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Green Engineering
Green Engineering
Innovation, Entrepreneurship
and Design

Riadh Habash
CRC Press
Taylor & Francis Group
6000 Broken Sound Parkway NW, Suite 300
Boca Raton, FL 33487-2742

© 2018 by Taylor & Francis Group, LLC


CRC Press is an imprint of Taylor & Francis Group, an Informa business

No claim to original U.S. Government works

Printed on acid-free paper

International Standard Book Number-13: 978-1-138-30522-9 (Hardback)


International Standard Book Number-13: 978-1-138-03588-1 (Paperback)

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Library of Congress Cataloging-in-Publication Data

Names: Habash, Riadh W. Y., author.


Title: Green engineering : innovation, entrepreneurship and design /
Riadh Habash.
Description: Boca Raton : Taylor & Francis, CRC Press, 2017. | Includes
bibliographical references and index.
Identifiers: LCCN 2017022189 | ISBN 9781138035881 (pbk. : alk. paper) |
ISBN 9781138305229 (hardback)
Subjects: LCSH: Technological innovations. | Sustainable engineering.
Classification: LCC T173.8 .H287 2017 | DDC 620--dc23
LC record available at https://lccn.loc.gov/2017022189

Visit the Taylor & Francis Web site at


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and the CRC Press Web site at


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Dedication
Life can be understood backward; but it must be lived forward.
Gibran Kahlil Gibran

To my parents; and to my family


Contents
Preface............................................................................................................ xxvii
Acknowledgment........................................................................................ xxxiii
Author............................................................................................................ xxxv
Glossary of Terms and Abbreviations.................................................... xxxvii

Chapter 1 Greening engineering and embracing sustainability.......... 1


1.1 Objectives................................................................................................... 1
1.2 Greening engineering.............................................................................. 2
1.2.1 Engineering defined................................................................... 2
1.2.2 Sustainability in engineering................................................... 4
1.2.3 Creativity, innovation, and entrepreneurship........................ 4
1.2.4 Leadership, professionalism, and ethics................................. 5
1.2.5 System and design perspectives............................................... 6
1.3 Transdisciplinary engineering............................................................... 7
1.3.1 Transdisciplinary model........................................................... 7
1.3.2 Transdisciplinary nature of engineering................................ 8
1.4 Historical perspective: Wheeling within the seventh
Industrial Revolution............................................................................. 10
1.4.1 Thinking historically............................................................... 10
1.4.2 Early history.............................................................................. 11
1.4.3 Engineering as a profession.................................................... 12
1.4.4 Industrial revolutions............................................................... 13
1.4.5 History is an opportunity....................................................... 16
1.4.6 Lessons from history................................................................ 17
1.5 History of engineering education........................................................ 18
1.5.1 Early development.................................................................... 18
1.5.2 Professional engineering education....................................... 19
1.5.3 Modern engineering education.............................................. 20
1.6 Engineers................................................................................................. 21
1.6.1 Who is an engineer?................................................................. 21
1.6.2 The four-dimensional engineer.............................................. 22
1.6.3 The new engineer..................................................................... 23
1.6.4 The entrepreneurial engineer................................................. 24

vii
viii Contents

1.7  isciplines of engineering.................................................................... 25


D
1.8 Challenges of engineering.................................................................... 27
1.8.1 Integration of knowledge........................................................ 27
1.8.2 ST skills������������������������������������������������������������������������������������� 29
1.8.3 Sustainability thinking............................................................ 30
1.9 The broader engineering education..................................................... 31
1.9.1 Reengineering of engineering education.............................. 31
1.9.2 Transition to deep learner-centered
environment pedagogy����������������������������������������������������������� 32
1.9.3 Greening education and embracing sustainability............. 35
1.9.4 Education for innovation and entrepreneurship................. 36
1.9.5 Breadth and depth of knowledge and skills......................... 38
1.10 Teaching and learning styles................................................................ 40
1.10.1 Conceptions of learning.......................................................... 40
1.10.2 Deductive versus inductive reasoning approaches............. 41
1.10.3 Teacher-centered and student-centered instruction............ 42
1.10.4 Convergent (closed-ended) and divergent
(open-ended) problems����������������������������������������������������������� 44
1.10.5 System-based versus subject-based learning....................... 44
1.10.6 Mastery learning...................................................................... 45
1.11 Bridging curriculum through training and education..................... 46
1.11.1 Knowledge engineering.......................................................... 46
1.11.2 STEAM in K-12 education........................................................ 48
1.11.3 First year����������������������������������������������������������������������������������� 49
1.11.4 Second and third year.............................................................. 51
1.11.5 Final year���������������������������������������������������������������������������������� 52
1.11.6 Student partnership in curriculum design........................... 53
1.11.7 Peer mentorship in group projects......................................... 55
1.12 Reach out case: Learning by doing...................................................... 57
1.12.1 Experiential learning............................................................... 57
1.12.2 Student competitions............................................................... 58
1.12.3 Design entrepreneurial spaces............................................... 59
1.12.4 Facilitating university–industry collaboration..................... 59
1.12.5 Rewarding faculty innovation and entrepreneurship........ 60
1.12.6 Case research questions........................................................... 61
1.13 Knowledge acquisition.......................................................................... 61
1.14 Knowledge possession........................................................................... 62
1.15 Knowledge creation................................................................................ 62
1.15.1 Campaign for future engineering.......................................... 62
1.15.2 Debate on transdisciplinary education................................. 63
1.15.3 Portfolio on designing a smart city........................................ 63
1.15.4 Partnership course development portfolio........................... 64
1.15.5 Portfolio on design studio for sustainability........................ 65
1.15.6 Montessori-based engineering learning module................. 65
Contents ix

1.15.7 E  ntrepreneurial think-tank poster on


student engagement������������������������������������������������������������� 66
1.15.8 Video contest on what Montessori can do
for engineering��������������������������������������������������������������������66
References........................................................................................................... 66

Part I The Sustainability Landscape

Chapter 2 Engineering for sustainability and sustainable


development................................................................................ 77
2.1 Objectives................................................................................................. 77
2.2 Historical perspective............................................................................ 78
2.2.1 Early history.............................................................................. 78
2.2.2 Origin of the concept................................................................ 79
2.2.3 SD timeline������������������������������������������������������������������������������� 80
2.2.4 SD framework........................................................................... 81
2.2.5 Millennium development goals............................................. 83
2.2.6 Toward 2015 SD agenda........................................................... 84
2.3 UN SD goals............................................................................................ 86
2.3.1 The 17 goals............................................................................... 86
2.3.2 SD perspectives......................................................................... 86
2.4 Guiding engineering principles for SD............................................... 88
2.4.1 The principles............................................................................ 88
2.4.2 Applications of the principles................................................. 90
2.5 Sustainability taxonomy........................................................................ 91
2.5.1 Terminology.............................................................................. 91
2.5.1.1 Sustainability............................................................ 91
2.5.1.2 Sustainable development........................................ 92
2.5.1.3 Sustainability science.............................................. 93
2.5.1.4 Sustainability assessment....................................... 93
2.5.2 Sustainability models............................................................... 94
2.5.2.1 The TBL..................................................................... 94
2.5.2.2 The egg of sustainability........................................ 94
2.5.3 Interactive zone for sustainability.......................................... 95
2.5.4 Sustainability indicators.......................................................... 98
2.5.5 Circular economy..................................................................... 99
2.5.6 Sustainability planning......................................................... 100
2.6 Sustainability approaches in engineering........................................ 101
2.6.1 Typical and sustainable engineering................................... 101
2.6.2 Requirements for engineering sustainability..................... 102
2.6.3 Role of engineers in SD.......................................................... 104
2.7 Pathways to sustainability................................................................... 104
2.7.1 Energy and resource efficiency............................................ 105
x Contents

2.7.2 Transport��������������������������������������������������������������������������������� 106


2.7.3 Water���������������������������������������������������������������������������������������� 107
2.7.4 Agriculture and food............................................................. 108
2.7.5 Infrastructure.......................................................................... 109
2.7.6 Materials����������������������������������������������������������������������������������110
2.7.7 Production and manufacturing.............................................110
2.7.8 Information technology..........................................................111
2.8 Sustainable cities................................................................................... 112
2.8.1 Urban transformation............................................................ 112
2.8.2 Sustainable and smarter cities.............................................. 112
2.8.3 Dimensions of urban sustainability.....................................114
2.8.4 Open innovation......................................................................115
2.9 Energy and sustainability....................................................................116
2.9.1 Energy impact..........................................................................116
2.9.2 Net energy analysis.................................................................117
2.9.3 Energy return on investment.................................................118
2.9.4 NEA in power generation...................................................... 120
2.9.5 NEA as a policy....................................................................... 121
2.9.6 Environmental impact........................................................... 121
2.10 Education as a promotor of sustainability........................................ 122
2.10.1 Sustainability literacy............................................................ 122
2.10.2 Challenges������������������������������������������������������������������������������ 123
2.10.3 Reorienting curriculum......................................................... 124
2.11 Research for sustainability.................................................................. 125
2.11.1 Transdisciplinary research.................................................... 125
2.11.2 Collaborative framework for SD........................................... 126
2.12 California case: Integrated approach to water, energy,
and food��������������������������������������������������������������������������������������������� 128
2.12.1 Exploring interaction............................................................. 128
2.12.2 California’s major drought.................................................... 129
2.12.3 Water and energy: Smart solution........................................ 131
2.12.4 EROI values............................................................................. 132
2.12.5 Case research questions......................................................... 133
2.13 Knowledge acquisition........................................................................ 133
2.14 Knowledge possession......................................................................... 134
2.15 Knowledge creation.............................................................................. 135
2.15.1 Writing tasks on greening thinking.................................... 135
2.15.1.1 Online quiz............................................................. 135
2.15.1.2 Public speaker........................................................ 135
2.15.1.3 Business plan.......................................................... 135
2.15.1.4 Project proposal..................................................... 136
2.15.2 Reflective practice on path to sustainability....................... 136
2.15.3 Survey task on SD among engineering students............... 136
2.15.4 Writing tasks on routes to urban agriculture..................... 137
Contents xi

2.15.5 Feasibility study of sustainable distributed generation.... 137


2.15.6 Piece of art on the engineering principles for SD.............. 138
2.15.7 Debate on energy and sustainability................................... 138
2.15.8 Video contest on life cycle emission of a vehicle............... 139
References......................................................................................................... 139

