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Handbook of
Item Response Theory
VOLUME THREE
Applications
Handbook of Item Response Theory, Three-Volume Set
Handbook of
Item Response Theory
VOLUME THREE
Applications
Edited by
Wim J. van der Linden
Pacific Metrics
Monterey, California
Contents
1. Item-Calibration Designs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
Martijn P. F. Berger
2. Parameter Linking . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
Wim J. van der Linden and Michelle D. Barrett
3. Dimensionality Analysis . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 47
Robert D. Gibbons and Li Cai
ix
x Contents
21. Bayesian Inference Using Gibbs Sampling (BUGS) for IRT Models . . . . . . . . . . . . . . . .421
Matthew S. Johnson
Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .567
Contents for Models
1. Introduction
Wim J. van der Linden
3. Rasch Model
Matthias von Davier
xiii
xiv Contents for Models
15. Poisson and Gamma Models for Reading Speed and Error
Margo G. H. Jansen
Index
Contents for Statistical Tools
2. Discrete Distributions
Jodi M. Casabianca and Brian W. Junker
xvii
xviii Contents for Statistical Tools
Index
Preface
Item response theory (IRT) has its origins in pioneering work by Louis Thurstone in the
1920s, a handful of authors such as Lawley, Mosier, and Richardson in the 1940s, and more
decisive work by Alan Birnbaum, Frederic Lord, and George Rasch in the 1950s and 1960s.
The major breakthrough it presents is the solution to one of the fundamental flaws inherent
in classical test theory—its systematic confounding of what we measure with the test items
used to measure it.
Test administrations are observational studies, in which test takers receive a set of items
and we observe their responses. The responses are the joint effects of both the properties
of the items and abilities of the test takers. As in any other observational study, it would
be a methodological error to attribute the effects to one of these underlying causal factors
only. Nevertheless, it seems as if we are forced to do so. If new items are field tested, the
interest is exclusively in their properties, and any confounding with the abilities of the
largely arbitrary selection of test takers used in the study would bias our inferences about
them. Likewise, if examinees are tested, the interest is only in their abilities and we do not
want their scores to be biased by the incidental properties of the items. Classical test theory
does create such biases. For instance, it treats the p-values of the items as their difficulty
parameters, but these values equally depend on the abilities of the sample of test takers
used in the field test. In spite of the terminology, the same holds for its item-discrimination
parameters and definition of test reliability. On the other hand, the number-correct scores
typically used in classical test theory are scores equally indicative of the difficulty of the
test as the abilities of test takers. In fact, the tradition of indexing such parameters and
scores by the items or test takers only systematically hides this confounding.
IRT solves the problem by recognizing each response as the outcome of a distinct prob-
ability experiment that has to be modeled with separate parameters for the item and test
taker effects. Consequently, its item parameters allow us to correct for item effects when we
estimate the abilities. Likewise, the presence of the ability parameters allows us to correct
for their effects when estimating the item parameter. One of the best introductions to this
change of the paradigm is Rasch (1960, Chapter 1), which is mandatory reading for anyone
with an interest in the subject. The chapter places the new paradigm in the wider context
of the research tradition still found in the behavioral and social sciences with its persistent
interest in vaguely defined “populations” of subjects, who, except for some random noise,
are treated as exchangeable, as well as its use of statistical techniques as correlation coeffi-
cients, analysis of variance, and hypothesis testing that assume “random sampling” from
them.
The developments since the original conceptualization of IRT have remained rapid.
