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Neal Halfon · Christopher B. Forrest
Richard M. Lerner · Elaine M. Faustman Editors
Handbook of
Life Course
Health
Development
Handbook of Life Course
Health Development
Neal Halfon • Christopher B. Forrest
Richard M. Lerner • Elaine M. Faustman
Editors
Handbook of
Life Course Health
Development
Editors
Neal Halfon Christopher B. Forrest
Department of Pediatrics Applied Clinical Research Center
David Geffen School of Medicine Children’s Hospital of Philadelphia
UCLA, Los Angeles, CA, USA Philadelphia, PA, USA
Department of Health Policy Elaine M. Faustman
and Management Institute for Risk Analysis and Risk
Fielding School of Public Health Communication
UCLA, Los Angeles, CA, USA Department of Environmental and
Department of Public Policy Occupational Health Sciences
Luskin School of Public Affairs School of Public Health
UCLA, Los Angeles, CA, USA University of Washington
Seattle, Washington, USA
Center for Healthier Children
Families, and Communities
UCLA, Los Angeles, CA, USA
Richard M. Lerner
Tufts University
Medford, MA, USA
Prior to 1900, the health of mothers and children was considered a domestic
concern. Childbirth was often supervised by untrained birth attendants such
as family members; basic care of sick children was rudimentary and undevel-
oped, with the unfortunate but all-too-real expectation that some children
would not survive into adulthood (Rosenfeld and Min 2009). With the advent
of scientific medicine in the nineteenth century, discoveries in bacteriology,
and other sanitary reforms, childbirth came under greater medical scrutiny,
and pediatric hospitals were established to care for ailing children. A greater
focus on maternal nutrition, the spread of scientifically supported birthing
practices, and other newly minted public health practices – along with
improved social and living conditions – led to dramatic decreases in infant
mortality rates and to improved child survival. In 1912, the Children’s Bureau
was established in the United States as a federal agency with responsibility
for assuring the health of mothers and children. In 1935, Title V of the Social
Security Act established the Maternal and Child Health Bureau (MCHB),
which today administers a broad range of programs to address the health
needs of the nation’s maternal and child health (MCH) population.
For most of the twentieth century, MCH programs and policies continued
to focus on two basic areas: (1) promoting healthy births by preventing mater-
nal and infant mortality and, more recently, (2) preventing premature births
and providing medical care for children with long-term medical and develop-
mental disorders. Success was marked by decreasing rates of maternal and
infant mortality but was challenged by persistent disparities in outcomes,
especially differences in infant mortality between White and African-
American children. Similarly, while great strides were made in reducing child
deaths due to infectious disease and improving the effectiveness, availability,
and quality of medical interventions for a range of childhood conditions from
hemophilia to complex congenital heart diseases, the number of children
reported as being disabled due to a chronic health problem rose dramatically
from 2% in 1960 to over 8% in 2011 (Halfon et al. 2012).
In the late 1980s, a new and rapidly converging set of research findings from
the life course health sciences began to recast the importance of early life on
v
vi Preface
lifelong health (Ben-Shlomo and Kuh 2002; Halfon and Hochstein 2002).
Research that was particularly relevant to the MCH field revealed how:
• Preconception health and perinatal risk can impact birth outcomes and
have a sustained and long-term impact on child and adult health several
decades later.
• Susceptibility and sensitivity of the developing brain to adversity, as well
as to supportive and caring relationships, can be measured not only in
brain morphology but also using functional measures of cognitive and
emotional performance, including school readiness, academic perfor-
mance, and long-term mental health.
• Risky and chaotic family environments, and toxic and unpredictable social
environments, are transduced into a child’s biology, manifesting as disease
and causing changes in immune, inflammatory, and metabolic function
that can be linked with childhood health conditions like obesity and
ADHD and adult conditions like diabetes, hypertension, and heart disease,
to name a few.
These and other research findings also suggested new explanatory mecha-
nisms for seemingly intractable problems such as the persistent racial and
ethnic gaps in infant mortality. The dominant biomedical approach to treating
infant mortality focused on prenatal care and the prevention of pathological
signs and symptoms (e.g., eclampsia), but what the findings from the life
course health sciences began to suggest is that women’s preconception repro-
ductive capacity – including neuroendocrine response patterns, vascular
health, and stress reactivity – could condition their response to pregnancy, the
timing of parturition, and the likelihood of prematurity (Lu and Halfon 2003).
This work suggested that in addition to improving technical interventions to
pathophysiological responses that emerge during pregnancy by providing
access to high-quality prenatal care, more attention should be focused on
improving (if not optimizing) health during the preconception and intercon-
ception periods. This idea led to a set of new initiatives focused on girls’ and
women’s reproductive health trajectories, including public health strategies to
improve preconception health and research strategies to better understand
how adversity impacts reproductive health across the life course.