Chapter 3 Technology and sustainability.............................................. 149


3.1 Objectives............................................................................................... 149
3.2 Historical perspective.......................................................................... 150
3.3 Science and technology....................................................................... 152
3.3.1 Science defined........................................................................ 152
3.3.2 Technology defined................................................................ 153
3.4 Transition to new technologies........................................................... 154
3.4.1 Transition models................................................................... 154
3.4.2 Technology milestones.......................................................... 156
3.4.3 Society interaction domain................................................... 158
3.5 Role of technology in sustainable development.............................. 159
3.5.1 The challenge of right technology....................................... 159
3.5.2 Science, technology, and innovation.....................................161
3.6 Alternative and appropriate technologies.........................................162
3.6.1 Alternative technology...........................................................162
3.6.2 Appropriate technology........................................................ 163
3.6.3 Attributes and characteristics of technological
appropriateness���������������������������������������������������������������������� 164
3.6.4 Tiers of technological appropriateness................................ 165
3.7 Green technology................................................................................. 166
3.7.1 GT defined������������������������������������������������������������������������������ 166
3.7.2 Adoption of GT........................................................................167
3.7.3 GT products............................................................................. 168
3.8 GT practices........................................................................................... 169
3.8.1 Energy mix����������������������������������������������������������������������������� 169
3.8.1.1 Renewable energy.................................................. 170
3.8.1.2 Nuclear energy....................................................... 171
3.8.2 Energy efficiency.................................................................... 173
3.8.3 GHG emissions reduction..................................................... 175
3.8.4 Pollution reduction and removal...........................................176
3.8.5 Reducing, reusing, recycling, and recovery....................... 177
3.8.6 Agriculture����������������������������������������������������������������������������� 178
3.8.7 Natural resource conservation............................................. 178
3.8.8 Green health............................................................................ 179
3.8.9 Lifestyle change...................................................................... 180
3.9 Technology planning........................................................................... 180
3.9.1 Technology planning process............................................... 181
3.9.2 The challenge of GT............................................................... 181
xii Contents

3.10 T echnology transfer.............................................................................. 183


3.10.1 TT process������������������������������������������������������������������������������� 183
3.10.2 TT modes�������������������������������������������������������������������������������� 184
3.10.3 Technology diffusion............................................................. 185
3.10.4 Determinant of TT process.................................................... 187
3.10.5 IP protection............................................................................ 188
3.10.6 Licensing��������������������������������������������������������������������������������� 189
3.11 Educating sustainable technology..................................................... 190
3.11.1 The design dimension of technology sustainability......... 190
3.11.2 The technology entrepreneurial university........................ 191
3.12 TT case: Energy efficiency................................................................... 193
3.12.1 TT components........................................................................ 193
3.12.2 TT approach............................................................................. 194
3.12.3 Platform for communication................................................. 194
3.12.4 Mini-pilots������������������������������������������������������������������������������ 194
3.12.5 TT needs���������������������������������������������������������������������������������� 195
3.12.6 Energy-efficient technologies................................................ 196
3.12.7 Case research questions......................................................... 197
3.13 Knowledge acquisition........................................................................ 197
3.14 Knowledge possession......................................................................... 198
3.15 Knowledge creation.............................................................................. 198
3.15.1 Reflection practice on a prosumer city................................ 198
3.15.2 Communication on primary energy sources and
demand������������������������������������������������������������������������������ 199
3.15.2.1 Poster 1.................................................................... 199
3.15.2.2 Poster 2.................................................................... 200
3.15.3 Debate on technology, ecosystem, and culture.................. 200
3.15.4 Cases on IP rights................................................................... 201
3.15.5 Piece of art on green IT.......................................................... 201
3.15.6 Poster on appropriate engineering for underserved
communities��������������������������������������������������������������������������� 202
3.15.7 Engineering consulting on challenges of the transit-
elevated bus���������������������������������������������������������������������������� 202
3.15.8 Video contest on disruptive technologies in digital
age transport�������������������������������������������������������������������������� 203
References......................................................................................................... 203

Chapter 4 Engineering ethics and public policy.................................. 209


4.1 Objectives............................................................................................... 209
4.2 Introduction........................................................................................... 210
4.3 Ethics.......................................................................................................211
4.3.1 Historical perspective............................................................ 212
4.3.2 Ethical theories.........................................................................214
4.3.2.1 Metaethics................................................................214
Contents xiii

4.3.2.2 Normative ethics.................................................... 215


4.3.2.3 Applied ethics........................................................ 215
4.3.3 Code of conduct and ethics....................................................216
4.4 Engineering ethics................................................................................ 217
4.4.1 Engineering ethics defined................................................... 217
4.4.2 Scopes and categories of engineering ethics...................... 219
4.4.3 Professional ethics.................................................................. 220
4.4.4 Technology ethics................................................................... 222
4.4.5 Social ethics............................................................................. 224
4.4.6 Engineering ethics of entrepreneurship............................. 226
4.4.7 The transdisciplinary ethical engineer............................... 227
4.5 Public policy.......................................................................................... 229
4.5.1 PP defined������������������������������������������������������������������������������� 229
4.5.2 PP making������������������������������������������������������������������������������� 230
4.5.3 Key players in PP making..................................................... 231
4.6 Engineering and PP.............................................................................. 231
4.6.1 Engineering design and PP................................................... 232
4.6.2 Engineer’s role in PP.............................................................. 235
4.7 Sustainability and engineering: Ethical and PP implications........ 236
4.7.1 Engineering ethics and sustainability development......... 236
4.7.2 Policies for sustainability....................................................... 239
4.7.3 Policy case: Sustainable environmental and ethical
procurement policy��������������������������������������������������������������� 240
4.8 Integrating ethics and PP in engineering curriculum������������������� 241
4.8.1 Incorporating complementary studies into
engineering curriculum�������������������������������������������������������� 241
4.8.2 Students as partners............................................................... 243
4.9 Sociotechnical case: Energy ethics, society, and policy.................. 244
4.9.1 Conflict of targets................................................................... 244
4.9.2 What is energy issue?............................................................. 246
4.9.3 Energy policies........................................................................ 247
4.9.4 Ethics of sustainable energy.................................................. 248
4.9.5 Ethical/policy case for renewable energy........................... 251
4.9.6 SG: Social and ethical challenges......................................... 253
4.9.7 Transdisciplinary research for integrated
energy systems������������������������������������������������������������������ 255
4.9.8 Case research questions......................................................... 256
4.10 Knowledge acquisition........................................................................ 256
4.11 Knowledge possession......................................................................... 257
4.12 Knowledge creation.............................................................................. 259
4.12.1 Cases for discussion............................................................... 259
4.12.2 Online Ethics Center for engineering and science............ 260
4.12.3 Connection task on ethics for engineering design
and entrepreneurship����������������������������������������������������������� 260
xiv Contents

4.12.3.1 Product ethical evaluation.................................... 260


4.12.3.2 Product redesign ethics......................................... 261
4.12.3.3 Final presentation.................................................. 261
4.12.4 Debate on ethics and energy sustainability........................ 262
4.12.5 Energy policy on a campus demonstration project........... 262
4.12.6 Piece of art on engineering-policy divide........................... 263
4.12.7 Workshop on future ethical engineer.................................. 263
4.12.8 Video contest on ethical energy............................................ 264
References......................................................................................................... 264

Part II The Creativity Landscape

Chapter 5 Creativity invention and innovation.................................... 273


5.1 Objectives............................................................................................... 273
5.2 Historical perspective...........................................................................274
5.2.1 Historical approach.................................................................274
5.2.2 Early history............................................................................ 275
5.2.3 The first Industrial Revolution............................................. 275
5.2.4 The second Industrial Revolution........................................ 276
5.2.5 The following Industrial Revolution................................... 278
5.3 Creativity............................................................................................... 282
5.3.1 Creativity defined................................................................... 282
5.3.2 Creative genius....................................................................... 283
5.3.3 Creativity process................................................................... 284
5.3.4 Critical and creative thinking............................................... 285
5.3.5 Creativity components........................................................... 285
5.3.6 Defy the conventional............................................................ 287
5.4 Innovation.............................................................................................. 289
5.4.1 Innovation defined................................................................. 289
5.4.2 Incremental or radical............................................................ 290
5.4.3 Features and elements of innovation................................... 291
5.4.4 Forms of innovation............................................................... 292
5.4.5 Benefits and risks of innovation........................................... 293
5.4.6 Innovation process................................................................. 294
5.4.7 Diffusion of innovation......................................................... 296
5.5 Invention and innovation.................................................................... 297
5.5.1 Invention versus innovation................................................. 297
5.5.2 Path of innovation.................................................................. 298
5.5.3 Sources of capital.................................................................... 299
5.6 Disruptive innovation.......................................................................... 300
5.6.1 Disruptive innovation versus disruptive technology....... 300
5.6.2 The technological challenge.................................................. 301
5.6.3 The 12 potentially disruptive technologies........................ 302
Contents xv

5.6.4 The involved risk.................................................................... 303


5.7 Habits of mind...................................................................................... 304
5.7.1 The 16 habits of mind............................................................. 304
5.7.2 Engineering HoM................................................................... 306
5.8 Engineering innovation domain........................................................ 307
5.8.1 Innovation challenges............................................................ 308
5.8.2 Engineering innovativeness.................................................. 309
5.8.3 Engineering for integrated innovation.................................310
5.9 Green innovation.................................................................................. 312
5.9.1 Concept and topology............................................................ 312
5.9.2 Green practices.........................................................................314
5.10 Educating creativity and innovation................................................. 315
5.10.1 Can creativity and innovation be taught?........................... 315
5.10.2 How to develop creativity in the classroom....................... 317
5.10.3 Think outside of the box........................................................ 320
5.10.4 T-Shaped innovation forward strategy............................... 321
5.11 Disruptive innovation case: Powering future cars.......................... 323
5.11.1 Revolutionary or disruptive innovation?............................ 323
5.11.2 Debate on futuristic transportation..................................... 324
5.11.3 Nano Tata: Thinking outside the patent box...................... 325
5.11.3.1 Creativity in innovation........................................ 325
5.11.3.2 Innovative modular design.................................. 326
5.11.3.3 Innovation in nanotechnology............................. 326
5.11.3.4 N ano’s innovative engine..................................... 327
5.11.4 SDCs: Disruptive innovation................................................ 327
5.11.4.1 Incentives................................................................ 328
5.11.4.2 Challenges............................................................... 328
5.11.4.3 Landscape............................................................... 329
5.11.4.4 D isruptive Google.................................................. 329
5.11.4.5 T raditional players................................................. 329
5.11.4.6 Enabling technologies........................................... 329
5.11.4.7 Motivators............................................................... 330
5.11.5 Case research questions......................................................... 330
5.12 Knowledge acquisition........................................................................ 331
5.13 Knowledge possession......................................................................... 332
5.14 Knowledge creation.............................................................................. 332
5.14.1 Reflection practice on engineering innovation.................. 333
5.14.2 Engineering communication on innovative views on
smart cities������������������������������������������������������������������������������ 333
5.14.2.1 Integrated innovation of smart cities.................. 333
5.14.2.2 General innovation questions.............................. 334
5.14.2.3 Theme 1: Technological innovation..................... 334
5.14.2.4 Theme 2: Social innovation.................................. 335
5.14.2.5 Theme 3: Business innovation.............................. 335
xvi Contents