When Ron Hambleton and I edited an earlier handbook of IRT (van der Linden & Ham-
bleton, 1997), we had the impression that its 28 chapters pretty much summarized what
could be said about the subject. But now, nearly two decades later, three volumes with
roughly the same number of chapters each appear to be necessary. And I still feel I have
to apologize to all the researchers and practitioners whose original contributions to the
vast literature on IRT are not included in this new handbook. Not only have the original
models for dichotomous responses been supplemented with numerous models for differ-
ent response formats or response processes, it is now clear, for instance, that models for
response times on test items require the same type of parameterization to account both
xix
xx Preface
for the item and test taker effects. Another major development has been the recognition
of the need of deeper parameterization due to a multilevel or hierarchical structure of
the response data. This development has led to the possibility to introduce explanatory
covariates, group structures with an impact on the item or ability parameters, mixtures
of response processes, higher-level relationships between responses and response times,
or special structures of the item domain, for instance, due to the use of rule-based item
generation. Meanwhile, it has also become clear how to embed IRT in the wider develop-
ment of generalized latent variable modeling. And as a result of all these extensions and
new insights, we are now keener in our choice of treating the model parameter as fixed
or random. Volume One of this handbook covers most of these developments. Each of its
chapters basically reviews one model. However, all chapters have the common format of
an introductory section with some history of the model and a motivation of its relevance,
and then continue with sections that present the model more formally, treat the estimation
of its parameters, show how to evaluate its fit to empirical data, and illustrate the use of the
model through an empirical example. The last section discusses further applications and
remaining research issues.
As any other type of probabilistic modeling, IRT heavily depends on the use of statis-
tical tools for the treatment of its models and their applications. Nevertheless, systematic
introductions and review with an emphasis on their relevance to IRT are hardly found in
the statistical literature. Volume Two is to fill this void. Its chapters are on topics such as
commonly used probability distributions in IRT, the issue of models with both intentional
and nuisance parameters, the use of information criteria, methods for dealing with missing
data, model identification issues, and several topics in parameter estimation and model fit
and comparison. It is especially in these last two areas that recent developments have been
overwhelming. For instance, when the previous handbook of IRT was produced, Bayesian
approaches had already gained some ground but were certainly not common. But thanks
to the computational success of Markov chain Monte Carlo methods, these approaches
have now become standard, especially for the more complex models in the second half of
Volume One.
The chapters of Volume Three review several applications of IRT to the daily practice of
testing. Although each of the chosen topics in the areas of item calibration and analysis,
person fit and scoring, and test design have ample resources in the larger literature on
test theory, the current chapters exclusively highlight the contributions IRT has brought to
them. This volume also offers chapters with reviews of how IRT has advanced areas such
as large-scale educational assessments, psychological testing, cognitive diagnosis, health
measurement, marketing research, or the more general area of measurement of change.
The volume concludes with an extensive review of computer software programs available
for running any of the models and applications in Volumes One and Three.
I expect this Handbook of Item Response Theory to serve as a daily resource of information
to researchers and practitioners in the field of IRT as well as a textbook to novices. To serve
them better, all chapters are self-contained. But their common core of notation and exten-
sive cross-referencing allow readers of one of the chapters to consult others for background
information without much interruption.
I am grateful to all my authors for their belief in this project and the time they have
spent on their chapters. It has been a true privilege to work with each of them. The
same holds for Ron Hambleton who was willing to serve as my sparring partner dur-
ing the conception of the plan for this handbook. John Kimmel, executive editor, statistics,
Preface xxi
Chapman & Hall/CRC has been a permanent source of helpful information during the
production of this book. I thank him for his support as well.
References
Rasch, G. 1960. Probabilistic Models for Some Intelligence and Attainment Tests. Copenhagen, Denmark:
Danish Institute for Educational Research.
van der Linden, W. J. & Hambleton, R. K. (Eds.). 1997. Handbook of Modern Item Response Theory. New
York, NY: Springer.
Contributors
Michelle D. Barrett is senior director of Assessment Technology for Pacific Metrics, an ACT
technology company. She received her PhD from the University of Twente in 2015. While
conducting the research for this volume, Michelle was director of research systems and
analysis for CTB/McGraw-Hill, where she was responsible for developing systems for psy-
chometric analysis, automated test assembly, computer adaptive testing, and automated
scoring. She also previously worked as a senior consultant in the assessment division at the
Colorado Department of Education. Her research interests include response model param-
eter linking, optimal test design and assembly, and computer adaptive testing, and the
practical application of these methods through integration with assessment systems and
platforms.
Peter M. Bentler received his PhD in clinical psychology from Stanford University, spent
a postdoctoral year at the Educational Testing Service, and has been at UCLA for five
decades. A former chair of the Department of Psychology, he is now distinguished pro-
fessor of Psychology and Statistics. He has been an elected president of various societies
including the Psychometric Society and the APA’s Division of Evaluation, Measurement,
and Statistics. He was the 2007 recipient (with Karl Jöreskog) of the American Psycho-
logical Association’s Distinguished Scientific Contribution Award for the Applications of
Psychology and the 2014 recipient of the Psychometric Society’s Career Award for Lifetime
Achievement.