For the past two decades, there has been a growing recognition across the
MCH community that life course health science is building an important evi-
dence base about the central and vital role of health during the prenatal period
and the early years on subsequent lifelong health (Halfon and Hochstein 2002;
Galobardes et al. 2004 and 2008; Power and Kuh 2013). Research on the
changing epidemiology of childhood chronic illness and the growing number
of longitudinal studies documenting the legacy of chronic illness in childhood
on patterns of adult health, morbidity, and mortality are also connecting the
dots between child health and the potential for healthy aging (Halfon 2012;
Wise 2004; Wise 2016). As the United States experiences rapidly rising health-
care costs due to rapidly increasing rates of chronic disease and multi-morbidity,
life course health science is shining a light on the early part of the life-span
when preventable risks are setting in motion the inflammatory, neuroendocrine,
Preface vii
To launch the LCRN, the UCLA team initiated a strategic network design
process that engaged individuals with substantial expertise in health develop-
ment, as well as those with deep knowledge of the science of network devel-
opment and facilitation. This strategic design process included a series of
interviews with key informants (see http://www.lcrn.net/tag/expert-inter-
views), as well as an in-person meeting of the network’s 30-member design
team that resulted in the approval of the LCRN charter (see http://www.lcrn.
net/wp-content/uploads/2012/07/LCRN-charter-2.pdf), the development of a
scope of work comprised of specific activities intended to achieve the net-
work’s aims, a concept for the network’s online presence including a website
and social networking platform, and the constitution of an advisory commit-
tee that would provide UCLA project staff with guidance for the duration of
the project (see http://www.lcrn.net/about).
Following the design meeting, project staff undertook a process to develop
a series of background papers that would serve as the basis for the MCH Life
Course Research Agenda-Setting Meeting that took place in February of
2013 in order to achieve the following aims:
Background paper topics were selected by project staff with the input of
the LCRN advisory committee and MCHB staff, and included topics that
were selected strategically due to their potential to enhance our understand-
ing of health development and advance the LCHD field, as well as topics that
were selected more opportunistically when researchers learned of the project
and wanted to ensure that the issues of importance to them had a chance of
making it into the preliminary version of the LCRA, version 1.0 (see conclud-
ing chapter of this volume).
The 2013 agenda-setting meeting brought together 90+ invited stakeholders
including researchers, practitioners, policymakers, funders, and other thought
leaders from the United States, Canada, and the United Kingdom. Over the
2-day meeting, participants engaged in a highly facilitated process of reviewing
the evidence base and providing the background paper authors with the feed-
back they would need to complete their research and develop a set of recom-
mended research priorities. A highlight of the meeting was to critically examine
the seven proposed principles of LCHD (see Halfon and Forrest in this volume)
that were intended to provide a more unified theoretical foundation and a more
consistent set of terminology for this emerging field.
Following the agenda-setting meeting and in response to the enormous
amount of momentum and enthusiasm generated among the participants,
UCLA staff, again with the guidance of the LCRN advisory committee and
representatives from MCHB, began to pursue development and publication of
a volume that would contain revised versions of the background papers, as
well as several chapters to be commissioned based on gaps identified at the
agenda-setting meeting, plus a preliminary version of the LCRA. To this end,
a four-member LCRN editorial team was constituted and charged with work-
ing closely with the background paper authors to ready their drafts – with a
particular focus on trying to align the chapters with regard to the terminology
and, more importantly, the conceptual frameworks underlying the writings –
for inclusion in the Handbook of Life Course Health Development, and
develop additional chapters and material as needed.
Concurrent with the preparation of this volume, the LCRN has produced
three unique webinar series, organized research nodes focused on particular
topic areas, developed strategic partnerships aimed at enabling the translation
of LCHD research to practice and policy, and produced several peer-reviewed
publications, among other activities. We invite readers to learn more about
the LCRN – including how to join – at lcrn.net.
References
Ben-Shlomo, Y., & Kuh, D. (2002). A life course approach to chronic disease epidemi-
ology: conceptual models, empirical challenges and interdisciplinary perspectives.
International journal of epidemiology, 31(2), 285293.
Galobardes, B., Lynch, J. W., & Davey Smith, G. (2004). Childhood socioeconomic circum-
stances and cause-specific mortality in adulthood: systematic review and interpretation.
Epidemiology Reviews, 26, 7–21.
Galobardes, B., Lynch, J. W., & Smith, G. D. (2008). Is the association between childhood
socioeconomic circumstances and cause-specific mortality established? Update of a
systematic review. Epidemiology and Community Health, 6(2), 387–90.
x Preface
Gillman, M. W. (2004). A life course approach to obesity. A life course approach to chronic
disease epidemiology. 1, 473.
Gillman, M. W., Rifas-Shiman, S. L., Kleinman, K., Oken, E., Rich-Edwards, J. W., &
Taveras, E. M. (2008). Developmental origins of childhood overweight: potential
public health impact. Obesity, 16(7), 1651–6.
Halfon, N., & Hochstein, M. (2002). Life course health development: an integrated frame-
work for developing health, policy, and research. Milbank Quarterly, 80(3), 433–79. iii.
Halfon, N., Houtrow, A., Larson, K., & Newacheck, P. W. (2012). The changing landscape
of disability in childhood. The Future of Children, 22(1), 13–42.