5.14.3  ebate on innovation in futuristic transportation............ 336


D
5.14.4 Pitch communication on how to enhance interest of
youth in engineering������������������������������������������������������������� 336
5.14.5 I nnovation pitch competition on biomechatronics
devices�������������������������������������������������������������������������������� 337
5.14.6 Consulting study on designing an innovative class of
the future�������������������������������������������������������������������������������� 337
5.14.7 Piece of art on indicators of future STI and SD policies.....338
5.14.8 Class poster competition on smart vehicles....................... 338
References......................................................................................................... 339

Chapter 6 Engineering leadership........................................................... 347


6.1 Objectives............................................................................................... 347
6.2 Historical perspective.......................................................................... 348
6.2.1 Ancient leadership.................................................................. 348
6.2.2 The rise of modern leadership.............................................. 349
6.3 Understanding leadership................................................................... 350
6.4 Leadership theories.............................................................................. 352
6.4.1 Great man theory.................................................................... 352
6.4.2 Trait theory����������������������������������������������������������������������������� 353
6.4.3 Behavioral theory................................................................... 355
6.4.4 Situational theory................................................................... 355
6.4.5 Charismatic theory................................................................. 357
6.4.6 Transactional theory.............................................................. 357
6.4.7 Transformational theory........................................................ 358
6.5 Leadership theories of motivation and management..................... 359
6.5.1 Motivation and management................................................ 360
6.5.2 Theory X and Theory Y......................................................... 360
6.5.3 Theory Z approach to management..................................... 362
6.6 Emotional intelligence......................................................................... 362
6.6.1 EQ defined������������������������������������������������������������������������������ 362
6.6.2 EQ domains and competencies............................................ 363
6.6.3 EQ for engineers..................................................................... 363
6.7 Positive psychology and leadership................................................... 365
6.7.1 Positive psychology................................................................ 365
6.7.2 Positive leadership.................................................................. 366
6.7.3 Authentic leadership.............................................................. 367
6.7.4 Innovation leadership............................................................ 368
6.8 Leadership styles.................................................................................. 370
6.9 The three levels of leadership model................................................. 371
6.10 Leadership and ST.................................................................................374
6.10.1 ST defined��������������������������������������������������������������������������������374
6.10.2 Managing complexity............................................................ 375
6.10.3 Feedback loop.......................................................................... 376
Contents xvii

6.11 I mbedding leadership in engineering profession........................... 377


6.11.1 Leadership in engineering practice..................................... 377
6.11.2 Leadership and management............................................... 379
6.12 Leadership for sustainable development.......................................... 380
6.13 Engineering leadership education..................................................... 382
6.13.1 Grooming graduates as leaders............................................ 382
6.13.2 Can leadership be learned?................................................... 383
6.13.3 Academic leadership.............................................................. 385
6.14 Green building case: Leadership by design...................................... 387
6.14.1 Sustainable green building design...................................... 387
6.14.2 Why green building is important?....................................... 388
6.14.3 Design as a leadership tool.................................................... 389
6.14.4 An institutional model of leadership in sustainable
design�������������������������������������������������������������������������������������� 390
6.14.4.1 Algonquin Centre for Construction
Excellence����������������������������������������������������������� 390
6.14.4.2 Integrated design process..................................... 391
6.14.4.3 ACCE for sustainability education...................... 392
6.14.5 Case research questions......................................................... 392
6.15 Knowledge acquisition........................................................................ 392
6.16 Knowledge possession......................................................................... 393
6.17 Knowledge creation.............................................................................. 393
6.17.1 Reflection practice on developing an innovation
mind-set����������������������������������������������������������������������������� 394
6.17.2 Leadership portfolio............................................................... 394
6.17.3 Write–talk communication on leadership in energy
efficiency��������������������������������������������������������������������������������� 394
6.17.3.1 Building codes........................................................ 395
6.17.3.2 Combined heat and power................................... 395
6.17.3.3 Tax incentives......................................................... 396
6.17.3.4 Transportation........................................................ 396
6.17.4 Piece of art on understanding feedback.............................. 396
6.17.5 Debate on engineering by design practice and design
leadership�������������������������������������������������������������������������������� 397
6.17.6 Poster on leadership as highly EQ....................................... 397
6.17.7 Piece of art on critical evaluation of management and
leadership�������������������������������������������������������������������������������� 398
6.17.8 Video contest on leadership in public libraries.................. 398
References......................................................................................................... 399

Chapter 7 Engineering entrepreneurship.............................................. 405


7.1 Objectives............................................................................................... 405
7.2 Historical perspective.......................................................................... 406
7.2.1 Early period............................................................................. 407
xviii Contents

7.2.2 The Middle Ages..................................................................... 407


7.2.3 Seventeenth century............................................................... 408
7.2.4 Eighteenth century................................................................. 408
7.2.5 Nineteenth and twentieth centuries.................................... 409
7.2.6 Post–World War II entrepreneurship................................... 410
7.2.7 The 1980s and the 1990s..........................................................411
7.2.8 Modern entrepreneurship......................................................411
7.3 The entrepreneurship landscape........................................................ 412
7.3.1 Entrepreneurship defined..................................................... 412
7.3.2 Innovation and entrepreneurship........................................ 413
7.3.3 Entrepreneurial activity......................................................... 415
7.3.4 Entrepreneurial ecosystem.....................................................416
7.3.5 Government support policies............................................... 418
7.4 The entrepreneurs................................................................................ 419
7.4.1 Who is an entrepreneur?....................................................... 419
7.4.2 What makes someone an entrepreneur?............................. 420
7.4.3 The entrepreneur domain..................................................... 421
7.4.4 Entrepreneurial brain and traits.......................................... 422
7.5 Apprenticeships as a pathway to entrepreneurship........................ 424
7.5.1 Apprenticeship as a model of learning............................... 424
7.5.2 Entrepreneurial apprenticeships.......................................... 425
7.6 Intrapreneurship................................................................................... 426
7.6.1 Term defined........................................................................... 426
7.6.2 Who is an intrapreneur?........................................................ 427
7.6.3 The secret weapon of success................................................ 428
7.6.4 Intrapreneurship innovation pathway................................ 429
7.6.5 Innovative climate for intrapreneurship............................. 429
7.7 From engineers to entrepreneurs....................................................... 430
7.7.1 Innovation-driven thinking.................................................. 431
7.7.2 KEEN pyramid of mind-set.................................................. 432
7.7.3 Technology entrepreneurs.................................................... 435
7.7.4 Sustainability entrepreneurs................................................ 436
7.7.4.1 Sustainopreneurs................................................... 437
7.7.4.2 Ecopreneurs............................................................ 437
7.8 Inspirational role models..................................................................... 438
7.8.1 The fathers of modernity....................................................... 439
7.8.1.1 Thomas Edison....................................................... 439
7.8.1.2 Henry Ford............................................................. 440
7.8.1.3 Harvey Firestone.................................................... 442
7.8.1.4 Nikola Tesla............................................................ 443
7.8.2 The intrapreneur Steve Jobs (and Steve Wozniak)............. 444
7.9 The entrepreneurship process............................................................ 446
7.9.1 Identification and evaluation of the opportunity.............. 446
7.9.2 Development of business plan.............................................. 448
Contents xix

7.9.3  etermination of the required resources............................ 451


D
7.9.4 Management of the resulting venture and
entrepreneurial risk��������������������������������������������������������������� 452
7.9.5 Timmons model of entrepreneurship.................................. 453
7.10 Entrepreneurial marketing................................................................. 455
7.10.1 Marketing variables............................................................... 455
7.10.2 Marketing activities................................................................ 456
7.11 Dimensions and determinants of technology
entrepreneurship���������������������������������������������������������������������������� 457
7.12 Academic entrepreneurship................................................................ 459
7.12.1 Can entrepreneurship be taught?......................................... 459
7.12.2 Impact of entrepreneurial education................................... 461
7.12.3 Experiential entrepreneurship learning............................. 464
7.12.4 Entrepreneurial curriculum building................................. 465
7.12.4.1 Business case writing............................................ 465
7.12.4.2 Real-life projects..................................................... 466
7.12.4.3 Makers and guilds................................................. 467
7.12.5 University spin-off and venture development................... 468
7.13 Role model case: A leading entrepreneurial engineer.................... 470
7.13.1 Med-Eng systems.................................................................... 470
7.13.2 Richard L’Abbé, the entrepreneurial engineer................... 471
7.13.3 Competition and new entrants............................................. 472
7.13.4 Closing one door, opening another...................................... 472
7.13.5 The potential........................................................................... 472
7.13.6 Devotion to education and community outreach.............. 473
7.13.7 Case research questions......................................................... 473
7.14 Knowledge acquisition.........................................................................474
7.15 Knowledge possession......................................................................... 475
7.16 Knowledge creation.............................................................................. 476
7.16.1 Feasibility study on smart entrepreneurial library........... 477
7.16.2 Feasibility study on smart agriculture farming................. 477
7.16.3 Project on monitoring and control of a photovoltaic
power plant����������������������������������������������������������������������������� 478
7.16.4 Debate on engineers to entrepreneurs................................ 480
7.16.5 Piece of art on marketing a new technology venture....... 481
7.16.6 Poster on the responsibility of government����������������������� 481
7.16.7 Developing an entrepreneurship course............................. 481
7.16.8 Video contest on supporting employee intrapreneurs...... 482
References......................................................................................................... 482

