and they all walked barefooted.
The Prince sent to the abbey of St. Sabbas for the abbot and his
monks. And I went with the abbot and the monks to the Prince, and
we all bowed before him. He returned the abbot’s greeting. The
Prince ordered the abbot of St. Sabbas and me, humble servant, to
come near him, and the others to walk before him, but the suite
behind him. We arrived at the western doors of the church of the
Lord’s Resurrection, but such a mass of people barred the way that I
could not enter. Then Prince Baldwin ordered his soldiers to drive the
crowd away by force, and they opened a way through the mass of