Lu, M. C., & Halfon, N. Racial and ethnic disparities in birth outcomes: a life-course per-
spective. Maternal and Child Health, 7(1), 13–30.
Oken, E., & Gillman, M. W. (2003). “Fetal origins of obesity.” Obesity research, 11.4,
496–506.
Power, C., Kuh, D., & Morton, S. (2013). From developmental origins of adult disease
to life course research on adult disease and aging: insights from birth cohort studies.
Annual Review of Public Health, 34, 7–28.
Rosenfeld, A., & Min, C. J. (2009). A history of international cooperation in maternal and
child health. Maternal and child health (pp. 3–17). US: Springer.
Wise, P. H. (2004). The transformation of child health in the United States. Health Affairs,
23(5), 9–25.
Wise, P. H. (2016). Child poverty and the promise of human capacity: childhood as a foun-
dation for healthy aging. Academic Pediatrics, 16(3), S37–45.
Woolf, S. H., & Aron, L, (Eds). (2013) US health in international perspective: Shorter lives,
poorer health. National Academies Press.
Acknowledgments
xi
Contents
xiii
xiv Contents
Index....................................................................................................... 647
About the Editors
Neal Halfon, MD, MPH is the Director of the UCLA Center for Healthier
Children, Families, and Communities. He is also a Professor of pediatrics in
the David Geffen School of Medicine at UCLA, of health policy and manage-
ment in the UCLA Fielding School of Public Health, and of public policy in
the UCLA Luskin School of Public Affairs. Dr. Halfon’s research has spanned
clinical, health services, epidemiologic, and health policy domains. For more
than a decade, he has worked with national, state, and local initiatives aimed
at improving early childhood systems. Dr. Halfon has also played a signifi-
cant role in developing new conceptual frameworks for the study of health
and health care, including the Life Course Health Development (LCHD)
framework. In 2006, Halfon received the Academic Pediatric Associations
Annual Research Award for his lifetime contributions to child health research.
He received his MD at the University of California, Davis, and MPH at the
University of California, Berkeley. He completed his pediatric residency at
the University of California, San Diego, and the University of California, San
Francisco. Dr. Halfon was also Robert Wood Johnson Clinical Scholar at the
University of California, San Francisco.
xvii
xviii About the Editors
xix
xx Contributors
life course-focused sociologists, human capital- can begin to address our most pressing health chal-
focused economists, and political scientists lenges. Similarly, the volume’s four editors repre-
studying the structure of social institutions are sent different disciplines and perspectives that were
not only studying the same developmental pro- brought to bear on the process of selecting topics
cesses; they are also working alongside epidemi- and authors and on ensuring that each chapter
ologists, physicians, and basic scientists to better makes a substantial contribution to the field.
understand how health develops over the life In this introductory chapter, we begin by pro-
course and how these health development pro- viding a rationale for the publication of this vol-
cesses promote human flourishing. ume, including an historical overview that traces
In response to this burgeoning knowledge, the emergence of the LCHD field and provides
there is growing momentum among practitioners evidence of a significant, but as yet incomplete,
and policymakers to “connect the dots” between transformation in how we think about and pro-
what we know and what we do, that is, between mote health. We go on to describe the purpose,
the rapidly expanding evidence base from the structure, and content of the volume and to exam-
emerging field of life course health development ine some of the challenges for further field build-
(LCHD) and the practices and policies that are ing in this area. Finally, we provide readers with
implemented within the fields of medicine, public information about each section and chapter in
health, nursing, mental health, education, urban this volume, including the impressive back-
planning, community development, social wel- grounds of the various experts who contributed
fare, and others (Halfon et al. 2014; Kuh et al. substantial amounts of both time and original
2013; Braveman 2014; Gee et al. 2012; Lappé thinking in their roles as authors.
and Landecker 2015). At the same time, there is a
strong impetus among researchers to continue to
fill the substantial gaps in our knowledge and to 2 Rationale
ensure that research findings are appropriately
synthesized and translated before being applied in 2.1 The Emergence of a New Field
clinical, public health, or public policy contexts.