Martijn P. F. Berger received his PhD from Tilburg University, the Netherlands. He was
appointed professor of methodology and statistics at Maastricht University, the Nether-
lands, in 1995. His main research interests concern optimal design problems for generalized
linear mixed models, including IRT, multilevel and random effect models applied to social
and biomedical research. He has published various articles on this area and two books on
applied optimal designs.
Ulf Böckenholt is the John D. Grey professor of marketing at the Kellogg School of Man-
agement. He is a past editor of Psychometrika, a past president of the Psychometric Society,
and a fellow of the Association of Psychological Science. He received his PhD from the
University of Chicago.
xxiii
xxiv Contributors
Seung W. Choi received his PhD in educational psychology from the University of Texas at
Austin in 1996, with specialties in quantitative methods and psychometrics. He is currently
principal research at Pacific Metrics Corporation. Previously, he was chief psychometri-
cian at CTB/McGraw-Hill, held faculty positions at Northwestern University Feinberg
School of Medicine, and was a lead assessment specialist at the Oregon State Department
of Education. His research interests include applications of IRT models, computer adaptive
testing, patient-reported outcomes measurement, and large-scale testing.
Paul De Boeck received his PhD from the KU Leuven (Belgium) in 1977, with a disser-
tation on personality inventory responding. He has held positions at the KU Leuven as
professor of psychological assessment and at the University of Amsterdam (the Nether-
lands) as professor of psychological methods from 2009 to 2012. Since 2012, he is professor
of quantitative psychology at the Ohio State University. He is past section editor of
ARCS Psychometrika and past president of the Psychometric Society (2007–2008). His main
research interests are explanatory item response models and applications in the domain of
psychology and educational measurement.
Gerhard H. Fischer received his PhD in psychology (major) and mathematics (minor) from
the University of Vienna in 1963. From 1961 to 1968, he served in several positions at the
Department of Psychology, University of Vienna, and the Institut für Höhere Studien (IHS),
Contributors xxv
Vienna. From 1968 to 1999, he was professor of psychology and head of the methodology
unit of the Department of Psychology, head of the Department for several terms, and head
of the Computing Centre of the University of Vienna for almost 10 years. He retired in
March 1999. Professor Fischer is past president of the Psychometric Society (1994–1995)
and was a long-term associate editor of various journals. He is the author, coauthor, and
contributor to approximately 20 books, as well as the author of many journal articles. He
also received an Austrian national award (Großes Silbernes Ehrenzeichen).
Richard C. Gershon completed PhD work in both clinical psychology and personality psy-
chology at Northwestern University in 1996, where he now serves as vice chair for research
in the Department of Medical Social Sciences. His research focuses on the development of
efficient assessments (typically using IRT and CAT). He currently serves as the principal
investigator of the NIH Toolbox for the Assessment of Neurological and Behavioral Func-
tion, the PI for the NIH Roadmap Patient Reported Outcomes Measurement Information
System (PROMIS) Technical Center and leads measurement selection and development for
the National Children’s Study.
Robert D. Gibbons is professor of biostatistics at the University of Chicago and directs the
Center for Health Statistics. Professor Gibbons is a fellow of the American Statistical Asso-
ciation and a member of the Institute of Medicine of the National Academy of Sciences. He
has authored more than 250 peer-reviewed scientific papers and five books. Professor Gib-
bons is a University of Chicago Pritzker Scholar, and recipient of the Harvard Award for
lifetime contributions to the fields of psychiatric epidemiology and biostatistics, the Rema
Lapouse Award for contributions to psychiatric epidemiology from the American Public
Health Association, and the Long-Term Excellence Award from the Health Policy Statistics
Section of the American Statistical Association. He received his doctorate in statistics and
psychometrics from the University of Chicago in 1981.
Flávio B. Gonçalves received his PhD in statistics from the University of Warwick, UK,
in 2011. He currently holds the position of assistant professor at Universidade Federal de
xxvi Contributors
Minas Gerais. His research areas include inference for stochastic processes, computational
statistics, IRT, and Bayesian statistics in general.