Part III The Design Landscape

Chapter 8 Engineering design.................................................................. 493


8.1 Objectives............................................................................................... 493
xx Contents

8.2 Historical perspective.......................................................................... 494


8.2.1 Early history............................................................................ 494
8.2.2 Scientific revolution................................................................ 495
8.2.3 Apprenticeship to scientific university education............. 496
8.2.4 By the 1980s and later............................................................. 496
8.3 Design explained.................................................................................. 497
8.3.1 Design defined........................................................................ 497
8.3.2 Philosophy of design.............................................................. 499
8.3.3 Design paradigms.................................................................. 500
8.3.4 Types of design....................................................................... 502
8.3.5 The transdisciplinary factor.................................................. 504
8.4 Visualization in design........................................................................ 505
8.4.1 Design thinking...................................................................... 505
8.4.2 Design problem....................................................................... 506
8.5 Engineering design communication.................................................. 508
8.5.1 Design tools and methods..................................................... 508
8.5.2 Virtual and augmented reality............................................. 510
8.5.3 Social media support..............................................................511
8.6 Design science and theories................................................................ 512
8.6.1 Design science......................................................................... 512
8.6.2 Axiomatic design: Process-oriented design theory........... 513
8.6.3 Concept knowledge theory....................................................514
8.6.4 Systematic design....................................................................516
8.6.5 Modular design....................................................................... 519
8.6.6 Design for X............................................................................. 519
8.6.7 Robust design.......................................................................... 520
8.6.8 Concurrent design.................................................................. 522
8.7 Methodologies and approaches for product development............. 522
8.7.1 SE approach............................................................................. 523
8.7.2 CE approach............................................................................ 524
8.7.3 The V-cycle development model.......................................... 527
8.7.4 MBD methodology................................................................. 529
8.7.5 DD approach........................................................................... 530
8.8 Standards and codes in engineering design.................................... 532
8.9 Human factors engineering................................................................ 533
8.10 HoM for modern engineering design................................................ 535
8.10.1 Systems thinking.................................................................... 535
8.10.2 Creativity�������������������������������������������������������������������������������� 536
8.10.3 Optimism�������������������������������������������������������������������������������� 536
8.10.4 Collaboration........................................................................... 537
8.10.5 Ethical criteria......................................................................... 537
8.10.6 Social criteria........................................................................... 538
8.11 The design entrepreneur..................................................................... 539
8.11.1 Design entrepreneurship....................................................... 539
Contents xxi

8.11.2 Innovation, entrepreneurship, and design......................... 539


8.11.3 Engineer, entrepreneur, and design entrepreneur............ 541
8.11.4 Design practice, thinking, and leadership.......................... 543
8.12 The “what” of learning in design....................................................... 545
8.12.1 The challenge of teaching as design science...................... 545
8.12.2 How to teach the “what” of engineering design?.............. 547
8.12.2.1 Knowledge transfer............................................... 547
8.12.2.2 Scientific design method....................................... 547
8.12.2.3 Online learning library......................................... 548
8.12.3 Piloting engineering design.................................................. 549
8.13 Interlinking case: Mechatronic system design................................. 550
8.13.1 Question/define: Piezoelectric energy harvesting
system��������������������������������������������������������������������������������� 550
8.13.2 Analyze/design: Piezoelectric wind tunnel energy.......... 551
8.13.3 Optimize��������������������������������������������������������������������������������� 553
8.13.3.1 V-cycle development............................................. 554
8.13.3.2 Deterministic design............................................. 556
8.13.4 Case research questions......................................................... 556
8.14 Knowledge acquisition........................................................................ 557
8.15 Knowledge possession......................................................................... 558
8.16 Knowledge creation.............................................................................. 558
8.16.1 Piece of art on understanding the value of designing
before building����������������������������������������������������������������������� 558
8.16.2 Design of virtual resource on DT......................................... 559
8.16.3 Design competition on a smart popsicle bridge................. 559
8.16.3.1 Objectives................................................................ 559
8.16.3.2 Types of bridges..................................................... 559
8.16.3.3 Competition requirements................................... 560
8.16.3.4 Planning stage........................................................ 560
8.16.3.5 Evaluation............................................................... 560
8.16.3.6 SE and CE................................................................ 561
8.16.4 Feasibility study on designing super grid.......................... 561
8.16.5 Debate on scientific process and design process............... 561
8.16.6 Poster on design for reuse..................................................... 562
8.16.7 Piece of art on MBD in automotive industry...................... 563
8.16.8 Video contest on how to become a design
entrepreneur��������������������������������������������������������������������������� 563
References......................................................................................................... 563

Chapter 9 Engineering product design and development................. 573


9.1 Learning objectives.............................................................................. 573
9.2 Historical perspective...........................................................................574
9.2.1 The relevance of artisanship..................................................574
9.2.2 Moving closer to historical origins...................................... 575
xxii Contents

9.3 Product development........................................................................... 576


9.3.1 Product defined....................................................................... 576
9.3.2 Product design and development........................................ 577
9.3.3 Design methodology and design process........................... 578
9.3.4 Axiomatic design methodology........................................... 579
9.3.5 Typical steps in the engineering design process............... 580
9.4 Stage 1: Need and idea......................................................................... 581
9.4.1 Customer requirement........................................................... 581
9.4.2 Problem definition.................................................................. 583
9.5 Stage 2: Engineering design process.................................................. 584
9.5.1 Conceptual design.................................................................. 585
9.5.1.1 Design brief............................................................. 585
9.5.1.2 Information and background research............... 586
9.5.1.3 Ideation.................................................................... 587
9.5.1.4 Brainstorming........................................................ 588
9.5.1.5 Refinement and concept evaluation.................... 589
9.5.2 Embodiment design............................................................... 589
9.5.2.1 Product architecture.............................................. 590
9.5.2.2 Configuration design............................................. 592
9.5.2.3 Parametric design.................................................. 592
9.5.3 Detailed design....................................................................... 593
9.5.3.1 Design for manufacturing.................................... 594
9.5.3.2 Design for assembly.............................................. 594
9.5.3.3 Design for operability........................................... 595
9.5.3.4 Design for maintainability................................... 595
9.5.3.5 Design for environment........................................ 596
9.5.3.6 Design for excellent............................................... 597
9.5.3.7 Design for sustainable mass customization...... 597
9.5.4 Tools in DD: Modeling, simulation, and optimization..... 598
9.6 Stage 3: Implementation....................................................................... 600
9.6.1 Prototyping.............................................................................. 600
9.6.2 Implementing concurrent engineering............................... 601
9.6.3 Documentation and communication................................... 602
9.6.4 Intellectual property.............................................................. 603
9.6.5 Iteration and development support..................................... 603
9.7 Stage 4: Sell and PD life cycle............................................................. 605
9.7.1 New product development.................................................... 605
9.7.2 Product life cycle..................................................................... 607
9.7.3 Technology life cycle.............................................................. 608
9.7.4 Product life cycle management............................................ 609
9.8 The how of learning in design.............................................................610
9.8.1 The challenge...........................................................................610
9.8.2 The CDIO initiative: Design-build experience....................610
9.8.3 Approaches to the teaching of product design...................611
Contents xxiii

9.8.4  loom’s taxonomy....................................................................613


B
9.8.4.1 Six major skill levels...............................................614
9.8.4.2 Taxonomy revisited................................................615
9.9 Bloom’s taxonomy case: Designing a wind turbine.........................616
9.9.1 Remembering...........................................................................617
9.9.2 Understanding.........................................................................619
9.9.3 Applying��������������������������������������������������������������������������������� 620
9.9.4 Analyzing������������������������������������������������������������������������������� 621
9.9.5 Evaluating������������������������������������������������������������������������������� 622
9.9.6 Creating����������������������������������������������������������������������������������� 623
9.9.7 Case research questions......................................................... 623
9.10 Knowledge acquisition........................................................................ 624
9.11 Knowledge possession......................................................................... 625
9.12 Knowledge creation.............................................................................. 625
9.12.1 Product design portfolio........................................................ 626
9.12.2 Design portfolio of a smart self-driving vehicle................ 626
9.12.3 Proposal for a system-based course with a designiette........ 627
9.12.4 Debate on design education.................................................. 627
9.12.5 Reengineering competition................................................... 628
9.12.6 Hackathon design competition............................................. 628
9.12.7 Innovative design sustainability competition.................... 629
9.12.8 Write-up of a professional cover letter................................ 629
References......................................................................................................... 629

Chapter 10 Sustainability in engineering design.................................. 635


10.1 Objective................................................................................................ 635
10.2 Historical perspective.......................................................................... 636
10.3 Sustainable engineering design......................................................... 638
10.3.1 The engineering factor........................................................... 638
10.3.2 Sustainable design landscape............................................... 639
10.3.3 Key requirements of SED...................................................... 641
10.4 Role of technology in sustainable design.......................................... 642
10.4.1 Innovation, technology, and design..................................... 642
10.4.2 Low-tech or high-tech?.......................................................... 642
10.4.3 Design-technology principles............................................... 644
10.5 Engineering approaches to sustainability design............................ 645
10.5.1 Design through the 12 principles of green engineering....... 645
10.5.2 Conventional to SED.............................................................. 646
10.5.3 Life cycle engineering............................................................ 648
10.6 The triple bottom line.......................................................................... 649
10.6.1 Criteria for measuring success............................................. 649
10.6.2 Design quality......................................................................... 651
10.7 Design for sustainability..................................................................... 653
10.7.1 Hannover principles from 1992............................................ 653
xxiv Contents