Comprised of 26 chapters that grew out of the The science of health has been guided for well
2013 Maternal and Child Health (MCH) Life over 150 years by a mechanical model that views
Course Research Agenda-Setting Meeting that the body and its component cells as machines
was organized by the MCH Life Course Research and views disease as a breakdown in organ struc-
Network (LCRN) and funded by Health Resources ture and function. Person-environment relation-
and Services Administration-Maternal and Child ships as causes of disease are either ignored or
Health Bureau (HRSA-MCHB), this volume rep- relegated to secondary concerns. Even though the
resents a groundbreaking effort to explore the his- oversimplified perspective of the body as a
tory of the LCHD field, to take stock of what we machine has been largely abandoned, reducing
know and do not know about how health and dis- physiologic and behavioral phenomena to their
ease develop, to provide practitioners and policy- smallest observable constituent parts remains a
makers with guidance regarding the kinds of mainstay of the biomedical model that dominates
interventions and efforts that can be beneficial, and contemporary health sciences. This reductionist
to lay the foundation for a research agenda that approach may tell us how parts of a neuron work,
identifies high-priority areas for basic, clinical, but it does not provide an appropriate model for
population, and translational investigations in understanding how the nervous system works,
order to strategically target resources and efforts how we think, or what produces consciousness
and advance the life course health sciences. (Capra 1982). Even fields like human genomics
Each chapter is written by a team of leading are moving away from the simplistic notion of
experts that often spans several different disciplines single-gene causation, which has failed to yield
and therefore reflects a wide range of perspectives substantial insights into disease causation, to
on how innovative research, practice, and policy research on genetic networks and epigenetics
Introduction to the Handbook of Life Course Health Development 3
(Huang 2012; Lappé and Landecker 2015). metatheory focuses on process (systematic
Complex disorders that manifest as a spectrum of changes in the developmental system), becoming
phenotypic variability – including cardiovascular (moving from potential to actuality; a develop-
disease, obesity, diabetes, and autism – are mental process as having a past, present, and
increasingly understood as manifestations of future; Whitehead 1929/1978), holism (the mean-
relations among networks of genes and complex ings of entities and events derive from the con-
gene-environment coactions that are mediated by text in which they are embedded), relational
equally complex time signatures and temporal analysis (assessment of the mutually influential
coupling. Moreover, the mechanical model of relations within the developmental system), and
health cannot account for placebo effects, the the use of multiple perspectives and explanatory
mind’s effects on the body, or psychosomatic ill- forms. Within RDS metatheory, the organism is
ness. It presupposes a mind-body dualism and seen as inherently active, self-creating (autopoi-
reifies the distinction between physical and men- etic), self-organizing, self-regulating (agentic),
tal health, a vestige of the Cartesian mind-body nonlinear and complex, and adaptive (Overton
split (Overton 2015). A reductionist approach to 2015).
understanding health is inadequate for addressing The RDS metatheory emphasizes the study
how different molecular, physiologic, social, and and integration of different levels of organization
environmental networks work together to pro- ranging from biology and physiology to culture
duce dynamic stability and change, which are the and history as a means to understand life-span
cornerstones of health outcome trajectories. human development (Lerner 2006; Overton
Many fields of science – including physics, 2015). Accordingly, the conceptual emphasis in
biology, and the social sciences (especially devel- RDS theories is placed on mutually influential
opmental science) – have shifted from a Cartesian- relations between individuals and contexts, rep-
Newtonian mechanistic ontology to a more resented as individual ⇔ context relations. In a
complex system-oriented ontology (Lerner 2012). bidirectional relational system, the embedded-
The mechanistic view divides the world into sepa- ness within history (temporality) is of fundamen-
rate or split categories (e.g., nature versus nurture) tal significance (Elder et al. 2015). The presence
and reduces it into discrete elements (genes, behav- of such temporality in the developmental system
iors, molecules) that are combined, added, and means that there always exists some potential for
assembled to form what we perceive as biological systematic change and, thus, for (relative) plas-
phenotypes, patterns of behavior, and personali- ticity in human development. In short, potential
ties. As Overton (2012) and others have described, plasticity in individual ⇔ context relations
this revolutionary shift in the epistemological and derives from the “arrow of time” (Lerner 1984;
ontological foundations of science took place dur- Lerner and Callina 2014; Overton 2015) running
ing the twentieth century as Newtonian physics through the integrated (relational) developmental
gave way to general relativity theory and as con- system. Such plasticity also suggests that there
temporary formulations of knowing the world are multiple developmental pathways, across the
were shown to lack explanatory power and utility life-span.
(Aldwin 2014). Thus, the need for new models that Similar conceptual advances have also been gen-
explain the complex phenomena of human health erated by systems biology, which focuses on the
development became apparent. complex interactions of biological systems using a
The synthesis of human health development holistic framework and integrative relational strate-
as explained by theories associated with rela- gies rather than traditional reductionist approaches
tional developmental systems (RDS) metatheory (Kitano 2002; Antony et al. 2012; Schadt and
is replacing the now anachronistic mechanical Björkegren 2012, Kandel et al. 2014). This transfor-
model of health (Lerner and Overton 2008; mation has been catalyzed by a greater appreciation
Lerner 2012; Overton 2012). Overton (2015) of dynamical system theory and, more specifically,
explains that compared to earlier formulations complex adaptive system theory and its application
of understanding human development, RDS to molecular biology (Huang 2012). Moreover, as
4 N. Halfon et al.
our understanding of epigenetics and systems biol- 2010). Rather than reducing cognitive, emotional,
ogy has matured, new insights into how complex or overall mental function to its mechanistic com-
gene regulatory networks produce multilevel and ponents, this more holistic approach views psy-
multidirectional relationships between genotype chological functioning as the product of a relational
and phenotype have been elucidated (Foster 2011; nexus that defines an individual in association with
Huang 2012; Piro and Di Cunto 2012; Schadt and multiple contexts that interact dynamically over
Björkegren 2012; Greenblum et al. 2012; Davila- time.