Ronald K. Hambleton received his PhD degree from the University of Toronto in Canada
in 1969, with specialties in psychometric methods and applied statistics. He holds the title
of distinguished university professor at the University of Massachusetts where he has
been on the faculty since 1969. He received career achievement awards from NCME in
1993, from AERA in 2005, and from APA in 2006. His research interests are in the areas of
score reporting, standard setting, applications of item response theory, and test adaptation
methodology.
Reinhold Hatzinger received his PhD in psychology from the University of Vienna in 1980
and his habilitation in statistics from WU (Vienna University of Economics and Business)
in 1995. He was associate professor at the Institute for Statistics and Mathematics and
head of the Competence Center for Empirical Research Methods at WU. His research inter-
ests were applied statistics, psychometrics, computational statistics, and graphical models.
Dr. Hatinger passed away in July 2012.
Matthew S. Johnson is associate professor of Statistics and Education and chair of the
Department of Human Development at Teachers College of Columbia University. He
received his PhD in Statistics from Carnegie Mellon University in 2001. Prior to joining
Teachers College, Dr. Johnson was an associate professor at Baruch College of the City
University of New York, and was an associate research scientist in the Center for Large
Contributors xxvii
Scale Assessment of Educational Testing Service. He is past editor of the Journal of Edu-
cational and Behavioral Statistics, and on the Editorial Board of Psychometrika. Dr. Johnson’s
research interests focus broadly on statistical models used in psychological and educational
measurement.
Michael A. Kallen received his PhD from the University of Arizona in Tucson, Arizona
in 2003, specializing in measurement, methodology, and applied psychometrics. He is a
research associate professor in the Department of Medical Social Sciences at Northwestern
University’s Feinberg College of Medicine. His current research interests are in the areas
of measurement bias, assessment, computer adaptive testing, parameter setting, and the
identification of response invalidity.
Naveed Khalid holds a PhD in psychometrics from the University of Twente, the Nether-
lands, with a dissertation on the assessment of the goodness of fit of IRT models, both in
a frequentist and Bayesian framework. His current position is senior research and vali-
dation manager at Cambridge English Language Assessment. His research interests focus
on applications of IRT, item-banking, differential item functioning, item and person fit,
malpractice, equating, and structural equation modeling.
Jieun Lee is a psychometrician for Pearson VUE. She received PhD in psychometric meth-
ods from the University of Minnesota in 2015, during which time she helped develop
Xcalibre 4 at Assessment Systems Corporation and completed an internship at ACT. Her
research interests include item response theory and computerized adaptive testing.
Richard M. Luecht received his PhD from the University of Wisconsin-Milwaukee in 1989,
with emphasis on educational statistics and measurement. He has held the title of profes-
sor of educational research methodology at the University of North Carolina at Greensboro
since 1999. Previously, he held research positions with the National Board of Medical
Examiners and ACT, Inc. Dr. Leucht continues to be a technical advisor to many testing
organizations on issues related to assessment technologies, including computer-based test-
ing, (multistage) adaptive testing, automated test assembly, large-scale software systems
xxviii Contributors
design and integration, language testing, item design, IRT calibration and linking, data
presentation, and standard setting. His most recent research involves the development of
a comprehensive framework and tools for assessment engineering.
Patrick Mair received his PhD in statistics from the University of Vienna in 2005. He
works as senior lecturer in statistics at the Department of Psychology, Harvard University.
His research focuses on computational/applied statistics and psychometrics, including
methodological developments as well as corresponding implementations.
John Mazzeo is currently vice president of statistical analysis, data analysis & psycho-
metric research in ETS’s Research & Development Division. His tenure with ETS spans
more than 25 years in numerous departments, where he has worked as a psychometrician
and researcher on College Board R
testing programs and as a psychometric director for
NAEP. His professional activities have focused on the analysis of large-scale groups score
assessments, applications of IRT, and equating.
Bengt Muthén obtained his PhD in statistics at the University of Uppsala, Sweden and is
professor emeritus at UCLA. He was the 1988–1989 president of the Psychometric Soci-
ety and the 2011 recipient of the Psychometric Society’s Lifetime Achievement Award. He
has published extensively on latent variable modeling and many of his procedures are
implemented in Mplus.