10.7.2 Enabling DfS............................................................................ 654


10.7.2.1 DfS redesign........................................................... 655
10.7.2.2 Benchmarking........................................................ 656
10.7.2.3 New product design.............................................. 657
10.7.2.4 Product service systems........................................ 657
10.7.2.5 Product innovation................................................ 658
10.8 Life cycle-based sustainability assessment approaches................. 658
10.8.1 Life cycle thinking.................................................................. 659
10.8.2 Carbon and water footprint.................................................. 660
10.8.3 Life cycle assessment............................................................. 661
10.8.3.1 LCA defined............................................................ 662
10.8.3.2 LCA phases............................................................. 662
10.8.3.3 LCA analysis........................................................... 663
10.8.4 Eco-efficiency versus eco-effectiveness............................... 664
10.8.4.1 Eco-efficiency.......................................................... 664
10.8.4.2 Eco-effectiveness.................................................... 665
10.8.5 Life cycle sustainability assessment (LCSA)....................... 666
10.9 C2C design framework........................................................................ 667
10.9.1 C2C approach.......................................................................... 668
10.9.2 Principles of C2C design........................................................ 668
10.9.3 C2C design reflection............................................................. 669
10.9.4 C2C product design criteria.................................................. 670
10.10 SM and sustainable production.......................................................... 671
10.10.1 Definitions������������������������������������������������������������������������������ 671
10.10.2 Sustainable trends in manufacturing.................................. 672
10.10.3 Green product and clean technologies................................ 672
10.10.4 SM indicators........................................................................... 673
10.10.5 Closed-cycle manufacturing..................................................674
10.10.6 Design for remanufacturing..................................................676
10.11 Advancing sustainability through SED education.......................... 678
10.11.1 The challenge.......................................................................... 678
10.11.2 Approaches to teach sustainable design............................. 679
10.11.3 Building transdisciplinary education.................................. 682
10.12 Remanufacturing case: Wind turbine electric generator................ 683
10.12.1 Remanufacturing and energy needed................................. 684
10.12.2 Electrical generator................................................................. 685
10.12.3 Energy analysis....................................................................... 686
10.12.4 Economic analysis.................................................................. 687
10.12.5 Case research questions......................................................... 688
10.13 Acquisition knowledge........................................................................ 689
10.14 Knowledge possession......................................................................... 689
10.15 Knowledge creation.............................................................................. 690
10.15.1 Designiettes on sustainable engineering............................ 691
10.15.1.1 Designiette 1: Leaf mimicking solar cells.......... 691
Contents xxv

10.15.1.2 Designiette 2: Electronic waste............................ 691


10.15.1.3 Designiette 3: Recycling technologies................ 692
10.15.1.4 Designiette 4: Water system................................. 692
10.15.1.5 Designiette 5: Transportation challenge............. 692
10.15.1.6 Designiette 6: Trash can........................................ 693
10.15.1.7 Designiette 7: Self-initiated and directed........... 693
10.15.2 Design project on performance and life cycle cost
analysis of a data center�������������������������������������������������������� 693
10.15.2.1 Thermal and energy performance...................... 694
10.15.2.2 Life cycle cost analysis.......................................... 694
10.15.2.3 What are the expected results and impact of
this project?������������������������������������������������������������ 695
10.15.3 Design portfolio on blending sustainability into
control system principles������������������������������������������������������ 695
10.15.3.1 Sustainable design guidelines............................. 695
10.15.3.2 Control system....................................................... 696
10.15.4 Design contest on using sustainability simulation
tools������������������������������������������������������������������������������������������ 697
10.15.5 Piece of art on recycled and reused materials.................... 697
10.15.6 Poster on the 12 principles of green engineering............... 698
10.15.7 Debate on design for sustainability..................................... 698
10.15.8 Video contest on designing out waste................................. 698
References......................................................................................................... 699

Index ................................................................................................................. 707


Preface
Though the terms “green” and “sustainable” are often used interchange-
ably, there are few differences between them. This book is more about
sustainability and its three dimensions “social, environmental, and
economics.” Engineering institutions around the world have begun to
integrate sustainability into the curriculum. Topics like innovation, entre-
preneurship, and design are highly correlated with sustainability goals,
although, such concepts are viewed as management- and/or market
driven. The benefits of this combination will be unique; readers will be
cross-trained, drawing upon the resources of a world class education.
The content of this book has been developed with emphasis on clarity,
with stress on the basic concepts as well as emerging ideas. To enhance
the presentation, every chapter of the book includes a case activity with
research questions; two types of end of chapter questions based on knowl-
edge acquisition and knowledge possession as well as a set of collabora-
tive knowledge creation activities.
This educational textbook is suitable for leadership, innovation, and
entrepreneurship courses with an emphasis on sustainability or for a
course devoted entirely to sustainable engineering. On the other hand, the
book suites for a course on engineering product design including sustain-
ability in engineering design where sustainability thinking and practice
are now evident and increasingly visible.

Organization
The book is divided into an introductory chapter and three parts, each of
three chapters. The first chapter establishes the concept of “greening engi-
neering and embracing sustainability,” which is about connecting, integrat-
ing, and collaborating across functions, disciplines, and people. It defines
engineering and explores its transdisciplinary domains. Through history,
this chapter shows how engineering is wheeling within the seventh indus-
trial revolution and discusses lessons learned about engineering educa-
tion. It discusses today’s challenges of engineering education and presents
approaches for greening engineering by considering various sustainability

xxvii
xxviii Preface

dimensions. Finally, this chapter develops a framework on contemporary


pedagogies for learning and teaching in a technology-rich world with
emphasis on the notion of “learner-centered and entrepreneurial environ-
ment pedagogy” that promotes open-ended problem-solving and learning-
by-doing to enhance innovation and design mind-sets. The chapter is equally
important for educators as well as for students for being the stakeholders.
Part I (Chapters 2 through 4) deals with the landscape of sustainabil-
ity, technology, engineering ethics, and public policy. Chapter 2 traces
the roots of sustainability and discusses the progress timeline of sustain-
able development. This chapter outlines the eight millennium develop-
ment goals, 17 UN sustainable development goals, and the 12 principles of
engineering for sustainable development. Chapter 3 tracks the history of
technology and explores technological milestones from the beginning
of the nineteenth century. It focuses on challenges related to leveraging
applications of technology for sustainable development and explores the
impact of appropriate technologies with regard to development problems.
Technology transfer through university entrepreneurship and start-up
spins is also discussed. Chapter 4 introduces the notions of engineering
ethics and public policy with emphasis on ethical theories, engineering
profession ethics, ethic codes, engineering public policy, and how they
relate to each other as well as to sustainability and education.
Part II (Chapters 5 through 7) deals with creativity and innovation,
leadership, and entrepreneurship landscape. This part presents innova-
tion and entrepreneurship as a practice and discipline. It does talk of the
psychology and the character traits of entrepreneurs as well as of their
actions and behavior. It uses cases, but primarily to exemplify a point.
The content is discussed under three main headings. Chapter 5 provides
an extensive historical perspective of creativity and innovation and sum-
marizes innovation milestones throughout history. It presents knowledge
about creativity, creative thinking, and creativity components in individ-
uals. This chapter also discusses types of innovation, forms of innovation,
benefits and risks of innovation, and innovation diffusion to the market. It
presents the 16 habits of mind and 6 engineering habits of mind that aid in
stimulating creativity and innovation in individuals. Chapter 6 provides
a historical perspective to the concept of leadership, discusses several
leadership theories and qualities of leadership for meeting sustainabil-
ity development goals, and explores the role of leadership in engineering
education. Chapter 7 introduces the concept of entrepreneurship, its his-
torical roots and development, and discusses the emergence of entrepre-
neurship and its relation to innovation. Most books on entrepreneurship
are business related; however, throughout this chapter the emphasis is on
how we think entrepreneurially and the role of entrepreneurship mind-
set. This chapter briefly covers almost every aspect of entrepreneurship
that is needed by engineering students.
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166. Mr. Barton and some others of Mr. Rittenhouse’s friends had
repeatedly recommended to him to visit England: the former,
particularly, often urged him to it, and for the reasons assigned in the
text. That he had, himself, long contemplated that voyage, is
apparent from the extract of his letter to Mr. Barton, of the 15th of
March 1771, already quoted; and his last mentioned letter to the
same gentleman shews, that, nearly a year afterwards, he still had
that object steadily in view.

167. In a preceding letter, Mr. Barton had sent him some


Mathematical Problems, for solution. These had been furnished by a
schoolmaster, in Mr. Barton’s neighbourhood; who, although reputed
a pretty good mathematician, possessed but a small share of genius
or invention, while he had a large portion of confidence in his own
abilities. In noticing these problems, Mr. Rittenhouse could not
refrain from shewing some little irritation: he thought the
communications too trifling, too destitute of originality, or too useless,
to merit his attention; and, accordingly, he thus expressed himself on
the occasion, in a letter dated Feb. 3, 1772:

“I entreat you not to insist on my measuring heads with any


pragmatical schoolmaster, who is heartily welcome, for me, to divert
himself with his x. y. z’s, at which he may be very expert, and yet be,
as you say, both ignorant and conceited. His first question, however,
may be answered by any young algebraist: the second and third are
more difficult, and will admit of various answers. The fourth contains
four observations, picked out, (and carelessly enough, several of the
figures being wrong,) of a set made on the comet of 1682, which I
shewed your son William in about half a dozen different books; you
will find them in Dr. Halley’s Astronomical Tables. Every thing relating
to this comet has long ago been settled by Dr. Halley; so that, to give
a complete answer to the question, I need only transcribe from him:
but you cannot conceive how much I despise this kind of juggle,
where no use is proposed. If your schoolmaster will give me but
three good observations (I do not want four) of the comet of 1769, I
will accept them with thanks, and soon undertake the laborious task
of determining its orbit, which we yet know nothing about.”
To this Mr. Barton replied, in a vein of good-humoured pleasantry:

“I imagine you have mistaken me, with regard to the mathematical


questions. They were not sent as trials of your abilities: but, for
reasons with which W. B. is acquainted, and which I have desired
him to give you, in order to afford you a laugh. I shalt never “insist”
on your “measuring heads” with a “schoolmaster,” of any kind;
because I know full well, already, that your head is longer than all the
heads of the whole tribe. Had you known what diversion your
solutions would have afforded me, you would have sent them.”

168. It is not improbable, that about the time of writing the letter of
the 3d of Feb. 1772, from which extracts are given in the text, he
began to think seriously of marrying again. Both his natural
disposition and his habits endeared to him the comforts of domestic
society; and these he could not enjoy in a single state, his two only
children being infants. He therefore married, in December 1772; at
which time he was only in the forty-first year of his age. The lady he
chose as his companion, was a sensible, prudent and valuable
woman; whose family were members of the religious society of
Friends, and with whose brothers Mr. Rittenhouse had long been
intimately acquainted. By that marriage there was but one child, a
daughter, who died in her infancy. Mrs. Rittenhouse survived her
husband little more than three years. She died in October, 1799.