Velderrain et al. 2015). This new knowledge would In the same way that biology and psychology
not have been acquired using reductionist statistical have faced the limits of reductionist mechanical
models that analyze data by reducing them to their models, medicine and health sciences are also
smallest components and estimating marginal experiencing the constraints of the biomedical
effects of linear models. approach that focuses more on the components of
In summary, the study of human development the organism than on the totality of human health.
has evolved from a field dominated by split, reduc- While the biomedical model has been remark-
tionist (psychogenic or biogenic) approaches to a ably successful in defining the components of
multidisciplinary field that integrates observations, human anatomy, physiology, biochemistry, and
evidence, and analysis that spans from biological metabolism, and has provided useful frameworks
to cultural and historical levels of organization for understanding simple mechanics of more lin-
across the life-span (e.g., Elder et al. 2015; Ford ear disease processes (such as infectious dis-
and Lerner 1992; Gottlieb 1998; Lerner and eases), it is increasingly challenged by the
Callina 2014). Reductionist accounts have given complexity of health development and by com-
way to a more integrated framework associated plex disease pathways that emerge out of multi-
with RDS metatheory (Overton 2015; Lerner level and multiphasic processes that include
2006). Across the past several decades, several genetic, biological, behavioral, and whole-
scholars have provided ideas contributing to the organism processes (Halfon et al. 2014).
evolution of this metatheory (e.g., Baltes et al. Similarly, at the clinical and population health
2006; Bronfenbrenner 2005; Elder et al. 2015; levels, simple mechanistic biomedical models, or
Lerner 2006; and, even earlier, see von Bertalanffy even more multifaceted biopsychosocial models
1933). of health, have difficulty explaining a wide vari-
For instance, in psychology, the transition away ety of health phenomena, such as how integration
from what some have characterized as the radical of body systems and subsystems results in emer-
empiricism and atomism of the early behaviorist to gent properties of health at the level of the indi-
ideas akin to those associated with RDS-based vidual; how evolution constrains the timing and
theories has followed a similar ontological path plasticity of human health development; how epi-
(Lerner 2006; Lerner and Overton 2008; Overton genetic processes result in multiple intermediary
2010, 2012). As Arnold Sameroff explains, psy- endophenotypes that may progress to pathologi-
chologists were attempting to find and define the cal phenotypes, hover in subclinical states, or
laws that explain behavior and how the mind func- resolve; how the adaptive capacities of individu-
tions (Sameroff 2010). As it became clear that any als and populations interact with rapidly chang-
particular individual- or population-level signal ing physical, natural, chemical, social, and
explained very little of the observed variance in nutritional environments to reprogram develop-
behaviors, developmental scientists began to cre- ing physiology and other regulatory processes
ate new techniques for analyzing intraindividual through epigenetic modulations of previously
patterns of change that focus on individuals’ selected biological and behavioral scripts; and
unique person-environmental interactions and that how integration occurs between biological,
separate the behavioral signal from the noisy com- behavioral, and environmental systems, orga-
plexity of life, especially for long-term predictive nized and driven by adaptive routines structured
purposes (Molenaar and Newell 2010; Sameroff around different developmentally entrained time
Introduction to the Handbook of Life Course Health Development 5
horizons. These conundrums have challenged Perhaps the biggest stimulus for thinking dif-
health researchers to develop new frameworks to ferently about origins and development of chronic
explain how each of these complex processes disease came from a series of provocative studies
contributes to the development of health over that were conducted by David Barker and his
time (i.e., contribute to health development). team. Beginning in the 1980s, Barker’s studies
began to describe how the prevalence of heart dis-
ease in specific areas of England was related to the
2.2 he Maturation of the LCHD
T distribution of birth weights in those same regions.
Field Barker and others went on to use longitudinal
datasets to solidify these observations that birth
A vast amount of empirical literature investigat- weight, and the nutritional environment and expo-
ing the developmental, genomic, and epigenetic sures of the fetus and infant, had a direct influence
origins of health and disease – as well as on the on the development of heart disease that was often
epidemiology of chronic disease across the life only clinically recognized many decades later
course – has been generated in the past two (Barker et al. 1989, 1993; Barker 1995). These
decades (Halfon and Hochstein 2002; Kuh and startling findings challenged conventional models
Ben-Shlomo 2004; Gluckman and Hanson of direct or cumulative risk that posited that heart
2004; Gluckman et al. 2008; Kuh et al. 2013; disease was the result of either contemporaneous
Berkman et al. 2014; Halfon et al. 2014; the or lifelong risks including poor nutrition, lack of
evolution of life course health science is exercise, smoking, or other behaviors and sug-
reviewed in Halfon and Forrest 2017). New aca- gested that there were important latent effects of
demic research journals and international early nutrition that were somehow conditioning
research organizations have been spawned that later pathological response patterns. Barker’s stud-
focus on the developmental origins of health ies brought attention to other research with similar
and disease. Established professional organiza- findings that were less dramatic but entirely con-
tions now include life course and epigenetic and sistent with the latent lifelong effects that the
developmental origins of health and disease Barker studies were revealing. As a result, devel-
(DOHaD) tracts at their research meetings, and opmental time frames started to become an impor-
many major scientific journals have published tant consideration, and the timing of exposures
special issues packaging articles that focus on and the recognition of sensitive periods of devel-
biological embedding, epigenetics, or other dis- opment all took on new salience.