Linda Muthén obtained her PhD in the Research Methods Division of the Graduate School
of Education at UCLA. She was formerly the manager of quality control and customer sup-
port at BMDP Statistical Software. She is the director of product development at Muthén &
Muthén, which develops and distributes the Mplus program.
FOOTNOTES
[252] The names vary somewhat in different authorities, Bernal Diaz including
instead of Peñate, a number of the Gibraltar sailors known as Peñates, who were
lashed at Cozumel for theft. The plot was hatched ‘Desde â quatro dias que
partieron nuestros Procuradores.’ Hist. Verdad., 39. Cortés mentions only four
‘determinado de tomar un bergantin ... y matar al maestre dél, y irse á la isla
Fernandina.’ Cartas, 53-4. Gomara assumes them to be the same who last
revolted on setting out for Tizapantzinco. Hist. Mex., 64. ‘Pusieron ... por obra de
hurtar un navío pequeño, é salir á robar lo que llevaban para el rey.’ Tapia,
Relacion, in Icazbalceta, Col. Doc., ii. 563. Peter Martyr jumbles the names, dec.
v. cap. i.
[253] Thus Cortés had his revenge on the alguacil. ‘Y no le valiò el ser su
Compadre,’ says Vetancvrt, with a hasty assumption which is not uncommon with
him. Teatro Mex., pt. iii. 119. Gomara mentions no mutilation. ‘Parece claro ser
aquestas obras, ... propias de averiguado tirano,’ says Las Casas, Hist. Ind., iv.
496, which may be regarded as a singularly mild expression for the bishop.
Herrera dwells upon Cermeño’s extraordinary skill with the leaping-pole; he could
also smell land fifteen leagues off the coast, dec. ii. lib. v. cap. xiv. ‘Coria, vezino
que fue despues de Chiapa.’ Bernal Diaz, Hist. Verdad., 39.
[254] ‘Embiado ... por los pueblos de la sierra, porque tuuiessen que comer;
porque en nuestra Villa passauamos mucha necessidad de bastimentos.’ Id. This
seems unlikely, since the Totonacs were not only willing, but bound, to provide
supplies.
[257] It is generally admitted that Cortés suggested the idea of destroying the fleet,
for even Bernal Diaz, who at first gives the credit to the men by saying, ‘le
aconsejamos los que eramos sus amigos,’ confesses on the following page that
‘el mismo Cortès lo tenia ya concertado.’ Hist. Verdad., 39-40. The preponderating
testimony also shows that the masters made their report in public, with the evident
object, as the best authorities clearly indicate, of obtaining the consent of the
responsible majority for the scuttling. During the partition of treasures at Mexico,
large shares were set aside for Cortés and Velazquez to cover the cost of the fleet
and the outfit, ‘que dimos al traues con ellos, pues todos fuimos en ellos,’ Bernal
Diaz, Hist. Verdad., 84, which is proof, in addition to the reliable assertion that the
deed was agreed upon by the majority. Cortés’ expression, ‘los eché á la costa,’
Cartas, 54, is merely that of a leader of that party or majority, who besides really
gives credit to others. Hence the conclusion of Prescott and others, that the
scuttling was done on his own responsibility, is not well founded. Cortés was
clever enough always to have those present who were ready to take any
responsibility for him that he might wish. The phrase, ‘his was the greatest
sacrifice, for they (the vessels) were his property,’ Prescott’s Mex., i. 374, is also
wrong, for he was compensated by the army. And it is an exaggeration to say that
the execution of the measure ‘in the face of an incensed and desperate soldiery,
was an act of resolution that has few parallels in history,’ Id., 376, since his party
supported him. According to Gomara the pilots bore holes in the vessels, and
bring their report, whereupon five vessels are first sunk; shortly afterward the
remainder except one are scuttled. The offer of this vessel to those who wished to
return was made with a view to learn who were the cowards and malcontents.