169. See the preceding note.

170. The first law of Pennsylvania, for removing rocks, sandbars


and gravel, from the bed of the river Schuylkill, so as to render it
passable with rafts, boats, and other small river-craft, was passed
the 14th of March 1761.

172. The Marks, &c. are particularly described in the Pennsylvania


Act of Assembly, passed the 29th of Sept. 1779, entitled “An Act to
establish and confirm the Boundary Line between this state and the
state of New-York.”
173. The Law, referred to in the preceding note, states the extent
of their further progress in the business at that time, which was
inconsiderable.

In September 1772, the Philosophical Society announced in the


public prints, the receipt, by them, of sundry communications: among
which were various astronomical observations, made in Canada, by
this gentleman and two other military officers, from June 1765, to
May 1770, (captain Holland being, at that period, surveyor-general of
the district of Quebec.) These observations were communicated to
the society by Mr. Rittenhouse; but, having been received after the
first volume of the Society’s Transactions was published, their
publication in the subsequent volumes was by some means omitted.
174. Although Mr. Ellicott’s commission bears date the 16th of
June, 1786, his appointment took place some months sooner. On the
3d of April, in that year, Mr. Rittenhouse wrote him thus:—

“Dear Sir,

“By direction of Council” (the Supreme Executive Council of


Pennsylvania,) “I wrote some time ago to the gentlemen appointed
by the state of New-York for running the northern boundary of this
state. I have received their answer; which is, that they will meet us at
Philadelphia on the 20th of this month, in order to concert measures
for carrying that business into execution. It will be necessary for you
to attend, and I shall confidently expect you—’till then, I must defer
many things I have to say to and settle with you: perhaps copying
the Nautical Almanack may wait until I see you. Hurry of business
will not permit me add more, than that I am,

Dear Sir,
Your very humble serv’t.
Dav. Rittenhouse.”
“Andrew Ellicott, Esq.
Baltimore.”

And on the 29th of September, in the succeeding year, he


addressed another letter on the subject of this boundary, to Messrs.
Ellicott and Porter, jointly; wherein he says:

“Your packet came safe to hand, about three weeks after the date
of the letters. I am much obliged to you for the intelligence it
contains; you have succeeded beyond my expectation, and I have
no longer any doubt of your completing the line this season. I should
have been glad, if, to the account of your work, you had added some
description of the country: but my curiosity must wait till your return.”

Mr. Rittenhouse continued in commission, for the establishing of


this line, until its entire completion: but his non-attendance with the
other commissioners in the actual running of the line, in the year
1787, was prevented by his being then engaged in fixing the
territorial boundary between the states of Massachusetts and New-
York. In the letter, last quoted, is this paragraph:—“Dr. Ewing and
myself were absent seven weeks, on the line between New-York and
Massachusetts, in which time we happily completed it, to the
satisfaction of all parties; and, with this business, I have bid adieu,
forever, to all running of lines.”

175. Dr. Rush has been led into a mere mistake of the date on this
occasion; probably, by an hasty perusal of the confirmatory law, of
Sept. 29, 1789. He states, in his eulogium, that it was the year 1786,
in which Mr. Rittenhouse “was employed in fixing the northern line
which divides Pennsylvania from New-York: his services on that
business were originally employed in 1774, He did, indeed, again act
as a commissioner, in the year 1786, and it was on the 16th day of
June, in that year, that Mr. Ellicott was commissioned to complete, in
conjunction with Mr. Rittenhouse, what the latter had begun to
execute eleven years and an half before the last mentioned date.

176. “In order to carry on the parallel of latitude with as much


expedition and economy as possible,” says Mr. Ellicott, “we
dispensed with the method of tracing a line on the arc of a great
circle, and correcting into the parallel; as pursued by Messrs. Mason
and Dixon, in determining the boundary between this state”
(Pennsylvania,) “and the state of Maryland, and which we followed in
completing their line in the year 1784. We commenced our
operations by running a guide-line, West, with a surveying compass,
from the point mentioned on the Delaware” (the one which was fixed
by Dr. Rittenhouse and Capt. Holland, in the year 1774,) 20¼ miles;
and there corrected by the following zenith lines” (laid down in the
sequel,) “taken, at its western termination, by a most excellent
Sector, constructed and executed by Dr. Rittenhouse.”

177. The Liturgy of the Church of England was first translated into
the Mohawk language, in the year 1714. Another translation was
made under the direction of three clergymen of that church; namely,
the Rev. Mr. William Andrews, Dr. Henry Barclay, and Dr. John
Ogilvie: This was printed in the year 1769; but the place where it was
printed does not appear. In the year 1787, an handsome edition of
the English Book of Common Prayer, with a translation into the
Mohawk language by captain Joseph Brant, was published in
London.

178. Mr. Rittenhouse is not mentioned in the petition, by name.


This was unnecessary: for it was universally known, that it could
apply to no other person in America, so unquestionable and pointed
are its allusions to him; and that, perhaps, no other Astronomer then
living, so well merited the high encomiums on his philosophical
abilities, which it contains.

179. Joseph Galloway and Samuel Rhoads, Esq’rs. the other vice-
presidents of the society, were then members of the general
assembly; and Dr. Franklin, the president, had not at that time
returned from England. Mr. Rittenhouse was, at the same time, one
of the curators of the society; as he was, also, during the year 1772.

180. That eminent mathematician and astronomer, Mr. Roger


Cotes,[180a] in an excellent preface to his edition of Sir Isaac Newton’s
Mathematica Principia Philosophiæ Naturalis, has explained the true
method of philosophising; shewn the foundation on which the
Newtonian system was built; and refuted the objections of the
Cartesians, and all other philosophers, against it. In this preface, Mr.
Cotes has ably answered those, who contended, that gravity or
attraction, in the system of Newton, was not a clearer principle, nor
one more fit to explain the phænomena of nature, than the occult
qualities of the peripatetics: for, there were still philosophers, such as
they were, who persisted in that absurd opinion! “Gravity,” said the
objectors, “is an occult cause; and occult causes have nothing to do
with true philosophy.” To which Mr. Cotes made this lucid reply:
—“Occult causes are not those whose existence is most clearly
demonstrated by observation and experiment; but those only whose
existence is occult, fictitious, and supported by no proofs. Gravity,
therefore, can never be called an occult cause of the planetary
motions; since it has been demonstrated from the phænomena, that
this quality really exists. Those rather have recourse to occult
causes, who make vortices to govern the heavenly motions; vortices,
composed of a matter entirely fictitious, and unknown to the senses.
But, shall gravity therefore be called an occult cause, because the
cause of gravity is occult, and as yet undiscovered? Let those who
affirm this, beware of laying down a principle which will serve to
undermine the foundation of every system of philosophy that can be
established. For causes always proceed, by an uninterrupted
connexion, from those that are compound, to those that are more
simple; and when you shall have arrived at the most simple, it will be
impossible to proceed further. Of the most simple cause, therefore,
no mechanical solution can be given; for if there could, it would not
be the most simple. Will you then call these most simple causes
occult, and banish them from philosophy? You may so; but you must
banish at the same time the causes that are next to them, and those
again that depend upon the causes next to them, till philosophy, at
length, will be so thoroughly purged of causes, that there will not be
one left whereon to build it.”

The great doctrine of gravitation and attraction, the substratum of


the Newtonian philosophy, is amply verified by numerous
observations and experiments. Whether that which constitutes the
principle of gravity be, in itself, an incorporeal or spiritual substance,
or a materia subtilis, some very subtile kind of ethereal fluid, is a
question which does not at all affect the actual existence of such a
power. “We know,” as is observed by a great astronomer[180b] of our
own time, “that all the bodies in our system are retained in their
courses by such a power” (the power of attraction.) “And,” he adds,
“it is a very singular instance of the unerring wisdom of the Creator,
that the law which this power observes is such, that notwithstanding
the mutual attractions of the bodies, the system will never fall into
ruin, but is capable of preserving itself to all eternity. “Moreover,”
continues the same profound writer, “the mutual attraction which
takes place between distant bodies could not, of itself, either
produce their motion about the sun, or the rotation about their axes:
it required an external impulse to operate in conjunction with it, to
produce these effects; an act, which nothing but the arm of
Omnipotence could accomplish.” “An invisible power pervades the
whole system, and preserves it. In the effects produced by man, we
see the operation of the cause; but “the ways of the Almighty are
past finding out.” “Hence,” says our author, “in whatever point of view
we take a survey of our system, we trace the Power, Wisdom, and
Goodness of the Creator: his Power, in its formation; his Wisdom,
in the simplicity of the means to produce the ends; and his
Goodness, in making those ends subservient to our use and
enjoyment. Thus we are led by our enquiries into the structure of the
universe, to the proofs of the existence and attributes of a Supreme
Being, who formed and directs the whole. Arguments of this kind
produce conviction which no sophistry can confound. “Every man
may see it; man may behold it afar off.” Let not therefore the ignorant
declaim against those pursuits which direct us to a knowledge of our
Creator, and furnish us with unanswerable arguments against the
infidel and the atheist.”

But, to return more immediately to the doctrine of gravitation:


Some experiments had been made by M. Boguer and M. de la
Condamine, so long since as the year 1738, upon the Chimboraso in
South-America, in order to test the Newtonian theory of gravity, by
examining the attraction of mountains; and the result accorded with
that theory. With a view, however, to establish the principle more
completely, the experiments of Messrs. Boguer and Condamine
having been made under so many disadvantages, as rendered the
result not sufficiently accurate to be entirely depended on, similar
experiments were made upon the Mountain Schehallien in Scotland,
by Dr. Maskelyne, at the request of the Royal Society, and under the
patronage of his sovereign, the present king, who liberally undertook
to defray the expenses. From observations of ten stars near the
zenith, he found the difference of latitudes of the two stations on the
opposite sides of the mountain to be 54″, 6; and by a measurement
of triangles, he ascertained the distance of the parallels to be 4364,
4 feet, corresponding, in that latitude, to an arc of the meridian of
42″, 94, which is 11″, 6 less than by observation: its half therefore,
5″, 8, is the effect of the attraction of the mountain; and from its
magnitude, compared with the bulk of the whole earth, Dr.
Maskelyne computed the mean density of the latter to be about
double that of the mountain. “Thus,” to use the words of Mr. Vince,
“the doctrine of Universal Gravitation is firmly established.” The
reader will find Dr. Maskelyne’s deductions from this experiment, in
Vince’s Complete System of Astronomy, vol. ii. p. 100 and seq.