ease-causing mechanisms that are framed from As this new perspective on the developmental
a life course perspective. The US National origins of chronic disease began to unfold, there
Academy of Sciences and National Academy of was also another emerging set of new constructs
Medicine have both issued several reports on coming into play in what is now termed the field
the health, social, and behavioral determinants of population health. Following on in the tradi-
of health, health measurement, health dispari- tion of the 1974 Lalonde Report (produced under
ties, and health-care improvement that have the aegis of Canadian Minister of National Health
incorporated a life course perspective, and the and Welfare) that challenged the dominance of
recent framework for the US Healthy People the biomedical model and proposed that
2020 goals was upgraded to include life course the health field needed to consider biology, envi-
as an organizing principle of the overall frame- ronment, lifestyle, and health-care organization,
work (Committee on Future Directions for a broad multidisciplinary team of Canadian
Behavioral and Social Sciences Research 2001; researchers led by the economist Robert Evans
Committee on Evaluation of Children’s Health began to ask: why are some people healthy and
2004; Committee on the Recommended Social others not? (Hancock 1986; Evans et al. 1994).
and Behavioral Domains and Measures for This question led not only to a consideration of
Electronic Health Records 2015). the crucial influence of upstream social and
6 N. Halfon et al.
behavioral determinants on individual and popu- approach to cardiovascular disease, and that
lation health but also to a concern about how began to provide an overarching framework
early social environments can mold lifelong including chapters on life course pathways to
health trajectories. adult health (Kuh and Ben-Shlomo 2004). In that
Leading this exploration of the developmental volume, there were chapters on “Life course
role that upstream social factors on health and approaches to differentials in health” (Davey
development for the Evans-led team was Clyde Smith and Lynch 2004), “A life course approach
Hertzman. Hertzman went on to solidify his anal- to obesity” (Gillman 2004), “Socioeconomic
ysis about the importance of what at the time he pathways between childhood and adult health”
termed “biological embedding” through a series (Kuh et al. 2004), and “Should we intervene to
of studies, analyses of other studies, and reinter- improve childhood circumstances” (Boyce and
pretations of existing literature through this new Keating 2004). Kuh and Ben-Shlomo have gone
life course health development lens. In addition on to edit a series of books on life course chronic
to publishing several important articles of con- disease epidemiology that continue to analyze
ceptual synthesis, Hertzman and Daniel Keating and synthesize the literature on health develop-
edited the volume Developmental Health and the ment from a life course perspective (Lawlor and
Wealth of Nations in which they unpacked the Mishra 2009; Kuh et al. 2013).
impact of social gradients on health development In 2000 (Halfon et al. 2000) and 2002 (Halfon
and began to specify how different time-specific and Hochstein 2002), Halfon and colleagues
and pathway effects were at play early in devel- reviewed and synthesized several different life
opment (Hertzman 1999; Keating and Hertzman course-focused research streams and suggested
1999; Hertzman and Boyce 2010). They synthe- that beyond its increasingly well-documented
sized a wealth of evidence on how early experi- importance for understanding the mechanisms
ence affects a child’s brain development, social involved with the origins and development of
and emotional functioning, and overall health health and disease, this new life course approach
capacities (Hertzman 1994; Keating and was of profound importance for a consideration
Hertzman 1999). The Evans and Hertzman work of how health care should be organized, financed,
in Canada emerged about the same time that the and delivered. They also suggested that some
Independent Inquiry into Inequalities in Health general principles were emerging and beginning
Report (1998) led by Sir Donald Acheson was to outline a new model or framework that they
released in the UK (Acheson 1998). This review – termed “life course health development.” At the
whose panel of experts included David Barker, same time, many other scientists provided their
Michael Marmot, and Hilary Graham, among own synthesis of this emerging literature and
others – very clearly identified how many health what they considered to be its implications for
inequalities have their roots in the conditions and health, health-care delivery, and health policy
experience of mothers and children, with impacts (Ben-Shlomo and Kuh 2002; Halfon and
that feedforward across the life-span. Hochstein 2002; Lu and Halfon 2003; Forrest
Diana Kuh and Yoav Ben-Shlomo edited a and Riley 2004; Worthman and Kuzara 2005).
volume entitled A Life Course Approach to These various attempts at synthesizing the evi-
Chronic Disease Epidemiology, first published in dence from this new field constituted a tipping
1997, which coined the term “life course epide- point, and over the next decade, the number of
miology” and presented for the first time a series empirical studies accelerated at a much faster
of articles that integrated the empirical research pace as the early objections to the “Barker
on several specific types of disease from a life hypothesis” melted away in the wake of many
course perspective (Kuh and Ben-Shlomo 1997). confirmatory studies, and the explanatory power
This work was followed by a second edition in of this new conceptualization began to take hold.