Many indeed did ask for leave, but half of them were sailors. Others kept quiet out
of shame. Hist. Mex., 65. It was never Cortés’ policy to mark the disaffected,
however. This author is followed by Torquemada, ‘porque asi se ha platicado
siempre entre las Gentes, que mas supieron de esta Jornada,’ i. 409, and on the
strength of this the latter argues that Herrera’s version, dec. ii. lib. v. cap. xiv.,
which adheres chiefly to Bernal Diaz’, must be wrong. Tapia, Relacion, in
Icazbalceta, Col. Doc., ii. 563, conforms chiefly to Gomara. Robertson, after
following Bernal Diaz, takes the trouble of having the ships ‘drawn ashore and ...
broke in pieces.’ Hist. Am., ii. 33-4; Clavigero, Storia Mess., iii. 35-6; Oviedo, Hist.
Gen., iii. 262; Sandoval, Hist. Carlos V., i. 171; Peter Martyr, dec. v. cap. i. Peralta
has them burned by secret agents of Cortés. Nat. Hist., 76. Solis, ever zealous for
his hero, objects to Bernal Diaz’ attempt to pluck any of the glory, and scouts the
idea that fears of pecuniary liability could have influenced Cortés to gain the
approval of others for his act. ‘Tuvo á destreza de historiador el penetrar lo interior
de las acciones,’ is the complacent tribute to his own skill in penetrating the
question. Hist. Mex., i. 214-15. The view of the foundering fleet, appended to
some editions of his work, has been extensively copied. One is given in the
Antwerp edition of 1704, 141. A still finer view, with the men busy on shore, and
the sinking vessels in the distance, is to be found in the Madrid issue of 1783, i.
213. The destruction of the fleet has been lauded in extravagant terms by almost
every authority, from Gomara and Solis to Robertson and Prescott, as an
unparalleled deed. Of previous examples there are enough, however, even though
the motives and the means differ. We may go back to Æneas, to whose fleet the
wives of the party applied the torch, tired of roaming; or we may point to
Agathocles, who first fired his soldiers with a resolution to conquer or to die, and
then compelled them to keep their word by firing the vessels. Julian offered a
tamer instance during his campaign on the Tigris; but the deed of the terrible
Barbarossa in the Mediterranean, only a few years before the Mexican campaign,
was marked by reckless determination. Still examples little affect the greatness of
an act; motives, means, and results afford the criteria. ‘Pocos exemplos destos ay,
y aquellos son de grandes hombres.’ Gomara, Hist. Mex., 65. ‘Una de las
acciones en que mas se reconoce la grandeza de su ánimo.... Y no sabemos si
de su género se hallará mayor alguna en todo el campo de las Historias.’ Solis,
Hist. Mex., i. 213. ‘An effort of magnanimity, to which there is nothing parallel in
history.’ Robertson, Hist. Am., ii. 34. ‘Un’impresa, che da per se sola basterebbe a
far conoscere la sua magnanimità, e ad immortalare il suo nome.’ Clavigero,
Storia Mess., iii. 35; Prescott, Mex., i. 375-6, is equally carried away, and he finds
more words for his admiration. He is wrong in supposing that one of the vessels in
the harbor was left intact; the exempt ship referred to by a chronicler was the one
carrying the messengers to Spain.
Antonio de Solis y Ribadeneyra is remarkable as the first Spanish historian of
the conquest. It appears to us strange that an episode so glorious to the fame of
Castilians should have been allowed to lie so long neglected in the musty pages of
their chroniclers. True, these were worthy, zealous men, who conscientiously
narrated every occurrence of any note, but their standard for historic truth and
dignity caused them to clothe facts, however striking, in a garb of dreary gravity,
dryness of detail, and ambiguous confusion, which discouraged even the student.
It required the dramatic eye of the composer and the imagination of the poet to
appreciate the picturesque sketches of a strange people now fading into oblivion,
the grandeur of a semi-savage pageantry, the romantic exploits that recalled the
achievements of the Cid. This faculty was innate in Solis, developed besides by a
long and successful career in letters. He had profited also by the advantages
opened to him as the secretary of Conde de Oropesa, Viceroy of Navarre and of
Valencia, who Mæcenas-like fostered the talents and aided in the promotion of the
promising savant, for as such he already ranked. Cradled in the famous college
town of Alcalá de Henares, he had given early evidence of talent, and at
Salamanca university he had signalized himself in his seventeenth year by
producing a comedy of considerable merit. While pursuing with energy the study
of law and moral philosophy, he cultivated with hardly less ardor the muses, to
which end he was no doubt impelled also by his intimacy with the illustrious
Calderon. Several of his dramas were received with acclamation, and one was
translated into French, while his miscellaneous poems, reprinted in our days, are
marked by a vivid imagination and an elegance which also adorns his letters.