180a. This extraordinary man, who was the first Plumian professor of
astronomy and experimental philosophy at Cambridge, was born July 10, 1682,
and died prematurely June 5, 1716.

180b. The Rev. Mr. Vince, A. M. F. R. S. Plumian Professor of Astronomy and


Experimental Philosophy, in the University of Cambridge. See his Complete
System of Astronomy, vol. ii. p. 291.

181. The essay signed M. W. is dated from that place.

182. In the beginning of these observations of Mr. Rittenhouse, on


“J. W.’s” piece, he says—“I am one of those who are ready to
subscribe to the general maxim, That perfection is not to be found in
any thing human; and therefore do not suppose the Newtonian
philosophy to be so perfect as not to admit of amendment: But I must
confess, that almost all the attempts to controvert that philosophy,
which I have met with, amount to nothing more than so many proofs,
that those who made them did not understand it. Of this kind, are the
objections started by your correspondent, J. W.”

183. Alluding, probably, to Metaphysicians; for, neither Mr. M. W.


nor Dr. J. W. was distinguished as a Mathematician.

184. Dr. Franklin was president of that convention.

185. Dr. Ramsay, who published his History of the American


Revolution at the close of the year 1789, after observing that the
policy of Great-Britain, in throwing the inhabitants of her ancient
colonies on the American continent out of her protection, induced a
necessity of establishing independent constitutions for themselves,
makes these judicious remarks:—“The many errors that were at first
committed by unexperienced statesmen, have been a practical
comment on the folly of unbalanced constitutions and injudicious
laws.”

186. The articles of confederation were not finally ratified by


congress until the 9th of July, 1778. “After eleven years experience,”
as Dr. Morse has observed, “being found inadequate to the purposes
of a federal government,” the present constitution of the United
States was formed at Philadelphia, in the summer of 1787, by that
wise, liberal and patriotic assembly, in which the illustrious
Washington presided.

187. “War never fails,” as Dr. Ramsay has justly observed, “to
injure the morals of the people engaged in it. The American war in
particular,” continues that historian, “had an unhappy influence of this
kind. Being begun without funds or regular establishments, it could
not be carried on without violating private rights; and in its progress,
it involved a necessity for breaking solemn promises, and plighted
public faith. The failure of national justice, which was in some degree
unavoidable, increased the difficulties of performing private
engagements, and weakened that sensibility to the obligations of
public and private honour, which is a security for the punctual
performance of contracts.”

This is a melancholy but faithful representation of some of the


injurious impressions made on the moral sentiments and feelings of
the people of this country, by the revolutionary war: evils inseparable
from warfare; and such as necessarily spring from a state of things,
alike destructive of social order and the refinements of society, as
repugnant to the precepts of religion, the dictates of natural justice
and the mild suggestions of benevolence.

188. This large and thriving borough, said to be the greatest inland
town in the United States, was, for a short time, (though very short,
indeed,) the seat, or rather place of refuge, of the American
congress; the members of which, having separated on the near
approach of the British army, eight days before their occupation of
the capital, re-assembled at Lancaster the 27th day of the same
month. Lancaster, which is situated at the distance of sixty-four miles
from Philadelphia, in a direction nearly west, was at first conceived to
be a place of safety: but, for their more perfect security, congress
convened, three days afterwards, at York in Pennsylvania, a
considerable county-town about twenty-two miles westward from
Lancaster, and from each of which places, the intervening great river
Susquehanna is about equidistant.

189. His active mind derived much of its happiness from its
continual employment. It appears, that, while engaged in the duties
of his office, at Lancaster, in the latter part of the year 1777, he made
the calculations for an Ephemeris, called “Father Abraham’s Pocket-
Almanack, for the year M.DCC LXXVIII;” the late Mr. John Dunlap,
the publisher, (who was, during many years, an eminent printer in
Philadelphia,) having, in his advertisement of it, announced to the
public, that “The Astronomical Calculations of this Almanack were
composed by David Rittenhouse, A. M.” Mr. A. Ellicott made
calculations for Pennsylvania and Maryland Almanacks, several
years after Mr. Rittenhouse declined to continue them.

It is believed that our Astronomer made the calculations for


“Father Abraham’s Almanack,” and probably some others, for
several years: but mostly in the earlier part of his life. And, as it was
no disparagement to the talents of a Franklin to publish “Poor
Richard’s Almanack,”[189a] (which the Doctor long continued to print,)
so it was none to the genius and abilities of a Rittenhouse, that he
employed himself, occasionally, in making calculations of an useful
nature for these Ephemerides.
189a. Not only the astronomical calculations of this once well-known and
highly esteemed Ephemeris, but its poetry also, (which is said to have possessed
a considerable share of merit,) were the productions of Jacob Taylor, Esq. an old
English gentleman, who, for some time, executed the office of Surveyor-General of
Pennsylvania. Franklin was the printer and publisher of this Ephemeris: but many
of the productions of his pen, which appeared in it, and, among the rest, his “Way
to Wealth,” contributed towards rendering it a very popular publication, of its kind.
Franklin commenced the publication of “Poor Richard’s Almanack,” in the year
1732, when he was but twenty-six years of age.
190. “At no period of the war,” says chief-justice Marshall the
historian, “had the American army been reduced to a situation of
greater peril, than during the winter at Valley-Forge.” “More than
once they were absolutely without food. Even while their condition
was less desperate in this respect, their stock of provisions was so
scanty, that there was seldom at any time in the stores a quantity
sufficient for the use of the troops for one week. Consequently, had
the enemy moved out in force, the American army could not have
continued in camp. The want of provisions would have forced them
out of it; and their deplorable condition with respect to clothes,
disabled them from keeping the field in the winter. The returns of the
first of February (1778) exhibit the astonishing number of three
thousand nine hundred and eighty-nine men in camp unfit for duty,
for want of clothes. Of this number, scarcely a man had a pair of
shoes. Even among those returned capable of doing duty, very many
were so badly clad, that exposure to the colds of the season must
have destroyed them. Although the total of the army exceeded
seventeen thousand men, the present effective rank and file
amounted to only five thousand and twelve. The returns throughout
the winter do not essentially vary from that which has just been
particularly stated.”

Such was the miserable condition of the American army, at the


date of the above returns! It was, indeed, sufficiently desperate in
appearance, to have appalled the stoutest heart; and it required the
magnanimity, as well as the virtue of a Washington, to conquer
such difficulties and rise superior to them.

191. This sister of Mrs. Rittenhouse was the widow of Colonel


Caleb Parry, a gallant officer in the American service, who was killed
at the battle of Long-Island in July, 1776.

192. John Jacobs, Esq.—This gentleman was a brother of Mrs.


Rittenhouse.

193. Israel Jacobs, Esq.—Another brother of Mrs. Rittenhouse.


194. This eclipse, which happened on the 24th day of June, 1778,
was observed in Philadelphia, by Dr. Rittenhouse, the Rev. Dr. W.
Smith, John Lukens, Esq. and Mr. Owen Biddle, at the College in
that city. The result of the joint observations made by those
gentlemen on that occasion, as drawn up by Dr. Smith, but never
before published, will be found in the Appendix. W. B.

195. To this lady, who is yet living, Mr. Barton was married in the
year 1776. She remains his widow, and enjoys the very affectionate
respect of Mr. Barton’s descendants and relatives, to which her great
worth and many virtues justly entitle her.

196. Colonel Samuel J. Atlee, formerly a parishioner of the Rev.


Mr. Barton, had written two letters to him, to inform him of his son’s
arrival. The second of these only had got to hand, and was
acknowledged at the same time as Mr. Rittenhouse’s. Col. Atlee,
who was a steady friend of Mr. Barton’s family, was a valuable officer
in the American army, in the earlier period of the war; and afterwards
served as a delegate in congress, for the state of Pennsylvania.

The difficulty of Mr. Barton’s returning to Pennsylvania, and which


he alludes to, in his letter to Mr. Rittenhouse, arose from the terms of
his passport to New-York, from the Supreme Executive Council of
Pennsylvania: it permits him to go to New-York, “not to return.” A
letter which Mr. Barton wrote to John De Hart, Esq. of Elizabeth-
Town in New-Jersey, on the 30th of January, 1779, will sufficiently
explain the conscientious scruples which actuated the writer’s
conduct; and they were such as, it is presumed, will have weight,
when dispassionately and liberally considered.

In addressing Mr. De Hart, Mr. Barton says:—“I received your


favour of the 22d instant, by Mr. Alexander. The papers with which
you entrusted me, gave me no trouble, except that of my not being
able to serve you in the manner which was first proposed. You may
depend on their safety in my hands; subject to such directions as
you shall be pleased to give me.” “I wish for an opportunity to oblige
you, and if any should offer, I beg you will employ me without any
apology.
“I am just informed that my son has returned to his native country,
after an absence of between three and four years. How melancholy
and distressing is my situation! separated from eight children, and
three congregations, to whom I am bound by duty, gratitude, and
every tie of affection! ‘A parent only knows a parent’s woes;’ and
such will feel for me. You are kind enough to tell me, that my son
requests me to return to my parish. What he can mean by this
request, I am totally at a loss to understand: could the matter have
been determined by my option, I should never have left my parish,
for any prospect of preferment that could offer. But no choice was left
me, but either to take the oath, or to suffer a painful separation from
my dearest connexions; as well as from a country which always had,
since I have known it, my predilection and best wishes; a country to
which, I can declare (with an appeal to heaven for the truth of the
declaration,) I never did, or wished to do, ‘any act or thing prejudicial
or injurious:’ and though my heart assures me, that many
conscientious and good men have conformed to the test-act, yet my
own conscience always revolted at the abjuration part of it, and
prevailed with me to surrender every worldly consideration, that
should come in competition, or tempt me to a violation of it. This, sir,
was the only crime (if a crime it be) for which I now suffer
banishment from all that are most dear to me; with an interdict, “not
to return again.” I cannot therefore comprehend, how I can
consistently return, before this interdict is cancelled; or some
assurance given me, that I may again unite and live quietly with my
family, without being subject to an abjuration, which I cannot take.
The proper duties and profession of a minister of the gospel should,
in my opinion, never lead him into the field of politics. In conformity to
this opinion, every man who knows me can testify, that I never
degraded my function by intermeddling, directly or indirectly, in the
present unhappy contest: so that my own scruples would be a
stricter tie upon me, than any that could be made by oaths or tests.
You will excuse my troubling you on this subject, when I tell you, that
the kind manner in which you address me has drawn it upon you.”