2004 that updated each of the chapters on the life This early LCHD synthesis highlighted the
course approach to obesity or the life course linked importance of biological conditioning; the
Introduction to the Handbook of Life Course Health Development 7
role of multiple, ecologically nested risk, protec- be integrated into this new approach, and other
tive, and promoting factors in influencing health concepts and constructs are adopted before their
trajectories; the developmental significance of meaning and significance are fully vetted and
different time frames; and the evolution of differ- analyzed. Good examples of these challenges
ent health development pathways in relationship include terms like “sensitive and critical periods,”
to particular socially, culturally, and biologically “developmental programming,” “biological
specified transitions and turning points in an indi- embedding,” “trajectories,” and “pathways.”
vidual’s life (Halfon and Hochstein 2002). Over Terms like “programming” have been criticized
the intervening decade, research has continued to as being too deterministic given the implication
accelerate, advancing in the use of more sophisti- that a certain experience or set of risk factors can
cated methodologies; employing new and rapidly program a disease pathway; such a term eschews
advancing epigenetic, genomic, and other tech- the nature of developmental plasticity and the
niques from systems biology; and, at the same phenotypic range that can emerge as the organ-
time, supporting and providing more concrete ism or individual encounters other experiences.
evidence on behalf of these early summative con- Hanson and Gluckman have suggested that a
cepts. These threads of scientific inquiry have term like priming, induction, or conditioning be
coalesced to form a network of research that has used to describe the process by which an expo-
produced a much more robust and integrated con- sure or experience induces a phenotypic altera-
ceptual framework. tion that prepares the organism for a similar
environmental challenge later in the life course
(Hanson and Gluckman 2014). Throughout this
3 he Purpose, Structure,
T volume, we have sought and encouraged the
and Content of This Volume authors to avoid terms like programming and bio-
logical embedding in favor of conditioning or
The absence of an integrative conceptual frame- priming. Similarly, notions of critical periods
work through which scientists could organize have been part of embryology for over a century,
and extend the manifold insights about the indi- and many biologists will refer to critical periods
vidual and contextual processes involved in the in biological development as a specific time that
development of health across the life course was usually starts and ends abruptly and during which
a fundamental challenge constraining the accep- a given event or its absence has a specific impact
tance and understanding of a LCHD perspective on development. The experiments by Hubel and
(Halfon et al. 2014; Hanson and Gluckman Wiesel to examine the development of the visual
2014). However, as noted above, empirical and cortex seemed to indicate that there were critical
conceptual advances over the last 30 years have periods for specific complex neurons to develop
crystallized in the generation, and growing (Hubel and Wiesel 1977). However, most devel-
acceptance, of just such an integrative perspec- opmental science suggests that because of the
tive. As a result, the life course health sciences inherent plasticity in human development and in
are rapidly maturing and progressing, and the life many specific regulatory systems, the term “sen-
course health development framework is coming sitive period” is less deterministic and therefore
into clearer focus. Nevertheless, there remain a much more appropriate.
number of challenges and growing pains that are In addition to the confusion around terminol-
evident as scientists, clinicians, and public health ogy, Hanson and Gluckman suggest several other
professionals from different fields attempt to reasons for why the related concept of develop-
incorporate LCHD notions into already estab- mental origins of health and disease has faced
lished areas of scholarship, practice, and policy challenges, including confusion between factors
development. correlated with disease and those involved in
For example, the definitions of terms are not causation, the assumption that the only pathway
always clear, some terms are being redefined to connecting early exposures and later disease was
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To assist my father in writing, notwithstanding his blindness, I
made the machine shown in the illustration. It has been in use two
years, and proved thoroughly practical. It consists of a board, ¹⁄₂ by
11 by 13³⁄₄ in., on which the paper is held by a clip. Two stops, A,
insure a good alinement of the sheet. A T-square, B, slides in a
groove at the left side; the upper edge is beveled. At a distance of ³⁄₄
in. from this edge is stretched a brass guide wire, C, by means of
which the height of the script is gauged. The wire is supported on
brass strips, D. When the line is written, a pin, E, set in one of a row
of holes in the groove F, is raised, the T-square moved, and the pin
inserted in the next hole below, giving the correct spacing. As the
wire does not touch the paper, either ink or pencil can be used. The
board consists of four pieces, glued, and fastened with screws, as
detailed.—Arthur E. Tremaine, Brookline, Mass.
Making Cardboard Tubes for Electrical Coils
It is often difficult to obtain cardboard tubes as foundations for
coils of special sizes, and the following is a practical method for
making them as desired: Cut a strip of cardboard somewhat wider
than the length of the tube desired and about 2 ft. long. Soak the
cardboard in water until it is quite pliable. Wrap it tightly around a
wooden rod of suitable size, gluing or shellacking each successive
layer. When the desired thickness has been obtained, bind the tube
with string, and place the whole in a moderately warm oven to dry.