Talents so conspicuous did not wait long for recognition, and with the aid of his
patron he advanced to the dignities of royal secretary and chief chronicler of the
Indies. When 56 years old his mind underwent a change, and entering the church
he abandoned forever the drama and light literature. The pen changed only its
sphere, however, for it served the historiographer zealously, achieving for him the
greatest fame; and fame alone, for at his death, in April, 1686, at the age of 76,
deep poverty was his companion. When he entered on this office the Indies had
lapsed into the dormant quietude imposed by a strict and secluding colonial
régime. There were no stirring incidents to reward the efforts of the historian, save
those connected with free-booter raids, which offered little that could flatter
Spanish pride. To achieve fame he must take up some old theme, and present it in
a form likely to rouse attention by its contrast. Thus it was that he selected the
thrilling episode of the conquest of Mexico, with the determination to rescue it from
the unskilful arrangement and repetitions, the want of harmony and consistency,
the dryness and faulty coloring, to which it had hitherto been subjected, and to
expend upon it the effects of elegant style and vast erudition. When the work
appeared at Madrid, in 1684, its superior merits were instantly recognized, and
although the sale at first was not large, editions have multiplied till our day, the
finest and costliest being the illustrated issue of 1783-4, in two volumes, which I
quote, while consulting also the notes of several others. So grand and finely
elaborated a subject, and that from a Spanish historian who was supposed to
have exhausted all the available resources of the Iberian archives, could not fail to
rouse general attention throughout Europe, and translations were made into
different languages. Robertson, among others, while not failing to point out certain
blemishes, has paid the high compliment of accepting Solis for almost sole guide
on the conquest, and this with a blindness which at times leads him into most
amusing errors. Even Prescott warms to his theme in a review of six closely
printed pages, wherein eulogy, though not unmingled with censure, is stronger
than a clearer comprehension of the theme would seem to warrant. But in this he
is impelled to a great extent by his oft displayed tendency to hero worship.
Solis deserves acknowledgment for bringing order out of chaos, for presenting
in a connected form the narrative of the conquest, and for adorning it with an
elegant style. But he has fulfilled only a part of the promises made in his preface,
and above all has he neglected to obtain information on his topic beyond that
presented in a few of the generally accessible works, even their evidence being
not very closely examined. He has also taken great liberties with the text,
subordinating facts to style and fancy, seizing every possible opportunity to
manufacture speeches for both native and Spanish heroes, and this with an
amusing disregard for the consistency of language with the person and the time.
His religious tendencies seriously interfere with calm judgment, and impel him to
rave with bigoted zeal against the natives. The hero worship of the dramatist
introduces itself to such an extent as frequently to overshadow everything else,
and to misrepresent. ‘Sembra più un panegirico, che una istoria,’ says Clavigero,
very aptly. Storia Mess., i. 16. His arguments and deductions are at times most
childish, while his estimation of himself as a historian and thinker is aired in more
than one place with a ridiculous gravity. With regard to style, Solis had Livy for a
model, and belonged to the elder school of historians; he was its last good
representative, in fact. His language is expressive and elegant, greatly imbued
with a poetic spirit not unsuited to the subject, and sustained in eloquence, while
its pure idiom aids to maintain the work as classic among Castilians. ‘Ingenio
Conceptuoso, Floridisimo, i Eloquente,’ is the observation in the work of his
historiographic predecessor, Pinelo, Epitome, ii. 607. But it lacks in boldness and
dignity; the rhapsodies are often misplaced, and the verboseness is tiresome.
Some of the faults are of course due to the time, but not the many, and it also
becomes only too apparent that Solis is so conceitedly infatuated with his affected
grandiloquence as to sacrifice facts wherever they interfere with its free scope. It is
said that he intended to continue the history of Mexico after the conquest, and that
death alone prevented the consummation of the project. But this is mere
conjecture, and it appears just as likely that the dramatist recognized the effect of
closing a great work at so appropriate a point as the fall of Mexico. The work was
taken up, however, by Salazar y Olarte, who published in 1743 the second part of
the Conquest, till the death of Cortés, abounding in all the faults of the superficial
and florid composition of Solis.