197. It was Mr. Barton’s intention, when he left Pennsylvania, to


embark at New-York for England or Ireland: but his ill state of health,
which soon after ensued, prevented his leaving New-York.

198. This indulgence was obtained in April, 1780, from the


Supreme Executive Council of Pennsylvania, chiefly through the
friendship of the late general Joseph Reed, then president of that
body; and, in pursuance of this passport, sanctioned by general
Washington, the desired interview was had with Mr. and Mrs. Barton,
at Elizabeth-Town, a very short time before the death of Mr. Barton.

199. The conditions proposed by the state of Virginia (and which


Pennsylvania considered as having a tendency to countenance
unwarrantable claims that might be made under the state of Virginia,
in consequence of pretended purchases or settlements, pending the
controversy,) were these; viz:—That the line, commonly called
Mason and Dixon’s line, be extended due west, 5° of long. to be
computed from the river Delaware, for the southern boundary of
Pennsylvania, and that a meridian, drawn from the western extremity
thereof, to the northern limits of the said states, respectively, be the
western boundary of Pennsylvania, for ever: on condition, that the
private property and rights of all persons, acquired under, founded
on, or recognized by the laws of either country, previous to the 31st
of August, 1779, should be saved and confirmed to them, although
they should be found to fall within the other; and that in the decision
of disputes thereon &c. (see act of 1st April, 1784.)

200. He died at New-York, the 25th of May, 1780, aged only fifty
years; and was interred in the chancel of St. George’s Chapel, in that
city.

201. As Mr. Barton’s deportment and services, very early in life,


evinced his devotion to the happiness of his adopted country, the
writer hopes he may be permitted, without being chargeable with
great impropriety, to adduce the following evidences, among many
which might be exhibited, of the usefulness and public spirit of a
person, who was, during a long course of years, intimately
connected with, and a confidential friend of David Rittenhouse.
Annexed to a printed copy of “A letter, concerning the office and
duty of Protestant ministers, especially in times of public danger,
written to a clergyman on the frontiers of Pennsylvania, on general
Braddock’s defeat,”[201a] there is the following note:

“The gentleman to whom this was addressed,[201b] as well as some


ministers of other denominations, did, a few months after this, find it
necessary to appear at the head of their people, and were signally
instrumental in preventing some of the frontier counties from being
totally abandoned by their inhabitants.” See the Appendix to
“Discourses on public occasions in America: By William Smith, D. D.
Provost,” &c. who was the writer of the letter. It is dated,
“Philadelphia, August 21, 1755.”

Extract of a letter, dated London, January 10th, 1759, from the


Hon. Thomas Penn, Esq. to the Rev. Thomas Barton:—

“Since I received your last letter, I paid a visit to the present


Archbishop,[201c] and mentioned to him what you wished me to do. I
found he did not approve of your contemplated removal; but he
proposed, that twenty pounds sterling per annum should be added to
your salary: for, his grace observed, that a person so capable as you
are, to advise and assist the people in your neighbourhood,[201d]
could not be spared for any other mission: And, on that
consideration, the society[201e] had agreed to this augmentation of
your salary.”

On the 17th of June, 1767, Mr. Penn again wrote to Mr. Barton,
from London; as follows:

“I am much concerned to find, that the missionaries have suffered


so much, and that you are so uneasy in your situation as to have
asked leave to move into Maryland. The society has offered, or
intend to offer, an addition to your salary, or some other
encouragement, if you stay in Pennsylvania: and I have desired Mr.
Hamilton,[201f] who is upon his return, to talk to you on this affair,
before you take your resolution; as I hope and intend to make you a
present from me,[201g] if you do not put that design into execution.”
201a. This letter is contained in a volume of Dr. Smith’s Sermons, &c.
published in England in two editions, in the years 1759 and 1762; and is also
comprehended in an elegant edition of the Doctor’s works, republished in
Philadelphia a few years since.

201b. The Rev. Mr. Barton.

201c. Dr. Thomas Secker, then lately translated from the diocese of Oxford to
the archi-episcopal see of Canterbury: “a name,” as the author of the Pursuits of
Literature has justly observed, “never to be uttered but with reverence, as the great
exemplar of metropolitan strictness, erudition, and dignity.” This excellent prelate,
after most worthily sustaining the highest station in the English church more than
ten years, died in the year 1768.

201d. Mr. Barton’s residence was, at that time, in Redding township, York
county, then a frontier settlement of Pennsylvania.

201e. The Society for the propagation of the Gospel in foreign parts.

201f. James Hamilton, Esquire.—This gentleman was lieutenant-governor of


Pennsylvania from the year 1748 to 1754—again, from 1759 to 1763—and
president of the proprietary and governor’s council, from the 6th of May, 1771, to
the 16th of October in the same year. He was a liberal patron of learning and
science.

“Est et Hamiltonus nomen venerabile, cujus


Intemerata fides.”——J. Beveridge, A.M.
201g. Mr. Penn actually gave to Mr. Barton, not long afterwards, the use of a
valuable farm, on which were three tenants, situated in the neighbourhood of
Lancaster. This farm, which was part of one of the proprietary-manors, Mr. Barton
held during his life.

202. While the credit of the loan-office bills of credit, emitted in


moderate sums by the assembly of Pennsylvania, was fully
supported, during the course of seventy years, the quantities of
paper-money issued at different times, by the legislative body of
Massachusetts, down to the year 1748, had then depreciated that
currency, for want of it being bottomed on sufficient funds, to one-
eleventh part of its nominal value. Fortunately, about that period, a
large sum in specie arrived from England, having been granted by
the British parliament to reimburse the monies expended by the
colonists in the expeditions against Louisburg and Canada. In
Massachusetts, this money was wisely applied by its legislature to
the redemption of the bills of credit of that colony, then in circulation;
which were sunk, in the succeeding year, at the rate of fifty shillings,
in those bills, for one ounce of silver. Thus, the mint-price of an
ounce of sterling silver being five shillings and two pence, the bills
were redeemed at the rate of nearly nine shillings and eight pence,
of their nominal value, for one shilling in English coin.

203. How different, in this respect, from that species of paper-


credit, which, during the American war, succeeded it, under the
denomination of continental money! But this had nothing but the faith
of government pledged for its redemption; while the loan-office bills
of credit were bottomed (as all government-paper ought ever to be)
on an appropriated, sufficient, and substantial fund. For want of such
a foundation, Dr. Morse remarks, that “The whole history of the
continental paper is a history of public and private frauds. Old specie
debts,” says he, “were often paid in a depreciated currency; and
even new contracts, for a few weeks or days, were often discharged
with a small part of their value. From this plenty, and the fluctuating
state of the medium, sprung hosts of speculators and itinerant
traders, who left their honest occupations for the purpose of
immense gains in a fraudulent business, that depended on no fixed
principles, and the profits of which could be reduced to no certain
calculations.” See his Geographical work.

204. Passed 26th February, 1773.

205. Passed 4th April, 1785.

206. Passed 11th April, 1793.

207. Passed 30th March, 1793.

208. Mr. Rittenhouse continued to hold the place of a trustee of the


loan-office more than ten years; but on the 1st of April, 1790, a law
was passed, by which all the powers and duties of the trustees of
that institution were transferred to, and vested in, the treasurer of the
state.

209. The loan-office system was kept up, in Pennsylvania, thirty


years after governor Pownall wrote.

210. Paper-money was not so well managed in some of the other


colonies, where it was issued in too large quantities, and its credit
not established on funds sufficiently stable and secure;[210a] a
circumstance which induced the parliament of Great-Britain to
interdict, for a time, further emissions of that sort of money, called
bills of credit, by the provincial legislatures.

Although the last emission of loan-office bills of credit, under the


colonial government of Pennsylvania, was made in the beginning of
the year 1773, the want of this succedaneum for gold and silver, as a
circulating medium of commerce commensurate to the encreased
population and trade of the country, was experienced some
considerable time before. In a letter written by the Hon. Mr. T. Penn
to the Rev. Mr. Barton, dated, London, June 17, 1767, the writer
says:

“Your account of the increase of the growth of hemp, gives me


great pleasure; and I think the demand there has been for wheat,
since the date of your letter, must have made the country people
rich, even those who were poor before: it will prevent people being
under the necessity of parting with their lands, and going to Carolina.
Their produce will always bring them money at Philadelphia,
notwithstanding there may be some more need for paper-money;
yet, when trade is brisk, it circulates faster, and a less quantity will
carry on a greater trade: however, I hope, in the next session of
parliament, we may get the law which prohibits our making any
more, repealed.”

The parliamentary restriction was, in fact, afterwards taken off; and


an effort was made, in the beginning of the year 1770, by the
legislature of Pennsylvania, to enact a loan-office law, for the
purpose of putting in circulation a further emission of paper-money:
but the measure then miscarried, in consequence of some
disagreement between the governor and the general assembly
respecting the right they severally claimed, of appointing the trustees
of the proposed loan-office.
210a. See Note 202.

211. The number of members in the Boston Academy is never to


exceed two hundred, nor to be less than forty. By being limited to so
moderate a number as the former, for the greater extreme, this
academy will be likely to select suitable persons for the honour of
fellowship, with the more discriminating circumspection.

212. Robert Patterson, Esq. Director of the Mint, and David


Rittenhouse Waters, Esq. a gentleman bred to the law, and a
grandson of the late Dr. Rittenhouse.

The decease of Mr. Waters happened soon after: he died on the


4th of September, 1813, at the premature age of twenty-two years.
Although he had just entered on the threshold of the world, this
excellent young man exhibited many proofs of extraordinary
attainments in literature and science, as well as of a superior genius.
He appeared to have inherited from his maternal grandfather,
congenial talents. In his life, his amiable disposition endeared him to
all who had an opportunity of knowing his virtues: in his death, not
only have his relatives and friends experienced an afflicting
bereavement, but his country has sustained the loss of a citizen of
great promise.

213. Although Mr. Ellicott is a native of Pennsylvania, and was a


citizen of that state until the British army took possession of
Philadelphia, in 1777, he resided in Baltimore county about eight
years after that event.

214. In the years 1767 and 1768.

215. The difference of 16′ 42″, between the latitude above


mentioned and the beginning of the 40th degree of north latitude,

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