The tube may then be cut to length.—Alexander V. Bollerer, New
Britain, Conn.
An Army in a Small Box
The boy should have a place in the home for his sports togs and
equipment, and a cupboard like that shown can be made easily for
the purpose. Its size will depend on the quantity of articles to be
stored. A good size is 12 by 30 in., by 5 ft. high. Plain boards are
used, and for the door they are fastened together with cleats and
screws. The drawer is convenient but not essential.—J. D. Hough,
Toledo, Ohio.
Wire Compacts Bristles in Polish or Stencil
Brushes
The bristles of brushes used for applying shoe polish and for
painting through stencils often curl so much that the brush becomes
almost useless. In order to overcome this I bound the bristles with
several turns of wire and soldered them into place as shown. When
desirable, part of the wire may be removed by cutting it at the solder.
—Hugo Kretschmar, West Nyack, N. Y.
Old Table Used as Wall Workbench
Good use was made of an old table, one leg of which was broken,
by removing two of the legs at one side and fitting the table against a
wall. A wide board was set on the back edge of the table, against the
wall, and provided a rack for tools. A drawer was fitted into the front
of the table, and a small iron vise was clamped at one end. The
arrangement provided a convenient bench for home shop work.
Lettering Photo Prints without Marking Negative
Instead of scratching titles on photographic negatives, which often
produces a poor result, a good method is to write the title on the
sensitive paper with black ink before printing. Care must be taken
not to scratch the paper. The toning and fixing baths wash away the
ink, leaving the script or lettering white. The negative is thus
unmarred.
Rope Pad Prevents Slamming of Door
An antislam pad, made of a piece of rope and fixed to the knobs of
doors, is in general use in a large hospital. The device is made by
forming loops on the end of a short section of rope, as shown, and
fitting them over the door knob. This also prevents the closing of the
door so that a patient may be heard in calling an attendant.—C. M.
Hall, St. Louis, Missouri.
The Spark Plugs are Fitted Compactly in the Case and are Protected from
Damage
Damage often results to spark plugs which are thrown in the tool
box of an automobile, and the use of a small case for the extra spark
plugs is desirable. Partitions may be fitted into an old box of suitable
size, or a case may be specially made. That shown was designed to
provide for six spark plugs in a minimum of space. It was made of ¹⁄₄-
in. wood, and of a length so that the spark plugs could be slipped in
the recesses only by turning the faces of adjoining plugs together. A
hinged cover keeps them firmly in place.—E. R. Mason, Danville, Ill.
Homemade Spring Wagon Seat
Two ⁷⁄₈-in. boards, 12 in. wide, between which two 12-in. pieces of
2 by 4-in. wood are bolted, provide a strong spring seat for a wagon.
The boards are cut to a suitable length, and the 2 by 4-in. pieces are
set near the middle, and about 8 in. apart. This gives a spring seat at
each end of the device.
Cushioned Chair Made of a Barrel
A strong barrel may be made into a comfortable chair by cutting it
halfway through at the middle and shaping the remaining upper
portion into an arm and back rest. Holes are bored at the seat level
and at the back, and wires woven through them to form a backing for
excelsior-stuffed cushions.
Bicycle Fitted Up to Resemble Motorcycle
The boy who cannot own a motorcycle but who has a bicycle, may
remodel it to resemble a power-driven machine by fitting it up with
equipment, much of which can be made in the home workshop. The
illustration shows how an ordinary bicycle was improved by several
practical fittings. The lower end of the mudguard of the rear wheel
was extended to form a clip, for the homemade stand A. Brackets
were made of strap iron to support the bundle carrier B, the basket of
which was made of wood. The tank C, 3 by 3 by 21 in., with two
compartments and doors, contains batteries and tools. It is fastened
to the frame by means of two bolted straps. The bracket D was
made of strap iron, to support the electric headlight E. The
handlebars were extended, as shown at F, and the horn G was
provided. The seat post was lengthened by welding a piece to it, and
reversed, as at H. A tail light, J, and a pump, K, held by straps, were
provided, and the front mudguard was fitted with a leather piece, L,
shaped as shown in the front view.—P. P. Avery, Garfield, N. J.
Toy Submarine Made of Shade Roller
The submarine shown really goes, and was made of a bit of tin,
some lead, a few brads, and an old window-shade roller, with a good
spring. The spring is the submarine engine. Saw off the roller 3 in.
beyond the inner end of the spring, and shape it like the bow of a
submarine. Flatten a piece of lead, and fasten it to the bottom of the
boat for a keel. Experiment until the keel is of the right weight, and in
the proper place, permitting the boat to move evenly, just below the
surface of the water. For the propeller, cut a 2-in. tin disk as shown,
and bend the blades into shape. In the center make a hole to admit
the end of the spring, to which it is then soldered. Wind up the
“engine” by turning the propeller. The shade-roller spring can also be
used for other toy craft.—E. P. Sullivan, Arlington, Massachusetts.