[258] ‘Luego le zahumaron [the chiefs] al Juan de Escalante con sus inciensos.’
Bernal Diaz, Hist. Verdad., 40. ‘Dejé en la villa de la Veracruz ciento y cincuenta
hombres con doze de caballo.’ Cortés, Cartas, 52-3. One hundred and fifty
Spaniards, with two horses and two fire-arms, were left here under Pedro de Ircio,
Gomara, Hist. Mex., 65-6, but Bernal Diaz corrects him. ‘Al Pedro de Ircio no le
auian dado cargo ninguno, ni aun de cuadrillero.’ ubi sup.; Ixtlilxochitl, Hist. Chich.,
291. The force seems to be altogether too large. Bernal Diaz, Hist. Verdad., 51,
says 60 old and suffering soldiers were left as garrison.
[259] Bernal Diaz says one vessel; but Cortés and other authorities mention four.
[260] Bernal Diaz, who appears to have been with the party, names them as
Guillen de la Loa, notary; Andrés Nuñez, shipwright; Pedro de la Arpa, a
Valencian, and a fourth man. Hist. Verdad., 40.
[261] ‘Armo Francisco de Garay tres carauelas en Iamaica, el año de mil quiniẽtos
y deziocho, y fue a tentar la Florida.’ Gomara, Hist. Ind., 55. ‘Determinó de enviar
á un hidalgo, llamado Diego de Camargo, á descubrir é continuar el
descubrimiento que Grijalva habia hecho, con uno ó con dos navios; el cual
descubrió la provincia de Panuco, ó, por mejor decir, comenzó de allí donde
Grijalva se habia tornado, que fué desde Panuco, y anduvo navegando por la
costa cien leguas hácia la Florida.’ Las Casas, Hist. Ind., iv. 466; Herrera, dec. ii.
lib. iii. cap. xi.; Galvano’s Discov., 133-4.
[262] See Hist. Mex., i. 29, this series. ‘El Rey se las concedió el año de 819,
estando en Barcelona.’ Las Casas, loc. cit. ‘Torralua ... truxo prouisiones para que
fuesse Adelantado, y Gouernador desde el rio de San Pedro, y San Pablo, y todo
lo que descubriesse: y por aquellas prouisiones embiò luego tres Nauios con
hasta dozientos y setenta soldados.’ Bernal Diaz, Hist. Verdad., 41.
[263] Bernal Diaz intimates that Pineda had remained at Rio Pánuco to colonize,
while one vessel was sent down to take possession where Cortés met the men.
After giving an account of two expeditions in 1518 and 1519, Gomara says: ‘Otros
dizen, que no fue mas de vna vez. Sino que como estuuo mucho alla cuẽtan por
dos.’ Hist. Ind., 55. But Las Casas mentions distinctly that it was on the strength of
Camargo’s discoveries, in 1518, that the grant was made to Garay in the following
year, ubi sup. ‘Garai auia corrido mucha costa en demãda de la Florida, y tocado
en vn rio y tierra, cuyo rey se llamaua Panuco, donde vieron oro, aun que poco. Y
que sin salir de las naues auiã rescatado hasta tres mil pesos de oro.’ Gomara,
Hist. Mex., 67; Cortés, Cartas, 56-7; Oviedo, iii. 262-3; Herrera, dec. ii. lib. vi. cap.
i.
[264] ‘El uno(of the captured ones) era maestre de la una nao, é puso fuego á la
escopeta, é matara al capitan de la Veracruz, sino que á la mecha le faltó el
fuego.’ Oviedo, iii. 263. Bernal Diaz, in a less intelligent account of the capture,
states that only two men landed. ‘Por manera que se huuieron de aquel Nauio
seis soldados.... Y esto es lo que se hizo, y no lo que escriue el Coronista
Gomara.’ Hist. Verdad., 41. But Cortés’ version must surely be the best, since it
was related shortly after the occurrence, and by an immediate participator in the
events.
CHAPTER XII.
MARCH TOWARD MEXICO.
August-September, 1519.